37
List 4: Qualifications recognised for Category II & IIA FSPs 0 Ill z I 0 c:: z c 9 i c c:: t 0 0 1 :;:1 :;:1 i f "' Ill :2 .:1: !IE "' .:1: 'Ill !E u iii iii 'Ill .5 a a .5 1 2 3 4 327 BACHELOR OF MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 7 360 G G G G BACHELOR OF COMMERCE HONOURS: I 328 FINANCIAL MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 19962 7 120 G G G G POSTGRADUATE DIPLOMA: PROFESSIONAL SOUTH AFRICAN INSTITUTE OF 331 ACCOUNTANT IN PRACTICE 50 PROFESSIONAL ACCOUNTANTS (SAIPA) 20391 7 240 G G G G POSTGRADUATE PROFESSIONAL QUALIFICATION: PROFESSIONAL SOUTH AFRICAN INSTITUTE OF 332 ACCOUNTANT IN BUSINESS 50 PROFESSIONAL ACCOUNTANTS (SAIPA) 20392 7 480 G G G G 333 DIPLOMA: COMPANY DIRECTION 170 GIMT SCHOOL OF BUSINESS (PTY) LTD 36050 7 240 G G G G POSTGRADUATE DIPLOMA: FINANCIAL 334 PLANNING 11 UNIVERSITY OF FREE STATE 48866 7 160 G G G G ADVANCED POSTGRADUATE DIPLOMA: 335 FINANCIAL PLANNING 11 UNIVERSITY OF FREE STATE 48867 7 120 G G G G BACHELOR OF COMMERCE HONOURS: 337 FINANCIAL PLANNING 13 RAU 50148 7 120 G G G G BACHELOR OF TECHNOLOGY: INTERNAL CENTRAL UNIVERSITY OF TECHNOLOGY 338 AUDITING 72 FREE STATE 65341 7 480 G G G G CERTIFIED FINANCIAL PLANNER PROVIDED 340 UNDERLYING QUALIFICATION ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59235 7 120 G s s s PROFESSIONAL POSTGRADUATE QUALIFICATION: COMPANY SECRETARIAL 341 AND GOVERNANCE PRACTICE 52 SGB ALL INSTITUTIONS 60654 7 120 G G G G Category 2 [Sub Categories Below) 5 6 7 8 9 10 11 12 13 G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G s G G G G G G G G G G 14 15 G G G G G G G G G G G G G G G G G G G G G G 16 G G G G G G G G G - G Kl G G G G G G G G G G G (]J > c Gl c c (/) 1\) 0 ..... 1\) Ul .....

Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

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Page 1: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 4: Qualifications recognised for Category II & IIA FSPs

0 Ill

z I 0 c:: z c

9 i c c:: t ~ 0 0 1 :;:1 :;:1 i f "' Ill :2 .:1:

!IE "' .:1: 'Ill !E u iii iii 'Ill .5 a a .5

1 2 3 4

327 BACHELOR OF MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 7 360 G G G G BACHELOR OF COMMERCE HONOURS:

I

328 FINANCIAL MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 19962 7 120 G G G G

POSTGRADUATE DIPLOMA: PROFESSIONAL SOUTH AFRICAN INSTITUTE OF 331 ACCOUNTANT IN PRACTICE 50 PROFESSIONAL ACCOUNTANTS (SAIPA) 20391 7 240 G G G G

POSTGRADUATE PROFESSIONAL QUALIFICATION: PROFESSIONAL SOUTH AFRICAN INSTITUTE OF

332 ACCOUNTANT IN BUSINESS 50 PROFESSIONAL ACCOUNTANTS (SAIPA) 20392 7 480 G G G G 333 DIPLOMA: COMPANY DIRECTION 170 GIMT SCHOOL OF BUSINESS (PTY) LTD 36050 7 240 G G G G

POSTGRADUATE DIPLOMA: FINANCIAL

334 PLANNING 11 UNIVERSITY OF FREE STATE 48866 7 160 G G G G ADVANCED POSTGRADUATE DIPLOMA:

335 FINANCIAL PLANNING 11 UNIVERSITY OF FREE STATE 48867 7 120 G G G G

BACHELOR OF COMMERCE HONOURS: 337 FINANCIAL PLANNING 13 RAU 50148 7 120 G G G G

BACHELOR OF TECHNOLOGY: INTERNAL CENTRAL UNIVERSITY OF TECHNOLOGY 338 AUDITING 72 FREE STATE 65341 7 480 G G G G

CERTIFIED FINANCIAL PLANNER PROVIDED

340 UNDERLYING QUALIFICATION ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59235 7 120 G s s s

PROFESSIONAL POSTGRADUATE QUALIFICATION: COMPANY SECRETARIAL

341 AND GOVERNANCE PRACTICE 52 SGB ALL INSTITUTIONS 60654 7 120 G G G G

Category 2 [Sub Categories Below)

5 6 7 8 9 10 11 12 13

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G s G

G G G G G G G G G

14 15

G G

G G

G G

G G G G

G G

G G

G G

G G

G G

G G

16

G

G

G

G G

G

G

G

G

-

G

Kl

G

G

G

G G

G

G

G

G

G

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(]J

> c Gl c ~ c (/) 1\) 0 ..... 1\)

Ul .....

Page 2: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 4: Qualifications recognised for Category II Be IIA FSPs

0 ..!! z ~ 0 z c c c 0 9 ~ 0 c +:l 0 0 ·o::; Gi Ill +:l +:l :s ~ > "CI u Ill :s .~ ~ Gl

!E u

.~ t: <C ... !E I.J

iii t: .E Ill iii a a .E

1 2 3 4

DOCTOR OF COMMERCE: INVESTMENT 342 MANAGEMENT 13 RAU 3133 8 360 G G G G

343 MASTER OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 4807 8 300 G G G G

MASTER OF BUSINESS ADMINISTRATION: 346 TELEMATIC 18 UNIVERSITY OF POTCHEFSTROOM 19606 8 288 G G G G

MASTER: BUSINESS ADMINISTRATION: MANAGEMENT COLLEGE OF SOUTH AFRICA

349 GENERAL 76 (MANCOSA) 36078 9 200 G G G G

350 MASTER: BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 62271 8 233 G G G G

CHARTERED FINANCIAL ANAL YST(FOREIGN

351 QUALIFICATION) 98 CFA INSTITUTE FSB001 0 OS s s s ALTERNATIVE INVESTMENT SPECIALIST CHARTERED ALTERNATIVE INVESTMENT

352 (CAIA) (FOREIGN QUALIFICATION) 93 ANALYST ASSOCIATION (CAIA) FSB 002 0 OG G G G

FELLOWSHIP OF THE CHARTERED

INSURANCE INSTITUTE (FOREIGN

356 QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB 006 0 OG G G G

ASSOCIATESHIP OF THE CHARTERED

INSURANCE INSTITUTE (FOREIGN 357 QUALIFICATION) 62 INSURANCE INSTITUTE OF SA (liSA) FSB 007 0 OG G G G

REGISTERED PERSONS EXAM: MONEY SOUTH AFRICAN INSTITUTE OF FINANCIAL

386 MARKET 51 MARKETS (SAIFM) FSB 038 6 OG G G G

REGISTERED PERSONS EXAM: SOUTH AFRICAN INSTITUTE OF FINANCIAL

387 AGRICULTURAL PRODUCTS 51 MARKETS (SAIFM) FSB 039 6 OG G G G

391 BACHELOR OF BUSINESS SCIENCE: FINANCE 177 UNIVERSITY OF NATAL 14789 7 576 G G G G POSTGRADUATE DIPLOMA IN ACCOUNT SOUTH AFRICAN INSTITUTE OF

392 PRACTICE 50 PROFESSIONAL ACCOUNTANTS (SAIPA) 20391 7 240 G G G G

Category 2 [Sub Categories Below]

5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

s s s s s s s s s s

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

15 16

G G

G G

G G

G G

G G

s -

G G

G G

G G

G G

G G

G G

G -

Kl

G

G

G

G G

s

G

G

G

G

G

G

G

z 0

(,.) CJ1 CJ1 (0 (,.)

Gl 0 < m ll z ~ m z -I Gl

~ m ::j m

CJ1 )> c Gl c ~ 1\) 0 ...... 1\)

Page 3: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 4: Qu~lifications recognised for Category II & IIA FSPs

0 ~ 0 z c ... z c 0 c c 0 e 1! ., 0 .9 ~ 1! 13 ~ ~ i ~ ~ 'i

!E .. !E u

ii ii t: .5 6 6 .5

1 2 3 4

DOCTOR OF COMMERCE: INSURANCE 397 SCIENCE 5 UNIVERSITY OF PRETORIA 4887 8 144 G G G G

BACHELOR OF COMMERCE: RISK 405 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16936 6 528 G G G G

NATIONAL CERTIFICATE: FINANCIAL 406 MARKETS AND INSTRUMENTS 52 SGB ALL INSTITUTIONS 50481 6 120 G G G G

BACHELOR OF COMMERCE HUMAN 414 RESOURCES MANAGEMENT 5 UNIVERSITY OF PRETORIA 7067 7 455 G G G G

BACHELOR OF COMMERCE HONOURS: RISK

415 MANAGEMENT AND INSURANCE 22 UNIVERSITY OF ZIMBABWE FSB 047 6 OG G G G BACHELOR OF SCIENCE:BUSINESS

417 MATHEMATICS AND INFORMATICS 52 SGB ALL INSTITUTIONS 35954 6 360 G G G G

BACHELOR OF COMMERCE INDUSTRIAL AND

418 ORGANISATIONAL PSYCHOLOGY 1 UNISA 5563 6 384 G G G G

419 BACHELOR OF COMMERCE: MANAGEMENT 1 UNISA 5563 6 384 G G G G

BACHELOR OF AGRICULTURE HONOURS: i

422 AGRICULTURAL MANAGEMENT 11 UNIVERSITY OF FREE STATE 16911 7 120 G G G G BACHELOR OF COMMERCE:

423 INTRAPRENEURIAL MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73715 6 426 G G G G MANAGEMENT ADVANCEMENT

425 PROGRAMME 59 WITS BUSINESS SCHOOL FSB0153 0 OG G G G

BACHELOR OF COMMERCE (HONOURS} 426 HUMAN RESOURCE MANAGEMENT 5 UNIVERSITY OF PRETORIA 7137 7 160 G G G G

BACHELOR OF COMMERCE:MARKETING

429 AND BUSINESS MANAGEMENT 47 DAME LIN 58003 6 360 G G G G

Category 2 [Sub Categories Below]

5 6 7 8 9 10 11 12 13

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

!G G G G G G G G G i

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

14 15

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

16

G

G

G

G

G

G

G

G

G

G

G

G

G

Kl

G

G

G

G

G

G

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G

G

G

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Ul :;;! ~ Ul

6 m JJ )> z .:-1 ..... ()1

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Page 4: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 4: Qualifications recognised for Category II & IIA FSPs

0 .!! z ~ 0 .... z c c c 0 9 Ill 0 c ~ :8 0 '.i:l

i 'ii .~

Ia ~ :I > ., ... Ia :I .~ Cll Cll !E ...

