11
n POSION NM OF ORNTON/ I £BTIE A IS g C Rer Reuire by the Ehi FINANCIAL DISCLOSUR REPORT AOJO in Governt Act of 1978 Re. 11010 FOR CAENA YA 209 (5 U.S.C ap. §§/OJ-I/ I) I. Pen• Rera (l c, ft mide ii) Fawet Paticia C. l. Cour or Orgaaili• U.S. Distict Cu FL-M 3. Dte or Rpr 05/012010 4. Tit (Aicle UI jude indict atv o sior stt mste juge inte full- o p-te) Unite Stats Distict Judge, Senior Status Sa Rer Ty (c aport t) D Nomtion, Dae D Initia [ Anua D Fi 6. Rcrag Pero 01/0110 t 1231120 5. Aed Rer 7. Cha11bn or Ofce Addrs 41 W. Cent Blvd Orlado, FL 32801 8 Oa tbe bul1 or the lafonato1 contne la tls Rer aad any mifcatioas pernlag thereto, It Is la my oplalon, In to11plac wth applicable law and rcnlatol Rnieh1g Ofr Dte /MPOR TANT NOTE: The instucons aCCm'/ th for ll b folow Coml al p, chekg te NONE b for each pr whee yu hav no rabe inforaon Sign on lapge I. POSITIONS. (Rqrgillilloy;<tpp. 9-IJDffgintln) D NONE (o reportable psitions.) I. Honorary Founding Trtee Te Negro Spirital Scholarhip Foundaton 2. Membr- lo ofDirector & Treurer Bok Towe Gae Foundaton, Inc 3. Diretor Historical Soiety of te Unitd State District Cu fr the Middle Distc of Flord, Inc. 4. Membr Bd of Trtes Florda Sureme Court Historical Soiety 5 . Membr B of Dirers Centl Floid YMCA [ I. " = ( ; ) a : CJ , . . = r IJ. AGREEMENTS. (R,pil "vUu oy; Jee pp U-16 '/ filing /m,dln) NONE (No reportable agreement.) a:.: %&; ’() > - 0 I r <: - a .> : < .. i- r . C r1 N 2. 3. Fawsett, Patricia C.

Fawsett, Patricia C - Judicial Watch...Oa tbe bul1 or the lafonaio1 conind la bls Rot aad any dilcatioas pelnlag thereto, It I, la my oplalon, In to11paae ith applicable las and rgnlaio

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Page 1: Fawsett, Patricia C - Judicial Watch...Oa tbe bul1 or the lafonaio1 conind la bls Rot aad any dilcatioas pelnlag thereto, It I, la my oplalon, In to11paae ith applicable las and rgnlaio

n

POSITION NAME OF ORGANIZATION/ENTITY

I

£.AB.TIES ANQ IfRMS g

CJ

Report Required by the Elhics FINANCIAL DISCLOSURE REPORT AOJO in Government Act of 1978Rev. 112010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§/OJ-I/ I)

I. Peno• Reportlag (last came, fin:t, middle initial)

Fawsett, Patricia C.

l. Court or Orgaaiuli<>•

U.S. District Court FL-M

3. Date or Rrport

05/0412010

4. Title (Article UI judges indicate active or senior status; magistrate judges indicate full- or part-time)

United States District Judge, Senior Status

Sa. Report Type (c appropriate type)

D Nomination, Date

D Initial [Z] Annual D Final

6. Rcportlag Period

01/0112009 to

1213112009 5b. Amended Report

7. Cha111bc:n or Office Address

4-01 W. Central Blvd Orlando, FL 32801

8. Oa tbe bul1 or the lafonnatio11 contained la tbls Report aad any modiflcatioas pertalnlag thereto, It Is, la my oplalon, In to111pllaace with applicable laws and rcgnlatiollJ.

