Fei Experimental Study on a Geo Mechanical Model of a High Arch Dam 2010

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    Experimental study on a geo-mechanical model of a high arch dam

    Wen-ping Fei , Lin Zhang, Ru Zhang

    State Key Laboratory of Hydraulics and Mountain River Engineering, College of Water Resources and Hydropower, Sichuan University, Chengdu, Sichuan 610065, China

    a r t i c l e i n f o

    Article history:

    Received 7 April 2009

    Received in revised form

    1 November 2009

    Accepted 11 December 2009Available online 4 January 2010

    Keywords:

    High arch dam

    Stability safety factor

    Geo-mechanical model

    Temperature analogous material

    Comprehensive method

    a b s t r a c t

    This paper presents the complete experimental study on the Geo-Mechanical Model of Jinping high arch

    dam to observe the deformation and study the stability of the dam abutment and foundations of the

    Jinping first stage hydropower project. The model considers various factors influencing the stability of

    dam abutment and foundation during the test, which includes overloading and strength-decreasing of

    weak structural planes in the rock mass of the dam foundation. A temperature-analogue material is

    employed to simulate the decreasing strength of the weak structural planes. The temperature-analogue

    material and model testing technique are developed for the first time. Secondly, the comprehensive

    method that considers both overloading and strength-decreasing is applied to the model successfully.

    Deformation characteristics, failure patterns and mechanisms of the dam abutment and foundation are

    achieved. The safety evaluation based on the experimental model indicates that the whole stability

    safety factor of the dam abutment and foundation is 4.75.0.

    & 2009 Elsevier Ltd. All rights reserved.

    1. Introduction

    As is well known, for a high arch dam, the stresses inside the

    dam and its foundations are very large, which increases thepossibility of dam failure. For large hydropower projects built on

    complex geological structures, the stability of the dam foundation

    and abutment is very important. Usually, there are many

    unfavorable geological structures in the dam site, and so to

    ensure the safe operation of project, the whole stability of the

    high dam and its foundation should be carefully considered.

    Geological model testing and numerical simulations are usually

    the main research methods for solving this kind of geo-mechan-

    ical problem[13].

    Model testing is one of the most effective and intuitive

    methods to solve these types of problems. Geo-mechanical model

    testing makes the system into limit equilibrium state near failure

    by varying the load or material strengths based on limit

    equilibrium theory. The geological mechanical model has a goodintuition of the failure process of arch dam abutment and

    foundations.

    The complexity and uncertainty of geological conditions, geo-

    mechanical and geo-technical engineering problems, however,

    will induce a great challenge to the model testing techniques.

    Many researchers have contributed to the study of geo-technical

    models and have achieved great results[49].

    The geo-mechanical model first appeared in the 1960s, when

    high dam constructions were developing rapidly, the firstly being

    in Italy [4], The experts at the Institute of Structure Model

    Experiment and Simulation (ISMES) successfully conducted anumber of geo-mechanical model experiments, such as Italian

    Vajont arch dam, with the height of 216.6 m. Using geo-

    mechanical model tests and obtaining the minimum safety factor

    2, for stability on fissures and faults in the foundation of the

    overall model and a greater deformation in its arch crown,

    therefore, the measures of grouting and anchor reinforcement in

    abutments were decided to be implemented, according to model

    test results. The Itaipu gravity dam, also, with the dam height of

    196 m, was studied by geo-mechanical model test at ISMES to

    define the weakest position in the combined system of the

    concrete dam and its foundations and to identify the potential

    failure mechanism. The experiment provided a reliable proof for

    the improvement of design and reinforcement treatment. Since

    the 1970s, geo-mechanical models have been widely used, whichhas expanded the research field of the structural model tests. For

    example, Oliveira experimentally obtained the safety factor of an

    arch dam in Portugal by keeping constant the material properties,

    but increasing gradually the relevant loads applied to the reduced

    scale model[5].