~ t: .... .. !E u

iii .. .: ., iii Ill

:I .: a :I a 1 2 3 4

NATIONAL TEACHER'S DIPLOMA: 434 COMMERCE 82 DEPARTMENT OF EDUCATION FSB 051 6 360 G G G G

435 BACHELOR OF TECHNOLOGY REAL ESTATE 1 UNISA 62342 8 480 G G G G 436 NATIONAL DIPLOMA IN COMMERCE 82 DEPARTMENT OF EDUCATION 14697 6 360 G G G G

BACHELOR OF COMMERCE: INDUSTRIAL

438 COMMUNICATION 17 UNIVERSITY OF NORTH WEST 72774 7 512 G G G G BACHELOR OF COMMERCE: QUANTITATIVE

440 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 15379 6 376 G G G G BACHELOR OF ACCOUNTING SCIENCE

441 HONOURS 1 UNISA 5669 7 120 G G G G

442 BACHELOR OF COMMERCE: GENERAL 15 UNIVERSITY OF WESTERN CAPE 19408 6 360 G G G G

PROFESSIONAL ADVANCED QUALIFICATION: CHARTERED SECRETARIES SOUTHERN

443 GOVERNANCE AND ADMINISTRATION 90 AFRICA 60655 6 120 G G G G 445 BACHELOR OF SCIENCE 52 SGB ALL INSTITUTIONS 35954 6 360 G G G G

CHARTERED INSTITUTE OF MANAGEMENT 446 CHARTERED MANAGEMENT ACCOUNTING 110 ACCOUNTING (CIMA) FSB0176 7 OG G G G

CERTIFICATE IN OFFSHORE FINANCE AND INSTITUTE OF CHARTERED SECRETARIES

448 ADMINISTRATION 143 AND ADMINISTRATORS FSB 056 6 OG G G G

BACHELOR OF COMMERCE: ECONOMIC

450 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19586 6 380 G G G G FELLOW OF CHARTERED INSTITUTE OF CHARTERED INSTITUTE OF BANKERS IN

451 BANKERS IN SCOTLAND 160 SCOTLAND FSB 054 6 OG G G G BACHELOR OF COMMERCE HONOURS

DEGREE IN INSURANCE AND RISK NATIONAL UNIVERSITY OF SCIENCE AND 454 MANAGEMENT 30 TECHNOLOGY FSB 059 7 OG G G G

Category 2 [Sub Categories Below]

5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

15 16

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

Kl

G

G

G

G

G

G G

G

G

G

G

G

G

G

z 0

(.,) (11 (11 <0 (.,)

G) 0 < m JJ z ~ m z -1 G)

~ m ::j m ..... (11

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Page 5: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 4: Qualifications recognised for Category II & IIA FSPs

0 ..!!! z .t: 0 c .... z c 0 c c 0 E R :;::; 0 0 :;::; l! B

·.;:;

~ i i ~ B 3 l5 l5 .... ..5 Ill Ill .5 :I a :I a 1 2 3 4

GLOBAL ASSOCIATION OF RISK 458 FINANCIAL RISK MANAGER 111 PROFESSIONAL FSB 055 6 OG G G G

BACHELOR OF TECHNOLOGY: BUSINESS 462 ADMINISTRATION 123 BORDER TECHNIKON 1065 7 480 G G G G

MASTER OF TECHNOLOGY: BUSINESS 463 ADMINISTRATION 68 COMMITTEE OF TECHNIKON PRINCIPALS 1069 8 120 G G G G

ADVANCED DIPLOMA: TRUST AND ESTATE 466 PLANNING 3 INSTITUTE OF BANKERS 76968 6 240 G G G G 467 ADVANCED DIPLOMA IN CREDIT 3 INSTITUTE OF BANKERS 76966 6 240 G G G G

ADVANCED DIPLOMA IN FINANCIAL 468 PLANNING 3 INSTITUTE OF BANKERS 76964 6 240 G G G G

FELLOW OF ACTUARIAL SOCIETY OF SOUTH 469 AFRICA (FASSA) 118 ACTURIAL SOCIETY OF SOUTH AFRICA FSB 062 8 OG G G G 471 ADVANCED DIPLOMA IN MARKETING 3 INSTITUTE OF BANKERS 76969 6 240 G G G G

BACHELOR OF COMMERCE: MARKETING

482 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7099 6 445 G G G G 485 BACHELOR OF COMMERCE 12 UNIVERSITY OF KWAZULU-NATAL 79006 6 384 G G G G

NATIONAL DIPLOMA: COMMERCIAL 487 PRACTICE 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72561 6 360 G G G G

BACHELOR OF COMMERCE: 488 COMMUNICATION MANAGEMENT 5 UNIVERSITY OF PRETORIA 7047 6 455 G G G G 489 BACHELOR OF PROCURATIONIS 11 UNIVERSITY OF FREE STATE 8853 6 480G G G G

SAFEX JUNIOR CERTIFICATE EXAMINATION (JSE EQUITY DERIVATIVES DEALER SOUTH AFRICAN INSTITUTE OF FINANCIAL

490 QUALIFICATION) 51 MARKETS (SAIFM) FSB 064 0 0- - - -QUALIFIED STOCKBROKER SAIS BOARD SOUTH AFRICAN INSTITUTE OF

491 EXAMINATION 120 STOCKBROKERS FSB 065 0 0- - - -

Category 2 [Sub Categories Below]

5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G - - -

G G G G G G - - - -

15 16

G G

G G

G G

G G G G

G G

G G

G G

G G

G G

G G

G G G G

- -

- -

Kl

G

G

G

G

G

G

G G

G G

G

-G

-

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1\) 0 ..... 1\)

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Page 6: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 4: Qualifications recognised for Category II & IIA FSPs

0 .!! z .~ 0 c .... z c 0 c c 0 9 .~ +I 0 0 +I a;

"' +I

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u "' .1::! ~ Gl !E u .... .... < ..

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a a .E

1 2 3 4 BACHELOR OF COMMERCE: FINANCIAL

503 MANAGEMENT 21 UNIVERSITY OF VENDA 22854 6 424 G G G G

504 MASTER OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 62271 8 233 G G G G

504 MASTER OF BUSINESS ADMINISTRATION 9 UNIVERSITY OF CAPE TOWN 5047 8 120 G G G G

504 MASTER OF BUSINESS ADMINISTRATION 11 UNIVERSITY OF FREE STATE 16972 9 240 G G G G

504 MASTER OF BUSINESS ADMINISTRATION 5 UNIVERSITY OF PRETORIA 4909 9 300 G G G G

508 POSTGRADUATE DIPLOMA: MANAGEMENT 7 UNIVERSITY OF THE WITWATERSRAND 9267 8 120 G G G G

BACHELOR OF SCIENCE: ECONOMICS,

516 MATHEMATICS, STATISTICS 12 UNIVERSITY OF KWAZULU-NATAL 3059 6 390 G G G G

519 CERTIFICATE: WEALTH MANAGEMENT 5 UNIVERSITY OF PRETORIA 73350 6 120 G G G G

CERTIFICATE: MIDDLE MANAGEMENT

523 DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 67189 6 120 G G G G CERTIFICATE: SENIOR MANAGEMENT

524 DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 67215 7 120 G G G G BACHELOR OF PERSONNEL LEADERSHIP

525 HONOURS 11 UNIVERSITY OF FREE STATE 16963 8 120 G G G G BACHELOR OF COMMERCE HONOURS

526 FINANCIAL MANAGEMENT 13 RAU 18974 7 160 G G G G

BACHELOR OF ADMINISTRATION: PUBLIC 529 SECTOR: HUMAN RESOURCE MANAGEMENT 19 UNIVERSITY OF FORT HARE 17240 6 384 G G G G

Category 2 [Sub Categories Below]

s 6 7 8 9 10 11 12 13 14

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

15 16

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

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Page 7: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 4: Qualifications recognised for category II & IIA FSPs

0 Ill

z i 0 c z c

9 0 c c .2 .:! +l .2 :8 ... ~ l Ill ... :I .,

"' Ill j ·Z P! ii "' ::; .... !E "' u

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1 2 3 NATIONAL DIPLOMA: FINANCIAL

530 INFORMATION SYSTEMS 8 UNIVERSITY OF JOHANNESBURG 74088 6 360 G G G

BACHELOR OF COMMERCE IN MARKETING 534 AND TOURISM MANAGEMENT 17 UNIVERSITY OF NORTH WEST 72773 6 360 G G G 535 UCENSIATE DIPLOMA BANKING 3 INSTITUTE OF BANKERS FSB0165 0 OG G G 536 BACHELOR OF ECONOMIC SCIENCE 7 UNIVERSITY OF THE WITWATERSRAND 13975 6 360 G G G

BACHELOR OF ECONOMIC SCIENCE 537 HONOURS 7 UNIVERSITY OF THE WITWATERSRAND 9857 8 160 G G G

NATIONAL DIPLOMA: HUMAN RESOURCES 540 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 74093 6 360 G G G

NATIONAL DIPLOMA: HUMAN RESOURCES

541 MANAGEMENT 38 MANGOSUTHU TECHNIKON 72299 6 360 G G G 543 ILPA 163 ILPA FSB0119 0 OG G G

ADVANCED DIPLOMA IN TREASURY AND

549 INTERNATIONAL BANKING 3 INSTITUTE OF BANKERS 76963 6 240 G G G BACHELOR OF COMMERCE HONOURS NATIONAL UNIVERSITY OF SCIENCE AND

550 DEGREE IN FINANCE 30 TECHNOLOGY FSB 069 0 OG G G SAFEX ORDINARY CERTIFICATE EXAMINATION (JSE EQUITY DERIVATIVES SA INSTITUTE OF FINANCIAL MARKETS

559 DEALER QUALIFICATION) 103 (SAIFM) FSB 081 0 0- - -HIGHER DIPLOMA IN EDUCATION-

564 COMMERCE 10 UNIVERSITY OF STELLENBOSCH FSB 082 6 480 G G G 573 CERTIFIED INTERNAL AUDITOR {CIA) 89 INSTITUTE OF INTERNAL AUDITORS FSB 083 0 OG G G

