FOB pgs proof FINAL.pdf352*5$0
:(/&20( $QQ0DULH%HUJZDOO 7LP%UXQQRFN -RQL0F'RQQHOO /DXUD6DQW U HOOR
6LVWHU0HUULV/DUNLQ
%ORRPLQJGDOHV 6KRUW+LOOV 9LQH\DUG9LQHV
'UDZLQJRI3UL]HV

/HWWKH*RRG7LPHV5ROO 6FKZLQQ'LVFRYHU:RPHQ·V+\EULG%LNH&:KHHOV:KLWH 'RQDWHG%\ 7KH3RUUDV)DPLO\
6FKZLQQ'LVFRYHU0HQ·V+\EULG%LNH&:KHHOV%ODFN 'RQDWHG%\ /DXUD&ODUN.HOO\
6FKZLQQ%LNH+HOPHW 'RQDWHG%\ 7KH6FRWW)DPLO\
6FKZLQQ%LNH+HOPHW 'RQDWHG%\ 7KH6FRWW)DPLO\
'RZQRQWKH%D\RX 7ZR7RPP\%DKDPD%HDFK&KDLUV 'RQDWHG%\ *LIW$XFWLRQ&RPPLWWHH.LP&RVWHOOR&KULVWLQH)XJJHU6XH*HLJHU &KULVWLQH2OLYR/LQGD3DSDGRSRXORV
%HDFK)RRWEDOO%HDFK3DGGOH%DOODQG%HDFK)O\HU 'RQDWHG%\ *LIW$XFWLRQ&RPPLWWHH.LP&RVWHOOR&KULVWLQH)XJJHU6XH*HLJHU &KULVWLQH2OLYR/LQGD3DSDGRSRXORV
7RPP\%DKDPD,QVXODWHG%DFNSDFN&RROHU 'RQDWHG%\ *LIW$XFWLRQ&RPPLWWHH.LP&RVWHOOR&KULVWLQH)XJJHU6XH*HLJHU &KULVWLQH2OLYR/LQGD3DSDGRSRXORV
7ZR//%HDQ%HDFK7RZHOV 'RQDWHG%\ *LIW$XFWLRQ&RPPLWWHH.LP&RVWHOOR&KULVWLQH)XJJHU6XH*HLJHU &KULVWLQH2OLYR/LQGD3DSDGRSRXORV
7ZR&XVWRP$VVXPSWLRQ6ZHOO%RWWOHV 'RQDWHG%\ *LIW$XFWLRQ&RPPLWWHH.LP&RVWHOOR&KULVWLQH)XJJHU6XH*HLJHU &KULVWLQH2OLYR/LQGD3DSDGRSRXORV
7ZR<RXQJHUµ6XSHU%RG\ERDUGVZLWK,;3('HFN 'RQDWHG%\ *LIW$XFWLRQ&RPPLWWHH.LP&RVWHOOR&KULVWLQH)XJJHU6XH*HLJHU &KULVWLQH2OLYR/LQGD3DSDGRSRXORV
7ZR6XUIHU'XGHV%HDFK7R\V 'RQDWHG%\ *LIW$XFWLRQ&RPPLWWHH.LP&RVWHOOR&KULVWLQH)XJJHU6XH*HLJHU &KULVWLQH2OLYR/LQGD3DSDGRSRXORV
2XWGRRU3LFQLF%ODQNHW 'RQDWHG%\ *LIW$XFWLRQ&RPPLWWHH.LP&RVWHOOR&KULVWLQH)XJJHU6XH*HLJHU &KULVWLQH2OLYR/LQGD3DSDGRSRXORV
7RPP\%DKDPD%HDFK&DUWDQG8PEUHOOD 'RQDWHG%\ *LIW$XFWLRQ&RPPLWWHH.LP&RVWHOOR&KULVWLQH)XJJHU6XH*HLJHU &KULVWLQH2OLYR/LQGD3DSDGRSRXORV
%RRJLH%RDUG:DYH5XQQHU 'RQDWHG%\ *LIW$XFWLRQ&RPPLWWHH.LP&RVWHOOR&KULVWLQH)XJJHU6XH*HLJHU &KULVWLQH2OLYR/LQGD3DSDGRSRXORV
*LIW$XFWLRQ
3ULYDWH(GLWRULDO +LJK(QG)DPLO\3KRWR6KRRW7RS3URIHVVLRQDOVLQWKH0DJD]LQH ,QGXVWU\3URYLGH$OWHUQDWLYH2SWLRQWRWKH7UDGLWLRQDO)DPLO\3KRWR0LQL6KRRW ,QFOXGHV&OLHQW&RQVXOWDLRQ&RQFHSW%RDUG2QH6W\OHG/RRNIRU(QWLUH)DPLO\ &RRUGLQDWHGE\&HOHEULW\6W\OLVW0LFKDHO)XVFR3KRWRVKRRWZLWK&DVH\0DUWLQH]DQG 3URIHVVLRQDOO\5HWRXFKHG&UHGLWHG,PDJHV
'RQDWHG%\ 3ULYDWH(GLWRULDO
/RXLH/RXLH2K1R /RXLV9XLWWRQ6XPPHU1HYHUIXOO%DJ 'RQDWHG%\ 7KH/HV]F]DN)DPLO\
*DPHV3HRSOH3OD\ 363UR 'RQDWHG%\ 7KH6DQWRULHOOR)DPLO\
6RQ\'XDO6KRFN:LUHOHVV&RQWUROOHUIRU36 'RQDWHG%\ 7KH6DQWRULHOOR)DPLO\
36/HJR6XSHU+HUR*DPH 'RQDWHG%\ 5\DQ6DQWRULHOOR
*LIW&DUGWR*DPH9DXOW 'RQDWHG%\ *DPH9DXOW
6DWLQ'ROOV 6FXOS6XUH1RQ,QYDVLYH%RG\&RQWRXULQJ7UHDWPHQW 'RQDWHG%\ 7LPHOHVV%HDXW\$JHOHVV)DFH
,W·V2·&ORFN6RPHZKHUH 0DUJDULWDYLOOH.H\:HVW)UR]HQ&RQFRFWLRQ0DNHU 'RQDWHG%\ 7KH0HV]DURV)DPLO\
%RVH6RXQGOLQN0LQL%OXHWRRWK6SHDNHU,,LQ3HDUO 'RQDWHG%\ 7KH0LJOLDFFLR)DPLO\
)LYH3LHFH0DUJDULWD6HW 'RQDWHG%\ 7KH1LHOVHQ)DPLO\
,QGLDQ5RVHZRRG%XWOHU7UD\ 'RQDWHG%\ 7KH5RVVDQR)DPLO\
'RQDWHG%\ &KLFR·V0H[LFDQ*ULOO
'RQDWHG%\ 7KH5RVVDQR)DPLO\
0DUJDULWD6DOW5LP 'RQDWHG%\ 7KH5RVVDQR)DPLO\
7KH%LJ$SSOH/RYHVWKH%LJ(DV\ µ0DF%RRN$LU 'RQDWHG%\ 7KH$EERXG$VKWRQ$VSLQDOO%HQW]&RQGRQ'H$QJHOLV'H3DVTXDOH )LW]SDWULFN*DIIQH\+D\QHV+\ODQG-DEERXU/DQJDQ/RFDVFLR0F'RQQHOO0LOODQ0XUUD\ 0LVUDKL0RQGHOOL1DUGROLOOR3XUFHOO0F3KHUVRQ5DFLFK6DQQLWR6DQWHQ6FKQHLGHUDQG :LOVRQ)DPLOLHV
6LOYHU%HDWV6ROR:LUHOHVVRQ(DU+HDGSKRQHV 'RQDWHG%\ 7KH$EERXG$VKWRQ$VSLQDOO%HQW]&RQGRQ'H$QJHOLV'H3DVTXDOH )LW]SDWULFN*DIIQH\+D\QHV+\ODQG-DEERXU/DQJDQ/RFDVFLR0F'RQQHOO0LOODQ0XUUD\ 0LVUDKL0RQGHOOL1DUGROLOOR3XUFHOO0F3KHUVRQ5DFLFK6DQQLWR6DQWHQ6FKQHLGHUDQG :LOVRQ)DPLOLHV
L7XQHV*LIW&DUG 'RQDWHG%\ 7KH$EERXG$VKWRQ$VSLQDOO%HQW]&RQGRQ'H$QJHOLV'H3DVTXDOH )LW]SDWULFN*DIIQH\+D\QHV+\ODQG-DEERXU/DQJDQ/RFDVFLR0F'RQQHOO0LOODQ0XUUD\ 0LVUDKL0RQGHOOL1DUGROLOOR3XUFHOO0F3KHUVRQ5DFLFK6DQQLWR6DQWHQ6FKQHLGHUDQG :LOVRQ)DPLOLHV
L7XQHV*LIW&DUG 'RQDWHG%\ 7KH $EERXG $VKWRQ $VSLQDOO %HQW] &RQGRQ 'H$QJHOLV 'H3DVTXDOH )LW]SDWULFN*DIIQH\+D\QHV+\ODQG-DEERXU/DQJDQ/RFDVFLR0F'RQQHOO0LOODQ0XUUD\ 0LVUDKL 0RQGHOOL 1DUGROLOOR 3XUFHOO0F3KHUVRQ 5DFLFK 6DQQLWR 6DQWHQ 6FKQHLGHU DQG :LOVRQ)DPLOLHV
