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The Pennsylvania State University The Graduate School FACTORS AFFECTING AIRFIELD PAVEMENT PERFORMANCE IN THE UNITED STATES AIR FORCE ENTERPRISE WIDE A Thesis in Civil Engineering by Matthew Bennett 2019 Matthew Bennett Submitted in Partial Fulfillment of the Requirements for the Degree of Master of Science December 2019

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Page 1: FACTORS AFFECTING AIRFIELD PAVEMENT PERFORMANCE …

The Pennsylvania State University

The Graduate School

FACTORS AFFECTING AIRFIELD PAVEMENT PERFORMANCE IN THE UNITED

STATES AIR FORCE ENTERPRISE WIDE

A Thesis in

Civil Engineering

by

Matthew Bennett

2019 Matthew Bennett

Submitted in Partial Fulfillment of the Requirements

for the Degree of

Master of Science

December 2019

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The thesis of Matthew Bennett was reviewed and approved by the following:

Shelley Stoffels Professor of Civil Engineering Thesis Advisor

Sukran Ilgin Guler Assistant Professor of Civil Engineering

Shihui Shen Associate Professor of Rail Transportation

Patrick Fox John A and Harriette K Shaw Professor Head of the Department of Civil and Environmental Engineering

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ABSTRACT

The United States Air Force is responsible for 1.7 billion square feet of concrete and

asphalt airfield pavement which requires millions of dollars to maintain and repair each year. As

funding constraints become more stringent, Air Force engineers must ensure the proper strategic

approach is taken to manage airfield pavement maintenance and repair activities. The United

States Air Force’s strategic approach is to use pavement asset management principles to prolong

the life of the airfield pavement assets and to maintain the desirable operational mission’s level of

service. One step in pavement asset management, which is often overlooked or not routinely

performed, is to provide feedback on the effectiveness of the total pavement management system

and alignment of design methods, specifications and policies with an agency’s goals. This

research provides feedback to the United States Air Force regarding its current pavement

management policies by conducting analysis on pavement distresses. Pavement distresses are a

key variable collected to assess a pavement’s condition. To assist in providing feedback, analysis

was performed to determine which airfield pavement distresses are causing the largest cumulative

reduction in pavement conditions across the entire United States Air Force enterprise. Linear

cracking, joint seal damage, large patches, shattered slabs, joint spalling, small patches, and alkali

silica reactivity are the portland cement concrete airfield pavement distresses causing the largest

summative reduction in pavement condition. Longitudinal and transverse cracking, weathering,

block cracking, and alligator cracking are the asphalt concrete airfield pavement distresses

causing the largest cumulative reduction in pavement condition. Each distress was statistically

analyzed to determine if pavement structure or climatic variables are influencing the likelihood of

each distress occurring under current policies. The distresses were analyzed independently and

the results suggest the United States Air Force’s current design and management policies are not

fully compensating for the impacts of pavement structural and climatic factors.

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TABLE OF CONTENTS

LIST OF FIGURES ................................................................................................................. v

LIST OF TABLES ................................................................................................................... viii

ACKNOWLEDGEMENTS ..................................................................................................... ix

CHAPTER 1 INTRODUCTION AND BACKGROUND .................................................... 1

1.1 BACKGROUND ....................................................................................................... 1 1.2 PROBLEM STATEMENT ........................................................................................ 2 1.3 RESEARCH OBJECTIVE......................................................................................... 5

CHAPTER 2 LITERATURE REVIEW ................................................................................. 6

2.1 PAVEMENT ASSET MANAGEMENT ................................................................... 6 2.2 PAVEMENT MANAGEMENT PROCESS .............................................................. 7 2.3 FACTORS AFFECTING PAVEMENT PERFORMANCE ...................................... 26 2.4 RESEARCH ON USAF AIRFIELD PAVEMENT DISTRESSES ........................... 32

CHAPTER 3 DATA COLLECTION AND ORGANIZATION ............................................ 38

CHAPTER 4 RESEARCH METHODOLOGY ..................................................................... 44

4.1 ANALYSIS OF AGGREGATED DATA ................................................................. 44 4.2 STATISTICAL ANALYSIS ...................................................................................... 45

CHAPTER 5 RESULTS AND DISCUSSION ....................................................................... 51 5.1 AGGREGATED DATA RESULTS .......................................................................... 51 5.2 STATISTCAL RESULTS ......................................................................................... 59

5.2.1 PORTLAND CEMENT CONCRETE PAVEMENT DISTRESSES ............. 61 5.2.2 ASPHALT CONCRETE PAVEMENT DISTRESSES .................................. 82

CHAPTER 6 SUMMARY AND CONCLUSIONS ............................................................... 95

6.1 FINDINGS AND RECOMMENDED INVESTIGATIONS FOR PORTLAND CEMENT CONCRETE PAVEMENTS .................................................................. 96

6.2 FINDINGS AND RECOMMENDED INVESTIGATIONS FOR ASPHALT CONCRETE PAVEMENTS .................................................................................... 100

6.3 LIMITATIONS .......................................................................................................... 103 6.4 RECOMMENDATIONS FOR FUTURE RESEARCH ............................................ 105

REFERENCES ........................................................................................................................ 107

APPENDIX A DETAILED STATISTICAL RESULTS ......................................................... 111

APPENDIX B USAF LOCALIZED MAINTENANCE ACTIONS ....................................... 182

APPENDIX C ACCROYNM LIST ......................................................................................... 184

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LIST OF FIGURES

Figure 1-1 Generic Asset Management System Components .................................................. 3

Figure 2-1 Conceptual illustration of a pavement condition life cycle (Colorado State University, 2019) ............................................................................................................. 7

Figure 2-2 Standard Notation for Branch Identification (AFI 32-1041, 2017) ........................ 9

Figure 2-3 Standard Notation for Section Identification (AFI 32-1041, 2017) ....................... 9

Figure 2-4 PCN Subgrade Strength Categories (UFC 3-260-03, 2001) .................................. 12

Figure 2-5 Tire Pressure Limitation Code (UFC 3-260-03, 2001) .......................................... 12

Figure 2-6 Summary of PCN Code .......................................................................................... 13

Figure 2-7: Alligator Cracking Distress Severity Definitions (US Army Corps of Engineers, 2009) .............................................................................................................. 16

Figure 2-8: Example of Distress 41 Alligator Cracking (US Army Corps of Engineers, 2009) ................................................................................................................................ 16

Figure 2-9 PCI Deduct Curve for Distress 41: Alligator Cracking (ASTM D5340-12, 2012) ................................................................................................................................ 17

Figure 2-10 Initial Descriptive Rating Scale (Shahin, Darter, & Kohn, 1977) ........................ 19

Figure 2-11 Iterative Procedure to Determine Realistic Distress Deduct Values and Distress Definitions Using a Subjective Approach (Shahin, Darter, & Kohn, 1977) ...... 19

Figure 2-12 Example of a Flexible Pavement Condition Survey Data Sheet (ASTM D5340-12, 2012) .............................................................................................................. 20

Figure 2-13 Corrected Deduct Values for Flexible Airfield Pavement (ASTM D5340-12, 2012) ................................................................................................................................ 21

Figure 2-14 Calculation of Corrected PCI Value Example (ASTM D5340-12, 2012) ............ 22

Figure 2-15 Medium Severity Deduct Curve Example for PCC (Shahin, Darter, & Kohn, 1977) ................................................................................................................................ 23

Figure 2-16: Definition of Standard PCI Ratings (AFI 32-1041, 2017) .................................. 24

Figure 2-17: Standard PCI Rating Scale (Vansteenburg, 2019) .............................................. 25

Figure 2-18: PCI Color Scale Plotted on Example Airfield (Vansteenburg, 2019) ................. 25

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Figure 2-19 Factors Affecting Pavement Performance (Haas, 2001) ...................................... 27

Figure 2-20 Curling Stresses in a Typical PCC Slab (Pavement Interactive, 2019) ................ 29

Figure 2-21: Climate Zone Map for the US based on 2013 study (Meihaus, 2013) ................ 34

Figure 2-22: Overall Climate Zone Average Rates of Deterioration - PCC (Meihaus, 2013) ................................................................................................................................ 34

Figure 2-23: Overall Climate Zone Average Rates of Deterioration – AC (Meihaus, 2013) .. 35

Figure 2-24: AC Runway Model Based on Average Distress Behavior (Sahagun, 2014) ...... 36

Figure 2-25: PCC Runway Model Based on Average Distress Behavior (Sahagun, 2014) .... 36

Figure 5-1 ANOVA Table Example ........................................................................................ 59

Figure 5-2 Example Odds Ratios for Continuous Predictors ................................................... 60

Figure 5-3 Example Odds Ratio for Categorical Predictors .................................................... 60

Figure 5-4 Example Factorial Plot ........................................................................................... 61

Figure 5-5 Linear Cracking (US Army Corps of Engineers, 2009) ......................................... 67

Figure 5-6 Summary Statistics for Distress 63 - Linear Cracking ........................................... 69

Figure 5-7 Joint Seal Damage (US Army Corps of Engineers, 2009) ..................................... 70

Figure 5-8 Summary Statistics for Distress 67 - Joint Seal Damage ....................................... 71

Figure 5-9 Large Patch/Utility Cut (US Army Corps of Engineers, 2009) ............................. 72

Figure 5-10 Summary Statistics for Distress 67 - Large Patch/Utility Cut .............................. 73

Figure 5-11 Shattered Slab (US Army Corps of Engineers, 2009) .......................................... 74

Figure 5-12 Summary Statistics for Distress 72 - Shattered Slabs .......................................... 75

Figure 5-13 Joint Spalling (US Army Corps of Engineers, 2009) ........................................... 76

Figure 5-14 Summary Statistics for Distress 74 - Joint Spalling ............................................. 77

Figure 5-15 Small Patch (US Army Corps of Engineers, 2009) .............................................. 78

Figure 5-16 Summary Statistics for Distress 66 - Small Patches............................................. 79

Figure 5-17 Alkali Silica Reactivity (US Army Corps of Engineers, 2009) ........................... 80

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Figure 5-18 Summary Statistics for Distress 76 - Alkali Silica Reactivity .............................. 81

Figure 5-19 Longitudinal and Transverse Cracking (US Army Corps of Engineers, 2009).... 87

Figure 5-20 Summary Statistics for Distress 48 - Longitudinal and Transverse Cracking ...... 88

Figure 5-21 Weathering (US Army Corps of Engineers, 2009) .............................................. 89

Figure 5-22 Summary Statistics for Distress 57 - Weathering ................................................ 90

Figure 5-23 Block Cracking (US Army Corps of Engineers, 2009) ........................................ 91

Figure 5-24 Summary Statistics for Distress 43 - Block Cracking .......................................... 92

Figure 5-25 Alligator Cracking (US Army Corps of Engineers, 2009) ................................... 93

Figure 5-26 Summary Statistics for Distress 41 - Alligator Cracking ..................................... 94

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LIST OF TABLES

Table 2-1: Flexible Pavement Distress Types (US Army Corps of Engineers, 2009) ............. 14

Table 2-2: Rigid Pavement Distress Types (US Army Corps of Engineers, 2009) ................. 15

Table 3-1: Fields Used from PAVER Database ....................................................................... 39

Table 3-2: Climate Parameters Collected ................................................................................ 41

Table 4-1 Pavement Related Factors Used in Statistical Analysis .......................................... 47

Table 4-2 Climatic Factors Used in Statistical Analysis (U.S. Department of Transportation FHWA, 2018) .......................................................................................... 48

Table 5-1: Air Force Pavement Distresses Ranked by Cumulative PCI Deduct Values ......... 53

Table 5-2: Apron Pavement Distresses Ranked by Cumulative PCI Deduct Values .............. 54

Table 5-3: Runway Pavement Distresses Ranked by Cumulative PCI Deduct Values ........... 55

Table 5-4 Taxiway Pavement Distresses Ranked by Cumulative PCI Deduct Values ............ 56

Table 5-5 Combined Apron, Runway, and Taxiway Pavement PCI Deduct Value Sums ...... 57

Table 5-6 Combined Apron, Runway, and Taxiway Pavement PCI Deduct Sums Continued ......................................................................................................................... 58

Table 5-7 Portland Cement Concrete Distresses Analyzed ..................................................... 62

Table 5-8 Common Significant Factors in PCC Distresses ..................................................... 63

Table 5-9 Asphalt Concrete Distresses Analyzed .................................................................... 82

Table 5-10 Common Significant Factors in AC Distresses ..................................................... 83

Table 6-1 Average Years Since Major Work Analysis for PCC Distresses ............................ 97

Table 6-2 Average Years Since Major Work Analysis for AC Distresses .............................. 102

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ACKNOWLEDGEMENTS

I would first like to thank my fiancée and family throughout this process. They were all

great supporters and I would not have been able to complete my master’s program or thesis

without them. I would also like to thank Dr. Shelley Stoffels for her mentorship and guidance

throughout my graduate career and research effort. Dr. Shelley Stoffels made a conscious effort to

ensure I met the United States Air Force’s requirement to graduate on time while also ensuring I

gained all the knowledge required to be a successful pavement engineer. I would like to give a

special thanks Dr. Sukran Ilgin Guler and Dr. Shihui Shen for serving as members on my thesis

committee and taking their time to assist with my thesis. I understand being a committee member

is a large undertaking and the effort does not go unrecognized. I am thankful for Dr. Craig

Rutland from the Air Force Civil Engineer Center helping me identifying USAF research needs

and for providing me with this research topic. I would like to express my gratitude to George

Vansteenburg from the USACE Transportation System Center for providing me the United States

Air Force PAVER data and the training required to use the PAVER database. George

Vansteenburg’s USAF experience and pavement expertise was invaluable in the completion of

my thesis. Additionally, Lizhao Ge’s, from Penn State Library Research Data Services Statistical

Consultants, continued statistical assistance was an abundance of help and I am very grateful for

the time she spent working with me.

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CHAPTER 1

INTRODUCTION AND BACKGROUND

1.1 BACKGROUND

The United States Air Force (USAF) is comprised of 11 Major Commands with a total of

183 bases worldwide, valued at more than $297 billion (Allen, 2018). With 1.7 billion square feet

of concrete and asphalt airfield pavement in the USAF inventory, the USAF requires millions of

dollars a year to maintain and repair airfield pavements (Allen, 2018). As funding constraints

become more stringent, Air Force engineers must ensure the proper strategic approach is taken to

manage airfield pavements maintenance and repair activities.

The Air Force Civil Engineer Center (AFCEC) is responsible for providing responsive,

flexible full-spectrum installation engineering services. The AFCEC's missions include facility

investment planning, design and construction, operations support, real property management,

energy support, environmental compliance and restoration, and audit assertions, acquisition and

program management (Air Force Civil Engineer Center Fact Sheets, 2013). As part of AFCEC’s

mission, the center is charged with ensuring USAF airfields are always in operational condition.

AFCEC created the Air Force Pavement Evaluation Program as one method to ensure all airfields

are capable of serving the Air Force’s mission (AFI 32-1041, 2017). The Air Force Pavement

Evaluation Program “obtains, compiles, and reports pavement strength, condition, and

performance data, including data on structural, friction, and anchor capability on all airfields with

present or potential missions” (AFI 32-1041, 2017). The data gathered by the Air Force Pavement

Evaluation Program is used by engineers to assist in making proper asset management decisions

to combat funding constraints and the requirement to keep airfield pavements operational.

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1.2 PROBLEM STATEMENT

The USAF has over one hundred installations to maintain and keep operational. At each

of these installations there are airfield pavements that are deteriorating and require Maintenance

and Repair (M&R) activities to remain operational. With a limited set of resources, the Air Force

is required to use asset management principles as a part of the decision-making process on how to

prioritize the M&R activities to optimize the life of pavement assets. At the heart of the Air

Force’s pavement asset management system is the pavement condition data. The distresses on a

pavement section are a large factor in the calculation of a pavement’s condition. A further

understanding of pavement distresses will allow the USAF to more efficiently allocate resources

and will assist in prolonging pavements operational life. This research hopes to obtain a better

understanding of the current USAF airfield pavement distresses to assist the Air Force Civil

Engineer Center in optimizing their resources, assisting in potential updates to current design and

maintenance strategies, and focus the USAF’s M&R activities on the most predominant

distresses.

An asset management system is built around several key system components. Figure 1-1

is a flow chart displaying the system components of a generic asset management system. The

final system component is to provide performance feedback to adjust policies to ensure the

customer’s goals are met. The purpose of this research is to provide feedback to the USAF to

assist in updating or identifying areas of improvement in the current USAF policies. The

feedback is provided based on the USAF’s current PAVER data. The red arrow in Figure 1-1 is a

visual interpretation of the purpose of this research.

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Figure 1-1 Generic Asset Management System Components (US Department of Transportation

FHWA, 1999)

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Providing feedback to ensure policy and goals align with an assets current performance is

sometimes overlooked and is not performed. Often agencies have a difficult time determining

whether their current policies are generating the performance desired. There are often additional

constraints that affect an agency’s ability to practice proper asset management principles to

include: budget constraints, manpower capabilities, lack of resources. This research presents a

relatively simple methodology that can be adjusted to different infrastructure assets and can be

tailored to agencies other than the USAF.

This research was conducted on 102 USAF installations worldwide. The scope of the

study includes both portland cement concrete (PCC) and asphalt concrete (AC) airfield pavement

sections. Included in AC airfield pavement sections is asphalt-over-asphalt concrete (AAC) and

asphalt-over-portland-cement concrete (APC). Airfield pavement sections are the primary focus

of this study to include runways, taxiways, and aprons. The pavement section data is based on the

most recent pavement inspection per installation from the USAF’s June 2019 Roll Up PAVER

Database.

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1.3 RESEARCH OBJECTIVE

The objective of this research is to advise the USAF on areas of improvement to their

current pavement management and design policies to meet their desired level of service. This is

accomplished by determining which airfield pavement distresses are cumulatively causing the

most negative impact on pavement condition in the USAF globally. In addition, the pavement

distresses are analyzed to determine which factors that affect pavement performance are assisting

in the occurrence of the distresses. The objective will be accomplished by analyzing the following

questions:

1. Which pavement distresses are causing the largest cumulative reduction in pavement

condition the USAF worldwide?

2. Under current policy, what climatic parameters remain correlated to pavement distress

occurrences in the USAF enterprise wide?

3. Under current policy, what pavement structural parameters remain correlated to

pavement distress occurrences in the USAF enterprise wide?

4. What improvements can be made to current USAF pavement management and design

based on the parameters that remain correlated under current USAF policies?

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CHAPTER 2

LITERATURE REVIEW

The first portion of the literature provides a background of pavement asset management

and specifically discusses the practices the USAF follows to manage their pavement

infrastructure. After the background of pavement asset management is discussed, a detailed

description of the process and systems used to achieve asset management principles in the USAF

is presented. Following the pavement asset management section, factors that affect pavement

performance are reviewed. At the conclusion of this chapter, the existing literature associated

with USAF pavement condition data is summarized.

2.1 PAVEMENT ASSET MANAGEMENT

To assist in maintaining airfield pavements and overcoming funding constraints, the

USAF adopted an asset management policy to maintain their pavement infrastructure.

Asset management is a systematic process of maintaining, upgrading, and operating

physical assets cost-effectively. It combines engineering principles with sound business

practices and economic theory, and it provides tools to facilitate a more organized,

logical approach to decision-making Thus, asset management provides a framework for

handling both short- and long-range planning. (US Department of Transportation FHWA,

1999)

The USAF uses computer-based pavement management systems, to manage their pavement

assets efficiently. The pavement management system uses a “systematic, consistent method for

selecting M&R needs and determining priorities and the optimal time of repair by predicting

future pavement condition” (Shahin, 2005). Figure 2-1 is an image of a typical pavement asset’s

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life-cycle. A newly constructed pavement asset starts in excellent condition and over time the

asset starts to deteriorate to a poorer condition. A point in a pavement’s life cycle is known as the

critical condition in which the pavement asset starts to deteriorate at a faster rate and the asset

becomes more expensive to rehabilitate. A pavement management system is helpful in identifying

and predicting the critical condition in a pavement’s life cycle and recommending M&R activities

that will help prevent the asset from deteriorating past its critical condition (Shahin, 2005).

Figure 2-1 Conceptual illustration of a pavement condition life cycle (Colorado State University,

2019)

2.2 PAVEMENT MANAGEMENT PROCESS

The USAF uses a pavement management system called PAVER. In addition to the

USAF, PAVER is supported by the United States Army, United States Navy, Federal Aviation

Administration, and Federal Highway Administration (Colorado State University, 2019). PAVER

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is made up of five main steps for pavement management: pavement inventory, pavement

inspection, pavement condition prediction modeling and analysis, M&R family models, and

M&R work planning. PAVER organizes and documents an airfield’s pavement inventory and

work history and relates it to an organization’s real property data. Based on airfield inspection

data, PAVER automates the PCI computation process to determine an asset’s PCI. PAVER is

then able to develop deterioration models used to predict future PCI. Family models can be

generated to define M&R work plan parameters and costs. Finally, an M&R work plan and

budget can be created to keep pavements above the critical condition (US Army Corps of

Engineers, 2015).

In a pavement management system, pavement assets are defined as networks, branches,

and sections. The USAF typically defines a pavement network as one USAF installation that has

an airfield. An airfield pavement network inventory is broken down into branches and sections. In

airfield pavements, branches include the runways, overruns, taxiways, aprons, and shoulders.

Each branch is broken down into sections based on construction, condition, and traffic. A section

must be the same pavement type. For example, if an apron is made up of asphalt and concrete, the

apron would have to be broken into at least two sections one asphalt and one concrete. “A section

should be viewed as the smallest management unit when considering the application and selection

of M&R treatments” (Shahin, 2005). When dividing a branch into sections, there are seven

primary factors to consider: pavement structure, construction history, traffic, pavement functional

classification, drainage facilities and shoulders, conditions, and section size. When dividing a

branch into sections, the goal is to keep sections consistent in terms of pavement structure,

construction history, volume and load intensity of traffic, the rank of a branch (i.e. primary or

secondary runways), similar pavement design in terms of drainage and shoulders, pavements that

reflect similar conditions, and consistent section sizes throughout the pavement network. Each

branch and section within a pavement network have a unique identification number. Figure 2-2

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displays standard Branch IDs for a given airfield network. For example, the Branch ID for

runway 18-36 would be RW1836. Figure 2-3 describes how Section IDs for a given branch are

established. For example, Branch ID RW1836 may have a section with a Section ID R01A1.

Figure 2-2 Standard Notation for Branch Identification (AFI 32-1041, 2017)

Figure 2-3 Standard Notation for Section Identification (AFI 32-1041, 2017)

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For pavement inspection purposes, pavement sections are further divided into sample

units in accordance with ASTM D5340. Asphalt airfield pavement sections are typically broken

into 5,000 square foot sample units and concrete airfield pavements are typically broken into

sample units of 20 contiguous slabs (ASTM D5340-12, 2012). PAVER automates this process

and provides a recommendation for sample units to be surveyed. Verification by a pavement

expert is required to ensure the recommended sample units will develop an accurate PCI.

Inspecting every section or sample unit in a pavement branch can be a considerable effort, so a

select number of random sample units are inspected in accordance with ASTM D5340. Inspecting

pavements in accordance with ASTM D5340 provides an overall PCI with 95 percent confidence.

After sample units have been established in accordance with ASTM D5340, pavement inspection

can begin.

There are three major pavement evaluations the USAF performs on their airfield

pavements: structural, friction and PCI evaluations (AFI 32-1041, 2017). A structural inspection

uses destructive and non-nondestructive testing methods to determine the structural condition of

the pavement structure. A structural inspection includes a friction evaluation that determines the

roughness and skid resistance of a pavement surface. The USAF performs airfield structural

inspections every 8 years (AFI 32-1041, 2017). The USAF performs PCI evaluations by

conducting visual assessments of the pavement surface in accordance with ASTM standards and

they are performed on airfield pavements every 4 years (AFI 32-1041, 2017).

During a structural evaluation, the existing pavement structure is defined in terms of

materials and layer thicknesses. The USAF follows the guidance published in Air Force

Instruction (AFI) 32-1041 and ASTM standards to determine pavement structural properties.

Based on AFI 32-1041 and ASTM standards, one way the pavement structure properties are

determined is by taking core samples to determine thickness. The cores are also used to determine

the flexural strength of concrete using split-tensile tests. When core sampling is not ideal or

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practical, non-destructive testing methods are used determine material properties. To determine

the material properties and thicknesses of the layers beneath the pavement layer, the USAF

determines the California Bearing Ratio (CBR) for flexible pavements or modulus of subgrade

reaction (k) value for rigid pavements based on destructive test methods such as dynamic cone

penetrometer (DCP). Other destructive and nondestructive tests are accomplished to determine

additional pavement properties such as moisture content, density of subgrade soils, density of

base course materials, classification of soil based on the Unified Soil Classification System, and

the quality of subgrade, subbase, and base courses (AFI 32-1041, 2017). This information is

stored in a USAF database and used to determine the airfield’s allowable gross loads (AGL) and

pavement classification numbers (PCN). Airfield AGL are not the primary focus of this research

and will not be discussed in detail. Results from the structural inspection are presented in a final

pavement evaluation report and stored in a USAF database to assist in asset management

decisions (AFI 32-1041, 2017).

The pavement classification is a result of structural inspections and will used be in this

research.

The PCN is a reporting method for weight-bearing capacity and not an evaluation

procedure. The National Imagery and Mapping Agency publishes weight bearing limits

in terms of PCN in a Flight Information Publication for civil and international use. The

intent is to provide planning information for individual flights or multiflight missions

which will avoid either overloading of pavement facilities or refused landing permission.

(UFC 3-260-03, 2001)

PCN is a number that expresses the relative load-carrying capacity of a pavement in terms of a

standard single-wheel load” (UFC 3-260-03, 2001). A PCN code is comprised of five-part code.

An example of a PCN code is 39/F/C/X/T. The first value (39) represents the PCN numerical

value which indicates the load-carrying capacity of the pavement. The second part of the code

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could be either R or F which represents the pavement material is a rigid or flexible pavement. The

third part of the code represents the strength of the subgrade beneath the pavement section

evaluated. Figure 2-4 displays the four possible subgrade strength codes (A, B, C and D) and how

they are categorized. The fourth part represents the maximum tire pressure the pavement can

support. Figure 2-5 displays the four possible tire pressure classifications (W, X, Y, and Z) and

how they are categorized. The fifth and final part of the PCN code represents the evaluation

method used to determine the PCN number. The two codes for the evaluation method are T for

“technical evaluation” and U for “using aircraft” (UFC 3-260-03, 2001). Figure 2-6 is a visual

summary of the PCN code.

Figure 2-4 PCN Subgrade Strength Categories (UFC 3-260-03, 2001)

Figure 2-5 Tire Pressure Limitation Code (UFC 3-260-03, 2001)

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Figure 2-6 Summary of PCN Code

Subgrade strength is based on the California Bearing Ratio (CBR) of the subgrade for

flexible pavements. Subgrade strength is based on the moduli of soil reaction, k, of the subgrade

for rigid pavements. The subgrade CBR and k values are then used to determine the PCN

numerical value.