    Chinese engineers also carried out some research works in this

    area[6], in the middle and late of 1970s, presented a report about

    material test by geo-mechanical model and carried out 2D and 3D

    geo-mechanical model test of discharge sluice of Gezhouba

    Erjiang project. In addition, Refs.[79] have carried out research

    work in this area successively. Three-dimensional whole geo-

    mechanical model tests have been carried out for many high arch

    ARTICLE IN PRESS

    Contents lists available atScienceDirect

    journal homepage: w ww.elsevier.com/locate/ijrmms

    International Journal ofRock Mechanics & Mining Sciences

    1365-1609/$ - see front matter & 2009 Elsevier Ltd. All rights reserved.

    doi:10.1016/j.ijrmms.2009.12.005

    Corresponding author. Tel.: +86 2885465866; fax: +86 2885405604.

    E-mail address: [email protected] (W.-p. Fei).

    International Journal of Rock Mechanics & Mining Sciences 47 (2010) 299306

    http://-/?-http://www.elsevier.com/locate/ijrmmshttp://localhost/var/www/apps/conversion/tmp/scratch_6/dx.doi.org/10.1016/j.ijrmms.2009.12.005mailto:[email protected]:[email protected]://localhost/var/www/apps/conversion/tmp/scratch_6/dx.doi.org/10.1016/j.ijrmms.2009.12.005http://www.elsevier.com/locate/ijrmmshttp://-/?-
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    dams, the stability against sliding of abutment rock mass, capacity

    of overloading, failure mechanism and the actual effectiveness of

    foundation reinforcement measures have been studied.

    In the past, geo-mechanical model tests were implemented

    only by the overloading method, because of the difficulty of

    decreasing the strengths of materials, especially using both

    overloading and strength-decreasing methods in the same model.

    Therefore, for a long time, very little attention has been paid to

    the strength-decreasing method because of lacking of appropriatemodel materials, whose strength could be changed according to

    requirements during the testing.

    Recently, we have successfully developed a new temperature-

    analogue material by composing traditional materials, macro-

    molecular materials and cementing materials together in some

    proportion. At the same time, a temperature varying system is set

    up, by which macromolecular materials have been melted

    gradually, and then the strength of composite materials have

    been decreased gradually.

    Under the assumption of constant mechanical properties of

    rock, the method of overloading increases the loads of dam

    upstream until the failure of dam abutment and foundation. In

    normal operation, strength-decreasing method could consider the

    safety reserve capacity of rock mass, and decreases the mechan-

    ical strength of the rock until the failure of dam abutment and

    foundation. Comprehensive method, as proposed in this paper, by

    combining the overloading and strength-decreasing methods,

    considers not only the possibility of sudden floods, but also the

    influence of rock and weak structures on the stability of the

    project for long-term operation.

    The Jinping First Stage Hydropower Station is an important

    cascading hydropower unit located on Yalong River in Sichuan

    Province of China. The project (see Figs. 1 and 2) has the

    abilities of power generation, silt arrest, and flood control.

    The project will build a 305m concrete hyperbolic arch dam

    which is the highest in the world. The geological structures

    at the dam site are very complex and the height of the slope is

    about 1000 m. There are different weak structural planes in rock

    mass of the dam foundation such as faults, lamprophyre dikes,

    interlayer compressed zones, deep-seated fractures, which are

    disadvantageous to the stability of the dam foundation and

    abutment.

    For this project, we set up the temperature analogous

    materials for rock mass, fault intercalations, weak structure

    planes and discontinuous joints. For the first time, the compre-

    hensive method is applied in the same model.

    2. The similarity theory and temperature-analogue material

    2.1. Similarity theory

    Physical models must satisfy a series of similarity require-

    ments in terms of geometry, physical and mechanical properties,

    boundary conditions and initial states. According to elasto-

    plasticity theory and dimensional analysis, these similarity

    requirements can be deduced from force-equilibrium equations,

    geometry equations, Hookes law and boundary conditions [10].

    Geo-mechanical model test belongs to nonlinear destruction

    testing, therefore the following four similarity requirements for

    destruction test should be met:

    (1) geometric similarity requirement: geometric shape and main

    geological structure of prototype and model should meet

    geometric similarity requirement;(2) constitutive relationship similarity requirement: deformation

    modulus, relationship between stress and strain, compressive

    and tensile strength of prototype and model should meet

    similarity requirement;

    (3) shear-friction resisting strength on geological structure plane

    similarity requirement: Shear-friction resisting strength on

    main geological structure planes in dam foundation and

    abutment of prototype and model (f0 andc0) should meet the

    similarity requirement; and

    (4) loading similarity requirement: load condition, such as water

    pressure, gravity and sand pressure of prototype and model

    should meet similarity requirement.

