Foy J Guin Jr Financial Disclosure Report for 2009

8/3/2019 Foy J Guin Jr Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/foy-j-guin-jr-financial-disclosure-report-for-2009 1/13

A o : o I FINANCIAL DISCLOSURE R E P O R T R e p o , , R e q u i r e d b y th e E t h i c s

In Government Act of 1978~ . 1 / 7 0 1 0 [ F O R C A L E N D A R Y E A R 2 0 0 9

~ N O N E (No reportable positions.)

POSITION N~E OF ORGA~ZA~ON~TY

1.

2.

3.

4. --

~ NONE ~o reportable agreements.) r,~

~ P~TIES A~ TE~S

1.



F I N A N C I A L DISCLOSU~ ~PORT

~ ~u~ , J . FO~, ~Page 2 o~ 13

~ F ~er’s No n-Investment Income

NO~ ~o reportabl~ non-in~ent income.)

1 .

3.

4.

B . S p o u s e ’ s N o n - I n v e st m e n t I n c o m e - If you were marri~d during any pordon of lk~ r~po~iag year, ¢ompl~ tkb se~b~

(Do~lar ~o~ ~t r~ul~ ~c~t for honora~a.)

~ NONE ~o reportable non-inv~ent income.)

~ SO~CE ~ ~E

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - * -, , ,, ~ ,o , ~ .a , ,, , , ~,a~.s, Io~, . .unot. . ,o.~(lnclud¢~ tho~e to ~ot~e and depes~dent chlla~n; .~ee pp. 25-27 of filing intWvctlona.)

[] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.

2.

3.

4.

5.



F IN A N C IA L D IS C L O S U R E R E P O R T N

Page 3 of 13 G t a r ¢ , a . r o y ,

1.

2.

3.

4,

5.

~ N O ~ ~ o repor table

~ D E S C R ~ O N

1 .

3.

4.

5.



F IN A N C IA L D I SC L O S UR E R E P O R T ~ m , 0 t r ~ 0 ~ R ~ p o r ~ t

Page 4 of 13 G I ~ S , ~ . v O ~ , ~ 0 S~o l0

V I I . I N ~ S T M E N T S a n d T R U S T S - ~ . ~ ~,. ...... ~o., a~t.~ ,~o~ , ~ / ,r .. .. ~

NO~ ~ oreportable income, ~se~, or W~tions.)

A. B. C. D.

D~cripfion of As~ ~ d~ng ~ o ~ s ~ u ~ ~ ~ d T~c~ou~ d~ng ~g p~

(hdudlng ~t as~} r~ ~M of~ng ~

(t) (2) O) (~) (l) (~) O) O) (~ )

PI~ "~)" af ter ~h ~sct ~o~t T~ (e .g , Vtl~ Vguc T~ (e.g. , ; Da~ Value G a i n ldcntiW o f

ex~pt ~m prior ~sclosure C~e I die. , ~L C~e 2 M~ b u y , s e l t , ~d~ ~ C~ 2 C o d e I ~er/~ll~( A - H ) o r h a . ) ( J - P ) C~¢ 3 ~pfion) ( J - P ) ( A - H )

1. 1/3 int~t in lot Io~ t~ in Hal¢~ ille , AL B ~nt J W

2. R e #ons B~ k ( t h rOng ) A l nmr~ t J T

3. Re#ons B=k (~n~ A In~ J T

4. E~o~ohil Co~ ~m E Dividend O T

5. AT&T C Dividend L T

6. F~ F~ A Di~dend J T

7. I~ AC~. A A Die & int K T

8. -Pe~hing ~ Acct ~o~ m~ket ~nd)

9. - T¢ ~ ~ ¢ r ~ I n o ~ m .

1 0 . -R¢#o~ F~cial ~ ~m

1 1 . -~w ~,m Ca Sold 11/1~ J A

1 2 . -Ci~del Broadc~ ting

1 3 . -~ger, ~, Inc. Sold 07/14~ J A

1 4 . -Ft~ly~ll~Sto~s Bu y 1~15~ J

IS. I~ AC~. B C Die & Int M T

1 6 . -Appli~ Mat~als ,

1 7 . -A~li~ Ma~dals ~ ~m Bu y 1





]Name of Person ReporHng D a t e o f l ~ e p ~ r ~ ]

P ~ £ c F ~ C I ~ 6 o ~ 1 3 D I S C L O S U ~ ~ P O R T ~ m ~ , ~ . ~ o ~ , ~ . ~ ~ 0

VII. ~EST~ NTS and TRU STS - ~o.~, ~., ~ .... ~.~ a~.~ ,~. of .~ . . . . ~ ~.~ .~..; .~ ~ ~o 0/~ ~,~.~

NO~ ~o reportable income, ~sets, or tram~tions.)