As previously discussed, PCI evaluations are conducted by the USAF via visual

inspections. There are both manual and automated visual inspection methods. A manual visual

inspection is conducted by a technician physically walking on the airfield. Automated visual

inspection methods use vehicles to capture images of the pavement surface which is later

analyzed by a technician. The USAF does not currently use automated inspection methods, but

this research is applicable to automated inspection methods as well.

The USAF has a team centralized at Tyndall AFB, Florida called the Airfield Pavement

Evaluation (APE) team that performs the majority of the USAF pavement inspections. The APE

team follows the pavement inspection procedures established in ASTM D5340, which presents

the procedures to complete the PCI survey completely manually. Since the USAF uses PAVER,

part of the PCI survey is automated within the PAVER system.

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One of the main goals of a pavement condition inspection is to determine a pavement

section’s PCI. PCI is a distress index widely used to portray a pavement’s condition (Shahin,

2005). A section’s PCI is based on distress type, distress severity, and distress quantity. The first

factor, distress type, is based on whether the pavement surface is asphalt concrete (AC) or

portland cement concrete (PCC). Table 2-1 and Table 2-2 depict the pavement distresses for both

AC and PCC pavement sections and the typical cause of such distress. Each distress has a number

associated with it, which is input into PAVER. For example, using Table 2-1, if the APE team

inspector came across an alligator crack in the AC pavement section, they would input a distress

code of 41 into PAVER.

Table 2-1: Flexible Pavement Distress Types (US Army Corps of Engineers, 2009)

Distress Name Distress Code Cause Alligator or Fatigue Cracking 41 Load Bleeding 42 Other Block Cracking 43 Climate Corrugation 44 Other Depression 45 Other Jet Blast Erosion 46 Other Joint Reflection Cracking 47 Climate Longitudinal and Transverse Cracking 48 Climate

Oil Spillage 49 Other Patching and Utility Cut Patch 50 Other Polished Aggregate 51 Other Raveling 52 Climate Rutting 53 Load Shoving 54 Other Slippage Cracking 55 Other Swell 56 Other Weathering 57 Climate

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Table 2-2: Rigid Pavement Distress Types (US Army Corps of Engineers, 2009)

Distress Name Distress Code Cause Blowup 61 Climate Corner Break 62 Load Linear Cracks (Longitudinal, Transverse, and Diagonal)

63 Load

Durability (“D”) Cracking 64 Climate Joint Seal Damage 65 Climate Patching, Small 66 Other Patching, Large 67 Other Popouts 68 Other Pumping 69 Other Scaling 70 Other Settlement or Faulting 71 Other Shattered Slab 72 Load Shrinkage Crack 73 Other Spalling (Joint) 74 Other Spalling (Corner) 75 Other Alkali Silica Reaction 76 Other

The second factor considered in determining PCI is distress severity. Each distress for

both rigid and flexible pavement has definitions for three severity levels: low, medium, and high.

The US Army Corps of Engineers created a detailed, standardized manual and definitions for

determining a distress severity level to make the process as objective as possible. Figure 2-7

shows an example of the definitions of severity levels for the alligator cracking distress. Once the

distress severity is determined, it is also input into PAVER.

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Figure 2-7: Alligator Cracking Distress Severity Definitions (US Army Corps of Engineers,

2009)

The final factor required to determine a pavement section PCI is distress quantity.

Depending on the distress type, the distress may be measured as length, surface area, depth, etc.

The manual created by the US Army Corps of Engineers states how to measure the quantity of

each distress. For example, alligator cracking is measured in square feet of surface area as seen in

Figure 2-8.

Figure 2-8: Example of Distress 41 Alligator Cracking (US Army Corps of Engineers, 2009)

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After the distress quantity is collected, the distress quantity is converted to distress

density. The distress density is determined by dividing the distress quantity at each severity level

by the total area of the sample unit (Shahin, 2005). The result is then multiplied by 100 to convert

the density to a percent per sample unit for each distress type and severity (Shahin, 2005). The

distress type, distress severity, and distress density are combined to determine the PCI deduct

value required to calculate a pavement section’s PCI. Figure 2-9 provides an example of how a

PCI deduct value is determined. Each distress type has a PCI deduct curve with the three severity

levels plotted on the graph. The PCI deduct curves were created by the Army’s Construction

Engineering Research Lab from 1974 to 1976 for the Department of Defense (DoD) (Shahin,

Darter, & Kohn, 1977).

Figure 2-9 PCI Deduct Curve for Distress 41: Alligator Cracking (ASTM D5340-12, 2012)

The determination of the PCI deduct value was “the most difficult part of PCI

development” (Shahin, Darter, & Kohn, 1977). The PCI deduct curves are based on the measured

impact that a distress type has on a pavement’s “structural integrity and operational condition”

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(Shahin, Darter, & Kohn, 1977). Although an analytical or theoretical determination of PCI

deduct curves is ideal, due to the complexity and large research effort required to generate

analytical and theoretical methods, the development of PCI deduct curves were created based on

a subjective approach based on experienced pavement engineers (Shahin, Darter, & Kohn, 1977).

The engineers developed initial distress, severity, and deduct value definitions and a rating scale

based on their experience. Figure 2-10 was the rating scale developed to be used by the

experienced engineers tasked in development of the PCI deduct. “The scale provides the

descriptive index needed to permit a rational subjective rating of the impact of a given distress.

For example, several experienced pavement engineers could independently rate a jointed concrete

pavement having 30 percent of its slabs containing transverse cracks which are working (i.e.,

moderately spalled) according to the scale based on their experience as to the impact of this

distress type, density or amount, and severity. If the mean of their ratings was 65, which is a

“good” condition, the deduct value for this situation would be 35 points (100-65=35) (Shahin,

Darter, & Kohn, 1977).” This process was repeated over multiple airfield, climates, pavement

designs, materials, and distress conditions. As the process was repeated, improvements were

made to the definitions and deduct values. Figure 2-11 depicts the iterative loop the experienced

pavement engineers used to determine realistic distress values and distress definitions. After

several iterations of this process, distress definitions and PCI deduction curves were published for

DoD use (Shahin, Darter, & Kohn, 1977).

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Figure 2-10 Initial Descriptive Rating Scale (Shahin, Darter, & Kohn, 1977)

Figure 2-11 Iterative Procedure to Determine Realistic Distress Deduct Values and Distress

Definitions Using a Subjective Approach (Shahin, Darter, & Kohn, 1977)

After the PCI deduct value for each distress in a sample is known, a maximum corrected

deduct value (CDV) is determined. According to ASTM D5340-12 (2018), “if none or only one

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deduct value is greater than five, use the total deduct value in place of the CDV in determining

PCI; otherwise use the procedures to determine the CDV” (2012). Figure 2-12 is an example

presented in ASTM D5340-12 (2018) to assist in explaining how to determine the maximum

CDV.

Figure 2-12 Example of a Flexible Pavement Condition Survey Data Sheet (ASTM D5340-12,

2012)

To determine the maximum allowable number of distresses, the following equation is used where

HDV is the highest individual deduct value:

𝑚𝑚 = 1 + �9

95� ∗ (100 −𝐻𝐻𝐻𝐻𝐻𝐻) ≤ 10

The next step is to enter the m largest deduct values on Line 1 of the Figure 2-14 including the

fraction obtained by multiplying the last deduct value by the fractional portion of m. If less than m

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deduct values are available, enter all the deduct values. The next step is to complete the total and

q column. The total column is the sum of all the deduct values in that row. The q column

represents the number of deduct values greater than five in a row. The reason for only counting

deduct values greater than 5 is that the data indicate that smaller deducts have little effect on

pavement condition (Shahin, Darter, & Kohn, 1977). Once the total and q columns are completed

for the row, the appropriate correction curve (AC or PCC), such as Figure 2-13, is used to

determine the CDV for that row. This process is repeated until q is equal to 1 by changing the

smallest deduct value greater than five to five. An example of this process can be seen in

Figure 2-14. The maximum CDV is used to determine the PCI for a given section of pavement.

Figure 2-13 Corrected Deduct Values for Flexible Airfield Pavement (ASTM D5340-12, 2012)

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Figure 2-14 Calculation of Corrected PCI Value Example (ASTM D5340-12, 2012)

The CDV was created in 1977 during the development of the PCI. An assumption made

during the development of the deduct curves was that only one distress type at a given level of

severity exists in a pavement section (Shahin, Darter, & Kohn, 1977). The CDV was developed

for pavement sections that have more than one distress type. “The deduct values are not linearly

additive, because as additional distress types and/or severity levels occur in a given pavement

section, the resulting impact of those distress become smaller” (Shahin, Darter, & Kohn, 1977).

For that reason, the CDV curves, like Figure 2-13, were created.

Figure 2-15 is an example of several deduct curves plotted on a single plot. Figure 2-15

shows the different distress types on deduct values. “Most of the curves have similar shapes, but

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their effects on the PCI differ greatly. For example, intersecting cracks have a much larger deduct

value than does shrinkage cracking” (Shahin, Darter, & Kohn, 1977).

Figure 2-15 Medium Severity Deduct Curve Example for PCC (Shahin, Darter, & Kohn, 1977)

The USAF still uses the distress definitions and distress deduct values developed in 1977.

Although pavement distresses and their causes have not changed drastically, there are some

limitations or disadvantages to continuing to use the distress deduct values developed in 1977.

Since 1977, technology and data collection have evolved immensely. Current technology allows

for more objective determinations of pavement condition and deterioration rates, however, as the

USAF policy still mandates the use of the distress deduct values developed in 1977, they were

used for this research.

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Although developed using the subjective analysis, PAVER automates the PCI calculation

process using equations of deduct and CDV curves. After all three of the factors are collected and

input into PAVER, it automatically calculates the PCI for that section. Figure 2-17 is the standard

PCI rating scale from 0 to 100. The scale is color coded with a PCI of 86 to 100 being green for

“good” and 0 to 10 as grey for “failed.” This scale is used to assist in visually portraying the

airfield pavement condition on a map or chart. Figure 2-18 is an example of how the PCI rating

scale color coding is used to present the pavement condition visually. Plots similar to Figure 2-18

are used by engineers to assist in asset management M&R decision making and advocating for

resources from decision makers.

Figure 2-16: Definition of Standard PCI Ratings (AFI 32-1041, 2017)

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Figure 2-17: Standard PCI Rating Scale (Vansteenburg, 2019)

Figure 2-18: PCI Color Scale Plotted on Example Airfield (Vansteenburg, 2019)

After the condition is determined for all sections and branches in an airfield, the next step

is to predict the future condition and perform condition analysis. Predicting future conditions is

important in the decision-making process to ensure the best M&R decision is made and it allows

for analysis of the consequences of not performing M&R due to budget or resource constraints.

PAVER has a prediction modeling function that uses pavement condition historical data to build a

model that predicts future performance (Colorado State University, 2019). After prediction

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models are completed, condition analysis can be performed to compare current, future, and past

conditions. Assessing current, future, and past conditions allows engineers the ability to

determine the consequences associated with not receiving required resources to prepare necessary

M&R activities (Shahin, 2005).

With the condition analysis complete, engineers can begin to develop an M&R work

plan. The PAVER Work Planner function takes the data collected and provides a suggested M&R

plan, schedule, budget, and alternative M&R options. In this step, a budget for M&R activities is

usually generated and presented to decision makers. Work planning allows engineers to analyze

different alternative and budget options available to meet the specified management objective.

For example, “a typical management objective includes maintaining current network condition,

reaching a certain condition in x years, or eliminating all backlog of major M&R in x years”

(Shahin, 2005). The work plan allows engineers to analyze whether they are meeting the

management objective and advocate for the required resources to meet the management objective.

Once the work plan is approved, project planning can begin.

2.3 FACTORS AFFECTING PAVEMENT PERFORMANCE

There are several factors that affect pavement performance. These factors are presented

in Figure 2-19. The factors that affect pavement performance include the environment the

pavement is located in, the pavement structure, the construction of the pavement, the maintenance

performed on the pavement, and the traffic travelled on the pavement (Haas, 2001). These factors

can negatively affect pavement performance individually or from a combination of more than one

factor.

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Figure 2-19 Factors Affecting Pavement Performance (Haas, 2001)

To perform a worldwide USAF pavement study, it is challenging to accurately collect

data on factors such as construction, maintenance, and traffic. Although the USAF has a

construction standard that must be met by contractors, the type and quality of craftsmanship to

construction airfields varies based on location. Additionally, although the USAF has pavement

maintenance standards and schedules, not all USAF bases have the resources to meet the

standards and do not accurately document M&R activities. The traffic data at each USAF location

was not made available for this study. Therefore, this study primarily focuses on the climatic and

pavement structure factors.

Although traffic loads have a significant role in pavement deterioration, climatic factors

can accelerate traffic-related deterioration and can lead to early M&R activities (Titus-Glover,

Darter, & Von Quintus, 2019). Climatic factors affecting pavement performance typically include

temperature, precipitation, freeze-thaw cycles, wind speed, and solar radiation factors (Qiao,

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Flintsch, Dawson, & Parry, 2013; Haas, 2001; Titus-Glover, Darter, & Von Quintus, 2019; Cetin,

Forman, Schwartz, & Ruppelt, 2018; Thompson, Dempsey, Hill, & Vogel, 1987). Freeze-thaw

cycles are a result of a combination of temperature, precipitation and pavement structure. Wind

speed and solar radiation have an effect on the pavement structure temperature through

convection and conduction, so they must be considered as part the climatic factors affecting

pavement performance (Jeong & Zollinger, 2005). According to Qiao, temperature is the most

influential climatic factor and has a significant impact on pavement distresses (Qiao, Flintsch,

Dawson, & Parry, 2013; Cetin, Forman, Schwartz, & Ruppelt, 2018). Temperature is a significant

factor in performance of AC because as temperature increases, AC becomes less stiff which can

lead to distresses such as rutting. When temperature decreases, AC becomes brittle and becomes

susceptible to surface cracking (Maadani & Abd El Halim, 2017). Variance in temperature also

affects PCC pavement. Climates with temperature variances can lead to temperature differences

between the surface and the bottom of a PCC slab which can then lead to curling stresses and

pavement distresses. Combined with loading, pavement curling stresses can lead to additional and

more severe pavement distresses (Titus-Glover, Darter, & Von Quintus, 2019). Figure 2-20

depicts curling stresses in a PCC slab with a temperature variance. Temperature can also impact

the depth of frost in the pavement structure which can combine with other climatic factors lead to

poor pavement performance.

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Figure 2-20 Curling Stresses in a Typical PCC Slab (Pavement Interactive, 2019)

In addition to temperature, precipitation is a common factor that is considered to affect

pavement performance. Precipitation alone may not directly have a negative effect on pavement

performance, but combined with other factors such as temperature, traffic, loading, and pavement

structure, precipitation is a key factor in pavement performance (Qiao, Flintsch, Dawson, &

Parry, 2013).

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When combining temperature and precipitation, one resulting climatic factor affecting

pavement performance is freeze-thaw cycles. Freeze-thaw cycles have the greatest effect on PCC

pavement durability (Ovik, Birgisson, & Newcomb, 2000). One reason presented is due to the

repeated expansion and contraction of PCC which can lead to several pavement distresses (Titus-

Glover, Darter, & Von Quintus, 2019). Freeze-thaw cycles weaken pavement structure layers

which can lead to a lower pavement strength. Pavements with lower strength due to freeze-thaw

cycles under normal traffic loading can cause distresses if pavement structures are not designed

for freeze-thaw cycles. PCC with more frequent freeze-thaw cycles have a higher loss of strength

as compared to PCC pavements that are subjected to less frequent freeze-thaw cycles (Thompson,

Dempsey, Hill, & Vogel, 1987). Freeze-thaw cycles have a similar effect on AC pavements.

As previously stated, temperature can be detrimental to pavement performance by

affecting the stiffness of AC and inducing stresses on PCC. Wind speed and solar radiation is an

additional factor that is part of pavement temperature. “Radiation and convection play a dominate

role in transferring heat between the slab surface and its immediate surroundings, while

conduction plays a separate role in transferring heat within the concrete slab” (Jeong & Zollinger,

2005). Solar radiation can cause hardening of asphalt binders that can lead to distresses similar to

high temperature AC distresses (Titus-Glover, Darter, & Von Quintus, 2019).

Pavement structure is also a key factor affecting pavement performance. Factors that are

part of a pavement structure are layer thicknesses, layer material properties, subgrade type, and

subgrade properties. The USAF has requirements and specifications for material properties, but

difference in geographic regions worldwide plays a role in overall pavement structure properties.

For example, aggregate sources vary between the eastern US and the western US which could

potentially affect pavement performance. The subgrade type and properties change around the

world as well. Pavement structure materials are hard to accurately collect, but pavement subgrade

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can be collected accurately. Additionally, it is assumed that engineers design pavement structures

to be able to withstand their design loads in the design locations.

The subgrade of a pavement structure can have serious implications on pavement

performance.

The mechanical behaviors of subgrades are affected by the presence of excessive

moisture with increasing or decreasing moisture content, resulting in significant loss of

strength and modulus. Wet unbound materials and subgrades are more likely to

experience shear failure when subjected to traffic loads, and materials that contain

significant amounts of fines are more likely to pump water when subjected to the

combined effects of excessive moisture and traffic loading. (Titus-Glover, Darter, & Von

Quintus, 2019)

In terms of environmental factors, environmental data was collected using the U.S.

Department of Transportation Federal Highway Administration Long Term Pavement

Performance (LTPP) Climate Tool. The LTPP Climate Tool “provides convenient access to the

National Aeronautics and Space Administration (NASA) Modern Era Retrospective Analysis for

Research and Applications (MERRA) climatic data” (FHWA, 2017). There were multiple

climatic data considered for this research such as weather station database provided by AASHTO,

automated surface observing station data collected by the National Oceanic and Atmospheric

Administration (NOAA), USAF ground-based weather stations, and NASA MERRA data.

“MERRA is a physics-based reanalysis model that combines computed model fields (e.g.,

atmospheric temperatures) with ground-, ocean-, atmospheric-, and satellite-based

observations that are distributed irregularly in space and time” (Schwartz, et al., 2015).

Research shows that MERRA climate data are as good and, in many cases, substantially better

than equivalent climate data” (Cetin, Forman, Schwartz, & Ruppelt, 2018; Schwartz, et al., 2015;

Schwartz, Forman, & Leininger, 2015).

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Due to the convenience associated with the LTPP Climate Tool, MERRA data was used

from the LTPP Climate Tool to collect climatic data for the analysis. The LTPP Climate Tool

search location bar was used to search for each USAF base analyzed and then visually verified

the location on the map after the search. The data collected from the LTPP Climate Tool includes

Basic MERRA Data, Annual Precipitation, Annual Temperature, Annual Wind, Annual

Humidity, and Annual Solar.

Pavement thickness, pavement surface type, and subgrade strength are the three factors

used to represent the pavement structure. The pavement surface type and thickness data were

collected from the USAF PAVER database. The subgrade strength data were collected from the

PCN code data. Part three of the PCN code is the subgrade strength as previously discussed. This

part of the code was extracted to represent the strength of the subgrade for each section of

pavement in the Air Force inventory.

2.4 RESEARCH ON USAF AIRFIELD PAVEMENT DISTRESSES

The PCI is the heart of pavement asset management. Rarely, are pavement management

decisions made without the PCI being considered. As previously stated, a PCI is based on three

factors: distress type, distress severity, and distress quantity. It can be concluded that

understanding and evaluating pavement distresses can be considered the most important aspect of

pavement management. The focus of this research is to gain a greater understanding of pavement

distresses in the USAF airfield pavements to help the USAF decision makers make the best

pavement management decisions. A better understanding for the USAF pavement distresses will

be accomplished by analyzing the USAF pavement distress data stored in the PAVER database.

The USAF has had research performed on pavement performance in comparison to

climate in the past. There have been three predominant studies using the USAF PAVER database

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to analyze USAF pavement assets and environmental factors affecting pavement performance.

The three studies focused on USAF pavement assets within the United States and did not consider

USAF installations in foreign countries.

The first study was performed in 2013 and generated pavement deterioration models for

every pavement family for all the bases in four distinct climate regions within in the United

States. The researchers of the study used the literature to present precipitation, temperature,

subsurface moisture, and freeze-thaw cycles as four predominant factors that have a significant

influence on pavement performance. The climate model was built using precipitation and freezing

degree-days data collected from WeatherBank Inc. “WeatherBank continuously collects data

from approximately 1,700 National Oceanic and Atmospheric Administration (NOAA), National

Weather Service (NWS), and Federal Aviation Administration (FAA) stations scattered across the

United States” (Meihaus, 2013). The four climate zones were defined as:

• No Freeze-Wet: Precipitation > 25” and FDD < 750

• No Freeze-Dry: Precipitation < 25” and FDD < 750

• Freeze-Wet: Precipitation > 25” and FDD > 750

• Freeze-Dry: Precipitation < 25” and FDD > 750

The Kriging geospatial interpolation technique was used to interpolate between locations

to develop a climate region map. Figure 2-21 depicts the climate zone region map used in the

2013 study. The study found that their climate model may have been oversimplified for the

climate regions that exist in the United States.

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Figure 2-21: Climate Zone Map for the US based on 2013 study (Meihaus, 2013)

The climate model was used to “determine if a statistical difference in the region exists

between the regional climate regions average rate of deterioration for each family of pavements”

(Meihaus, 2013). They found that the climate region deterioration rates for both PCC and AC

were consistent with expected average deterioration rates for airfield pavements. The

deterioration rates for both AC and PCC pavements can be found in Figure 2-22 and Figure 2-23.

Figure 2-22: Overall Climate Zone Average Rates of Deterioration - PCC (Meihaus, 2013)

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Figure 2-23: Overall Climate Zone Average Rates of Deterioration – AC (Meihaus, 2013)

In 2014, Lauren Sahagun conducted her master’s theses on modeling pavement distress

rates within USAF airfields. While Meihaus performed analysis on airfield taxiways, aprons, and

runways, Sahagun focused her analysis on USAF runways. The research set out to investigate

distress patterns within the four proposed climate regions and determine which distress types are

most prevalent in each climate zone.

Sahagun identified potential doubt in the climate regions presented by Meihuas, so

Sahagun set out to improve the model. Sahagun developed a model that included pavement type,

distress, and geographic location. Her model suggested that there are only two climate regions in

the US: western and eastern. An example of her model is presented in Figure 2-24 and Figure 2-

25. Sahagun found that some distresses were displaying a geographic pattern but could not find

correlation based solely on climate. The research could not confirm the hypothesis that climate is

the predominant contributing factor without performing additional research that considered

additional deterioration factors such as traffic, maintenance, structure, and construction history

(Sahagun, 2014).

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Figure 2-24: AC Runway Model Based on Average Distress Behavior (Sahagun, 2014)

Figure 2-25: PCC Runway Model Based on Average Distress Behavior (Sahagun, 2014)

The third study by Parsons and Pullen also investigated the relationship between

pavement distress and climate factors. Parsons and Pullen’s hypothesis “was that certain types of

distresses would be more likely to occur, or occurs at a higher density when exposed to certain

climate factors” (Parsons & Pullen, 2016). Parsons and Pullen used Meihaus’ climate regions to

categorize the USAF pavement data and perform analysis. Installations outside of the United

States were outside the scope of the Meihaus research and were also not considered in Parsons

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and Pullen’s research. Parsons and Pullen concluded that the following distresses were affected

by climate with significance α=0.05: alligator cracking, block cracking, joint reflection cracking,

raveling, blow-ups, D-cracking, popouts, and scaling. Six additional distresses were determined

to be affected by climate with a significance of α=0.10 to include: bleeding, rutting, swelling,

raveling, corner breaks, and ASR. They were also able to conclude that PCC pavements were

more affected by climate than AC pavements and AC pavements were more affected by moisture

than PCC.

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CHAPTER 3

DATA COLLECTION AND ORGANIZATION

There are 3 sets of data used in this research. One of the sources of data was provided by

the Air Force Civil Engineer Center as a PAVER database E70 files. This dataset is the heart of

the research. and provides pavement inventory and distress data based on the most current

inspection for 102 USAF locations. This data was collected over the past years by the USAF

Pavement Evaluation Team in accordance with ASTM D5340-12. A PAVER database that

included current and previous inspection data was requested but was unable to be provided. The

information collected from the dataset for each location in the USAF is displayed in Table 3-1..

The User Defined Report option in PAVER was used to extract the pavement data. The

initial User Defined Report included 94 columns of data and 590,345 rows of data. After further

analyzing the data, it was evident that the data was categorized by Sample Unit instead of by

pavement SectionID. Being categorized by Sample Unit resulted in duplicate rows and after they

were removed from the User Defined Report, there were 112,059 rows of data remaining. After

further analyzing the data, additional duplicates and errors were found in the data, therefore

additional categories were removed from the User Defined Report. Such categories included

“Work Code”, “Material”, “Material Type”, and “Comments.”

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Table 3-1: Fields Used from PAVER Database

Fields Used from PAVER Database Major Command Network Name NetworkID BranchID Branch Name Branch Use Branch Area Branch Area Units UID_SUniqueID Last Inspection Date Length Width Section Linear Units Section Rank SectionID Section True Area Section Area Units Slab Length Slab Width Slabs Years Since Major Work Years Since Inspection Surface Type - Current Thickness Thickness Units Sample Type Density Distress Code Distress Description Distress Mechanism Distress Quantity SYS_QuantityUnits Distress Quantity Units PCI Deduct Severity PCI PCI Category

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There are two sample types in a pavement evaluation. The two sample types are Random

(R) and Additional (A) (US Army Corps of Engineers, 2015). For the purpose of this study, the

author only analyzed pavement sections that were Random sample types. This was accomplished

to ensure the pavement sections used for analysis were randomly selected to be representative of

the pavement section. When the pavement distress is collected, the distress has a severity of low,

medium or high associated with the distress quantity. To account for distress severity, the PCI

deduct values were used. Distress severity is one of the three components used to calculated PCI

deduct values. If one pavement section had two of the same distresses, but with different levels of

severity, the PCI deducts were summed to one distress per section. For example, if there is a

pavement section, A01A, with distress code 41 low severity with a PCI deduct of 5 and a distress

code 41 high severity with a PCI deduct of 10, in this research, section A01A would appear as

distress code 41 with a PCI deduct of 15. The final PAVER dataset used was left with the 37

columns displayed previously in Table 3-1 and 60,771 rows of data.

The second set of data is the climate data for each USAF location. The climate data was

manually extracted using the LTPP InfoPAVE: LTPP Climate Tool. The LTPP Climate Tool

search location bar was used to search for each USAF base analyzed and then visually verified

the location on the map after the search. These locations are very small islands that MERRA did

not have climatic data for and therefore they were removed from the research.

The date range this data was collected from is from 1980 to 2017 which was the

maximum date range at the time the data was collected. The climate data was collected for 99

locations and saved as individual Microsoft Excel© Files. The types of climate data collected for

each location is displayed in Table 3-2.

