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Cristina Curcelli July 2015 Literature Search: Cognitive Neurorehabilitation in non-CNS Cancer Survivors ABSTRACT Research in the field of cancer survivorship has long acknowledged increased cognitive dysfunction in patients with central nervous system (CNS) cancers. However, in recent years, more research has been dedicated to non-CNS cancer patients and to how both the diseases themselves and various treatments impact patients’ cognitive function. With an increased understanding of the relationship between cancer and cognitive function, some researchers have turned toward the cognitive neurorehabilitation of cancer survivors. This paper reviews existing studies and literature on cognitive rehabilitation in an attempt to synthesize and identify the methods that have yielded the most success for improving cancer patients’ cognition. INTRODUCTION Survivors of cancer have reported difficulty with cognition, and a growing body of research supports these self-reported findings. There continues to be increasing evidence of actual injury to the brain after chemotherapy, particularly to the prefrontal cortex, which is associated with executive function 1 . Many different rehabilitation tactics have been used to try to treat the cognitive difficulties associated with cancer. Pharmacological agents, notably stimulants such as methylphenidate and modafinil, have been used in an attempt to treat cognitive difficulty, though no pharmaceutical has been developed specifically for cognitive difficulty related to cancer. 2 Many researchers have approached the issue with cognitive rehabilitation interventions, examining different possibilities to improve survivors function as tested by self-reports and neuropsychological batteries. Growing evidence supports that cognitive therapy holds the most promise for treating cognitive dysfunction associated with cancer patients – one systematic review found cognitive therapy delivered after breast cancer treatment, with a focus on improving verbal memory, attention, and processing speed, to be most effective. 2 REVIEW OF CLINICAL TRIALS AND FINDINGS Research exclusive to breast cancer patients Studies on cognitive neurorehabilitation in non-CNS cancer survivors have often focused exclusively on breast cancer patients. Ercoli, Petersen, et al evaluated a 5-week group cognitive rehabilitation intervention, with one 2-hour session a week. The intervention was first piloted for feasibility, and then implemented in a randomized study of 48 breast cancer survivors: 32 assigned to the cancer rehabilitation group, and 16 assigned to a wait list control group. The intervention targeted attention, executive function, and memory function in a group setting, with a mix of psychoeducation, technique instruction, and in- class and at-home exercises between each session. The primary measure for subjective cognitive improvement was the Patients’ Assessment of Own Functioning (PAOFI). Additional objective measures included the Rey Auditory-Visual Learning Test (RAVLT), the Trail Making Test (TMT), the Brief Visual Memory Test Revised (BVMT-R), among other measures. 3

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CristinaCurcelliJuly2015

LiteratureSearch:CognitiveNeurorehabilitationinnon-CNSCancerSurvivorsABSTRACTResearchinthefieldofcancersurvivorshiphaslongacknowledgedincreasedcognitivedysfunctioninpatientswithcentralnervoussystem(CNS)cancers.However,inrecentyears,moreresearchhasbeendedicatedtonon-CNScancerpatientsandtohowboththediseasesthemselvesandvarioustreatmentsimpactpatients’cognitivefunction.Withanincreasedunderstandingoftherelationshipbetweencancerandcognitivefunction,someresearchershaveturnedtowardthecognitiveneurorehabilitationofcancersurvivors.Thispaperreviewsexistingstudiesandliteratureoncognitiverehabilitationinanattempttosynthesizeandidentifythemethodsthathaveyieldedthemostsuccessforimprovingcancerpatients’cognition. INTRODUCTIONSurvivorsofcancerhavereporteddifficultywithcognition,andagrowingbodyofresearchsupportstheseself-reportedfindings.Therecontinuestobeincreasingevidenceofactualinjurytothebrainafterchemotherapy,particularlytotheprefrontalcortex,whichisassociatedwithexecutivefunction1.

Manydifferentrehabilitationtacticshavebeenusedtotrytotreatthecognitivedifficultiesassociatedwithcancer.Pharmacologicalagents,notablystimulantssuchasmethylphenidateandmodafinil,havebeenusedinanattempttotreatcognitivedifficulty,thoughnopharmaceuticalhasbeendevelopedspecificallyforcognitivedifficultyrelatedtocancer.2Manyresearchershaveapproachedtheissuewithcognitiverehabilitationinterventions,examiningdifferentpossibilitiestoimprovesurvivorsfunctionastestedbyself-reportsandneuropsychologicalbatteries.