~ B. C. D.

~p~on of As~ l~e d~g Gm~ v~ue ~t ~ T~on~ during ~poflin~ pefi~

(t) (2) O) i (2) U) (~) O) (a) O)PI~c¢’(X)’ ~ ~ ~s¢t ~t T~ (~g., V~ue

~V~u~ T~ (e.g., D~ te V ~ lue G,in ]den6~ of

~pt ~ ~ ~sclos~ C~1 div.. mL C~2 M¢~ ~y, ~ll, m~d~ C~¢ 2 C~1 buyrdst~ler

transport)

3 5 . -Pepsico. ~e Sold 10/1~ J B

3 6 . -~n~o ~¢~ Co

3 7 . I~ AC~. C A Div & Int K T

3 8 . -P~h~g ~ Aeet ~on~ ~ket ~d)

39. -WaI~n ~ Sold ~1109 J A

40 . ~g~, ~, ~c Sold 07114109 J A

41. -IBM

42. .Pepsico, Ine Bu y ~3~9 J

43. -P~sieo. Ine Sold 10/1~9 J B

~. -AT&T, ~¢

45. BRO~GEAC~#1

~. -B~ck Gold corn A Di~dend I T

47. -Abbott ~fies com. A Di~d K T

4 8 . -Hewle~-P~ Inc. com. A Di~d~d K T

4 9 . -Sou~w~ t A i r l in ~ ~m . A Di~dend J T

5 0 . -Pepsi~ Ine corn A Di~dend K T

5 1 . -~#om F~ncial ~ A Di~nd J T



F IN A N C IA L D IS C L O S U R E R E P O R T [~ .... r r ~ . o ~ R ~ p o . t~

Pag~ 7 of 13I i ~u ~ , a .v o~ , ~ [

0 5 ~ 5 ~ 0 t 0

VII. ~ST~NTS and TRUSTS -~...... ~-~,~.~.. o~,~o.~ o/,~ .... ~

~ NO~ income, or tr~sactio~.)o

A. B. ~ c.

0) (2 ) O) (2) ([ ) ~ (2) (3) (~) (5 )

P~ce "(~" t~ e~h ~sc t A m o u n t T~ (e.g. , V~ ’ V a l u e T~e (e.g., [ D a t e V~lue G a~ Id~fiq of

ex~p~ ~m pr i or d{~cI~ C~ I ~v. , ~n~ ~ 2 Meth~ b~, ~ll . ~ C~ 2 ~l buy~/~ll~( A - H ) o r i n ~ ) ( l - P ) C~e 3 red~oa) ( S - P ) ( A - H ) ( ~ p d v a ~ e

( Q - W ),

5 2 , -PPG Indm~ ~m A D[vi~d J T

5 3 . -F~tcd Go~ Re~ (fo~ly A Dividend K TAl]imce G o~

5 4 , -Home ~t [no ~m A Di~dend J T

5 5 . ~en~ Elec~c ~ ~ A Divfdend I T

5 6 . -Auto~c Da~ Pm~s~ ~ ~m A D[~dend J T’

5 7 . -~, ~ ~m A Dividend J T

5 8 . -~b~ly C~ C~ ~m A Di~nd J T

5 9 . - Jo ~ o n & J o P p a c o r n A Dividend J T

~. - Al ~ m ~ C o ~ ~ m A ~v id~nd J T

6 1 . -Che~n Co~ co r n A Dividend J T

6 2 . -3M ~ mp~ y c o r n A Di~dend K T

6 3 . -Colge t~ .P~l ive Co co rn A Dividend J T

~. -Wal~n Co o rn A Di~dend J T

6 5 . ~ger. ~. ~c A Dividend Sold 07/I~/~ K

6 6 . -~& O~ble ~ A Dividend K T

6 7 , -ln~l ~ A Dividend l T

6 8 . -Royal ~t~ Shell PLC A Di~dend J T



Ja m ¢ o f P e r s o n R e p o r t tn ~ D s t e e f R e p o r ~FINANCIAL DISCLOSURE REPORT j ~v~,J.~ov,~

o s / o ~ n o l oPage 8 o f 13

VII. INVESTMENTS and TRUSTS -

NONE ~o repo~able income, ~se~, or tr~s~tio~.)

