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F ABRICATION OF A NTI -R EFLECTIVE P YRAMID S TRUCTURES IN S I BY A NISOTROPIC E TCHING D ANIEL B ACH J ENSEN 201404713 A ARHUS U NIVERSITY D EPARTMENT OF P HYSICS AND A STRONOMY D ATE : J ANUARY 14, 2017 S UPERVISORS : P ETER B ALLING C O - SUPERVISORS : S ANJAY R AM

FA - R P S A E - projects.au.dk...the etching process, it is possible to make structures of different size [3]. In addition by adding isopropyl alcohol, IPA, to the etching solution

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  • F A B R I C A T I O N O FA N T I - R E F L E C T I V E

    P Y R A M I D S T R U C T U R E S I NS I B Y A N I S O T R O P I C

    E T C H I N G

    D A N I E L B A C H J E N S E N2 0 1 4 0 4 7 1 3

    A A R H U S U N I V E R S I T YD E P A R T M E N T O F P H Y S I C S A N D A S T R O N O M Y

    D A T E : JANUARY 14, 2017S U P E R V I S O R S : P E T E R B A L L I N GC O - S U P E R V I S O R S : S A N J A Y R A M

  • Abstract

    This report is examining the fabrication of anti-reflective uprightpyramid structures and their optical properties regarding its usein solar cells and for upconversion. The structures were etchedin silicon by a aqueous solution of KOH and IPA which resultedin structures with sizes from below 1 µm up to around 13 µm.The measured reflectance and transmittance of the samples werecompared with respect to the structure size, shape and coverage.In addition the reflectance is compared to theoretical calculationsmade from the geometrical (ray tracing) model and the effectivemedium model. It is found that the pyramid structures enhancesthe effect of conventional solar cells but seems to reduce the effectof upconversion.

    Dansk

    Denne rapport undersøger fremstillingen af anti-reflekterende opret-stående pyramidestrukturer og deres optiske egenskaber med hen-syn til deres anvendelse i solceller og til opkonvertering. Struktur-erne blev ætset i silicium med en vandig opløsning af KOH og IPA,som resulterede i strukturer med størrelser fra under 1 µm og op tilomkring 13 µm. Den målte reflektans og transmittans fra prøverneblev sammenlignet med hensyn til strukturernes størrelse, formog densitet. Desuden sammenlignes reflektansen med teoretiskeberegninger fra den geometriske (ray tracing) model og "Effektivmedium"-modellen. Det konstateres, at pyramidestrukturerne øgereffekten af konventionelle solceller, men de ser ud til at reducereeffekten af opkonvertering.

    i

  • Acknowledgement

    This project was made in collaboration with the SemiconductorGroup at the Institute of Physics and Astronomy regarding theSunTune project. Professor Peter Balling was supervisor on thisproject with Assistant Professor Sanjay Ram as co-supervisor.

    During this project I have completed multiple training exercisesin order to operate the necessary equipment. Instruction on how touse the cleanroom at iNANO was given by Laboratory TechnicianPia Bomholt Jensen. The training for SEM, on Nova at the PhysicsDepartment and on Magellan at iNANO, was given by EngineerJacques Chevallier. At last the training for the spectrometer PerkinElmer at iNANO was given by PhD Student Harish Lakhotiya.

    Finally I want to thank Pia Bomholt Jensen for her great help inthe laboratory and thank PhD Student Emil Eriksen for theoreticalcalculations and help with the theoretical background.

    ii

  • Contents

    Abstract i

    Acknowledgement ii

    Contents iii

    1 Introduction 1

    2 Experiment 32.1 The Etching Recipe and Set-up . . . . . . . . . . . . 32.2 Sample Etching . . . . . . . . . . . . . . . . . . . . . 4

    2.2.1 A New Recipe . . . . . . . . . . . . . . . . . . 62.3 The Optical Measurements . . . . . . . . . . . . . . . 7

    3 Results 93.1 Structural Characteristics . . . . . . . . . . . . . . . . 93.2 SEM Characterization . . . . . . . . . . . . . . . . . . 123.3 Optical Results . . . . . . . . . . . . . . . . . . . . . . 17

    4 Discussion 224.1 The Etching Process . . . . . . . . . . . . . . . . . . . 224.2 Optical Behaviour . . . . . . . . . . . . . . . . . . . . 23

    5 Conclusion and Perspective 27

    6 Summary 28

    Bibliography 31

    A SEM Pictures 33

    iii

  • B Optical Measurements 50

    iv

  • Chapter 1

    Introduction

    This project considers the use of upright pyramid structures insilicon for use in solar cells. One of the advantages of these pyramidstructures is that they have an anti-reflective optical behaviour,when the size of the structures is around or below the wavelengthof the incident light. This happens because the small structuresappear to light as if they were an effective medium with a gradualincrease in refractive index [1]. This effect is illustrated in Figure 1.1.

    Pyramid structures

    SiSi

    E�ective medium

    Figure 1.1: This figure shows a sketch of the effective mediumapproach for pyramid structures. The left figure shows the pyramidstructures. The right figure shows how the pyramids appear in theeffective medium approach when the size of the structures is aboutor below the wavelength of light.

    On the other hand there is a purely geometric approach toexplain the anti-reflective behaviour, the ray tracing approach. Thisapproach fits when the structures are around or bigger than thewavelength of the incident light. This model takes into account therefracted and reflected light for each interface the light hits and thelight absorbed inside the medium. Figure 1.2 shows a sketch of theray tracing approach [2]. Common to the calculations of these two

    1

  • CHAPTER 1. INTRODUCTION 2

    methods in this project is that they relay on an assumption that thepyramid structures are periodic and uniformly distributed. One ofthe goals of this project is to compare the measured data to thesetwo models and see if there is any relation.

    Figure 1.2: This figure shows a sketch of the ray tracing approachfor pyramid structures [2].

    The structures are made by anisotropic etch which gives uprightpyramid structures if no mask is used (not to confuse with invertedpyramid holes which are made using a mask). The structuresappears because potassium hydroxide (KOH) etches faster in the(100)-plane than in the (111)-plane of silicon. This leaves, under theright conditions, upright pyramids on the etched surface of a (100)silicon wafer. By controlling the mixture, time, and temperature ofthe etching process, it is possible to make structures of different size[3]. In addition by adding isopropyl alcohol, IPA, to the etchingsolution the structures become smoother. IPA prevents hydroxidefrom etching thus making a smoother surface on the pyramids [4].

    To use these structures for solar cells in the SunTune projectthere are two essential optical characteristics which are importantto optimize. One is to increase the absorption at small wavelengthsto be able to use as much energy as possible in generating thephoto current. In this project the absorption is assumed to bethe part of the light that is not reflected nor transmitted (Abs =100% − Rtot − Ttot). The other essential characteristic is to get avery high transmission of photons with large wavelength. This isimportant in order to upconvert this light and use it to generatephoto current. The technique of upconversion is to use two lowenergy photons to generate one photon with enough energy todrive a photo current in the solar cell [5].

  • Chapter 2

    Experiment

    2.1 The Etching Recipe and Set-up

    The first part of the project concerned the etching of the structuresinto the samples and refining the recipe. The initial recipe, whichwas written based on previous work done by Sanjay Ram, con-sisted of a solution of 2.5 g KOH (potassium hydroxide), 100 mLdemineralized water, and 33 mL IPA. This solution was heated to80 ◦C where the sample was etched for 20 min. The sample wascleaned with demineralized water in an ultrasonic bath for 2 minand left covered in this water for at least half an hour.

    Figure 2.1: This figure shows the set-up for the etching process.