Growingevidencesupportsthatcognitivetherapyholdsthemostpromisefortreatingcognitivedysfunctionassociatedwithcancerpatients–onesystematicreviewfoundcognitivetherapydeliveredafterbreastcancertreatment,withafocusonimprovingverbalmemory,attention,andprocessingspeed,tobemosteffective.2 REVIEWOFCLINICALTRIALSANDFINDINGS Researchexclusivetobreastcancerpatients Studiesoncognitiveneurorehabilitationinnon-CNScancersurvivorshaveoftenfocusedexclusivelyonbreastcancerpatients.Ercoli,Petersen,etalevaluateda5-weekgroupcognitiverehabilitationintervention,withone2-hoursessionaweek.Theinterventionwasfirstpilotedforfeasibility,andthenimplementedinarandomizedstudyof48breastcancersurvivors:32assignedtothecancerrehabilitationgroup,and16assignedtoawaitlistcontrolgroup.Theinterventiontargetedattention,executivefunction,andmemoryfunctioninagroupsetting,withamixofpsychoeducation,techniqueinstruction,andin-classandat-homeexercisesbetweeneachsession.TheprimarymeasureforsubjectivecognitiveimprovementwasthePatients’AssessmentofOwnFunctioning(PAOFI).AdditionalobjectivemeasuresincludedtheReyAuditory-VisualLearningTest(RAVLT),theTrailMakingTest(TMT),theBriefVisualMemoryTestRevised(BVMT-R),amongothermeasures.3

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Bothsubjectiveandobjectivemeasuressuggestedimprovementintheinterventiongroup,ascomparedtothewaitlistgroup.RAVLTtotalanddelayedrecallscoresshowedstatisticallysignificantimprovements,alongwiththeself-reportedPAOFIscores.

AstudyconductedbyFerguson,McDonaldetalexaminedasimilarly-sizedandcomposedpopulationofbreastcancersurvivors,butwithadifferentinterventionapproach.Theseresearcherslookedattheefficacyofacognitive-behavioraltherapyprogramcalledMemoryandAttentionAdaptationTraining(MAAT).ThisCBTprogramwasevaluatedinatwo-grouprandomizedclinicaltrial,with40stageIandIIbreastcancerpatientswhohadreceivedchemotherapy,dividedintoaninterventionMAATgroupandawaitlistcontrolgroup.ThemaindistinctionbetweentheMAATprogramandothercognitiveskillstraining-orientedneurorehabilitationisMAAT’sfocusoncompensatorystrategyratherthanmentalexercise.Thesestrategieswereaimedto“lessenthenegativeconsequencesofcognitivefailure.”4Eachofthefourin-personofficevisitsconsistedofreviewingcurrentfindings,self-awarenesstraining,andrehearsalofcompensatorystrategies. MAATwaspilotedfiveyearsbeforethisstudyon29breastcancersurvivorswhohadreceivedchemotherapyandreportedcomplaintsregardingmemoryandattention.Thepilotstudyparticipants(all29participatedinMAAT)showedimprovementsinself-reportofcognitivefunction,qualityoflife,andtestperformance.Researchersfoundtheseindicators,alongwithahighrateofsatisfactionamongparticipants,warrantedfurtherstudyandevaluationofsurvivors.5 Inthetwo-armedstudy,self-reporteddailycognitiveproblems,asmeasuredbytheMultipleAbilitySelf-ReportQuestionnaire(MASQ),didnotexperienceastatisticallysignificantlychangeintheMAATgroup.Therewasanimprovementinself-reportedspiritualwell-beingsubscaleofqualityoflife,measuredwiththeQualityofLife-CancerSurvivors(QoL-CS).Participantswereevaluatedforverbalmemory,withCaliforniaVerbalLearningTest-II,andprocessingspeed,usingavarietyofmeasures.Noneofthemeasuresofprocessingspeed,unlikeintheErcolistudy,whichalsousedtheTrailMakingTest,sawstatisticallysignificantimprovement.Verbalmemory,intheCVLT-II,didimproveintheMAATgroup.ResearchersconcludedthatthoughtheMAATCBTshouldstillberefinedfurther,itmeritsadditionalstudiesbedoneusingMAAT’scompensatorystrategy. Incontrasttothisfocusoncompensatorystrategy,adifferentstudyofasimilarcompositionexaminedtheeffectsofanentirelycomputerizedexecutivefunctiontrainingprogramforbreastcancersurvivors.Kessler,Hosseinietaladministeredanonline48-hourtrainingprogramtobecompletedover12weeks,inacontrolled,randomizedstudyof41totalbreastcancerpatients.Theexercises,focusedonthedomainsofcognitiveflexibility,workingmemory,processingspeed,andverbalfluency,adjustedtothe21activeparticipantsperformanceandgaveongoingfeedback.TheprimaryobjectivemeasureforthisstudywastheWisconsinCardSortingTest,ameasureofcognitiveflexibility.ThetraininggroupshowedsignificantimprovementcomparedtothewaitlistgroupontheWCST,aswellastrendingimprovementsinotherobjectivemeasures,andsignificantimprovementinself-ratedexecutivefunction.Researchersinterpretedtheseresultsasindicatorsofimprovedcognitiveflexibility,processingspeed,andverbalfluencyintheactivetraininggroup,andthepotentialforsuchimprovementtooccurasaresultofcognitiveexercise.6 Narrowingthefocusoftraininginterventions:Vohnetal;Poppelreuteretal Onetraining-basedrehabilitationstudyexaminedtwodistinctlydifferentformsofcognitivetraining:onegroupwasassignedtomemorytraining,memoryandprocessingspeed.About30breastcancersurvivorswhohadundergonechemotherapywereassigned

