20 June 2016JW Marriott Hotel

2016

Organizer

http://theiiahk.org

Overview

The IIA Hong Kong Limited - Board of Governors

- Mr. Stephen LEE, IIA HK President- Mr. Stephen ANDERSON, Former Global Head of Risk and Asia Pacific Audit, HSBC Holdings Limited- Mr. Pont CHIU, General Manager of Risk Management and Internal Audit, Sino Land Company Limited- Mr. Duncan FITZGERALD, Partner, PwC- Ms. Helen LI, Group Chief Auditor, The Bank of East Asia Limited- Ms. Patty WU, IIA HK Secretary- Mr. Frank YAM, CEO, Focus Strategic Group Limited

The Institute of Internal Auditors (“IIA”) Hong Kong is delighted to advise that we will host our full day Annual Conference on 20 June 2016 at the JW Marriott Hotel in Admiralty Hong Kong. The Governors of IIA Hong Kong are pleased to invite you to attend this year’s conference which is designed for professionals in the fields of audit, assurance, risk management, governance and compliance.

The theme of this year’s Annual Conference is “Internal Audit's New Normal - Dealing with Volatility”. The topics this year will cover a broad range of interests including navigating macroeconomic challenges during times of global volatility and China’s new normal, heightened expectations on internal audit, insights on auditing culture and ethics, internal audit’s role in cyber security, practical approaches to leverage data analytics, and lessons from fraud detection and prevention, all linked to the umbrella theme of “Internal Audit’s New Normal - Dealing with Volatility”.

Sponsoring Organizations:

Supporting Organizations:

Programme

09:00 – 09:10

09:10 – 09:55

09:55 – 10:40

Opening Address

Keynote Address: Navigating Macroeconomic Challenges during Times of Global Volatility

(Ms. Angela Witzany, Senior Vice Chairman of the Institute of Internal Auditors Global Board)

Keynote Address: A View from the Top – A Chairman’s Perspective on Internal Audit

(Mr. Nicholas Allen, Chairman of the Board of Link REIT)

10:40 – 11:10

11:10 – 11:55

11:55 – 12:40

Coffee Break

China Risks and Opportunities - Volatilities Everywhere!

(Mr. David Wu, Senior Partner of PwC China)

Practical Lessons from Fraud Detection and Prevention

(Mr. Paul Jackson, Managing Director of Stroz Friedberg (Asia) Ltd.)

12:40 – 14:00

14:00 – 14:50

14:50 – 15:35

Buffet Lunch at ManHo Restaurant (Level 3)

Panel Discussion 1 – Internal Audit's Role in Cyber Security

Moderator - (Mr. Todd Stewart, Executive Director of Financial Services Risk Advisory –

Cyber Security of Ernst & Young)

Panelists - (Mr. Ian Christofis, Managing Principal Consultant of Thales Critical Information

Systems and Cybersecurity)

- (Mr. Tzu Chien Yew, Head of Internal Audit of South China Morning Post Publishers Ltd.)

- (Ms. Eva Kwok, Partner of Enterprise Risk Services, Deloitte China)

Effectively Leveraging Data Analytics within Internal Audit

(Mr. Ronnie Ip, Managing Director and Head of Audit of Greater China of DBS Bank

(Hong Kong) Ltd.)

15:35 – 16:00

16:00 – 16:50

16:50 – 17:00

17:30

Coffee Break

Panel Discussion 2 – Auditing Culture and Ethics in Every Engagement?

Moderator - (Mr. Stephen Anderson, Former Global Head of Risk and Asia Pacific Audit,

HSBC Holdings Ltd.)

Panelists - (Mr. Robert Burns, Chief Internal Auditor of the Hospital Authority)

- (Mr. Aloysius Tse, INED of CNOOC Ltd.)

- (Ms. Angela Witzany, Senior Vice Chairman of the Institute of Internal Auditors

Global Board)

Closing Remarks

Networking Cocktail at Flint Grill & Bar (Level 5)

All participants will receive the ‘certificate of attendance’ and a token gift from IIA HK governors on the conference day

The event is an English medium conference. 6 CPE hours will be awarded for full attendance.