    3

  • CHAPTER 2. EXPERIMENT 4

    The set-up for the etching process consisted of a 500 ml beakerwith the solution and a lit (a glass dish), a hotplate, and a thermome-ter measuring the temperature of the solution. Figure 2.1 showsa photograph of the set-up used for etching. The silicon substrateused during this project was float zone silicon (100) wafers, thick-ness of 300 µm and p-type with a resistivity of 1-5 Ωcm. Generallythe samples was cut in pieces of 2×1-2 cm.

    The cleaning of the samples was done by Pia Bomholt Jensenand consisted of the standard cleaning procedures RCA-1 andRCA-2 (Radio Corporation of America), which removes organicmatter and metal from the surface, respectively. Further more theoxide layer of the samples was removed with hydrofluoric acid thesame day before the etching process.

    2.2 Sample Etching

    The first series of samples was etched according to the above men-tioned recipe except for changing the etching time. The parametersfor each sample are shown in Table 2.1. The set-up of the etchingprocess was tested during the first process (A), where two sampleswas etched at the same time. In addition the ability to control thetemperature was tested.

    The second series of samples was made on the basis of scanningelectron microscope, SEM, pictures of the first series (especiallyform sample F), and one of the goals was to produce a more narrowsize distribution. This second series was also made to look forany trend in the range of temperature between 60-70 ◦C and etchtimes between 40-80 min. The exact used parameters are found inTable 2.2.

    The third series of samples produced had the aim of showingthe influence of IPA. The first half (sample O and P) is etched withdifferent concentration of IPA along with sample L. The last twosamples (Q and R) was made to see if there would be a remarkablechange in the average etch rate when changing to a fresh solutionafter half the time. In this case the two samples were etched2 × 30 min compared sample M. A remark about sample R is that

  • CHAPTER 2. EXPERIMENT 5

    Table 2.1: This table shows the experimental parameters of eachsample in the first series during the etching process. Note that A1and A2 were etched together in the same solution, which is alsothe reason for the curly brackets.

    Series 1 KOH [g] Temp [◦C] Time [min] A1A2 2.4951 81-82

    20:2230:08

    B 2.4690 80-82 24:57

    C 2.5465 81-83 35:04

    D 2.5349 80-82 39:53

    E 2.5210 74-76 ∼ 40F 2.6090 68-72 39:52

    Table 2.2: This table shows the experimental parameters of eachsample in the second series during the etching process.

    Series 2 KOH [g] Temp [◦C] Time [min:sec]

    G 2.444 68-72 60:08

    H 2.422 69-72 79:55

    I 2.5845 64-66 40:02

    J 2.640 63-66 60:05

    K 2.552 64-67 79:57

    L 2.5780 59-61 40:12

    M 2.536 59-62 59:59

    N 2.574 59-62 79:59

  • CHAPTER 2. EXPERIMENT 6

    the silicon was not cleaned for organic or metallic impurities onthe surface. Only hydrofluoric acid was used to remove the oxidelayer. The observed parameters that differs from the main recipe ofthis third series is tabulated in Table 2.3.

    Table 2.3: This table shows the experimental parameters of eachsample in the third series during the etching process. Note thatsample Q and R were etched 2×30 min, which is the reason for thecurly brackets.

    Series 3 KOH [g] IPA [ml] Temp [◦C] Time [min:sec]

    O 2.4320 25 60-62 40:05

    P 2.5405 40 60-62 40:11

    Q

    2.42352.5152 33

    62-6460-64

    31:0829:05

    R

    2.43702.4510 33

    60-6260-62

    30:1829:40

    2.2.1 A New Recipe

    After some time optimizing the initial recipe a paper with a newrecipe was found. In this paper, made by D. Muñoz et.al. [6],they had made very dense packed pyramid structures with sizesbetween 2-15 µm. The solution from the paper consisted of 5 %wtof KOH, 5 %vol of IPA and samples were etched for 60 min at80-90 ◦C. This recipe was studied in yet another series of samples.The parameters used for this series are tabulated in Table 2.4. Theetching procedure was carried out in the same way as the previousrecipe with a beaker on a hotplate.

  • CHAPTER 2. EXPERIMENT 7

    Table 2.4: This table shows the experimental parameters of eachsample in the fourth series during the etching process.

    Series 4 Temp [◦C] Time [min]

    A’ 75 10

    B’ 75 15

    C’ 75 30

    D’ 75 45

    E’ 75 60

    F’ 80 15

    G’ 80 30

    H’ 80 60

    2.3 The Optical Measurements

    The optical measurements were carried out by measuring the re-flectance and transmittance with the use of a spectrometer with anintegrating sphere. The instrument has two beams, a sample beamand a reference beam. The reference beam was guided through anaperture, then reflected by two mirrors, to remove any scatteringeffects, and at last reflected into the integrating sphere thus hittingthe detector. The sample beam is also guided through a apertureand reflected by two mirrors, after which it hits the integratingsphere where it reflects back and forth until it hits the detector atthe bottom. The instrument is sketched in Figure 2.2 and Figure 2.3.

    To get a complete overview of the optical behaviour of the sam-ples four optical properties were measured. The first two propertieswere the total reflectance (Rtot) and the diffused reflectance (Rdi f ).In both cases the properties were measured by placing the sampleright after the integrating sphere. The difference between measur-ing the two properties is that the diffused reflectance is measuredin a way where the direct reflection is removed by letting it outthrough a hole in the integrating sphere as shown in Figure 2.2b.The direct reflectance is then calculated by subtracting the diffusedreflectance from the total reflectance, Rdir = Rtot − Rdi f . Figure 2.2ashows the set-up to measure the total reflectance.

  • CHAPTER 2. EXPERIMENT 8

    Sample

    Beam dump

    Aperture

    Mirror

    Integrating

    sphere

    Sample beam E1

    Refrence beam E2

    Detector

    (a) This figure shows a sketch of the opti-cal instrument with settings used to mea-sure the total reflectance (Rtot).

    Detector

    Sample

    Beam dump

    Aperture

    Mirror

    Integrating

    sphere

    Sample beam E1

    Refrence beam E2

    (b) This figure shows a sketch of the opti-cal instrument with settings used to mea-sure the diffused reflectance (Rdi f ).

    Figure 2.2

    The last two properties measured were the total transmittance(Ttot) and the direct transmittance (Tdir). The total transmittancewas measured by placing the sample right in front of the integrat-ing sphere as shown in Figure 2.3a, and the direct transmittancewas measured by placing the sample before the two mirrors asshown in Figure 2.3b. All measured samples were investigated forwavelengths between 250-2500 nm.

    Sample

    Beam dump

    Aperture

    Mirror

    Integrating

    sphere

    Sample beam E1

    Refrence beam E2

    Detector

    (a) This figure shows a sketch of the opti-cal instrument with settings used to mea-sure the total transmittance (Ttot).

    Sample

    Beam dump

    Aperture

    Mirror

    Integrating

    sphere

    Refrence beam E2

    Sample beam E1

    Detector

    (b) This figure shows a sketch of the opti-cal instrument with settings used to mea-sure the direct transmittance (Tdir).

    Figure 2.3

  • Chapter 3

    Results

    3.1 Structural Characteristics

    In the following chapters the structures will among other things bedescribed according to the structure size and coverage which areboth estimated by the use of SEM. The structure size is measuredfrom one side of the structure to the other as shown in Figure 3.1. Bycomparing the size of about a handful of structures the average sizewas estimated. The average size of each sample was only estimatedqualitatively (no statistical estimations) due to the relatively bigdistribution of sizes. The coverage is an estimate of how close thestructures are sitting together. This is estimated by examining theentire sample thus giving the samples the term "high coverage", forsamples almost completely filled with structures, or otherwise theterm "low coverage".

    Figure 3.1: This figure illustrates how the structure size of eachstructure is measured by SEM.

