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Forest Management and Evolution of Community Forestry (CF) in Nepal Anil Shresth PhD Asia Forest Research Centre Faculty of Forestry UBC

Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

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Page 1: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Forest Management and Evolution of Community

Forestry (CF) in Nepal

Anil Shresth PhD

Asia Forest Research Centre

Faculty of Forestry UBC

Page 2: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Outline

Introduction Forest and Biodiversity in Nepal

Forest Management & Evolution of Community Forest (CF)in Nepal

Main Features of CF in Nepal

Outcomes of CF in Nepal (Ecological/Socio-Economic)

Challenges of CF in Nepal

Conclusion and way forward

Page 3: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Located in South Asia

between Two Massive

Country India & China

Area : 147,181 km2

Population: ~30 million

(Rural 81%; Urban 19%)

Population Density: 196

individual/km2

GDP Per Capita: 694 USD

About 125

caste/ethnic

groups

123 different

languages

CBS, 2011

Page 4: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Physiographic and bio-climatic zones of Nepal

Diverse elevation gradient

Within 120 km, 63 m from sea level

to top of the world (8,848 m)

Page 5: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Biodiversity in Nepal (Fauna)

Nepal occupy only 0.1% of

global land mass but

supports high biodiversity

Page 6: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Biodiversity in Nepal (Flora)

Among 118 types of

ecosystem,

112 forest ecosystem

4 cultivation ecosystem

1 water body ecosystem

1 glacier/snow/rock ecosystem

Middle Mountain: 53

High Himal : 38

High mountain : 38

Terai : 14

Siwalik : 12

Page 7: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Forest types of Nepal

Tropical Forest (up to 1,000m)

Sub-tropical Forest (1,000-1,700m)

Temperate Forest (2,000-2,700m)

Upper Temperate Forest (2,700-3,100m)

Sub-alpine Forest (3,000-4,200m)

Alpine Forest (4,000-5,000m) Shorea robusta

Schima-Castanopsis

Pinus

roxburghii

Alpine

Bamboo

Rhododendron

Pinus, Thuja,

Juniper spp

Page 8: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Farm Forestry Livelihood Linkage in rural Nepal

Population: 30 million (Rural 81%; Urban 19%)

Fuel wood Timber Leaf litter for manure Livestock grazing

Fodder Food and Fruits Medicines

Page 9: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

History of Forest Management and Evolution Community

Forestry in Nepal

“हरियो बन नेपालको धन” (Green Forests are the wealth of Nepal)”

Before 1927 No administrative forest office

1927-1939 Set up “Kathmahal”= “Wood depot” &

East/West Wing supplying sleepers to

India

1942-1951 Establishment of Department of Forest

with circles and 44 range covering Terai

Establishment of Institute of Forest

Plenty of

forest,

indigenous

forest

management

system, large

forest under

then ruler

Rana

Page 10: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

1950-1956 (Collapse of 104

years of

autocratic Rana

government)

Period of transition to convert forests

as private property to state property

1957-1960 Introduced Private Forest

Nationalization Act; declared private

forests as state property

1961-1975 Promulgated Forest Act (1961);

government took control on forests

resources

Massive

deforestation

Theory of

Himalayan

degradation

Fortress

approach

Page 11: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

1976-1986 Emergence of

form of

community

forestry concept

Recognized for the 1st time need for

community involvement in forest

management through national forestry

plan; introduced Panchayat Forest and

Panchayat Protected Forest Rules

(1978), Decentralization Act (1982), and

Decentralization Regulations (1984)

1987-1990

“Democracy”

Prepared a 25 years Master Plan for the

Forestry Sector and endorsed it by the

government in 1989 as a major policy

document; recognized community and

private forestry as the largest program

Page 12: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

1991-1995 Introduced user group concept to fulfill basic needs of forest

products; introduced Forest Act (1993) and Forest

Regulations (1995); emergence of Federation of Community

Forestry users in Nepal (FECOFUN)

1996-2001 Focused to contribute poverty reduction; prepared

community forestry directives (1996); revised forestry sector

policy (2000); introduced forest inventory guidelines (2001);

made mandatory to invest 25% of generated income from

community forestry to forest development and maintenance

2002-2006

Moist Civil

War

Focused to poverty reduction and community

empowerment; recognized CFUGs as an effective local

institution as they survived even in the war and conflict time

of the country between the Maoist and Government

Page 13: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

2007-2015 CF focused on governance, poverty reduction

and sustainable forest management;

Payment for Ecosystem Services, climate

change and REDD; mandatory to invest 35%

of generated income from CF to pro-poor

programs; mandatory to include women in the

key posts of the executive committee of

CFUGs

2015 onwards Federal Democratic Republic Country

(Discussion on structure of forestry sector)