Rniewh1g Officer Date

/MPOR TANT NOTES: The instructions aCCOmpmtJ'/ng tlth form lllJISI be followed. Compldt: allparts, checking the NONE box for each part where you have no reportable information. Sign on lastpage.

I. POSITIONS. (Rq>artingillliiPUlllllonly;<ttpp. 9-IJDffilbtginstrlldions.)

D NONE (No reportable positions.)

I. Honorary Founding Trustee The Negro Spiritual Scholarship Foundation

2. Member- lloard of Directors & Treasurer Bok Tower Gardens Foundation, Inc.

3. Director Historical Society of the United States District Court for the Middle District of Florida, Inc.

4. Member Board of Trustees Florida Supreme Court Historical Society

5. Member Board of Directors Central Florida YMCA

[{]

I.

"' =

( ;) a ::0C-J , . . = rn

IJ. AGREEMENTS. (R,porlill/f ""6vUlual only; Jee pp. U-16 '1/ filing /mir,.dlons.)

NONE (No reportable agreements.)

a:-.:

;:

>--< 0

I rn<::r -

a .> :t> < ...... i-- rn .,.,

CJ rr1 N

2.

3.

Fawsett, Patricia C.

Page 2: Fawsett, Patricia C - Judicial Watch...Oa tbe bul1 or the lafonaio1 conind la bls Rot aad any dilcatioas pelnlag thereto, It I, la my oplalon, In to11paae ith applicable las and rgnlaio

SOURCE AND TYPE

SOURCE AND TYPE

of filing

SOURCE LOCATION PURPOSE

INCOME

ITEMS PAID OR PROVIDED

',

FINANCIAL DISCLOSURE REPORT

Page 2of11

Name of Pcnoa Reporting

Fawsett, Patricia C.

Date or Report

05/04/2010

III. NON-INVESTMENT INC01\1E. (R portingindiriJualandspouse; seepp.17-Uoffilinginstructions.)

A. Filer's Non-Investment Income

[ZJ NONE (No reportable non-investment income.)

I.

(yours, not spouse's)

2.

3.

4.

B. Spouse's Non-Investment Income - lfyo11tveu-rrid41,,ing •nyportion oftJu reportingyeg.r, CtHnp1N this S«Wn.

(Dollar amount oot required acepl for honoraria.)

D NONE (No reportable non-investment income.)

I. 2009 Edward D Jones Financial Companies LLLP , Wages

2.

3.

4.

IV. REIMBURSEMENTS-trrursporl4&,., ./ooJ.cn1ataJiunetr1. (Includes those 10 .<pouse and d.!pendt:nl c:hi/drrn; see pp. ZJ-17 irutroctions.)

[ZJ NONE (No reportable reimbursements.)

I.

2.

3.

4.

5.

Page 3: Fawsett, Patricia C - Judicial Watch...Oa tbe bul1 or the lafonaio1 conind la bls Rot aad any dilcatioas pelnlag thereto, It I, la my oplalon, In to11paae ith applicable las and rgnlaio

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

YA

YALUECODE

Date o[ Report Name of Penon Rtportiag FINANCIAL DISCLOSURE REPORT

Page 3of11 Fawsctt, Patricia C. 05/0412010

V. GIFTS. (fnc/Mda those to spoUM tuUI dcpouknl children; supp. 2$-11 of filing instrl<dions.)

[{] NONE (No reportable gifts.)

LUE

I.

2.

3.

4.

5.

VI, LIABILITIES. (Inc/Ilda those ofspoau anddependent children; see pp. 11-33 of filing instructions.)

D NONE (No reportable liabilities.)

U.S. Bank National Association I. Bank Loan K

2. Chase Bank Bank Loan J

3.

4.

5.

Page 4: Fawsett, Patricia C - Judicial Watch...Oa tbe bul1 or the lafonaio1 conind la bls Rot aad any dilcatioas pelnlag thereto, It I, la my oplalon, In to11paae ith applicable las and rgnlaio

A.