    9

  • CHAPTER 3. RESULTS 10

    The samples were characterized by SEM. The procedure wasto observe almost the entire surface at low magnification to finda representative site to take a picture and note any characteristicpatterns of structures. The photographed areas were estimated tohave the average coverage of the individual samples. In the firstthree series some of the general patterns were "lines" and "clusters".

    (a) This figure shows a line with more struc-tures than the average coverage of the sam-ple. The picture is from the back side ofsample K at 500 times magnification.

    (b) This figure shows a line with less struc-tures than the average coverage of the sam-ple. The picture is from the front side ofsample K at 500 times magnification.

    Figure 3.2

    When talking about lines it can either be lines of more or lessstructures than the average coverage as shown in Figure 3.2a andFigure 3.2b.

    The term clusters will be used when a lot of structures pack in avery small area as opposed to the average coverage. This type ofpattern is shown at the bottom of Figure 3.3a. Also some sampleshave large areas of different coverage like in Figure 3.3b.

    In the initial processing there were no recordings of which sidewas up or down in the etching process except for the samples ofseries three. To correct this the samples were examined by SEMon both sides to see the difference. To distinguish the two sides,each was given a label of either "Front side" or "Back side", where

  • CHAPTER 3. RESULTS 11

    (a) This figure shows a cluster on a sample,where lots of structures are packing closetogether. The picture is from the front sideof sample E at 500 times magnification.

    (b) This figure shows a sample that has twoareas with different coverage. The picture isfrom the front side of sample F at 500 timesmagnification.

    Figure 3.3

    the label "Front side" represented the side with most structures inreference to the procedure of the optical measurements (the frontside is facing the incoming beam).

    In series four the structures had some other characteristics.When examining the samples the shape of structures was found tobe quite different. It seemed like the bigger structures were erodedby the etching process as shown in Figure 3.4a. These eroded struc-tures is referred to as "rough" structures whereas structures witha smooth surface are referred to as "smooth" structures, which isshown in Figure 3.4b.

  • CHAPTER 3. RESULTS 12

    (a) This figure shows rough structures wheresmall structures are forming on top of thebigger structures. The picture is tilted 45◦

    and is from sample G’ at 2000 times magni-fication.

    (b) This figure shows some of the verysmooth structures in the fourth series. Thepicture is tilted 45◦ and is from sample C’ at2000 times magnification.

    Figure 3.4

    3.2 SEM Characterization

    The first series showed some samples with very dense packing ofstructures (sample A1, A2, and C). In general this series has a lot ofpatterns like clusters, areas, and lines, but sample C seems to havea relatively uniform distribution of structures. The structures ofsample C is shown in Figure 3.5. Also sample F has areas with highcoverage and some of the smallest structures as shown in Figure 3.6.In the entire series the size of the structures varies from 3.0-6.0 µmon the front side and 1.5-7.0 µm on the back side. An overview ofstructure size and patterns can be found in Table 3.1.

  • CHAPTER 3. RESULTS 13

    Table 3.1: This table shows the size of the biggest structures onthe front side and back side of each sample in the first series. Thecoverage of each sample is also described in reference to the generalpatterns of the samples.

    Series 1Front side Back side

    Size [µm] Coverage Size [µm] Coverage

    A1 3.5-4.0 areas,close packed

    3.5 clusters

    A2 5.5-6.0 areas,close packed

    5.0 clusters,some lines

    B 4.0 clusters 3.5 uniform,some clusters

    C 4.0 uniform, areas,close packed

    5.0 clusters

    D 3.0 clusters, lines 3.0 few structures

    E 4.5 clusters 6.5-7.0 areas

    F 3.0-3.5 lines, areas 1.5-2.0

    Figure 3.5: These pictures show the structures on the front side ofsample C. The picture to the left is taken at 2000 times magnificationand the picture to the right is taken at 10000 times magnification.

  • CHAPTER 3. RESULTS 14

    Figure 3.6: These pictures show the structures on the front side ofsample F. The picture to the left is taken at 2000 times magnificationand the picture to the right is taken at 10000 times magnification.

    The samples of the second series did not have a very highcoverage in general. It is however clear that the size of the pyramidstructures gets bigger when increasing either the etching time orthe temperature. One of the samples with most structures is sampleL which also have very small structures. Some SEM pictures ofsample L is shown in Figure 3.7. The structure size and coverage ofeach sample in this series are described in Table 3.2.

    Figure 3.7: These pictures show the structures on the front side ofsample L. The picture to the left is taken at 2000 times magnificationand the picture to the right is taken at 10000 times magnification.

  • CHAPTER 3. RESULTS 15

    Table 3.2: This table shows the size of the biggest structures onthe front side and back side of each sample in the second series.The coverage of each sample is also described in reference to thegeneral patterns of the samples.

    Series 2Front side Back side

    Size [µm] Coverage Size [µm] Coverage

    G 5.5 few structures 5.0 some clusters

    H 8.5-9.0 some clusters 5 clusters, lines

    I 3.0-3.5 few structures,some clusters

    1.5 few structures

    J 4.0-4.5 3.5-4.0 areas

    K 8.0-8.5 lines 5.0 lines

    L 1.5-2.0 < 1 few structures

    M 3.5-4.0 lines 3.0 clusters, lines

    N 3.5-4.0 areas 3.5-4.0 some clusters

    At the third series the two samples O and P, etched with20 mL and 40 mL IPA respectively, resulted in very few structuresin relation with sample L from series 2 and the size of the structuresdid not seem to differ a lot. The samples Q and R show structuresof smaller size of the front side compared to sample M from series2, but the structures on the backside are bigger on sample Q and Rcompared to M. Figure 3.8 shows pictures from the front side andback side of sample Q. The coverage of all the samples in series 3 isnot enhanced in relation to the samples in series 2. The structuralcharacteristics of this series are listed in Table 3.3.

    The samples in the fourth series was in general covered entirelyand as mentioned before the shape of the pyramids changed insome samples to be quite rough. Sample E’, which is shown inFigure 3.9 is an example of a sample with large structures coveredwith smaller structures making the structures look rough. Anotherspecial sample in this series is sample H’ which has a lot of smallstructures about 1 µm like sample E’, but it also has some verybig smooth structures with sizes above 10 µm. 3.10 shows some

  • CHAPTER 3. RESULTS 16

    Table 3.3: This table shows the size of the biggest structures on thefront side and back side of each sample in the third series. Thecoverage of each sample is also described in reference to the generalpatterns of the samples.

    Series 3Front side Back side

    Size [µm] Coverage Size [µm] Coverage

    O 2.5 few structures 3.0-3.5

    P 2.0-2.5 few structures 3.5-4.0

    Q 3.5 5.0-5.5

    R 1.5-2.0 3.5-4.0

    Figure 3.8: These pictures show the structures of sample Q. Thepicture to the left is from the front side and the picture to theright is from the back side. Both pictures are taken at 2000 timesmagnification.

  • CHAPTER 3. RESULTS 17

    pictures of sample H’. The characteristics of the entire series aredescribed in Table 3.4.

    Appendix A contains a the entire collection of SEM picturestaken through out the project.

    Table 3.4: This table shows the size of the biggest structures on thefront side of each sample in the fourth series. The coverage of eachsample is also described in reference to the general patterns of thesamples. For samples with rough shape the size in brackets is thesize of the small structures which represents the roughness.

    Series 4Front side

    Size [µm] Coverage

    A’ 7-8 almost covered, smooth shape

    B’ 5-6 fully covered, more small structures

    C’ 9-10 fully covered, smooth shape

    D’ 11-12 fully covered, almost smooth shape

    E’ 9-12 (∼1) fully covered, rough shapeF’ 6-7 fully covered, smooth shape

    G’ 3.5-4 fully covered, almost smooth shape

    H’ 10-13 (

  • CHAPTER 3. RESULTS 18

    Figure 3.9: These pictures show the structures on the front side ofsample E’. The picture to the left is taken at 2000 times magnifica-tion with 45◦ tilt and the picture to the right is taken at 15000 timesmagnification.

