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U.S. Department of Transportation Federal Motor Carrier Safety Administration August 1, 2011 37 th International Forum on Traffic Records & Highway Safety Information Systems Charlotte, North Carolina Working with States to Improve Crash Data Quality John McDonough NISR, Inc. [email protected]

Federal Motor Carrier Safety Administrationpastforums.atsip.org/forum2011/Pages/Sessions/5av...Federal Motor Carrier Safety Administration 11 Vehicle Identification Number (VIN) Rates

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Page 1: Federal Motor Carrier Safety Administrationpastforums.atsip.org/forum2011/Pages/Sessions/5av...Federal Motor Carrier Safety Administration 11 Vehicle Identification Number (VIN) Rates

U.S. Department of Transportation

Federal Motor Carrier Safety Administration

August 1, 2011

37th International Forum on Traffic Records &

Highway Safety Information SystemsCharlotte, North Carolina

Working with States to Improve Crash Data Quality

John McDonoughNISR, Inc.

[email protected]

Page 2: Federal Motor Carrier Safety Administrationpastforums.atsip.org/forum2011/Pages/Sessions/5av...Federal Motor Carrier Safety Administration 11 Vehicle Identification Number (VIN) Rates

2Federal Motor Carrier Safety Administration

Working with States

TOPICS• FMCSA Efforts Overview and Crash Data Trends• FMCSA Crash Data Collection Training• Data Extraction assistance for reportable Cases• Assistance with Data Import to XML• SAFETYNET Coding and Validation Manual and

Consistency Checks• VIN Decoder • Crash Form Review and Recommendations

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3Federal Motor Carrier Safety Administration

FMCSA Crash Data Flowchart

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4Federal Motor Carrier Safety Administration

FMCSA Crash Data Flowchart

• The MCMIS crash file includes commercial and some non-commercial motor vehicle records.

• The crash file is used by the Data Quality team, and for Analysis, reporting, research, studies, and enforcement and compliance programs.

Page 5: Federal Motor Carrier Safety Administrationpastforums.atsip.org/forum2011/Pages/Sessions/5av...Federal Motor Carrier Safety Administration 11 Vehicle Identification Number (VIN) Rates

5Federal Motor Carrier Safety Administration

FMCSA Crash Data Flowchart

• State crash data is collected on state crash forms or electronic collection software and stored in a state accident repository.

• Records that qualify for upload to FMCSA are extracted to a file for data import to a State SAFETYNET System. Some states hand enter the vehicle records.

• The SAFETYNET crash data is uploaded to the FMCSA Motor Carrier Management Information System (MCMIS)

Page 6: Federal Motor Carrier Safety Administrationpastforums.atsip.org/forum2011/Pages/Sessions/5av...Federal Motor Carrier Safety Administration 11 Vehicle Identification Number (VIN) Rates

6Federal Motor Carrier Safety Administration

State Crash Data Emphasis Areas

►Crash Report Data• Data elements available

• Attribute sets complete

►Training• Are the instructions clear

• Does law enforcement understand the fields

►Extraction and Upload• Is the data making it to the state repository

• Is the extraction file being prepared properly

Bus seats for 9-15 including the driver

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7Federal Motor Carrier Safety Administration

FMCSA Data Quality Efforts and Crash Data Trends

►Data Quality Efforts• Data Quality Measures

• MMUCC / PAR Review Work

• Training

• Data Monitoring

• Extraction Assistance

►A look at some general trend statistics on:• GVWR, Driver License Class, Vehicle Configuration,

and Vehicle Identification Number

Page 8: Federal Motor Carrier Safety Administrationpastforums.atsip.org/forum2011/Pages/Sessions/5av...Federal Motor Carrier Safety Administration 11 Vehicle Identification Number (VIN) Rates

8Federal Motor Carrier Safety Administration

GVWR/GCWR (2004-2010)2004

2010

Year Blanks

2004 26.56%

2006 20.02%

2008 4.29%

2010 1.02%

Good News

Significant Reductions in GVWR Blanks

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9Federal Motor Carrier Safety Administration

Driver License Class (2004-2010)

Good News

Significant Reductions in DLC Blanks

2004

2010

Year Blanks

2004 49.19%

2006 41.60%

2008 14.57%

2010 6.68%

Page 10: Federal Motor Carrier Safety Administrationpastforums.atsip.org/forum2011/Pages/Sessions/5av...Federal Motor Carrier Safety Administration 11 Vehicle Identification Number (VIN) Rates

10Federal Motor Carrier Safety Administration

Vehicle Configuration (2004-2010)Increase in Busses and smaller Trucks

Good News: Reduced Blanks and improved coding

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11Federal Motor Carrier Safety Administration

Vehicle Identification Number (VIN) Rates

VIN Rates 2004 2010Collection 82% 98%Length 76% 95%Valid2 59% 87%

Collection Rate

The rate at which the field is filled with something other than blank.