    Generally, the first item is a necessary condition, the second and

    third items are determined on the conditions of similarity, and the

    fourth item is a boundary condition of similarity. Three conditions

    are all indispensable. According to above conditions, supposing C

    Fig. 1. Developed profile along the dam axis.

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    is the proportion of physical quantity between prototype and

    model, by similarity theory, the following requirements should be

    met in destruction model test:

    CE Cg CL 1

    Cm 1;

    CE 1;

    Cf 1 2

    Cs CE Ct CC 3

    CF CgC3L CEC

    2L 4

    whenCg 1, then

    CE CL 5

    Fig. 2. Typical geological plan (at the elevation 1590 m).

    Table 1

    The design of the similarity model.

    Items Designs Principles

    Law of similarity CE=Cg CL 1. Geometrical similarity

    Ce=1,Cf=1, Cm=1 2. Similarity of mechanical and deformation characteristicCE=Cs=Cc=CtCF=Cg CL

    3=CE CL2 3. Similarity of shear strength parameter of rock masses, weak

    intercalations and faultsIf Cg=1,

    CE=CL, CF=CL3 4. Similarity of load and boundary conditions

    Geometric

    proportion

    300 1. To meet the precision demand of the test

    2. To consider modeling workload and economic effects synthetically

    Simulation

    context

    1200m 1200m 850m (L W H) 1. Undistorted edge-restraint condition

    2. Propitious to dispose system of loading, measuration, and so on

    Geological

    structures

    Left bank: fault f5, lamprophyre dike X

    Right bank: faultf13, f14, steep dip joint, and green schist lens

    1. To emphasize the major element, and to ignore the minor element

    properly

    2. To consider the worst-case factor

    3. To consider fracture properties

    Model materials To mix barite powder, gypsum, adhesives, additive according to certain

    proportion

    To meet the demand of the similarity theory

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    CF C3L 6

    whereCE,Cg,CL,Cs,CcandCF, respectively, represent the similarity

    constants for deformation modulus, bulk density, geometry,

    stress, cohesive strength and concentrated force proportion, and

    Cm, Ce and Cf, respectively, represent the similarity constants for

    Poissons ratio, strain and friction coefficient proportion.

    Bearing in mind that geo-mechanical model test is a

    destructive experiment; the model was designed as mentioned

    inTable 1, according to the similarity theory and the condition of

    the project synthetically.

    According to the scale of project and accuracy requirements of

    test, the selected model geometry ratio is CL=300, bulk density

    ratio is Cg=1, deformation modulus ratio is CE=300 and strain

    ratioCe=1. The 3D model test flume clearance is 4 m 4 m 2.83

    m (L W H) which is equivalent to the prototype scale of

    project: 1200 m 1200m 850m (L W H). The simulation

    domain is large enough to meet the requirement of destructive

    test and can fully represent the actual situation of the project.

    2.2. Temperature-analogue material

    During this test, a comprehensive method is adopted bycombing the overloading method and the strength-decreasing

    method, in which a kind of model temperature-analogue material

    is developed to accomplish the gradually decreasing process of

    shear resistant strength of model material. Because of the

    complex geological structure at the dam site, such as the

    developing faults, interlayer compression strips, joint fissures,

    deep-seated cracks and other structure planes, the stability of the

    abutment of arch dam is negatively influenced. The maingeological structure affecting the stability of right-bank abutment

    include: faults such as f13 and f14, green schist lens imbedded in

    marble rock such as T2423Z, steep dipping fissure with a strike of

    nearly SN direction and so on. The main geological structure

    affecting the stability of left-bank abutment include: faults such

    as f5, f8, f2 and F1, lamprophyre dike such as X, squeezed band

    between marble rock layers such as T2423Zand slope-forward joint

    fissure and so on. According to the characteristics of geological

    structure, this test takes into account of properly decreasing the

    shear resisting strength of the main faults and lamprophyre dike

    X. Before the test a large number of material tests are carried out

    initially, from which the variation relation curve between the

    shear strength of materials and temperature T is obtained. The

    relation curvetmTof temperature analogous material is showninFigs. 35, respectively, for fault, lamprophyre dike X and green

    schist lens.