    Figure 3.10: These pictures show the structures on the front side ofsample H’. The picture to the left is taken at 500 times magnificationand the picture to the right is taken at 6500 times magnification.

    The plots in Figure 3.11 is made from optical measurements onsample H, K, C’, and D’ which all have a structure size between8-12 µm and are listed with increasing coverage. The anti-reflectiveeffect of the pyramid structures with high coverage is clear to seeat small wavelengths in Figure 3.11a, where the total reflectance isabout halved. At the plot of the total transmittance in Figure 3.11b,the transmittance is almost zero up to the wavelength that fits theband gap, meaning that all photons are either absorbed or reflected.Beyond the band gap the higher coverage seems to give a lowertransmittance. At Figure 3.12 the plots show that the samples withfull coverage reflect and transmit very diffused light since the direct

  • CHAPTER 3. RESULTS 19

    reflectance and transmittance is almost zero for the entire spectrum.

    500 1000 1500 2000 2500

    Wavelength [nm]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % R

    C'

    D'

    K

    H

    (a) Total reflectance

    500 1000 1500 2000 2500

    Wavelength [nm]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % T

    C'

    D'

    K

    H

    (b) Total transmittance

    Figure 3.11: These two plots show the total reflectance and totaltransmittance of the samples H, K, C’, and D’ with a structure sizebetween 8-12 µm. The four samples are listed in order of increasingcoverage with sample H having the lowest coverage.

    500 1000 1500 2000 2500

    Wavelength [nm]

    0

    5

    10

    15

    20

    25

    30

    35

    40

    45

    50

    55

    % R

    C'

    D'

    K

    H

    (a) Direct reflectance

    500 1000 1500 2000 2500

    Wavelength [nm]

    0

    5

    10

    15

    20

    25

    % T

    C'

    D'

    K

    H

    (b) Direct transmittance

    Figure 3.12: These two plots show the direct reflectance and directtransmittance of the samples H, K, C’, and D’ with a structure sizebetween 8-12 µm. The four samples are listed in order of increasingcoverage with sample H having the lowest coverage.

    The next two series of plots were used to investigate any opticaldependence for the structure size. The first series consists of the

  • CHAPTER 3. RESULTS 20

    samples L, F, M, B, and K all with relatively low coverage and listedin order of increasing structure size between 1.5-8.5 µm (the plotsis shown in Figure 3.13). The other series consists of the samplesG’, B’, F’, A’, C’, and D’ all with a high coverage and listed inorder of increasing structure size between 3.5-12 µm (the plots isshown in Figure 3.14). Both series of optical measurements showsthe characteristic band gap of crystalline silicon, but there is noindication that the size have a significant influence in these opticalmeasurements.

    500 1000 1500 2000 2500

    Wavelength [nm]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % R

    K

    B

    M

    F

    L

    (a) Total reflectance

    500 1000 1500 2000 2500

    Wavelength [nm]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % T

    K

    B

    M

    F

    L

    (b) Total transmittance

    Figure 3.13: These two plots show the total reflectance and totaltransmittance of the samples L, F, M, B, and K all with low coverage.The five samples are listed in order of increasing structure size withsample L having the smallest structures.

    To determine if the shape (roughness) of the sample has anyinfluence on optical properties, the optical measurements of thesamples H’, E’, D’, and C’ are compared in Figure 3.15. Thesesamples are listed in order of increasing roughness and they allhave a structure size of 9-13 µm and a high coverage. In Figure 3.15aat small wavelengths it seems that increasing roughness reduces thetotal reflectance. In other words it seems like the small structures,representing the roughness, on the bigger structures enhance theanti-reflective effect at small wavelengths.

    Appendix B contains the complete collection plots made fromall the optical measurements produced during this project.

  • CHAPTER 3. RESULTS 21

    500 1000 1500 2000 2500

    Wavelength [nm]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % R

    C'

    A'

    F'

    B'

    (a) Total reflectance

    500 1000 1500 2000 2500

    Wavelength [nm]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % T

    C'

    A'

    F'

    B'

    (b) Total transmittance

    Figure 3.14: These two plots show the total reflectance and totaltransmittance of the samples G’, B’, F’, A’, C’, and D’ all with highcoverage and smooth structures. The six samples are listed in orderof increasing structure size with sample G’ having the smalleststructures.

    500 1000 1500 2000 2500

    Wavelength [nm]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % R

    C'

    D'

    E'

    H'

    (a) Total reflectance

    500 1000 1500 2000 2500

    Wavelength [nm]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % T

    C'

    D'

    E'

    H'

    (b) Total transmittance

    Figure 3.15: These two plots show the total reflectance and totaltransmittance of the samples H’, E’, D’, and C’ all with high cov-erage and structure size between 9-13 µm. The four samples arelisted in order of increasing roughness with sample H’ having thesmoothest structures.

  • Chapter 4

    Discussion

    4.1 The Etching Process

    The first thing to mention is the etching procedure. From all theproduced samples it is clear that a longer etching time or a highertemperature gives larger structures, which is also well documentedin terms of the etch rate [3]. In the etching process it is important tonote that the temperature was measured in the middle of the liquidwhile the sample was lying at the bottom of the beaker close to thehotplate. This means that the actual temperature might be a bithigher than what is recorded. Another problem is that the samplesmight etch more at certain areas. The reason for this concern is thatthe samples were lying on the bottom of the beaker and becausethe etching solution was not stirred thus etching differently on thetop relative to the bottom.

    It is also found that the amount of IPA has a big influence onboth the shape and the coverage of the structures. When comparingthe samples of series 4 (and sample A1, A2, B, C, and D from series1), made with the "new recipe", to the samples of the other seriesit is clear that the coverage is much greater with full coverage inalmost all samples. This difference is mainly because of the IPA. Itseems that the higher concentration of IPA prevents the hydroxidefrom etching the silicon, which is proclaimed in various papers [4].

    The reason why sample A1, A2, B, C, and D from series 1 alsohave a relatively great coverage might be because of the IPA evap-

    22

  • CHAPTER 4. DISCUSSION 23

    orating from the system thus reducing the concentration. Thesamples were etched at about 80 ◦C for between 20-40 min whichseems to be enough to reduce the concentration of IPA significantlyin comparison to the samples of the second series. This is sup-ported by the data sheet for IPA which state that it has a boilingtemperature of 81-83 ◦C [8].

    Another thing about the IPA is that it enhances the smoothnessof the structures. In series 4 it is found that the structures suddenlychange from smooth structures to very rough structures whenetching for around 45-60 min at 75 ◦C or 80 ◦C. This is probablyalso because of the IPA evaporating and this effect is also wellexplained in the literature [4].

    One of the most extraordinary samples is sample H’ from series4 which has both very small structures, like the roughness of othersamples in series 4, but also big smooth structures with sizes above10 µm. This is very different from the other samples in this projectand might have something to do with the IPA acting as a mask atthe tip of the pyramid which is also explained in the literature [3].

    4.2 Optical Behaviour

    To investigate the potential of each sample used in a solar cell thetotal reflectance, total transmittance, and the absorption is com-pared in Figure 4.1a and Figure 4.1b. The two plots show theaverage reflectance, transmittance, and absorption for a certainrange of wavelength, at Figure 4.1a the range is 500-800 nm and atFigure 4.1b the range is 1300-2000 nm. The two areas are chosenbecause of minimal noise and that they give an indication of theoptical properties in the high energy range, the main source ofenergy in conventional solar cells, and the low energy range whichhas potential for upconvertion. Term "high energy range" refers towavelengths below the band edge and the term "low energy range"then refers to wavelengths above the band edge.