Source: Pokharel et al., 2006; Ojha et al., 2006; MFSC, 2007; Gautam et al., 2004; DoF, 2001

Page 14: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Forest Management Regimes in Nepal

Government managed forest: National forest

managed by government

Community forestry:

National Forest that is handed over to a user group

to develop, conserve and manage; extract, exploit,

trade and/or distribute the forest products by fixing

the prices independently, according to an

approved operational plan

Protected forest :

Leasehold forest:

Religious forest:

Buffer zone community forest:

Other forms of

community

based forest

management in

Nepal 60% of the total forest can

be handed over as CF

Page 15: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Trend of CF hand over

1,8 mil ha of CF handed over to

19,916 CFUG among 2,546,760

households (DOF, CF division

Aug 2017)

New CF hand over per year

Are

a in

Ha

~29% of total forest area

of Nepal

~46% of total households

of Nepal

Page 16: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Main feature CF in Nepal

District Forest Office (DFO) can handover any part of national

forests to the communities, who are traditional users of the

resources.

DFO (State) provides technical assistance and advice.

Land ownership remains with the state, while the land use

rights belong to the Community Forest User Group (CFUG).

All management decisions (land management and forest

management) are taken by CFUGs.

Page 17: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Main feature CF in Nepal

Each household is recognised as a unit for the membership and

every member has equal rights over the resources.

CFUG are recognized as independent, self-governing, autonomous

and corporate body with perpetual succession.

CFUGs can generate their fund from grant received by Nepal

Government and other local institutions, sale of CF products and

amount received by other sources such as fine, etc.

CFUGs can use their funds community development except ~25%

of it must spend on forest conservation and development.

Page 18: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Main feature CF in Nepal

35% of CF’s income from selling forest products spend for poor and

marginalized users through livelihood programs.

CFUG are allowed to plant short-term cash crops like NTFPs such as

medicinal herbs.

User groups can fix prices of forestry products for their own use.

CFUGs can transport forest products under their jurisdiction anywhere

in the county.

In case of forest offences, CFUGs can punish their members according

to their constitution and operational plan.

Page 19: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Procedure of CF formation

Submission of interest of CF by concerned to DFO

Formation of CFUG & constitution of CFUG (general

assembly)

Application to DFO for registration of CF

Registration and issuance of certificate to CFUG by DFO

Preparation of Operational Plan (OP) of CF with support

from DFO (Survey & demarcation of forest area, forest

inventory and calculation of annual increment)

Submission of OP to DFO & approval of OP by DFO and

formal handover of CF certificate

Page 20: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Other forms of CBFM in

Nepal

Main features

Collaborative Forest:

Management (MGT) of

national forest collaboration

with local people, local

government and department

of forest

-Unlimited tenure management but is

defined through a 5-10 years management

plan.

-Benefit sharing: 50% UG, 40% District

forest office & 10% local government.

-Unlike CF, includes the distant users

-User group have to satisfy the need of

user group at first and surplus products

can be sold outside.

CBFM: Community Based Forest Management

Page 21: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Leasehold forest: Handover of

government forest to a group of local

poor households to improve their

livelihood

-Tenure period lasts for 40 years

-Handover of degraded forest to ultra

poor

-Users not allowed to cut trees before

handover but they are allowed to

harvest any product planted by them

Protected Forest: Government forest

which has outstanding environmental,

scientific and cultural importance

-MGT through 5-10 years plan

-Limited user right to local community

but special feature must be protected

-Provision of subsidies by Gov. or

other line agency, alternative energy,

eco-tourism development & support of

private forest

Page 22: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Buffer zone (BZ) CF: the Forest

outside the core area of National

parks (NP) and wildlife reserves

(WR) managed by local community

as community forest.

-Tenure similar as CF (5-10 years)

-Harvest and use forest product for

their own use but selling timber to

outsiders prohibited

-30 to 35% of income of NP & WR

from tourism goes to BZCF

Religious forest: government forest

that have been entrusted to

any religious entity, group or

community.