    3. Loads on the model and loading system

    Considering test task and conditions synthetically, water load

    and sand load are determined to be simulated in the test.

    According to the similarity theory, similarity of load between the

    prototype and model must be satisfied. The loads are applied by

    using jacking apparatus distributed in different elevations of the

    upstream surface of the dam, which are forced by an oil-pressured

    instrument. Load-spreading boards are applied to eliminate the

    stress concentration (as shown inFig. 6).

    7

    6

    5

    4

    3

    2

    1

    0

    0 10 20 30 40 50 60 70 80

    T (C)

    m(

    1

    0-2)

    MPa

    Fig. 3. tmTcurve of temperature analogous material of fault.

    6

    5

    4

    3

    2

    1

    0

    0 10 20 30 40 50 60 70 80

    T (C)

    m(

    1

    0-2)MPa

    Fig. 4. tmTcurve of temperature analogous material of lamprophyre dike X.

    4

    3.5

    3

    2.5

    2

    1.5

    1

    0.5

    0

    0 10 20 30 40 50 60 70 80

    T (C)

    m

    (1

    0-2)MPa

    Fig. 5. tmTcurve of temperature analogous material of green schist lens.

    Fig. 6. Loading system on the upstream surface of dam.

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    4. The measuring system of the model

    The measuring system includes surface displacement mea-

    surations and inner deformation measurations. In this test, the

    latter give priority to the former which include dam surface

    displacement measurations, rock mass displacement measure-

    ments and intercalation measurements of interior relative

    displacement. Following the principle that it is not only able to

    consider the dams comprehensive distributing characteristics ofthe displacement and deformation, but also to monitor local

    positions, 63 surface displacement measuring points and 100

    inner deformation measuring points are installed.

    5. The test method and procedure

    A geo-mechanical model test is a rather destructive test, which

    mainly includes three kinds: overloading method, strength-

    decreasing method and comprehensive method by combining

    overloading and strength-decreasing method. Assumption of the

    overloading method is that rock mechanical parameters of the

    abutment and the foundation are constant and by gradually

    increasing upstream water load, till the destruction and destabi-

    lization of foundation, the resultant factor of safety is overloading

    safety factor. Strength-decreasing considers that the rock mass of

    abutment and foundation itself has a proper strength capacity to

    know the accurate strength capacity so that you can gradually

    reduce the mechanical parameters of rock mass until the

    destruction and destabilization of the foundation. The safety

    factor thus obtained is a strength-decreasing factor. This method

    reflects the influence on the strength index of weak structural

    planes by soaking of reservoir water and leakage in long running

    of the rock mass. The overloading and strength-decreasing are

    adopted in the comprehensive model, this method takes into

    account not only unexpected flood projects but also the

    probability of mechanical parameter reductions of rock mass

    and weak structural planes due to water action in the long-term

    project operation.

    As the mechanical properties of traditional model materials

    cannot be modified, geo-mechanical model destructive testing is

    usually completed by the overloading method, because it is very

    difficult to achieve this by the strength-decreasing method. In the

    past model tests, different membrane, paper, lubricating oil or

    chemical coating were usually used to simulate the mechanical

    deformation characteristics of the structural planes such as weak

    intercalation in foundation rock mass, but the mechanical

    parameters of rock mass and intercalation cannot be modified

    during the test. If we want to change the mechanical parameters,

    we must set up a new model by using modified mechanical

    parameters, thus combining the test results of several models to

    describe the variation process of mechanical parameters, which is

    impractical and uneconomical. To modify mechanical parametersof rock or weak structure plane in the same model, the most

    important problem to be solved is a breakthrough on the model

    material, which is to develop a new model material to gradually

    change model material strength of the rock mass and weak

    structural planes.