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toeachgroup,andanadditionalcontrolgroupof30survivorswasalsocreated.ThememorytraininggroupwasadaptedfromACTIVE,advancedcognitivetrainingforindependentandvitalelderly.During10one-hoursessionsover6to8weeks,participantsweretrainedwithanemphasisonmemorystrategy,suchasmeaningfulness,organization,visualization,andothers.Thespeedofprocessingtraining,entirelyseparatefromthememorygroup,consistedofcomputerizedexercisesfromInsight,whichadjustdifficultybasedonparticipants’performance.7ThoughthecommercialprovidersdifferedbetweenthisspeedofprocessingtrainingandKessleretal’sexecutivefunctiontraining(Insight,andLumos,respectively),structureandcontentoftheprogramsharedmanysimilarities. TheadaptedACTIVEmemorytrainingprogramparticipantsdisplayedimprovedimmediateanddelayedmemoryatatwo-monthpost-interventionvisit(measuredbyReyAuditoryVisualLearningTest,RAVLT),andimprovementinself-reportedcognitivefunctionbasedonFactCog,ameasureofperceivedcognitivefunctiondesignedspecificallyforcancerpatients,atboththe2-monthandpost-interventionassessments.ThespeedofprocessingtraininggroupexperiencedimprovementinprocessingspeedasmeasuredbyUsefulFieldofView(UFOV).7

Besidesthesesomewhatexpecteddomain-specificimprovements,though,participantsintheInSightspeedofprocessingtrainingalsoexperiencedimprovementsontheRAVLTandRivermeadeBehavioralParagraphRecall(measuresofmemory).Theirperceivedcognitivefunction,likethememorygroup,alsoshowedimprovement,andprocessingspeedparticipantsfurthershowedsignificantlylowereddistress.Becauseofthiscross-cognitivedomainimprovement,theresearchersinterpretedthespeedofprocessingtrainingtohavebroadercognitiveeffects.

Poppelreutueretalexploredtwodifferenttrainingprogramsusingaverysimilarmodeltothis.Inastudywithbreastcancerin-patients,34patientswereassignedtoacomputerized(PC)traininggroup,33patientswereassignedtoneuropsychological(NP)training,and25actedascontrols.ThePCgroupcompletedcomputerizedexercisesundersupervision,withtheexercisesadaptingtotheindividual’sresponses.TheNPTgroupparticipatedinsessionsheldbytherapists,coveringabreadthofinformationonmemoryandattention.8However,unlikeVohnetal’smemoryandspeedofprocessingtraininggroups,thePCandNPTgroupsdidnotachieveanymoreimprovementthanthewaitlistcontrolgroup–allparticipantsshowedsignificantimprovement,sonointerventioneffectscouldbeproven.Researcherssuggestedtheoveralltrendinimprovementwasduetothenatureofin-patientrehabandthenaturalrecoverythatfollowstherapy.Anotherpossiblefactorcouldhavebeenpracticeeffects.Theresults,researcherssuggest,likelyspeakmoretothetimingofintervention,andthenon-necessityofcognitivetrainingdirectlyaftertherapy,thantheydototheactualinterventionorpossibilityofpracticeeffects.8 Othertypesofnon-CNScancers

Studiesextendingtosurvivorsacrossdifferenttypesofcanceraresomewhatmorelimited,thoughgenerallynotcontradictory,toresearchinvolvingonlybreastcancerpatients.Furtherresearchneedstobedone,though,todeterminehowtospecializetrainingsandoptimizeefficacybasedoncancertype.

