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MA. Proposal
On
Assessment of the Impact of Small-Scale Irrigation
Development for Household Livelihood and Rural
Transformation: The Case of Gubalafto Woreda, North
Wollo Zone
By
Dereje Mengistie
Advisor : Satya Kurma (PhD)
January, 2012
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1. INTRODUCTION
1.1 Background of the Study
Some 17% (250 million hectares) of the worlds
agricultural land are irrigated and account for more
than one-third of global food production (Smith, 1988).
Regarding the total irrigation area, Africa south of the
Sahara irrigates some 5 million hectares (1990) and the
irrigated area has been growing at a rate of 5% per year
in 1965-74 and less than 4 % a year in 1974-1982 (FAO,
1986).
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In Ethiopia, irrigation development is a priority for
agricultural transformation, but poor practices of
irrigation management relegate efforts to improve
livelihoods, and expose people and environment to risks.
Assessing the impact of irrigation development on
people livelihoods is essential to understand the impact
of the irrigation programs on rural livelihood as this can
pave a path for forthcoming irrigation projects
development (IDD, 1992).
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In areas where there is recurrent drought or rainfall is
unreliable, participatory irrigation development,
provision of adequate and sustainable water for
agricultural is a viable option to cope against
climatic externalities and for rural household
transformation and thereby secure food production
(Estifanos, 2010).
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1.2 Statement of the Problem
The economy of Ethiopia and majority of thepeople's livelihoods are dependent on agriculture,
there are also key challenges that need to be
addressed in transforming agriculture byovercoming a multitude of problems in order to
attain the (PASDEP) and sustainable socio-
economic growth of the country (Seleshi, 2008).
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For Ethiopia increasing agricultural productivity,
enabling households to generate more income,
increase their resilience as well as to transform
their livelihoods is the most pressing agenda
now and for the coming decades.
In most parts of Ethiopia, production from rain-
fed agriculture is highly fluctuates
corresponding to the amount and distribution of
rainfall. When there is too little rainfall with
uneven distribution, crop failure is unavoidable.
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Now days, small-scale irrigation is a policy priority in
Ethiopia for rural poverty alleviation and growth as well
as climate change adaptation (MOFED, 2006).
Only around 5% of Ethiopia's irrigable land is irrigated
(WB, 2006), and less than 5% of total renewable water
resources are withdrawn annually (FAO, 2005).
At present, only about 3 to 5% of the irrigable land is
under irrigation while the irrigation potential has
been estimated to be about 4.25 million hectares
of arable land (RiPPLE, 2010).
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Gubalafto is one of the 105 Woredas of the Amhara Region
which persistently affected by recurrent drought also has
many rivers, but they are underutilized by the households.
The large parts of the Woreda's agriculture are increasingly
susceptible to recurrent drought and climatic hazards.
As a result, the peoples are suffering from chronic food
insecurity problem.
Therefore, development of integrated small scale irrigation
projects should be essential in order to reduce the prevailing
chronic food insecurity problems of the people of the Woreda
and to enhance their livelihoods and thereby to transform the
livelihood of the rural community in general .
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Because, small-scale irrigation developments are
essential to:
increase rural peoples asset accumulation,
livelihood diversification,
Access to utility and goods and services,
high productivity and high agricultural intensification,
high employment opportunity,
calorie intake and nutrition, and
income variance and resilience to risk and increase participation
in the community decisions.
Transform the livelihoods of rural community
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Even though practicing of small-scale irrigation activities in the
Woreda go back many years, now a days, there are only few
recently upgraded irrigation schemes with the prime aim ofensuring household food security and improving the living
standard of the farming community of the Woreda.
So far, there are only limited studies on the socio-economic
impact of small irrigation development on household
livelihood and rural transformation in North Wollo Zone in
general and in Gubalafto Woreda in particular.
Therefore, this study will look at the impacts of small-scale
irrigation for household livelihood and rural transformation in
Gubalafto Woreda, North Wollo Zone of Amhara Region.
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1.3 Objective of the Study
1.3.1 General Objective
The general objective of this study is to assess the
overall impact of small-scale irrigation development
in ensuring household livelihood and ruraltransformation and to identify major constraints of
small-scale irrigation development conditions of the
rural households in Gubalafto Woreda of NorthWollo Zone.
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1.3.2 Specific Objectives
The specific objectives of this study are to:
1) Assess the overall impacts of small-scale irrigation schemes in
relevance with household livelihood and rural transformation in the
study area;
2) Examine the impacts of small-scale irrigation on the socio-economic
conditions of the households;
3) Identify the major constraints encountered in the use of small-scale
irrigation development systems in the study area;
4) Determine the difference in prevalence of poverty between small-
scale irrigating and non-irrigating households; and
5) Identify the efforts to be made to improve the performance of small-
scale irrigation schemes.
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1.4. Research Questions
1. What are the impacts of small-scale irrigation in
achieving household livelihood and rural
transformation?
2. How does the impact of small-scale irrigation on the
socio-economic conditions of the households look like?3. What are the major constraints encountered the use of
small-scale irrigation development in the study area?
4. How is the probability of poverty between small-scale
irrigating and non-irrigating households?
5. What are the efforts made to improve the
performance of small-scale irrigation schemes?