BACHELOR OF COMMERCE INDUSTRIAL AND 579 ORGANISATIONAL PSYCHOLOGY 1 UNISA 5563 6 360 G G G 580 MASTER OF BUSINESS LEADERSHIP 1 UNISA 5789 9 360 G G G

Category 2 [Sub Categories Below)

4 5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G

um~ G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

- G G G G G G - -

G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G

15 16

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G G G G

G G

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G G

G G

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Page 8: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 4: Qualifications recognised for Category II & IIA FSPs

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1 2 3 4

581 NATIONAL DIPLOMA CREDIT MANAGEMENT 1 UNISA 62380 6 360 G G G G DIPLOMA: COST AND MANAGEMENT

~G 583 ACCOUNTING 52 SGB ALL INSTITUTIONS 67694 G G BACHELOR OF COMMERCE:

585 ENTREPRENEURSHIP 1 UNISA 5563 6 360 G G G G

MASTER OF SCIENCE IN INVESTMENT 589 MANAGEMENT 87 CITY BUSINES SCHOOL LONDON FSB0109 0 OG G G G

BACHELOR OF COMMERCE HONOURS 593 INSURANCE AND RISK MANAGEMENT 29 MIDLANDS STATE UNIVERSITY FSB0132 0 OG G G G

NATIONAL DIPLOMA: RETAIL BUSINESS 594 MANAGEMENT 36 CAPE PENINSULA UNIVERSITY TECHNOLOGY 78666 6 360 G G G G 598 BACHELOR OF COMMERCE HONOURS 17 UNIVERSITY OF NORTH WEST 72758 7 120 G G G G 600 BACCALAUREUS COMPUTATIONIS 1 UNISA 5535 6 408 G G G G 601 BACHELOR OF COMMERCE HONOURS 1 UNISA 5687 8 120 G G G G 601 BACHELOR OF COMMERCE HONOURS 7 UNIVERSITY OF THE WITWATERSRAND 9851 7 120 G G G G

603 BACHELOR OF SCIENCE (MAJOR STATISTICS) 52 SGB ALL INSTITUTIONS 35954 6 360 G G G G ASSOCIATE CHARTERED INSTITUTE OF THE CHARTERED INSTITUTE OF BUSINESS

604 BUSINESS MANAGEMENT 128 MANAGEMENT FSB071 0 OG G G G

605 BACHELOR OF TECHNOLOGY: MARKETING 37 DURBAN UNIVERSITY TECHNOLOGY 72150 7 480 G G G G 610 BACHELOR OF LAW 8 UNIVERSITY OF JOHANNESBURG 13783 6 360 G G G G

CERTIFICATE IN SECURITIES AND CHARTERED INSTITUTE SECURITIES FOR 614 INVESTMENTS 85 INVESTMENT FSB072 0 OG G G G

THE CHARTERED ASSOCIATION OF 615 DIPLOMA: FINANCIAL MANAGEMENT 138 CERTIFIED ACCOUNTANTS FSB073 0 OG G G G

Category 2 [Sub Categories Below]

5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G

G G G G G G G G G G

I I G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

15 16

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G G

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G G

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Page 9: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

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BACHELOR OF COMMERCE: TOURISM 619 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7113 6 426 G G G

ADVANCED DIPLOMA IN BUSINESS SOUTH AFRICAN INSTITUTE OF 620 MANAGEMENT 165 MANAGEMENT 67689 6 400- G G

623 BACHELOR OF TECHNOLOGY MANAGEMENT 37 DURBAN UNIVERSITY TECHNOLOGY 72149 7 480 G G G 624 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72209 6 360 G G G

624 NATIONAL DIPLOMA: ACCOUNTING 68 COMMITTEE OF TECHNII<ON PRINCIPALS 1023 6 360 G G G BACHELOR OF COMMERCE INSURANCE

625 SCIENCE 5 UNIVERSITY OF PRETORIA 7075 6 468 G G G NATIONAL DIPLOMA: ADMINISTRATIVE

627 MANAGEMENT FINANCIAL 1 UNISA 62368 6 360 G G G 630 NATIONAL DIPLOMA TAXATION 1 UNISA 62415 6 360 G G G

BACHELOR OF COMMERCE: ECONOMIC 631 SCIENCE 10 UNIVERSITY OF STELLENBOSCH 19586 6 380 G G G

BACHELOR OF COMMERCE: HUMAN 634 RESOURCE MANAGEMENT 5 UNIVERSITY OF PRETORIA 7067 7 455 G G G

BACHELOR OF COMMERCE: HUMAN 634 RESOURCE MANAGEMENT 11 UNIVERSITY OF FREE STATE 16925 6 520 G G G

NATIONAL DIPLOMA: FINANCE AND

635 ACCOUNTING PUBLIC 38 MANGOSUTHU TECHNII<ON 72295 6 360 G G G NATIONAL DIPLOMA: FINANCIAL

637 ACCOUNTING 79 THE INSTITUTE OF CERTIFIED BOOKKEEPERS 20366 6 280 G G G 643 BACHELOR OF COMMERCE: LAW 7 UNIVERSITY OF THE WITWATERSRAND FSB0112 0 OG G G

POSTGRADUATE CERTIFICATE IN MANAGEMENT COLLEGE OF SOUTH AFRICA 653 MANAGEMENT STUDIES 76 (MANCOSA) 57206 6 120 G G G

Category 2 [Sub Categories Below)

4 5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G G

G G G G G G G G fG G G

G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G IG G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G G G G :n G G G G G

G G G G G G G G

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G G

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Page 10: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

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1 2 3 4 BACHELOR OF COMMERCE HONOURS:

662 INTERNATIONAL TRADE AND FINANCE 13 RAU 15415 7 160 G G G G

liSA PROGRAMME IN SHORT-TERM

669 INSURANCE 1 UNISA 7654 6 5 60 G G G G 677 BACHELOR OF LAWS (LLB) 12 UNIVERSITY OF KWAZULU-NATAL 73013 7 512 G G G G

678 BACHELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 73773 6 432 G G G G

685 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72209 6 360 G G G G

BACHELOR OF COMMERCE FINANCIAL

691 MANAGEMENT 13 RAU 18974 8 160 G G G G

BACHELOR OF TECHNOLOGY: BUSINESS

694 ADMINISTRATION 8 UNIVERSITY OF JOHANNESBURG 73811 7 480 G G G G

BACHELOR OF TECHNOLOGY: BUSINESS

694 ADMINISTRATION 36 CAPE PENINSULA UNIVERSITY TECHNOLOGY 78684 7 480 G G G G

698 BACHELOR OF COMMERCE: MANAGEMENT 15 UNIVERSITY OF WESTERN CAPE 7281 6 360 G G G G

BACHELOR OF COMMERCE: FINANCE AND

703 MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 79006 6 384 G G G G

NATIONAL DIPLOMA: MANAGEMENT

718 (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 57222 6 360 G G G G

NATIONAL ADVANCED DIPLOMA IN

719 MANAGEMENT (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 79586 7 120 G G G G

MASTERS DEGREE IN BUSINESS

757 ADMINISTRATION 167 UNIVERSITY OF LUTON UNITED KINGDOM FSB0088 0 OG G G G

MASTER OF BUSINESS ADMINISTRATION

758 (MAJOR IN HEALTH CARE ADMINISTRATION) 151 NATIONAL UNIVERSITY, CALIFORNIA, USA FSB0089 0 OG G G G

Category 2 [Sub Categories Below]

5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

15 16

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G G G G

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760 BACHELOR OF COMMERCE: INFORMATICS 5 UNIVERSITY OF PRETORIA 7069 6 452 G G G G

MASTER OF BUSINESS ADMINISTRATION 763 (OXFORD BROOKES UNIVERSITY) 152 OXFORD BROOKES UNIVERSITY FSB0090 0 OG G G G

POST GRADUATE DIPLOMA IN BUSINESS 764 ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 76924 7 160 G G G G

BACHELOR OF COMMERCE (HONS) IN NATIONAL UNIVERSITY OF SCIENCE AND

767 FINANCE 30 TECHNOLOGY FSB0091 0 o!G G G G CERTIFICATION IN INTERNATIONAL RETAIL INTERNATIONAL ACADEMY OF RETAIL

769 BANKING 153 BANKING FSB0092 0 OG G G G

MASTERS OF BUSINESS ADMINISTRATION ( 770 Heriot-Watt University) 154 HERIOT-WAn UNIVERSITY FSB0093 0 OG G G G

THE INSTITUTE OF ADMIN AND COMMERCE

774 DIPLOMA IN LIFE UNDERWRITING 131 OF SOUTH AFRICA FSB0099 6 240 G G G G BACHELOR OF COMMERCE LOGISTICS

775 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73779 7 432 G G G G

BACHELOR OF COMMERCE IN ECONOMICS

780 AND INTERNATIONAL TRADE 17 UNIVERSITY OF NORTH WEST 72773 7 360 G G G G

782 BACHELOR OF SCIENCE (ECONOMICS) 157 THE UNIVERSITY OF BATH FSB0111 0 OG G G G BACHELOR OF BUSINES SCIENCE:

784 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 8 576 G G G G

BACHELOR OF SCIENCE: OPERATIONS 785 RESEARCH AND INFORMATION SYSTEMS 1 UNISA 6059 7 360 G G G G

Category 2 [Sub categories Below]

5 6 7 8 9 10 11 12 13

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

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G G

G G

G G

G G

G G

G G

G G

G G

G G G G

G G

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Page 12: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

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1 2 3 4 BACHELOR OF SCIENCE: ACTUARIAL AND

787 FINANCIAL MATHEMATICS 5 UNIVERSITY OF PRETORIA FSB0182 7 360 G G G G

BACHELOR OF COMMERCE: FINANCIAL 788 ACCOUNTING 5 UNIVERSITY OF PRETORIA 7059 7 479 G G G G

BACHELOR OF COMMERCE HONOURS:

FINANCIAL ANALYSIS AND PORTFOLIO

789 MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 19960 7 120 G G G G BACHELOR OF TECHNOLOGY IN

790 MANAGEMENT SERVICE 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72428 7 480 G G G G

MASTER OF SCIENCE: MATHEMATICS OF 792 FINANCE 9 UNIVERSITY OF CAPE TOWN 21390 8 120 G G G G 793 BACHELOR OF HEALTH SCIENCES 7 UNIVERSITY OF THE WITWATERSRAND 49915 6 360 G G G G