A. B.

Desc~pfion of ~ts h ~ m e d ~ n g G r ~ s v a l u ~ a t e n d Tin.oat d~ng r~ag ~od

(inolu~ng ~s t ~em ) ~g

(I ) (~ ) O) (~) (t) (~) O) (4) ~)

Place "~)~ after e~h ~srt ~o~t T~ (e.g. , V ~ o e V8 ~ T)~ (e.g., D ~ Vtlue Gain I d ~ t i W o f

c x ~ p t ~ m p r i o r ~ s c l o s u r c C ~ I d i v . , ~ C ~ e 2 Me~ buy, ~ll.d~ C~ 2 C~= I b u y ~ l ~ l ~

6 9 . -V F Corp A Dividend J T

7 0 . -Nokia Corp Spom ore~l ADR A Dividend J T ¯

7 1 , -Nokia Co rp Sponso red ADR None J T Bu y 12/02/09 J

( a d d ’ 0

7 2 . - E m e r s o n E l e c t r i c C o A D i v i d e n d J T

7 3 . -Sysco Corp A Dividend" J T

7 4 . -Air Produet~ & Chews, In A Dividend J T Sold 0 9 / 1 5 1 0 9 J B

7 5 . - T e x a s I n s t r u m e n t s , Inc A D i v i d e n d 1 T

’ 7 6 . - D i e b o l d , I n c A D i v i d e n d 3 T B u y 0 4 1 1 7 / 0 9 J

7 7 . -McDonalds Corp A Dividend J T Bu y 05/11/09 J

7 8 . -McDonalds Corp A Dividend .~ T Bu y 09/30/09 J( a d d ’ i )

" / 9 , -Waste Management, Inc A Dividend J T Bu y 0 7 1 1 7 / 0 9 J

g O . -Beeton D i c k i n s o n & Co None K T Bu y 09/15/09 J

8 1 . BROKERAGE ACCOUNT #2

8 2 . -Regions Financial Co~p A Dividend J T

8 3 . -Protective Life Corp co rn A Dividend J T

8 4 . -General Electric Co co rn A Dividend J T

8 5 . -Intel C o r p A Dividend J T



F IN A N C I A L D IS C L O S U R E R E P O R TPage 9 of 1 3 G ~ , J . F O Y , ~ 0~5~010

NONE ~o repomable income, ~se~, or ~actions.)

~ B. C. D.

De~p~ of A~e~ ~come d~g G~

PI~"(X)" ~ ~h ~=t ~ouot T~ (e.g., Val~ V~ T~e (e.g., D~e [ V~ue Gt~ ld=n~ of

cx~pt ~m ~or di~lo~ C~I div.,

86 . -Abifibibowater. ~e N o ne J T

87 . BRO~GE A~O~ #3

88 . -F~ Gove~t Res~ A Di~dend J T

89 . -Dis~ Writ ~ Hol~ ~ A Diadem J T

9 0 . -~g~, ~. Inc A Divid*nd ~ld 07/141~ J A

9 1 . -Citadel Broa~mdng Co~ No~ l T

9 2 . Sourer V~. Life Invest. Fund (C~ No~ L TNail - ~ney m~ket

9 3 . BRO~GEACCO~

9 4 . -AT&T, I~ A Dividend J T

95. -Ab~ ~bs A Dividend J T

9 6. -Automat Dam Pr~Mg, In¢ A Di~ J T

9 7. -Automad~ Dam ~s~g, In A Diadem J T Buy ~7/09 J

(~d’))

9 8. -Av~ ~on ~ A Div iden d So ld 07~0~9 J A

~. -~ill~, ln¢ A Dividend J T

1 0 0 . -~#~n Co~ A Diadem J T

1 0 1 . -~ ~l~ Company A Di~d~ J T

1 0 2 . -~n~li~t¢d ~o~ ~ A Di~d~ J T



Name o f Pe r son Repo r t i n g ] Date o f Repo r tFINANCIAL DISCLOSURE REPORT

C U L ~ , J . F O r , ~a g e I0 o f 1 3I

o 5 / o ~ 2 O l O

VII. ~VEST~NTS and TRUSTS - ~. ~. ~ a~,~ ,*~,~ ~¢ ~, ~ ~, ~,~;

N O ~ ~o reportable &come, ~sets. or W~actions.)

A. B. C. D.

Desc~pfion of A~ In.me d~g G~s v~ ~ end T~ctlon~ d~ng

0) ( 2 ) (~) (~) O) (~) O) (4) (~ )

Pl~ "(~= ~ each ~t A~t T~ (e.g., VsI~ V ~ u e T~ (e.g., Da ~ V~lue Gain

~pt ~m ~ ~sclos~C~1 div., ~ C~e 2 M~ buy, sell . ~ C~ 2 C~1 buyer/sel]~(A-~ o r i n t . ) ( J - P ) C~ 3 r ~ c m p d o n ) U ’ P ) ( A - H ) ( i f p f i v a l ¢

(~W)