;:: _J_ T nsactions 1--(-1)- -i-(2)

18.

111

I

FINANCIAL DISCLOSURE REPORT Page 4of11

Nome of Penon Reportill:

Fawsett, Patricia C.

Date of Report

0510412010

VII. INVESTMENTS and TRUSTS - income. Niue. 1r"""ac6ons <Inciwla those of spouse""" JependenJ cJ.iJJ...,,,: •«PP. 14-1>0 of fuing 1nstr11ctJom.J

D NONE (No reportable income, assets, or transactions.) ·-· ··Description or Assets

(including aust assets)

--- --· --- ··- ·-···-··

1T··-s:-· ·-c. - ·,-1.

D. ,:: :gd:! I :s;;;il: _ during r rting

peri --·· --·-··- I--(2) ___1 - ·-G

i) I (0 (3) I (4) r (5)

L

2.

3.

4.

5.

6.

7.

Place "(X)" after each asset

exempt from prior disclosure

AMERICAN FUNDS -Fundamental Investors Fwtd A

AMERICAN FUNDS -Growth Fund of America A

WRD ABBETI FUNDS· Affiliated Fund A

LORD ABBEIT FUNDS- MidCap Fund A

AMERICAN FUNDS -American Balanced Fund A

AMERICAN FUNDS - Bond Fwtd of America A

AMERICAN FUNDS - Income Fund of America A

Wetherbee Rd Tenants in Common I Orange Cty FL Real Estate

1 9. ANCH NATL LIFE INS ANNTY /Polaris 11

I Davis V cnture

10. ANCH NATL LIFE INS ANNTY /Polarisll/Amr Global Grth

11. ANCH NATL LIFE INS ANNTY /Polaris Amr Intl Div Equity

12. ANCll NATL LIFE fNS ANNTY /Polaris Ill MFS MidCnpGrth

13. ANCll NATL LIFE INS ANNTY /Polaris II I MFS Tl Return

14. Edward Jones Money Marl::ct

15. American Funds-Capital Income Builder A

16. American Funds- Capital World Bond Fund A

17. American Funds- Capital World Growth and Income Fund A

I. Income Gain Codes: A •Sl,000 or ku (Set Columns BI and EH) f =$50,001 - SL00,000 j

2. Value Codes J =SI S,000 or less ; (See Colurmc Cl aod DJ) N =$250.001 • $500,000

Amount Type (e.g., I Value Value

I Type (e.g., Date Value I Gain Identity of

Code l div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller(A-II) or inL) (J-P) 'I Code 3 redemption) (J-P) (A-H} (if private

I (Q-W) I transaction)

None Sold 02113/09 K

None Sold 02/13109 K

A Dividend Sold 02113109 K A

A Dividend K T Sold 06/22109 J c (part)

A lnt./Div. K T Buy 05/14109 K (add'I)

B lntJDiv. K T

B lnt.JDiv. K T Buy 05/14/09 K (add'!)

None J R Buy

A Dividend K T

A Dividend K T

A Dividend K T

A Dividend K T

A Dividend K T

A Dividend K T

B lnt./Div. Sold 03/06/09 K c

A lnt.JDiv. J T Buy 05114109 K

A lntJDiv. K T

····-·--- -- B =$1,00L - $1,500 c si t - $5,000 D =15.001 - SU.000 E=SLS.001· $50,000

o-s100.001-s1,ooo.ooo 111-Sl,000,001 -$5.000.000 l12 =More tban$5,000,000 K •SI S,OCH - SS0,000 L -SS0,001 - SI00,000 0 =$500.00 l -s 1,000.000 Pl =Sl,000,0Cll - SS,000,000

M =$100,001 - SfS0,000

P2 =$5.000,001 • $25,000.000 I I P3 =$25,000,00 l - $50.000.000 P4 =Mon: than sso.000.000 I3. Value Metbod Codes Q •Appraisal R-<:001 (Real Eslale Only) s =Assessment T-CasbMarl:et