-Unlimited tenure with 5- year plan

-No forest product sale for profit

-Use of forest for religious purpose

only

Page 23: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

MSFC 2013, DOF

Page 24: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Outcome of CF in Nepal

Ecological/Conservation Outcomes

38.0% 35.9 37.4 29.0 38.3 40.36 Increased forest

cover particularly

in mid-hills

FRA 2015

Page 25: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

1990

2010

Niraula et al. 2013

Increased Forest Cover

from barren land to

Dense forest

Page 26: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Better forest

condition &

density→ increased

ecosystem services

and goods (ESG)

1978

2005 Adapted from Pokharel & Branney

Page 27: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Increased ecosystem

services and goods:

Fuel wood, clean water,

NTFP (medicines),

leaflitter

Page 28: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Increased ecosystem

services and goods:

Fuel wood, clean water,

NTFP (medicines),

leaflitter

Community Forestry Division, Department of Forest Nepal

1978

2005

Page 29: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

ESG such as soil

and water

conservation →

reduction of

erosion, landslide,

nutrient loss→

increased

agricultural

productivity

Addressing Himalayan

degradation theory

Page 30: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Increased EGS

such as

rehabilitation of

gully erosion →

reduction of

erosion,

landslide, nutrient

loss→ increased

agricultural

productivity

Page 31: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

1974

2010

Niraula et al. 2013

Increased greenery,

aesthetic value and

healthy rural life

Page 32: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Restoration of

forest and increased

conservation of

biodiversity (flora

and fauna) including

iconic species

Page 33: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Manandhar and

Shin 2013

Household’s

perception of CF

from 3 CF in

Kabhare district

Page 34: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Social outcomes of Community Forestry

“Empowerment” of local people

- Participation/Decision making for their own

resources (Operation Plan)

- Empowerment of disadvantaged groups (poor,

lower caste and woman)

- Access and ownership rights over forest and

forest products (grass, leaf-litter, fodder,

fuelwood, food and medicine)

Livelihood

promotion

50% of women in CFUG

Either chairperson or

secretary must be a

woman

50% proportionate

representation of from

disadvantaged groups

Page 35: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

% Contribution of CF in changing

food security by well-being ranking

% Contribution of CF in changing food

security by social group Increased Food security

MFSC 2013

Page 36: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Governance

Establishment of robust legislation (Forest Act

1993, Forest Regulation 1995)

Establishment of networks (The Federation of

CF Users (FECOFUN/Nepalese Federation of

Forest Resource User Groups)

Capacity building of local people (Silviculture,

gender equity, reading writing, record keeping)

Page 37: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Economic and Community Development Outcomes

“Poverty reduction”

Income from CFUG

-Income from forest products ( Selling timber, fuelwood,

NTFP & tourism)

-Enhancing income from Enterprise development

-Income from REDD+

-Income from users (membership fee/renew, new entry

membership fees, fees from punishment)

-Support from forest administration/donors

Generate $ 13.7 mill

profit (MFSC 2013)

30,000 jobs a year from

running cost

300,000 jobs a year from

benefits (Pokharel &

Branny)

Page 38: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Devkota

2010

Devkota

2010

Page 39: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Cash crops:Cardamon

above and broom

grass below

Biodegradable Plate

Gooseberry (NTFP) Briquette for

energy

Green Enterprises/Green Jobs

Page 40: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

% change in household socioeconomic since last 5 years

by well-being ranking

% change in household socioeconomic since last 5 years

by Social groups

MFSC 2013

Page 41: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

CF as main vehicle for Community development

% expenditure of different activities by CFUG Education

Road

Drinking water

Health Posts

35% of CF’s income from selling

forest products spend for poor

and marginalized users through

livelihood programs MFSC 2013

Page 42: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Major challenges of CF in Nepal

Subsistence/protection versus Sustainable /active forest MGT.

management Forestry for prosperity

Forestry Sector Strategy

(2015-2025) Subsistence to overall

national development

Protection to SFM

Page 43: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Challenges of CF in Nepal

Difficulties in applying forest inventory/improved silvicultural

management techniques due to lack of technical forestry

knowledge among people

Lack of timely revision of operational plan (OP)/follow of OP

Page 44: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Challenges of CF in Nepal

Controversial policy, rules and regulation

Controversy between Forest and local self governance act

Periodic introduction new rule and regulation from Ministry of

Forest

New constitution 2015

Big controversy how forest will

be managed under new

Federal/provincial government

Page 45: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Challenges of CF in Nepal

Inclusiveness

Dominance of elite and higher caste

Exclusion of poor and disadvantaged group

Lack of investment in pro-poor livelihood

Transparency

Poor monitoring and evaluation/auditing

Decision making

Forest mgt

Benefit/revenue

sharing

Pokharel 2008

Page 46: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Way forward

Forest for prosperity through SFM and Inclusive/Better

Governance for economic development

“Hariyo Ban Nepal Ko Dhan (Green Forests are the wealth

of Nepal)”

“हरियो बन नेपालको धन”

Page 47: Forest Management and Evolution of Community Forestry (CF ...frst100-forestry.sites.olt.ubc.ca/files/2017/08/Lecture-26-Final.pdf · 1976-1986 Emergence of form of community forestry

Thank you

[email protected]