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Table 3-2: Climate Parameters Collected

Climate Parameters Collected NetworkID MERRA_ID ELEVATION LATITUDE LONGITUDE RECORD_STATUS YEAR PRECIPITATION TEMP_MEAN_AVG FREEZE_INDEX FREEZE_THAW TEMP_MAX TEMP_MIN DAYS_ABOVE_32_C DAYS_BELOW_0_C

When the data was extracted from the LTPP Climate Tool, the data was spread through

an Microsoft Excel© Workbook on multiple Microsoft Excel© Sheets. The data for each location

was then merged into one Microsoft Excel© Sheet within each Microsoft Excel© Workbook. The

data collected over the 37-year range was then combined into a single row in Microsoft Excel©

by calculating the average, median, minimum, maximum, and standard deviation for each

parameter collected from the LTPP Climate Tool to be representative of the 37-year period. This

was accomplished for each of the 99 locations and then the data was imported into a single table

in Microsoft Access© named “Climate Data USED.”

The third dataset collected was the PCN data. The USAF has a SharePoint with each of

the past USAF pavement structural inspection documents. Similar to the PAVER dataset, the

PCN data was generated over the years by the USAF Pavement Evaluation Team. The author

manually accessed the SharePoint and downloaded the most recent pavement structural report

uploaded to the SharePoint. PCN data was not available for nine bases. These locations were not

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included in the PCN aspect of the research. The oldest structural report is from 2005 and the

newest structural report is from 2017. There may be newer reports that are not uploaded to the

SharePoint, but the author only had access to the reports that are on the SharePoint. From the 93

PCN and soil data PDF files, 6,225 PCN codes were manually exported to Microsoft Excel©

files. The individual Microsoft Excel© files were then combined into one PCN Microsoft

Access© table.

After data collection, the next step was to manipulate the three datasets in preparation for

analysis. The method used to organize the three datasets was by Microsoft Access©. The overall

database was built used using Microsoft Access©’s query tool. In the table, a row represents an

independent pavement section at a specified location and the corresponding quantity of the

specified distress code. In the distress code 63 example, each row represents a pavement section

and the quantity of distress code 63 present on that individual pavement section. There may be

sections that do not have distress code 63 and will be signified with a PCI deduct of zero. If

distress code 63 is present on a pavement section, the PCI deduct will be greater than zero. It is

important to include the values of zero in the analysis to ensure false positive conclusions are not

drawn.

Once the data was separated by each distress code, it became apparent that there is not a

significant amount of airfield pavement overrun, helipad, and shoulder data. This data was

removed prior to statistical analysis and this research only focused on taxiway, runway, and apron

data. Similarly, it was apparent there were not a sufficient number of subgrade strength “D”

values to perform statistical analysis. For the pavement sections that did have subgrade strength

“D,” the majority of them had a distress which suggest the USAF might want to limit the use of

subgrades that weak.

The remaining data included 90 bases. After the combination and manipulation of data,

the final data set was reduced from 590,345 total rows of data to 2,337 rows of PCC data and

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1064 rows of AC data. The 2,337 rows of PCC data represent the number of PCC pavement

sections used for this research effort. Likewise, the 1,064 rows of AC data represent the number

of AC pavement sections used in this study. Each distress analyzed received their own respective

database. This means that each PCC distress analyzed has its own table with 2,337 rows and each

AC distress analyzed has its own table with 1,064 rows. The USAF has not authorized the

publication or distribution of this data, so it is not able to be presented in this study.

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CHAPTER 4

RESEARCH METHODOLOGY

This section outlines the two methodologies used in this research effort: analysis of

aggregated data and statistical analysis. The methodology was performed not to generate a

pavement performance or prediction model, but to provide feedback to the USAF on the

performance of their current pavement management and design policies. The first approach to

achieve that was accomplished by aggregating the data. The aggregated data was ranked by the

distresses that are causing the largest cumulative PCI deduct values across the entire USAF. This

was achieved to focus the research on the distresses that are causing the greatest summative

reduction in pavement condition. Statistical analysis was performed on the eleven pavement

distresses that are causing the most reduction in pavement condition. The purpose of this

statistical analysis was to determine which of the factors that typically affect pavement

performance are statistically significant despite the USAF policies and designs.

4.1 ANALYSIS OF AGGREGATED DATA

The first part of the data analysis was to aggregate and summarize the PAVER dataset.

The PAVER dataset was used in Microsoft Excel© and coded to count the number of occurrences

and sum the PCI deduct values for each distress at each individual location. An example of this

can be found in Chapter 5 of this research. After each individual location’s values are summed,

the total distress count of occurrences and sum PCI deduct values per distress code were

represented for the entire USAF. This analysis presents which pavement distress codes are

causing the most reduction in pavement condition globally in the USAF.

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Similar analysis was completed on each pavement feature instead of pavement location.

Again, using the PAVER dataset, the data was coded to count the number of occurrences and sum

the PCI deduct values for each distress value for aprons, taxiways, and runways. After this was

completed, the pavement distresses causing the largest cumulative PCI deduct values for each

feature were determined.

4.2 STATISTICAL ANALYSIS

The next approach used was a statistical approach using Minitab© statistical software.

The first statistical approach used was Analysis of Variance (ANOVA) using the General Linear

Model. This model allowed for One-Way and Two-Way ANOVA capabilities. In the early stages

of the analysis, it was apparent that the dependent variable, PCI Deduct, does not follow a normal

distribution and is a right skewed distribution. The data were not successfully transformed to a

normal distribution and the residuals were also not normally distributed, so a General Linear

Model ANOVA was not used.

The second statistical tool used to analyze the data was Binary Logistic Regression.

Binary Logistic Regression is typically used to describe the relationship between a set of

predictors and a binary response (Minitab, 2019). For the purposes of this research, Binary

Logistic Regression was used to assist in describing the relationship between factors that typically

affect pavement performance with a response of a distress occurring or not. Binary Logistic

Regression does not assume normality and therefore was able to be used on the non-normal data.

PCI deduct is a continuous variable, so to use binary logistic regression, the data had to

be converted to dichotomous values. To change the PCI deduct value into dichotomous values,

the author defined pavement sections that had a PCI deduct value greater than zero a categorical

variable of “1” and pavement sections with a PCI deduct value equal to zero a categorical

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variable of “0.” For distresses, such as linear and transverse cracking in AC, where a very small

quantity has minimal effect on pavement performance, analysis was accomplished using small

values greater than zero for the dichotomous value of “0.” The analysis showed that increasing

the distress limit from no distress quantity to a small quantity does not change the results, so the

dichotomous value of “0” remained defined as sections with no distress quantity for all distresses.

If a pavement has a pavement distress, then the section is assigned a value of “1” and if it does

not have a distress it is assigned a value of “0.” Analysis is performed by examining each

individual distress independently. For example, when analysis distress code 63 is present on a

pavement section, that section is assigned to the “1” category. Similarly, for the sections that

distress code 63 does not exist, that section is assigned to the “0” category.

The factors that typically affect pavement performance are used as predictors in the

statistical analysis These factors include the pavement structure and climatic data collected for

each location analyzed. Specifically, the factors selected to be used for statistical analysis can be

found in Table 4-1 and Table 4-2.Table 4-1 defines the pavement related factors and Table 4-2

defines the climatic variable used for analysis.

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Table 4-1 Pavement Related Factors Used in Statistical Analysis

Factors Categorical or Continuous Definition

Years Since Last Major Repair Actual Continuous

This is the number of years since the last major repair was completed to the last inspection. A major repair is assumed to reset the pavement condition to near perfect.

Feature Categorical Apron, Taxiway, or Runway

Subgrade Strength Categorical

As defined in Figure 2-2. Four variables A, B, C, D with A being the strongest subgrade and D being the weakest. Subgrade strength D was removed from the study, so only A, B, C are studied.

Thickness Continuous Thickness of pavement surface layer in inches.

Surface Type - Current (AC Pavements Only) Categorical

Asphalt Concrete (AC) Asphalt Concrete Over Asphalt Concrete (AAC) Asphalt Concrete Over Portland Cement Concrete (APC)

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Table 4-2 Climatic Factors Used in Statistical Analysis (U.S. Department of Transportation

FHWA, 2018)

Factors Categorical or Continuous Definition

Average PRECIPITATION Continuous

The average water equivalent of total surface precipitation over year time period from 1980 to 2017 for each location in millimeters.

Average TEMP_MEAN_AVG (deg C) Continuous

An average of the annual average of the monthly mean air temperatures 2 m above the MERRA centroid from 1980 to 2017 for each location in Celsius.

Average FREEZE_INDEX Continuous

The average of the annual summation of difference between 0 degrees Celsius and mean daily air temperature, when mean daily air temperature is less than 0 degrees Celsius for each location from 1980 to 2017 in Celsius degree days.

Average FREEZE_THAW Continuous

The average of the annual number of days in the year when the maximum air temperature is greater than 0 degrees Celsius and minimum air temperature is less than 0 degrees Celsius on the same day for each location from 1980 to 2017 in number of days.

Average TEMP_MAX Continuous

The average of the annual maximum air temperature 2 m above elevation of MERRA cell centroid for each location from 1980 to 2017 in Celsius.

Average TEMP_MIN Continuous

The average of the annual minimum air temperature 2 m above elevation of MERRA cell centroid for each location from 1980 to 2017 in Celsius.

Average DAYS_ABOVE_32_C Continuous

The average of the annual number of days in the year when the maximum air temperature is greater than 32.2 degrees Celsius for each location from 1980 to 2017 in number of days.

Average DAYS_BELOW_0_C Continuous

The average of the annual number of days in the year when the minimum air temperature is less than 0 degrees Celsius for each location from 1980 to 2017 in number of days.

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The statistical analysis was performed by considering all of the factors in Table 4-1 and

Table 4-2 at once and performing backward stepwise elimination to determine which factors are

considered significant. The purpose of this research is not to create a predictive model, instead it

is to which factors may be significant. Therefore, the first statistical result was to determine if

there is any correlation between the factors used for analysis. The correlation between factors was

determined by the Variance Inflation Factors (VIF). The “rule of thumb” of the threshold of a

VIF less than 10 was used for this research. After the first iteration of backwards elimination, if a

remaining factor had a VIF greater than 10, it was removed from the analysis and the statistics

were performed again. The iterative process of analyzing VIFs and removing factors with a VIF

greater than 10 was accomplished until all remaining factors had a VIF less than 10 to ensure no

correlation between factors.

There are three main results interpreted in the research for Binary Logistic Regression.

The first is to determine if the association between the response and the term is statistically

different. It is determined if the response and term are statistically different by comparing the p-

value at a significance level of alpha equals .05 to the null hypothesis. If the p-value is equal to or

less than .05 the association is significantly different and it can be concluded that there is a

statistically significant association between the response variable and the term (Minitab, 2019).

On the contrary, if the p-value is greater than an alpha of .05 it can be concluded that the

association is not statistically significant (Minitab, 2019). There is one distress, distress 76 Alkali

Silica Reactivity, that had a p-value of .063 that was left in the analysis, but it is recognized that

the factor is not significant with 95 percent confidence.

The second result analyzed was the effects of the predictors in terms of an odds ratio. For

continuous predictors, when the odds ratio is greater than 1, the event is more likely to occur as a

predictor increases. When the odds ratio is less than 1, the event is less likely to occur as the

predictor increases (Minitab, 2019). For example, in this research if the odds ratio is 3 for a

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continuous climate variable, that means a specified pavement distress is 3 times more likely to

occur as that continuous climate variable increases one increment. For categorical predictors, the

odds ratio compares the odds of the event occurring at 2 different levels of the predictor: Level A

and Level B. If the odds ratio is greater than 1, the event at Level A is more likely to occur. If the

odds ratio is less than 1, the event at Level A is less likely to occur (Minitab, 2019).

The third result investigated are the factorial plots created by Minitab©. The factorial

plots plot the slope of the coefficients to allow for visual interpretation of the factors causing the

distresses. The Y axis represents the probability of a distresses occurring. For continuous

variables the X axis of the factorial plot is the range of values associated with that factor. For

categorical variables the X axis is the categorical variables themselves. A factor can be deemed

statistically significant from the p-values from the Wald Test, but the impact of those significant

factors can be seen in the factorial plots.

From the aggregated data analysis, the pavement distresses that are causing the largest

cumulative reduction in pavement condition are known. Binary Logistic Regression was used to

attempt to find correlation between those pavement distresses and the factors presented in Table

4-1 and Table 4-2. Statistical results, such as R squared values and residual plots, are not

discussed in this research, because predictive models are not a goal of this research. The

statistical analysis was used to identify factors that are correlated to pavement distresses under

current USAF policies.

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CHAPTER 5

RESULTS AND DISCUSSION

There are two main results discussed in this chapter: aggregated data results and

statistical analysis results. The aggregated data results present the airfield pavement distresses

that are causing the largest cumulative PCI deduct values. The statistical analysis results are

presented in two different sections: PCC pavement distresses and AC pavement distresses. In

each of these sections, distresses are individually analyzed to determine which pavement structure

and climatic variables are significant despite current polices. Each section first presents the

summary statistical results and is followed by the detailed results.

5.1 AGGREGATED DATA RESULTS

To determine which pavement distress codes are causing the largest cumulative reduction

of pavement condition in the USAF, the data was aggregated together and ranked from largest to

smallest. Table 5-1 depicts the results according to the current USAF PAVER dataset. As shown

in Table 5-1, distress code 63, linear cracking, is the PCC pavement distress that has the highest

sum of PCI deduct values in the Air Force with a total of 46,705. Distress 63 is not the distress

that occurs the most in the Air Force though. Distress 66, small patch, occurs the most often with

a total number of occurrences of 4,461.

Table 5-2, Table 5-3, Table 5-4 present the distress codes that are causing the largest

cumulative PCI deduct values in the Air Force by each feature. Airfield features are often

maintained and prioritized differently. Typically, runways are the most important airfield feature,

followed by taxiways, and aprons. Each feature was analyzed separately to see there is a

difference in the rankings of distresses. Table 5-2, shows distress code 63, linear cracking, is the

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distress causing the highest summative PCI deduct values for aprons with a total sum of 27,888.

Table 5-3 presents the distresses causing the highest summative PCI deduct values for runways

with the highest distress code 48, longitudinal and transverse cracking, with a total PCI deduct

value of 7,361. The pavement distresses causing highest cumulative PCI deduct values for

taxiways is displayed in Table 5-4. As shown in Table 5-4, distress code 48, longitudinal and

transverse cracking, is the distress causing the highest summative PCI deduct values with a total

of 14,690.

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Table 5-1: Air Force Pavement Distresses Ranked by Cumulative PCI Deduct Values

Code Distress Name Number of Distress

Occurrences Sum of PCI Deduct

Values 63 Linear Cracking 3452 46705 48 Longitudinal and Transverse Cracking 2346 39970 65 Joint Seal Damage 4735 36850 57 Weathering 2500 33089 43 Block Cracking 701 24968 67 Large Patch/Utility Cut 3070 23002 72 Shattered Slab 924 18675 74 Joint Spalling 4242 16009 66 Small Patch 4461 13074 41 Alligator Cracking 457 11889 76 Alkali Silica Reaction 500 11208 52 Ravelling 498 9514 50 Patching 850 9296 75 Corner Spalling 3263 7976 73 Shrinkage Cracking 2888 6066 70 Scaling/Crazing 1765 5860 62 Corner Break 1623 5603 47 Joint Reflection/Cracking 252 5182 64 Durability Cracking 440 4052 71 Faulting 549 2141 68 Popouts 274 1546 45 Depression 204 1464 53 Rutting 69 1439 56 Swelling 145 1145 42 Bleeding 123 1073 54 Shoving 83 580 61 Blow Up 12 523 69 Pumping 93 429 55 Slippage Cracking 45 387 49 Oil Spillage 68 209 44 Corrugation 6 177 46 Jet Blast 6 10 51 Polished Aggregate 0 0

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Table 5-2: Apron Pavement Distresses Ranked by Cumulative PCI Deduct Values

Code Distress Name Number of Distress

Occurrences Sum of PCI Deduct

Values 63 Linear Cracking 1899 27888 65 Joint Seal Damage 2514 21100 72 Shattered Slab 635 13303 48 Longitudinal and Transverse Cracking 771 12858 67 Large Patch/Utility Cut 1643 12569 57 Weathering 855 12080 43 Block Cracking 319 12026 74 Joint Spalling 2157 8896 76 Alkali Silica Reaction 296 7009 66 Small Patch 2206 6727 41 Alligator Cracking 162 4807 50 Patching 351 4455 75 Corner Spalling 1663 4270 52 Ravelling 168 3803 62 Corner Break 949 3632 70 Scaling/Crazing 911 3273 73 Shrinkage Cracking 1450 2971 47 Joint Reflection/Cracking 101 2354 64 Durability Cracking 222 2261 71 Faulting 326 1327 45 Depression 94 790 42 Bleeding 57 753 68 Popouts 135 715 53 Rutting 31 622 61 Blow Up 10 509 56 Swelling 38 325 69 Pumping 59 278 54 Shoving 27 200 55 Slippage Cracking 18 161 49 Oil Spillage 44 130 44 Corrugation 1 61 46 Jet Blast 0 0 51 Polished Aggregate 0 0

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Table 5-3: Runway Pavement Distresses Ranked by Cumulative PCI Deduct Values

Code Distress Name Number of Distress

Occurrences Sum of PCI Deduct

Values 48 Longitudinal and Transverse Cracking 405 7361 63 Linear Cracking 527 6922 65 Joint Seal Damage 778 5521 57 Weathering 421 5466 72 Shattered Slab 124 3128 67 Large Patch/Utility Cut 426 2733 43 Block Cracking 89 2687 74 Joint Spalling 697 2311 66 Small Patch 720 1924 41 Alligator Cracking 78 1866 50 Patching 122 1181 75 Corner Spalling 492 1177 52 Ravelling 68 1110 73 Shrinkage Cracking 471 1045 76 Alkali Silica Reaction 65 998 47 Joint Reflection/Cracking 45 979 70 Scaling/Crazing 260 765 62 Corner Break 199 552 64 Durability Cracking 70 445 71 Faulting 82 292 68 Popouts 35 155 53 Rutting 8 108 56 Swelling 26 84 54 Shoving 11 77 45 Depression 15 65 42 Bleeding 15 55 69 Pumping 12 55 49 Oil Spillage 12 43 55 Slippage Cracking 5 34 44 Corrugation 0 0 46 Jet Blast 0 0 51 Polished Aggregate 0 0 61 Blow Up 0 0

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Table 5-4 Taxiway Pavement Distresses Ranked by Cumulative PCI Deduct Values

Code Distress Name Number of Distress

Occurrences Sum of PCI Deduct

Values 48 Longitudinal and Transverse Cracking 903 14690 63 Linear Cracking 1002 11686 57 Weathering 934 11531 65 Joint Seal Damage 1401 9952 67 Large Patch/Utility Cut 968 7447 43 Block Cracking 217 7422 74 Joint Spalling 1346 4653 66 Small Patch 1490 4303 41 Alligator Cracking 177 4128 52 Ravelling 198 3413 76 Alkali Silica Reaction 136 3170 50 Patching 262 2581 75 Corner Spalling 1080 2477 72 Shattered Slab 156 2009 73 Shrinkage Cracking 947 1997 47 Joint Reflection/Cracking 94 1708 70 Scaling/Crazing 571 1704 62 Corner Break 463 1379 64 Durability Cracking 145 1334 68 Popouts 102 638 53 Rutting 27 636 56 Swelling 56 534 71 Faulting 134 500 45 Depression 71 470 42 Bleeding 47 262 54 Shoving 33 219 55 Slippage Cracking 14 150 44 Corrugation 5 115 69 Pumping 21 95 49 Oil Spillage 12 36 61 Blow Up 2 15 46 Jet Blast 6 10 51 Polished Aggregate 0 0

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Table 5-5 and Table 5-6 displays the differences in feature in terms of distress codes and

total PCI deduct values. It should be noted that the total number of sections per apron is 20,112,

total number of sections per runway is 6,278, and total number of sections per taxiway is 13,020.

At first glance it appears as though runways are in significantly better shape than aprons, but

there are more apron sections than runway sections. As such, this table depicts the difference in

distress codes that are causing high cumulative PCI deduct values by feature.

Table 5-5 Combined Apron, Runway, and Taxiway Pavement PCI Deduct Value Sums

Apron Runway Taxiway

Code Distress Name

Sum of PCI

deduct values

Code Distress Name

Sum of PCI

deduct values

Code Distress Name

Sum of PCI

deduct values

63 Linear Cracking 27888 48

Longitudinal and Transverse Cracking

7361 48 Longitudinal and Transverse Cracking

14690

65 Joint Seal Damage 21100 63 Linear

Cracking 6922 63 Linear Cracking 11686

72 Shattered Slab 13303 65 Joint Seal Damage 5521 57 Weathering 11531

48 Longitudinal and Transverse Cracking

12858 57 Weathering 5466 65 Joint Seal Damage 9952

67 Large Patch/Utility Cut

12569 72 Shattered Slab 3128 67 Large Patch/Utility Cut

7447

57 Weathering 12080 67 Large Patch/Utility Cut

2733 43 Block Cracking 7422

43 Block Cracking 12026 43 Block

Cracking 2687 74 Joint Spalling 4653

74 Joint Spalling 8896 74 Joint Spalling 2311 66 Small Patch 4303

76 Alkali Silica Reaction 7009 66 Small Patch 1924 41 Alligator

Cracking 4128

66 Small Patch 6727 41 Alligator Cracking 1866 52 Ravelling 3413

41 Alligator Cracking 4807 50 Patching 1181 76 Alkali Silica

Reaction 3170

50 Patching 4455 75 Corner Spalling 1177 50 Patching 2581

75 Corner Spalling 4270 52 Ravelling 1110 75 Corner

Spalling 2477

52 Ravelling 3803 73 Shrinkage Cracking 1045 72 Shattered Slab 2009

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Table 5-6 Combined Apron, Runway, and Taxiway Pavement PCI Deduct Sums Continued

Apron Runway Taxiway

Code Distress Name

Sum of PCI

deduct values

Code Distress Name

Sum of PCI

deduct values

Code Distress Name

Sum of PCI

deduct values

62 Corner Break 3632 76 Alkali Silica Reaction 998 73 Shrinkage

Cracking 1997

70 Scaling/ Crazing 3273 47

Joint Reflection/ Cracking

979 47 Joint Reflection/ Cracking

1708

73 Shrinkage Cracking 2971 70 Scaling/

Crazing 765 70 Scaling/ Crazing 1704

47 Joint Reflection/Cracking

2354 62 Corner Break 552 62 Corner Break 1379

64 Durability Cracking 2261 64 Durability

Cracking 445 64 Durability Cracking 1334

71 Faulting 1327 71 Faulting 292 68 Popouts 638

45 Depression 790 68 Popouts 155 53 Rutting 636

42 Bleeding 753 53 Rutting 108 56 Swelling 534

68 Popouts 715 56 Swelling 84 71 Faulting 500

53 Rutting 622 54 Shoving 77 45 Depression 470

61 Blow Up 509 45 Depression 65 42 Bleeding 262

56 Swelling 325 42 Bleeding 55 54 Shoving 219

69 Pumping 278 69 Pumping 55 55 Slippage Cracking 150

54 Shoving 200 49 Oil Spillage 43 44 Corrugation 115

55 Slippage Cracking 161 55 Slippage

Cracking 34 69 Pumping 95

49 Oil Spillage 130 44 Corrugation 0 49 Oil Spillage 36

44 Corrugation 61 46 Jet Blast 0 61 Blow Up 15

46 Jet Blast 0 51 Polished Aggregate 0 46 Jet Blast 10

51 Polished Aggregate 0 61 Blow Up 0 51 Polished

Aggregate 0

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5.2 STATISTCAL RESULTS

One aspect of this research is to examine the distresses causing the highest cumulative

reduction in pavement condition. To achieve that, distresses that had a total sum of PCI deduct

values greater than 10,000 were analyzed. Although, the rest of the distresses may still be critical,

they are not causing the largest cumulative reduction of PCI deduct values. Distresses with a sum

of PCI deduct values greater than 10,000 resulted in 11 distresses analyzed statistically. The

complete statistical analysis for each distress can be found in Appendix A. The three main results,

p-value, odds ratio, and factorial plots, are presented in this chapter. The p-value of the significant

factors are found in an ANOVA table similar to the one in Figure 5-1. In this example, the

interpretation would be that Years Since Major Work Actual, Thickness, Average Precipitation,

Average Freeze Index, Average Temp Max, Average Days Above 32 C, Feature, and Subgrade

Strength are factors that affect pavement performance of a specified distress.

Figure 5-1 ANOVA Table Example

Minitab© displays the odds ratios in two separate tables: Odds Ratios for Continuous

Predictors and Odds Ratios for Categorical Predictors. Examples of each table are presented in

Figure 5-2 and Figure 5-3. The odds ratio for the continuous predictors represent that per change

in 1 unit, the likelihood of a specified distress occurring changes by the odd ratio. For example,

Years Since Major Work Actual in Figure 5-2 has an odds ratio of 1.0586. This means that as a

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pavement gets one year older, it is 1.0586 more times more likely to have the distress. A similar

interpretation is presented in Figure 5-3 for Subgrade Strength. A pavement section with

Subgrade Strength B is 1.1983 times more likely to have the distress than a pavement section

with Subgrade Strength A.

Figure 5-2 Example Odds Ratios for Continuous Predictors

Figure 5-3 Example Odds Ratio for Categorical Predictors

The factorial plots help to show the probability of a distress occurrence as a factor

changes. Figure 5-4 is an example of a factorial plot. The plot shows that as thickness increases,

the probability of a distress occurring decreases. As shown in Figure 5-2, subgrade strength was

deemed a statistically significant factor based on the alpha value. When analyzing the factorial

plot, probability of a distress occurring is almost the same for all subgrade strengths. For that

reason, it is important to consider both statistical significance and the factorial plots.

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Figure 5-4 Example Factorial Plot

This type of analysis was conducted on each distress examined. In the individual sections

each distress is not examined to the same level presented previously, but they will focus more on

the abnormal or informative results of the analyses. If factors are presumed to be consistent or

similar across several distresses, they will be discussed in the summary section of the distress

analysis.

After the statistics are discussed, possible causes of the distress occurrence are presented

based on the statistics and engineering judgement. The possible causations are not the reason the

distress occurred, but they are a possibility. Not all the possibilities are discussed, and it is

important to note that the explanation of the distress occurrence may be due to additional factors

not presented in this research.

5.2.1 PORTLAND CEMENT CONCRETE PAVEMENT DISTRESSES

The portland cement concrete airfield pavement distresses are evaluated in the

subsequent sections. The sections are ordered from the distresses causing highest summative

reduction of pavement condition to the lowest of the distresses analyzed. Each distress is first

analyzed by determining the factors that are statistically significant in the pavement’s

performance. Table 5-7 summarizes the ranks of each of the distresses in terms of which distress

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is causing the highest reduction of pavement condition across the Air Force and summarizes the

factors that were found to be statistically significant.