    At the high energy range shown in Figure 4.1a there is a bigdifference in the total reflectance when comparing the samples oflow coverage (sample F-Q) to the samples of high coverage (sample

  • CHAPTER 4. DISCUSSION 24

    F H K L M N B Q A' B' C' D' E' F' G' H'

    Measured samples

    0

    10

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    30

    40

    50

    60

    70

    80

    90

    100

    %T

    & %

    Ab

    s &

    %R

    Ttot,av

    Rtot,av

    Absav

    (a) The high energy range with wavelengthbetween 500-800 nm

    F H K L M N B Q A' B' C' D' E' F' G' H'

    Measured samples

    0

    10

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    30

    40

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    80

    90

    100

    %T

    & %

    Ab

    s &

    %R

    Ttot,av

    Rtot,av

    Absav

    (b) The low energy range with wavelengthbetween 1300-2000 nm

    Figure 4.1: These plots show the total reflectance, the total trans-mittance, and the absorption of each measured sample. The pointsreprecents the mean value of the given parameter in a certain rangeof wavelength, either the high energy range between 500-800 nmor the low energy range between 1300-2000 nm. The samples fromF-Q have low coverage and the samples A’-H’ have high coverage.

    A’-H’). This indicates for the samples produced in this project,as mentioned previously in section 3.3, that the coverage seemsto have a greater influence on the anti-reflective effect than thestructure size. The plot also shows that, however the transmittancereduces a bit for samples with higher coverage, the absorptionmainly depends on the reflectance.

    In 4.1b, which shows the high energy range, there is not muchchange in either total reflectance nor total transmittance. By takinga closer look at the plot there could be a tendency that the totalreflectance and the absorption increases for the samples with highercoverage while the total transmittance reduces, but it is a very smalleffect.

    From the statements above there seems to be a trade-off betweenabsorbing light in the high energy range and transmitting light inthe low energy range for upconversion when using these pyramidstructures. Figure 4.2 shows the two representative samples N andC’ which have the highest transmittance and absorption respec-

  • CHAPTER 4. DISCUSSION 25

    tively. This plot also shows the trade-off between the transmittanceand the absorption.

    0 500 1000 1500 2000 2500

    Wavelength [nm]

    -10

    0

    10

    20

    30

    40

    50

    60

    70

    80

    90%

    T &

    %A

    bs

    Ttot

    N

    Ttot

    C'

    Abs N

    Abs C'

    Figure 4.2: This figure shows the total transmittance and absorptionof the two samples N and C’ each representing the samples withlow and high coverage respectively.

    The two samples N and C’ are also used to compare the mea-sured data to theoretical calculations. In Figure 4.3 the total re-flectance of the two samples are plotted along with the total re-flectance measurements of a clean sample and the theoretical cal-culated reflectance of a flat piece of silicon and the geometricalmodel of the pyramid structures. The theoretical calculated curveswere produced by PhD Emil Eriksen. This plot shows that thereis almost no anti-reflective effect of sample N with low coveragesince it follows both the measured clean sample and the theoreticalcalculation of a flat sample.

    The two red curves also show a connection between the struc-tures of sample C’ and the geometrical model in the high energyrange. This also means that the structures are not small enough,relative to the wavelength of the light, to fit the effective mediumapproach. This is however reasonable since the structure size ofsample C’ are 9-10 µm.

    In the low energy range the total reflectance of sample C’ differsquite a lot from the geometrical model. This is however not very

  • CHAPTER 4. DISCUSSION 26

    surprising since this geometrical model breaks down for wave-lengths above the band edge. The reason for this is that the bandgap of silicon is larger than the energy of the photons which givesa dramatic drop in absorption around the band edge. The reducedabsorption increases the amount of photons hitting the back sideof the sample thus reflecting some of the light. The effect of thereflected photons from inside the material is not a part of the cal-culation illustrated in Figure 4.3, which is part of the explanation.The odd thing however is that the total reflectance of sample C’ liesvery near the total reflectance of a flat sample, both measured andcalculated reflectance. This is odd since the structures should ap-proach the effective medium model as the wavelength gets biggerinstead of approaching the flat model. For further investigationbeyond this project it would be interesting to see if it is the mainlythe back side which is responsible for this effect.

    0 500 1000 1500 2000 2500

    Wavelength [nm]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    %R

    Rtot

    (N)

    Rtot

    (C')

    Rtot

    clean

    CalcFlat

    CalcGeometric

    Figure 4.3: This plot shows the total reflectance both measuredand calculated. The two full lines are the total reflectance frommeasurements on sample N (blue) and C’ (red) each representingthe samples with low and high coverage. The black dotted line isthe total reflectance of a clean sample without structures. The twodashed lines show the calculated reflectance of a flat sample (blue)and a sample with structures using the geometric model (red).

  • Chapter 5

    Conclusion and Perspective

    From the data produced in this project it looks like the pyramidstructures are not very good at transmitting the part of the lightthat could be used for upconversion, but there may be ways toincrease this transmission. For instance it might be possible toincrease the transmission by covering the front of the samples withan anti-reflective coating.

    If instead it is the structures at the back side of the sampleswhich are the reason for the reduced transmission then an improve-ment might also be to glue some other material with a differentrefractive index to the back side. Another solution to this problemmight also be to cover the back side during the etching process.This could be done by coating the backside with some kind of maskor maybe just not remove the oxide layer of the back side duringthe cleaning procedure.

    One of the things that made the etching process very hard tocontrol was the evaporation of IPA. A suggestion to improve thiswould be to install a reflux condenser to prevent the IPA fromleaving the system, which has been done by D. Muñoz et.al. [6].This would make the system more controllable especially at hightemperatures.

    27

  • Chapter 6

    Summary

    The goal of this project was to fabricate anti-reflective pyramidstructures in silicon and measure the optical properties regardingits use in solar cells and especially for the purpose of upconversionin solar cells. To do this the silicon was etched in an aqueoussolution of KOH with IPA. It was found that an etching solution of5 %wt KOH and 5 %vol IPA at a temperature of 75-80 ◦C gave thebest coverage of structures. The structure sizes varied from below1 µm up to around 13 µm.

    Each sample was examined by SEM and characterized in termsof the structure size and the coverage. Further more the reflectanceand the transmittance were measured for some of the samples.From these measurements the reflectance and transmittance ofthe different samples were compared according to structure size,coverage, and shape. It was found that a high coverage and roughstructures enhanced the anti-reflective effect in the high energyrange while the structure size did not seem to conclude any trend.

    By comparing the reflectance measurements to theoretical cal-culations it was found that samples with low coverage followedthe calculations of a flat sample without structures thus havingalmost no anti-reflective effect. The samples with high coveragehowever followed the geometric model at the high energy rangebut at the low energy range it followed the calculations of a flat sam-ple. There was no indications of any samples fitting the effectivemedium model.

    For the use of pyramid structures in solar cells and for upconver-

    28

  • CHAPTER 6. SUMMARY 29

    sion it was found that there might be a trade-off between absorbingphotons in the high energy range and transmitting photons in thelow energy range. In other words the pyramid structures enhancethe effect of conventional solar cells but seem to reduce the effectof upconversion.

    Resume

    Målet med dette projekt var at fabrikere anti-reflekterende pyra-midestrukturer i silicium og måle de optiske egenskaber med hen-blik på anvendelse i solceller og specielt til opkonvertering i sol-celler. For at gøre dette blev silicium ætset i en vandig opløsningaf KOH med IPA. Det blev konstateret, at en ætsningsopløsningbestående af 5 %wt KOH og 5 %vol IPA ved en temperatur på75-80 ◦C gav den bedste densitet af strukturer. Strukturstørrelsernevarierede fra under 1 µm op til omkring 13 µm.