Navigating Macroeconomic Challenges during Times of Global VolatilityMs. Angela WITZANY - Angela is the Senior Vice Chairman of The IIA’s Global Board and Head of Internal Audit for Sparkassen Versicherung AG Vienna Insurance Group. She has held numerous leadership roles with the IIA over the past nine years. Angela is currently the chairman of the board for IIA-Austria, and served as a board member of the European Confederation of Institutes of Internal Auditing. She has been a member of The IIA’s Global Board of Directors since 2013, and served most recently as the chairman of the Finance Committee and the Professional Guidance Advisory Council. She was also a member of the Professional Certifications Board. Further, Angela serves as the Austrian Insurance Association’s vice president of the Committee of Internal Audit and Control. Angela earned her master’s degree in commercial science at Vienna University of Economics and Business, and is a certified accountant, CIA, QIAL and CRMA. She is a frequent speaker and moderator at internal audit conferences and has written publications about internal audit-related topics. She is a lecturer and trainer on internal auditing in the insurance industry at an Austrian university (Johannes Keppler University Linz).

Speakers

A View from the Top – A Chairman’s Perspective on Internal AuditMr. Nicholas ALLEN - Nicholas is currently the Chairman of the Board, the Nomination Committee and the Finance and Investment Committee of Link REIT. He is also an independent non-executive director and member of the Audit Committee of CLP Holdings Limited, Lenovo Group Limited, Hysan Development Company Limited and VinaLand Limited. Except for CLP Holdings Limited Nicholas is the chairman of the Audit Committee of these companies. Nicholas retired as a partner of PricewaterhouseCoopers in 2007. He served on the Securities and Futures Appeals Panel, the Takeovers and Mergers Panel, the Takeovers Appeal Committee, the Share Registrars’ Disciplinary Committee of the Securities and Futures Commission and as member of various committees of the Hong Kong Institute of Certified Public Accountants. Currently, he is the honorary advisor to the Financial Reporting Council of Hong Kong, a member of the Hong Kong Institute of Certified Public Accountants Corporate Governance Working Group, and the chairman of Vision 2047 Foundation. Nicholas holds a Bachelor of Arts degree in Economics/Social Studies from The University of Manchester. He is a Fellow of the Institute of Chartered Accountants in England and Wales and a member of the Hong Kong Institute of Certified Public Accountants.

China Risks and Opportunities - Volatilities Everywhere!Mr. David WU - David is the Senior Partner of PwC China, specialising in assurance and advisory services for banking and capital markets clients. He is a Beijing Senior Partner and a member of the Management Board of PwC China and Hong Kong. David was a key player in developing and executing the roadmap for reforming China’s state-owned banks in 2003, helping to set directions and accelerate the pace of reform of China’s financial institutions. He was one of the lead partners advising Bank of China on its reforms from 2003 to 2006, assisting with the resolution of problem assets, recapitalisation, introduction of strategic investors, and the bank’s successful IPO. He also led the audit for the Postal Savings Bank of China and helped the bank complete its corporate restructuring in 2011. In 2008 and 2009, David was seconded to the UK FSA, serving in the Director’s Office of the Banking Sector. David works closely with the ministries and government agencies that oversee China’s financial services industry and capital markets. He has in-depth understanding of the Chinese regulatory and market landscape.

Practical Lessons from Fraud Detection and PreventionMr. Paul JACKSON - Paul has been working in Asia since 1988 when he joined the Hong Kong Police Force. With a background in electronics and telecommunications, he pioneered the advances in technology-related policing in Hong Kong and helped establish the Technology Crime Division within the HK Police. During this time, he also worked with Interpol in conducting forensics and cybercrime capacity building for over 50 Police Forces in Asia and Europe. In 2010, Paul moved to JPMorgan and whilst with the Firm led APAC Investigations and subsequently headed up Global High Tech Investigations based out of New York. In this capacity, Paul was also instrumental in developing an Insider Threat program for the bank. In 2015, Paul took on the role as APAC MD for Stroz Friedberg – a global leader in investigations, intelligence and risk management.

Panel Discussion 1 – Internal Audit's Role in Cyber SecurityMr. Todd STEWART - Todd has over 20 years of IT Risk and Security experience having worked in a wide range industries including Healthcare, Government, Finance, Insurance, Mining and Defence. Prior to EY, Todd was Cathay Pacific’s global head of IT Risk and Security, managing the security of diverse systems over 200 offices around the world. Todd holds a Master of Information Systems Security and his experience includes a wide breadth of knowledge across all aspects of IT Security including Identity and Access Management, Governance, BCP/DR, Physical and logical security, including the associated policy frameworks. Todd also has diverse international experience, having lived and worked in locations including Sydney, Singapore, Hong Kong and Japan.

