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Challenge A large financial institution had a need to ar- chive mobile messages for its iOS, Android, and BlackBerry devices. This institution has numerous employees that communicate with customers using mobile devices and needed oversight and management of the data to ensure that the employees were not violating policies or regulations, by sharing stock tips, portfolio information, or other financial advice through unauthorized accounts or other means. The regulations that govern this institution are FINRA, SEC, SOX, and the Dodd Frank Act, which generally state that electronic com- munication data must be archived and easily retrievable. This financial institution was us- ing Symantec Enterprise Vault (eVault), which lacks the essential ability to archive mobile communication data. Solution To fully comply with the regulations, this institu- tion chose to migrate to Retain Mobile using Akaibu. Retain Mobile archives iOS, Android, and BlackBerry device messages, in addition to Retain Email, Retain Social, and instant mes- saging data with Retain Mobile. This data is archived in one central location and can be easily accessed, searched, and published with the built-in eDiscovery tools. This financial in- stitution was able to migrate its eVault archive to Retain Unified Archiving using Akaibu. The migration with Akaibu was quick and seamless, with no data loss. Now the institution has a complete archiving solution, and they are fully compliant, with Retain Unified Archiving. Financial Institution To fully comply with FINRA, SEC, SOX, and the Dodd Frank Act, which generally state that electronic communication data must be archived and easily retrievable, this financial institution made the switch from Symantic eVault to Micro Focus ® Retain™ Unified Archiving. At a Glance Industry Financial Services Location United States Challenge The organization needed an archiving solution that would help fulfill all compliance laws and regulations. Solution Use Retain Unified Archiving as a complete archiving solution. Results + Archives iOS, Android, and BlackBerry device messages + Archives email, social media, and instant messaging data + Migrated seamlessly from eVault to Retain Unified Archiving Customer Success Story Retain Unified Archiving Retain Social Retain Mobile Retain Email

Financial Institution - Micro Focus · A large financial institution had a need to ar- ... oversight and management of the data to ... portfolio information, or other financial advice

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ChallengeA large financial institution had a need to ar-chive mobile messages for its iOS, Android, and BlackBerry devices. This institution has numerous employees that communicate with customers using mobile devices and needed oversight and management of the data to ensure that the employees were not violating policies or regulations, by sharing stock tips, portfolio information, or other financial advice through unauthorized accounts or other means.

The regulations that govern this institution are FINRA, SEC, SOX, and the Dodd Frank Act, which generally state that electronic com-munication data must be archived and easily retrievable. This financial institution was us-ing Symantec Enterprise Vault (eVault), which lacks the essential ability to archive mobile communication data.

SolutionTo fully comply with the regulations, this institu-tion chose to migrate to Retain Mobile using Akaibu. Retain Mobile archives iOS, Android, and BlackBerry device messages, in addition to Retain Email, Retain Social, and instant mes-saging data with Retain Mobile. This data is archived in one central location and can be easily accessed, searched, and published with the built-in eDiscovery tools. This financial in-stitution was able to migrate its eVault archive to Retain Unified Archiving using Akaibu. The migration with Akaibu was quick and seamless, with no data loss. Now the institution has a complete archiving solution, and they are fully compliant, with Retain Unified Archiving.

Financial InstitutionTo fully comply with FINRA, SEC, SOX, and the Dodd Frank Act, which generally state that electronic communication data must be archived and easily retrievable, this financial institution made the switch from Symantic eVault to Micro Focus® Retain™ Unified Archiving.

At a Glance

Industry

Financial Services

Location

United States

Challenge

The organization needed an archiving solution that would help fulfill all compliance laws and regulations.

Solution

Use Retain Unified Archiving as a complete archiving solution.

Results

+ Archives iOS, Android, and BlackBerry device messages

+ Archives email, social media, and instant messaging data

+ Migrated seamlessly from eVault to Retain Unified Archiving

Customer Success StoryRetain Unified ArchivingRetain SocialRetain MobileRetain Email

Micro FocusUK HeadquartersUnited Kingdom+44 (0) 1635 565200

U.S. HeadquartersRockville, Maryland301 838 5000877 772 4450

Additional contact information and office locations: www.microfocus.com

www.microfocus.com

Retain Unified Archiving archives iOS, Android, and BlackBerry device messages, in addition to

email, social media, and instant messaging data.

168-000345-001 | G | 06/17 | © 2017 Micro Focus. All rights reserved. Micro Focus, the Micro Focus logo, and Retain, among others, are trademarks or registered trademarks of Micro Focus or its subsidiaries or affiliated companies in the United Kingdom, United States and other countries. All other marks are the property of their respective owners.