    Our research groups staff started from the model material and

    has made much progress during the years of continuous

    exploration in experimental techniques, putting forward a new

    method by adopting temperature analogous material to simulate

    strength-decreasing properties. Research on temperature analo-

    gous material is based on several intercrossing disciplines, which

    is done by combining the macromolecular material with the

    traditional model material, which is done by adding the macro-

    molecular material and cementing material into model material

    and at the same time, setting up the system temperature

    alteration. During the test, the reduction of mechanical para-

    meters of the material is done by heating up and melting down

    the macromolecular material, thus the comprehensive method of

    testing by combining overloading and strength-decreasing meth-

    od is accomplished in the same model. The comprehensive

    method has been successfully applied in some engineering

    practice, such as the Xiluodu arch dam [11], Shapai arch dam

    [12,13], Tongtou arch dam[14]and Baise gravity dam.The method of combination of overloading and strength-

    decreasing is applied in this test. At first by decreasing the shear

    strength of weak structure in the dam base and abutment,

    secondly overloading the dam upstream face by the water

    pressure continuously until destabilization and wreck happened

    to the dam base and abutment entirely, strength-decreasing is

    accomplished through temperature analogous material.

    Considering the stress difference of embankment and dam

    abutment during the operation, and the influence of floodwater

    and rock strength of dam abutment and base, the test is divided

    into three steps, which are described as follows:

    Step1: Preloading dam body with minor loads, lifting pressure

    to the level of normal load to measure and then overloading to

    20% above the normal load to measure, to simulate flood

    condition according to the statistic results of engineering cases

    in China.

    Step 2: Maintaining the loading level and rock mass dead-

    weight of the former step, warming up rock mass in the dam

    abutment and foundation by 10 stages, and measuring the

    designated point. At this step the shear strength is reduced at

    the half of design value.

    Step 3: Maintaining the temperature level and rock mass

    deadweight of the former step and continuing to overload on the

    dam upstream to measure till the destabilization and wreck happens.

    6. Results and analysis of the tests

    Test results include the displacement developing process of

    embankment surface, abutment and base of dam; the interior

    relative displacement developing process of weak intercalations;

    the deformation developing process of typical sites of dam

    surface; and the failure pattern and process of rock mass.

    The test procedure is as follows: the first is strength-

    decreasing test, the subsequent is overloading test until the

    instability destruction of abutment. The detailed test procedure is

    as follows: firstly, to pre-press the model, and then to load with

    the normal load level, and on the basis of which, to execute the

    strength-decreasing test, that is to reduce about 30 percent shear

    resisting strength of abutment rock faults such as f5,f2,f13, andf14,

    Kp

    5.0

    4.0

    3.0

    2.0

    1.0

    0.0

    -50 -20 10 40 70 100 130

    p (nm)

    66*

    56*

    42*74*

    28*

    Fig. 7. dpKpcurve of typical measuring points along the river.

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    ARTICLE IN PRESS

    lamprophyre dike such as X by heating up the model materials,

    furthermore to implement the overloading test until instability

    destruction of the abutment.

    Through the test, the following relation curves are obtained:

    dpKp (between surface displacement and overloading multiple)

    curve about radial or tangential displacement and overloading

    multiple, curve about strain and overloading multiple at

    every measuring point on the typical elevation of dam down-

    stream; dpKp curve about river-transverse or between river-

    forward displacement and overloading multiple at the measuring

    point on two abutments and resisting body (as shown inFig. 7);

    DdKp (between inner deformation and overloading multiple)curve about relative displacement and strain and overloading

    multiple at the measuring point on the structure zone of

    abutment and foundation (as shown in Fig. 8). At the same

    time, the destructive process of abutment and resisting body, and

    destructive form of the whole model are obtained. The photo of

    whole geo-mechanical model test is shown inFig. 9.

    6.1. The distribution regularity of the dam displacement

    The distribution characteristic of the dam downstream surface

    displacement dp is that displacement of the arch crown is rather

    large, displacement of the upper arch crown is larger than that of the

    lower part. The radial displacement is larger than tangential

    displacement, the distribution regularity agrees with the routine

    results. Under the normal condition the radial deformation is

    basically symmetric, and the deformation direction is toward

    downstream. During the strength-decreasing stage, the displacement

    of the dam body is small, however, in overloading stage with the

    increase of overloading multiple the deformations of left abutment

    increases obviously and ultimately a phenomenon happens that

    displacement of left abutment is greater than that of right one. It

    indicates that at the same time of dam body translation towarddownstream, clockwise rotary movement happens on the dam body,

    which is conformed with the characteristics of great difference of

    deformation and destruction zone between left bank and right bank.