Moderator

Panelists Mr. Ian CHRISTOFIS - Ian is a Specialist in Information Security (cryptographic security, Public Key Infrastructure (PKI), identity & access management, smart cards, risk management, etc), personal data privacy and electronic commerce. He combines a strong understanding of the commercial and strategic business issues with a detailed knowledge of the technology. He is Managing Principal Consultant with Thales, driving security consulting and professional services for Thales security products in APAC. He is a founding Board member of the Cloud Security Alliance (CSA) Hong Kong Macau Chapter, and on the Editorial Board of the PISA Journal (Professional Information Security Association). He is Australian and has been based in Hong Kong for more than 10 years.

Mr. Tzu Chien YEW - Tzu Chien is the Head of Internal Audit for SCMP Publishers Limited. He possesses over 19 years of work experience in both internal and external auditing. Over the past 14 years, he has served in senior positions in both Hong Kong and UK listed companies. He has significant experience in planning, performing and managing internal audit projects in various industries and over 20 countries around the world; including leading teams conducting operational, financial and IT reviews. In addition, he has experience in ERM implementation and fraud investigation. Tzu Chien received his Master’s of Science Degree in Business Economics from the Chinese University of Hong Kong and a Bachelor’s Degree in Business Administration from California State University. Apart from his CPA, Tzu Chien also holds his CIA, CISA, and CFE.

Ms. Eva KWOK - Eva is a Partner of the Enterprise Risk Services practice at Deloitte China. She has over 15 years of experience in the information system industry. Eva leads the Cyber Risk practice in Hong Kong, focusing on Cyber security consulting and implementation services including Identity & Access Management (IAM), Information Protection and Security Analytics, IT & Data Governance. In addition, Eva also leads vulnerability assessment, privacy assessment in major industries including financial services and gaming. Eva has in-depth experience in business process re-engineering and controls implementation, assisting companies in improving business performance through governance, risk management and compliance. Professional qualifications, affiliations and accomplishments: Bachelor of Mathematics in Computer Science, Information Systems, University of Waterloo in Canada, Project Management Professional (PMP), Certificate of Cloud Security Knowledge (CCSK), Certified in Risk and Information Systems Control (CRISC), Certified Information Systems Security Professional (CISSP), Certified Information Systems Auditor (CISA), Certified ITIL Practitioner, Sun Certified Programmer for Java 2 Platform.

Speaker Mr. Ronnie IP - Ronnie is Managing Director and Head of Audit for Greater China of DBS Bank (Hong Kong) Limited. He joined DBS Bank (Hong Kong) in June 2004. Ronnie is responsible for the bank’s internal audit function for all business activities in Hong Kong, Mainland China and Taiwan. Ronnie is a seasoned auditor with 30 years of investment, commercial and retail banking experience and diversified product and market exposure in the US and Hong Kong. Prior to joining DBS, he was Director of Internal Audit Greater China and Deputy Head of Asia Pacific Audit for Credit Agricole group. He has also held senior internal audit positions with international financial institutions such as J.P. Morgan, Indosuez W.I. Carr Securities and Banque Indosuez. Ronnie started his auditing career with PricewaterhouseCoopers in 1983. Ronnie obtained an Honours Bachelor of Commerce degree from the University of Birmingham and a Master of Business Adminis-tration from Alliance Manchester Business School in the UK.

Effectively Leveraging Data Analytics within Internal Audit

Moderator Mr. Stephen ANDERSON - Stephen has recently retired from HSBC after a 33 year career which has seen him living and working in eight countries: Hong Kong, the UK, Turkey, Singapore, Thailand, Indonesia, Australia and the Sultanate of Oman. Stephen was Deputy Chief Executive Officer of HSBC Singapore and Deputy Chief Executive Officer and Vice Chairman of HSBC Turkey. However, the largest part of his career has been devoted to risk management. His risk career culminated with his role as Chief Risk Officer of HSBC’s UK and European entities and of Global Banking and Markets and HSBC Private Bank globally from 2009 to 2011. His most recent role with HSBC was to establish and lead an audit function to audit risk and risk management across the HSBC Group. Stephen has held a number of director-level roles, both for HSBC and externally and has been a regular speaker on risk management at industry events.