L (Set Column C2) U •!look Value V =Olher w =Estimated .. __j ···----- -------·- ·----- ··---·

Page 5: Fawsett, Patricia C - Judicial Watch...Oa tbe bul1 or the lafonaio1 conind la bls Rot aad any dilcatioas pelnlag thereto, It I, la my oplalon, In to11paae ith applicable las and rgnlaio

· ---- - ·-n- period (-1) ____ (2)--(3)--(4) I G[··r

Code I

I I I ( (A-JI)

---------------·· ·-·----------

--------- ----------

I

FINANCIAL DISCLOSURE REPORT Page 5of11

Nam< of Person Rcporti•g Date of H<p0rt

Fawsett, Patricia C. 05/04nOIO

VII. ™VESTMENTS and TRUSTS - income, wdlU!, trflnsoctions (lnd,,./e$ those ofspouse and depnulent childnn; Stt pp. 1,-60 offiling /ruJructWns.)

D NONE (No reportable income, assets, or transactions.)

i 18.

19.

20.

21.

22_

23_

24.

25.

26.

27.

28.

29.

30 .

j3L

32.

33_

34.

- ----- . A.

Description ofAssets (induding trust assets)

- 1--c. -- ·--r--· ----- -0. --Income uring Gross value at end : Transactions during reporting pcnod

reporting period ofreporting ' (!)" <2) ___(1) (2) -'Amount Type(eg., \ va1ue va1ue Type(e.g.. I 0a1e va1ucPlace "(X)" after each asset

exempt from priordisclosure

American Fuods-EuroPacificFund A

Edward Jones Profit Sharing Plan

Edward Jones 401k

American New World Fund A

American Small Cap World Fund A

FranklinTempleton Natural Resource Fund A

Franklin Templeton Utility Fund A

Frankilin Templeton Real Estate Fund A

Templeton China Fund A

Franklin Templeton Gold & Precious Metal Fund A

Franklin Templeton Natural Resource Fund A

Templeton China Fund A

Franklin Income Fund A

Franklin Templeton B.RJ.C Fund A

Franklin Templeton Utility Fund A

Code I div., rent, I Code 2 Method : buy, sell, mm/dd/yy Code 2 (A-II) or int.) (J-P) Code 3 redemption) [ J-P)

B Dividend

c Dividend L

c IntJDiv. L

A Dividend J

A Dividend J

A Dividend J

A Dividend J

None

A Dividend J

None

None

A Dividend

A lntJDiv. J

A Dividend J

A lntJDiv. J

(Q-W) :

Sold 03/06/09 K c

T

T

T

T

T

T

Sold 01116/09 J

T

Sold 01/16/09 J

Sold 01/16/09 J

Sold 01/16/09 J

T Sold 11/17/09 J

(part)

T Sold 10/19/09 J

(part)

T Buy 06/01/09 J (add1)

Sold 10/19/09 J (part)

Sold 11/17/09 J (part)

(5)Identity of

buyer/:i<ller (ifprivate

transa.ctton)

...... _ .. -I. Income Gain Coda:

(S.. Columos BI and 04) 2. Value COO.:.

(Sec Colu1IU1s C l and DJ)

3. Value Method Coda (See Column C2)

A •$1,000 or less f -$50,001-SI00.000

J •115,000orless N •$250,001-$500,000

P3 •$25,000,001-SS0,000,000

Q •App>is.al u =Book va1..

