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About the FEA

Fiduciary Essentials for Advisors • The online fiduciary training program will be self-paced and requires completion

of a series of sessions and corresponding quizzes.

• Advisors who complete the course and final examination should be able to

Course demonstrate a baseline level of knowledge necessary to serve as fiduciary

advisors to retirement program clients helping fiduciaries manage their roles

and responsibilities.

Learning

Objectives

Training

Course Outline

and Outcome

• Fiduciary obligations defined by applicable law and regulation

• fi360's framework for adopting fiduciary practices

• Making investment decisions in the best interests of plan participants and

beneficiaries

• Best business practices for providing retirement program services

• Customization of interactive, narrated, online training sessions and topics

• Practice activities linked to the learning sessions and based on real life situations

• Session 1: Understanding Your Role

• Session 2: Managing Investment Decisions

• Session 3: Planning for Success

• Session 4: Primer on new DOL Rule

• Session 5: Best practices on IRA(s)

Participants will be offered a Certificate of Completion by passing the final examination

with a score of 75% or higher and meeting all prerequisites.

For More

Information • Contact your fi360 account representative or call us at 866-390-5080.

fi360 helps its clients gather, grow, and protect assets through better investment and business decision­

making. For more information, Visit www.fi360.com.