    6.2. The surface displacement of abutment and resisting body

    The overall distribution rule of surface displacement of abutment

    and resisting bodydpis as follows: the displacement of left bank is

    larger than that of right bank. The displacement on the middle-upper

    part is larger than that of lower part. In general, the displacement

    along the river is toward downstream, and the displacement across

    the river is toward streambed. The largest displacement of right bank

    appears in the transverse Section 5, and largest displacement of left

    bank appears in the transverse Section 1, the second is in thetransverse Section 5, and in other sections the displacement is very

    small, which indicates that the deformation tendency is conformed

    with the geological tectonic characteristics of both banks.

    6.3. The displacement of fault, lamprophyre dike and weak tectonic

    zone

    The general distribution rules of relative displacement of fault,

    lamprophyre dike X, squeezing zone g, deep fissure SL and green

    schist lens in both abutments and resisting body Dd are as

    follows: the maximum value ofDdis in transverse section V near

    to abutment, followed by Dd in transverse sections II1 and I, and

    the minimum value is in transverse section III far away from

    abutment, which indicates the displacement direction is along thetectonic zone. In general, Dd of left bank is greater than that of

    right bank. On the left bank, Dd in fault f5 fault is greatest,

    followed by Dd in fault f2 and lamprophyre dike X, and Dd in

    interlayer squeezing zoneg, faultF1, deep fissure SL is smaller. In

    elevation,Ddin the middle part is greater than that on the upper

    part, which proves that the effect of reinforcing treatment by

    concrete backer on the left abutment is very obvious. The upper

    Ddof faultf14,f13on the right bank is larger, nearly equating to Dd

    of green schist lens. Therefore, the fault f5 of left abutment,

    lamprophyre dike X beside the river, faults f2 and f13, f14of right

    abutment, the green schist lens, steep dip joint with SN strike,

    have a great impact on the stability of the abutment.

    6.4. Strain distribution characteristic of the dam body

    Tensile and compression strain of dam downstream is

    coincident with convention, and the measurement point at all

    the elevation of arch abutment is mainly in compression state,

    especially, the arch-toward and beam-toward pressure strain on

    1670 m elevation is very large, which is due to the geological

    condition of lower part of the left abutment, especially fault f5,

    lamprophyre dike X, interlayer squeezing zone g. According to the

    relative curve of strain and overloading multiple on the over-

    loading stage, when the Kp is 3.84.5, process curves at all

    measuring points have a obvious break, which is similar with the

    process curve of displacement. It should be noted that, due to the

    limitation of material characteristic of dam, the stress of dam

    model cannot be converted to that of dam prototype.

    5

    4

    3

    2

    1

    00 80 160 240 320 400

    (10-1mm)

    Kp

    66# 65# 95#

    Fig. 8. DdKpcurves of typical measuring points in fault f5.

    Fig. 9. The whole geo-mechanical model.

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    6.5. Failure patterns and features

    The failure pattern and feature of left bank is: fault f5extends

    along the river from arch abutment top of downstream to around

    the transverse profile VI, the total length is about 330m; the

    lamprophyre dike X outside the faultf5cracks from the elevation

    of 18851710 m; the rock of arch abutment cracks from the top to

    the elevation 1960 m, and the upstream crack is very obvious and

    extends to the bottom of dam; the fault f2 in the middle-lower

    part, interlayer squeezing zone g and rock mass around arch

    abutment from the elevation 16501750 m is seriously damaged.

    Due to the reinforcement treatment by using concrete backer

    between the elevation 1750 and 1885 m, this part of rock mass

    around abutment is slightly damaged, which shows that left

    abutment reinforcement treatment has an obvious effect, but it is

    worth noting that in the part of upstream arch abutment below

    the elevation 1750m, there are several horizontal cracks due tothe dislocation effect of interlayer squeezing zone g. If the

    concrete backer extents more deeply and becomes wider, the

    damage can be relieved. Because the fault F1and deep fissures SL

    are far away from arch abutment, the stability of the abutment is

    hardly influenced. The damage extent and degree of left bank is

    more serious than that of right bank, which is mainly due to the

    complex geological structure condition of left bank (see Fig. 10).