Table 5-7 Portland Cement Concrete Distresses Analyzed

Distress Rank

Distress Code Distress Name

Typical Cause Significant Factors

1 63 Linear Cracking Load

Years Since Major Work Thickness Precipitation Freeze Index Maximum Temp # of Days Above 32 C Feature Subgrade Strength

3 65 Joint Seal Damage Climate

Years Since Major Work Freeze Index # of Freeze-Thaw Cycles Minimum Temp # of Days Above 32 C Feature

6 67 Large Patch/Utility Cut Other

Years Since Major Work Average Temp (deg C) Freeze Index # of Freeze-Thaw Cycles Maximum Temp Feature Subgrade Strength

7 72 Shattered Slab Load

Years Since Major Work Thickness # of Freeze-Thaw Cycles Maximum Temp # of Days Above 32 C # of Days Below 0 C Feature Subgrade Strength

8 74 Joint Spalling Other

Years Since Major Work Thickness Average Temp (deg C) # of Freeze-Thaw Cycles Maximum Temp Subgrade Strength

9 66 Small Patch Other

Years Since Major Work Thickness Precipitation # of Days Above 32 C Feature

11 76 Alkali Silica Reaction Other

Years Since Major Work Thickness Precipitation Average Temp (deg C) Freeze Index # of Freeze-Thaw Cycles Maximum Temp Subgrade Strengtha

ap-value of .063

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5.2.1.1 COMMON SIGNIFICANT FACTORS

When analyzing Table 5-7, several distresses share significant factors. Table 5-8 shows

the commonalities among the seven distresses in terms of factors affecting pavement

performance. When comparing the distresses that share factors, some trends are noted and are

further discussed in this section. Distresses and factors that are unique to each distress will be

further elaborated in the individual distress sections.

Table 5-8 Common Significant Factors in PCC Distresses

Factors Common Among

Statistically Significant Factors

7 of the 7 Distresses Years Since Major Work

6 of the 7 Distresses None

5 of the 7 Distresses

Thickness Feature

Subgrade Freeze-thaw Cycles

4 of the 7 Distresses

Average Temp Max Average Days Above 32 C

Freeze Index 3 of the 7 Distresses

Average Precipitation Average Mean Temp

2 of the 7 Distresses None

1 of the 7 Distresses

Average Temp Min Average Days Below 0 C

0 of the 7 Distresses None

5.2.1.1.1 YEARS SINCE LAST MAJOR WORK

Observation: Years since last major work is significant in each distress and follows the

same positive trend in the factorial plots. In some distresses, the slopes are steeper and present a

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higher probability of a distress occurring, but overall the greater number of years since the last

major repair, the more likely a distress will occur.

Possible Cause: This result aligns with conventional wisdom that pavements deteriorate

with age.

5.2.1.1.2 PAVEMENT THICKNESS

Pavement thickness is a significant variable in five out of the seven PCC distresses. The

factorial plots show that as thickness increases, linear cracking, shattered slabs, joint spalling and

alkali silica reaction (ASR) are less likely to occur.

Observation: Thinner pavements are much more likely to result in linear cracking and

joint spalling than in shattered slabs and ASR based on probabilities from their factorial plots.

Linear cracking and joint spalling share similar factorial plots for subgrade and temperature

climate variables.

Possible Cause: The factorial plots for subgrade and temperature variables suggests that

curling and shrinkage stresses could be influencing the thinner pavements and resulting in distress

occurrence.

Observation: Small patches are the fifth distress and as pavements increased in thickness

the probability of a distress occurring increases.

Possible Cause: This phenomenon may be due to the cost to replace thick pavement

sections can be very expensive. Thicker pavements also tend to be in more critical areas of an

airfield that cannot be shut down for reconstruction. The effect of features on PCC distresses is

discussed in the upcoming section; the results show runways have the most small patches.

Runways tend to be the thickest pavement sections, and since runways have the most small

patches, it makes sense that the probability increases as thickness increases. The combination of

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budget constraints and the airfield operation effects may be why thicker pavements are more

likely to have small patches than thinner pavement sections.

5.2.1.1.3 AIRFIELD FEATURE

Feature is also significant across five of the seven PCC distresses: linear cracking, joint

seal damage, large patch, shattered slab, and small patch.

Observation: For linear cracking, joint seal damage, large patch, and shattered slab, the

feature with the highest probability of causing a distress occurrence is apron, followed by

taxiway, and then runway. This means that runways have the lowest probability of a distress

occurring when analyzing those four distresses.

Possible Cause: Runways are the most important pavement asset on an airfield; the

USAF has good policies and procedures in place to make sure runways are the healthiest feature.

Another possible explanation for this trend is due to the difference in aircraft that travel on each

of the features. The factorial plots show that feature is an impactful factor in the probability of the

occurrence of linear cracking, joint seal damage, and large patches.

Observation: Feature is also a significant factor in small patch distresses. Small patches

have the opposite trend in that runways have the highest probability of the distress occurring, then

taxiways, and then aprons.

Possible Cause: This trend may be due to the same policy of a runway’s criticality to the

USAF. Large construction on a runway can deplete the USAF mission and may reduce

capabilities to an unacceptable level. Small patches on degraded pavement sections allow for

expedient repairs and limit the USAF operational effects.

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5.2.1.1.4 SUBGRADE STRENGTH

Subgrade strength is an additional factor that is significant in five out of the seven

distresses analyzed. Linear cracking, large patch, shattered slab, joint spalling, and ASR are the

distresses that have subgrade strength as significant.

Observation: In all five cases, the trend is that the weaker the subgrade strength, the

higher probability of a distress occurrence. From the factorial plots, the probability of a distress

occurrence is influenced at a high level by subgrade strength for linear cracking, large patches,

and joint spalling.

Possible Cause: Similar to thickness, these three distresses are coupled with an array of

temperature variables that suggest curling and shrinkage stresses may be prevalent in these

pavement sections.

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5.2.1.2 DISTRESS 63 - LINEAR CRACKING (LONGITUDINAL, TRANSVERSE, DIAGONAL)

Longitudinal, transverse cracks are cracks that divide a slab into two or three pieces that

are conventionally caused by a combination of load repetition, curling stresses, and shrinkage

stresses (US Army Corps of Engineers, 2009). Distress 63 can also be caused in soft or expansive

sublayers and improper spacing of joints (Florida Department of Transportation Aviation Office,

2013). Figure 5-5 is an image of a typical linear crack.

Figure 5-5 Linear Cracking (US Army Corps of Engineers, 2009)

Observation: Figure 5-6 shows the results of the statistical analysis for linear cracking.

Linear cracking follows the trend that older pavements and thinner pavements are more likely to

have a distress occurrence. Additionally, it follows the trend that weaker subgrades are more

likely to have a distress occurrence. Aprons are more prone to the distress followed by taxiways

and then runways. Although precipitation is a significant factor in terms of p-values, the factorial

plot shows that the probability of the distress occurring does not change drastically with more

precipitation. The remaining factors are temperature climate factors: freeze index, maximum

temperature, and number of days above 32 degrees Celsius. As the freezing index increases, the

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probability increases the likelihood of linear cracking occurring greatly. The maximum

temperature and number of days above 32 degrees Celsius also affect performance, but affect the

likelihood of a distress occurring in different trends. As maximum temperature increases, the

distress is more likely to occur, however, as the number of days above 32 degrees Celsius

increases the likelihood of a distress occurrence decreases.

Possible Cause: Although a direct explanation of this phenomenon is unknown without

further investigation, the combination of cold and warm temperature factors can assist in

understanding the distress occurrence. The fact that thinner pavements have a higher probability

of a distress occurrence and the combination of cold and warm temperature significant factors

suggest that curling and shrinkage stresses may have played a role in the causation of linear

cracking. Additionally, as linear cracking is known to be a load-related distress, loads coupled

with curling stresses could also lead to linear cracking.

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Figure 5-6 Summary Statistics for Distress 63 - Linear Cracking

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5.2.1.3 DISTRESS 65 - JOINT SEAL DAMAGE

“Joint seal is a pliable joint filler bonded to the edges of the slabs that protects the joints

from accumulation of materials and also prevents water from seeping down and softening the

foundation supporting the slab. Joint seal damage is any condition which enables soil or rocks to

accumulate in the joints or allows significant infiltration of water” (US Army Corps of Engineers,

2009). When rocks and incompressible soils accumulate between slabs, slabs will not be able to

properly expand which may result in additional distresses. Typical causes of joint seal damage are

improper joint width, wrong type of sealant used, incorrect application, and improper cleaning of

joint before application (Florida Department of Transportation Aviation Office, 2013). Figure 5-7

is an image of joint seal damage between two PCC slabs.

Figure 5-7 Joint Seal Damage (US Army Corps of Engineers, 2009)

Observation: Joint seal damage is most likely to occur on aprons, then taxiways,

followed by runways. Also, the longer it has been since a major repair has occurred on a

pavement section, the more likely a distress is to occur. The remaining four significant factors are

freeze index, freeze-thaw, minimum temperature, and number of days above 32 degrees Celsius.

As seen in the factorial plots, as the climate variable increases, they all decrease the likelihood of

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a distress occurring. As freeze index increases it signifies colder climates. As the minimum

temperature and days above 32 degrees Celsius increases, it signifies warmer climates. As freeze-

thaw cycles increase, it signifies a cyclical process between warm and cold climates.

Possible Cause: The lack of trend between climate variables suggests that joint seal

damage can happen in all climates and can be due to a combination of high and low temperatures.

Joint seal damage is a known climate-related distress and since the climate variables are still

significant in the likelihood of joint seal damage occurrence, it appears current joint seal design

could better account for all the climate variables.

Figure 5-8 Summary Statistics for Distress 67 - Joint Seal Damage

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5.2.1.4 DISTRESS 67 - LARGE PATCH AND UTILITY CUT

Large patches are defined as an area greater than 5.5 square feet where an original

pavement has been removed and replaced by a filler material. Similarly, a utility cut is where an

original pavement has been removed due to the placement of an underground utility (US Army

Corps of Engineers, 2009). Large patches are used to improve a portion of a pavement section

that is poor in hopes to improve the pavement’s condition. Patches can be effective, less

expensive than full slab replacement, and an expedient method to improve critical pavement

sections. Figure 5-9 shows an image of a large patch/utility cut.

Figure 5-9 Large Patch/Utility Cut (US Army Corps of Engineers, 2009)

Observation: Years since major work, feature, and subgrade strength follow the trend

presented in the summary. Although significant variables, feature and subgrade both display a

probability of distress occurring of less than 50 percent as seen in the factorial plots in Figure 5-

10. The remaining significant variables are climate temperature factors to include average

temperature, freeze index, number of freeze-thaw cycles, and maximum temperature.

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Possible Cause: As freeze index increases, the probably of a distress occurring increases

greatly suggesting that large patches are more prevalent in cooler climates. The three additional

factors do not align with that interpretation, suggesting the distress occurs in both warm and cool

climates. The three additional distresses do not have a great impact on the probability of a distress

occurrence though, which leaves the possibility of large patching being more common in colder

climates.

Figure 5-10 Summary Statistics for Distress 67 - Large Patch/Utility Cut

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5.2.1.5 DISTRESS 72 - SHATTERED SLAB/INTERSECTION CRACKS

Shattered slabs are when intersecting cracks break a slab into four or more pieces. The

shattered slabs are typically caused by overloading a pavement section and inadequate support

(US Army Corps of Engineers, 2009). Inadequate support could be a combination of several

factors to include weak or expansive sublayers, curling and shrinkage stresses or improper design

or spacing of joints. Figure 5-11 depicts an image of a shattered slab.

Figure 5-11 Shattered Slab (US Army Corps of Engineers, 2009)

Observations: The years since major work, thickness, feature, and subgrade strength all

follow the overall trend presented in the summary. The remaining significant variables are four

climatic variables: freeze-thaw cycles, maximum temperature, days above 32 degrees Celsius and

days below 0 degrees Celsius. Maximum temperature and days below 0 degrees Celsius share

similar positive slopes. The positive slopes suggest as maximum temperature increases and days

below 0 increase, the more likely shattered slabs will occur. As the number of freeze-thaw cycles

and days above 32 degrees Celsius increases, the likelihood of the distress occurring decreases.

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Possible Causes: The contradicting climate factorial plots suggest shattered slabs happen

in an array of climates. Shattered slabs are a known load-related distress, so the climate variables

coupled with the pavement structure variables may be correlated in the occurrence of the distress.

Similar to linear cracking, shattered slabs may be caused due to a combination of curling stresses

and heavy aircraft loads that exceed the design loads.

Figure 5-12 Summary Statistics for Distress 72 - Shattered Slabs

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5.2.1.6 DISTRESS 74 - JOINT SPALLING

A joint spall is the degradation of a PCC slab within 2 feet of the side of the joint. A joint

spall does not usually extend vertically through the slab, but intersects the joint at an angle (US

Army Corps of Engineers, 2009). “Spalling results from excessive stresses at the joint or crack

caused by infiltration of incompressible materials or traffic loads. Weak concrete at the joint

(caused by overworking) combined with traffic loads also causes spalling” (US Army Corps of

Engineers, 2009). Figure 5-13 is an image of a joint spall.

Figure 5-13 Joint Spalling (US Army Corps of Engineers, 2009)

Observation: The years since major work, thickness, and subgrade strength all follow the

overall trend presented in the summary. The remaining variables are average temperature, freeze-

thaw cycles, and maximum temperature and the results can be found in Figure 5-14. Mean

temperature suggests as the mean temperature increases, the less likely the distress will occur,

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while the maximum temperature suggests that as the max temperature increases, the likelihood of

the distress increases. As the number of freeze-thaw cycles increase, joint spalling is less likely to

occur.

Possible Cause: Joint spalling is a known to be caused by excessive stress at the joints.

The array of climate variables and the significant pavement structure factors suggest that the

excess stress at the joints may be caused due to curling stresses and loading conditions.

Figure 5-14 Summary Statistics for Distress 74 - Joint Spalling

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5.2.1.7 DISTRESS 66 - SMALL PATCH

A small patch is similar to a large patch, but a small patch has an area less than 5.5 square

feet (US Army Corps of Engineers, 2009) . Like a large patch, a small patch uses a filler material

to replace a degraded section of original pavement in hopes to increase the overall pavement

condition. Figure 5-15 shows an image of a typical small patch.

Figure 5-15 Small Patch (US Army Corps of Engineers, 2009)

Observation: The years since major work aligns with the summary findings. As stated in

the summary, small patches are odd in that as the pavement thickness increase, small patches are

more likely to occur. As seen in Figure 5-16, small patches are the only distress that have runway

as the most prominent pavement feature to have the distress. Outside of those three factors,

precipitation and days above 32 degrees Celsius are significant climate variables. As precipitation

increases, the likelihood of a distress occurring decreases. Similarly, as average days above 32

degrees Celsius increases the likelihood of the distress occurring decreases.

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Possible Causes: Runways are statistically most likely to have a small patch. Runway

construction presents airfield operational problems, so typically large M&R activities on runways

are avoided. Small patches are one way to improve runway pavement condition and have minimal

impact on airfield operations. When analyzing thickness and while considering the feature, it

makes sense that thicker pavements are more likely to have small patches because runways tend

to have the thickest pavements.

Figure 5-16 Summary Statistics for Distress 66 - Small Patches

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5.2.1.8 DISTRESS 76 - ALKALI SILICA REACTIVITY

Alkali Silica Reactivity (ASR) is a distress that is caused by a reaction between silica in

aggregate and alkali in portland cement. This reaction forms an expansive white gel that induces

stresses within a concrete specimen. The reaction from ASR takes time and does not present itself

immediately, but can be accelerated by some pavement deicers. Figure 5-17 provides an image of

ASR in a pavement structure.

Figure 5-17 Alkali Silica Reactivity (US Army Corps of Engineers, 2009)

ASR is a heavily researched topic and it is well known that the distress is caused by a

reaction between silica in aggregates and alkali in the portland cement. The analysis in Figure 5-

18 was accomplished with the anticipation of not finding any major factors since ASR is well

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understood. Although there were several significant factors, the factorial plots depict that none of

the factors attribute greatly to the probability of a distress occurring.

Figure 5-18 Summary Statistics for Distress 76 - Alkali Silica Reactivity

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5.2.2 ASPHALT CONCRETE PAVEMENT DISTRESSES

The asphalt concrete airfield pavement distresses will be evaluated in the following

sections. The sections are ordered from the distresses causing largest summative reduction of

pavement condition to the lowest of the distresses analyzed. Each distress is first analyzed by

determining the factors that are statistically significant in the pavement’s performance. Table 5-9

summarizes the ranks each of the distresses in terms of which is causing the highest reduction of

pavement condition across the Air Force and summarizes the factors that were found to be

statistically significant.

Table 5-9 Asphalt Concrete Distresses Analyzed

Distress Rank

Distress Code Distress Name

Typical Cause Significant Factors

2 48 Longitudinal

and Transverse Cracking

Climate

Years Since Major Work Thickness Average Freeze Index Average # of Freeze-Thaw Cycles Average Temp Min Surface Type

4 57 Weathering Climate

Thickness Average Precipitation Average Freeze Index Average # of Freeze-thaw Cycles Average Temp Min Average Days Above 32 C

5 43 Block Cracking Climate

Years Since Major Work Average Precipitation Average Temp Min Average Days Above 32 C Surface Type

10 41 Alligator Cracking Load

Years Since Major Work Average # of Freeze-Thaw Cycles Average Temp Max Average Days Above 32 C Subgrade Strength Surface Type

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5.2.2.1 COMMON SIGNIFICANT FACTORS

When analyzing Table 5-9, several distresses share significant factors. Table 5-10 shows

the commonalities the seven distresses have in terms of factors affecting pavement performance.

When comparing the distresses that share factors, some trends are noted and they are further

discussed in this section. Distresses and factors that are unique to each distress will be further

elaborated in the individual distress sections.

Table 5-10 Common Significant Factors in AC Distresses

Factors Common Among

Statistically Significant Factors

4 of the 4 Distresses None

3 of the 4 Distresses

Years Since Major Work Freeze-Thaw Cycles

Temp Min Surface Type

Average Days Above 32 C

2 of the 4 Distresses

Thickness Freeze Index

Average Precipitation

1 of the 4 Distresses

Average Temp Max Subgrade Strength

0 of the 4 Distresses

Feature Average Temp

Average Days Below 0 C

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5.2.2.1.1 YEARS SINCE LAST MAJOR WORK

Observation: Years since last major work is a significant predictor in three out of the four

distresses: longitudinal and transverse cracks, block cracking, and alligator cracking. Block

cracking and alligator cracking follow the anticipated trend of the more years since the last major

work, the more likely a distress is to occur. Longitudinal and transverse cracking do not follow

the same trend though.

Possible Cause: The factorial plots for longitudinal and transverse cracking suggest the

more years since the last major work the less like a distress is to occur. According to the response

information, approximately 87 percent of AC pavement sections have longitudinal and transverse

cracks. Although, typically we may anticipate the trend to be the more years since major repair

the more likely a distress to occur, the data set suggest almost all AC pavement sections have

longitudinal and transverse cracking which may be why this result occurred.

5.2.2.2.2 NUMBER OF FREEZE THAW CYCLES

Observation: Longitudinal and transverse cracking, weathering and alligator cracking all

contain the number of freeze-thaw cycles as a significant factor. Longitudinal and transverse

cracking and weathering suggest that as freeze-thaw cycles increase, the likelihood of a distress

occurrence decreases.

Possible Cause: This information suggests that the USAF currently designs and

maintains pavement sections well in areas with large numbers of freeze-thaw cycles. On the

contrary, alligator cracking suggests that as freeze-thaw cycles increase, the more likely a distress

is to occur. After reviewing the factorial plots, the slope is so small that it suggests freeze-thaw

cycles have a negligible impact on the occurrence of alligator cracking.

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5.2.2.2.3 AVERAGE MINIMUM TEMPERATURE

Observation: The average annual one-day minimum temperature is a significant factor in

longitudinal and transverse cracking, weathering, and block cracking. For all three distresses, the

trend is the same in that the colder the minimum temperature, the more likely the distress is to

occur.

Possible Cause: In all three cases the slopes are steep which suggests minimum

temperature plays a significant role in a distress occurring. Longitudinal and transverse cracking,

weathering, and block cracking are typically climate-related distresses. The observation aligns

with conventional wisdom which suggests current policies are not effectively accounting for low

temperatures in AC pavements.

5.2.2.2.4 DIFFERENT AC PAVEMENT SURFACES

Observation: The different AC pavement surfaces (AC, APC, and AAC) is a significant

factor among longitudinal and transverse cracking, block cracking, and alligator cracking.

Longitudinal and transverse cracks are more prevalent on AC pavements followed by APC

pavements, and then AAC pavements. Alligator cracking is also most prevalent on AC

pavements, but APC is next and then AAC. Block cracking follows a different trend in that AAC

pavements are most likely to have a distress occur, followed by AC, and then APC.

Possible Cause: Without further analysis, a possible cause could not be discovered due to

the lack of trends or patterns.

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5.2.2.2.5 NUMBER OF DAYS ABOVE 32 DEGREES CELSIUS

Observation: The number of days above 32 degrees Celsius per year is also a significant

factor in three out of four distresses. Weathering and alligator cracking suggest that the more days

above 32 degrees Celsius, the less likely a distress is to occur. The opposite can be said for block

cracking which also has the number of days above 32 degrees Celsius as a significant factor. The

more days above 32 degrees Celsius suggest block cracking is more likely to occur.

Possible Cause: Based on these observations, it appears that weathering and alligator

cracking are less likely to occur in hotter climates. Alternatively, the results suggest block

cracking is more likely to occur in hotter climates.

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5.2.2.1 DISTRESS 48 - LONGITUDINAL AND TRANSVERSE CRACKING

Longitudinal cracks are parallel to the pavement centerline and transverse cracks extend

across a pavement section perpendicular to the centerline. They are caused by shrinkage of the

AC surface due to low temperatures or hardening of the asphalt or reflective cracks caused by the

layer beneath the surface layer. Longitudinal cracking may also be caused by a poorly constructed

paving line (US Army Corps of Engineers, 2009). These cracks are typically not load associated

and are usually climate-related. Figure 5-19 depicts a cracking in the longitudinal or transverse

direction.

Figure 5-19 Longitudinal and Transverse Cracking (US Army Corps of Engineers, 2009)

Observation: Longitudinal and transverse cracking is ranked second on the list of all

distresses analyzed in terms of the largest cumulative PCI deduct values in the USAF. It is also

the AC pavement distress causing the highest PCI deduct values. Figure 5-20 shows the summary

statistics for longitudinal and transverse cracking. According to Figure 5-20, approximately 87

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percent of all AC pavement sections have longitudinal and transverse cracking. This high

percentage of distress occurrences may be the reason for some of the unconventional statistical

results. Some unconventional results include: a decrease in likelihood of distress occurrence as

years since major repair increases, an increase in likelihood of distress occurrence as thickness

increases, a decrease in likelihood of distress occurrence as freeze index increases, and the

decrease in likelihood of distress occurrence as the number of freeze-thaw cycles increase. We

expect as average minimum temperature increases, longitudinal and transverse cracking

likelihood of occurrence decreases and that can be seen in the factorial plots.

Possible Cause: The combination of 87 percent of AC pavement sections have distress

48 and the minimum temperature factorial plot suggest current USAF policy could be improved

to mitigate or prevent longitudinal and transverse cracking.

Figure 5-20 Summary Statistics for Distress 48 - Longitudinal and Transverse Cracking

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5.2.2.2 DISTRESS 57 - WEATHERING

Weathering is the “wearing away of the asphalt binder and fine aggregate matrix from the

pavement surface” (US Army Corps of Engineers, 2009). Weathering typically occurs in older

pavements or due to climatic weather conditions over time (Florida Department of Transportation

Aviation Office, 2013). Figure 5-21 is an image of wearing away of the asphalt binder and fine

aggregate as a result of weathering.

Figure 5-21 Weathering (US Army Corps of Engineers, 2009)

Observation: Weathering is ranked second on the list of AC pavement distress causing

the highest collective reduction in PCI deduct values. Similar to longitudinal and transverse

cracking, a large number of pavement sections, 94 percent, have a weathering issue. Due to the

large number of pavement sections with weathering, there are unconventional results in the

summary statistics in Figure 5-22. It is typically not expected for weathering to be more apparent

when pavement thickness increases, as freeze index decreases, and as freeze-thaw cycles

decrease. Average precipitation is a significant factor, but according to the factorial plots, almost

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any amount of precipitation has a high likelihood of weathering. Average minimum temperature

suggests colder climates have a higher likelihood of distress occurrence. Additionally, the less

days above 32 degrees Celsius, the more likely a distress is to occur.

Possible Cause: Similar to longitudinal and transverse cracking, the combination of 94

percent of pavement sections have weathering and the quantity of significant climate variables

suggest the USAF policy to mitigate or prevent weathering can use improvements.

Figure 5-22 Summary Statistics for Distress 57 - Weathering

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5.2.2.3 DISTRESS 43 - BLOCK CRACKING

“Block cracks are interconnected cracks that divide the pavement into approximately

rectangular pieces” (US Army Corps of Engineers, 2009). Block cracking is caused mainly by

shrinkage of the AC, daily temperature cycling, and aging. It is not load-related and typically

indicates the asphalt has hardened significantly (US Army Corps of Engineers, 2009). Figure 5-

23 presents an image of block cracking.

Figure 5-23 Block Cracking (US Army Corps of Engineers, 2009)

Observation: As stated in the summary, the more years since the last major work there

are, the more likely a block cracking is to occur. Also, AAC pavements are more likely to have

block cracking, followed by AC, and then APC. The difference between AAC, AC, and APC is

minimal though and does not suggest one is drastically more likely to have block cracking than

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the other. As presented in Figure 5-24, precipitation, minimum temperature, and average days

above 32 degrees are also significant factors. Their impacts can be seen in the factorial plots.

Possible Cause: The climate variables do not depict a specific trend, but suggest that the

block cracking can occur in an array of climates ranging from cold climates, to hot climates, and

climates with a range of precipitation. Conventional wisdom suggests that block cracking

happens due to AC shrinkage, temperature cycling, and aging. These factors analyzed together

align with that conventional wisdom of block cracking and suggests AC is currently not designed

or maintained to prevent the factors from having a significant impact.

Figure 5-24 Summary Statistics for Distress 43 - Block Cracking

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5.2.2.4 DISTRESS 41 - ALLIGATOR CRACKING

“Alligator or fatigue cracking is a series of interconnecting cracks caused by fatigue

failure of the asphalt surface under repeated traffic loading. The cracking initiates at the bottom of

the asphalt surface (or stabilized base) where tensile stress and strain is highest under a wheel

load. The cracks propagate to the surface initially as a series of parallel cracks. After repeated

traffic loading, the cracks connect and form multi-sided, sharp-angled pieces that develop a

pattern resembling chicken wire or the skin of an alligator. Alligator cracking occurs only in areas

that are subjected to repeated traffic loadings, such as wheel paths. Alligator cracking is

considered a major structural distress” (US Army Corps of Engineers, 2009). Figure 5-25 is an

image of a typical alligator crack. Alligator cracking has a similar appearance to block cracking,

but alligator cracking is typically smaller and confined to areas with repeated loading.

Figure 5-25 Alligator Cracking (US Army Corps of Engineers, 2009)

Observation: Years since major work aligns with conventional wisdom that the more

years since major repair, the more likely alligator cracking will occur. Alligator cracking is the

only AC pavement distress that has subgrade as a significant factor and the factorial plots in

Figure 5-26 show that stronger subgrades are less likely to have alligator cracking than weaker

subgrades. Also, the factorial plot for surface type for alligator cracking suggests that AC is more

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likely to have the distress than AAC, and then APC. Subgrade strength and surface type together

suggests that stronger layers beneath the AC layer are less likely to have alligator cracking.