6WROHQ0RPHQWV
'RQDWHG%\ *OHQGDOH)ORULVW
'RQDWHG%\ 6LPSO\&RXQWU\DQG&DQGOH
¶093·+DLUFXW 3URGXFWDW6SRUWV&OLSVRI&HGDU.QROOV 'RQDWHG%\ 6SRUWV&OLSVRI&HGDU.QROOV
'RQDWHG%\ %201DLO 6SD
*LIW&DUGWR6WDUEXFNV 'RQDWHG%\ )ULHQGVRI$VVXPSWLRQ
*LIW&DUGIRU'U\&XWDW7KH3OD]D%DUEHU6KRS 'RQDWHG%\ 3OD]D%DUEHU6KRS
'RQDWHG%\ 1DLOVRI0HQGKDP
'RQDWHG%\ 7KH3DJXLULJDQ)DPLO\
7KUHH3ULYDWH3LODWH6HVVLRQV,QWUR3DFNDJHDW%RGLHV,Q%DODQFH 'RQDWHG%\ %RGLHV,Q%DODQFH
2QH0DJLF&LUFOH 'RQDWHG%\ %RGLHV,Q%DODQFH
2QH6WUHWFK2XU6WUDS 'RQDWHG%\ %RGLHV,Q%DODQFH
3HQQLHVIURP+HDYHQ &RPSUHKHQVLYH(VWDWH3ODQ LQFOXGLQJ/DVW:LOODQG7HVWDPHQW'XUDEOH3RZHUVRI $WWRUQH\DQG$GYDQFH'LUHFWLYHVIRU+HDOWK&DUH/LYLQJ:LOOVIRU+XVEDQG :LIH 'RQDWHG%\ 7ULQLW\)LQDQFLDO6WUDWHJLHV
.LQJ&DNH )RXU$GPLVVLRQ9RXFKHUVIRU*HQHUDO$GPLVVLRQWR7KH$PHULFDQ0XVHXPRI 1DWXUDO+LVWRU\ 'RQDWHG%\ $PHULFDQ0XVHXPRI1DWXUDO+LVWRU\
.LQGOH)LUH+' 'RQDWHG%\ 6XVDQ*XJOLHOPR
5D]RU5LSVXUI6XUIERDUG6NDWHERDUG 'RQDWHG%\ .LPDQG-HII:HVQHU
5D]RU5LS6WLN%ULJKW&DVWHU%RDUG 'RQDWHG%\ .LPDQG-HII:HVQHU
'RQDWHG%\ /LDP0F'RQDOG
6PLWKVRQLDQ5RFNDQG*HP'LJ 'RQDWHG%\ )ULHQGVRI$VVXPSWLRQ
)RXU*DPHVRI0LQL*ROIDW0W)UHHGRP*ROI 'RQDWHG%\ 0W)UHHGRP*ROI
6RXWK6WUHHW&UHDPHU\/XQFKIRU7ZR )UHH6FRRSRI,FH&UHDP 'RQDWHG%\ 6RXWK6WUHHW&UHDPHU\ &DIp
.LQGOH)LUH+'&DVH 'RQDWHG%\ 6XVDQ*XJOLHOPR
0DNH,W*UHDW$JDLQ 2QH'R]HQ&DODZD\*ROI%DOOV 'RQDWHG%\ 7UXPS1DWLRQDO*ROI&OXE
'RQDWHG%\ *ROI(WF
¶093·+DLUFXW 3URGXFWDW6SRUWV&OLSVRI&HGDU.QROOV 'RQDWHG%\ 6SRUWV&OLSVRI&HGDU.QROOV
0HQ·V1LNH*ROI6KLUW 'RQDWHG%\ 7UXPS1DWLRQDO*ROI&OXE
+LVDQG+HUV*ROI*ORYHV 'RQDWHG%\ 7UXPS1DWLRQDO*ROI&OXE
:RPDQ·V7UXPS1DWLRQDO9LVRU 'RQDWHG%\ 7UXPS1DWLRQDO*ROI&OXE
*ROI´7µ.H\&KDLQ 'RQDWHG%\ 7UXPS1DWLRQDO*ROI&OXE
+LVDQG+HUV7UXPS1DWLRQDO7RLOHWU\%DJV 'RQDWHG%\ 7UXPS1DWLRQDO*ROI&OXE
2QH'R]HQ7LWOHLVW*ROI%DOOV 'RQDWHG%\ 7UXPS1DWLRQDO*ROI&OXE
:RPDQ·V5DOSK/DXUHQ*ROI6KLUW 'RQDWHG%\ 7UXPS1DWLRQDO*ROI&OXE
0HQ·V7UXPS1DWLRQDO%DVHEDOO+DW 'RQDWHG%\ 7UXPS1DWLRQDO*ROI&OXE
&·HVW7UHV%RQ *LIW&DUGWRWKH0DOODW6KRUW+LOOV 'RQDWHG%\ 7KH$PVSDFKHU'DO\)ROH\/RPEDUGL/\QFK0HHKDQ3ULFH3KLOEULFN 5REHUWVRQ/DYDOOHDQG6DQWHQ)DPLOLHV
:RUN+DUG3OD\+DUG
'RQDWHG%\ (QGRI(OP
7ZR1HZ&OLHQW6SHFLDOVGD\V8QOLPLWHG&ODVVHV*LIW9DOLGIRU7ZR3HRSOH ZLQQHU IULHQG1HZ&OLHQWV0XVW%H$FWLYDWHGZLWKLQ7KUHH0RQWKVRIWKH (YHQW 'RQDWHG%\ %DU0HWKRG0DGLVRQ
*LIW&DUGWR/XOXOHPRQ 'RQDWHG%\ 7KH6FRWW)DPLO\
:RUN2XW:HLJKWV 'RQDWHG%\ $QGUHD2WWDLDQR
<RJD0DW 'RQDWHG%\ $QGUHD2WWDLDQR
/XOXOHPRQ)ULQJH)LJKWHU+HDGEDQG:KLWH 'RQDWHG%\ 7KH6FRWW)DPLO\
6WUHWFK%DQG 'RQDWHG%\ $QGUHD2WWDLDQR
*LUOV*RW*DPH 2QH6HVVLRQRI6XPPHU&DPSDW9LOOD:DOVK 'RQDWHG%\ 9LOOD:DOVK$FDGHP\
7ZR$VVXPSWLRQ7RZHOV 'RQDWHG%\ (PEURLG0H
*LIW&DUGWR/RYH\·V3L]]D 'RQDWHG%\ /RYH\·V3L]]D
*LIW&DUGWR1XJHQW·V3ULPH0HDW0DUNHW 'RQDWHG%\ 1XJHQW·V3ULPH0HDW0DUNHW
$VVXPSWLRQ7RWH%DJ 'RQDWHG%\ (PEURLG0H
*LIW&DUGWR81DLOV 'RQDWHG%\ 81DLO 6SD
&RORU0H1HZ2UOHDQV 7ZR+RXU$UW/HVVRQIRUXSWR)RXU3HRSOHZLWK/RFDO$UWLVW3KLOOD%DUNKRUQLQ +HU&KDWKDP6WXGLR$OO0DWHULDOV3URYLGHG7KLV&ODVVLV$SSURSULDWHIRU $GXOWVDQG&KLOGUHQ$JHVDQG2OGHU 'RQDWHG%\ 3KLOOD%DUNKRUQ)LQH$UW
6NHWFKLQJ3HQFLO6HW 'RQDWHG%\ 7KH/XFDV)DPLO\
'HVNWRS(DVHO 'RQDWHG%\ 7KH/XFDV)DPLO\
0DUNHU6HW 'RQDWHG%\ 7KH/XFDV)DPLO\
*LIW&DUGWR$QQDEHOOD·V3L]]D 'RQDWHG%\ $QQDEHOOD·V3L]]D
$VVXPSWLRQ7RWH%DJ 'RQDWHG%\ (PEURLG0H
&RORULQJ%RRN 'RQDWHG%\ 7KH/XFDV)DPLO\
6NHWFK3DG 'RQDWHG%\ 7KH/XFDV)DPLO\
'RQDWHG%\ 7*1DLOV
$PD]RQ*LIW&DUG 'RQDWHG%\ 7DPLND&ORVHLO
6DLQWVDQG6LQQHUV $VVXPSWLRQ/RGJH%ODQNHW 'RQDWHG%\ (PEURLG0H
7XLWLRQIRU7ZR3DUWLFLSDQWVDW$VVXPSWLRQ6XPPHU9DFDWLRQ%LEOH6FKRRO 'RQDWHG%\ $VVXPSWLRQ5HOLJLRXV(GXFDWLRQ
)RXU´%XV&DOOµ3DVVHV 'RQDWHG%\ $VVXPSWLRQ6FKRRO
)RXU5HVHUYHG)URQW5RZ6HDWVWRWKH&KULVWPDV&RQFHUW 'RQDWHG%\ $VVXPSWLRQ6FKRRO
7ZR'D\/XQFK7LFNHWV 'RQDWHG%\ $VVXPSWLRQ6FKRRO
)RXU´1R+RPHZRUNµ3DVVHV 'RQDWHG%\ $VVXPSWLRQ6FKRRO