Length Rate The rate at which the field has the expected length (17).1

Valid Rate The rate at which the field has the expected checksum value.2

1 Pre-1981 Vehicles had a length less than 172 Only 17 character VINs can be tested for validation

Good News

Significant increase in VIN rates and quality

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12Federal Motor Carrier Safety Administration

Train-the-Officer / Train-the-Trainer

• State and Local Law Enforcement Officers Who Complete the Crash Report

•State personnel working with the SAFTEYNET crash data

• Commercial Motor Vehicle Enforcement Officers and Trainers

• State Crash Data Base System Developers

• Academy Trainers

FMCSA Crash Data Collection Training

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13Federal Motor Carrier Safety Administration

• Lesson 1: What is a Reportable Crash?Overview of the selection process and identification of qualifying commercial and non-commercial vehicles; Provides detailed guidance on the relevant sections specific to the State’s crash report form.

Course Outline

Qualifying Vehicle for

Upload

Weight>10,000 lbs.

GVWR or GCWR

PassengerCapacity

9+ including driver

HazardousMaterialsPlacard

Fatality

InjuryTaken forTreatment

Tow AwayWith Disabling

Damage

Vehicle Crash

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14Federal Motor Carrier Safety Administration

Training Class – Qualifying Vehicles

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15Federal Motor Carrier Safety Administration

Smaller BussesTraining Class – Qualifying Vehicles

Hotel Van

Small Buses Seats for 9-15

City Transit

Government owned trucks

and buses

Airport Shuttle

Highway Maintenance

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16Federal Motor Carrier Safety Administration

Yes, a “Bus” ConfigurationTraining Class – Qualifying Vehicles

Limo: Configuration = Bus

A rented or leased truck used to transport either commercial or personalgoods (Ryder, U-Haul, Budget, etc.)(Other Non-commercial)

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17Federal Motor Carrier Safety Administration

CHP 555D Supplement Fields

Not In-Commerce – Government : This selection is used for any government vehicle whether it is operated by the local, state, or federal government.

Not In-Commerce – Other Trucks: This selection is used for rental vehicles (e.g. - Uhaul, Ryder, Penske) that qualify by size (Over 10,000 lbs. GVWR/ GCWR) that are rented and operated by a private individual.

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18Federal Motor Carrier Safety Administration

Single Unit Trucks (2 axles, 6 tires)Training Class – Qualifying Vehicles

Commercial truck/trailers greater than 10,000 GCWR

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19Federal Motor Carrier Safety Administration

If a vehicle is driven from the scene with damage determined to be minor or functional after being assisted by a tow truck (e.g. being pulled out of ditch), it is not considered to be towed due to disabling damage in the crash.

Assistance vs. TowingCommon Questions: Crash Severity

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20Federal Motor Carrier Safety Administration

• Lesson 2: How to identify the appropriate Motor Carrier & Record the Correct CDL InfoStep-by-step approach to identify the motor carrier and record carrier information on the state’s crash report and a review of commercial driver’s license (CDL) data collection.Includes hands-on work with short case studies to reinforce proper recording of accurate data.

Course Outline

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21Federal Motor Carrier Safety Administration

• Lesson 3: Gross Vehicle Weight Rating/Gross Combined Weight Rating, Configuration & Cargo BodyDetailed examination of GVWR & GCWR including real-world photos with relevant State-specific coding used to exhibit both typical and unusual vehicle configurations & body types.

Course Outline

Dump Van/Enclosed Box

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22Federal Motor Carrier Safety Administration

• Lesson 4: Recording Hazardous MaterialsReview classes of HazMat, placard requirements and quantity reporting procedures; how to locate and record the proper information for your State crash report form.

• Lesson 5: Crash Events: Harmful Events and Sequence of EventsReporting of non-collision crashes (e.g. vehicle fires). Photos used to illustrate collisions with fixed objects. Includes short case-studies & hands-on exercises are used to clarify definition of & coding for collision and non-collision crashes.

Course Outline

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23Federal Motor Carrier Safety Administration

Field Visor Cards

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24Federal Motor Carrier Safety Administration

http://ai.volpe.dot.gov/DataQuality/CrashCollectionTraining/index.html

Crash Collection Resource Online

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25Federal Motor Carrier Safety Administration

Data Extraction assistance for reportable Cases

►Assisting states to identify reportable records.

7600

Cases Found

1500

1000

3500

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26Federal Motor Carrier Safety Administration

Data Extraction assistance for reportable Cases

►In 2010 assisted: FL, OH, AL, RI, MS, NC, CO, OK to try to assess and find missing records.

►Also in 2010 performed a study of MCMIS Fatal Record compatibility to NHTSA FARS program, almost 300 fatals were found missing in the MCMIS file.