795 BACHELOR OF LAWS 158 MAKERERE UNIVERSITY, UGANDA FSB0101 0 OG G G G BACHELOR OF BUSINESS SCIENCE IN

796 INFORMATION SYSTEMS 9 UNIVERSITY OF CAPE TOWN FSB0115 0 OG G G G BACHELOR OF ARTS (SPECIALISATION IN

799 MATHEMATICS) 28 UNIVERSITY OF HAMPSHIRE FSB0116 0 OG G G G MASTER OF SCIENCE: FINANCIAL

802 MANAGEMENT 173 UNIVERSITY OF LONDON FSB0126 0 OG G G G

803 BACHELOR OF COMMERCE: ACCOUNTING 12 UNIVERSITY OF KWAZULU-NATAL 79009 6 416 G G G G

BACHELOR OF TECHNOLOGY: HUMAN

804 RESOURCES MANAGEMENT 75 TECHNIKON WITWATERSRAND FSB0127 0 OG G G G BTEC NATIONAL CERTIFICATE IN BUSINESS

807 AND FINANCE 175 BOURNEMOUTH AND POOLE COLLEGE FSB0131 0 0- - - -

ASSOCIATESHIP OF THE CHARTERED

808 INSURANCE INSTITUTE 61 CHARTERED INSURANCE INSTITUTE FSB0133 0 OG G G G

Category 2 [Sub Categories Below]

s 6 7 8 9 10 11 12 13 14

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

- - - - - - - - - -

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G G

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Page 13: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

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BACHELOR OF BUSINESS ADMINISTRATION:

810 TELEMATIC 18 UNIVERSITY OF POTCHEFSTROOM 19597 6 384 G G G G 811 BACHELOR OF LAWS: OLD CURRICULUM 5 UNIVERSITY OF PRETORIA 6877 6 528 G G G G

NATIONAL DIPLOMA: RETAIL BUSINESS

812 MANAGEMENT 75 TECHNIKON WITWATERSRAND FSB0109 6 360 G G G G BACHELOR OF BUSINESS ADMINISTRATION

816 HONOURS 57 SOUTHERN BUSINESS SCHOOL 71930 8 132 G G G G

817 BACHELOR OF BUSINESS MANAGEMENT iS UNIVERSITY OF HAMPSHIRE FSS0187 0 OG G G G SOUTHERN ADVENTIST UNIVERSITY,

817 BACHELOR OF BUSINESS MANAGEMENT 181 COLLEGEDALE, TENNESSEE FSB0189 0 OG G G G CHARTERED INSTITUTE OF BANKERS IN

819 CHARTERED BANKER 160 SCOTLAND FSB0188 0 OG G G G

BACHELOR OF COMMERCE: ECONOMICS 820 AND FINANCE 9 UNIVERSITY OF CAPE TOWN 4445 7 432 G G G G

Category 2 [Sub Categories Below]

s 6 7 8 9 10 11 12 13 G G G G G G G G G

G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

14 15 16 G G G

G G G G G G

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Page 14: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

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1 2 NATIONAL DIPLOMA IN FINANCIAL

1 MARKETS 52 SGB ALL INSTITUTIONS 23653 6 240 G G POSTGRADUATE DIPLOMA: FINANCIAL

9 PLANNING 10 UNIVERSITY OF STELLENBOSCH 71690 7 120 G G POSTGRADUATE DIPLOMA: FINANCIAL NELSON MANDELA METROPOLITAN

9 PLANNING 25 UNIVERSITY 66096 7 120 G G POSTGRADUATE DIPLOMA: FINANCIAL

9 PLANNING 11 UNIVERSITY OF FREE STATE 48866 7 160 G G 11 BACHELOR OF COMMERCE: FINANCE 13 RAU 3117 6 432 G G

NATIONAL CERTIFICATE: FINANCIAL

17 SERVICES 52 SGB ALL INSTITUTIONS 48783 2 120 G G

FURTHER EDUCATION AND TRAINING

18 CERTIFICATE: SHORT TERM INSURANCE 52 SGB ALL INSTITUTIONS 66610 4 150 G G

23 BACHELOR IN MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 6 360 G G 25 NATIONAL DIPLOMA: MANAGEMENT 57 SOUTHERN BUSINESS SCHOOL 22 6 240 G G

29 CERTIFICATE: FINANCIAL PRODUCTS 47 DAME LIN 21166 4 120 G G BACHELOR OF COMMERCE: GENERAL

30 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16912 6 536 G G

BACHELOR OF COMMERCE HONOURS:

33 BANKING 5 UNIVERSITY OF PRETORIA 7215 7 200 G G BACHELOR OF COMMERCE: BANKING

34 MANAGEMENT 47 DAMELIN 58005 6 363 G G BACHELOR OF COMMERCE: BANKING

34 MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62812 6 360 G G

Category 3 [Sub Categories Below]

3 4 5 6 7 8 9 10 11 12 13 14 15

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G»-G G G G G G G G G G

G G G G G G G G G G G G ,G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G IG G G G G G G G G G G G

G G G G G G G G G G G G G

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Page 15: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

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BACHELOR OF COMMERCE: INVESTMENT

35 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 3137 7 160 G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE: INVESTMENT

35 MANAGEMENT 5 UNIVERSITY OF PRETORIA 16386 6 473 G G G G G G G G G G G G G G G G MASTER OF COMMERCE: INVESTMENT

36 MANAGEMENT 13 RAU 3135 8 240 G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: BANKING SERVICES

37 ADVICE 52 SGB ALL INSTITUTIONS 48533 5 120 G G G G G G G G G G G G G G G G

38 NATIONAL DIPLOMA: FINANCIAL MARKETS 52 5GB ALL INSTITUTIONS 23653 6 240 G G G G G G G G G G G G G G G G 39 CERTIFICATE: FINANCIAL PLANNING 47 DAME LIN 57998 5 120 G G G G G G G G G G G G G G G G 40 SENIOR MANAGEMENT PROGRAMME 5 UNIVERSITY OF PRETORIA FSB 027 0 0 G G G G G G G G G G G G G G G G

BACHELOR OF BUSINESS SCIENCE: 46 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 7 576 G G G G G G G G G G G G G G G G

BACHELOR OF COMMERCE HONOURS: so TAXATION 13 RAU 3093 7 160 G G G G G G G G G G G G G G G G

51 BACHELOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG 3095 6 360 G G G G G G G G G G G G G G G G

51 BACHELOR OF COMMERCE: ACCOUNTING 15 UNIVERSITY OF WESTERN CAPE 7259 6 360 G G G G G G G G G G G G G G G G POSTGRADUATE DIPLOMA: MANAGEMENT:

53 RETIREMENT FUNDS 92 MONASH SOUTH AFRICA 71826 7 120 - - - G - - - - - - - - - - - -BANKING ASSOCIATION OF SOUTH AFRICA

57 MASTER OF COMMERCE IN BANKING 78 (BASA) 4807 8 300 G G G G G G G G G G G G G G G G

Page 16: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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BACHELOR OF SCIENCE: MATHEMATICAL 59 STATISTICS 172 UNIVERSITY OF ZULU LAND 62469 6 360 G G

CHARTERED ALTERNATIVE INVESTMENT 62 ALTERNATIVE INVESTMENT SPECIALIST 93 ANALYST ASSOCIATION (CAIA) FSB0177 0 OG G 63 BACHELOR OF ACCOUNTING SCIENCE 1 UNISA 5535 6 408 G G 67 DOCTOR OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 16574 8 300 G G

FURTHER EDUCATION AND TRAINING

69 CERTIFICATE: MEDICAL CLAIMS ASSESSING 52 SGB ALL INSTITUTIONS 49356 4 150 G G BACHELOR OF BUSINESS

77 SCIENCE:ACTUARIAL SCIENCE 177 UNIVERSITY OF NATAL 16253 6 360 G G BACHELOR OF BUSINESS

77 SCIENCE:ACTUARIAL SCIENCE 9 UNIVERSITY OF CAPE TOWN 4411 6 360 G G 83 DIPLOMA IN INSURANCE(LONG TERM) 62 INSURANCE INSTITUTE OF SA (liSA) 20412 6 120 G G 87 BACHELOR OF ARTS 52 SGB ALL INSTITUTIONS 23375 6 360 G G 87 BACHELOR OF ARTS 1 UNISA 14352 6 360 G G 87 BACHELOR OF ARTS 7 UNIVERSITY OF THE WITWATERSRAND 9051 6 360 G G

DOCTOR OF COMMERCE:INVESTMENT

90 MANAGEMENT 13 RAU 3133 8 360 G G

92 MARKETING DIPLOMA 101 IMM GRADUATE SCHOOL OF MARKETING 24327 6 350 G G 94 BACHELOR OF MILITARY SCIENCE 10 UNIVERSITY OF STELLENBOSCH 19669 6 360 G G

THE GRADUATE INSTITUTE OF 97 CERTIFICATE:BUSINESS MANAGEMENT 106 MANAGEMENT AND TECHNOLOGY 36045 6 120 G G

100 DIPLOMA IN FINANCIAL PLANNING 66 KAPLAN UNIVERSITY FSB0178 0 0 G G

Category 3 [Sub Categories Below]

3 4 5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

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G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

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Page 17: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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BACHELOR OF SOCIAL SCIENCE:ECONOMICS

109 AND ECONOMIC HISTORY 12 UNIVERSITY OF KWAZULU·NATAL 2961 7 384 G G G 114 BACHELOR OF LAWS 52 5GB ALL INSTITUTIONS 22993 7 480 G G G 114 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 7 528 G G G

117 BACHELOR OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 61700 6 360 G G G MANAGEMENT COLLEGE OF SOUTH AFRICA

117 BACHELOR OF BUSINESS ADMINISTRATION 76 (MANCOSA) 62116 7 360 G G G 119 NATIONAL DIPLOMA MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72610 6 360 G G G

NATIONAL DIPLOMA MARKETING AND

120 SALES MANAGEMENT 129 TECHNIKON SA FSB0085 6 360 G G G

MASTER OF BUSINESS MANAGEMENT COLLEGE OF SOUTH AFRICA

121 AOMINISTRATION:TOURISM DEVELOPMENT 76 (MANCOSA) 36072 9 440 G G G 125 BACHELOR OF COMMERCE: LAW 10 UNIVERSITY OF STELLENBOSCH 15594 6 369 GG G

BACHELOR OF COMMERCE :MANAGEMENT

127 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19587 6 370 G G G 131 BACHELOR OF COMMERCE 1 UNISA 5563 6 384 G G G 131 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE 8543 6 536 GG G 131 BACHELOR OF COMMERCE 12 UNIVERSITY OF KWAZULU-NATAL 15337 6 384 G G G 131 BACHELOR OF COMMERCE 7 UNIVERSITY OF THE WITWATERSRAND 9843 6 360 G G G 131 BACHELOR OF COMMERCE 140 VISTA UNIVERSITY 7849 6 360 G G G