)RXU5HVHUYHG)URQW5RZ6HDWVWRWKH6SULQJ&RQFHUW 'RQDWHG%\ $VVXPSWLRQ6FKRRO
)RXU´'UHVV'RZQµ3DVVHV 'RQDWHG%\ $VVXPSWLRQ6FKRRO
1HZ2UOHDQV&LW\/LJKWV 7HG%DNHU/RQGRQ&XUYHG%RZ)ODS/HDWKHU&URVVERG\6DWFKHO 'RQDWHG%\ 7KH&UDZIRUG)DPLO\
*LIW&DUGWR$QQ7D\ORU 'RQDWHG%\ 7KH+DQORQ)DPLO\
'RQDWHG%\ 1HDU\·V5HVWDXUDQW
*LIW&DUGWR81DLOV 'RQDWHG%\ 81DLO 6SD
5HDG0H$5K\PH )RXU+RXU&RPSUHKHQVLYH/HDUQLQJ$ELOLW\(YDOXDWLRQ &RQVXOWDWLRQ 'RQDWHG%\ /LQGDPRRG%HOO
6RSUDQR8NHOHOH1DWXUDO)LQLVKZLWK&DVH 'RQDWHG%\ $OLFLD6WHLQ 3DWW\&RVWHOOR
7HDFK<RXUVHOIWR3OD\WKH8NHOHOH 'RQDWHG%\ $OLFLD6WHLQ 3DWW\&RVWHOOR
'RQDWHG%\ /LQGDPRRG%HOO
/DXUHQE1HFNODFH 'RQDWHG%\ /DXUHQE
*LIW&DUGWR/DXUHQE 'RQDWHG%\ /DXUHQE
*LIW&DUGWR1RUGVWURP 'RQDWHG%\ 0UV-DSLQJD$DQG0UV:HLQVFKHQN%&ODVVHV
*LIW&DUGWR81DLOV 'RQDWHG%\ 81DLO 6SD
$LQ·W1R6DLQWV+HUH
'RQDWHG%\ 7KH%DWDQMDQ\)DPLO\
'RQDWHG%\ 7KH6FRWW)DPLO\
%LJ+DLU%LJ(DV\
'RQDWHG%\ 7LII·V5HVWDXUDQW
*LIW&DUGWR:LQH :KLVNH\&RXQWU\ 'RQDWHG%\ :LQHDQG:KLVNH\&RXQWU\
'RQDWHG%\ *UHHQ9LOODJH&OHDQHUV
*LIW&DUGWR:LOORZ6W%RXWLTXH 'RQDWHG%\ :LOORZ6W%RXWLTXH
7XUELQ7ZLVW7RZHO 'RQDWHG%\ 3OD]D%DUEHU6KRS
)LYH*LIW&DUGVIRU'U\&XWVDW3OD]D%DUEHU6KRS 'RQDWHG%\ 3OD]D%DUEHU6KRS
%UXVK 'RQDWHG%\ 3OD]D%DUEHU6KRS
7RZHOV 'RQDWHG%\ 3OD]D%DUEHU6KRS
+DLU6WUDLJKWHQHUDQG+DLU'U\HU 'RQDWHG%\ 3OD]D%DUEHU6KRS
&XUOLQJ,URQ 'RQDWHG%\ 3OD]D%DUEHU6KRS
6KDPSRRDQG&RQGLWLRQHU 'RQDWHG%\ 3OD]D%DUEHU6KRS
4XHHQRIWKH%D\RX
'RQDWHG%\ 6RXWK6WUHHW'DQFH
7ZR$GXOWDQG7ZR&KLOGUHQ$GPLVVLRQ3DVVHVWR7KH/LEHUW\6FLHQFH&HQWHU 'RQDWHG%\ /LEHUW\6FLHQFH&HQWHU
'RQDWHG%\ $VSHQ,FH
&XVWRP$VVXPSWLRQ6ZHOO%RWWOH 'RQDWHG%\ (PLO\+DUU\DQG)LQQ&RVWHOOR
/HJR'LVQH\0RDQD2FHDQ9R\DJH 'RQDWHG%\ 7KH7XIDUR)DPLO\
'RQDWHG%\ *ODVVZRUNV6WXGLR
*LIW&DUGIRU%LWVDQG3LHFHV 'RQDWHG%\ %LWVDQG3LHFHV
*LIW&DUGWR7RQVRI7R\VLQ0DGLVRQ 'RQDWHG%\ 7RQVRI7R\V0DGLVRQ
/HJR'LVQH\0RDQD,VODQG$GYHQWXUH 'RQDWHG%\ 7KH7XIDUR)DPLO\
*LIW&DUGWR&URZOH\&XSFDNHV 'RQDWHG%\ &URZOH\&XSFDNHV
6RXWK6WUHHW&UHDPHU\/XQFKIRU7ZR )UHH6FRRSRI,FH&UHDP 'RQDWHG%\ 6RXWK6WUHHW&UHDPHU\ &DIp
/HJR'LVQH\3ULQFHVV3DODFH3HWV5R\DO&DVWOH 'RQDWHG%\ 7KH7XIDUR)DPLO\
/HJR'LVQH\3ULQFHVV'DLV\·V%HDXW\6DORQ 'RQDWHG%\ 7KH7XIDUR)DPLO\
6RXWK6WUHHW'DQFH76KLUW 'RQDWHG%\ 6RXWK6WUHHW'DQFH
5RFNLQ·LQ5R[LWLFXV
'RQDWHG%\ 7KH5DFLFK)DPLO\
'RQDWHG%\ )ULHQGVRI$VVXPSWLRQ
2UGHU8S *LIW&DUGWR3RWWHU\%DUQ.LGV 'RQDWHG%\ 7KH/XFDV)DPLO\
0HOLVVD 'RXJ6WDU'LQHUDQG6WDU'LQHU5HVWDXUDQW3OD\6HW 'RQDWHG%\ 7KH%RSS)DPLO\
0LQXWH,Q+RPH&RQVXOWDWLRQZLWK%DE\*HDU6W\OLVW&RQVXOWDWLRQ9DOLG :LWKLQD0LOH5DGLXVRI+DUGLQJ7ZS9DOLG7KURXJK 'RQDWHG%\ 7KH'HSRW*LIW6KRS
*LIW&DUGWR7KH'HSRW*LIW6KRS 'RQDWHG%\ 7KH'HSRW*LIW6KRS
'RQDWHG%\ 0RUULVWRZQ'LQHU
%ORZLQ·7KH%OXHV$ZD\
'RQDWHG%\ 5LFFLDUGL%URWKHUV3DLQWV
5HDGLQJWKH*UHHQVDQG0DJD]LQHV )RXUVRPHRI*ROIDW0RUULV&RXQW\*ROI&OXEDQGD2QH<HDU6XEVFULSWLRQWR*ROI 'LJHVW 'RQDWHG%\ 7KH5H\QROGV)DPLO\
¶093·+DLUFXW 3URGXFWDW6SRUWV&OLSVRI&HGDU.QROOV 'RQDWHG%\ 6SRUWV&OLSVRI&HGDU.QROOV
+RW&UHROH *LIW&DUGIRU3HGLFXUH0DQLFXUHDQG$QWL$JLQJ6ZLSH0LFURGHUPDEUDVLRQ 7UHDWPHQW6NLQFDUHDQG+DLUFDUH3URGXFWVDW6X]L·V6DORQDQG6SD 'RQDWHG%\ 6X]L·V6DORQDQG6SD
'RQDWHG%\ 4XLFN*ORZ
3DMDPD7RS $SSDUHOIURPWKH'DLQ6KRSSH 'RQDWHG%\ 7KH'DLQ6KRSSH
'RQDWHG%\ :LQGVZHSW
/LOO\3XOLW]HU9RWLYH&DQGOH6HW 'RQDWHG%\ 3DUDGLVH$/LOO\3XOLW]HU6LJQDWXUH6WRUH
&·HVW&KHHVH
&KLOGUHQ·V'HQWLVWU\RI0RUULVWRZQ 'RQDWHG%\ &KLOGUHQ·V'HQWLVWU\RI0RUULVWRZQ
2UDO%*HQLXV7RRWKEUXVK 'RQDWHG%\ &KLOGUHQ·V'HQWLVWU\RI0RUULVWRZQ
:KLWHQLQJ7UD\ 'RQDWHG%\ &KLOGUHQ·V'HQWLVWU\RI0RUULVWRZQ
'RQ·W:RUU\%H+DSS\ $OO'LJLWDO+'.DUDRNH6\VWHP 'RQDWHG%\ 7KH.HOO\)DPLO\6HDQ/\QQ %UDQGRQ$
(PRML6WHS,Q%ODQNHW 'RQDWHG%\ 7KH+DQORQ)DPLO\
'RQDWHG%\ 3DUWHD]//&
'RQDWHG%\ 7KH+DQORQ)DPLO\
'RQDWHG%\ 7KH+DQORQ)DPLO\
'LJLWDO/RFNHU 'RQDWHG%\ 7KH+DQORQ)DPLO\
&RUQHW'LVFR%DOO0RYLQJ/LJKW%ODFN 'RQDWHG%\ 7KH.HOO\)DPLO\6HDQ/\QQ %UDQGRQ$
'RQDWHG%\ 7KH+DQORQ)DPLO\
'RQDWHG%\ 7KH+DQORQ)DPLO\
,FH&UHDP&RQH%DWK6SRQJH 'RQDWHG%\ 7KH+DQORQ)DPLO\