►Contact was made to the top 10 states and in most cases, the fatals should have been uploaded and the corrections were made.

Page 27: Federal Motor Carrier Safety Administrationpastforums.atsip.org/forum2011/Pages/Sessions/5av...Federal Motor Carrier Safety Administration 11 Vehicle Identification Number (VIN) Rates

27Federal Motor Carrier Safety Administration

New Data Import Standard: XML

► Working with the states over the last several years to convert to XML for SAFETYNET data imports.

2010: GA, NJ, AL, DC, RI, MA, OH

FMCSA can provide: ► Help files including the XML Schema and

samples

► Crosswalk table from ASCII to XML

► Review and testing

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28Federal Motor Carrier Safety Administration

1. Rationale

2. Attributes

3. Coding Guidelines

4. Edit Checks

SAFETYNET Manual

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29Federal Motor Carrier Safety Administration

Rationale and Attributes

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30Federal Motor Carrier Safety Administration

Coding Guidelines

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31Federal Motor Carrier Safety Administration

Edit Checks

Edit logic matches manual instruction:IF it has been identified as a “big” truck in Configuration THEN it should be a “big” truck by GVWR/GCWR.

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32Federal Motor Carrier Safety Administration

A Closer look at the Edit Check

GVWR

ID Vehicle Configuration Total Blank 1 2 3

BLANK 485 289 7 99 90

1 PASSENGER HM PLACARD) 1 1 0 0 0

2 LIGHT TRUCK (HM PLACARD) 32 11 13 8

3 BUS (SEATS FOR 9-15 PEOPLE) 2309 39 346 1121 803

4 BUS (SEATS FOR > 15 PEOPLE) 11073 143 683 2941 7306

5 SINGLE-UNIT TRUCK (2-AXLE, 6 TIRE) 20716 71 271 13837 6537

6 SINGLE-UNIT TRUCK (3 OR MORE AXLES) 13807 63 38 1778 11928

7 TRUCK/TRAILER 13065 84 205 1954 10822

8 TRUCK TRACTOR (BOBTAIL) 3836 27 34 548 3227

9 TRACTOR/SEMI-TRAILER 57329 419 140 2614 54156

10 TRACTOR/DOUBLE 3158 21 2 118 3017

11 TRACTOR/TRIPLES 101 1 1 6 93

99 UNKNOWN HEAVY TRUCK 5620 180 271 2555 2614

10k

or le

ss

10-2

6k lb

s.

>26k

lbs.

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33Federal Motor Carrier Safety Administration

VIN Decoding: GVWR = 1: Small vehicles. If pulling a trailer and a business vehicle then these should be coded as: Truck/Trailer and as a GCWR of 2 (10-26k lbs.)

GVWR = 2: If these are not pulling a trailer:

Then these should be coded as: Single Unit Truck, 2 axle 6 tires.

GVWR = 2: If these are pulling a trailer:

Then these should be coded as: Truck/Trailer

SINGLE-UNIT TRUCK (3 OR MORE AXLES) w/ GVWR = 1

GVWR VIN MAKER MODEL

1 JTEBU14R330012963 TOYOTA 4 RUNNER

1 2FMDA5143VBD11503 FORD WINDSTAR MINI-WAGON

1 2FTJW35M1KCB40862 FORD F350 4X2 PICKUP

2 1FTWW31506ED75662 FORD F350 4X2 PICKUP

2 1GBE5C1296F425655 CHEVROLET C5500 4X2 CONVENTIONAL

2 1FVACWDT48HZ48566 FREIGHTLINER 4X2 TRUCK M2 106 CONVENTIONAL

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34Federal Motor Carrier Safety Administration

SINGLE-UNIT TRUCK (3 OR MORE AXLES) w/ GVWR = 1

GVWR VIN MAKER MODEL

3 1FVACYDC97HY22827 FREIGHTLINER 4X2 TRUCK M2 106 CONVENTIONAL

3 1GDM7H1C6YJ519642 GMC C7500 4X2 KODIAK

3 1M2AD62C61M011982 MACK 6X4 CL600 TRUCK CONV.

3 2NKMLD9X77M198863 KENWORTH 6X4 TRUCK T300 CONVENTIONAL

3 1HSHBAHNXVH464173 INTERNATIONAL 4X2 CONV,TRAC, HEAVY

3 1FUJA6BG12LK02564 FREIGHTLINER 6X4 TRACTOR COLUMBIA 120

3 1M2P267Y23M060037 MACK 6X4 RB600 TRUCK TRACTOR CONV.

VIN Decoding: All of these should be GVWR=3

Those coded as 4x2 Truck should be coded as: Single Unit Truck 2 axle > 10k GVWR. If pulling a trailer, then coded as “Truck / Trailer”

The 6x4 “trucks” are the correct Configuration if no trailer, wrong GVWR.