Weaker sub layers are less ideal for pavement design, but design procedures consider the

subgrade strength in the design.

Possible Cause: Since alligator cracking is a known load and structural related distress, a

possible cause could be that design has not fully accounted for subgrade strength or heavier loads

than the design loads are traversing on the AC pavement sections. There are also three climate

variables significant in alligator cracking to include freeze-thaw cycles, maximum temperature,

and number of days above 32 degrees Celsius. Freeze-thaw cycles and days above 32 degrees do

not have a very steep slope as they increase. Maximum temperature has a steep slope as it

increases which suggests areas with hot climates are more likely to have alligator cracking. These

climate variables may also impact the pavement layer and sublayer’s strength which could assist

in the development of alligator cracks.

Figure 5-26 Summary Statistics for Distress 41 - Alligator Cracking

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CHAPTER 6

SUMMARY AND CONCLUSIONS

The objective of this research was to provide feedback to the USAF on the condition of

its airfield pavement assets worldwide. A step in a typical pavement asset management system is

to provide feedback on the effectiveness of the current policies ability to maintain the owner’s

desired level of service. This study sought to provide feedback to the USAF by analyzing the

pavement distresses that are currently causing the highest cumulative reduction of pavement

condition and determine the factors that are correlated to the distresses occurring under the

USAF’s current policies.

The airfield pavement distresses causing the largest summative reduction of pavement

condition were determined using the current USAF pavement inspections. Table 5-1 in the

previous chapter depicts the complete list of ranked pavement distresses causing the highest

cumulative PCI deduct values. From that list, the eleven distresses with the largest summative

PCI deduct values were analyzed with seven PCC distresses and four AC distresses. The seven

PCC distresses are linear cracking, joint seal damage, large patch/utility cut, shattered slab, joint

spalling, small patch, and alkali silica reactivity. The four AC distresses are longitudinal and

transverse cracking, weathering, block cracking, and alligator cracking.

Developing pavement management processes and policies to eliminate pavement distress

occurrences is very challenging and more likely impossible. The significant factors found in this

study identify possible areas of improvement to current USAF policy and their pavement

management system, although budget constraints and other priorities may be restricting the

available options. Many of the pavement sections may have been designed and maintained under

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historical policies. This research can also be used to ensure updates to the historical policies have

been made to account for the factors that are presented as statistically significant.

PCC and AC pavement sections have different design and management policies, because

PCC and AC pavement are known to perform differently. In the subsequent sections, PCC and

AC pavements are discussed independently to account for the difference in material performance.

After the discussion of PCC and AC airfield pavements, the limitations of this research are

presented. Throughout the process of this research, several potential future research projects were

identified.

6.1 FINDINGS AND RECOMMENDED INVESTIGATIONS FOR PORTLAND CEMENT CONCRETE PAVEMENTS

There were sixteen PCC airfield pavement distresses analyzed in this research. From the

aggregated data analysis, the seven PCC pavement distresses with the largest cumulative PCI

deduct values were used for statistical analysis. The seven PCC pavement distresses are linear

cracking, joint seal damage, large patch/utility cut, shattered slab, joint spalling, small patch, and

alkali silica reactivity. These distresses were statistically analyzed to determine if the distress

occurrence is correlated to pavement structure or climatic variables.

The difference in airfield features; runways, taxiways, and aprons, were determined to be

statistically significant in many of the PCC pavement distresses analyzed. According to the

statistical results, runways remain the feature in the best condition, followed by taxiways, and

then aprons. The USAF’s current M&R policies align with this finding as runways are the most

important pavement asset on an airfield. It is important to note that each feature has a different

probability of a pavement distress occurring, so each feature may be designed and maintained

separately. For example, the difference in wander of traffic for each feature needs to be

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considered. With all factors considered, the USAF has a successful policy in ensuring PCC

runways are the healthiest feature.

Years since major work was a significant factor in seven of the seven pavement

distresses. Table 6-1 below depicts the average years since major work for each PCC pavement

distress in terms of pavement sections without distress occurrence and sections with distress

occurrence. For example, in terms of linear cracking, it has been 19 years on average since a

major work activity was completed on a pavement section without a distress occurrence.

Conversely, a pavement section with a linear cracking occurrence has not had a major work

activity for 35 years on average. The remaining results suggest that for the distresses analyzed,

the average years since major work for pavement sections without distress occurrence is 22 years.

Although the USAF does not design for a pavement design life in years, this result suggests the

USAF has an average design life of 22 years. Organizations that use similar design procedures as

the USAF design for a life of 20 years, so on average the USAF’s pavement system exceeds the

typical 20-year design life. This result suggests the USAF pavement management and design

policies are successful in achieving a 20-year design life for PCC pavements sections.

Table 6-1 Average Years Since Major Work Analysis for PCC Distresses

Average Years Since Major Work (years)

Distress Code Distress Name No Distress

Occurrence Standard

Dev. Median Distress Occurrence

Standard Dev. Median

63 Linear Cracking 19 14 16 35 19 31 65 Joint Seal Damage 17 15 12 30 19 25

67 Large Patch/Utility Cut 21 16 16 35 19 31

72 Shattered Slab 25 18 21 45 18 45 74 Joint Spalling 24 18 20 29 19 23 66 Small Patch 22 17 16 30 19 25

76 Alkali Silica Reaction 27 19 21 36 21 30

Total Avg 22 17 17 34 19 30

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The two pavement structure factors, pavement layer thickness and subgrade, are

significant across several distresses. Typically, in this research, thinner PCC pavements are more

likely to have a distress occurrence. In a laboratory experiment, thinner pavements are weaker

and more likely to crack under a load. In a practical application, design policies should ideally

have considered all the PCC design parameters and thinner pavement should not inherently be

more prone to distress occurrence. Subgrade strength is consistently significant across the PCC

distresses. The weaker the subgrade, the more likely the pavement section is to have a distress

occurrence. A possible reason for the pavement structural factors to be significant is that current

policy and design could more effectively consider PCC thickness or subgrade strength when

designing PCC layers; alternatively, the costs of replacing or removing the subgrade or placing a

thicker pavement may have been found to outweigh the advantages of better life-cycle

performance. Or perhaps it is just not possible to fully accommodate a weak subgrade with a

thicker pavement. Another possible cause may be that aircrafts that are heavier than the PCC

pavement design loads are traversing on the pavement sections. When designing pavement

sections, the USAF might consider requiring a minimum subgrade strength for all traffic

conditions. It is not uncommon for aircrafts heavier than design loads to traverse on pavement

sections, so creating a minimum subgrade strength may assist in accounting for the possibility of

heavier aircrafts and could also potentially reduce pavement structural section thicknesses. A cost

benefit analysis could be performed to determine if it is cost effective to create the minimum

requirement. However, weaker subgrades are consistently more likely to have distress

occurrences, so enhancements made to subgrade strength may enhance overall pavement

performance.

Linear cracking, joint seal damage, large patches, shattered slabs, joint spalling, and

small patches are all in the top ten distresses causing the highest cumulative reduction in

pavement condition. Based on how these distresses occur typically, it is possible that these

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distresses might all be related. As one example, joint sealing could be a common factor. Joint seal

damage can lead to water infiltration into the pavement structure which can cause loss of support,

weak foundations, or other additional adverse effects to the pavement structure. Joint seal damage

can also allow incompressible rocks and debris to get in between the slab joints which can

prevent PCC expansion at the joints. The lack of expansion capability can lead to additional

stresses in the concrete or amplify curling stresses. These stresses combined with loads can cause

linear cracking and joint spalling. The linear cracks and joint spalls can be mitigated by small

patches or large patches. If the linear cracks are not proactively maintained, eventually the linear

cracks will intersect and shattered slabs will occur. This compounding effect is supported by the

ranking of each distress in terms of largest cumulative PCI deduct values. This phenomenon

suggests that a better understanding of joint seal damage and linear cracks, development or

adoption of improved sealant materials and techniques, or changes in joint seal policies could be

some avenues to explore for the reduction of joint spalling, small patches, large patches, and

shattered slabs. The recommended airfield pavement maintenance actions from AFI 32-1041 are

presented in Appendix B. The suggested low severity joint seal damage and low severity linear

cracking localized maintenance action is currently to do nothing. It is not until medium severity

joint seal damage and medium severity linear cracking that the localized maintenance plan is to

replace the joint seal or seal linear cracks. Water and debris can infiltrate the cracks at low

severities, so it may help prevent higher severity distresses and other distresses from occurring if

crack sealing and replacing joint seal with effective sealants is accomplished at low severities.

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6.2 FINDINGS AND RECOMMENDED INVESTIGATIONS FOR ASPHALT CONCRETE PAVEMENTS

There are approximately two times more PCC pavement sections in the USAF airfield

pavement inventory than AC pavement sections. Although there are more PCC pavement sections

than AC pavement sections, there are still four AC pavement distresses with cumulative PCI

deduct values in the top ten ranked distresses. The AC pavement distresses ranked second, fourth,

fifth and tenth on the list of distresses causing the largest cumulative PCI deduct values in the

USAF. Without any statistical analysis, this alone suggests the USAF could make improvements

on AC design and maintenance policies. If the AC pavement sections are performing better than

this data represented, it may also suggest that the deduct values or data collection procedures

could be altered to accurately depict the pavement condition for AC pavements.

Approximately, 87 percent of AC pavement sections have longitudinal and transverse

cracking and 94 percent of sections have weathering. It is possible that the USAF may be

focusing maintenance and repair activities on PCC airfield pavements and limited AC airfield

pavement sections to less critical airfields and features. If that is the case, this statistic might align

with the USAF strategic plans. If the USAF goal is to continue using AC airfield pavements,

however, additional research might be accomplished to better understand these two distresses and

updates to design and maintenance policy may be considered.

Longitudinal and transverse cracking is the top AC pavement distress and block cracking

is the number three AC pavement distress causing highest summative PCI deduct values. It is

likely that block cracking is a result of intersecting longitudinal and transverse cracks. There are

significantly less block cracks than linear and transverse cracks, so the USAF may have a M&R

policy to replace the cracks before they become block cracking. If that is the case, the USAF is

doing a good job in keeping the amount of block cracking down. Alternatively, since both

longitudinal and transverse cracks and block cracks are in the top five distresses causing the

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highest cumulative PCI deduct values in the entire USAF, this suggests the USAF may not be

fully accounting for the climatic variable that causes these distresses. If the USAF can better

understand the causes and prevention of longitudinal and transverse cracking under current

processes, it may be able to reduce the occurrence of block cracking.

Years since major work was significant in three out of the four distresses. The results for

all four distresses are presented in Table 6-2. The analysis on Table 6-2 was performed the same

way it was for Table 6-1 for the PCC distresses. The results in Table 6-2 offer differing

conclusions to the idea that the more years since major work, the more likely a distress is to

occur. For longitudinal and transverse cracking and weather, the trend is that pavement sections

without distress occurrences have an average of more years since major work than pavement

sections with a distress occurrence. One way to interpret that data is by recalling that 87 percent

of AC pavement sections have longitudinal and transverse cracking and 94 percent of AC

pavement sections have weathering. Due to such a large number of pavement sections with the

distresses occurring, these results can be skewed. Another way to look at the results is to analyze

the relationship between longitudinal and transverse cracking and block cracking. Block cracks

are intersecting longitudinal and transverse cracks, so eventually longitudinal and transverse

cracks often become block cracks. When longitudinal and transverse cracks intersect to become

block cracks, the current policy transitions the distress to only include block cracks, bringing the

extent of longitudinal and transverse cracks to zero. Additionally, there is not currently a

designation for the difference between longitudinal cracks that are climate-related or load-related.

Load-related cracks may sometimes first appear as a longitudinal or transverse crack. At a later

inspection, the load-related longitudinal or transverse crack may have developed into a load-

related distress such as alligator cracking. The loss of distress information through the transition

from longitudinal and transverse cracking to block cracking or alligator cracking suggests a

limitation and could assist in explaining Table 6-2. To assist in determining if the transition may

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help in explaining Table 6-2, longitudinal and transverse cracking was combined with block

cracking to form one distress. Analysis on this combined distress present the average years since

major work for a section with no distress occurrence to be 15 years and a section with distress

occurrence to be 18 years. These results present a trend that is expected and suggest the transition

from longitudinal and transverse cracking to block cracking is a limitation.

Table 6-2 Average Years Since Major Work Analysis for AC Distresses

Average Years Since Major Work (years) Distress

Code Distress Name No Distress Occurrence

Standard Dev. Median Distress

Occurrence Standard

Dev. Median

48 Longitudinal and Transverse Cracking 22 17 16 16 11 13

57 Weathering 20 20 7 16 11 13 43 Block Cracking 14 10 12 25 14 22 41 Alligator Cracking 16 12 13 19 13 15 Total Avg 18 15 12 19 12 16

The three AC pavement distresses, longitudinal and transverse cracking, weathering, and

block cracking are typically climate-related distresses and not load associated. All three distresses

have predominantly statistically significant climate factors associated with the distress. The

climate variables do not indicate whether low temperatures or high temperatures decrease

pavement performance, but suggest all ranges of climate variables are not being fully addressed

by current procedures. For example, the performance grading (PG) specifications for the asphalt

binders may not be considering the actual pavement temperature range at each location. It could

also be that temperature maximums and minimums have evolved to be outside the initial PG

specifications. The climate variables may also be accelerating oxidation of the asphalt binder,

causing these distresses to be more prevalent.

Alligator cracking is the lone structural related AC pavement distress analyzed. Alligator

cracking is not causing the same summative reduction of pavement condition as the other three

AC pavement distresses, but there are improvements that could be made to reduce the amount of

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alligator cracking could still be considered. Alligator cracking is the only AC distress that has

subgrade strength as a significant factor. If the design subgrade strength was known, it could be

useful to analyze whether the strengths have decreased since the original design since, as

discussed for portland cement concrete pavements, design procedures would be expected to

compensate for poor subgrades to the extent possible. Again, it may be an indication that it is not

cost-effectiveness to address or that loads have increased beyond what was intended at the time of

design, either in magnitudes or repetitions. As discussed for PCC pavements, when designing

pavement sections, the USAF might consider requiring a minimum subgrade strength. A cost

benefit analysis could be performed to determine if it is cost effective to create the minimum

requirement. It is not uncommon for aircrafts heavier than design loads to traverse on pavement

sections, so establishing a minimum subgrade strength may also assist in accounting for the

possibility of heavier aircrafts. The significant climate variables associated with this load-related

distress may also contribute to the reduction of the pavement structure strength.

6.3 LIMITATIONS

Part of this research was to determine which airfield pavement distresses are causing the

highest cumulative reduction of pavement condition and the factors correlated with that reduction

of pavement condition. The contributing factors considered for this research were pavement

structure and climate variables. There are other factors, such as loading factors, local and global

M&R activities, and quality of construction, that could also be correlated with the occurrence of a

distress. This type of data was not available to the author from the PAVER database, but could

potentially have assisted in determining which factors are most correlated to a distress

occurrence.

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Of the total of 102 bases, there were three USAF bases for which MERRA climate data

was not available, nine locations without subgrade strength data, and additional sections that were

missing pavement layer thickness data. Prior to accounting for the missing data, there were 6,000

PCC pavement sections in the USAF inventory and 2,432 AC pavement sections. After removing

sections with missing data, the remaining number of pavement sections were 2,337 PCC

pavement sections and 1,064 AC pavement sections. The additional data points may have been

beneficial in broadening the range of this research to include more USAF locations and more

pavement sections.

The current PAVER database capabilities only allowed for the author to use data based

on the most recent pavement inspections. The author was interested in collecting pavement

performance data for each section over the course of several previous inspections to determine the

rate of deterioration for each section. Performing research considering rate of deterioration for

each pavement section instead of age may assist in better understanding the factors that are

causing pavement to deteriorate the fastest.

When using binary logistic regression dichotomous values of “0” and “1” are required as

the response variable. Values of “0” are defined as a pavement section with a PCI deduct value

equal to zero and values of “1” are defined as a pavement section with PCI deduct value greater

than zero. Defining any quantity PCI deduct value as a value of “1” presents a limitation because

it assumes a small quantity of a distress affects pavement performance the same as a large

quantity. For example, it suggests a section with a PCI deduct of five affects pavement

performance the same as a PCI deduct value of twenty. One way to mitigate this limitation is to

establish thresholds for each distress and adjust the defined values of “0” and “1” based on

experience and the owner’s input. A possible threshold could be to change the definition of “0” to

a pavement section with a PCI deduct value less than five. Alternatively, the definition of “1”

would become a pavement section with a PCI deduct greater than five. This step was not

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accomplished in this study. This study presents a methodology of how to provide this type of

feedback to the USAF, and a first cut at providing recommendations that could be modified in

future work to consider the sensitivity of the findings to different thresholds.

In most research using field data, accuracy and precision of the data is a concern.

Although there is a standard methodology and clear definitions for collecting pavement distress

data, the data collection is nonetheless variable. Data collection can vary based on the inspector,

time of day, weather conditions, and several other factors. Similarly, the methodology the USAF

uses to determine PCI deduct values was developed in the late 1970s by pavement engineers’

expert opinions. Although this method of determining PCI deduct values has been the standard

for several decades, the potential subjectivity and possible outdated considerations present

limitations in the meaningfulness of the PCI calculations and thus in the data used for this study.

6.4 RECOMMENDATIONS FOR FUTURE RESEARCH

This research only analyzed the predominant pavement distress correlations climate and

pavement structure factors. Future research including consideration of loading factors, M&R

activities, designed material properties, construction conditions, pavement structure, and climatic

variables may assist greatly in providing feedback to the USAF. The reason all the additional

factors were not used in this research was because the information was not provided to the author

and because there is a lack of data for some of those factors.

For many distresses, feature, subgrade strength, and surface type are significant factorial

variables. Further research on these categorical variables may assist in the USAF feedback. A

better understanding of how each categorical variable relates to factors affecting pavement

performance may provide further information on the effects each categorical variable has on a

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distress. This could be useful in adjusting maintenance and design policies to be tailored to

specific conditions.

Improvements or revalidation of the subjective methodology to determine PCI deduct

values is another potential research area. Technology and pavement distress understanding has

grown substantially since the development of PCI deduct calculations in the 1970s. Although it

may be a large research effort, future research to update PCI deduct values may present a more

objective way to determine pavement condition.

As previously presented, it appears that some of the distresses analyzed are compounding

each other. For example, in PCC pavement distress, joint seal damage and linear cracking seem to

play a role in the development of joint spalling, small patches, large patches, and shattered slabs.

A similar comparison was be made for the AC pavement distresses. Further research into this

phenomenon may help explain these distress occurrences and provide feedback to the USAF on

their pavement management policies.

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APPENDIX A

DETAILED STATISTICAL RESULTS

Distress 63 Linear Cracking

During the first iteration Average Precipitation*Average TEMP_MEAN_AVG (deg C) had a VIF of 25.51 and was removed from the predictor list. During the second iteration, 'Average DAYS_BELOW_0_C' had a VIF of 13.53 and was removed from the predictor list. The third iteration is below.

Method

Link function Logit Categorical predictor coding

(1, 0)

Rows used 2337 Backward Elimination of Terms

Candidate terms: Years Since Major Work Actual, Thickness, Average Precipitation, Average TEMP_MEAN_AVG (deg C), Average FREEZE_INDEX, Average FREEZE_THAW, Average TEMP_MAX, Average TEMP_MIN, Average DAYS_ABOVE_32_C, Feature, Subgrade Strength, Average Precipitation*Average TEMP_MEAN_AVG (deg C), Thickness*Subgrade Strength

------Step 1------ ------Step 2------ Coef P Coef P Constant -2.34 -2.34 Years Since Major Work Actual 0.05678 0.000 0.05678 0.000 Thickness -0.1352 0.006 -0.1353 0.006 Average Precipitation -

0.000452 0.335 -

0.000460 0.010

Average TEMP_MEAN_AVG (deg C) 0.0389 0.401 0.0382 0.197 Average FREEZE_INDEX 0.001423 0.000 0.001420 0.000 Average FREEZE_THAW 0.00290 0.367 0.00289 0.366 Average TEMP_MAX 0.0698 0.024 0.0698 0.024 Average TEMP_MIN 0.0033 0.866 0.0033 0.866 Average DAYS_ABOVE_32_C -0.00598 0.083 -0.00596 0.076 Feature -0.684 0.000 -0.684 0.000 Subgrade Strength -0.755 0.305 -0.755 0.306 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

-0.000001

0.985

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Thickness*Subgrade Strength 0.0688 0.374 0.0688 0.374 Deviance R-Sq 19.49% 19.49% Deviance R-Sq(adj) 18.99% 19.03% AIC 2631.78 2629.78 AICc 2632.04 2630.01 BIC 2729.64 2721.89 ------Step 3------ ------Step 4------ Coef P Coef P Constant -2.292 -3.042 Years Since Major Work Actual 0.05681 0.000 0.05673 0.000 Thickness -0.1350 0.006 -0.0761 0.000 Average Precipitation -

0.000469 0.006 -

0.000464 0.006

Average TEMP_MEAN_AVG (deg C) 0.0404 0.127 0.0404 0.122 Average FREEZE_INDEX 0.001377 0.000 0.001365 0.000 Average FREEZE_THAW 0.00262 0.344 0.00265 0.338 Average TEMP_MAX 0.0675 0.016 0.0663 0.018 Average TEMP_MIN Average DAYS_ABOVE_32_C -0.00597 0.076 -0.00588 0.079 Feature -0.684 0.000 -0.680 0.000 Subgrade Strength -0.756 0.306 0.435 0.030 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

Thickness*Subgrade Strength 0.0688 0.375 Deviance R-Sq 19.49% 19.43% Deviance R-Sq(adj) 19.06% 19.06% AIC 2627.81 2625.79 AICc 2628.02 2625.95 BIC 2714.16 2700.63 ------Step 5------ ------Step 6------ Coef P Coef P Constant -3.151 -2.873 Years Since Major Work Actual 0.05683 0.000 0.05692 0.000 Thickness -0.0774 0.000 -0.0777 0.000 Average Precipitation -

0.000456 0.007 -

0.000365 0.018

Average TEMP_MEAN_AVG (deg C) 0.0213 0.208 Average FREEZE_INDEX 0.001326 0.000 0.001148 0.000 Average FREEZE_THAW Average TEMP_MAX 0.0827 0.000 0.0798 0.000 Average TEMP_MIN Average DAYS_ABOVE_32_C -0.00716 0.020 -0.00554 0.046 Feature -0.676 0.000 -0.666 0.000 Subgrade Strength 0.440 0.030 0.468 0.014

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Average Precipitation*Average TEMP_MEAN_AVG (deg C)

Thickness*Subgrade Strength Deviance R-Sq 19.40% 19.35% Deviance R-Sq(adj) 19.06% 19.04% AIC 2624.71 2624.30 AICc 2624.84 2624.42 BIC 2693.79 2687.63

α to remove = 0.1 If a term has more than one coefficient, the largest in magnitude is shown.

Response Information

Variable Value Count Unhealthy vs Healthy

1 1256 (Event)

0 1081 Total 2337

Regression Equation

P(1) = exp(Y')/(1 + exp(Y'))

Feature Subgrade Strength

A A Y' = -2.873 + 0.05692 Years Since Major Work Actual - 0.07769 Thickness - 0.000365 Average Precipitation + 0.001148 Average FREEZE_INDEX + 0.07979 Average TEMP_MAX - 0.005542 Average DAYS_ABOVE_32_C

A B Y' = -2.692 + 0.05692 Years Since Major Work Actual

- 0.07769 Thickness - 0.000365 Average Precipitation + 0.001148 Average FREEZE_INDEX + 0.07979 Average TEMP_MAX - 0.005542 Average DAYS_ABOVE_32_C

A C Y' = -2.404 + 0.05692 Years Since Major Work Actual

- 0.07769 Thickness - 0.000365 Average Precipitation + 0.001148 Average FREEZE_INDEX + 0.07979 Average TEMP_MAX - 0.005542 Average DAYS_ABOVE_32_C

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R A Y' = -3.539 + 0.05692 Years Since Major Work Actual - 0.07769 Thickness - 0.000365 Average Precipitation + 0.001148 Average FREEZE_INDEX + 0.07979 Average TEMP_MAX - 0.005542 Average DAYS_ABOVE_32_C

R B Y' = -3.358 + 0.05692 Years Since Major Work Actual

- 0.07769 Thickness - 0.000365 Average Precipitation + 0.001148 Average FREEZE_INDEX + 0.07979 Average TEMP_MAX - 0.005542 Average DAYS_ABOVE_32_C

R C Y' = -3.071 + 0.05692 Years Since Major Work Actual

- 0.07769 Thickness - 0.000365 Average Precipitation + 0.001148 Average FREEZE_INDEX + 0.07979 Average TEMP_MAX - 0.005542 Average DAYS_ABOVE_32_C

T A Y' = -3.101 + 0.05692 Years Since Major Work Actual

- 0.07769 Thickness - 0.000365 Average Precipitation + 0.001148 Average FREEZE_INDEX + 0.07979 Average TEMP_MAX - 0.005542 Average DAYS_ABOVE_32_C

T B Y' = -2.920 + 0.05692 Years Since Major Work Actual

- 0.07769 Thickness - 0.000365 Average Precipitation + 0.001148 Average FREEZE_INDEX + 0.07979 Average TEMP_MAX - 0.005542 Average DAYS_ABOVE_32_C

T C Y' = -2.632 + 0.05692 Years Since Major Work Actual

- 0.07769 Thickness - 0.000365 Average Precipitation + 0.001148 Average FREEZE_INDEX + 0.07979 Average TEMP_MAX - 0.005542 Average DAYS_ABOVE_32_C

Coefficients

Term Coef SE Coef VIF Constant -2.873 0.730 Years Since Major Work Actual

0.05692 0.00319 1.09

Thickness -0.0777 0.0131 1.12

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Average Precipitation -0.000365

0.000154 1.45

Average FREEZE_INDEX 0.001148 0.000196 1.48 Average TEMP_MAX 0.0798 0.0220 4.61 Average DAYS_ABOVE_32_C

-0.00554 0.00278 4.79

Feature R -0.666 0.147 1.20 T -0.228 0.107 1.20 Subgrade Strength B 0.181 0.187 3.62 C 0.468 0.203 3.82

Odds Ratios for Continuous Predictors

Odds Ratio 95% CI Years Since Major Work Actual

1.0586 (1.0520, 1.0652)

Thickness 0.9253 (0.9017, 0.9494)

Average Precipitation 0.9996 (0.9993, 0.9999)

Average FREEZE_INDEX 1.0011 (1.0008, 1.0015)

Average TEMP_MAX 1.0831 (1.0374, 1.1307)

Average DAYS_ABOVE_32_C

0.9945 (0.9891, 0.9999)

Odds Ratios for Categorical Predictors

Level A Level B Odds Ratio 95% CI Feature R A 0.5136 (0.3850,

0.6851) T A 0.7962 (0.6452,

0.9825) T R 1.5501 (1.1609,

2.0698) Subgrade Strength

B A 1.1983 (0.8304, 1.7292)

C A 1.5970 (1.0724, 2.3781)

C B 1.3327 (1.0727, 1.6557)

Odds ratio for level A relative to level B

Model Summary

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Deviance R-Sq

Deviance R-Sq(adj) AIC AICc BIC

19.35% 19.04% 2624.30 2624.42 2687.63 Goodness-of-Fit Tests

Test DF Chi-Square P-Value Deviance 2326 2602.30 0.000 Pearson 2326 2337.54 0.429 Hosmer-Lemeshow

8 19.43 0.013

Analysis of Variance

Wald Test Source DF Chi-Square P-Value Regression 10 430.29 0.000 Years Since Major Work Actual

1 318.82 0.000

Thickness 1 34.94 0.000 Average Precipitation 1 5.63 0.018 Average FREEZE_INDEX 1 34.47 0.000 Average TEMP_MAX 1 13.20 0.000 Average DAYS_ABOVE_32_C

1 3.97 0.046

Feature 2 20.82 0.000 Subgrade Strength 2 8.57 0.014

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Distress 48 Linear and Transverse Cracking

During the first iteration, 'Average DAYS_BELOW_0_C' had a VIF of 111.82 and was removed from the predictor list. The second iteration Average TEMP_MEAN_AVG (deg C) had a VIF of 27.04 and was removed. The third iteration had all predictors with a VIF less than 10 and are below.

