61
Jan Genzer, NCSU 1 Experimental techniques for studying polymer surfaces and interfaces The immense activity in studying polymer surfaces and interfaces in the past several years has precipitated a renewed interest in advancing existing techniques as well as developing novel methods. The goal is to provide information about the system behavior on a scale comparable with or smaller than dimension of a single polymer chain (100-500 Å). Here we provide basic characteristics of the experimental techniques used to study the surface and interfacial behavior of polymers. Depending on the phenomenon studied, one usually distinguishes between i) the experimental techniques used to investigate the surface properties of polymers, and ii) those applied in studying polymer interfacial behavior. It is very hard, if not impossible, to draw a solid line between these two groups. Some of the techniques are truly versatile and can be used to study both cases. Generally, the techniques differ in their principle, provided information, sensitivity, depth or lateral resolution, required contrast, source of the incident and outgoing radiation, etc. All these parameters dictate the applicability of each technique to investigate a particular problem. Every technique has its strengths and weaknesses and in many cases the application of more than just one method is recommended. Tables 1 and 2 list the experimental techniques used most frequently in surface and interfacial polymer science. More detailed discussion about the experimental techniques listed in Tables 1 and 2 are given in the in the provided references. Some general characteristics of the above techniques and discussion about their application in polymer science can also be found in several recently published reviews (see ’General references’). Objectives in the characterization of the surface properties of polymers include phenomena such as the study of the surface topography, surface chemical composition, molecular orientation, surface roughness, molecular imaging, etc. The techniques in this group include some traditional surface science techniques such as contact angle measurements, X-ray photoelectron spectroscopy, static secondary ion mass spectrometry, infra-red attenuated total reflection, high-resolution electron energy loss spectroscopy, etc. In addition, a vast variety of numerous microscopy techniques (cf. Tab. 1) complement the collection of the techniques for studying the surface properties of polymers. The above techniques usually provide information about polymer behavior at the surface and in the region a few nanometers below the sample surface. The lateral resolution of the surface sensitive techniques spans areas ranging from several Angstroms to several millimeters. As stressed earlier, a complete picture about surfaces of thin polymer films can thus be obtained by simultaneously applying two or more techniques. While in metals or small molecule systems, the perturbation of the system due to the presence of the surface and/or additional interfaces usually extends only a couple of nanometers beneath the sample surface, in polymer systems the length scales of interest are much larger. This is because the size of a polymer molecule is many times larger than the size of atoms of small molecules. As a result, in polymers the transition from surface to bulk behavior takes place over much broader regions. These can extend up to several hundreds of Angstroms. In addition, many interesting phenomena that involve polymer behavior take place at interfaces that are buried underneath the surface. They involve, for

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Page 1: Experimental techniques for studying polymer surfaces and

Jan Genzer, NCSU

1

Experimental techniques for studying polymer surfaces and interfaces

The immense activity in studying polymer surfaces and interfaces in the past several years has precipitated a renewed interest in advancing existing techniques as well as developing novel methods. The goal is to provide information about the system behavior on a scale comparable with or smaller than dimension of a single polymer chain (≈ 100-500 Å). Here we provide basic characteristics of the experimental techniques used to study the surface and interfacial behavior of polymers.

Depending on the phenomenon studied, one usually distinguishes between i) the experimental techniques used to investigate the surface properties of polymers, and ii) those applied in studying polymer interfacial behavior. It is very hard, if not impossible, to draw a solid line between these two groups. Some of the techniques are truly versatile and can be used to study both cases. Generally, the techniques differ in their principle, provided information, sensitivity, depth or lateral resolution, required contrast, source of the incident and outgoing radiation, etc. All these parameters dictate the applicability of each technique to investigate a particular problem. Every technique has its strengths and weaknesses and in many cases the application of more than just one method is recommended. Tables 1 and 2 list the experimental techniques used most frequently in surface and interfacial polymer science. More detailed discussion about the experimental techniques listed in Tables 1 and 2 are given in the in the provided references. Some general characteristics of the above techniques and discussion about their application in polymer science can also be found in several recently published reviews (see ’General references’).

Objectives in the characterization of the surface properties of polymers include phenomena such as the study of the surface topography, surface chemical composition, molecular orientation, surface roughness, molecular imaging, etc. The techniques in this group include some traditional surface science techniques such as contact angle measurements, X-ray photoelectron spectroscopy, static secondary ion mass spectrometry, infra-red attenuated total reflection, high-resolution electron energy loss spectroscopy, etc. In addition, a vast variety of numerous microscopy techniques (cf. Tab. 1) complement the collection of the techniques for studying the surface properties of polymers. The above techniques usually provide information about polymer behavior at the surface and in the region a few nanometers below the sample surface. The lateral resolution of the surface sensitive techniques spans areas ranging from several Angstroms to several millimeters. As stressed earlier, a complete picture about surfaces of thin polymer films can thus be obtained by simultaneously applying two or more techniques.