,W·VD%R\·V/LIH 2UWKRGRQWLF&RQVXOWDWLRQDQG5HFRUGV 'RQDWHG%\ 'U-RVHSK$UYD\ 'U0LFKDHO*ROGNLQG
'RQDWHG%\ 'HOEDUWRQ6FKRRO
&XVWRP$VVXPSWLRQ6ZHOO%RWWOH 'RQDWHG%\ (PLO\+DUU\DQG)LQQ&RVWHOOR
*ROI%DOOVDQG*ROI7HHV 'RQDWHG%\ 'DU\O%RRN
7HQQLV%DOOV 'RQDWHG%\ 'DU\O%RRN
5XQQLQJ7KURXJKWKH)UHQFK4XDUWHU
/DFURVVH 'RQDWHG%\ /DG\&RORQLDOV/DFURVVH
'RQDWHG%\ ,QFHSWLRQ6SRUWV3HUIRUPDQFH
0LQXWH+ROLVWLF+HDOWKDQG1XWULWLRQDO&RXQVHOLQJIURP6LOYHU/LQLQJ +ROLVWLF+HDOWK 'RQDWHG%\ $QGUHD2WWDLDQR
7ZR$VVXPSWLRQ6WDGLXP6HDWV 'RQDWHG%\ (PEURLG0H
/DG\&RORQLDOV6RFNV 'RQDWHG%\ /DG\&RORQLDOV/DFURVVH
,QFHSWLRQ6SRUWV3HUIRUPDQFH%UDFHOHW 'RQDWHG%\ ,QFHSWLRQ6SRUWV3HUIRUPDQFH
,QFHSWLRQ6SRUWV3HUIRUPDQFH6XQVFUHHQ 'RQDWHG%\ ,QFHSWLRQ6SRUWV3HUIRUPDQFH
,QFHSWLRQ6SRUWV3HUIRUPDQFH+HDW&RRO3DFN 'RQDWHG%\ ,QFHSWLRQ6SRUWV3HUIRUPDQFH
,QFHSWLRQ6SRUWV3HUIRUPDQFH:DWHU%RWWOH 'RQDWHG%\ ,QFHSWLRQ6SRUWV3HUIRUPDQFH
,QFHSWLRQ6SRUWV3HUIRUPDQFH'UDZVWULQJ%DJ 'RQDWHG%\ ,QFHSWLRQ6SRUWV3HUIRUPDQFH
/DG\&RORQLDOV:DWHUERWWOH 'RQDWHG%\ /DG\&RORQLDOV/DFURVVH
5XH5R\DOH *LIW&DUGWRWKH0DOODW6KRUW+LOOV 'RQDWHG%\ 7KH&KDQJ+URQLGHV0RXODQG3DFH)DPLOLHV
1HZ2UOHDQV´6ZDJµ 6ZDJWURQ8UEDQ5LGHU6HOI%DODQFLQJ6FRRWHULQ%ODFN 'RQDWHG%\ 7KH7LPPRQV)DPLO\
'RQDWHG%\ $XGUH\(DSHQ3KRWRV
¶093·+DLUFXW 3URGXFWDW6SRUWV&OLSVRI&HGDU.QROOV 'RQDWHG%\ 6SRUWV&OLSVRI&HGDU.QROOV
)LYH6HVVLRQVXSWRSHUVHVVLRQDW3XPS,W8S 'RQDWHG%\ 3XPS,W8S
5D]RU+HOPHW 'RQDWHG%\ 7KH6FRWW)DPLO\
*LIW&DUGWR*DPH9DXOW 'RQDWHG%\ *DPH9DXOW
*URRYHLVLQWKH+HDUW 7KUHH,Q+RPH7UDLQHU6HVVLRQVZLWK0DWW/RFDVFR 'RQDWHG%\ ,Q+RPH7UDLQHU0DWV
*LIW&DUGWR/XOXOHPRQ 'RQDWHG%\ 7KH6FRWW)DPLO\
'RQDWHG%\ 6DELQD&HUWD
*LIW%DVNHW *LIW&DUGIRUD+DLUFXWDW2OLYHUD+DLU 'RQDWHG%\ 2OLYHUD+DLU
/XOXOHPRQ)ULQJH)LJKWHU+HDGEDQG*UD\ 'RQDWHG%\ $QGUHD2WWDLDQR
'XNH(OOLQJWRQ·V'HVNWRS
'RQDWHG%\ 7KH0DUDQR)DPLO\
0LQXWH3KRWR6HVVLRQDW0DGLVRQ3KRWR3OXV 'RQDWHG%\ 0DGLVRQ3KRWR3OXV
*LIW&DUGWR6WDUEXFNV 'RQDWHG%\ )ULHQGVRI$VVXPSWLRQ
0LQL3KRWR$OEXPV 'RQDWHG%\ 0DGLVRQ3KRWR3OXV
3DUW\ZLWKWKH%LJ'DZJV
'RQDWHG%\ 7KH8ULEH)DPLO\ 5DQJHU
'RJ7R\V7UHDWVDQG)RRG 'RQDWHG%\ 7KH8ULEH)DPLO\ 5DQJHU
'RQDWHG%\ 7KH8ULEH)DPLO\ 5DQJHU
'RJJLH0DW 'RQDWHG%\ 7KH8ULEH)DPLO\ 5DQJHU
)URQWJDWH'RJ+DPPRFN 'RQDWHG%\ 7KH8ULEH)DPLO\ 5DQJHU
+RXVHRI%OXHV 7ZR7LFNHWVWR*LDQWV*DPHZLWK&OXE3DUNLQJ1RYHPEHU 'RQDWHG%\ 7KH:KLWH)DPLO\2UWKRSHGLF,QVWLWXWHRI1-
)RRWEDOO*DPH7RWHZLWK)OHHFH%ODQNHW 'RQDWHG%\ 3ULPD0HQVZHDU
*HDULQJ8S *LIW&DUGWR'LFN·V6SRUWLQJ*RRGV 'RQDWHG%\ 7KH$KHUQ%HUJZDOO&RRQH\*ULPHVDQG.LMDQND)DPLOLHV
8QGHU$UPRXU:RPDQ·V+HDW*HDU5XQQLQJ6KLUWDQG&DS 'RQDWHG%\ 7KH*HKP)DPLO\
'RQDWHG%\ 7KH*HKP)DPLO\
1R5K\PHRU5HDVRQ 7RU\%XUFK1\ORQ0LQL(OOD7RWH 'RQDWHG%\ -HDQ-DEERXU/LQGD5LHGHOO6XVDQQH6ZHHQH\
0RQWK8QOLPLWHG0HPEHUVKLSDW%DUUH0RUULVWRZQ 'RQDWHG%\ %DUUH0RUULVWRZQ
$PD]RQ(FKR 'RQDWHG%\ 7KH2·5HLOO\)DPLO\
'RQDWHG%\ 6DORQ%RWDQLTXH(FR&KLF
*LIW&DUGWR7DUJHW 'RQDWHG%\ 0UV-DSLQJD$DQG0UV:HLQVFKHQN%&ODVVHV
'RQDWHG%\ %201DLO 6SD
*LIW&DUGWR%XUULQL·V2OG:RUOG0DUNHW 'RQDWHG%\ %XUULQL·V2OG:RUOG0DUNHW
7RU\%XUFK6XQJODVVHV2OLYH%ODFN %URZQ*UDGLHQW 'RQDWHG%\ -HDQ-DEERXU/LQGD5LHGHOO6XVDQQH6ZHHQH\
'RQDWHG%\ %DUUH0RUULVWRZQ
'RQDWHG%\ %DUUH0RUULVWRZQ
6PHOO*RRG)HHO*RRG 2QH0RQWK0HPEHUVKLS&ODVVHVWR&OXE3LODWHV 'RQDWHG%\ &OXE3LODWHV
0RVFKLQR(DX'H7RLOHWWHPO 'RQDWHG%\ 7KH*LDQVDQWL)DPLO\
0RVFKLQR(DX'H7RLOHWWHPO 'RQDWHG%\ 7KH*LDQVDQWL)DPLO\
0RVFKLQR%DWK 6KRZHU*HOPO 'RQDWHG%\ 7KH*LDQVDQWL)DPLO\
0RVFKLQR(DX'H7RLOHWWHPO 'RQDWHG%\ 7KH*LDQVDQWL)DPLO\
0RVFKLQR76KLUW 'RQDWHG%\ 7KH*LDQVDQWL)DPLO\
:LQWHU'RZQ6RXWK
7LFNHW*RRGDW6HYHUDO/RFDWLRQVDQGD2QH'D\6NLRU6QRZERDUG5HQWDO&RPSOHWH ZLWK%RRWV 'RQDWHG%\ 3HOLFDQ6NL3RRO 3DWLR6KRSV
$PD]RQ*LIW&DUG 'RQDWHG%\ $GDPDQG1DWDOLH&DKLOO
'RQDWHG%\ 7KH6FRWW)DPLO\
*LIW&DUGWR1XJHQW·V3ULPH0HDW0DUNHW 'RQDWHG%\ 1XJHQW·V3ULPH0HDW0DUNHW
7ZR6NL*RRJOHV 'RQDWHG%\ 7KH6FRWW)DPLO\
6QRZ7XEH 'RQDWHG%\ 7KH6FRWW)DPLO\
5HQGH]YRXV