If a Truck / Tractor then code as Tractor (bobtail). If pulling a trailer than code as a Tractor / Semi-trailer (or double or triple).

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35Federal Motor Carrier Safety Administration

CMV ID: VIN DecoderVIN Decoding

• CMV_ID – Example to be shown• Mobile CMV_ID – simpler interface for mobile

devices• Batch processing of VINs

- Review Inspection VINs- Research state databases for FMCSA qualifying

vehicles- Support the University of Michigan Transportation

Institute (UMTRI) reports on state reporting levels of qualifying vehicles

Supporting the FMCSA in crash data collection for the SAFETYNET Crash Module

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36Federal Motor Carrier Safety Administration

CMV ID: VIN DecoderVIN Decoding

http://www.nisrinc.com/cmv_id/cmv_id.asp

• Pickups, Vans, SUVs• Busses• Single Unit Trucks• Tractors (power units)• Trailers

• Make, Model and Year• Axles• Vehicle Type• Maker GVWR range• SNET Configuration and

GVWR Codes

Page 37: Federal Motor Carrier Safety Administrationpastforums.atsip.org/forum2011/Pages/Sessions/5av...Federal Motor Carrier Safety Administration 11 Vehicle Identification Number (VIN) Rates

37Federal Motor Carrier Safety Administration

CMV ID: VIN DecoderVIN Decoding

CMV_ID:• Single entry of VIN• Validation of check digit: Valid or Invalid• Validation will color code a section if error is found• Search what maker WMIs are in the database• Option to return sample pictures

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38Federal Motor Carrier Safety Administration

CMV ID: VIN DecoderVIN Decoding

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39Federal Motor Carrier Safety Administration

CMV ID: VIN DecoderVIN Decoding

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40Federal Motor Carrier Safety Administration

CMV_ID Vin Decoder for SAFETYNET Codes

Page 41: Federal Motor Carrier Safety Administrationpastforums.atsip.org/forum2011/Pages/Sessions/5av...Federal Motor Carrier Safety Administration 11 Vehicle Identification Number (VIN) Rates

41Federal Motor Carrier Safety Administration

State Crash Report Form Analysis

►Analyzed ALL current State Crash Reports and Truck/Bus Supplements with all elements maintained in the SAFETYNET Crash Module and alignment with MMUCC.

► Providing suggestions for revisions to improve the collection of SAFETYNET crash data

► For those states that are currently revising their report/supplement, provide assistance in the form of a detailed comparison chart as well written recommendations

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42Federal Motor Carrier Safety Administration

State Crash Report Form Analysis• Evaluate with Red, Yellow, Green rating system• Initial ratings and revised ratings to see history• Electronic forms rated as well• Comments on the element

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43Federal Motor Carrier Safety Administration

Cooperative Efforts

►Worked with VA DMV and VSP to identify qualifying truck and bus crashes in 2005, 2006, 2007.

►Analyzed extraction logic and conversion methods in State system and imports for SAFETYNET.

►Utilized VIN Decoding to assist in identifying federally reportable crashes as well as providing vehicle GVWR to those records missing the element.

►Advised on their new crash form modifications and compliance to FMCSA and MMUCC.

VIRGINIA

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44Federal Motor Carrier Safety Administration

Cooperative Efforts

►Worked with CHP on revisions to the CHP Collision Investigation Manual and CHP 555D Truck/Bus Supplemental form.

►Developed a custom training class.

►The class has reached 591 officers in California in CHP and allied agencies.

►2010 has more classes scheduled which NISR is assisting with.

CALIFORNIA

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45Federal Motor Carrier Safety Administration

Cooperative Efforts

►Worked with Oklahoma on updates to their Traffic Collision Report and matching revisions to the Instruction Manual and developed a custom training class.

►Oklahoma DPS incorporated the class materials into the state-wide training on the new report form.

►Assisted DPS with developing the extraction logic to pass data from the state system to SAFETYNET.

►2010 : Reviewed the state database and found officer coding is causing some issues for the extraction logic to properly find some records. VIN lookup tables were provided to identify qualifying vehicles that the extraction logic could not.

OKLAHOMA

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46Federal Motor Carrier Safety Administration

Cooperative Efforts

►Worked University of Alabama to review their e-Crash data collection software. Advised on triggers and business rules to better qualify the reportable vehicles to the FMCSA.

►2010: Review of the state database and identified missing records. VIN lookup tables were provided to identify qualifying vehicles that the extraction logic could not.

►2010: Assisting in the development of the XML and testing.

ALABAMA

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U.S. Department of Transportation

Federal Motor Carrier Safety Administration

Questions?

End of Session

John McDonoughNISR, Inc.

[email protected]