Method

Link function Logit Categorical predictor coding

(1, 0)

Rows used 1064 Backward Elimination of Terms

Candidate terms: Thickness, Average Precipitation, Average FREEZE_INDEX, Average FREEZE_THAW, Average TEMP_MAX, Average TEMP_MIN, Average DAYS_ABOVE_32_C, Subgrade Strength, Surface Type - Current, Thickness*Subgrade Strength, Years Since Major Work Actual, Feature

------Step 1----- ------Step 2----- ------Step 3----- Coef P Coef P Coef P Constant 1.17 1.18 1.15 Thickness 0.0987 0.088 0.1116 0.017 0.1123 0.017 Average Precipitation -

0.000068 0.841 -

0.000066 0.847

Average FREEZE_INDEX -0.000460

0.167 -0.000473

0.154 -0.000469

0.156

Average FREEZE_THAW -0.01460 0.002 -0.01461 0.002 -0.01424 0.001 Average TEMP_MAX 0.0146 0.736 0.0127 0.768 0.0105 0.800 Average TEMP_MIN -0.0515 0.013 -0.0517 0.012 -0.0512 0.012 Average DAYS_ABOVE_32_C

-0.00217 0.710 -0.00215 0.711 -0.00163 0.751

Subgrade Strength -0.431 0.702 0.183 0.526 0.182 0.533 Surface Type - Current 0.916 0.001 0.918 0.001 0.921 0.001 Thickness*Subgrade Strength

0.072 0.880

Years Since Major Work Actual

-0.02853 0.000 -0.02853 0.000 -0.02854 0.000

Feature 0.454 0.138 0.458 0.128 0.458 0.127 Deviance R-Sq 9.56% 9.53% 9.52% Deviance R-Sq(adj) 7.59% 7.81% 7.92% AIC 769.60 765.87 763.91 AICc 770.19 766.33 764.31 BIC 854.09 840.42 833.48 ------Step 4----- ------Step 5----- ------Step 6----- Coef P Coef P Coef P Constant 1.472 1.462 1.497

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Thickness 0.1130 0.016 0.1121 0.016 0.1088 0.018 Average Precipitation Average FREEZE_INDEX -

0.000540 0.002 -

0.000527 0.001 -

0.000520 0.002

Average FREEZE_THAW -0.01432 0.001 -0.01408 0.001 -0.01402 0.001 Average TEMP_MAX Average TEMP_MIN -0.0535 0.003 -0.0526 0.003 -0.0527 0.003 Average DAYS_ABOVE_32_C

-0.00064 0.847

Subgrade Strength 0.188 0.535 0.177 0.544 Surface Type - Current 0.925 0.001 0.921 0.001 0.923 0.001 Thickness*Subgrade Strength

Years Since Major Work Actual

-0.02849 0.000 -0.02861 0.000 -0.02865 0.000

Feature 0.457 0.127 0.455 0.129 0.464 0.117 Deviance R-Sq 9.52% 9.51% 9.36% Deviance R-Sq(adj) 8.04% 8.16% 8.25% AIC 761.97 760.01 757.23 AICc 762.32 760.30 757.44 BIC 826.58 819.65 806.92 ------Step 7----- Coef P Constant 1.910 Thickness 0.1125 0.014 Average Precipitation Average FREEZE_INDEX -

0.000544 0.001

Average FREEZE_THAW -0.01466 0.000 Average TEMP_MAX Average TEMP_MIN -0.0534 0.002 Average DAYS_ABOVE_32_C

Subgrade Strength Surface Type - Current 0.899 0.001 Thickness*Subgrade Strength

Years Since Major Work Actual

-0.03185 0.000

Feature Deviance R-Sq 8.85% Deviance R-Sq(adj) 7.99% AIC 757.40 AICc 757.54 BIC 797.16

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α to remove = 0.1 If a term has more than one coefficient, the largest in magnitude is shown.

Response Information

Variable Value Count Unhealthy vs Healthy

1 928 (Event)

0 136 Total 1064

Regression Equation

P(1) = exp(Y')/(1 + exp(Y'))

Surface Type - Current AAC Y' = 1.910 + 0.1125 Thickness

- 0.000544 Average FREEZE_INDEX - 0.01466 Average FREEZE_THAW - 0.05337 Average TEMP_MIN - 0.03185 Years Since Major Work Actual

AC Y' = 2.810 + 0.1125 Thickness

- 0.000544 Average FREEZE_INDEX - 0.01466 Average FREEZE_THAW - 0.05337 Average TEMP_MIN - 0.03185 Years Since Major Work Actual

APC Y' = 2.392 + 0.1125 Thickness

- 0.000544 Average FREEZE_INDEX - 0.01466 Average FREEZE_THAW - 0.05337 Average TEMP_MIN - 0.03185 Years Since Major Work Actual

Coefficients

Term Coef SE Coef VIF Constant 1.910 0.338 Thickness 0.1125 0.0456 1.10 Average FREEZE_INDEX -

0.000544 0.000162 4.45

Average FREEZE_THAW -0.01466 0.00404 2.84 Average TEMP_MIN -0.0534 0.0175 5.87 Surface Type - Current AC 0.899 0.246 1.65 APC 0.482 0.298 1.65 Years Since Major Work Actual

-0.03185 0.00706 1.15

Odds Ratios for Continuous Predictors

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Odds Ratio 95% CI Thickness 1.1191 (1.0234,

1.2237) Average FREEZE_INDEX 0.9995 (0.9991,

0.9998) Average FREEZE_THAW 0.9855 (0.9777,

0.9933) Average TEMP_MIN 0.9480 (0.9161,

0.9811) Years Since Major Work Actual

0.9687 (0.9553, 0.9821)

Odds Ratios for Categorical Predictors

Level A Level B Odds Ratio 95% CI Surface Type - Current

AC AAC 2.4580 (1.5181, 3.9800)

APC AAC 1.6188 (0.9025, 2.9036)

APC AC 0.6586 (0.3986, 1.0880)

Odds ratio for level A relative to level B

Model Summary

Deviance R-Sq

Deviance R-Sq(adj) AIC AICc BIC

8.85% 7.99% 757.40 757.54 797.16 Goodness-of-Fit Tests

Test DF Chi-Square P-Value Deviance 1056 741.40 1.000 Pearson 1056 1096.58 0.188 Hosmer-Lemeshow

8 9.70 0.286

Analysis of Variance

Wald Test Source DF Chi-Square P-Value Regression 7 67.55 0.000 Thickness 1 6.09 0.014 Average FREEZE_INDEX 1 11.28 0.001 Average FREEZE_THAW 1 13.15 0.000 Average TEMP_MIN 1 9.32 0.002 Surface Type - Current 2 13.71 0.001

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Years Since Major Work Actual

1 20.36 0.000

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Distress 65 Joint Seal Damage

During the first iteration, Thickness*Subgrade Strength had a VIF of 74.24 and was removed from the predictor list. The second iteration 'Average DAYS_BELOW_0_C' had a VIF of 11.37 and was removed. The third iteration Average TEMP_MEAN_AVG (deg C) had a VIF of 10.30 and was removed. The fourth iteration had all predictors with a VIF less than 10 and are below.

Method

Link function Logit Categorical predictor coding

(1, 0)

Rows used 2337 Backward Elimination of Terms

Candidate terms: Years Since Major Work Actual, Thickness, Average Precipitation, Average FREEZE_INDEX, Average FREEZE_THAW, Average TEMP_MAX, Average TEMP_MIN, Average DAYS_ABOVE_32_C, Subgrade Strength, Feature

------Step 1------ ------Step 2------ ------Step 3------ Coef P Coef P Coef P Constant 1.127 1.134 1.710 Years Since Major Work Actual

0.05287 0.000 0.05288 0.000 0.05284 0.000

Thickness -0.0121 0.437 -0.0121 0.437 -0.0100 0.514 Average Precipitation 0.000009 0.961 Average FREEZE_INDEX -

0.000684 0.079 -

0.000690 0.064 -

0.000787 0.020

Average FREEZE_THAW -0.01358 0.000 -0.01364 0.000 -0.01351 0.000 Average TEMP_MAX 0.0200 0.532 0.0202 0.526 Average TEMP_MIN -0.0523 0.012 -0.0524 0.011 -0.0564 0.004 Average DAYS_ABOVE_32_C

-0.00998 0.015 -0.01006 0.007 -0.00802 0.000

Subgrade Strength -0.494 0.145 -0.494 0.145 -0.475 0.166 Feature -0.549 0.000 -0.549 0.000 -0.534 0.000 Deviance R-Sq 11.98% 11.98% 11.96% Deviance R-Sq(adj) 11.45% 11.49% 11.52% AIC 2016.02 2014.02 2012.42 AICc 2016.18 2014.16 2012.54 BIC 2090.86 2083.10 2075.75 ------Step 4------ ------Step 5------ Coef P Coef P Constant 1.584 1.249 Years Since Major Work Actual

0.05299 0.000 0.05196 0.000

Thickness

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Average Precipitation Average FREEZE_INDEX -

0.000783 0.021 -

0.000766 0.024

Average FREEZE_THAW -0.01351 0.000 -0.01357 0.000 Average TEMP_MAX Average TEMP_MIN -0.0560 0.004 -0.0576 0.003 Average DAYS_ABOVE_32_C

-0.00810 0.000 -0.00848 0.000

Subgrade Strength -0.474 0.168 Feature -0.546 0.000 -0.538 0.000 Deviance R-Sq 11.94% 11.78% Deviance R-Sq(adj) 11.55% 11.47% AIC 2010.85 2010.54 AICc 2010.94 2010.61 BIC 2068.41 2056.60

α to remove = 0.1 If a term has more than one coefficient, the largest in magnitude is shown.

Response Information

Variable Value Count Unhealthy vs Healthy

1 1897 (Event)

0 440 Total 2337

Regression Equation

P(1) = exp(Y')/(1 + exp(Y'))

Feature A Y' = 1.249 + 0.05196 Years Since Major Work Actual

- 0.000766 Average FREEZE_INDEX - 0.01357 Average FREEZE_THAW - 0.05756 Average TEMP_MIN - 0.008481 Average DAYS_ABOVE_32_C

R Y' = 0.7109 + 0.05196 Years Since Major Work Actual

- 0.000766 Average FREEZE_INDEX - 0.01357 Average FREEZE_THAW - 0.05756 Average TEMP_MIN - 0.008481 Average DAYS_ABOVE_32_C

T Y' = 0.7219 + 0.05196 Years Since Major Work Actual

- 0.000766 Average FREEZE_INDEX - 0.01357 Average FREEZE_THAW - 0.05756 Average TEMP_MIN - 0.008481 Average DAYS_ABOVE_32_C

Coefficients

Term Coef SE Coef VIF

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Constant 1.249 0.191 Years Since Major Work Actual

0.05196 0.00440 1.09

Average FREEZE_INDEX -0.000766

0.000339 4.20

Average FREEZE_THAW -0.01357 0.00330 4.90 Average TEMP_MIN -0.0576 0.0195 9.21 Average DAYS_ABOVE_32_C

-0.00848 0.00181 1.50

Feature R -0.538 0.157 1.29 T -0.527 0.128 1.27

Odds Ratios for Continuous Predictors

Odds Ratio 95% CI Years Since Major Work Actual

1.0533 (1.0443, 1.0624)

Average FREEZE_INDEX 0.9992 (0.9986, 0.9999)

Average FREEZE_THAW 0.9865 (0.9802, 0.9929)

Average TEMP_MIN 0.9441 (0.9087, 0.9808)

Average DAYS_ABOVE_32_C

0.9916 (0.9881, 0.9951)

Odds Ratios for Categorical Predictors

Level A Level B Odds Ratio 95% CI Feature R A 0.5841 (0.4296,

0.7940) T A 0.5905 (0.4597,

0.7585) T R 1.0110 (0.7507,

1.3616)

Odds ratio for level A relative to level B

Model Summary

Deviance R-Sq

Deviance R-Sq(adj) AIC AICc BIC

11.78% 11.47% 2010.54 2010.61 2056.60 Goodness-of-Fit Tests

Test DF Chi-Square P-Value Deviance 2329 1994.54 1.000 Pearson 2329 2636.20 0.000 Hosmer-Lemeshow

8 49.20 0.000

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Analysis of Variance

Wald Test Source DF Chi-Square P-Value Regression 7 195.09 0.000 Years Since Major Work Actual

1 139.68 0.000

Average FREEZE_INDEX 1 5.11 0.024 Average FREEZE_THAW 1 16.94 0.000 Average TEMP_MIN 1 8.72 0.003 Average DAYS_ABOVE_32_C

1 22.05 0.000

Feature 2 20.19 0.000

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Distress 57 Weathering

During the first iteration, Average TEMP_MEAN_AVG (deg C) had a VIF of 78.51 and was removed from the predictor list. The second iteration Average 'Average DAYS_BELOW_0_C' had a VIF of 11.02 and was removed. The third iteration had all predictors with a VIF less than 10 and are below.

Method

Link function Logit Categorical predictor coding

(1, 0)

Rows used 1064 Backward Elimination of Terms

Candidate terms: Years Since Major Work Actually, Thickness, Average Precipitation, Average FREEZE_INDEX, Average FREEZE_THAW, Average TEMP_MAX, Average TEMP_MIN, Average DAYS_ABOVE_32_C, Subgrade Strength, Surface Type - Current, Feature, Thickness*Subgrade Strength

------Step 1----- ------Step 2----- ------Step 3----- Coef P Coef P Coef P Constant 1.53 1.48 1.63 Years Since Major Work Actually

-0.0053 0.628 -0.0056 0.612 -0.0056 0.612

Thickness 0.179 0.099 0.2114 0.012 0.2058 0.013 Average Precipitation -

0.001478 0.004 -

0.001467 0.004 -

0.001461 0.004

Average FREEZE_INDEX -0.000543

0.284 -0.000544

0.280 -0.000570

0.253

Average FREEZE_THAW -0.01923 0.005 -0.01909 0.005 -0.01899 0.005 Average TEMP_MAX 0.0845 0.236 0.0825 0.244 0.0765 0.270 Average TEMP_MIN -0.0561 0.076 -0.0558 0.078 -0.0561 0.076 Average DAYS_ABOVE_32_C

-0.02014 0.022 -0.01969 0.024 -0.01935 0.025

Subgrade Strength -0.383 0.840 -0.296 0.798 Surface Type - Current 0.428 0.524 0.398 0.555 0.370 0.561 Feature 0.539 0.439 0.517 0.458 0.527 0.446 Thickness*Subgrade Strength 0.094 0.859 Deviance R-Sq 7.95% 7.89% 7.80% Deviance R-Sq(adj) 4.64% 4.99% 5.32% AIC 479.40 475.70 472.13 AICc 479.98 476.16 472.48 BIC 563.88 550.25 536.74 ------Step 4----- ------Step 5----- ------Step 6----- Coef P Coef P Coef P

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Constant 1.44 1.70 3.909 Years Since Major Work Actually

Thickness 0.2093 0.012 0.2199 0.007 0.2299 0.005 Average Precipitation -

0.001478 0.004 -

0.001497 0.003 -

0.001317 0.005

Average FREEZE_INDEX -0.000600

0.227 -0.000650

0.183 -0.001146

0.000

Average FREEZE_THAW -0.01926 0.005 -0.01908 0.004 -0.01858 0.003 Average TEMP_MAX 0.0783 0.262 0.0788 0.253 Average TEMP_MIN -0.0599 0.051 -0.0597 0.046 -0.0739 0.005 Average DAYS_ABOVE_32_C

-0.01970 0.023 -0.01968 0.021 -0.01192 0.015

Subgrade Strength Surface Type - Current 0.357 0.581 Feature 0.608 0.283 0.630 0.249 0.642 0.229 Thickness*Subgrade Strength Deviance R-Sq 7.75% 7.53% 7.25% Deviance R-Sq(adj) 5.47% 5.67% 5.59% AIC 470.39 467.43 466.80 AICc 470.69 467.64 466.97 BIC 530.03 517.13 511.53 ------Step 7----- Coef P Constant 4.125 Years Since Major Work Actually

Thickness 0.2281 0.004 Average Precipitation -

0.001289 0.005

Average FREEZE_INDEX -0.001159

0.000

Average FREEZE_THAW -0.01910 0.002 Average TEMP_MAX Average TEMP_MIN -0.0749 0.004 Average DAYS_ABOVE_32_C

-0.01073 0.026

Subgrade Strength Surface Type - Current Feature Thickness*Subgrade Strength Deviance R-Sq 6.60% Deviance R-Sq(adj) 5.36% AIC 465.94 AICc 466.04

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BIC 500.72

α to remove = 0.1 If a term has more than one coefficient, the largest in magnitude is shown.

Response Information

Variable Value Count Unhealthy vs Healthy

1 1000 (Event)

0 64 Total 1064

Regression Equation

P(1) = exp(Y')/(1 + exp(Y'))

Y' = 4.125 + 0.2281 Thickness - 0.001289 Average Precipitation - 0.001159 Average FREEZE_INDEX - 0.01910 Average FREEZE_THAW - 0.0749 Average TEMP_MIN - 0.01073 Average DAYS_ABOVE_32_C

Coefficients

Term Coef SE Coef VIF Constant 4.125 0.755 Thickness 0.2281 0.0798 1.11 Average Precipitation -

0.001289 0.000459 2.06

Average FREEZE_INDEX

-0.001159

0.000252 7.57

Average FREEZE_THAW

-0.01910 0.00628 3.75

Average TEMP_MIN -0.0749 0.0261 6.90 Average DAYS_ABOVE_32_C

-0.01073 0.00482 1.78

Odds Ratios for Continuous Predictors

Odds Ratio 95% CI Thickness 1.2562 (1.0743,

1.4690) Average Precipitation 0.9987 (0.9978,

0.9996) Average FREEZE_INDEX

0.9988 (0.9983, 0.9993)

Average FREEZE_THAW

0.9811 (0.9691, 0.9932)

Average TEMP_MIN 0.9278 (0.8815, 0.9765)

Average DAYS_ABOVE_32_C

0.9893 (0.9800, 0.9987)

Model Summary

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Deviance R-Sq

Deviance R-Sq(adj) AIC AICc BIC

6.60% 5.36% 465.94 466.04 500.72 Goodness-of-Fit Tests

Test DF Chi-Square P-Value Deviance 1057 451.94 1.000 Pearson 1057 1033.23 0.694 Hosmer-Lemeshow

8 7.09 0.527

Analysis of Variance

Wald Test Source DF Chi-Square P-Value Regression 6 29.48 0.000 Thickness 1 8.17 0.004 Average Precipitation 1 7.87 0.005 Average FREEZE_INDEX

1 21.18 0.000

Average FREEZE_THAW

1 9.26 0.002

Average TEMP_MIN 1 8.23 0.004 Average DAYS_ABOVE_32_C

1 4.96 0.026

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Distress 43 Block Cracking

The first iteration had all predictors with a VIF less than 10 and are below.

Method

Link function Logit Categorical predictor coding

(1, 0)

Rows used 1064 Backward Elimination of Terms

Candidate terms: Thickness, Average Precipitation, Average TEMP_MEAN_AVG (deg C), Average FREEZE_INDEX, Average FREEZE_THAW, Average TEMP_MAX, Average TEMP_MIN, Average DAYS_ABOVE_32_C, Average DAYS_BELOW_0_C, Feature, Subgrade Strength, Surface Type - Current, Average Precipitation*Average TEMP_MEAN_AVG (deg C), Thickness*Subgrade Strength, Years Since Major Work Actual

------Step 1------ ------Step 2----- Coef P Coef P Constant -3.46 -3.06 Thickness 0.0300 0.263 0.0293 0.274 Average Precipitation 0.001158 0.207 0.000785 0.031 Average TEMP_MEAN_AVG (deg C) 0.0610 0.458 0.0381 0.556 Average FREEZE_INDEX 0.000638 0.265 0.000593 0.293 Average FREEZE_THAW 0.0126 0.357 0.0135 0.323 Average TEMP_MAX -0.0447 0.525 -0.0467 0.507 Average TEMP_MIN -0.0487 0.241 -0.0530 0.194 Average DAYS_ABOVE_32_C 0.00930 0.056 0.00973 0.044 Average DAYS_BELOW_0_C -0.0076 0.553 -0.0088 0.489 Feature -0.344 0.418 -0.337 0.433 Subgrade Strength 0.857 0.414 0.852 0.421 Surface Type - Current -0.731 0.055 -0.714 0.059 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

-0.000024 0.657

Thickness*Subgrade Strength -0.270 0.229 -0.266 0.239 Years Since Major Work Actual 0.07544 0.000 0.07501 0.000 Deviance R-Sq 17.89% 17.87% Deviance R-Sq(adj) 16.23% 16.30% AIC 980.84 979.03 AICc 981.65 979.76 BIC 1080.2

4 1073.4

6 ------Step 3----- ------Step 4----- Coef P Coef P

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Constant -3.44 -3.929 Thickness 0.0293 0.274 0.0290 0.278 Average Precipitation 0.000882 0.007 0.000870 0.007 Average TEMP_MEAN_AVG (deg C) Average FREEZE_INDEX 0.000479 0.365 0.000436 0.396 Average FREEZE_THAW 0.0095 0.420 0.00700 0.452 Average TEMP_MAX -0.0164 0.730 Average TEMP_MIN -0.0350 0.191 -0.0284 0.127 Average DAYS_ABOVE_32_C 0.00928 0.053 0.00806 0.012 Average DAYS_BELOW_0_C -0.0058 0.614 -0.00310 0.714 Feature -0.348 0.405 -0.355 0.387 Subgrade Strength 0.877 0.403 0.858 0.415 Surface Type - Current -0.710 0.061 -0.699 0.063 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

Thickness*Subgrade Strength -0.273 0.220 -0.273 0.218 Years Since Major Work Actual 0.07435 0.000 0.07428 0.000 Deviance R-Sq 17.84% 17.83% Deviance R-Sq(adj) 16.36% 16.44% AIC 977.39 975.50 AICc 978.04 976.09 BIC 1066.8

4 1059.99

------Step 5----- ------Step 6----- Coef P Coef P Constant -3.976 -4.199 Thickness 0.0290 0.279 0.0269 0.312 Average Precipitation 0.000896 0.004 0.000884 0.005 Average TEMP_MEAN_AVG (deg C) Average FREEZE_INDEX 0.000262 0.187 0.000260 0.187 Average FREEZE_THAW 0.00394 0.342 0.00429 0.298 Average TEMP_MAX Average TEMP_MIN -0.0266 0.139 -0.0273 0.126 Average DAYS_ABOVE_32_C 0.00843 0.006 0.00773 0.010 Average DAYS_BELOW_0_C Feature -0.350 0.396 Subgrade Strength 0.869 0.408 0.957 0.337 Surface Type - Current -0.698 0.063 -0.703 0.062 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

Thickness*Subgrade Strength -0.276 0.212 -0.293 0.173 Years Since Major Work Actual 0.07439 0.000 0.07797 0.000 Deviance R-Sq 17.82% 17.66% Deviance R-Sq(adj) 16.51% 16.52% AIC 973.64 971.50

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AICc 974.16 971.90 BIC 1053.1

6 1041.08

------Step 7----- ------Step 8----- Coef P Coef P Constant -3.909 -3.860 Thickness 0.0275 0.301 0.0264 0.320 Average Precipitation 0.000766 0.009 0.000709 0.013 Average TEMP_MEAN_AVG (deg C) Average FREEZE_INDEX 0.000105 0.417 Average FREEZE_THAW Average TEMP_MAX Average TEMP_MIN -0.0414 0.000 -0.04750 0.000 Average DAYS_ABOVE_32_C 0.00629 0.017 0.00592 0.024 Average DAYS_BELOW_0_C Feature Subgrade Strength 0.963 0.332 0.941 0.349 Surface Type - Current -0.731 0.046 -0.798 0.018 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

Thickness*Subgrade Strength -0.290 0.172 -0.287 0.172 Years Since Major Work Actual 0.07813 0.000 0.07957 0.000 Deviance R-Sq 17.56% 17.51% Deviance R-Sq(adj) 16.52% 16.55% AIC 970.58 969.23 AICc 970.92 969.53 BIC 1035.1

8 1028.87

------Step 9----- -----Step 10----- Coef P Coef P Constant -3.884 -3.874 Thickness 0.0229 0.328 0.0217 0.355 Average Precipitation 0.000720 0.011 0.000723 0.010 Average TEMP_MEAN_AVG (deg C) Average FREEZE_INDEX Average FREEZE_THAW Average TEMP_MAX Average TEMP_MIN -0.04843 0.000 -0.04869 0.000 Average DAYS_ABOVE_32_C 0.00644 0.013 0.00670 0.007 Average DAYS_BELOW_0_C Feature Subgrade Strength -0.193 0.604 Surface Type - Current -0.798 0.015 -0.810 0.011 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

Thickness*Subgrade Strength

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Years Since Major Work Actual 0.08052 0.000 0.08045 0.000 Deviance R-Sq 17.10% 17.01% Deviance R-Sq(adj) 16.32% 16.40% AIC 969.87 966.90 AICc 970.08 967.03 BIC 1019.5

7 1006.66

-----Step 11----- Coef P Constant -3.757 Thickness Average Precipitation 0.000699 0.013 Average TEMP_MEAN_AVG (deg C) Average FREEZE_INDEX Average FREEZE_THAW Average TEMP_MAX Average TEMP_MIN -0.04882 0.000 Average DAYS_ABOVE_32_C 0.00673 0.007 Average DAYS_BELOW_0_C Feature Subgrade Strength Surface Type - Current -0.818 0.011 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

Thickness*Subgrade Strength Years Since Major Work Actual 0.07966 0.000 Deviance R-Sq 16.94% Deviance R-Sq(adj) 16.42% AIC 965.72 AICc 965.82 BIC 1000.50

α to remove = 0.1 If a term has more than one coefficient, the largest in magnitude is shown.