2QH*URXS&ODVVDQG2QH3DUW\ 'RQDWHG%\ $UWKXU0XUUD\'DQFH6WXGLRRI'HQYLOOH
)ULGD\1LJKW6WD\Z%UHDNIDVWIRU7ZRDW7KH+\DWW5HJHQF\ 'RQDWHG%\ +\DWW5HJHQF\0RUULVWRZQ
9HUD%UDGOH\:HHNHQGHU%DJ 'RQDWHG%\ 6FRWW 5DTXHO:DOGPDQ
0HQ·V2YHUQLJKW%DJ 'RQDWHG%\ 6FRWW 5DTXHO:DOGPDQ
'RQDWHG%\ 7KH&RPPLWWHG3LJ
*LIW&DUGIRU'U\&XWDW7KH3OD]D%DUEHU6KRS 'RQDWHG%\ 3OD]D%DUEHU6KRS
'RQDWHG%\ 6DJH1DLO6DORQ 6SD
7KH(VVHQWLDOV *LIW&DUGWR)O\QQDQG2·+DUD8QLIRUP&RPSDQ\ 'RQDWHG%\ )O\QQDQG2·+DUD8QLIRUP&RPSDQ\
2QH)UHH&ODVV3OXV7KUHH)UHH:HHNVRI&ODVV3HU:HHNDW6ODWWHU\6FKRRO RI,ULVK'DQFH 'RQDWHG%\ 6ODWWHU\6FKRRORI,ULVK'DQFH
7ZR&XVWRP$VVXPSWLRQ6ZHOO%RWWOHV 'RQDWHG%\ (PLO\+DUU\DQG)LQQ&RVWHOOR
0LQXWH3KRWR6HVVLRQDW0DGLVRQ3KRWR3OXV 'RQDWHG%\ 0DGLVRQ3KRWR3OXV
*LIW&DUGWR6XEXUEDQ6KRHV 'RQDWHG%\ 6XEXUEDQ6KRHV
*LIW&DUG$ %%DJHODQG'HOL 'RQDWHG%\ $ %%DJHODQG'HOL
*LIW&DUGWR1XJHQW·V3ULPH0HDW0DUNHW 'RQDWHG%\ 1XJHQW·V3ULPH0HDW0DUNHW
$VVXPSWLRQ)OHHFH%ODQNHW 'RQDWHG%\ (PEURLG0H
6RXWK6WUHHW&UHDPHU\/XQFKIRU7ZR )UHH6FRRSRI,FH&UHDP 'RQDWHG%\ 6RXWK6WUHHW&UHDPHU\ &DIp
%XUQLQ·5XEEHU µ:KLWH6FKZLQQ'LVFRYHU:RPHQ·V+\EULG%LNH 'RQDWHG%\ 7KH3XUFHOO0F3KHUVRQ)DPLO\
6DPVXQJ*HDU)LW)LWQHVV:DWFK$QG+HDUW5DWH/DUJH%OXH 'RQDWHG%\ 7KH=LHQRZLF]&DUU%HUOLHW/D%DU6XOOLYDQ0XOKHDUQ5H\QROGV0HV]DURV %LOLVNLV%U\DQ5LFFLDUGL&KDQJ9LHLUD)RXOORLV%UXHFNQHU=RJE\0HUULWWDQG*LDQVDQWL )DPLOLHV
5DG&\FOH5HVLVWDQFH%LNH7UDLQHU 'RQDWHG%\ 7KH3XUFHOO0F3KHUVRQ)DPLO\
%HOO:RPHQ·V7KDOLOD)XQ7LPHV+HOPHW 'RQDWHG%\ 7KH3XUFHOO0F3KHUVRQ)DPLO\
7UDGHPDUN*OREDO0RELOH3KRQH$GMXVWDEOH+ROGHU%UDFNHW 'RQDWHG%\ 7KH3XUFHOO0F3KHUVRQ)DPLO\
*UHHQ(JJDQG+DP 0HGLXP*UHHQ(JJZ1HVW&RY(**WRU3ODWH6HWWHU(JJPDWH2UJDQLF&KDUFRDO ,QVWDQW/LJKW$OO1DWXUDO$VK7RRO 'RQDWHG%\ 5LFFLDUGL%URWKHUV3DLQWV
7KH%LJ(DV\ 7DUJHW*LIW&DUG 'RQDWHG%\ 7KH%HQW]%UXQQRFN&RQGRQ+\ODQG*DIIQH\/RFDVFLR0RQGHOOL2·0HDUD 9DQ5DDPVGRQN:LOVRQ)DPLOLHV
.LQJRIWKH%D\RX
'RQDWHG%\ 1HZ-HUVH\-DFNDOV
)DPLO\3DFNWR7KH/DQGRI0DNH%HOLHYH 'RQDWHG%\ /DQGRI0DNH%HOLHYH
/HJR6WDU:DUV7LH6WULNHU 'RQDWHG%\ 0DUN7KDFNHU\
/HJR&ODVVLF3LHFHV 'RQDWHG%\ 0DUN7KDFNHU\
¶093·+DLUFXW 3URGXFWDW6SRUWV&OLSVRI&HGDU.QROOV 'RQDWHG%\ 6SRUWV&OLSVRI&HGDU.QROOV
7ZR6HWVRI6NDWLQJ3DVVHVWR0HQQHQ$UHQD 'RQDWHG%\ 7KH0HQQHQ$UHQD
*LIW&DUGWR7KH2ULJLQDO3DQFDNH+RXVH 'RQDWHG%\ 7KH2ULJLQDO3DQFDNH+RXVH
/HJR$ZHVRPH,GHDV%RRN 'RQDWHG%\ 0DUN7KDFNHU\
/HJR&ODVVLF*UHHQ%DVHSODWH 'RQDWHG%\ 0DUN7KDFNHU\
&DXVLQJD&RPPRWLRQ
*LIW&DUGWR0HQGKDP&UHDPHU\ 'RQDWHG%\ 0HQGKDP&UHDPHU\
$IWHU6FKRRO6SHFLDO 2QH&RPSOLPHQWDU\:HHNDWWKH$FDGHP\RI6DLQW(OL]DEHWK6SRUWV&DPSIRU 6XPPHUIRU5LVLQJWKWK*UDGHUV 'RQDWHG%\ 7KH$FDGHP\RI6W(OL]DEHWK
7XLWLRQIRU7ZR3DUWLFLSDQWVDW$VVXPSWLRQ6XPPHU9DFDWLRQ%LEOH6FKRRO 'RQDWHG%\ $VVXPSWLRQ5HOLJLRXV(GXFDWLRQ
7ZR&XVWRP$VVXPSWLRQ6ZHOO%RWWOHV 'RQDWHG%\ (PLO\+DUU\DQG)LQQ&RVWHOOR
¶093·+DLUFXW 3URGXFWDW6SRUWV&OLSVRI&HGDU.QROOV 'RQDWHG%\ 6SRUWV&OLSVRI&HGDU.QROOV
7ZR$VVXPSWLRQ6WDGLXP6HDWV 'RQDWHG%\ (PEURLG0H
*LIW&DUGWR1XJHQW·V3ULPH0HDW0DUNHW 'RQDWHG%\ 1XJHQW·V3ULPH0HDW0DUNHW
7ZR$VVXPSWLRQ)OHHFH%ODQNHWV 'RQDWHG%\ (PEURLG0H
*LIW&DUGWR/RYH\·V3L]]D 'RQDWHG%\ /RYH\·V3L]]D
$FDGHP\RI6DLQW(OL]DEHWK%DJ:DWHUERWWOHDQG76KLUW 'RQDWHG%\ 7KH$FDGHP\RI6W(OL]DEHWK
%XWWHU 9HOYHW
6LOYHU$QWOHU$OXPLQXP6SULQJ7UD\ 'RQDWHG%\ %XWWHU 9HOYHW&<6'HVLJQ
'RQDWHG%\ %XWWHU 9HOYHW&<6'HVLJQ
/DIRFR$PEHU%ODFN9DQLOOD6R\&DQGOH 'RQDWHG%\ %XWWHU 9HOYHW&<6'HVLJQ
-DPPLQ·:LWKEMRQHV
'RQDWHG%\ EMRQHV2UJDQLF6SD
(PLQHQFH2UJDQLFV$SULFRW2LO6XQGHIHQVH0LQHUDOVDQG0RFKD%HUU\ %URQ]HU 'RQDWHG%\ EMRQHV2UJDQLF6SD
2QH*HQWOHPHQ·V6LJQDWXUH)DFLDO 'RQDWHG%\ EMRQHV2UJDQLF6SD
2QH6LJQDWXUH)DFLDO 'RQDWHG%\ EMRQHV2UJDQLF6SD
+RPHPDGH%HWW\2UJDQLF&RIIHH%XWWHU6FUXE+HPS%RG\%XWWHU%HDUG2LO DQG6KDYLQJ&UHDP 'RQDWHG%\ EMRQHV2UJDQLF6SD
'RQDWHG%\ EMRQHV2UJDQLF6SD
&KLOOLQ·2Q%RXUERQ
µ%RWWOH1XUWL&KHI:LQH5HIULJHUDWRU 'RQDWHG%\ 'RQQD5RVH.XSSHU
%RWWOHRI&KDVVDJH0RQWUDFKHW&UX0RUJRHW 'RQDWHG%\ 7KH.RHSII)DPLO\
3RWWHU\%DUQ+DUULVRQ,FH%XFNHWZLWK7RQJV 'RQDWHG%\ 7KH1RUWRQ)DPLO\