B •$1,001-$2 00

G•SI00,001-St.000,000

K "'11S,001 - SS0,000

0 •$500,001-$1,000,000

R -Coot (Real EstaleOnly) V =Other

c =$2 01 • $5.000

111 =S1,000.001 - ss.000.000 L"150,001-Sl00,000

Pl "'31,000,001-SS,OOO,OOO

P4 Moro than $50,000,000

S=A=mcnt

W sf..stim.ated

D =SS.001 - $15,000 ll2 -More than $5,000,000 M =$100,001 -S2SO.OOO

P2 •$5,000,001-$2S,000.000

T-Cash Market

E •S IS,001 • SS0,000

Page 6: Fawsett, Patricia C - Judicial Watch...Oa tbe bul1 or the lafonaio1 conind la bls Rot aad any dilcatioas pelnlag thereto, It I, la my oplalon, In to11paae ith applicable las and rgnlaio

l

Inco ng Tnmsacti n:portin pen 4) i--Gain I

Code

(A-H)

FINANCIAL DISCLOSURE REPORT Page 6of11

Name of Penoa Reporting

Fawsett, P11trlcla C.

Dale or R<port

05/04/2010

VII. IN"VESTMENTS and TRUSTS - incb-, ""'-. /NnSllctiJ>ns <rncJw1es t1ro• ofspous """ ntknt cniU/m•: •tt pp.. J.uo ofJir1nx instr•ulioru.J

D NONE (No reportable income, assets, or transactions.)

35.

13 6.

37.

38.

39.

40_

41.

42.

43.

44.

145_

46.

147.

48.

49.

50.

51.

A. Description of Assets

(including trust assets)

Place "(X)" after each asset ellcrnpl from prior disclosure

Franklin Templeton B.R.l.C Fund A

Van Kampen American Value Fund A

Limited Partner.;hip in The Jones Financial Cos.LLLP

Abbott Labs Common Stock ABT

Alabama Power Note

Alliant Energy Common Stock LNT

Amcron Common Stock AEE

Amcrigas P3ltllcrs LP APU

Apple Common Stock AAPL

ATT Common Stock T

Bank of America Notes

Franklin Rising Dividend Fund

Franklin MM Fund

McDonalds Common Stock MCD

Suncor Common Stock SU

Van Kampen Muni Unit Trust

r--· · I. locomc Gaio Codes; A •Sl,000 or less

(Sec Columns DI and 04) F •$50,001 - Sl00,000

2. Value Codes J •SI S,000 or less

(S<eCol=ClmdDJ) N •$250,00I • $500,000

·1Gross v e Iend : --- -·--- duri ---- ln:porting period of reporting period

1(I) - r-(2) . (1) - --(i)--, - -----p} - ls) · -- .. Amount

I Type (e.g., I Value Value Type (cg., I Date Value Identity of

Code I div., rent, Code 2 Method buy, sell, lrnm'dd/yy Code 2 I I buyer/seller (A-H) or int.) I (J-P) Code3 redemption) . (J-P) I , (ifprivate

A Dividend J

A lntJDiv.

D Distribution L

A Dividend I

A Interest

None

None

None

None J

A Dividend J

None

A Dividend J

None

A Dividend J

A Dividend J

A Interest J

B •S 1,001 - Sl,.lOOG =Sl00,001 -Sl,000,000

K--$15.001 - $50,000

0"'1500,001-Sl.OOO,OOO

(Q-W) . transaction)

T

Sold 02113/09 K

u

T Sold 10/19/09 I (part)

Sold 01/12109 J

Sold 01112109 J

Sold 01/12109 J

Sold 01/12/09 J

T

T Sold 10/19/09 J (part)

Sold 01/12109 J

T Sold 11/17/09 J A (part)Sold 06/0l/09 J A

T Sold 10/19/09 J (part)

T Sold 11/11/09 I c (part)

T Sold 11/11/09 J (part)

Sold 11/18/09 J (part)

C '"12,SOl -$5,000 D -S5,001 • $1l,000 E =$15,001 -SS0,000 Ill .-$1,000,001 - $5,000.000 H2 =More: lhan SS,000,000 L•$50,001-$100,000 M -$100,001 - $250,000 Pl =$1,000.001- $5,000,000 P2 •SS,000,001- $25,000,000

l'3 •$25,000,001 • $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q•Appni..t R <Cost (Real &talc Only) S•Assessmcnt T<Cash Marf<ct (Sec Column C2) U •Book Value V-othcr w =Estimated ·----

Page 7: Fawsett, Patricia C - Judicial Watch...Oa tbe bul1 or the lafonaio1 conind la bls Rot aad any dilcatioas pelnlag thereto, It I, la my oplalon, In to11paae ith applicable las and rgnlaio

.--··----A.