103. -D~ R~, Ino None J T B~ 11/17/09

I 0~ . -Domhion R~, Inc A Di~nd 3 T

105. -Da Pont E I De N~ & ~ A Dividend J T

106 . -Em ~on Elec~¢ Co A Di~dend 2 T

107 . -~on M obi l Co~ A Divi~nd K T

1 08 . ~ e na i n~ P ~ C o A ~vid~d J T

109 . -Hei~ H 2 Co A Divi~nd B u y 01/13 /~

110 . -3o~so n ~n t ~ l s , Ino A ~vi~nd Sold 03 /I I/~ 3 A

111. -~¢R & Pla~ Inc A Dividend Sold 0 3 ~5 1~ J A

112. -~lly Eli & Co A Divi~nd J T

113. -L~ln Na~ ~ A Di~ &n d Sold 03~5/~ J A

114 , -Mi~o soR C~ A Dividend Sold 06/15/~ J A

115. -~ciden~ Pe~Ie~ Co~ A DiHdend J T

116. -PNC F~ Sv~ Gro up, Inc A DiHdend Sold 03/05~9 J A

117. -Payche~ lnc A DiHdcnd J T

11~. -Pf~, Inc A Dividend Sold I 1/17~9 J A

119. -~o~~ En~, ~c A Difid~d J T



FINANCIAL DISCLOSURE REPORT ~.me of Pcrton Reporting [ Date of Report

Page 11 o f 13 G a m e , J . l ~ O V , ~

[

O S : O S a O ~ O

VII. INVESTMENTS and TRUSTS - ~,o,.,, ,~.,,

~NONE ~o r~omable income, ~sets, or

A. B. C. D.

(2 )

PI~ "(X)" afl~ ~ch ~ Amour ] T~ (e.g., V~ V~ue T~ (e.g., ] Dete [ Value Ga~ [d~fi~ of

exempt ~ #~ d~cl~CM* I I div,, ~ C~e 2

~tion}

120. -Reglom Finl Co~ A D i~dend J T

121 . -~u~ em Co A Di~dend J T

122. -US Bancorp A Dividend Sold 01 /21 / 09 J A

1 2 3 . - F e d e r a te d G o v t R c s C r v m ( ’ M o n ~ M a r k e t A Int!D iv. $ TF u n d )



F IN A N C I A L D IS C L O S U R E R E P O R T ~ . = , o f r e t r e a t R t , p o t - tl a g D a t e o r " R e p o r t

Page 12 of 13 G u m , J . F O e . J ~ . o ~ : o 5 ~ o ~ 0

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . a , ~ o , ~ p , , , , z ~ t ~ o , t )

i tem V. Other gi f ts

I hold an honorar y m~ mb~ mhip in the Downtown Rotary Club in Birmingham , Alabama. I att~ad one or two m¢eting~ l:mr year, but pay only for meals. I have novote and take no part in the club policy or d~i~ ion m aking. Value of mem bership is unknown. As explained in my letter of July 6, 1995, an approp riate dollarvalue for ~ hon orary menbership woxdd be no m ore than $1.00. I am really only a gu,, t who pays $13.50 for a $6.00 m ~L I have not Ixem to the ~Iub meet ingsin the year 2009 and do not remem ber going in 20 08. In no way can thi~ hono rary menber,Mp be tald to have any value. There is no ~uch thing a, "a basicmem bership with like privilcge~~ .



F IN A N C IA L D IS C L O S U R E R E P O R T

Page 13 of 1 3 ~ U t N , J . r O Y , ~ ,. 0 ~ / 0 5 / 2 0 ~ 0

IX . C E R T I F IC A T I O N .

I ¢er t lb! that al l Information given above ( including inform ation per tain ing to my sp ouse and m inor or dependent children , If any) Isaccuratr~ true. and com plete to the best of m y Imowledge and belief , and that any information not repo rted wan wlthhdd because It met applicable statutoryprovt~iona perm it~ng non-<l isclosare.

I fu r ther ce r t / fy tha t e a r n e d incom e from outside employm ent sad honorar ia and the acceptanc e of gif ts which have been repor ted a r e incom plLance with the provisions ors U.S.C. app. § 501 et . seq., 5 U..q .C. § 7353, and Judicial Conference regulat ions.

Signature_

NOTE: ANY INDIVIDUAL WHO KNOW INGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO ClVlLAND CRIMINAL SANCTIONS (5 U.S.C. app. § 1 04 )

FILING INSTRUCTIONS

Mail s igned or iginal and 3 addi t ional copies to :

Com m i t tee on F inan cial DisclosureAdmin is trat ive Off ice of the United States CourtsSuite 2-30 1One Co lumbus Circ le , N.E.Washingto n, D.C. 2054 4

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Foy J Guin Jr Financial Disclosure Report for 2009