Onecognitiverehabilitationinterventionforsurvivorsofallcancertypesinvolved4weeksofgroupmeetings.Thisstudypilotedaweekly,smallgroupintervention,emphasizingpsychoeducationandskillstraininginvolving.Cognitivefunctionwasmeasuredobjectively(usingRepeatableBatteryforAssessmentofNeuropsychologicalstatus,RBANS,andTMT)andsubjectively(MASQandFactCog).Thisstudyhadavarietyoflimitations,suchassmallsamplesizes,uneventestandcontrolgroups,andperhapsnot

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enoughinclusioncriteria(somesurvivorsstartedorfinishedinnormalrangeofcognitivefunctioning).However,researchersfoundimprovementsinobjectivemeasuresofvisuospatial/constructionalperformance,immediatememory,anddelayedmemory,accordingtotheobjectiveRBANSmeasure.TheMASQdidnotshowsignificantself-reportedimprovement.9

Thisintervention,afterbeingpilotedinthisprimarystudy,wasthenintroducedintoagroupof29non-CNScancersurvivors,dividedbetweena“ReCog”interventiongroupandawaitlist,andcomparedagainst16communitycontrolparticipants.Eachofthefour,two-hoursessions,modeledoffthepilotedstudyinterventionhadcomponentsofpsychoeducation,groupdiscussion,skilldevelopment,andapplication.Theprimarymeasuresofcognitivefunctionincluded:theRBANStest,measuringobjectivecognitivefunction;theTMT;theFACT-Cog3,measuringperceptionofcognitivefunction,andtheBriefAssessmentofProspectiveMemory(BAPM)toassesssubjectivemeasures(perceptionofcognitiveimpairment,qualityoflife,andmemory).Avarietyofpsychosocialmethodswerealsousedassecondarymeasures.10However,unlikethepilotstudy,theRBANSmeasuredidnotshowstatisticallysignificantimprovementamonginterventionparticipants.InterventionparticipantsimprovedonTMTA,suggestingtheReCoginterventiontobebeneficialforprocessingspeed,visualscanning,andnumericsequencing.ThisresultalignswiththefindingsofFergusonetalinthestudyconcerningtheMAATprogram.4

SubjectivemeasuresintheReCoginterventiongroupshowedimprovementagainstthewaitlistgroupforperceivedcognitiveabilitytestedinFactCOG,butmeasuresofprospectivememorydidnotshowsignificantchange(contrastingwiththeresultsofthepilotedstudyofthisintervention,whereMASQscoresshowedimprovementinmemoryininterventionparticipants,thoughadifferenttestwasusedtoevaluatethis).Therewasalsoanimprovementincognitiveself-efficacy(CSE)amonginterventionparticipants.Researchersrecognizedthelimitsofasmallsamplesize,amongothers,inthisstudy.10 Cherrieretalexaminedasimilarlytargetedprogramina28-participantstudyofsurvivorsofvariouscancertypes.The12-membertreatmentgroup,beingcomparedtothe16-personcontrolwaitlist,participatedinaone-houraweek,7weeklongintervention,withhomeworkin-betweensessions,focusingonmemoryaids,memoryskills,andmindfulness.Thesmallsamplesizeagainlimitedthestatisticalpoweroftheresults,butimprovementinthetreatmentgroupwasseenasmeasuredbytheFactCogself-reportingmeasure,andcertainsubtestsfromtheWeschlerAdultIntelligenceScalemeasuringattention.11 DIRECTIONFORFUTURERESEARCH