    Hver prøve blev undersøgt med SEM og karakteriseret medhensyn til strukturernes størrelse og densitet. Foruden blev re-flektansen og transmittansen målt for nogle af prøverne. Ud fradisse målinger blev reflektansen og transmittansen af de forskel-lige prøver sammenlignet efter strukturernes størrelse, densitet ogform. Det blev konstateret, at en høj densitet af strukturer og rustrukturer forbedrer den anti-reflektive effekt i højenergiområdet,mens struktur størrelsen ikke synes at vise nogen tendens.

    Ved at sammenligne reflektansmålinger med teoretiske bereg-ninger blev det konstateret, at prøver med lav densitet fulgte bereg-ningerne for en flad prøve uden strukturer, hvilket betyder atden næsten ingen anti-reflekterende effekt har. Tværtimod ful-gte prøverne med høj densitet af strukturer den geometriske modeli højenergiområdet, mens at de i lavenergiområdet fulgte bereg-ningerne for en flad prøve. Der var ingen indikationer på prøver,som passede på "Effektiv medium"-modellen.

    I forbindelse med at bruge pyramidestrukturerne i solceller ogtil opkonvertering blev det konstateret, at der kan være en balancemellem at absorbere fotoner i højenergiområdet og at transmiterefotoner i lavenergiområdet. Med andre ord øger pyramidestruk-

  • CHAPTER 6. SUMMARY 30

    turerne effekten af konventionelle solceller, men de lader til atreducere effekten af opkonvertering.

  • Bibliography

    [1] Alexei Deinega, Ilya Valuev, Boris Potapkin, and Yurii Lozovik.Antireflective properties of pyramidally textured surfaces. Opt.Lett., 35(2):106–108, Jan 2010.

    [2] Alexei Deinega, Ilya Valuev, Boris Potapkin, and Yurii Lozovik.Minimizing light reflection from dielectric textured surfaces. J.Opt. Soc. Am. A, 28(5):770–777, May 2011.

    [3] I. Zubel and M. Kramkowska. Etch rates and morphology ofsilicon (h k l) surfaces etched in {KOH} and {KOH} saturatedwith isopropanol solutions. Sensors and Actuators A: Physical,115(2–3):549 – 556, 2004. The 17th European Conference onSolid-State Transducers.

    [4] Irena Zubel and Małgorzata Kramkowska. The effect of iso-propyl alcohol on etching rate and roughness of (1 0 0) si surfaceetched in {KOH} and {TMAH} solutions. Sensors and ActuatorsA: Physical, 93(2):138 – 147, 2001.

    [5] Wilfried GJHM van Sark, Jessica de Wild, Jatin K. Rath, AndriesMeijerink, and Ruud EI Schropp. Upconversion in solar cells.Nanoscale Research Letters, 8(1):81, 2013.

    [6] D. Muñoz, P. Carreras, J. Escarré, D. Ibarz, S. Martín de Nicolás,C. Voz, J.M. Asensi, and J. Bertomeu. Optimization of {KOH}etching process to obtain textured substrates suitable for het-erojunction solar cells fabricated by {HWCVD}. Thin Solid Films,517(12):3578 – 3580, 2009. Proceedings of the Fifth InternationalConference on Hot-Wire {CVD} (Cat-CVD) Process.

    31

  • BIBLIOGRAPHY 32

    [7] Charles Kittel. Introduction to Solid State Physics. Wiley, 8. edi-tion, 2005.

    [8] Sigma-Aldrich. Safty data sheet: Isopropyl alcohol, natural,>=98%, fg, 2017.

  • Appendix A

    SEM Pictures

    This chapter contains a the entire collection of SEM pictures takenthrough out the project. Below is a list of the figures which comparethe different pictures.

    Figure Samples Etch parameters Side Magnification

    A.1 A1, A2, B, C, D 20-40 min, 80 ◦C Front side 500-10000x

    A.2 A1, A2, B, C, D 20-40 min, 80 ◦C Back side 500-10000x

    A.3 D, E, F 40 min, 70-80 ◦C Front side 500-10000x

    A.4 D, E, F 40 min, 70-80 ◦C Back side 500-10000x

    A.5 F, G, H, I, J, L, M, N 40-80 min, 60-70 ◦C Front side 500x

    A.6 F, G, H, I, J, L, M, N 40-80 min, 60-70 ◦C Front side 2000x

    A.7 F, G, H, I, J, L, M, N 40-80 min, 60-70 ◦C Front side 10000x

    A.8 F, G, H, I, J, L, M, N 40-80 min, 60-70 ◦C Back side 500x

    A.9 F, G, H, I, J, L, M, N 40-80 min, 60-70 ◦C Back side 2000x

    A.10 F, G, H, I, J, L, M, N 40-80 min, 60-70 ◦C Back side 10000x

    A.11 L, O, P 25-40 mL IPA, 40 min, 60 ◦C Top side 500-10000x

    A.12 L, O, P 25-40 mL IPA, 40 min, 60 ◦C Bottom side 500-10000x

    A.13 M, Q, R 2x30 min and 60 min, 60 ◦C Top side 500-10000x

    A.14 M, Q, R 2x30 min and 60 min, 60 ◦C Bottom side 500-10000x

    A.15 A’, B’, C’, D’, E’ New recipe, 10-60 min, 75 ◦C Front side 2000x

    A.16 F’, G’, H’ New recipe, 15-60 min, 80 ◦C Front side 2000x

    33

  • APPENDIX A. SEM PICTURES 34

    20

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  • APPENDIX A. SEM PICTURES 35

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  • APPENDIX A. SEM PICTURES 36M

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  • APPENDIX A. SEM PICTURES 37M

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  • APPENDIX A. SEM PICTURES 38Tim

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  • APPENDIX A. SEM PICTURES 39Tim

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  • APPENDIX A. SEM PICTURES 40Tim

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  • APPENDIX A. SEM PICTURES 41Tim

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  • APPENDIX A. SEM PICTURES 42Tim

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    60

    40

    60

    65

    70

    Tem

    p [

    OC

    ]

    Back s

    ide

    x2

    00

    0

    FGH

    IJK

    LMN

    Figu

    reA

    .9:T

    his

    figur

    esh

    ows

    the

    back

    side

    ofsa

    mpl

    esF

    from

    seri

    es1

    and

    sam

    ple

    G,H

    ,I,J

    ,K,L

    ,M,a

    ndN

    from

    seri

    es2.

    The

    SEM

    pict

    ures

    are

    orde

    red

    with

    resp

    ectt

    oth

    eet

    chin

    gtim

    ean

    dte

    mpe

    ratu

    re.A

    llpi

    ctur

    esar

    eta

    ken

    at20

    00ti

    mes

    mag

    nific

    atio

    n.

  • APPENDIX A. SEM PICTURES 43Tim

    e [

    min

    ]

    80

    60

    40

    60

    65

    70

    Tem

    p [

    OC

    ]

    Back s

    ide

    x1

    00

    00

    FGH

    IJK

    LMN

    Figu

    reA

    .10:

    This

    figur

    esh

    ows

    the

    back

    side

    ofsa

    mpl

    esF

    from

    seri

    es1

    and

    sam

    ple

    G,H

    ,I,J

    ,K,L

    ,M,a

    ndN

    from

    seri

    es2.

    The

    SEM

    pict

    ures

    are

    orde

    red

    with

    resp

    ectt

    oth

    eet

    chin

    gtim

    ean

    dte

    mpe

    ratu

    re.A

    llpi

    ctur

    esar

    eta

    ken

    at10

    000

    tim

    esm

    agni

    ficat

    ion.