131 BACHELOR OF COMMERCE 14 UNIVERSITY OF PORT ELIZABETH 6153 6 360 G G G 134 ACI DEALING CERTIFICATE 0 FSB 012 0 0 G G G

Category 3 [Sub Categories Below)

4 5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G

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Page 18: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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134 ACI DEALING CERTIFICATE 114 ACI THE FINANCIAL MARKET ASSOCIATION FSB0134 0 OG G G

134 ACI DEALING CERTIFICATE 114 ACI THE FINANCIAL MARKET ASSOCIATION FSB070 0 OG G G

BACHELOR OF COMMERCE HONOURS:

138 INFORMATION SYSTEMS 9 UNIVERSITY OF CAPE TOWN 19970 7 120 G G G

140 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE FSB0110 6 536 G G G

BACHELOR OF TECHNOLOGY: INTERNAL CENTRAL UNIVERSITY OF TECHNOLOGY FREE

142 AUDITING 72 STATE 65341 7 480 G G G

144 BACHELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 73773 6 432 G G G

144 BACHELOR OF COMMERCE: ECONOMICS 5 UNIVERSITY OF PRETORIA 7055 6 430 G G G

144 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 7263 6 360 G G G

147 CHARTERED ACCOUNTANT: AUDITING 6 SAICA 48913 7 679 G G G

POSTGRADUATE DIPLOMA: MANAGEMENT

148 FINANCIAL ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 15497 7 120 G G G

BACHELOR OF AGRICULTURAL

151 MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 2483 6 384 G G G

BACHELOR OF COMMERCE: BUSINESS

152 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7043 7 431 G G G

153 BACHELOR OF COMMERCE: ECONOMICS 11 UNIVERSITY OF FREE STATE 8613 6 536 G G G

153 BACHELOR OF COMMERCE: ECONOMICS 21 UNIVERSITY OF VENDA 9209 7 476 G G G 154 BACCALAUREUS PROCURATIONIS 5 UNIVERSITY OF PRETORIA 72822 7 480 G G G

154 BACCALAUREUS PROCURATIONIS 15 UNIVERSITY OF WESTERN CAPE 8011 7 480 G G G

Category 3 [Sub Categories Below]

4 5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

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Page 19: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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GORDON INSTITUTE OF BUSINESS SCIENCE

156 CERTIFICATE: WEALTH MANAGEMENT 91 {GIBS) 73350 6 120 G G

158 BACHELOR OF LAWS 7 UNIVERSITY OF THE WITWATERSRAND 9271 7 480 G G 158 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 6 528 G G

158 BACHELOR OF LAWS 1 UNISA 6009 7 480 G G

158 BACHELOR OF LAWS 52 SGB ALL INSTITUTIONS 22993 7 480 G G

159 INTERNATIONAL DIPLOMA IN COMPLIANCE 116 INTERNATIONAL COMPLIANCE ASSOCIATION FSB 010 0 OG G

164 BACHELOR OF COMMERCE: LAW 11 UNIVERSITY OF FREE STATE 9843 6 360 G G 164 BACHELOR OF COMMERCE: LAW 5 UNIVERSITY OF PRETORIA 7092 6 424 G G

BACHELOR OF COMMERCE: ECONOMICS

165 AND LAW 9 UNIVERSITY OF CAPE TOWN 4427 6 432 G G

166 BACHELOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG 73772 6 432 G G

166 BACHELOR OF COMMERCE: ACCOUNTING 177 UNIVERSITY OF NATAL 14780 6 416 G G

166 BACHELOR OF COMMERCE: ACCOUNTING 11 UNIVERSITY OF FREE STATE 16910 6 608 G G

166 BACHELOR OF COMMERCE: ACCOUNTING 13 RAU 3095 6 432 G G

166 BACHELOR OF COMMERCE: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 4737 7 432 G G 169 NATIONAL DIPLOMA: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72613 6 360 G G

169 NATIONAL DIPLOMA: MARKETING 26 PORT ELIZABETH TECHNIKON 87131 6 360 G G

169 NATIONAL DIPLOMA: MARKETING 11 UNIVERSITY OF FREE STATE 1327 6 360 G G

Category 3 [Sub Categories Below]

3 4 5 6 7 8 9 10 11 12 13 14 15

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G GIGIG G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G IG G

G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G G

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Page 20: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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169 NATIONAL DIPLOMA: MARKETING 38 MANGOSUTHU TECHNIKON 72251 6 360 G G G CENTRAL UNIVERSITY OF TECHNOLOGY FREE

169 NATIONAL DIPLOMA: MARKETING 72 STATE 65306 6 360 G G G CHARTERED ACCOUNTANT: FINANCIAL

170 MANAGEMENT 6 SAICA 48912 7 698 G G G

171 POSTGRADUATE DIPLOMA: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 5191 7 120 G G G MANAGEMENT DEVELOPMENT

174 PROGRAMME 1 UNISA FSB0163 0 OG G G MANAGEMENT DEVELOPMENT

174 PROGRAMME 11 UNIVERSITY OF FREE STATE FSB0164 0 OG G G NATIONAL CERTIFICATE: FINANCIAL

175 PLANNING 4 MILPARK BUSINESS SCHOOL 62795 6 120 G SP SP NATIONAL CERTIFICATE: FINANCIAL

175 PLANNING 69 INSET A 57695 6 120 G G G BACHELOR OF COMMERCE: BANKING

176 MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62812 6 363 G G G BACHELOR OF COMMERCE: BANKING

176 MANAGEMENT 47 DAME UN 58005 6 363 G G G 177 BACHELOR ADMIN I STRATI ON 15 UNIVERSITY OF WESTERN CAPE 7333 6 360 G G G

178 NATIONAL DIPLOMA: INTERNAL AUDITING 68 COMMITIEE OF TECHNIKON PRINCIPALS 2165 6 360 G G G 179 DIPLOMA: BUSINESS MANAGEMENT 52 SGB ALL INSTITUTIONS 58341 5 240 G G G 180 BACHELOR OF ACCOUNTANCY 16 UNIVERSITY OF DURBAN WESTVILLE 15506 6 384 G G G

Category 3 (Sub Categories Below]

4 5 6 7 8 9 10 11 12 13 14 G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G G G G s G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G

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Page 21: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

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POSTGRADUATE CERTIFICATE: ADVANCE 181 TAXATION 183 ADVANCED DIPLOMA: MANAGEMENT

BACHELOR OF BUSINESS MANAGEMENT 186 AND ADMINISTRATION HONOURS

MASTER OF BUSINESS MANAGEMENT AND 193 ADMINISTRATION

BACHELOR OF COMMERCE: ACCOUNTING

197 SCIENCES 200 BACHELOR OF COMMERCE: MARKETING

NATIONAL CERTIFICATE: BUSINESS STUDIES:

201 BUSINESS MANAGEMENT

BACHELOR OF COMMERCE MARKETING 203 AND BUSINESS MANAGEMENT

BACHELOR OF COMMERCE MARKETING 203 AND BUSINESS MANAGEMENT 204 BACHELOR OF ACCOUNTING HONOURS

HIGHER CERTIFICATE IN FINANCIAL

MARKETS AND INSTRUMENTS (HISTORICAL 205 QUALIFICATION}

NATIONAL CERTIFICATE: INSURANCE

206 ADMINISTRATION NATIONAL CERTIFICATE: COLLECTIVE

209 INVESTMENT SCHEMES

List 5: Qualifications recognised for Category Ill FSPs

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1 UNISA 14547 7 240 G G G G G G G G G G G G G G 4 MILPARK BUSINESS SCHOOL 622.70 6 120 G ~ G G G G G G G G G G G

10 UNIVERSITY OF STELLENBOSCH 15370 7 150 G G G G G G G G G G G G G G

10 UNIVERSITY OF STELLENBOSCH 19608 8 120 G G G G G G G G G G G G G s

10 UNIVERSITY OF STELLENBOSCH 19584 6 386 G G G G G G G G G G G G G G 11 UNIVERSITY OF FREE STATE 16915 6 536 G G G G G G G G G G G G G G

82 DEPARTMENT OF EDUCATION 22452 5 120 G G G G G G G G G G G G G G

1 UNISA 83291 7 360 G G G G G G G G G G G G G G

8 UNIVERSITY OF JOHANNESBURG 73780 7 432 GG G G G G G G G G G G G G 12 UNIVERSITY OF KWAZULU·NATAL 2559 7 128 GG G G G G G G G G G G G G

71 ACADEMY OF FINANCIAL MARKETS FSB 028 0 0 G G G G G G G G G G G G G G

82 DEPARTMENT OF EDUCATION 14653 2 120 G G G G G G G G G G G G G G

52 SGB ALL INSTITUTIONS 20638 4 120 G G G G G G G G G G G G G G

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Page 22: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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NATIONAL CERTIFICATE: HEALTHCARE

BENEFITS ADMINISTRATION: CLAIMS

210 ASSESSING 52 SGB ALL INSTITUTIONS 20639 4 120 G G NATIONAL CERTIFICATE: SHORT-TERM

212 INSURANCE 52 SGB ALL INSTITUTIONS 57918 5 120 G G

NATIONAL CERTIFICATE: SHORT-TERM

212 INSURANCE 52 SGB ALL INSTITUTIONS 21796 4 120 G G

NATIONAL CERTIFICATE: FINANCIAL

214 SERVICES MANAGEMENT 52 SGB ALL INSTITUTIONS 48640 4 150 G G

223 NATIONAL HIGHER CERTIFICATE: BANKING 68 COMMITIEE OF TECHNIKON PRINCIPALS 1213 5 240 G G

228 DIPLOMA: BANKING 1 UNISA 14373 5 384 G G

229 CERTIFICATE: MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 17001 5 120 G G

ADVANCED CERTIFICATE: INTERNATIONAL INTERNATIONAL TRADE INSTITUTE OF

236 TRADE (EXPORTS/IMPORTS) 169 SOUTHERN AFRICA 24356 5 284 G G

237 CERTIFICATE: PRACTICAL MANAGEMENT 170 GIMT SCHOOL OF BUSINESS (PTY) LTD 36047 5 120 G G

NATIONAL DIPLOMA: FINANCIAL SERVICES 239 LONG TERM RISK ASSESSMENT 52 SGB ALL INSTITUTIONS 49860 5 245 G G

NATIONAL CERTIFICATE: GENERIC

244 MANAGEMENT 52 SGB ALL INSTITUTIONS 59201 5 162 G G

247 CERTIFICATE: BANK CREDIT 4 MILPARK BUSINESS SCHOOL 62813 5 120 G G

Category 3 [Sub Categories Below]

3 4 5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

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Page 23: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