-----··--·---.

-··-s-. - -r··--c-. --,----·---------0-. ----·--during. j

! I

peri f-ch--i--c2> ·----.- ·

I

I

I

-·------Ir (2) Date

mmldd/yy

I

(part)

I

I I

Name of Penoa Reportini: Date or Rtport

Fawsett, Patricia C. os104no10

' •

FINANCIAL DISCLOSURE REPORT Page 7of11

VII. INVESTMENTS and TRUSTS - u.co-. ""'1 .. tl'rUISfldialU (lndllks thou a/spouse an4 tkpouJent chiJJnn; SU pp. 34-M a/filing instrl<diom..)

D NONE (No reportable income, assets, or transactions.) .. Description of Assets I Income Gross value at end +' Tl1lllSBCtions during reporting period

52.

53.

54 .

55.

56.

57 .

58.

59.

60.

61.

162.

63.

64.

65.

66.

67.

68.

(including trust assets) r<p<>rting of reporting period (I) (2)

IAmount Type (e.g., Place "(X)" after each asset exempt from prior disclosure

Van Kampen S&P Unit Trust ' . ,

Wal Mart Common Stock WMT

Wells Fargo Common Stock WFC

3M Common Stock MMM

Canadian Pac. R.R. Debenture

Citigroup Global Medium Term Notes

Duke Energy Note

Federal Home Loan Mortgage Notes

GE Capital Note

Georgia Power Note

Master Assets Mortgage Pass Through

Merrill Lynch Notes

Missouri Pacific RR Debenture

National Retail Properties Conunon Stock NNN

Select Notes Trust

Southern Companies Common Stock: SO

Van Kampen Unit Tiu'>I

I Code 1 div., rent, ,

(A-H) or int.) I

A IntJDiv.

A Dividend

A Dividend

A Dividend

A Interest

None

A Interest

None

A Interest

None

A Dividend

A Interest

A Interest

None

A Interest

A Dividend

A Dividend

Value Value

Code2 Method (J-P) Code3

(Q-W)

J T

J T

J T

J T

J T

J T

(I)Type (e.g., buy. sell. ,

redemption) !

Sold 09/14/09(part) Sold 10/19/09

Sold 11/17/09(part)

Sold I0/19/09(part)

Sold 05/15/09

Sold 01/12109

Sold 01/12109

Redeemed 01/05/09

Sold 01/12109

Sold 01/12109

Sold 01/12109

Sold 01/12/09

Sold 06/02109

Sold 01/12109

Sold 01112109

Buy 01114/09

(3)Val

Code2 (J-P)

J

I

J

I

J

J

J

J

J

J

J

J

J

J

J

K

·rr------·

(4) (5)Gain Identity of

Code l . buyer/seller(A-H) I (if private

transaction)