    The failure pattern and feature of right bank is: fault f13along

    the river cracks from the arch abutment top to the elevation

    1940m, and the total crack length is about 150 m;f14cracks from

    arch abutment downstream to the extension length of about

    135 m; the rock mass from arch abutment downstream to

    transverse profile I, between the elevation 1670 and 1885 m, is

    seriously damaged, several cracks can be found, which have a

    nearly same strike as the deep dip joint with SN strike; especially

    in the steep outcrop of green schist lens, there are several cracks

    along the layer, which connect to fissures with SN strike. There is

    an obvious destruction tendency of shear sliding toward down-

    stream. Thus it can be seen that fault f13,f14, steep dip joint with

    SN strike, and green schist lens on the right bank, have a great

    impact on the stability of abutment (seeFig. 11).

    7. Conclusions and suggestions

    This test aims at the complex geological structural conditions

    in the foundation of the high arch dam of the Jinping First Stage

    Hydropower Station, by using temperature-analogue material and

    state of the art technology of test simulation, while considering

    not only the overloading on arch dam upstream but also the

    influence of strength softening of the fault and weak structural

    planes in both abutments of the dam. Adopting comprehensive

    method by combining overloading and strength-decreasing

    methods, the whole stability of arch dam abutment and founda-

    tion is studied, which can be concluded as follows:

    (1) According to the comprehensive analysis on test results

    obtained, the strength-decreasing coefficient is found

    K1=1.3, overloading coefficient K2=3.63.8. According to the

    similarity theory [15], the comprehensive safety factor of

    abutment stability is Kc=K1K2=4.75.0. This meets the

    requirements of the whole stability of the dam abutment

    and foundations, while, not considering the influence of

    seepage pressure and seismic loads.

    (2) The impact degrees on stability by the faults, lamprophyre

    dikes and weak structure zones in both abutments and

    resisting body are not the same. For example, on the left

    dam abutment, fault f5, lamprophyre dike X beside the river,

    and fault f2 have a greater impact on the stability of

    abutment; on the right dam abutment faultf13,f14, the green

    schist lens, and SN directional steep dip joint have a greater

    impact on the stability of abutment.

    (3) The destruction zone of Left Bank extends along the river from

    arch abutment top of downstream to around the transverse

    profile VI, the total length is about 330 m which is slightly

    greater than the height of the dam. The destruction zone of

    Right Bank along the river extends from the arch abutment

    top of downstream to around the transverse profile I. The total

    crack length is about 150 m, nearly half of the dam height. The

    smeared crack pattern is resulted from the complex founda-

    tion conditions, especially the strike of faults and joints.

    Therefore, reinforcing treatment must be implemented in the

    range of left dam abutment to transverse profile VI, and right

    dam abutment to transverse profile I. At the same time,

    drainage hole should be constructed for the whole stability of

    both abutments and resisting body.(4) Reinforcing treatment has a large effect on the stability of both

    abutments, i.e. concrete reinforcement choke plugs settle on

    the elevation at 16651710m of the downstream of right arch

    abutment, however, it does not crack in the final destruction

    stages, which indicates the obvious reinforcement effect.

    (5) The emphasis of this research is on the stability of abutment,

    but test result shows that the overall design of the dam

    structure is reasonable. Because of the complex geological

    conditions of left abutment, deformation of the middle-upper

    part of left abutment is lack of coordination, it is necessary to

    strengthen further treatment to left abutment. The relative

    displacement of tectonic zone under the foundation is rather

    small, and the displacement curve has no obvious inflection

    points and sharp increasing trend.

    Fig. 10. Failure pattern of left abutment.

    Fig. 11. Failure pattern of right abutment.

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    ARTICLE IN PRESS

    (6) By the comprehensive method proposed in this paper,

    strength-decreasing is aimed to simulate the softening of

    discontinuities due to groundwater and long-term operation,

    and overloading is aimed to simulate the flood load case.

    Nevertheless, seismic load, uplift load, and water load on the

    riverbed are neglected. Also, gravity scale effect and con-

    struction process are not considered.

    Acknowledgments

    The work is supported by the China National Natural Science

    Fund (CSNF) under nos. 50879050 and 50620130440, joint

    support from CNSF and Yalongjiang Development under no.

    50639100, international cooperation program under no.

    2007DFB60100. The authors wish to offer their gratitude and

    regards to everyone who has been a part and support to this

    project in all means.

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