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251 MANAGEMENT ANALYSIS 68 COMMITTEE OF TECHNIKON PRINCIPALS 961 6 360 G G

252 NATIONAL DIPLOMA: BANKING 68 COMMITTEE OF TECHNIKON PRINCIPALS 977 6 360 G G NATIONAL DIPLOMA: COST AND

253 MANAGEMENT ACCOUNTING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1061 6 360 G G NATIONAL DIPLOMA: COST AND

253 MANAGEMENT ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72220 6 360 G G NATIONAL DIPLOMA: COST AND

253 MANAGEMENT ACCOUNTING 86 VAAL UNIVERSITY OF TECHNOLOGY 72723 6 360 G G 254 BACHELOR OF ACCOUNTING 12 UNIVERSITY OF KWAZULU-NATAL 2549 6 384 G G

255 BACHELOR OF SOCIAL SCIENCE HONOURS 177 UNIVERSITY OF NATAL 2961 6 384 G G BACHELOR OF COMMERCE: INDUSTRIAL

256 PSYCHOLOGY 13 RAU 3255 6 432 G G BACHELOR OF COMMERCE: INDUSTRIAL

256 PSYCHOLOGY 8 UNIVERSITY OF JOHANNESBURG 73775 6 432 G G BACHELOR OF COMMERCE: INDUSTRIAL

256 PSYCHOLOGY 17 UNIVERSITY OF NORTH WEST 72773 6360 G G 259 BACHELOR OF COMMERCE: BANKING 11 UNIVERSITY OF FREE STATE 16913 6 536 G G 259 BACHELOR OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 7039 6 536 G G 260 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 7263 6 360 G G 260 BACHELOR OF COMMERCE: ECONOMICS 1 UNISA 5563 6 360 G IG

BACHELOR OF COMMERCE: MONETARY 262 ECONOMICS 140 VISTA UNIVERSITY 7895 6 360 G G

Category 3 [Sub Categories Below)

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G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G

.G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G u G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G

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Page 24: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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1 2 263 BACHELOR OF LAWS 7 UNIVERSITY OF THE WITWATERSRAND 9271 7 480 G G 263 BACHELOR OF LAWS 12 UNIVERSITY OF KWAZULU-NATAL 73013 7 512 G G

263 BACHELOR OF LAWS 11 UNIVERSITY OF FREE STATE 8877 6 480 G G 263 BACHELOR OF LAWS 140 VISTA UNIVERSITY 13783 6 360 G G

263 BACHELOR OF LAWS 17 UNIVERSITY OF NORTH WEST 8389 6 384 G G

263 BACHELOR OF LAWS 20 UNIVERSITY OF LIMPOPO 20992 6 348 G G

263 BACHELOR OF LAWS 8 UNIVERSITY OF JOHANNESBURG 13783 6 360 G G

263 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 6 528 G G

263 BACHELOR OF LAWS 13 RAU 3403 7 592 G G 263 BACHELOR OF LAWS 177 UNIVERSITY OF NATAL 2863 7 480 G G 264 BACHELOR OF COMMERCE: LAW 10 UNIVERSITY OF STELLENBOSCH H*H 369 G G

264 BACHELOR OF COMMERCE: LAW 8 UNIVERSITY OF JOHANNESBURG 448 G G

265 BACHELOR OF BANKING 1 UNISA 14375 6504 G G

266 BACHELOR OF COMMERCE: ACCOUNTANCY 12 UNIVERSITY OF KWAZULU-NATAL 14779 6 384 G G

267 BACHELOR OF SCIENCE: ACTUARIAL SCIENCE 12 UNIVERSITY OF KWAZULU·NATAL 16253 6 384 G G BACHELOR OF COMMERCE: AGRIBUSINESS

269 MANAGEMENT 5 UNIVERSITY OF PRETORIA 16441 6 421 G G BACHELOR OF COMMERCE: GENERAL

270 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16912 6 536 G G BACHELOR OF COMMERCE: AGRICULTURAL

271 ECONOMICS 11 UNIVERSITY OF FREE STATE 16927 6 568 G G 273 DIPLOMA: MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16991 5 240 G G

Category 3 [Sub Categories BelowJ

3 4 5 6 7 8 9 10 11 12 13 14 15 Kl G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

~Hi G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G G G

G G G G G G G G G G G G G G

G G G G G G G G G G G G G G

G G G G G G G G G G G G G G

G G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

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Page 25: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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1 2 BACHELOR OF COMMERCE: MANAGEMENT

274 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19587 6 370 G G

BACHELOR OF ECONOMICS: ECONOMICS 275 AND MANAGEMENT 10 UNIVERSITY OF STELLENBOSCH 19592 6 370 G G

DIPLOMA: ACCOUNTING AND BUSINESS

280 ADMINISTRATION 171 ICESA CITY CAMPUS 24326 6 360 G G

281 DIPLOMA: MARKETING 101 IMM GRADUATE SCHOOL OF MARKETING 24327 6 350 G G

THE INSTITUTE OF ADMIN AND COMMERCE 282 DIPLOMA: MANAGEMENT 131 OF SOUTH AFRICA 35957 6 420 G G

GRADUATE SCHOOL OF MANAGEMENT AND

283 CERTIFICATE: BUSINESS MANAGEMENT 139 TECHNOLOGY 36045 6 120 G G

ASSOCIATE FINANCIAL PLANNER (AFP)

PROVIDED UNDERLYING QUALIFICATION IS

287 ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59233 6 120 G G 288 HIGHER DIPLOMA: BANKING 47 DAMEUN 59830 6240 G G 288 HIGHER DIPLOMA: BANKING 4 MILPARK BUSINESS SCHOOL 62814 6 240 G G

289 BACHELOR OF BUSINESS ADMINISTRATION 1 UNISA 5561 6 384 G G

289 BACHELOR OF BUSINESS ADMINISTRATION 52 SGB ALL INSTITUTIONS 59850 6 360 G G 291 NATIONAL DIPLOMA :MANAGEMENT 37 DURBAN UNIVERSITY TECHNOLOGY 72249 6 360 G G 291 NATIONAL DIPLOMA :MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72610 6 360 G G 291 NATIONAL DIPLOMA :MANAGEMENT 57 SOUTHERN BUSINESS SCHOOL 57222 6 360 G G

Category 3 (Sub Categories Below]

3 4 5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

I I G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G G G

GmG G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G

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Page 26: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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REGISTERED PERSONS EXAM: EQUITIES SOUTH AFRICAN INSTITUTE OF FINANCIAL 293 MARKET 51 MARKETS (SAIFM) FSB 030 6 OG G G

REGISTERED PERSONS EXAM: BOND SOUTH AFRICAN INSTITUTE OF FINANCIAL 294 MARKET (COMPLIANCE) 51 MARKETS (SAIFM) FSB 031 6 OG G G

REGISTERED PERSONS EXAM: BOND SOUTH AFRICAN INSTITUTE OF FINANCIAL

295 MARKET (TRADER) 51 MARKETS (SAIFM) FSB 032 6 OG G G

REGISTERED PERSONS EXAM: FUTURES SOUTH AFRICAN INSTITUTE OF FINANCIAL

296 MARKET 51 MARKETS (SAIFM) FSB 033 6 OG G G

SOUTH AFRICAN INSTITUTE OF FINANCIAL 297 REGISTERED PERSONS EXAM: YIELD MARKET 51 MARKETS (SAIFM) FSB 034 6 OG G G

REGISTERED PERSONS EXAM: CURRENCY SOUTH AFRICAN INSTITUTE OF FINANCIAL

298 DERIVATIVES MARKET (ADVICE) 51 MARKETS (SAIFM) FSB 035 6 0 G G G

REGISTERED PERSONS EXAM: CURRENCY SOUTH AFRICAN INSTITUTE OF FINANCIAL 299 DERIVATIVES MARKET (TRADER) 51 MARKETS (SAIFM) FSB 036 6 0 G G G

REGISTERED PERSONS EXAM: FOREX SOUTH AFRICAN INSTITUTE OF FINANCIAL

300 MARKET 51 MARKETS (SAIFM) FSB 037 6 0 G G G

BACHELOR OF SCIENCE: MATHEMATICAL

306 STATISTICS 21 UNIVERSITY OF VENDA 17398 6 408 G G G

BACHELOR OF COMMERCE: FINANCIAL

307 PLANNING 14 UNIVERSITY OF PORT ELIZABETH 66093 6 366 G G G 308 BACHELOR OF TECHNOLOGY: BANKING 52 SGB ALL INSTITUTIONS 57202 7 480 G G G

309 BACHELOR OF TECHNOLOGY: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72429 7 480 G G G

Category 3 [Sub Categories Below]

4 5 6 7 8 9 10 11 12 13 14

G S G G G S S G G G G

G G G G G G G G G G G

G G G G G s s G G G G

G G G G s G S G G G G

G G G G G G S G G G G

G G G G G G S G G G G

G G G G G G S G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

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Page 27: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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1 2

309 BACHELOR OF TECHNOLOGY: MARKETING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1325 7 480 G G

POSTGRADUATE DIPLOMA: FINANCE 310 BANKING AND INVESTMENT MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 2629 7 128 G G

311 BACHELOR OF COMMERCE: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 4737 7 120 G G

BACHELOR OF COMMERCE HONOURS:

313 ACCOUNTING 13 RAU 3093 7 160 G G

BACHELOR OF COMMERCE HONOURS:

315 INVESTMENT MANAGEMENT 13 RAU 3137 7 160 G G

BACHELOR OF BUSINESS SCIENCE:

316 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 7 576 G G

BACHELOR OF COMMERCE HONOURS: NATIONAL UNIVERSITY OF SCIENCE AND

319 BANKING 30 TECHNOLOGY FSB068 0 0 G G

POSTGRADUATE CERTIFICATE: ADVANCED 320 TAXATION 1 UNISA 14547 7 240 G G

BACHELOR OF BUSINESS SCIENCE:

321 ECONOMICS 177 UNIVERSITY OF NATAL 14784 7 544 G G

BACHELOR OF ARTS HONOURS:

322 INTERNATIONAL TRADE AND FINANCE 13 RAU 14860 7 160 G G

BACHELOR OF ARTS HONOURS: TRADE AND 324 DEVELOPMENT 13 RAU 15475 7 160 G G

BACHELOR OF COMMERCE HONOURS:

325 FINANCIAL MANAGEMENT SCIENCES 5 UNIVERSITY OF PRETORIA 16400 7 180 G G

Category 3 [Sub Categories Below]

3 4 5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G IG G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G ~G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

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Page 28: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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1 2 3 BACHELOR OF COMMERCE HONOURS:

326 AGRIBUSINESS MANAGEMENT 5 UNIVERSITY OF PRETORIA 16486 7 160 G G G

327 BACHELOR OF MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 7 360 G G G BACHELOR OF COMMERCE HONOURS:

328 FINANCIAL MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 19962 7 120 G G G

POSTGRADUATE DIPLOMA: PROFESSIONAL SOUTH AFRICAN INSTITUTE OF

331 ACCOUNTANT IN PRACTICE 50 PROFESSIONAL ACCOUNTANTS (SAIPA) 20391 7 240 G G G POSTGRADUATE PROFESSIONAL QUALIFICATION: PROFESSIONAL SOUTH AFRICAN INSTITUTE OF

332 ACCOUNTANT IN BUSINESS 50 PROFESSIONAL ACCOUNTANTS (SAIPA) 20392 7 480 G G G 333 DIPLOMA: COMPANY DIRECTION 170 GIMT SCHOOL OF BUSINESS (PTY) L TO 36050

f G G G

POSTGRADUATE DIPLOMA: FINANCIAL

334 PLANNING 11 UNIVERSITY OF FREE STATE 48866 G G G ADVANCED POSTGRADUATE DIPLOMA:

335 FINANCIAL PLANNING 11 UNIVERSITY OF FREE STATE 48867 7 120 G G G BACHELOR OF COMMERCE HONOURS:

337 FINANCIAL PLANNING 13 RAU 50148 7 120 G G G

BACHELOR OF TECHNOLOGY: INTERNAL CENTRAL UNIVERSITY OF TECHNOLOGY FREE 338 AUDITING 72 STATE 65341 7 480 G G G

PROFESSIONAL POSTGRADUATE

QUALIFICATION: COMPANY SECRETARIAL 341 AND GOVERNANCE PRACTICE 52 SGB ALL INSTITUTIONS 60654 7 120 G G G

Category 3 (Sub categories Below]

4 5 6 7 8 9 10 11 12 13 14 15 Kl

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

m G G G

~ G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

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Page 29: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qua.lifications recognised for Category Ill FSPs

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342 MANAGEMENT 13 RAU 3133 8 360 G G 343 MASTER OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 4807 8 300 G G

MASTER OF BUSINESS ADMINISTRATION: 346 TELEMATIC 18 UNIVERSITY OF POTCHEFSTROOM 19606 8 288 G G

MASTER: BUSINESS ADMINISTRATION: MANAGEMENT COLLEGE OF SOUTH AFRICA 349 GENERAL 76 (MANCOSA) 36078 9 200 G G 350 MASTER: BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 62271 8 233 G G

CHARTERED FINANCIAL ANALYST(FOREIGN 351 QUALIFICATION) 98 CFA INSTITUTE FSBOOl 0 OG G

ALTERNATIVE INVESTMENT SPECIALIST CHARTERED ALTERNATIVE INVESTMENT 352 (CAIA) (FOREIGN QUALIFICATION) 93 ANALYST ASSOCIATION (CAIA) FSB 002 0 0 G G

FELLOWSHIP OF THE CHARTERED

INSURANCE INSTITUTE (FOREIGN 356 QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB 006 0 0 G G

ASSOCIATESHIP OF THE CHARTERED INSURANCE INSTITUTE (FOREIGN

357 QUALIFICATION) 62 INSURANCE INSTITUTE OF SA (liSA) FSB 007 0 0 G G REGISTERED PERSONS EXAM: MONEY SOUTH AFRICAN INSTITUTE OF FINANCIAL

386 MARKET 51 MARKETS (SAIFM) FSB 038 6 0 G G REGISTERED PERSONS EXAM: SOUTH AFRICAN INSTITUTE OF FINANCIAL

387 AGRICULTURAL PRODUCTS 51 MARKETS (SAIFM) FSB 039 6 0 G G

391 BACHELOR OF BUSINESS SCIENCE: FINANCE 177 UNIVERSITY OF NATAL 14789 7 576 G G

Category 3 [Sub Categories Below]

3 4 5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

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Page 30: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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POSTGRADUATE DIPLOMA IN ACCOUNT SOUTH AFRICAN INSTITUTE OF

392 PRACTICE 50 PROFESSIONAL ACCOUNTANTS (SAIPA) 20391 7 240 G G G

DOCTOR OF COMMERCE: INSURANCE 397 SCIENCE 5 UNIVERSITY OF PRETORIA 4887 8 144 G G G 403 CERTIFIED FINANCIAL PLANNER (CFP) 46 FINANCIAL PLANNING INSTITUTE 59235 7 120 G G G

BACHELOR OF COMMERCE: RISK

405 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16936 6 528 G G G NATIONAL CERTIFICATE: FINANCIAL

406 MARKETS AND INSTRUMENTS 52 SGB ALL INSTITUTIONS 50481 6 120 G G G BACHELOR OF COMMERCE HUMAN

414 RESOURCES MANAGEMENT 5 UNIVERSITY OF PRETORIA 7067 7 455 G G G BACHELOR OF COMMERCE HONOURS: RISK

415 MANAGEMENT AND INSURANCE 22 UNIVERSITY OF ZIMBABWE FSB 047 6 0 G G G BACHELOR OF SCIENCE:BUSINESS

417 MATHEMATICS AND INFORMATICS 52 SGB ALL INSTITUTIONS 35954 6 360 G G G BACHELOR OF COMMERCE INDUSTRIAL AND

418 ORGANISATIONAL PSYCHOLOGY 1 UNISA 5563 6 384 G G G

419 BACHELOR OF COMMERCE: MANAGEMENT 1 UNISA 5563 6 384 G G G BACHELOR OF AGRICULTURE HONOURS:

422 AGRICULTURAL MANAGEMENT 11 UNIVERSITY OF FREE STATE 16911 7 120 G G G BACHELOR OF COMMERCE:

423 INTRAPRENEURIAL MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73715 6 426 G G G MANAGEMENT ADVANCEMENT

425 PROGRAMME 59 WITS BUSINESS SCHOOL FSB0153 0 0 G G G

Category 3 [Sub Categories Below)

4 5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

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Page 31: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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426 HUMAN RESOURCE MANAGEMENT 5 UNIVERSITY OF PRETORIA 7137 7 160 G G BACHELOR OF COMMERCE:MARKETING

429 AND BUSINESS MANAGEMENT 47 DAME UN 58003 6 360 G G BACHELOR OF COMMERCE: SPORTS

432 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73782 6 472 G G NATIONAL TEACHER'S DIPLOMA:

434 COMMERCE 82 DEPARTMENT OF EDUCATION FSB 051 6 360 G G

435 BACHELOR OF TECHNOLOGY REAL ESTATE 1 UNISA 62342 8 480 G G 436 NATIONAL DIPLOMA IN COMMERCE 82 DEPARTMENT OF EDUCATION ~ 360 G G

BACHELOR OF COMMERCE: INDUSTRIAL

438 COMMUNICATION 17 UNIVERSITY OF NORTH WEST 72774 7 512 G G BACHELOR OF COMMERCE: QUANTITATIVE

440 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 15379 6 376 G G BACHELOR OF ACCOUNTING SCIENCE

441 HONOURS 1 UNISA 5669 7 120 G G 442 BACHELOR OF COMMERCE: GENERAL 15 UNIVERSITY OF WESTERN CAPE 19408 6 360 G G

PROFESSIONAL ADVANCED QUALIFICATION: CHARTERED SECRETARIES SOUTHERN

443 GOVERNANCE AND ADMINISTRATION 90 AFRICA 60655 6 120 G G 445 BACHELOR OF SCIENCE 52 SGB ALL INSTITUTIONS 35954 6 360 G G

CHARTERED INSTITUTE OF MANAGEMENT

446 CHARTERED MANAGEMENT ACCOUNTING 110 ACCOUNTING (CIMA) FSB0176 7 0 G G

category 3 [Sub Categories Below]

3 4 5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G G G

G G G_bJG G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

GffiG G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

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Page 32: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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CERTIFICATE IN OFFSHORE FINANCE AND INSTITUTE OF CHARTERED SECRETARIES 448 ADMINISTRATION 143 AND ADMINISTRATORS FSB 056 6 OG G G

BACHELOR OF COMMERCE: ECONOMIC 450 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19586 6 380 G G G

FELLOW OF CHARTERED INSTITUTE OF CHARTERED INSTITUTE OF BANKERS IN 451 BANKERS IN SCOTLAND 160 SCOTLAND FSB 054 6 OG G G

BACHELOR OF COMMERCE HONOURS

DEGREE IN INSURANCE AND RISK NATIONAL UNIVERSITY OF SCIENCE AND 454 MANAGEMENT 30 TECHNOLOGY FSB 059 7 OG G G

GLOBAL ASSOCIATION OF RISK 458 FINANCIAL RISK MANAGER 111 PROFESSIONAL FSB 055 6 OG G G

BACHELOR OF TECHNOLOGY: BUSINESS

462 ADMINISTRATION 123 BORDER TECHNIKON 1065 7 480 G G G MASTER OF TECHNOLOGY: BUSINESS

463 ADMINISTRATION 68 COMMITIEE OF TECHNIKON PRINCIPALS 1069 8 120 G G G ADVANCED DIPLOMA: TRUST AND ESTATE

466 PLANNING 3 INSTITUTE OF BANKERS 76968 6 240 G G G 467 ADVANCED DIPLOMA IN CREDIT 3 INSTITUTE OF BANKERS 76966 6 240 G G G

ADVANCED DIPLOMA IN FINANCIAL

468 PLANNING 3 INSTITUTE OF BANKERS 76964 6 240 G G G FELLOW OF ACTUARIAL SOCIETY OF SOUTH

469 AFRICA {FASSA) 118 ACTURIAL SOCIETY OF SOUTH AFRICA FSB 062 8 0 G G G 471 ADVANCED DIPLOMA IN MARKETING 3 INSTITUTE OF BANKERS 76969 6 240 G G G

BACHELOR OF COMMERCE: MARKETING

482 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7099 6 445 G G G

Category 3 [Sub Categories Below]

4 5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G

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Page 33: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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485 BACHELOR OF COMMERCE 12 UNIVERSITY OF KWAZULU-NATAL 79006 6 384 G G