Response Information

Variable Value Count Unhealthy vs Healthy

1 244 (Event)

0 820 Total 1064

Regression Equation

P(1) = exp(Y')/(1 + exp(Y'))

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Surface Type - Current AAC Y' = -3.757 + 0.000699 Average Precipitation

- 0.04882 Average TEMP_MIN + 0.006727 Average DAYS_ABOVE_32_C + 0.07966 Years Since Major Work Actual

AC Y' = -4.189 + 0.000699 Average Precipitation

- 0.04882 Average TEMP_MIN + 0.006727 Average DAYS_ABOVE_32_C + 0.07966 Years Since Major Work Actual

APC Y' = -4.574 + 0.000699 Average Precipitation

- 0.04882 Average TEMP_MIN + 0.006727 Average DAYS_ABOVE_32_C + 0.07966 Years Since Major Work Actual

Coefficients

Term Coef SE Coef VIF Constant -3.757 0.454 Average Precipitation 0.000699 0.000280 1.54 Average TEMP_MIN -0.04882 0.00895 1.85 Average DAYS_ABOVE_32_C

0.00673 0.00250 1.51

Surface Type - Current AC -0.433 0.212 1.58 APC -0.818 0.275 1.58 Years Since Major Work Actual

0.07966 0.00684 1.06

Odds Ratios for Continuous Predictors

Odds Ratio 95% CI Average Precipitation 1.0007 (1.0001,

1.0012) Average TEMP_MIN 0.9524 (0.9358,

0.9692) Average DAYS_ABOVE_32_C

1.0067 (1.0018, 1.0117)

Years Since Major Work Actual

1.0829 (1.0685, 1.0975)

Odds Ratios for Categorical Predictors

Level A Level B Odds Ratio 95% CI Surface Type - Current

AC AAC 0.6488 (0.4282, 0.9830)

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APC AAC 0.4414 (0.2574, 0.7568)

APC AC 0.6803 (0.4336, 1.0673)

Odds ratio for level A relative to level B

Model Summary

Deviance R-Sq

Deviance R-Sq(adj) AIC AICc BIC

16.94% 16.42% 965.72 965.82 1000.50 Goodness-of-Fit Tests

Test DF Chi-Square P-Value Deviance 1057 951.72 0.991 Pearson 1057 1026.21 0.746 Hosmer-Lemeshow

8 13.15 0.107

Analysis of Variance

Wald Test Source DF Chi-Square P-Value Regression 6 151.88 0.000 Average Precipitation 1 6.22 0.013 Average TEMP_MIN 1 29.75 0.000 Average DAYS_ABOVE_32_C

1 7.23 0.007

Surface Type - Current 2 8.99 0.011 Years Since Major Work Actual

1 135.55 0.000

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Distress 67 Large Patch/Utility Cut

During the first iteration, Average Precipitation*Average TEMP_MEAN_AVG (deg C) had a VIF of 26.13 and was removed from the predictor list. The second iteration 'Average DAYS_BELOW_0_C' had a VIF of 13.24 and was removed. The third iteration had all predictors with a VIF less than 10 and are below.

Method

Link function Logit Categorical predictor coding

(1, 0)

Rows used 2337 Backward Elimination of Terms

Candidate terms: Years Since Major Work Actual, Thickness, Average Precipitation, Average TEMP_MEAN_AVG (deg C), Average FREEZE_INDEX, Average FREEZE_THAW, Average TEMP_MAX, Average TEMP_MIN, Average DAYS_ABOVE_32_C, Feature, Subgrade Strength, Thickness*Subgrade Strength

------Step 1------ ------Step 2------ ------Step 3----- Coef P Coef P Coef P Constant -2.029 -1.971 -2.092 Years Since Major Work Actual 0.04506 0.000 0.04502 0.000 0.04500 0.000 Thickness 0.0429 0.389 0.0433 0.384 0.0432 0.385 Average Precipitation -0.000066 0.698 -

0.000058 0.712

Average TEMP_MEAN_AVG (deg C)

0.0422 0.129 0.0423 0.128 0.0376 0.128

Average FREEZE_INDEX 0.000865 0.005 0.000865 0.005 0.000893 0.003 Average FREEZE_THAW 0.00600 0.050 0.00613 0.033 0.00612 0.033 Average TEMP_MAX -0.0306 0.293 -0.0331 0.095 -0.0288 0.072 Average TEMP_MIN 0.0131 0.478 0.0131 0.478 0.0153 0.382 Average DAYS_ABOVE_32_C -0.00038 0.905 Feature -0.334 0.048 -0.333 0.048 -0.334 0.048 Subgrade Strength 1.357 0.125 1.360 0.123 1.368 0.119 Thickness*Subgrade Strength -0.0561 0.534 -0.0564 0.531 -0.0572 0.518 Deviance R-Sq 12.69% 12.69% 12.68% Deviance R-Sq(adj) 12.23% 12.26% 12.28% AIC 2854.06 2852.0

7 2850.2

1 AICc 2854.29 2852.2

8 2850.3

9 BIC 2946.17 2938.4

2 2930.8

0 ------Step 4----- ------Step 5----- ------Step 6----- Coef P Coef P Coef P

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Constant -1.558 -1.557 -1.430 Years Since Major Work Actual 0.04499 0.000 0.04498 0.000 0.04515 0.000 Thickness 0.0002 0.989 Average Precipitation Average TEMP_MEAN_AVG (deg C)

0.0404 0.101 0.0403 0.100 0.0476 0.039

Average FREEZE_INDEX 0.000912 0.002 0.000913 0.002 0.000731 0.000 Average FREEZE_THAW 0.00626 0.029 0.00626 0.029 0.00480 0.037 Average TEMP_MAX -0.0289 0.071 -0.0288 0.066 -0.0364 0.005 Average TEMP_MIN 0.0150 0.393 0.0150 0.392 Average DAYS_ABOVE_32_C Feature -0.340 0.043 -0.340 0.042 -0.340 0.042 Subgrade Strength 0.593 0.003 0.593 0.003 0.588 0.003 Thickness*Subgrade Strength Deviance R-Sq 12.64% 12.64% 12.62% Deviance R-Sq(adj) 12.30% 12.33% 12.34% AIC 2847.5

4 2845.5

4 2844.2

7 AICc 2847.6

7 2845.6

5 2844.3

7 BIC 2916.6

2 2908.8

6 2901.8

4

α to remove = 0.1 If a term has more than one coefficient, the largest in magnitude is shown.

Response Information

Variable Value Count Unhealthy vs Healthy

1 1102 (Event)

0 1235 Total 2337

Regression Equation

P(1) = exp(Y')/(1 + exp(Y'))

Feature Subgrade Strength

A A Y' = -1.430 + 0.04515 Years Since Major Work Actual + 0.04758 Average TEMP_MEAN_AVG (deg C) + 0.000731 Average FREEZE_INDEX + 0.004798 Average FREEZE_THAW - 0.03638 Average TEMP_MAX

A B Y' = -1.137 + 0.04515 Years Since Major Work Actual

+ 0.04758 Average TEMP_MEAN_AVG (deg C) + 0.000731 Average FREEZE_INDEX

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+ 0.004798 Average FREEZE_THAW - 0.03638 Average TEMP_MAX

A C Y' = -0.8418 + 0.04515 Years Since Major Work Actual

+ 0.04758 Average TEMP_MEAN_AVG (deg C) + 0.000731 Average FREEZE_INDEX + 0.004798 Average FREEZE_THAW - 0.03638 Average TEMP_MAX

R A Y' = -1.770 + 0.04515 Years Since Major Work Actual

+ 0.04758 Average TEMP_MEAN_AVG (deg C) + 0.000731 Average FREEZE_INDEX + 0.004798 Average FREEZE_THAW - 0.03638 Average TEMP_MAX

R B Y' = -1.477 + 0.04515 Years Since Major Work Actual

+ 0.04758 Average TEMP_MEAN_AVG (deg C) + 0.000731 Average FREEZE_INDEX + 0.004798 Average FREEZE_THAW - 0.03638 Average TEMP_MAX

R C Y' = -1.182 + 0.04515 Years Since Major Work Actual

+ 0.04758 Average TEMP_MEAN_AVG (deg C) + 0.000731 Average FREEZE_INDEX + 0.004798 Average FREEZE_THAW - 0.03638 Average TEMP_MAX

T A Y' = -1.446 + 0.04515 Years Since Major Work Actual

+ 0.04758 Average TEMP_MEAN_AVG (deg C) + 0.000731 Average FREEZE_INDEX + 0.004798 Average FREEZE_THAW - 0.03638 Average TEMP_MAX

T B Y' = -1.152 + 0.04515 Years Since Major Work Actual

+ 0.04758 Average TEMP_MEAN_AVG (deg C) + 0.000731 Average FREEZE_INDEX + 0.004798 Average FREEZE_THAW - 0.03638 Average TEMP_MAX

T C Y' = -0.8576 + 0.04515 Years Since Major Work Actual

+ 0.04758 Average TEMP_MEAN_AVG (deg C) + 0.000731 Average FREEZE_INDEX + 0.004798 Average FREEZE_THAW - 0.03638 Average TEMP_MAX

Coefficients

Term Coef SE Coef VIF Constant -1.430 0.452 Years Since Major Work Actual 0.04515 0.00275 1.09

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Average TEMP_MEAN_AVG (deg C)

0.0476 0.0230 7.17

Average FREEZE_INDEX 0.000731 0.000206 2.37 Average FREEZE_THAW 0.00480 0.00230 3.67 Average TEMP_MAX -0.0364 0.0130 1.84 Feature R -0.340 0.141 1.19 T -0.016 0.101 1.16 Subgrade Strength B 0.293 0.186 4.00 C 0.588 0.201 4.27

Odds Ratios for Continuous Predictors

Odds Ratio 95% CI Years Since Major Work Actual 1.0462 (1.0405,

1.0518) Average TEMP_MEAN_AVG (deg C)

1.0487 (1.0025, 1.0971)

Average FREEZE_INDEX 1.0007 (1.0003, 1.0011)

Average FREEZE_THAW 1.0048 (1.0003, 1.0093)

Average TEMP_MAX 0.9643 (0.9400, 0.9891)

Odds Ratios for Categorical Predictors

Level A Level B Odds Ratio 95% CI Feature R A 0.7115 (0.5393,

0.9388) T A 0.9843 (0.8072,

1.2004) T R 1.3834 (1.0462,

1.8293) Subgrade Strength

B A 1.3409 (0.9310, 1.9313)

C A 1.8004 (1.2143, 2.6696)

C B 1.3427 (1.0910, 1.6525)

Odds ratio for level A relative to level B

Model Summary

Deviance R-Sq

Deviance R-Sq(adj) AIC AICc BIC

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12.62% 12.34% 2844.27 2844.37 2901.84 Goodness-of-Fit Tests

Test DF Chi-Square P-Value Deviance 2327 2824.27 0.000 Pearson 2327 2350.66 0.361 Hosmer-Lemeshow

8 28.58 0.000

Analysis of Variance

Wald Test Source DF Chi-Square P-Value Regression 9 332.45 0.000 Years Since Major Work Actual

1 268.65 0.000

Average TEMP_MEAN_AVG (deg C)

1 4.27 0.039

Average FREEZE_INDEX 1 12.54 0.000 Average FREEZE_THAW 1 4.36 0.037 Average TEMP_MAX 1 7.85 0.005 Feature 2 6.32 0.042 Subgrade Strength 2 11.67 0.003

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Distress 72 Shattered Slab

During the first iteration had all predictors with a VIF less than 10 and are below.

Method

Link function Logit Categorical predictor coding

(1, 0)

Rows used 2337 Backward Elimination of Terms

Candidate terms: Years Since Major Work Actual, Thickness, Average Precipitation, Average TEMP_MEAN_AVG (deg C), Average FREEZE_INDEX, Average FREEZE_THAW, Average TEMP_MAX, Average TEMP_MIN, Average DAYS_ABOVE_32_C, Average DAYS_BELOW_0_C, Feature, Subgrade Strength, Average Precipitation*Average TEMP_MEAN_AVG (deg C), Thickness*Subgrade Strength

------Step 1------ ------Step 2------ Coef P Coef P Constant -10.59 -10.81 Years Since Major Work Actual 0.05172 0.000 0.05176 0.000 Thickness -0.1381 0.146 -0.1208 0.000 Average Precipitation -

0.001443 0.071 -

0.001451 0.069

Average TEMP_MEAN_AVG (deg C) -0.0257 0.712 -0.0239 0.731 Average FREEZE_INDEX -

0.001918 0.054 -

0.001905 0.055

Average FREEZE_THAW -0.0485 0.001 -0.0483 0.001 Average TEMP_MAX 0.2860 0.000 0.2851 0.000 Average TEMP_MIN -0.0141 0.658 -0.0145 0.649 Average DAYS_ABOVE_32_C -0.02486 0.000 -0.02482 0.000 Average DAYS_BELOW_0_C 0.0419 0.002 0.0418 0.002 Feature -1.627 0.000 -1.630 0.000 Subgrade Strength 0.46 0.506 0.594 0.028 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

0.000063 0.200 0.000063 0.198

Thickness*Subgrade Strength 0.0248 0.911 Deviance R-Sq 24.50% 24.49% Deviance R-Sq(adj) 23.53% 23.64% AIC 1371.1

4 1367.33

AICc 1371.43

1367.56

BIC 1474.76

1459.43

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------Step 3------ ------Step 4------ Coef P Coef P Constant -11.05 -11.85 Years Since Major Work Actual 0.05168 0.000 0.05197 0.000 Thickness -0.1213 0.000 -0.1194 0.000 Average Precipitation -

0.001335 0.074 -

0.000472 0.074

Average TEMP_MEAN_AVG (deg C) -0.0267 0.698 0.0405 0.320 Average FREEZE_INDEX -

0.001735 0.057 -

0.001353 0.110

Average FREEZE_THAW -0.0470 0.001 -0.0439 0.002 Average TEMP_MAX 0.2924 0.000 0.2870 0.000 Average TEMP_MIN Average DAYS_ABOVE_32_C -0.02477 0.000 -0.02605 0.000 Average DAYS_BELOW_0_C 0.0421 0.001 0.0395 0.002 Feature -1.626 0.000 -1.601 0.000 Subgrade Strength 0.598 0.027 0.592 0.032 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

0.000058 0.217

Thickness*Subgrade Strength Deviance R-Sq 24.47% 24.39% Deviance R-Sq(adj) 23.68% 23.65% AIC 1365.5

4 1365.07

AICc 1365.74

1365.25

BIC 1451.89

1445.66

------Step 5------ ------Step 6------ Coef P Coef P Constant -11.35 -11.77 Years Since Major Work Actual 0.05149 0.000 0.05136 0.000 Thickness -0.1202 0.000 -0.1220 0.000 Average Precipitation -

0.000375 0.127

Average TEMP_MEAN_AVG (deg C) Average FREEZE_INDEX -

0.001361 0.104 -

0.001273 0.122

Average FREEZE_THAW -0.0431 0.002 -0.0426 0.002 Average TEMP_MAX 0.2928 0.000 0.2912 0.000 Average TEMP_MIN Average DAYS_ABOVE_32_C -0.02528 0.000 -0.02267 0.000 Average DAYS_BELOW_0_C 0.0362 0.003 0.0367 0.003 Feature -1.597 0.000 -1.582 0.000 Subgrade Strength 0.580 0.028 0.534 0.037

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Average Precipitation*Average TEMP_MEAN_AVG (deg C)

Thickness*Subgrade Strength Deviance R-Sq 24.33% 24.20% Deviance R-Sq(adj) 23.65% 23.58% AIC 1364.0

6 1364.40

AICc 1364.21

1364.53

BIC 1438.89

1433.48

------Step 7----- Coef P Constant -11.12 Years Since Major Work Actual 0.05119 0.000 Thickness -0.1204 0.000 Average Precipitation Average TEMP_MEAN_AVG (deg C) Average FREEZE_INDEX Average FREEZE_THAW -0.02260 0.000 Average TEMP_MAX 0.2713 0.000 Average TEMP_MIN Average DAYS_ABOVE_32_C -0.02129 0.000 Average DAYS_BELOW_0_C 0.01833 0.000 Feature -1.588 0.000 Subgrade Strength 0.511 0.043 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

Thickness*Subgrade Strength Deviance R-Sq 24.06% Deviance R-Sq(adj) 23.50% AIC 1364.78 AICc 1364.89 BIC 1428.10

α to remove = 0.1 If a term has more than one coefficient, the largest in magnitude is shown.

Response Information

Variable Value Count Unhealthy vs Healthy

1 294 (Event)

0 2043

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Total 2337 Regression Equation

P(1) = exp(Y')/(1 + exp(Y'))

Feature Subgrade Strength

A A Y' = -11.12 + 0.05119 Years Since Major Work Actual - 0.1204 Thickness - 0.02260 Average FREEZE_THAW + 0.2713 Average TEMP_MAX - 0.02129 Average DAYS_ABOVE_32_C + 0.01833 Average DAYS_BELOW_0_C

A B Y' = -10.97 + 0.05119 Years Since Major Work Actual

- 0.1204 Thickness - 0.02260 Average FREEZE_THAW + 0.2713 Average TEMP_MAX - 0.02129 Average DAYS_ABOVE_32_C + 0.01833 Average DAYS_BELOW_0_C

A C Y' = -10.61 + 0.05119 Years Since Major Work Actual

- 0.1204 Thickness - 0.02260 Average FREEZE_THAW + 0.2713 Average TEMP_MAX - 0.02129 Average DAYS_ABOVE_32_C + 0.01833 Average DAYS_BELOW_0_C

R A Y' = -12.70 + 0.05119 Years Since Major Work Actual

- 0.1204 Thickness - 0.02260 Average FREEZE_THAW + 0.2713 Average TEMP_MAX - 0.02129 Average DAYS_ABOVE_32_C + 0.01833 Average DAYS_BELOW_0_C

R B Y' = -12.56 + 0.05119 Years Since Major Work Actual

- 0.1204 Thickness - 0.02260 Average FREEZE_THAW + 0.2713 Average TEMP_MAX - 0.02129 Average DAYS_ABOVE_32_C + 0.01833 Average DAYS_BELOW_0_C

R C Y' = -12.19 + 0.05119 Years Since Major Work Actual

- 0.1204 Thickness - 0.02260 Average FREEZE_THAW + 0.2713 Average TEMP_MAX - 0.02129 Average DAYS_ABOVE_32_C + 0.01833 Average DAYS_BELOW_0_C

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T A Y' = -12.08 + 0.05119 Years Since Major Work Actual - 0.1204 Thickness - 0.02260 Average FREEZE_THAW + 0.2713 Average TEMP_MAX - 0.02129 Average DAYS_ABOVE_32_C + 0.01833 Average DAYS_BELOW_0_C

T B Y' = -11.93 + 0.05119 Years Since Major Work Actual

- 0.1204 Thickness - 0.02260 Average FREEZE_THAW + 0.2713 Average TEMP_MAX - 0.02129 Average DAYS_ABOVE_32_C + 0.01833 Average DAYS_BELOW_0_C

T C Y' = -11.56 + 0.05119 Years Since Major Work Actual

- 0.1204 Thickness - 0.02260 Average FREEZE_THAW + 0.2713 Average TEMP_MAX - 0.02129 Average DAYS_ABOVE_32_C + 0.01833 Average DAYS_BELOW_0_C

Coefficients

Term Coef SE Coef VIF Constant -11.12 1.33 Years Since Major Work Actual

0.05119 0.00392 1.12

Thickness -0.1204 0.0189 1.13 Average FREEZE_THAW -

0.02260 0.00506 7.27

Average TEMP_MAX 0.2713 0.0417 7.85 Average DAYS_ABOVE_32_C

-0.02129

0.00471 7.19

Average DAYS_BELOW_0_C

0.01833 0.00331 7.20

Feature R -1.588 0.314 1.06 T -0.959 0.169 1.08 Subgrade Strength B 0.142 0.347 5.99 C 0.511 0.355 6.27

Odds Ratios for Continuous Predictors

Odds Ratio 95% CI Years Since Major Work Actual

1.0525 (1.0445, 1.0606)

Thickness 0.8866 (0.8544, 0.9200)

Average FREEZE_THAW 0.9777 (0.9680, 0.9874)

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Average TEMP_MAX 1.3116 (1.2087, 1.4233)

Average DAYS_ABOVE_32_C

0.9789 (0.9699, 0.9880)

Average DAYS_BELOW_0_C

1.0185 (1.0119, 1.0251)

Odds Ratios for Categorical Predictors

Level A Level B Odds Ratio 95% CI Feature R A 0.2044 (0.1105,

0.3781) T A 0.3833 (0.2750,

0.5342) T R 1.8752 (0.9840,

3.5737) Subgrade Strength

B A 1.1531 (0.5845, 2.2748)

C A 1.6676 (0.8311, 3.3459)

C B 1.4462 (1.0660, 1.9621)

Odds ratio for level A relative to level B

Model Summary

Deviance R-Sq

Deviance R-Sq(adj) AIC AICc BIC

24.06% 23.50% 1364.78 1364.89 1428.10 Goodness-of-Fit Tests

Test DF Chi-Square P-Value Deviance 2326 1342.78 1.000 Pearson 2326 2557.84 0.000 Hosmer-Lemeshow

8 13.04 0.111

Analysis of Variance

Wald Test Source DF Chi-Square P-Value Regression 10 298.14 0.000 Years Since Major Work Actual

1 170.67 0.000

Thickness 1 40.57 0.000 Average FREEZE_THAW 1 19.95 0.000 Average TEMP_MAX 1 42.35 0.000

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Average DAYS_ABOVE_32_C

1 20.39 0.000

Average DAYS_BELOW_0_C

1 30.75 0.000

Feature 2 49.04 0.000 Subgrade Strength 2 6.29 0.043

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Distress 74 Joint Spalling

The first iteration had all predictors with a VIF less than 10 and are below.

Method

Link function Logit Categorical predictor coding

(1, 0)

Rows used 2337 Backward Elimination of Terms

Candidate terms: Years Since Major Work Actual, Thickness, Average Precipitation, Average TEMP_MEAN_AVG (deg C), Average FREEZE_INDEX, Average FREEZE_THAW, Average TEMP_MAX, Average TEMP_MIN, Average DAYS_ABOVE_32_C, Average DAYS_BELOW_0_C, Feature, Subgrade Strength, Average Precipitation*Average TEMP_MEAN_AVG (deg C), Thickness*Subgrade Strength

------Step 1------ ------Step 2------ Coef P Coef P Constant -1.08 -1.357 Years Since Major Work Actual 0.01109 0.000 0.01107 0.000 Thickness -0.0611 0.204 -0.0393 0.003 Average Precipitation 0.000593 0.226 0.000601 0.220 Average TEMP_MEAN_AVG (deg C) -0.0588 0.216 -0.0603 0.203 Average FREEZE_INDEX -0.000179 0.797 -

0.000203 0.770

Average FREEZE_THAW -0.01586 0.108 -0.01617 0.100 Average TEMP_MAX 0.1089 0.002 0.1089 0.002 Average TEMP_MIN 0.0275 0.171 0.0278 0.166 Average DAYS_ABOVE_32_C -0.00323 0.377 -0.00316 0.387 Average DAYS_BELOW_0_C 0.00836 0.328 0.00860 0.313 Feature -0.146 0.309 -0.146 0.304 Subgrade Strength -0.165 0.852 0.468 0.006 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

-0.000028 0.363 -0.000028

0.363

Thickness*Subgrade Strength 0.0303 0.839 Deviance R-Sq 3.05% 3.04% Deviance R-Sq(adj) 2.42% 2.48% AIC 2653.63 2649.9

8 AICc 2653.92 2650.2

2 BIC 2757.25 2742.0

9 ------Step 3------ ------Step 4------

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Coef P Coef P Constant -1.361 -0.798 Years Since Major Work Actual 0.01106 0.000 0.01071 0.000 Thickness -0.0394 0.002 -0.0387 0.003 Average Precipitation 0.000654 0.149 0.000634 0.161 Average TEMP_MEAN_AVG (deg C) -0.0572 0.216 -0.0595 0.195 Average FREEZE_INDEX Average FREEZE_THAW -0.01360 0.002 -0.01202 0.002 Average TEMP_MAX 0.1072 0.002 0.0863 0.000 Average TEMP_MIN 0.0294 0.127 0.0278 0.144 Average DAYS_ABOVE_32_C -0.00299 0.406 Average DAYS_BELOW_0_C 0.00645 0.130 0.00583 0.164 Feature -0.146 0.305 -0.141 0.317 Subgrade Strength 0.466 0.006 0.465 0.005 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

-0.000031 0.288 -0.000026

0.359

Thickness*Subgrade Strength Deviance R-Sq 3.03% 3.01% Deviance R-Sq(adj) 2.51% 2.53% AIC 2648.07 2646.7

5 AICc 2648.27 2646.9

4 BIC 2734.41 2727.3

5 ------Step 5----- ------Step 6----- Coef P Coef P Constant -0.508 -0.487 Years Since Major Work Actual 0.01059 0.000 0.01061 0.000 Thickness -0.0398 0.002 -0.0418 0.001 Average Precipitation 0.000249 0.136 0.000236 0.157 Average TEMP_MEAN_AVG (deg C) -0.0908 0.003 -0.0905 0.003 Average FREEZE_INDEX Average FREEZE_THAW -0.01127 0.003 -0.01139 0.003 Average TEMP_MAX 0.0920 0.000 0.0910 0.000 Average TEMP_MIN 0.0295 0.120 0.0292 0.123 Average DAYS_ABOVE_32_C Average DAYS_BELOW_0_C 0.00498 0.221 0.00509 0.211 Feature -0.142 0.319 Subgrade Strength 0.466 0.005 0.469 0.004 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

Thickness*Subgrade Strength Deviance R-Sq 2.98% 2.89% Deviance R-Sq(adj) 2.53% 2.52%

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AIC 2645.60

2643.87

AICc 2645.75

2643.99

BIC 2720.43

2707.20

------Step 7----- ------Step 8----- Coef P Coef P Constant 0.010 0.022 Years Since Major Work Actual 0.01080 0.000 0.01095 0.000 Thickness -0.0408 0.001 -0.0404 0.002 Average Precipitation 0.000187 0.244 0.000155 0.321 Average TEMP_MEAN_AVG (deg C) -0.0900 0.003 -0.0699 0.001 Average FREEZE_INDEX Average FREEZE_THAW -0.00782 0.002 -0.00828 0.001 Average TEMP_MAX 0.0778 0.000 0.0671 0.000 Average TEMP_MIN 0.0127 0.343 Average DAYS_ABOVE_32_C Average DAYS_BELOW_0_C Feature Subgrade Strength 0.462 0.003 0.458 0.003 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

Thickness*Subgrade Strength Deviance R-Sq 2.83% 2.80% Deviance R-Sq(adj) 2.50% 2.50% AIC 2643.4

5 2642.3

5 AICc 2643.5

5 2642.4

3 BIC 2701.0

2 2694.1

6 ------Step 9----- Coef P Constant 0.261 Years Since Major Work Actual 0.01087 0.000 Thickness -0.0391 0.002 Average Precipitation Average TEMP_MEAN_AVG (deg C) -0.0603 0.002 Average FREEZE_INDEX Average FREEZE_THAW -0.00774 0.001 Average TEMP_MAX 0.0593 0.000 Average TEMP_MIN Average DAYS_ABOVE_32_C Average DAYS_BELOW_0_C Feature

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Subgrade Strength 0.467 0.003 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

Thickness*Subgrade Strength Deviance R-Sq 2.76% Deviance R-Sq(adj) 2.50% AIC 2641.34 AICc 2641.40 BIC 2687.39

α to remove = 0.1 If a term has more than one coefficient, the largest in magnitude is shown.