Panel Discussion 2 – Auditing Culture and Ethics in Every Engagement?

Ms. Angela WITZANY - Angela is the Senior Vice Chairman of The IIA’s Global Board and Head of Internal Audit for Sparkassen Versicherung AG Vienna Insurance Group. She has held numerous leadership roles with the IIA over the past nine years. Angela is currently the chairman of the board for IIA-Austria, and served as a board member of the European Confederation of Institutes of Internal Auditing. She has been a member of The IIA’s Global Board of Directors since 2013, and served most recently as the chairman of the Finance Committee and the Professional Guidance Advisory Council. She was also a member of the Professional Certifications Board. Further, Angela serves as the Austrian Insurance Association’s vice president of the Committee of Internal Audit and Control. Angela earned her master’s degree in commercial science at Vienna University of Economics and Business, and is a certified accountant, CIA, QIAL and CRMA. She is a frequent speaker and moderator at internal audit conferences and has written publications about internal audit-related topics. She is a lecturer and trainer on internal auditing in the insurance industry at an Austrian university (Johannes Keppler University Linz).

Mr. Aloysius TSE - Aloysius is a fellow of The Institute of Chartered Accountants in England and Wales, and the Hong Kong Institute of Certified Public Accountants ("HKICPA"). He is a past president of the HKICPA. Aloysius joined KPMG in 1976, became a partner in 1984 and retired in March 2003. He is currently an INED of CNOOC Limited, China Telecom Corporation Limited, Daohe Global Group Limited, SJM Holdings Limited, Sinofert Holdings Limited, China Huarong Asset Management Company, Limited and China Construction Bank Corporation from 2004 to 2010, companies listed on the main board of HKEX. He is also an INED of OCBC Wing Hang Bank Limited which was privatized in October 2014. Aloysius is a graduate of the University of Hong Kong.

Mr. Robert BURNS - Robert is the Chief Internal Auditor of the Hospital Authority, which is responsible for managing all public hospitals in Hong Kong with a budget of over HK$50 billion and over 70,000 staff. He is responsible for the delivery of performance audits, IT audits and special investigations. He also plays a central role in the organisation-wide risk management programme in the Authority. Robert has previously worked in the UK for the Audit Commission in both the Local Government and Healthcare Directorates designing and delivering major national audit studies covering for example Community Nursing Services. Robert is a Chartered Public Finance Accountant.

Panelists

Registration Information

IIA Hong Kong Annual Conference 2016Date: Monday, 20 June 2016Venue: JW Marriott Hotel, Ballroom, Level 3, 88 Queensway, Admiralty, Hong Kong

IIA HK Annual Conference 2016

Method of Payment

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Seats are based on FIRST COME, FIRST SERVED. All registrations MUST be accompanied with payment. Upon receipt of your registration, you are deemed to have read and accepted the terms and conditions contained therein.

Cancellation

Once registered, there will be no refunds.

The organizer reserves the right to change conference programmes and assumes no liability if the conferenceis changed, postponed, or cancelled due to unforeseen circumstances.

Contact Information

The Institute of Internal Auditors Hong KongAttn. to The Event ManagersTel: +852 3426 9043 Fax: +852 2851 6064Billing Address: 603, 6/F, Catic Building, 44 Tsun Yip Street, Kwun Tong, Kowloon, Hong KongE-mail: conference@theiiahk.org Website: http://theiiahk.org

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Professional Designation: CIA CCSA CGAP CFSA CRMA Others

Monday, 20 June 2016

For Group Registrations, see below ‘Remarks’

ReceiptPlease tick this box if you require an invoicePlease tick this box if you require a receipt Kindly note that receipts will be sent to email above before conference date.

Registration Fee*Remarks: -There will be a 10% discount on the fees below for group registration of 5+ simultaneously from the same organization.

1. Cheque made payable to: THE INSTITUTE OF INTERNAL AUDITORS HONG KONG LIMITEDTo be sent to the billing address below.2. Bank deposit / transfer to: THE INSTITUTE OF INTERNAL AUDITORS HONG KONG LIMITEDAccount No.: 808-898225-838 Bank: HSBCSwift Code: HSBCHKHHHKH Location: No. 1 Queen's Road Central, Hong KongTo be sent to email / billing address below with bank (transfer) slips as proofs.

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