B

A

A

A

A

A

·-

... ··-·--·---

1. Income Gain Codes: A •$1,000 or '"' B =$1,001 -$2 00

(Sec Columns Ill ood 04) F •$50,00 I - $I 00.000 0 4100,001 - $1,000.000

2. Value Cocks J •SI S,000 or !cos K -S!S,001 - SS0,000

(See Columns Cl and DJJ N •$250.00 I - SS00,000 0 •S.S00,001 - $1,000,000

PJ •S25,000,001 -$50,000,000

3. Value Method Codes Q•Appni>al R -CO.t (Real E.statc Only)(Sec Column C2) U •Book Value V-other

··------

c 2,501 - $5,000

111 =t1.ooo.001 - ss.000.000

L-$50,00L -$100,000 Pl =il,000,001- SS,000,000 P4 =Mme than $50.000.000

S •As.'ICSSmcm w Es1imatcd

D ""$5,001 -$15,000

112 MCH'C tbao SS,000,000

M-$100,001 - $250,000 l'2 ..SS,000,001- $2S,000,000

T -Cash Mirtct

····-----

E =SI 5,00 I • $50,000

··---- -

I

Page 8: Fawsett, Patricia C - Judicial Watch...Oa tbe bul1 or the lafonaio1 conind la bls Rot aad any dilcatioas pelnlag thereto, It I, la my oplalon, In to11paae ith applicable las and rgnlaio

(: :::::-:)--·---,I· "rf;; ; _ o_T- - ·1:7,--

-! ---- (-,, -·l

·_--T_ransactl_

(_2-)i--:3- - -l -(-. -.1-n-_·od_··-

--- c,-)

-

Amount Type

�---- -------

· ----- ·-·---- I

I

..

Date of Report Name of Penoa RrportingFINANCIAL DISCLOSURE REPORT Page 8of11 05/0412010Fawsett, Patricia C.

VII. IN"VESTMENTS and TRUSTS - inco,,.,,, vot..e. trtu1S1>Ct1mu <rnc1Mks t1oose of S(JOMM! and dq>eruk1r1 c1r.iltbrn; •«PP. 34-60 of filint: ;,,.,,,,c1;,,ns.J

D NONE (No reportable income, assets, or transactions.) · Place "(X)" after each asset (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/ddlyy Code 2 Code I buyer/seller[ (A-H) or int.) (J-P) I Code3 redemption) i (J-P) (A-HJ , (if private I ' \I (Q-W) transaction)

69. Sold (part)

11/11109 J 8

70. Sold (part)

11118/09 J A

71. Alliance Bernstein Balanced Wealth Strategy Fund A

A Dividend K T Buy 05/14/09 K

72. Allaince Bernstein High Income Fund A

. A Dividend K T Buy 05/14/09 K

73 American US Govt Fund A

74. Cash management Trust of America A

.

A

A

Dividend

Dividend

L T Buy

Buy

03/06/09

02/13/09

L

L

75 Sold 05/14/09 L A I 76. FPL Common Stock A Dividend J T Buy 06/22/09 J

77. St Petersburg FL Hospital Bond A Interest Buy 04/08/09 J

78. Sold ll/17/09 J A

79. Alliance: Bernstein Tu Managed Balanced Wealth FlUld

A Dividend J T Buy 01/14/09 K

80. Sold (part)

09/14/09 J B

81.

182. Sold (part)

Sold (part)

10/19/09

11117/09

J

J

B

A

83. American US Govt Securities Fund A

84. -A Dividend J T Buy

Sold(part)

03/06/09

09/14/09

K

J A

85. -- Sold (part)

11/11/09 K A . ..I. Income Gain Codes: A st,OOOorless B =$1,001 -$2,500 c =Sl,501 • $5,000

(See Col= Bl and 04) F •$50.001 - $100.000 0 =$100,00I • S 1,000,000 HI =Sl,000,001. SS.000.000 -2. Value Coika J -Sl5,000 or less K Sl5.00l ·S50,000 L =$50,00 I • $I 00.000

(See Columns Cl and DJ) N •$250,001 - $500,000 o -S.S00,001 -Sl,000,000 Pl -St,000.00L -$5,000.000

r:J -125,000.00 I - $50,000,000 P4 =Mono thm $50,000,000

3. Value Mcrbod COOca Q•Appnisal R -Cost (Real Estau: Only) S =Assessment (Sec Column C2) U •Book Value V-othcr w Estimalcd ------· · · · ·---- ·-----··· ·· ·

.