Response Information

Variable Value Count Unhealthy vs Healthy

1 1719 (Event)

0 618 Total 2337

Regression Equation

P(1) = exp(Y')/(1 + exp(Y'))

Subgrade Strength A Y' = 0.2611 + 0.01087 Years Since Major Work Actual - 0.03912 Thickness

- 0.06033 Average TEMP_MEAN_AVG (deg C) - 0.007736 Average FREEZE_THAW + 0.05930 Average TEMP_MAX

B Y' = 0.3477 + 0.01087 Years Since Major Work Actual - 0.03912 Thickness

- 0.06033 Average TEMP_MEAN_AVG (deg C) - 0.007736 Average FREEZE_THAW + 0.05930 Average TEMP_MAX

C Y' = 0.7279 + 0.01087 Years Since Major Work Actual - 0.03912 Thickness

- 0.06033 Average TEMP_MEAN_AVG (deg C) - 0.007736 Average FREEZE_THAW + 0.05930 Average TEMP_MAX

Coefficients

Term Coef SE Coef VIF Constant 0.261 0.417 Years Since Major Work Actual 0.01087 0.00276 1.06 Thickness -0.0391 0.0127 1.07 Average TEMP_MEAN_AVG (deg C)

-0.0603 0.0194 4.58

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Average FREEZE_THAW -0.00774

0.00240 3.54

Average TEMP_MAX 0.0593 0.0143 1.95 Subgrade Strength B 0.087 0.181 3.23 C 0.467 0.202 3.44

Odds Ratios for Continuous Predictors

Odds Ratio 95% CI Years Since Major Work Actual 1.0109 (1.0055,

1.0164) Thickness 0.9616 (0.9380,

0.9859) Average TEMP_MEAN_AVG (deg C)

0.9415 (0.9064, 0.9779)

Average FREEZE_THAW 0.9923 (0.9876, 0.9970)

Average TEMP_MAX 1.0611 (1.0317, 1.0913)

Odds Ratios for Categorical Predictors

Level A Level B Odds Ratio 95% CI Subgrade Strength

B A 1.0906 (0.7646, 1.5555)

C A 1.5950 (1.0732, 2.3703)

C B 1.4625 (1.1647, 1.8365)

Odds ratio for level A relative to level B

Model Summary

Deviance R-Sq

Deviance R-Sq(adj) AIC AICc BIC

2.76% 2.50% 2641.34 2641.40 2687.39 Goodness-of-Fit Tests

Test DF Chi-Square P-Value Deviance 2329 2625.34 0.000 Pearson 2329 2337.99 0.444 Hosmer-Lemeshow

8 10.00 0.265

Analysis of Variance

Wald Test Source DF Chi-Square P-Value Regression 7 67.34 0.000

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Years Since Major Work Actual

1 15.49 0.000

Thickness 1 9.48 0.002 Average TEMP_MEAN_AVG (deg C)

1 9.71 0.002

Average FREEZE_THAW 1 10.39 0.001 Average TEMP_MAX 1 17.14 0.000 Subgrade Strength 2 11.54 0.003

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Distress 66 Small Patch

During the first iteration, Average Precipitation*Average TEMP_MEAN_AVG (deg C) had a VIF of 23.72 and was removed from the predictor list. The second iteration had all predictors with a VIF less than 10 and are below.

Method

Link function Logit Categorical predictor coding

(1, 0)

Rows used 2337 Backward Elimination of Terms

Candidate terms: Years Since Major Work Actual, Thickness, Average Precipitation, Average TEMP_MEAN_AVG (deg C), Average FREEZE_INDEX, Average FREEZE_THAW, Average TEMP_MAX, Average TEMP_MIN, Average DAYS_ABOVE_32_C, Average DAYS_BELOW_0_C, Feature, Subgrade Strength, Thickness*Subgrade Strength

------Step 1------ ------Step 2------ ------Step 3------ Coef P Coef P Coef P Constant 0.87 1.01 0.643 Years Since Major Work Actual 0.03129 0.000 0.03128 0.000 0.03130 0.000 Thickness 0.0578 0.309 0.0573 0.313 0.0551 0.332 Average Precipitation -

0.000513 0.005 -

0.000507 0.006 -

0.000498 0.007

Average TEMP_MEAN_AVG (deg C)

-0.0157 0.615 -0.0169 0.586 -0.0253 0.347

Average FREEZE_INDEX -0.000580

0.364 -0.000366

0.264 -0.000317

0.315

Average FREEZE_THAW -0.00567 0.559 -0.00213 0.526 -0.00261 0.422 Average TEMP_MAX -0.0139 0.684 -0.0175 0.592 Average TEMP_MIN -0.0113 0.569 -0.0117 0.555 -0.0073 0.686 Average DAYS_ABOVE_32_C -0.00444 0.214 -0.00414 0.235 -0.00552 0.018 Average DAYS_BELOW_0_C 0.00332 0.697 Feature 0.611 0.000 0.608 0.000 0.602 0.000 Subgrade Strength 0.334 0.269 -0.329 0.260 -0.340 0.254 Thickness*Subgrade Strength -0.0337 0.224 -0.0333 0.217 -0.0329 0.219 Deviance R-Sq 5.30% 5.30% 5.29% Deviance R-Sq(adj) 4.69% 4.72% 4.75% AIC 2507.81 2505.96 2504.24 AICc 2508.07 2506.19 2504.45 BIC 2605.67 2598.06 2590.59 ------Step 4------ ------Step 5------ ------Step 6------ Coef P Coef P Coef P Constant 0.657 0.405 0.288

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Years Since Major Work Actual 0.03118 0.000 0.03126 0.000 0.03130 0.000 Thickness 0.0552 0.330 0.0535 0.346 0.0513 0.366 Average Precipitation -

0.000480 0.007 -

0.000491 0.006 -

0.000486 0.006

Average TEMP_MEAN_AVG (deg C)

-0.0282 0.279 -0.0142 0.419 -0.0061 0.671

Average FREEZE_INDEX -0.000228

0.317 -0.000166

0.427

Average FREEZE_THAW -0.00169 0.468 Average TEMP_MAX Average TEMP_MIN Average DAYS_ABOVE_32_C -0.00508 0.013 -0.00539 0.007 -0.00548 0.006 Average DAYS_BELOW_0_C Feature 0.605 0.000 0.591 0.000 0.592 0.000 Subgrade Strength -0.331 0.258 -0.374 0.235 -0.419 0.218 Thickness*Subgrade Strength -0.0329 0.224 -0.0319 0.208 -0.0298 0.198 Deviance R-Sq 5.28% 5.26% 5.23% Deviance R-Sq(adj) 4.78% 4.80% 4.81% AIC 2502.41 2500.93 2499.55 AICc 2502.59 2501.09 2499.69 BIC 2583.00 2575.77 2568.63 ------Step 7------ ------Step 8------ ------Step 9------ Coef P Coef P Coef P Constant 0.277 0.419 0.312 Years Since Major Work Actual 0.03128 0.000 0.03108 0.000 0.03085 0.000 Thickness 0.0512 0.367 0.0409 0.003 0.0410 0.002 Average Precipitation -

0.000529 0.000 -

0.000530 0.000 -

0.000542 0.000

Average TEMP_MEAN_AVG (deg C)

Average FREEZE_INDEX Average FREEZE_THAW Average TEMP_MAX Average TEMP_MIN Average DAYS_ABOVE_32_C -0.00607 0.000 -0.00612 0.000 -0.00631 0.000 Average DAYS_BELOW_0_C Feature 0.590 0.000 0.581 0.000 0.581 0.000 Subgrade Strength -0.446 0.196 -0.153 0.777 Thickness*Subgrade Strength -0.0296 0.186 Deviance R-Sq 5.23% 5.10% 5.08% Deviance R-Sq(adj) 4.85% 4.79% 4.85% AIC 2497.73 2497.13 2493.65 AICc 2497.84 2497.21 2493.70 BIC 2561.05 2548.94 2533.94

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α to remove = 0.1 If a term has more than one coefficient, the largest in magnitude is shown.

Response Information

Variable Value Count Unhealthy vs Healthy

1 1760 (Event)

0 577 Total 2337

Regression Equation

P(1) = exp(Y')/(1 + exp(Y'))

Feature A Y' = 0.3123 + 0.03085 Years Since Major Work Actual

+ 0.04098 Thickness - 0.000542 Average Precipitation - 0.006313 Average DAYS_ABOVE_32_C

R Y' = 0.8929 + 0.03085 Years Since Major Work Actual

+ 0.04098 Thickness - 0.000542 Average Precipitation - 0.006313 Average DAYS_ABOVE_32_C

T Y' = 0.7222 + 0.03085 Years Since Major Work Actual

+ 0.04098 Thickness - 0.000542 Average Precipitation - 0.006313 Average DAYS_ABOVE_32_C

Coefficients

Term Coef SE Coef VIF Constant 0.312 0.252 Years Since Major Work Actual

0.03085 0.00316 1.12

Thickness 0.0410 0.0135 1.06 Average Precipitation -

0.000542 0.000144 1.19

Average DAYS_ABOVE_32_C

-0.00631 0.00142 1.25

Feature R 0.581 0.152 1.17 T 0.410 0.112 1.16

Odds Ratios for Continuous Predictors

Odds Ratio 95% CI Years Since Major Work Actual

1.0313 (1.0250, 1.0377)

Thickness 1.0418 (1.0146, 1.0698)

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Average Precipitation 0.9995 (0.9992, 0.9997)

Average DAYS_ABOVE_32_C

0.9937 (0.9909, 0.9965)

Odds Ratios for Categorical Predictors

Level A Level B Odds Ratio 95% CI Feature R A 1.7872 (1.3264,

2.4079) T A 1.5067 (1.2098,

1.8763) T R 0.8431 (0.6210,

1.1445)

Odds ratio for level A relative to level B

Model Summary

Deviance R-Sq

Deviance R-Sq(adj) AIC AICc BIC

5.08% 4.85% 2493.65 2493.70 2533.94 Goodness-of-Fit Tests

Test DF Chi-Square P-Value Deviance 2330 2479.65 0.016 Pearson 2330 2333.85 0.474 Hosmer-Lemeshow

8 4.73 0.786

Analysis of Variance

Wald Test Source DF Chi-Square P-Value Regression 6 115.79 0.000 Years Since Major Work Actual

1 95.42 0.000

Thickness 1 9.17 0.002 Average Precipitation 1 14.21 0.000 Average DAYS_ABOVE_32_C

1 19.72 0.000

Feature 2 21.00 0.000

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Distress 41 Alligator Cracking

During the first iteration, 'Average DAYS_BELOW_0_C' had a VIF of 126.65 and was removed from the predictor list. The second iteration Average Precipitation*Average TEMP_MEAN_AVG (deg C) had a VIF of 20.56 and was removed. The third iteration had all predictors with a VIF less than 10 and are below.

Method

Link function Logit Categorical predictor coding

(1, 0)

Rows used 1064 Backward Elimination of Terms

Candidate terms: Years Since Major Work Actual, Thickness, Average Precipitation, Average TEMP_MEAN_AVG (deg C), Average FREEZE_INDEX, Average FREEZE_THAW, Average TEMP_MAX, Average TEMP_MIN, Average DAYS_ABOVE_32_C, Feature, Subgrade Strength, Surface Type - Current, Thickness*Subgrade Strength

------Step 1----- ------Step 2----- ------Step 3----- Coef P Coef P Coef P Constant -9.53 -9.45 -9.41 Years Since Major Work Actual 0.02454 0.001 0.02554 0.000 0.02479 0.000 Thickness -0.0102 0.805 -0.0099 0.811 0.0174 0.526 Average Precipitation 0.000457 0.176 0.000363 0.247 0.000392 0.208 Average TEMP_MEAN_AVG (deg C)

-0.0423 0.462

Average FREEZE_INDEX 0.000896 0.027 0.000869 0.033 0.000859 0.034 Average FREEZE_THAW 0.00902 0.058 0.01016 0.024 0.01032 0.022 Average TEMP_MAX 0.2229 0.000 0.1983 0.000 0.1921 0.000 Average TEMP_MIN 0.0567 0.095 0.0387 0.099 0.0393 0.091 Average DAYS_ABOVE_32_C -0.00940 0.072 -0.00918 0.078 -0.00900 0.081 Feature -0.486 0.063 -0.468 0.074 -0.415 0.117 Subgrade Strength 0.268 0.861 0.257 0.868 0.932 0.001 Surface Type - Current -0.400 0.012 -0.411 0.012 -0.457 0.006 Thickness*Subgrade Strength 0.1335 0.293 0.1379 0.266 Deviance R-Sq 10.30% 10.25% 9.98% Deviance R-Sq(adj) 8.60% 8.64% 8.57% AIC 928.87 927.41 926.09 AICc 929.53 928.00 926.55 BIC 1018.3

3 1011.9

0 1000.6

3 -----Step 4----- -----Step 5----- -----Step 6----- Coef P Coef P Coef P

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Constant -9.28 -8.93 -8.36 Years Since Major Work Actual 0.02455 0.001 0.02488 0.000 0.02666 0.000 Thickness Average Precipitation 0.000371 0.231 Average TEMP_MEAN_AVG (deg C)

Average FREEZE_INDEX 0.000840 0.037 0.000657 0.078 0.000244 0.213 Average FREEZE_THAW 0.01029 0.022 0.00737 0.053 0.00352 0.153 Average TEMP_MAX 0.1905 0.000 0.1964 0.000 0.1791 0.000 Average TEMP_MIN 0.0382 0.098 0.0285 0.190 Average DAYS_ABOVE_32_C -0.00897 0.082 -0.01200 0.008 -0.01150 0.012 Feature -0.394 0.131 -0.399 0.129 -0.381 0.168 Subgrade Strength 0.938 0.001 0.931 0.001 0.925 0.001 Surface Type - Current -0.464 0.004 -0.459 0.005 -0.497 0.002 Thickness*Subgrade Strength Deviance R-Sq 9.94% 9.80% 9.63% Deviance R-Sq(adj) 8.64% 8.59% 8.53% AIC 924.46 923.89 923.54 AICc 924.87 924.24 923.84 BIC 994.04 988.50 983.18 -----Step 7----- -----Step 8----- Coef P Coef P Constant -7.37 -7.45 Years Since Major Work Actual 0.02640 0.000 0.03018 0.000 Thickness Average Precipitation Average TEMP_MEAN_AVG (deg C)

Average FREEZE_INDEX Average FREEZE_THAW 0.00456 0.048 0.00531 0.020 Average TEMP_MAX 0.1498 0.000 0.1459 0.000 Average TEMP_MIN Average DAYS_ABOVE_32_C -0.00933 0.026 -0.00947 0.024 Feature -0.384 0.176 Subgrade Strength 0.920 0.001 0.893 0.002 Surface Type - Current -0.518 0.001 -0.511 0.002 Thickness*Subgrade Strength Deviance R-Sq 9.49% 9.13% Deviance R-Sq(adj) 8.48% 8.33% AIC 923.00 922.57 AICc 923.25 922.74 BIC 977.67 967.30

α to remove = 0.1 If a term has more than one coefficient, the largest in magnitude is shown.

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Response Information

Variable Value Count Unhealthy vs Healthy

1 189 (Event)

0 875 Total 1064

Regression Equation

P(1) = exp(Y')/(1 + exp(Y'))

Subgrade Strength

Surface Type - Current

A AAC Y' = -7.448 + 0.03018 Years Since Major Work Actual + 0.005305 Average FREEZE_THAW + 0.1459 Average TEMP_MAX - 0.009471 Average DAYS_ABOVE_32_C

A AC Y' = -7.078 + 0.03018 Years Since Major Work Actual

+ 0.005305 Average FREEZE_THAW + 0.1459 Average TEMP_MAX - 0.009471 Average DAYS_ABOVE_32_C

A APC Y' = -7.960 + 0.03018 Years Since Major Work Actual

+ 0.005305 Average FREEZE_THAW + 0.1459 Average TEMP_MAX - 0.009471 Average DAYS_ABOVE_32_C

B AAC Y' = -7.250 + 0.03018 Years Since Major Work Actual

+ 0.005305 Average FREEZE_THAW + 0.1459 Average TEMP_MAX - 0.009471 Average DAYS_ABOVE_32_C

B AC Y' = -6.880 + 0.03018 Years Since Major Work Actual

+ 0.005305 Average FREEZE_THAW + 0.1459 Average TEMP_MAX - 0.009471 Average DAYS_ABOVE_32_C

B APC Y' = -7.761 + 0.03018 Years Since Major Work Actual

+ 0.005305 Average FREEZE_THAW + 0.1459 Average TEMP_MAX - 0.009471 Average DAYS_ABOVE_32_C

C AAC Y' = -6.556 + 0.03018 Years Since Major Work Actual

+ 0.005305 Average FREEZE_THAW + 0.1459 Average TEMP_MAX - 0.009471 Average DAYS_ABOVE_32_C

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C AC Y' = -6.186 + 0.03018 Years Since Major Work Actual + 0.005305 Average FREEZE_THAW + 0.1459 Average TEMP_MAX - 0.009471 Average DAYS_ABOVE_32_C

C APC Y' = -7.067 + 0.03018 Years Since Major Work Actual

+ 0.005305 Average FREEZE_THAW + 0.1459 Average TEMP_MAX - 0.009471 Average DAYS_ABOVE_32_C

Coefficients

Term Coef SE Coef VIF Constant -7.45 1.06 Years Since Major Work Actual

0.03018 0.00657 1.06

Average FREEZE_THAW 0.00531 0.00227 1.26 Average TEMP_MAX 0.1459 0.0334 3.83 Average DAYS_ABOVE_32_C

-0.00947

0.00420 4.11

Subgrade Strength B 0.198 0.200 1.32 C 0.893 0.255 1.33 Surface Type - Current AC 0.370 0.257 1.90 APC -0.511 0.329 1.99

Odds Ratios for Continuous Predictors

Odds Ratio 95% CI Years Since Major Work Actual

1.0306 (1.0174, 1.0440)

Average FREEZE_THAW 1.0053 (1.0009, 1.0098)

Average TEMP_MAX 1.1571 (1.0838, 1.2353)

Average DAYS_ABOVE_32_C

0.9906 (0.9824, 0.9988)

Odds Ratios for Categorical Predictors

Level A Level B Odds Ratio 95% CI Subgrade Strength B A 1.2191 (0.8242,

1.8034) C A 2.4412 (1.4814,

4.0231) C B 2.0024 (1.2292,

3.2622) Surface Type - Current

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AC AAC 1.4473 (0.8743, 2.3958)

APC AAC 0.5996 (0.3144, 1.1435)

APC AC 0.4143 (0.2505, 0.6851)

Odds ratio for level A relative to level B

Model Summary

Deviance R-Sq

Deviance R-Sq(adj) AIC AICc BIC

9.13% 8.33% 922.57 922.74 967.30 Goodness-of-Fit Tests

Test DF Chi-Square P-Value Deviance 1055 904.57 1.000 Pearson 1055 1027.40 0.723 Hosmer-Lemeshow

8 10.80 0.214

Analysis of Variance

Wald Test Source DF Chi-Square P-Value Regression 8 71.08 0.000 Years Since Major Work Actual

1 21.09 0.000

Average FREEZE_THAW 1 5.45 0.020 Average TEMP_MAX 1 19.11 0.000 Average DAYS_ABOVE_32_C

1 5.08 0.024

Subgrade Strength 2 12.54 0.002 Surface Type - Current 2 12.50 0.002

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Distress 76 Alkali Silica Reaction

During the first iteration, 'Average DAYS_BELOW_0_C' had a VIF of 2157.50 and was removed from the predictor list. The second iteration Average TEMP_MIN had a VIF of 24.97 and was removed. The third iteration Average DAYS_ABOVE_32_C had a VIF of 12.08 and was removed. The fourth iteration had all predictors with a VIF less than 10 and are below.

Method

Link function Logit Categorical predictor coding

(1, 0)

Rows used 2337 Backward Elimination of Terms

Candidate terms: Years Since Major Work Actual, Thickness, Average Precipitation, Average TEMP_MEAN_AVG (deg C), Average FREEZE_INDEX, Average FREEZE_THAW, Average TEMP_MAX, Feature, Subgrade Strength, Average Precipitation*Average TEMP_MEAN_AVG (deg C), Thickness*Subgrade Strength

------Step 1----- -----Step 2----- Coef P Coef P Constant -12.05 -13.33 Years Since Major Work Actual 0.01770 0.000 0.01764 0.000 Thickness -0.150 0.294 -0.0509 0.024 Average Precipitation -0.00226 0.076 -0.00225 0.077 Average TEMP_MEAN_AVG (deg C) 0.1177 0.216 0.1153 0.225 Average FREEZE_INDEX -0.00265 0.038 -0.00265 0.038 Average FREEZE_THAW 0.03867 0.000 0.03846 0.000 Average TEMP_MAX 0.1820 0.000 0.1818 0.000 Feature -0.233 0.385 -0.233 0.375 Subgrade Strength -0.93 0.813 0.806 0.052 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

0.000101 0.183 0.000102 0.182

Thickness*Subgrade Strength 0.106 0.765 Deviance R-Sq 19.65% 19.60% Deviance R-Sq(adj) 18.38% 18.51% AIC 916.41 912.98 AICc 916.62 913.13 BIC 1002.76 987.81 -----Step 3----- ------Step 4----- Coef P Coef P Constant -13.32 -14.30 Years Since Major Work Actual 0.01732 0.000 0.01788 0.000 Thickness -0.0532 0.017 -0.0504 0.024

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Average Precipitation -0.00232 0.068 -0.000620 0.050 Average TEMP_MEAN_AVG (deg C) 0.1114 0.240 0.1956 0.007 Average FREEZE_INDEX -0.00257 0.044 -0.00271 0.033 Average FREEZE_THAW 0.03837 0.000 0.03983 0.000 Average TEMP_MAX 0.1831 0.000 0.1717 0.000 Feature Subgrade Strength 0.795 0.046 0.721 0.063 Average Precipitation*Average TEMP_MEAN_AVG (deg C)

0.000105 0.166

Thickness*Subgrade Strength Deviance R-Sq 19.42% 19.25% Deviance R-Sq(adj) 18.51% 18.43% AIC 910.97 910.89 AICc 911.08 910.98 BIC 974.29 968.45

α to remove = 0.1 If a term has more than one coefficient, the largest in magnitude is shown.

Response Information

Variable Value Count Unhealthy vs Healthy

1 148 (Event)

0 2189 Total 2337

Regression Equation

P(1) = exp(Y')/(1 + exp(Y'))

Subgrade Strength A Y' = -14.30 + 0.01788 Years Since Major Work Actual

- 0.05044 Thickness - 0.000620 Average Precipitation + 0.1956 Average TEMP_MEAN_AVG (deg C) - 0.002707 Average FREEZE_INDEX + 0.03983 Average FREEZE_THAW + 0.1717 Average TEMP_MAX

B Y' = -13.99 + 0.01788 Years Since Major Work Actual

- 0.05044 Thickness - 0.000620 Average Precipitation + 0.1956 Average TEMP_MEAN_AVG (deg C) - 0.002707 Average FREEZE_INDEX

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+ 0.03983 Average FREEZE_THAW + 0.1717 Average TEMP_MAX

C Y' = -13.57 + 0.01788 Years Since Major Work Actual

- 0.05044 Thickness - 0.000620 Average Precipitation + 0.1956 Average TEMP_MEAN_AVG (deg C) - 0.002707 Average FREEZE_INDEX + 0.03983 Average FREEZE_THAW + 0.1717 Average TEMP_MAX

Coefficients

Term Coef SE Coef VIF Constant -14.30 2.05 Years Since Major Work Actual 0.01788 0.00468 1.13 Thickness -0.0504 0.0223 1.10 Average Precipitation -

0.000620 0.000316 1.64

Average TEMP_MEAN_AVG (deg C)

0.1956 0.0725 8.88

Average FREEZE_INDEX -0.00271 0.00127 3.23 Average FREEZE_THAW 0.03983 0.00563 5.39 Average TEMP_MAX 0.1717 0.0451 2.39 Subgrade Strength B 0.304 0.542 9.02 C 0.721 0.549 9.24

Odds Ratios for Continuous Predictors

Odds Ratio 95% CI Years Since Major Work Actual 1.0180 (1.0087,

1.0274) Thickness 0.9508 (0.9101,

0.9933) Average Precipitation 0.9994 (0.9988,

1.0000) Average TEMP_MEAN_AVG (deg C)

1.2160 (1.0550, 1.4017)

Average FREEZE_INDEX 0.9973 (0.9948, 0.9998)

Average FREEZE_THAW 1.0406 (1.0292, 1.0522)

Average TEMP_MAX 1.1873 (1.0868, 1.2970)

Odds Ratios for Categorical Predictors

Level A Level B Odds Ratio 95% CI Subgrade Strength

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B A 1.3550 (0.4687, 3.9174)

C A 2.0568 (0.7014, 6.0311)

C B 1.5179 (1.0433, 2.2082)

Odds ratio for level A relative to level B

Model Summary

Deviance R-Sq

Deviance R-Sq(adj) AIC AICc BIC

19.25% 18.43% 910.89 910.98 968.45 Goodness-of-Fit Tests

Test DF Chi-Square P-Value Deviance 2327 890.89 1.000 Pearson 2327 3559482.47 0.000 Hosmer-Lemeshow

8 8.12 0.422

Analysis of Variance

Wald Test Source DF Chi-Square P-Value Regression 9 140.40 0.000 Years Since Major Work Actual

1 14.62 0.000

Thickness 1 5.10 0.024 Average Precipitation 1 3.85 0.050 Average TEMP_MEAN_AVG (deg C)

1 7.28 0.007

Average FREEZE_INDEX 1 4.54 0.033 Average FREEZE_THAW 1 50.00 0.000 Average TEMP_MAX 1 14.49 0.000 Subgrade Strength 2 5.52 0.063

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APPENDIX B

USAF LOCALIZED MAINTENANCE ACTIONS

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APPENDIX C

ACCROYNM LIST

Air Force Base (AFB)

Air Force Civil Engineer Center (AFCEC)

Air Force Instruction (AFI)

Airfield Pavement Evaluation (APE)

Allowable Gross Load (AGL)

American Association of State Highway and Transportation Officials (AASHTO)

Asphalt Concrete (AC)

Asphalt-Over-Asphalt-Concrete (AAC)

Asphalt-Over-Portland-Cement-Concrete (APC)

California Bearing Ratio (CBR)

Correct Deduct Value (CDV)

Dynamic Cone Penetrometer (DCP)

Highest Deduct Value (HDV)

Long Term Pavement Performance (LTPP)

Maintenance and Repair (M&R)

Modern Era Retrospective Analysis for Research and Applications (MERRA)

National Aeronautics and Space Administration (NASA)

National Oceanic and Atmospheric Administration (NOAA)

Pavement Condition Index (PCI)

Pavement Classification Number (PCN)

Performance Grade (PG)

Portland Cement Concrete (PCC)

Unified Facility Criteria (UFC)

United States Air Force (USAF)