0DUGL*UDV0DGQHVV 9LVD*LIW&DUG 'RQDWHG%\ -RKQDQG%HUQDGHWWH¶*UDQGPDDQG*UDQGSD·0XOKHDUQ
3R·%R\V'D\2XW
5HWDLO3URGXFWVDW)LQH0HQ·V6DORQ 'RQDWHG%\ )LQH0HQ·V6DORQ
RI5HVLGHQWLDO,Q6KRSRU2Q6LWH6HUYLFH+RXUDW3HJJQHW&RPSXWHUV 'RQDWHG%\ 3HJJQHW&RPSXWHUV
'RQDWHG%\ 0DGLVRQ&DU:DVK
*LIW&DUGWR)UDQN·V%LJDQG7DOO0HQ·V6KRSV 'RQDWHG%\ )UDQN·V%LJDQG7DOO0HQ·V6KRSV
6DLQWV*R0DUFKLQJ,Q
'RQDWHG%\ 0\7UDLQLQJ*\P
*LIW&DUGWR+HDYHQ$+DLU%RXWLTXH 'RQDWHG%\ +HDYHQ$+DLU%RXWLTXH
0LQXWH+ROLVWLF+HDOWKDQG1XUWULWLRQDO&RXQVHOLQJIURP6LOYHU/LQLQJ +ROLVWLF+HDOWK 'RQDWHG%\ $QGUHD2WWDLDQR
7ZR&XVWRP$VVXPSWLRQ6ZHOO%RWWOHV 'RQDWHG%\ (PLO\+DUU\DQG)LQQ&RVWHOOR
'RQDWHG%\ 6RXWK
0\7UDLQLQJ*\P&RROHUEDJ 'RQDWHG%\ 0\7UDLQLQJ*\P
0\7UDLQLQJ*\P9LVRU 'RQDWHG%\ 0\7UDLQLQJ*\P
7ZR6KLUWVIURP0\7UDLQLQJ*\P 'RQDWHG%\ 0\7UDLQLQJ*\P
6RF$X/DLW
7HFK,W(DV\
'RQDWHG%\ 7KH.LQJ3ROLWR5DFLFK6FRWW8ULEHDQG&RUFRUDQ)DPLOLHV
0DVTXHUDGH *LUOV1LJKW2XWIRU)RXU,QFOXGLQJD&RPSOLPHQWDU\0DNH8S$SSOLFDWLRQ%ORZ 2XWDQGD6SHFLDO*LIW'XULQJD&RFNWDLO&HOHEUDWLRQDWWKH/DERUDWRU\+DLU6WXGLR 'RQDWHG%\ /DERUDWRU\+DLU6WXGLR
&KULVWPDVRQ%RXUERQ6WUHHW
2QH+ROLGD\7KHPHG)ORUDO&HQWHUSLHFH 'RQDWHG%\ .HUU\3DWHO'HVLJQV
*LIW&DUGWR6DPP\·V<H2OG&LGHU0LOO 'RQDWHG%\ 6DPP\·V<H2OG&LGHU0LOO
0DJQXPRI)UDQFLVFDQ(VWDWH&DEHUQHW6DXYLJQRQ 'RQDWHG%\ 6DPP\·V<H2OG&LGHU0LOO
%RWWOHRI:RRGIRUG5HVHUYH%RXUERQ 'RQDWHG%\ 7KH*HUROG)DPLO\
7ZR1XWFUDFNHUV 'RQDWHG%\ )ULHQGVRI$VVXPSWLRQ
'RQDWHG%\ 0HQGKDP-HZHOHUV
,/RYH´/XF\µ
.DWH6SDGH6DWFKHO 'RQDWHG%\ /XF\·V*LIWV
7DVVHO3XUVH&KDUP 'RQDWHG%\ /XF\·V*LIWV
'RQDWHG%\ /XF\·V*LIWV
,OL:RUOG&RLQ3XUVH 'RQDWHG%\ /XF\·V*LIWV
6KHLVDQ$PHULFDQ*LUO $PHULFDQ*LUO*DEULHOD0F%ULGHWKH*LUORIWKH<HDUDQG%RRN 'RQDWHG%\ 7KH=LHQRZLF]&DUU%HUOLHW/D%DU6XOOLYDQ0XOKHDUQ5H\QROGV0HV]DURV %LOLVNLV%U\DQ5LFFLDUGL&KDQJ9LHLUD)RXOORLV%UXHFNQHU=RJE\0HUULWWDQG*LDQVDQWL )DPLOLHV
$PHULFDQ*LUO*DEULHOD0F%ULGH·V%HGDQG%HGGLQJ6HW 'RQDWHG%\ 7KH=LHQRZLF]&DUU%HUOLHW/D%DU6XOOLYDQ0XOKHDUQ5H\QROGV0HV]DURV %LOLVNLV%U\DQ5LFFLDUGL&KDQJ9LHLUD)RXOORLV%UXHFNQHU=RJE\0HUULWWDQG*LDQVDQWL )DPLOLHV
*LIW&DUGWRWKH$PHULFDQ*LUO6WRUH 'RQDWHG%\ 7KH=LHQRZLF]&DUU%HUOLHW/D%DU6XOOLYDQ0XOKHDUQ5H\QROGV0HV]DURV %LOLVNLV%U\DQ5LFFLDUGL&KDQJ9LHLUD)RXOORLV%UXHFNQHU=RJE\0HUULWWDQG*LDQVDQWL )DPLOLHV
$PHULFDQ*LUO*DEULHOD0F%ULGH·V3HUIRUPDQFH&DVH 'RQDWHG%\ 7KH=LHQRZLF]&DUU%HUOLHW/D%DU6XOOLYDQ0XOKHDUQ5H\QROGV0HV]DURV %LOLVNLV%U\DQ5LFFLDUGL&KDQJ9LHLUD)RXOORLV%UXHFNQHU=RJE\0HUULWWDQG*LDQVDQWL )DPLOLHV
'RQDWHG%\ 7KH=LHQRZLF]&DUU%HUOLHW/D%DU6XOOLYDQ0XOKHDUQ5H\QROGV0HV]DURV %LOLVNLV%U\DQ5LFFLDUGL&KDQJ9LHLUD)RXOORLV%UXHFNQHU=RJE\0HUULWWDQG*LDQVDQWL )DPLOLHV
$PHULFDQ*LUO*DEULHOD0F%ULGH·V$FFHVVRULHV 'RQDWHG%\ 7KH=LHQRZLF]&DUU%HUOLHW/D%DU6XOOLYDQ0XOKHDUQ5H\QROGV0HV]DURV %LOLVNLV%U\DQ5LFFLDUGL&KDQJ9LHLUD)RXOORLV%UXHFNQHU=RJE\0HUULWWDQG*LDQVDQWL )DPLOLHV
'RQDWHG%\ 7KH=LHQRZLF]&DUU%HUOLHW/D%DU6XOOLYDQ0XOKHDUQ5H\QROGV0HV]DURV %LOLVNLV%U\DQ5LFFLDUGL&KDQJ9LHLUD)RXOORLV%UXHFNQHU=RJE\0HUULWWDQG*LDQVDQWL )DPLOLHV
$PHULFDQ*LUO$VVXPSWLRQ8QLIRUP 'RQDWHG%\ &ROOHHQDQG/DXUHQ6DQWRULHOOR
'RQDWHG%\ 7KH=LHQRZLF]&DUU%HUOLHW/D%DU6XOOLYDQ0XOKHDUQ5H\QROGV0HV]DURV %LOLVNLV%U\DQ5LFFLDUGL&KDQJ9LHLUD)RXOORLV%UXHFNQHU=RJE\0HUULWWDQG*LDQVDQWL )DPLOLHV
$PHULFDQ*LUO*DEULHOD0F%ULGH·V%RRN´*DEULHOD6SHDNV2XWµ 'RQDWHG%\ 7KH=LHQRZLF]&DUU%HUOLHW/D%DU6XOOLYDQ0XOKHDUQ5H\QROGV0HV]DURV %LOLVNLV%U\DQ5LFFLDUGL&KDQJ9LHLUD)RXOORLV%UXHFNQHU=RJE\0HUULWWDQG*LDQVDQWL )DPLOLHV
*HWWLQ·,W'RQH
'RQDWHG%\ 7KH&RVWHOOR+HFKDYDUULD.HOO\/HH/XFDV0DUDQR0F*DKDQ0HGG 0RGXJQR1LHKHQNH6FKZDJHU6XOOLYDQDQG7RRKH\)DPLOLHV
7KUHH+RXUVRI3HUVRQDO&RQFLHUJH6HUYLFHV 'RQDWHG%\ 3LYRW&RQFLHUJH
/LYLQ·LV(DV\ 7ZR$GLURQGDFN&KDLUV 'RQDWHG%\ *LIW$XFWLRQ&RPPLWWHH6XVDQQH6ZHHQH\'DQLHOOH%DWDQMDQ\/DXUD 6DQWRULHOOR&KULVWLQH6LGKXDQG.DWH7XOO\
9LQWDJH&RSSHU)LUH3LW 'RQDWHG%\ *LIW$XFWLRQ&RPPLWWHH'DQLHOOH%DWDQMDQ\/DXUD6DQWRULHOOR &KULVWLQH6LGKX6XVDQQH6ZHHQH\DQG.DWH7XOO\