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1.5 Scope of the Study
The scope of this study is to assess the impact of small-
scale irrigation development for household livelihood
and rural transformation, major challenges and
constraints of small-scale irrigation, socio-economic
impact of small-scale irrigation, efforts made in
improving the performance of small-scale irrigation
schemes, and management and operation activities of
irrigation in selected (Sanka, Gimbora and Alwoha)
small-scale irrigation schemes of Gubalafto Woreda,
North Wollo Zone.
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1.6 Significance of the Study
It could be used as an input for other researchers
who are interested to do related with this field.
It attempts to provide realistic information on the
overall impacts of small-scale irrigation
development for household livelihood and rural
transformation.
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1.8 Methodology
1.8.1 Research Design
For this study, descriptive survey method will be
employed.
Instruments such as questionnaires, interviews and
relevant document analysis will also be used.
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1.8.2 Sampling Techniques
For the purpose of this study, three irrigation
schemes will be purposively selected from the six
irrigation schemes of the Woreda.
Namely: Sanka irrigation scheme (Woyneye PA),
Gimbora irrigation scheme (Gedober PA) and
Alwoha irrigation scheme (Alwoha PA).
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For this study, sample households from each irrigation
scheme and kebele will be selected proportionally.The sample populations will be stratified into two groups of
irrigators (treatment) and non- irrigators (control) and they
will be sorted alphabetically to use random tables then the
overall sample size will be determined.
The objective is to carefully examine and compare the
income and poverty level of small-scale irrigation users and
non-users.
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Therefore, in order to select the total sample households, the
researcher will apply the following proportional sample size
determination formula of Yamane (1967); n= N
1+ N (e) 2Where: n= the number of required sample of each irrigation scheme (sample
size)N=total households of each irrigation scheme (population size)e= Confidence level (level of precision i.e. 95%)N= total households of the three irrigation schemes
The required sample households of each irrigation scheme (n)
can be therefore, calculated by using the following formula;n1= N1 (n)N
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As a result of this formula,
SankaIS (Total Population=2014)Irrigator 514 37 144
Non-irrigator 1500 107
Gimbora IS (Total Population=1808)Irrigator 1008 72 129
Non-irrigator 800 57
Alwoha IS (Total Population=1464)Irrigator 1352 97 105
Non-irrigator 112 8
The total irrigator and non-irrigator sample size=206 and 172respectively.
Therefore, the over all sample size households will be 378.
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Finally, the interviewees of the treatment and
control groups will be selected by using systematic
sampling method and the tick point will be
determined by using lottery method.
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1.8.4 Data Collection Instruments and Data Sources
To achieve the stated objectives, data will be collected
from both primary and secondary sources.
The primary data sources will be gathered through
structured and semi-structure questionnaires and
observation from:
sampled farmers who are living in the same kebeles of the
selected irrigation schemes;
Development Agents (DAs) who are working in the woreda;
Agriculture and Rural Development experts who areworking in the selected irrigation schemes;
Village elders of the selected schemes.
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The questionnaires which will be administered to the
irrigator sampled households will be different from
that of the non-irrigator sampled households.
For the sake of checking the reliability few pre-
testing, semi-structured questionnaires will be
administered for the few randomly selected
households of out of the study area.
And based on the results of that, some possible
adjustments on the questionnaire will be made.
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In addition to this;
Transect walks;
Household Survey;
Focus Group Discussion; and
Key Informant Interview, will be applied.
Secondary data Sources will be gathered from published and
unpublished records and reports will be obtained mainly from the
following institutions;
North Wollo Zone of Agriculture and rural development office,
Gubalafto Woreda Agriculture and rural development office,
NGOs working in the study area will be interviewed.
Literatures related to irrigation development and household
livelihood issues from internet , libraries and other institutions
will also be incorporated.
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1.8.5 Methods of Data Analysis and Interpretation
The data generated from primary and secondary sources through
questionnaires, key informant interview, transect walk, observation
and formal and informal discussions will be analyzed and interpreted
qualitatively and quantitatively.
Qualitative data
The qualitative data will be used to explain the relationshipbetween the variables.
And they will be analyzed through systematically organizing
the information and giving attention to local situations,
opinions, perceptions and preferences of households and
institutions operating in the Woreda and the Zone at the study
area.
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Quantitative data
The survey data will be recorded and organized in a Microsoft Excel
spreadsheet.
Analyses will be carried out using Statistical Package for Social Sciences (SPSS,
Version-19); Cronbach's alpha test will be used to measure the reliability of
the questionnaire, simple and relevant statistical methods such as average,percentage and frequency distribution, Test Statistics will be used.
In order to see the socio-economic impact of irrigation schemes, comparative
analyses will be made between irrigation and non-irrigation households of the
study area.
The effect of small-scale irrigation on irrigation participating and non-
participating households will be evaluated using descriptive statistics such as
average, percentage, minimum, maximum and frequency distributions.
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In order to characterize the selected small-scale irrigation
systems, the major problems encountered in relation with
irrigation systems, the reason why non-irrigating households donot irrigate will be developed using structured checklists.
And to show to what extent or degree theses major problems
encountered affect households from involving in irrigation
activities, Linear Regression Model (LRM) will be applied.
A print-and-verify method of data entry checking will be
performed to avoid errors in the recording process.
So that the missing values, zeros and inapplicable values willbe identified for verification.
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Thank You !!