  • APPENDIX A. SEM PICTURES 44M

    agni

    cati

    on

    x10000

    x2000

    x500

    25

    33

    40

    IPA

    [m

    L]

    Top s

    ide

    LPPP

    LLL

    OOO

    Tem

    p 6

    0 O

    C

    Tim

    e 4

    0 m

    in

    Figu

    reA

    .11:

    This

    figur

    esh

    ows

    the

    top/

    fron

    tsid

    eof

    sam

    ple

    Lfr

    omse

    ries

    2an

    dsa

    mpl

    eO

    and

    Pfr

    omse

    ries

    3.Th

    eSE

    Mpi

    ctur

    esar

    eor

    dere

    dw

    ith

    resp

    ectt

    oth

    em

    agni

    ficat

    ion

    and

    the

    IPA

    used

    duri

    ngth

    eet

    chin

    gpr

    oces

    s.A

    llth

    esa

    mpl

    esar

    eet

    ched

    for

    40m

    inat

    60◦ C

    .

  • APPENDIX A. SEM PICTURES 45M

    agni

    cati

    on

    x10000

    x2000

    x500

    25

    33

    40

    IPA

    [m

    L]

    Bott

    om

    sid

    e

    LPPP

    LLL

    OOO

    Tem

    p 6

    0 O

    C

    Tim

    e 4

    0 m

    in

    Figu

    reA

    .12:

    This

    figur

    esh

    ows

    the

    bott

    om/b

    ack

    side

    ofsa

    mpl

    eL

    from

    seri

    es2

    and

    sam

    ple

    Oan

    dP

    from

    seri

    es3.

    The

    SEM

    pict

    ures

    are

    orde

    red

    wit

    hre

    spec

    tto

    the

    mag

    nific

    atio

    nan

    dth

    eIP

    Aus

    eddu

    ring

    the

    etch

    ing

    proc

    ess.

    All

    the

    sam

    ples

    are

    etch

    edfo

    r40

    min

    at60

    ◦ C.

  • APPENDIX A. SEM PICTURES 46M

    agni

    cati

    on

    x10000

    x2000

    x500

    2x30

    60

    2x30

    Tim

    e [

    min

    ]

    Top s

    ide

    LRRR

    MMM

    QQQ

    Tem

    p 6

    0 O

    C

    Figu

    reA

    .13:

    Thi

    sfi

    gure

    show

    sth

    eto

    p/fr

    onts

    ide

    ofsa

    mpl

    eM

    from

    seri

    es2

    and

    sam

    ple

    Qan

    dR

    from

    seri

    es3.

    The

    SEM

    pict

    ures

    are

    orde

    red

    with

    resp

    ectt

    oth

    em

    agni

    ficat

    ion

    and

    the

    etch

    ing

    proc

    ess

    (one

    ortw

    oso

    lutio

    nsfo

    ra

    tota

    lof6

    0m

    in).

    All

    the

    sam

    ples

    are

    etch

    edat

    60◦ C

    .

  • APPENDIX A. SEM PICTURES 47M

    agni

    cati

    on

    x10000

    x2000

    x500

    2x30

    60

    2x30

    Tim

    e [

    min

    ]

    Bott

    om

    sid

    e

    LRRR

    MMM

    QQQ

    Tem

    p 6

    0 O

    C

    Figu

    reA

    .14:

    This

    figur

    esh

    ows

    the

    bott

    om/b

    ack

    side

    ofsa

    mpl

    eM

    from

    seri

    es2

    and

    sam

    ple

    Qan

    dR

    from

    seri

    es3.

    The

    SEM

    pict

    ures

    are

    orde

    red

    with

    resp

    ectt

    oth

    em

    agni

    ficat

    ion

    and

    the

    etch

    ing

    proc

    ess

    (one

    ortw

    oso

    lutio

    nsfo

    ra

    tota

    lof6

    0m

    in).

    All

    the

    sam

    ples

    are

    etch

    edat

    60◦ C

    .

  • APPENDIX A. SEM PICTURES 48

    10

    30

    60

    Fro

    nt

    sid

    ex2000

    Tim

    e [

    min

    ]

    15

    45

    A'

    B'

    C'

    D'

    E'

    E'

    D'

    C'

    B'

    A'

    Tem

    p 7

    5 O

    C

    Figu

    reA

    .15:

    Thi

    sfig

    ure

    show

    sth

    efr

    onts

    ide

    ofsa

    mpl

    eA

    ’,B

    ’,C

    ’,D

    ’,an

    dE

    ’fro

    mse

    ries

    4.T

    heSE

    Mpi

    ctur

    esar

    eor

    der

    edw

    ith

    resp

    ectt

    oth

    eet

    chin

    gti

    me.

    All

    the

    sam

    ples

    are

    etch

    edat

    75◦ C

    and

    the

    pict

    ure

    sar

    eta

    ken

    at20

    00ti

    mes

    mag

    nific

    atio

    n.

  • APPENDIX A. SEM PICTURES 49

    15

    30

    60

    Tim

    e [

    min

    ]

    Fro

    nt

    sid

    ex2000

    F'

    G'

    H'

    H'

    G'

    F'

    Tem

    p 8

    0 O

    C

    Figu

    reA

    .16:

    This

    figur

    esh

    ows

    the

    fron

    tsid

    eof

    sam

    ple

    F’,G

    ’,an

    dH

    ’fro

    mse

    ries

    4.Th

    eSE

    Mpi

    ctur

    esar

    eor

    dere

    dw

    ith

    resp

    ect

    toth

    eet

    chin

    gti

    me.

    All

    the

    sam

    ple

    sar

    eet

    ched

    at80

    ◦ Can

    dth

    ep

    ictu

    res

    are

    take

    nat

    2000

    tim

    esm

    agni

    ficat

    ion.

  • Appendix B

    Optical Measurements

    This chapter contains the complete collection plots made from allthe optical measurements produced during this project. Below is alist of the different plots.

    Figure Samples Order of samples R & T Structure parameters

    B.1 Q, N, M, F Coverage Total 3-4 µm

    B.2 Q, N, M, F Coverage Direct 3-4 µm

    B.3 H, K, C’, D’ Coverage Total 8-12 µm

    B.4 H, K, C’, D’ Coverage Direct 8-12 µm

    B.5 L, F, M, B, K Structure size Total low coverage

    B.6 L, F, M, B, K Structure size Direct low coverage

    B.7 G’, B’, F’, A’, C’, D’ Structure size Total high coverage

    B.8 G’, B’, F’, A’, C’, D’ Structure size Direct high coverage

    B.9 H’, E’, D’, C’ Shape Total 9-13 µm, high coverage

    B.10 H’, E’, D’, C’ Shape Direct 9-13 µm, high coverage

    50

  • APPENDIX B. OPTICAL MEASUREMENTS 51

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % RF M N Q

    (a)T

    otal

    refle

    ctan

    ce

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % T

    F M N Q

    (b)T

    otal

    tran

    smit

    tanc

    e

    Figu

    reB.

    1:Th

    ese

    two

    plot

    ssh

    ows

    the

    tota

    lrefl

    ecta

    nce

    and

    tota

    ltra

    nsm

    ittan

    ceof

    the

    sam

    ples

    Q,N

    ,M,a

    ndF

    with

    ast

    ruct

    ure

    size

    betw

    een

    3-4

    µm

    .The

    four

    sam

    ples

    are

    liste

    din

    orde

    rof

    incr

    easi

    ngco

    vera

    gew

    ithsa

    mpl

    eQ

    havi

    ngth

    elo

    wes

    tcov

    erag

    e.