Smallsamplesizesarerecognizedasoneofthegreateststatisticalweaknessesofstudiesofcancersurvivorsexperiencingcognitivedysfunction.Despitemanyofthesameinterventiontechniques(psychoeducation,computerizedtraining)andsimilarneuropsychologicalmeasures(RAVLT,TMT,FactCog)beingusedacrossstudies,resultsfromoneinterventiontothenextshowlittleconsistency.However,amajorityofcognitiverehabilitationstudieshaveshownsomeobjectiveorself-reportedimprovementsinnon-CNScancersurvivors’cognition.Domain-focusedtrainings,suchasVohnetal’smemory/speedofprocessingtraininggroups,suggeststhatexerciseofsomedomainsmayleadtospecificbenefits,andexerciseofotherdomainstomorewidespreadbenefits.7

Specializedinterventionprogramssuchastheaforementionedmemory/speedofprocessingtrainingsstudy,orPoppelreuteretal’sPC/NPTtrainings,offerinsightthatwouldallowresearcherstodeterminethetypesofinterventionsthatbesttargetimpairedcognition.Computerizedtrainingprogramsinparticular,suchasInSightorLumos6,7,8,warrantfurtherresearchforavarietyofreasons:theconvenienceoftheinterventioncould

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potentiallyincreasesamplesizes,inturnallowingformorestatisticallypowerfulresults;thecomputerizationallowsforeasytrackingofparticipants’progressandconsistentparticipationinthestudy—anotherareainwhichalready-smallstudiesstruggletomaintainnumbers;andtheadvantageofhavingimmediatefeedback,sotheexercisescanbeadjustedtoparticipants’performances.

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References

1. KeslerSR,KentJS,O’HaraR.PrefrontalCortexandExecutiveFunctionImpairmentsinPrimaryBreastCancer.ArchNeurol.2011;68(11):1447-1453.

2. MoreanDF,O’DwyerL,CherneyLR,TherapiesforCognitiveDeficitsAssociatedwithChemotherapyforBreastCancer:ASystematicReviewofObjectiveOutcomes,ArchivesOfPhysicalMedicineAndRehabilitation(2015),doi:10.1016/j.apmr.2015.05.012.

3. Ercoli,L.M.,Petersen,L.,Hunter,A.M.,Castellon,S.A.,Kwan,L.,Kahn-Mills,B.A.,Embree,L.M.,Cernin,P.A.,Leuchter,A.F.andGanz,P.A.(2015),Cognitiverehabilitationgroupinterventionforbreastcancersurvivors:resultsofarandomizedclinicaltrial.Psycho-Oncology,doi:10.1002/pon.3769.

4. FergusonR,McDonaldB,SaykinA,etal.DevelopmentofCBTforchemotherapy-relatedcognitivechange:resultsofawaitlistcontroltrial.Psycho-Oncology[serialonline].February2012;21(2):176-186.

5. FergusonR,AhlesT,MottL,etal.Cognitive-behavioralmanagementofchemotherapy-relatedcognitivechange.Psycho-Oncology[serialonline].August2007;16(8):772-777.

6. KeslerS,HosseiniSMH,HecklerC,etal.CognitiveTrainingforImprovingExecutiveFunctioninChemotherapy-TreatedBreastCancerSurvivors.Clinicalbreastcancer.2013;13(4):299-306.doi:10.1016/j.clbc.2013.02.004.

7. VonAhD,CarpenterJS,SaykinA,etal.Advancedcognitivetrainingforbreastcancersurvivors:Arandomizedcontrolledtrial.BreastCancerResTreat.2012;135(3):799-809.

8. M.Poppelreuter,J.Weis,H.H.Bartsch.Effectsofspecificneuropsychologicaltrainingprogramsforbreastcancerpatientsafteradjuvantchemotherapy.JPsychosocOncol,27(2009),pp.274–296.

9. SchuursA,GreenH.Afeasibilitystudyofgroupcognitiverehabilitationforcancersurvivors:enhancingcognitivefunctionandqualityoflife.Psycho-Oncology[serialonline].May2013;22(5):1043-1049.

10. KingS,GreenHJ.PsychologicalInterventionforImprovingCognitiveFunctioninCancerSurvivors:ALiteratureReviewandRandomizedControlledTrial.FrontiersinOncology.2015;5:72.

11. CherrierMM,AndersonK,DavidD,etal.ARandomizedTrialofCognitiveRehabilitationinCancerSurvivors:APreliminaryStudy.Lifesciences.2013;93(17):10.1016/j.lfs.2013.08.011.doi:10.1016/j.lfs.2013.08.011.