NATIONAL DIPLOMA: COMMERCIAl

487 PRACTICE 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72561 6 360 G G

BACHELOR OF COMMERCE: 488 COMMUNICATION MANAGEMENT 5 UNIVERSITY OF PRETORIA 7047 6 455 G G

489 BACHELOR OF PROCURATIONIS 11 UNIVERSITY OF FREE STATE 8853 6 480 G G

SAFEX JUNIOR CERTIFICATE EXAMINATION

(JSE EQUITY DERIVATIVES DEAlER SOUTH AFRICAN INSTITUTE OF FINANCIAl

490 QUALIFICATION) 51 MARKETS (SAIFM) FSB 064 0 0- -QUALIFIED STOCKBROKER SAIS BOARD SOUTH AFRICAN INSTITUTE OF

491 EXAMINATION 120 STOCKBROKERS FSB 065 0 0- -

BACHELOR OF COMMERCE: FINANCIAL

503 MANAGEMENT 21 UNIVERSITY OF VENDA 22854 6 424 G G

504 MASTER OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 62271 8 233 G G

504 MASTER OF BUSINESS ADMINISTRATION 5 UNIVERSITY OF PRETORIA 4909 9 300 G G

504 MASTER OF BUSINESS ADMINISTRATION 11 UNIVERSITY OF FREE STATE 16972 9 240 G G

504 MASTER OF BUSINESS ADMINISTRATION 9 UNIVERSITY OF CAPE TOWN 5047 8 120 G G

508 POSTGRADUATE DIPLOMA: MANAGEMENT 7 UNIVERSITY OF THE WITWATERSRAND 9267 8 120 G G

BACHELOR OF SCIENCE: ECONOMICS,

516 MATHEMATICS, STATISTICS 12 UNIVERSITY OF KWAZULU-NATAL 3059 6 390 G G

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G G G G G G G G G G G G

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Page 34: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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1 2 519 CERTIFICATE: WEALTH MANAGEMENT 5 UNIVERSITY OF PRETORIA 73350 6 120 G G

CERTIFICATE: MIDDLE MANAGEMENT 523 DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 67189 6 120 G G

CERTIFICATE: SENIOR MANAGEMENT

524 DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 67215 7 120 G G

BACHELOR OF PERSONNEL LEADERSHIP 525 HONOURS 11 UNIVERSITY OF FREE STATE 16963 8 120 G G

BACHELOR OF COMMERCE HONOURS 526 FINANCIAL MANAGEMENT 13 RAU 18974 7 160 G G

BACHELOR OF ADMINISTRATION: PUBLIC 529 SECTOR: HUMAN RESOURCE MANAGEMENT 19 UNIVERSITY OF FORT HARE 17240 6 384 G G

NATIONAL DIPLOMA: FINANCIAL

530 INFORMATION SYSTEMS 8 UNIVERSITY OF JOHANNESBURG 74088 6 360 G G

BACHELOR OF COMMERCE IN MARKETING

534 AND TOURISM MANAGEMENT 17 UNIVERSITY OF NORTH WEST 72773 6 360 G G 535 LICENSIATE DIPLOMA BANKING 3 INSTITUTE OF BANKERS FSB0165 0 0 G G

536 BACHELOR OF ECONOMIC SCIENCE 7 UNIVERSITY OF THE WITWATERSRAND 13975 6 360 G G BACHELOR OF ECONOMIC SCIENCE

537 HONOURS 7 UNIVERSITY OF THE WITWATERSRAND 9857 8 160 G G NATIONAL DIPLOMA: HUMAN RESOURCES

540 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 74093 6 360 G G NATIONAL DIPLOMA: HUMAN RESOURCES

541 MANAGEMENT 38 MANGOSUTHU TECHNIKON 72299 6 360 G G

Category 3 (Sub Categories Below]

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G G G G G G G G G G G Grt

G G G G G G G G G G G G G G

G G G G G G G G G G G G G G

G G G G G G G G G G G G G G

G G G G G G G G G G G G G G

'G G G l$_ G G G G G IG JI G G G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G G G

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Page 35: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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1 2 543 ILPA 163 ILPA FSB0119 0 OG G

ADVANCED DIPLOMA IN TREASURY AND 549 INTERNATIONAl BANKING 3 INSTITUTE OF BANKERS 76963 6 240 G G

BACHElOR OF COMMERCE HONOURS NATIONAl UNIVERSITY OF SCIENCE AND 550 DEGREE IN FINANCE 30 TECHNOLOGY FSB 069 0 OG G

SAFEX ORDINARY CERTIFICATE EXAMINATION (JSE EQUITY DERIVATIVES SA INSTITUTE OF FINANCIAL MARKETS

559 DEAlER QUALIFICATION) 103 (SAIFM) FSB 081 0 0- -HIGHER DIPLOMA IN EDUCATION-

564 COMMERCE 10 UNIVERSITY OF STElLENBOSCH FSB 082 6 480 G G 573 CERTIFIED INTERNAl AUDITOR (CIA) 89 INSTITUTE OF INTERNAL AUDITORS FSB 083 0 0 G G

BACHElOR OF COMMERCE INDUSTRIAL AND 579 ORGANISATIONAL PSYCHOlOGY 1 UNISA 5563 6 360 G G 580 MASTER OF BUSINESS LEADERSHIP 1 UNISA 5789 9 360 G G

581 NATIONAl DIPLOMA CREDIT MANAGEMENT 1 UNISA 62380 6 360 G G DIPLOMA: COST AND MANAGEMENT

583 ACCOUNTING 52 SGB ALL INSTITUTIONS 67694 6 240 G G BACHELOR OF COMMERCE:

585 ENTREPRENEURSHIP 1 UNISA 5563 6 360 GG I MASTER OF SCIENCE IN INVESTMENT 589 MANAGEMENT 87 CITY BUSINES SCHOOL LONDON FSB0109 0 0 G G

BACHELOR OF COMMERCE HONOURS 593 INSURANCE AND RISK MANAGEMENT 29 MIDLANDS STATE UNIVERSITY FSB0132 0 0 G G

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3 4 5 6 7 8 9 10 11 12 13 14 G G G G G G G G G G G G

G G G G G G G G G G G G

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G G G G G G G G G G G G G G G IG GIG G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

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G G G G G G G G G G G G

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Page 36: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

List 5: Qualifications recognised for Category Ill FSPs

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1 2 3 NATIONAL DIPLOMA: RETAIL BUSINESS

594 MANAGEMENT 36 CAPE PENINSULA UNIVERSITY TECHNOLOGY 78666 6 360 G G G 598 BACHELOR OF COMMERCE HONOURS =K UNIVERSITY OF NORTH WEST 72758 7 120 G G G 600 BACCALAUREUS COMPUTATIONIS UNISA 5535 6 408 G G G 601 BACHELOR OF COMMERCE HONOURS 1 UNISA 5687 8 120 G G G 601 BACHELOR OF COMMERCE HONOURS 7 UNIVERSITY OF THE WITWATERSRAND 9851 7 120 G G G

603 BACHELOR OF SCIENCE (MAJOR STATISTICS) 52 SGB ALL INSTITUTIONS 35954 6 360 G G G ASSOCIATE CHARTERED INSTITUTE OF THE CHARTERED INSTITUTE OF BUSINESS

604 BUSINESS MANAGEMENT 128 MANAGEMENT FSB071 0 OG G G

605 BACHELOR OF TECHNOLOGY: MARKETING 37 DURBAN UNIVERSITY TECHNOLOGY 72150 7 480 G G G 610 BACHELOR OF LAW 8 UNIVERSITY OF JOHANNESBURG 13783 6 360 G G G

CERTIFICATE IN SECURITIES AND CHARTERED INSTITUTE SECURITIES FOR 614 INVESTMENTS 85 INVESTMENT FSB072 0 0 G G G

THE CHARTERED ASSOCIATION OF CERTIFIED 615 DIPLOMA: FINANCIAL MANAGEMENT 138 ACCOUNTANTS FSB073 0 0 G G G

BACHELOR OF COMMERCE: TOURISM 619 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7113 6 426 G G G

ADVANCED DIPLOMA IN BUSINESS SOUTH AFRICAN INSTITUTE OF 620 MANAGEMENT 165 MANAGEMENT 67689 6 400 G G G

623 BACHELOR OF TECHNOLOGY MANAGEMENT 37 DURBAN UNIVERSITY TECHNOLOGY 72149 7 480 G G G 624 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72209 6 360 G G G

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G G G G G G G G G G G G G G G G G G G G G G G G G G

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Page 37: Financial Advisory and Intermediary Services Act ...List 4: Qualifications recognised for Category II & IIA FSPs z 0 I Ill 0 c:: z c i c 0 c:: t 9 ~ :;:1 0 1 "' Ill :;:1 :2 .:1: i

list 5: Qualifications recognised for Category Ill FSPs

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624 NATIONAL DIPLOMA: ACCOUNTING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1023 6 360 G G BACHELOR OF COMMERCE INSURANCE

625 SCIENCE 5 UNIVERSITY OF PRETORIA 7075 6 468 G G NATIONAL DIPLOMA: ADMINISTRATIVE

627 MANAGEMENT FINANCIAL 1 UNISA 62368 6 360 G G

630 NATIONAL DIPLOMA TAXATION 1 UNISA 62415 6 360 G G

BACHELOR OF COMMERCE: ECONOMIC 631 SCIENCE 10 UNIVERSITY OF STELLENBOSCH 19586 6 380 G G

BACHELOR OF COMMERCE: HUMAN 634 RESOURCE MANAGEMENT 5 UNIVERSITY OF PRETORIA 7067 7 455 G G

BACHELOR OF COMMERCE: HUMAN 634 RESOURCE MANAGEMENT 11 UNIVERSITY OF FREE STATE 16925 6 520 G G

NATIONAL DIPLOMA: FINANCE AND 635 ACCOUNTING PUBLIC 38 MANGOSUTHU TECHNIKON 72295 6 360 G G

NATIONAL DIPLOMA: FINANCIAL 637 ACCOUNTING 79 THE INSTITUTE OF CERTIFIED BOOKKEEPERS 20366 6 280 G G 643 BACHELOR OF COMMERCE: LAW 7 UNIVERSITY OF THE WITWATERSRAND FSB0112 0 0 G G

POSTGRADUATE CERTIFICATE IN MANAGEMENT COLLEGE OF SOUTH AFRICA 653 MANAGEMENT STUDIES 76 (MANCOSA) 57206 6 120 G G

BACHELOR OF COMMERCE HONOURS: 662 INTERNATIONAL TRADE AND FINANCE 13 RAU 15415 7 160 G G

liSA PROGRAMME IN SHORT-TERM 669 INSURANCE 1 UNISA 76546 5 60 G G 677 BACHELOR OF LAWS (LLB) 12 UNIVERSITY OF KWAZULU-NATAL 73013 7 512 G G

Category 3 [Sub Categories Below]

3 4 5 6 7 8 9 10 11 12 13 14

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G G G G G G G G G G G G

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G G G G G G G G G G G G

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G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G

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G G G G G G G G G G G G G G G G G G G G G G G G

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