  • APPENDIX B. OPTICAL MEASUREMENTS 52

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    20

    25

    30

    35

    40

    45

    50

    55

    60

    65

    70

    75

    % RF M N Q

    (a)D

    irec

    trefl

    ecta

    nce

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    05

    10

    15

    20

    25

    30

    35

    40

    % T

    F M N Q

    (b)D

    irec

    ttra

    nsm

    itta

    nce

    Figu

    reB

    .2:T

    hese

    two

    plot

    ssh

    ows

    the

    dir

    ectr

    eflec

    tanc

    ean

    dd

    irec

    ttra

    nsm

    itta

    nce

    ofth

    esa

    mpl

    esQ

    ,N,M

    ,and

    Fw

    ith

    ast

    ruct

    ure

    size

    betw

    een

    3-4

    µm

    .The

    four

    sam

    ples

    are

    liste

    din

    orde

    rof

    incr

    easi

    ngco

    vera

    gew

    ith

    sam

    ple

    Qha

    ving

    the

    low

    estc

    over

    age.

  • APPENDIX B. OPTICAL MEASUREMENTS 53

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % RC

    '

    D'

    K H

    (a)T

    otal

    refle

    ctan

    ce

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % T

    C'

    D'

    K H

    (b)T

    otal

    tran

    smit

    tanc

    e

    Figu

    reB

    .3:T

    hese

    two

    plo

    tssh

    ows

    the

    tota

    lrefl

    ecta

    nce

    and

    tota

    ltra

    nsm

    itta

    nce

    ofth

    esa

    mp

    les

    H,K

    ,C’,

    and

    D’

    with

    ast

    ruct

    ure

    size

    betw

    een

    8-12

    µm

    .The

    four

    sam

    ples

    are

    liste

    din

    orde

    rof

    incr

    easi

    ngco

    vera

    gew

    ithsa

    mpl

    eH

    havi

    ngth

    elo

    wes

    tcov

    erag

    e.

  • APPENDIX B. OPTICAL MEASUREMENTS 54

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    05

    10

    15

    20

    25

    30

    35

    40

    45

    50

    55

    % RC

    '

    D'

    K H

    (a)D

    irec

    trefl

    ecta

    nce

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    05

    10

    15

    20

    25

    % T

    C'

    D'

    K H

    (b)D

    irec

    ttra

    nsm

    itta

    nce

    Figu

    reB.

    4:T

    hese

    two

    plot

    ssh

    ows

    the

    dire

    ctre

    flect

    ance

    and

    dire

    cttr

    ansm

    itta

    nce

    ofth

    esa

    mpl

    esH

    ,K,C

    ’,an

    dD

    ’w

    itha

    stru

    ctur

    esi

    zebe

    twee

    n8-

    12µ

    m.T

    hefo

    ursa

    mpl

    esar

    elis

    ted

    inor

    der

    ofin

    crea

    sing

    cove

    rage

    with

    sam

    ple

    Hha

    ving

    the

    low

    estc

    over

    age.

  • APPENDIX B. OPTICAL MEASUREMENTS 55

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % RK B M F L

    (a)T

    otal

    refle

    ctan

    ce

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % T

    K B M F L

    (b)T

    otal

    tran

    smit

    tanc

    e

    Figu

    reB

    .5:T

    hese

    two

    plot

    ssh

    ows

    the

    tota

    lrefl

    ecta

    nce

    and

    tota

    ltra

    nsm

    itta

    nce

    ofth

    esa

    mpl

    esL

    ,F,M

    ,B,a

    ndK

    allw

    ith

    low

    cove

    rage

    .The

    five

    sam

    ples

    are

    liste

    din

    ord

    erof

    incr

    easi

    ngst

    ruct

    ure

    size

    wit

    hsa

    mpl

    eL

    havi

    ngth

    esm

    alle

    stst

    ruct

    ures

    .

  • APPENDIX B. OPTICAL MEASUREMENTS 56

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    10

    15

    20

    25

    30

    35

    40

    45

    50

    55

    60

    % RK B M F L

    (a)D

    irec

    trefl

    ecta

    nce

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    05

    10

    15

    20

    25

    30

    35

    40

    % T

    K B M F L

    (b)D

    irec

    ttra

    nsm

    itta

    nce

    Figu

    reB.

    6:Th

    ese

    two

    plot

    ssh

    ows

    the

    dire

    ctre

    flect

    ance

    and

    dire

    cttr

    ansm

    itta

    nce

    ofth

    esa

    mpl

    esL,

    F,M

    ,B,a

    ndK

    allw

    ith

    low

    cove

    rage

    .The

    five

    sam

    ples

    are

    liste

    din

    ord

    erof

    incr

    easi

    ngst

    ruct

    ure

    size

    wit

    hsa

    mpl

    eL

    havi

    ngth

    esm

    alle

    stst

    ruct

    ures

    .

  • APPENDIX B. OPTICAL MEASUREMENTS 57

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % RC

    '

    A'

    F'

    B'

    (a)T

    otal

    refle

    ctan

    ce

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % T

    C'

    A'

    F'

    B'

    (b)T

    otal

    tran

    smit

    tanc

    e

    Figu

    reB.

    7:Th

    ese

    two

    plot

    ssh

    ows

    the

    tota

    lrefl

    ecta

    nce

    and

    tota

    ltra

    nsm

    ittan

    ceof

    the

    sam

    ples

    G’,

    B’,F

    ’,A

    ’,C

    ’,an

    dD

    ’all

    wit

    hhi

    ghco

    vera

    ge.T

    hesi

    xsa

    mpl

    esar

    elis

    ted

    inor

    der

    ofin

    crea

    sing

    stru

    ctur

    esi

    zew

    ith

    sam

    ple

    G’h

    avin

    gth

    esm

    alle

    stst

    ruct

    ures

    .

  • APPENDIX B. OPTICAL MEASUREMENTS 58

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    0

    0.51

    1.52

    2.53

    3.54

    4.55

    % RC

    '

    A'

    F'

    B'

    (a)D

    irec

    trefl

    ecta

    nce

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    0

    0.51

    1.52

    2.53

    3.54

    4.55

    % T

    C'

    A'

    F'

    B'

    (b)D

    irec

    ttra

    nsm

    itta

    nce

    Figu

    reB.

    8:T

    hese

    two

    plot

    ssh

    ows

    the

    dire

    ctre

    flect

    ance

    and

    dire

    cttr

    ansm

    itta

    nce

    ofth

    esa

    mpl

    esG

    ’,B’

    ,F’,

    A’,

    C’,

    and

    D’a

    llw

    ith

    high

    cove

    rage

    .T

    hesi

    xsa

    mp

    les

    are

    liste

    din

    ord

    erof

    incr

    easi

    ngst

    ruct

    ure

    size

    wit

    hsa

    mp

    leG

    ’ha

    ving

    the

    smal

    lest

    stru

    ctur

    es.

  • APPENDIX B. OPTICAL MEASUREMENTS 59

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % RC

    '

    D'

    E'

    H'

    (a)T

    otal

    refle

    ctan

    ce

    500

    1000

    1500

    2000

    2500

    Wa

    ve

    len

    gth

    [

    nm

    ]

    0

    10

    20

    30

    40

    50

    60

    70

    80

    % T

    C'

    D'

    E'

    H'

    (b)T

    otal

    tran

    smit

    tanc

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  • APPENDIX B. OPTICAL MEASUREMENTS 60

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    AbstractAcknowledgementContentsIntroductionExperimentThe Etching Recipe and Set-upSample EtchingA New Recipe

    The Optical Measurements

    ResultsStructural CharacteristicsSEM CharacterizationOptical Results

    DiscussionThe Etching ProcessOptical Behaviour

    Conclusion and PerspectiveSummaryBibliographySEM PicturesOptical Measurements