'URS0HLQ1HZ2UOHDQV 6LJKWVHHLQJ +HOLFRSWHU 5LGH 3DFNDJH IRU )LYH 3HRSOH 5RXQG7ULS IURP 0RUULVWRZQWRWKH6WDWXHRI/LEHUW\ 'RQDWHG%\ :HLFKHUW5HDOWRUV
&XOLQDU\'HOLJKW
'RQDWHG%\ 7KH0DQDKDQ)DPLO\
'RQDWHG%\ 7KH0DQDKDQ)DPLO\
'RQDWHG%\ 7KH0DQDKDQ)DPLO\
'RQDWHG%\ 7KH0DQDKDQ)DPLO\
'RQDWHG%\ 7KH0DQDKDQ)DPLO\
$6OLFHRI+HDYHQ %UHYLOOHµ6WRQH3L]]D2YHQ0DNHU 'RQDWHG%\ 7KH%UXFDWR%U\DQ&RQZD\)DUPHU)LVKHU)RXOORLV+DUGLQJ+LJJLQV .RHSII.RVWHQODQVN\/D%DU0DUWLQH]0HV]DURV2·'RQQHOO3RQVROO6DERDQG9LHLUD )DPLOLHV
7ZR*ROGWRXFKµ3L]]D3DQV 'RQDWHG%\ 7KH+XOV\)DPLO\
:RRGHQ3L]]D3HHO 'RQDWHG%\ 7KH+XOV\)DPLO\
3L]]D:KHHO 'RQDWHG%\ 7KH/XFDV)DPLO\
'RQDWHG%\ 7KH/XFDV)DPLO\
'RQDWHG%\ 7KH/XFDV)DPLO\
3L]]D6DXFH/DGOH 'RQDWHG%\ 7KH/XFDV)DPLO\
:LOOLDPV6RQRPD3L]]D6SLFH%OHQG 'RQDWHG%\ 7KH/XFDV)DPLO\
(SLFXUHDQ3L]]D&XWWHU 'RQDWHG%\ 7KH/XFDV)DPLO\
:LOOLDPV6RQRPD3L]]D1LJKW&RRN%RRN 'RQDWHG%\ 7KH%UXFDWR%U\DQ&RQZD\)DUPHU)LVKHU)RXOORLV+DUGLQJ+LJJLQV .RHSII.RVWHQODQVN\/D%DU0DUWLQH]0HV]DURV2·'RQQHOO3RQVROO6DERDQG9LHLUD )DPLOLHV
:LOOLDPV6RQRPD'UL]]OLQJ2LOIRU3L]]D 'RQDWHG%\ 7KH/XFDV)DPLO\
,VL%DVLFV'RXJK6FUDSHU6SDWXOD 'RQDWHG%\ 7KH/XFDV)DPLO\
6WUROOLQJ7KURXJKWKH)UHQFK4XDUWHU &KDQHO6XQJODVVHV 'RQDWHG%\ 7KH.RHSII)DPLO\
3LQHDSSOH&URVVERG\+DQGEDJ 'RQDWHG%\ 3DUDGLVH$/LOO\3XOLW]HU6LJQDWXUH6WRUH
3LQN:RRO:UDS 'RQDWHG%\ %RXWLTXH
'RQDWHG%\ 7KH7XIDUR)DPLO\
*LIW&DUGWR&KORH1DLOV 6SD 'RQDWHG%\ &KORH1DLOV 6SD
&KRFRODWH5DLQ
'RQDWHG%\ 7KH:LQFNR)DPLO\
7HHRII7KH7XODQH $5RXQGRI*ROIIRU7KUHHDQG/XQFKDW%DOWXVURO*ROI&OXE 'RQDWHG%\ 'HERUDK6LWWLJ)RZOHU
*LIW&DUGWR3DVWRVD5DYLROL 'RQDWHG%\ 3DVWRVD5DYLROL
6RKRRIWKH6RXWK
6HDWVDW3LQRW·V3DOHWWH6WXGLR 'RQDWHG%\ 3LQRW·V3DOHWWH
%RWWOHRI&KDWHDX/D/DJXQH+DXW0HGRF 'RQDWHG%\ 7KH.RHSII)DPLO\
*LIW&DUGWR'XEOLQ3XERU0ROO\0DORQH·V1R$OFRKROFDQEHSXUFKDVHGZLWK WKLVFDUG 'RQDWHG%\ 'XEOLQ3XEDQG0ROO\0DORQH·V
'RQDWHG%\ 7KH*UDSHIXO3DODWH
'RQDWHG%\ 7KH*6FKQHLGHU)DPLO\
&XVWRP$VVXPSWLRQ6ZHOO%RWWOH 'RQDWHG%\ (PLO\+DUU\DQG)LQQ&RVWHOOR
'HYLO6FDUI 'RQDWHG%\ 7KH6FRWW)DPLO\
*LIW&DUGWR/RYH\·V3L]]D 'RQDWHG%\ /RYH\·V3L]]D
$VVXPSWLRQ)OHHFH%ODQNHW 'RQDWHG%\ (PEURLG0H
&DUQLYDO
'RQDWHG%\ 7KH%HQQHWW&RVWHOOR5HDSH$UWXUL9LHLUD5RWROR.HRZQ6LGKX3DX'DO\ 3RWLDQ&RQGRQ0RXO+DUGLQJ0DF'RQDOG6FKXOH\/XNDV6LWWLJ5LFFLDUGL:HVQHU$KHUQ 0XOKHDUQ&DUU2OLYRDQG=RJE\)DPLOLHV
*LIW&DUGWR3DUW\&LW\ 'RQDWHG%\ 7KH%HQQHWW&RVWHOOR5HDSH$UWXUL9LHLUD5RWROR.HRZQ6LGKX3DX'DO\ 3RWLDQ&RQGRQ0RXO+DUGLQJ0DF'RQDOG6FKXOH\/XNDV6LWWLJ5LFFLDUGL:HVQHU$KHUQ 0XOKHDUQ&DUU2OLYRDQG=RJE\)DPLOLHV
*LIW&DUGWR6KRSULWH)RU2QH%LUWKGD\&DNH 'RQDWHG%\ 7KH%HQQHWW&RVWHOOR5HDSH$UWXUL9LHLUD5RWROR.HRZQ6LGKX3DX'DO\ 3RWLDQ&RQGRQ0RXO+DUGLQJ0DF'RQDOG6FKXOH\/XNDV6LWWLJ5LFFLDUGL:HVQHU$KHUQ 0XOKHDUQ&DUU2OLYRDQG=RJE\)DPLOLHV
*HWWLQJWRWKH.RURILW 0LFKDHO.RUV+DQGEDJ 'RQDWHG%\ -LPDQG7UHLQ%DVRQH
.DWH6SDGH6XQJODVVHVDQG/HQV&OHDQHU 'RQDWHG%\ -&5HLVV2SWLFLDQ
0LFKDHO.RUV:DOOHW 'RQDWHG%\ &ODLUH7KDFNHU\
'RQDWHG%\ 6DORQ0DQG%HDXW\6XSSO\
'RQDWHG%\ 1DLOVRI0HQGKDP
'RQDWHG%\ :HOOV5XJ6HUYLFH
%DUUHO7RS/D]\6XVDQIURP3RWWHU\%DUQ 'RQDWHG%\ 7KH5HDSH)DPLO\
'RQDWHG%\ )DEULFODQG
%ODQNHW+DQGFUDIWHG:LWK/RYHE\0DUJDUHWD9LOORUHVL 'RQDWHG%\ *UDQGPRWKHURIWKH+D\QHV%R\V
'RQDWHG%\ 1HDW0HWKRG
0HWKRG 'RQDWHG%\ 1HDW0HWKRG
7DNH)LYH $SSOH:DWFK6HULHV*ROGµ:DWFKZ&HOOXODU *36:LWK3LQN6DQG6SRUW%DQG 'RQDWHG%\ -RQL0F'RQQHOO /DXUD6DQWRULHOOR
&DIp'X0RQGH6LQJOH6HUYH.&XSV 'RQDWHG%\ -RQL0F'RQQHOO /DXUD6DQWRULHOOR
'RQDWHG%\ -RQL0F'RQQHOO /DXUD6DQWRULHOOR
'RQDWHG%\ -RQL0F'RQQHOO /DXUD6DQWRULHOOR
&DIp'X0RQGH/RJR$SURQ 'RQDWHG%\ -RQL0F'RQQHOO /DXUD6DQWRULHOOR
7ZR&DIp'X0RQGH0DUGL*UDV0XJV 'RQDWHG%\ -RQL0F'RQQHOO /DXUD6DQWRULHOOR
7KHUH·V1RWKLQJD3R·%R\&DQ·W)L[ )UHHVWDQGLQJ)DUPKRXVH.LWFKHQ,VODQG0DGH)URPD&RPELQDWLRQRI+DUG0DSOH
'HHS:LWKDµ7KLFN7DEOHWRS0DGHIURP5RXJK6DZQ3RSODU 'RQDWHG%\ +DQGL:RUNV+RPH,PSURYHPHQW