D =SS.001 - SIS,000 E =SI 5,00I - $50,000

H2 =Mon: than $5.000.000

M =S 100,001 • $250,000 . Jl"2 -u.000.001 - S25.ooo,ooo

I

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--- -u--;n-t -::u-.0 :

,-":-sse_se_ _)

_____ r,. 7:. I �;r�7i 1- :F. T:: :: I:· I

!Amount (e.g., Date p p , sell, mm/dd/yy

redemption)

I ------�--�-- -- ----(_Q_-W) j .

------· -----

----

-.. , - · 1-1

Date of ReportFINANCIAL DISCLOSURE REPORT Name or Penon Reportlng

Fawsctt, Patricia C. 05/1>1/20 I 0Page 9of11

VII. INVESTMENTS and TRUSTS - incOmt!, ""'""' transoctiDM (lnc/Mtks thou ofspollSI! an4 lkpnulnrl chWlun; SU pp. J4-<.0 "' filinr itUtructUms.)

NONE (No reportable income, assets, or transactions.) Dr--·· .. Typebuy,

!

Place "(X)" after each asset Type (e.g., Value Value exem t li'om rior disclosure

Value GainCode I(A-II)

Method Identity of

Code 2 Code I buyer/sellerCode 2(J-P)

div., rent or int) (J-P) (A-H)Code 3 (ifprivotc

1ransaction).

86. Sold (part)

11/17/09 J A

87. Growth Fund of America A A Dividend Buy 01/14/09 K

88. Sold 03/06/09 K

89. Investment Company of Ameica A Dividend Buy 01/14/09 K

90. Sold 03/06/09 K

r·°i_ .. Gain Cudc5:(See Columns Bl and D4)

2. Value Codes (See Columns Cl and DJ)

3. Value Method Coda (See Column C2)

· ·----· A-sr.OOOorlC>S

F -S50,001-SIOO,OOO

J SIS,000 or less N uso.oo I - $500,000 Pl "'125,000,00! - SS0,000,000

Q-Api:ni"'l

U•Book Value

· ·---- . ·---·-· .. . B-lil,OOl -S2.SOO

G ooSI00,00! -$1,000,000 K rSf S,001 • SS0,000

0 ;SS00,00 - s 1,000,000

R -.Cost (Real Estarc Only) V "'°'1!er

-s2,so1 -c ss.ooo• ss.000.000 111 =$1,000.001 •L =$50,001 $100,000Pl s1,ooo.001 - SS,000,000

P4 More than SS0,000,000 S Asscssrncot W-Estimaled

D :-$5,001 - $15,000 E -us,001. sso.ooo

H2 >Mmo tlwi SS.000,000

M -SI00,001 - S250,000

P2 ;$5,000,001 - $25,000,000

· · ··---·-·· ... ---- .

I

Page 10: Fawsett, Patricia C - Judicial Watch...Oa tbe bul1 or the lafonaio1 conind la bls Rot aad any dilcatioas pelnlag thereto, It I, la my oplalon, In to11paae ith applicable las and rgnlaio

Date efRq><>rt FINANCIAL DISCLOSURE REPORT

05/04/2010Fawsett. Patricia C. Page 10of11

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lnJicalef"ITtO/Reporl.)

Section VII- Line 8- Purchased 1121/1986 for a purchase price of$5000.

Page 11: Fawsett, Patricia C - Judicial Watch...Oa tbe bul1 or the lafonaio1 conind la bls Rot aad any dilcatioas pelnlag thereto, It I, la my oplalon, In to11paae ith applicable las and rgnlaio

Datt of Rtport Na mt of Pe non Reportiag FINANCIAL DISCLOSURE REPORT

Page 11of11 05/04/2010Fawsett, Patricia C.

IX. CERTIFICATION.

I certify that aD Information given above (including information pertaining to my spouse and minor or dependent chlldren, If any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld bcause it met applicable statutory pro\islons permitting non-disclosure..

I further certify that earned income from outside employment and hunoraria and the acceptance of gifts which have been repurled are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., S U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (S U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544