/RXLH/RXLH:H*RWWD*R /RXLV9XLWWRQ0RQRJUDP&DQYDV1HYHUIXOO*0+DQGEDJZ5HPRYDEOH=LSSHUHG &OXWFK 'RQDWHG%\ *LQQ\%HQW]0LFKHOOH&DUU&KULVWLQH'DP-HDQ-DEERXU/LQGD-RQHV (OHQD.RHEHO3ULFH$QQH0F'RQDOG$LOHHQ3KLOEULFN/LQGD5LHGHOODQG'DUOHQH6FKZDUW]
)HDVWRIWKH(SLSKDQ\
'RQDWHG%\ 7KH.RHSII)DPLO\
'RQDWHG%\ .LP &KULV&RVWHOOR
'RQDWHG%\ %201DLO 6SD
'RQDWHG%\ 1DLOVRI0HQGKDP
:D[2Q:D[2II 0LQXWH%LUWKGD\3DUW\3DFNDJHDW&KR·V/HJDF\0DUWLDO$UWV 'RQDWHG%\ &KR·V/HJDF\0DUWLDO$UWV
3ODVPD&DU5HG 'RQDWHG%\ /HDUQLQJ([SUHVVRI0RUULVWRZQ
&XVWRP$VVXPSWLRQ6ZHOO%RWWOH 'RQDWHG%\ (PLO\+DUU\DQG)LQQ&RVWHOOR
'RQDWHG%\ 6ZLVV&KDOHW%DNHU\
0LVVLQ·0\0DPD
'RQDWHG%\ .HYLQ 6\GQH\*HLJHU-RUGDQ .DOLVWD3DSDGRSRXORV(OOD/\GLD 6DGLH 2OLYR(PLO\+DUU\ )LQQ&RVWHOORDQG(PLO\ 1RHOOH)XJJH
'RQDWHG%\ .HYLQ 6\GQH\*HLJHU-RUGDQ .DOLVWD3DSDGRSRXORV(OOD/\GLD 6DGLH2OLYR(PLO\+DUU\ )LQQ&RVWHOORDQG(PLO\ 1RHOOH)XJJHU
*LIW&DUGWR+XQDQ&KLQHVH5RRP 'RQDWHG%\ .HYLQ 6\GQH\*HLJHU-RUGDQ .DOLVWD3DSDGRSRXORV(OOD/\GLD 6DGLH2OLYR(PLO\+DUU\ )LQQ&RVWHOORDQG(PLO\ 1RHOOH)XJJHU
*LIW&DUGWR/RYH\·V3L]]D 'RQDWHG%\ .HYLQ 6\GQH\*HLJHU-RUGDQ .DOLVWD3DSDGRSRXORV(OOD/\GLD 6DGLH2OLYR(PLO\+DUU\ )LQQ&RVWHOORDQG(PLO\ 1RHOOH)XJJHU
(FKR'RW 'RQDWHG%\ .HYLQ 6\GQH\*HLJHU-RUGDQ .DOLVWD3DSDGRSRXORV(OOD/\GLD 6DGLH2OLYR(PLO\+DUU\ )LQQ&RVWHOORDQG(PLO\ 1RHOOH)XJJHU
$PD]RQ)LUH796WLFN 'RQDWHG%\ .HYLQ 6\GQH\*HLJHU-RUGDQ .DOLVWD3DSDGRSRXORV(OOD/\GLD 6DGLH2OLYR(PLO\+DUU\ )LQQ&RVWHOORDQG(PLO\ 1RHOOH)XJJHU
%DWWOHVKLS*DPH 'RQDWHG%\ .HYLQ 6\GQH\*HLJHU-RUGDQ .DOLVWD3DSDGRSRXORV(OOD/\GLD 6DGLH2OLYR(PLO\+DUU\ )LQQ&RVWHOORDQG(PLO\ 1RHOOH)XJJHU
1RW3DUHQW$SSURYHG*DPH 'RQDWHG%\ .HYLQ 6\GQH\*HLJHU-RUGDQ .DOLVWD3DSDGRSRXORV(OOD/\GLD 6DGLH2OLYR(PLO\+DUU\ )LQQ&RVWHOORDQG(PLO\ 1RHOOH)XJJHU
6FUDEEOH*DPH 'RQDWHG%\ .HYLQ 6\GQH\*HLJHU-RUGDQ .DOLVWD3DSDGRSRXORV(OOD/\GLD 6DGLH2OLYR(PLO\+DUU\ )LQQ&RVWHOORDQG(PLO\ 1RHOOH)XJJHU
&OXH*DPH 'RQDWHG%\ .HYLQ 6\GQH\*HLJHU-RUGDQ .DOLVWD3DSDGRSRXORV(OOD/\GLD 6DGLH2OLYR(PLO\+DUU\ )LQQ&RVWHOORDQG(PLO\ 1RHOOH)XJJHU
$PSHG8S)RU6RPH)XQ
'RQDWHG%\ 7RGGDQG0DULO\Q6PLWK
'HORQJKL3XPS'ULYHQ(VSUHVVR&DSSXFFLQR0DFKLQH 'RQDWHG%\ %ULDQ 6DOLQD9UHHOLQJ
*LIW&DUGWR&KHHVHFDNH)DFWRU\ 'RQDWHG%\ 7KH&KHHVHFDNH)DFWRU\
)RXU(VSUHVVR&XSV 'RQDWHG%\ 7KH:HVW)DPLO\
)RXU&DSSXFFLQR&XS6HW 'RQDWHG%\ 7KH:HVW)DPLO\
*LIW&DUGWR7KH2ULJLQDO3DQFDNH+RXVH 'RQDWHG%\ 7KH2ULJLQDO3DQFDNH+RXVH
*LIW&DUGWR6WDUEXFNV 'RQDWHG%\ )ULHQGVRI$VVXPSWLRQ
0HOWLQJ&KRFRODWHIRU&KRFRODWH)RXQWDLQ 'RQDWHG%\ )ULHQGVRI$VVXPSWLRQ
)RQGXH7RQJV 'RQDWHG%\ )ULHQGVRI$VVXPSWLRQ
%OLQJ%OLQJ 'DYLG<XUPDQ:DWFK 'RQDWHG%\ %UDXQVFKZHLJHU-HZHOHUV
$FHRI6SDGHV 6FRWWV3ODFH/LGD%ODFN.DWH6SDGH%DJ 'RQDWHG%\ 7KH5LHGHOODQG6FKZDUW])DPLOLHV
*UDQG6WUHHW6WDF\%ODFN.DWH6SDGH:DOOHW 'RQDWHG%\ 7KH5LHGHOODQG6FKZDUW])DPLOLHV
*LIW&DUGWRLO0LFKHODQJHOR 'RQDWHG%\ LO0LFKHODQJHOR
&UD]\&DW
*LIW&DUGWR3HWFR 'RQDWHG%\ 7KH1LHOVHQ)DPLO\
*LIW&DUGWR$JZD\*DUGHQ&HQWHU 'RQDWHG%\ $JZD\*DUGHQ&HQWHU
*LIW&DUGWR7KH%OXH3XUO 'RQDWHG%\ 7KH%OXH3XUO
&DW7UHH 'RQDWHG%\ 7KH1LHOVHQ)DPLO\
$PD]RQ*LIW&DUG 'RQDWHG%\ 7KH&RXWDLQ)DPLO\
*LIW&DUGWR)RUWH 'RQDWHG%\ )RUWH
&DW%HG 'RQDWHG%\ 7KH1LHOVHQ)DPLO\
&DW%RZO 'RQDWHG%\ 7KH1LHOVHQ)DPLO\
'RQDWHG%\ 7*1DLOV
'RQDWHG%\ ([SUHVV)UDPHV
*LIW&DUGWR/RYH\·V3L]]D 'RQDWHG%\ /RYH\·V3L]]D
*LIW&DUGIRU7ZR'U\&XWVDWWKH3OD]D%DUEHU6KRS 'RQDWHG%\ 3OD]D%DUEHU6KRS
'RQDWHG%\ )UDPH,W)RU/HVV
)HHOLQJ*URRY\
RI)LUPQHVV5RGDQ )LHOGV/DVK%RRVW(\HODVK(QKDQFHPHQW6HUXP 'RQDWHG%\ 9DOHULH*HKP
'RQDWHG%\ %RG\,Q0LQG&HQWHU
'RQDWHG%\ &ODLUH7KDFNHU\
*LIW&DUGIRU7ZR'U\&XWVDWWKH3OD]D%DUEHU6KRS 'RQDWHG%\ 3OD]D%DUEHU6KRS
8QIRUJHWWDEOH NW*ROGFW'DQFLQJ6WRQH'RXEOH+DOR'LDPRQG1HFNODFH 'RQDWHG%\ 7KH7XOO\)DPLO\
7KH\0LJKW%H*LDQWV 7ZR*LDQWV7LFNHWVDQG3DUNLQJ3DVVIRU'HFHPEHU*DPHYV7KH :DVKLQJWRQ5HGVNLQV 'RQDWHG%\ 7KH2·5HLOO\)DPLO\
'RRU3UL]H *LIW%DVNHWZLWK+RPHPDGH&KRFRODWH$OPRQG%ULWWOHE\6WDQWRQ6ZHHWV$ORQJZLWK &RIIHH&DQG\DQG6ZHHWV 'RQDWHG%\6WDQWRQ6ZHHWV
'RRU3UL]H *LIW%DVNHWZLWK*LIW&DUGWRWKH0RUULV$QLPDO,QQDQG'RJJLH7R\VDQG7UHDWV 'RQDWHG%\0RUULV$QLPDO,QQ