While in metals or small molecule systems, the perturbation of the system due to the presence of the surface and/or additional interfaces usually extends only a couple of nanometers beneath the sample surface, in polymer systems the length scales of interest are much larger. This is because the size of a polymer molecule is many times larger than the size of atoms of small molecules. As a result, in polymers the transition from surface to bulk behavior takes place over much broader regions. These can extend up to several hundreds of Angstroms. In addition, many interesting phenomena that involve polymer behavior take place at interfaces that are buried underneath the surface. They involve, for

Page 2: Experimental techniques for studying polymer surfaces and

Jan Genzer, NCSU

2

example, the interfaces between various polymeric phases, polymer/non-polymer interfaces, etc. Some of them will be discussed later in the class. Thus in addition to the techniques for investigating the properties of polymers at the free surface, one needs experimental tools that can be used to provide information at various depths in the sample.

The knowledge of polymer behavior in the direction perpendicular to the sample surface can be gained by using depth-profiling techniques. In most cases, the information provided is the polymer concentration as a function of depth, known as the polymer concentration profile. The depth-profiling techniques can be further subdivided into two main groups depending on whether the concentration profiles are obtained in reciprocal or real space. The first category of techniques, called scattering techniques, include various techniques that use light (ellipsometry), X-rays (X-ray reflectivity) or neutrons (neutron reflectivity, small angle neutron diffraction) as the source of incoming radiation (particles). On the other hand, the real space depth-profiling techniques use primarily beam of accelerated ions that are directed onto the sample. The techniques in the second group include dynamic secondary ion mass spectrometry and ion beam techniques.

Crucial parameters that determine the applicability of the depth-profiling techniques are their sensitivity and particularly depth resolution. While the depth resolution of the

scattering techniques is excellent (several Angstroms), their sensitivity is limited to only abrupt changes in the concentration. In addition, the information about the depth distribution of polymers in the sample is obtained in the form of an optical transform. Due to its highly non-linear nature, the information from the reciprocal space cannot be directly converted into the real space. In practice, the data is analyzed by model fitting. Obviously, this evaluation method can lead to some uncertainty in the interpretation of the experimental results. This is because usually more than one model concentration profile can provide the same results. In most cases it is thus mandatory to have independent information about the concentration of the polymers in the sample. This can be achieved by analyzing the sample using real space depth-profiling techniques. In spite of their lower depth resolutions, as compared to the scattering techniques, the techniques based on the interaction of ions with the sample can thus prove useful in the analysis of polymers near surfaces and at the buried interfaces. Because the depth resolution of some of the ion beam techniques is as good as the dimension of a single polymer molecule, they can be used as standalone experimental tools. In addition to their excellent sensitivity (usually below 1 atomic percent), the real space depth-profiling techniques discussed here are not limited to just sharp concentration gradients, such as the scattering techniques.

Page 3: Experimental techniques for studying polymer surfaces and

Jan Genzer, NCSU

3

In-plane

Long-range

Short-range

Depth

Long-range

Short-range

In-plane

Depth

In-plane

Depth

In-plane

Depth – in conjunction with other methods

Classification of techniques

Order Geometry

Elemental analysis

Chemical state

Physical properties (topography,

hardness, etc.)

Page 4: Experimental techniques for studying polymer surfaces and

Jan Genzer, NCSU

4

Source: Charles Evans & Associates

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Table 1 Experimental techniques for polymer surface analysis

Technique Acronym Chemical information

Lateral resolution

Information content Note Ref.

Contact angle CA Rough estimate mm’s Surface hydrophobicity

[1]

Optical microscopy OM - > 1 µm Surface image [2]

Scanning near-field optical microscopy

SNOM - > 500 Å Surface topography [3]

Scanning electron microscopy

SEM Quantitative ≈ 50 Å Surface topography, surface image

a), c) [4]

Transmission electron microscopy

TEM In selected cases ≈ 30 Å Two dimensional profile

a), c), d) [5]

Atomic force microscopy AFM Possible ≈ 5 Å Molecular imaging, surface topography

[6]

Scanning tunneling microscopy

STM Possible ≈ 1 Å Molecular imaging, surface topography

a), b) [6,7]

Static secondary ion mass spectrometry

SSIMS Elemental ≈ 1 µm Surface composition a), c) [8,9]

X-ray reflectivity XR - - Surface roughness a), e) [10]

X-ray photoelectron spectroscopy

XPS (ESCA)

Chemical ≈ 10 µm Surface composition a), c) [4]

Near-edge X-ray absorption fine structure

NEXAFS Chemical ≈ 1 mm Surface composition, group orientation

c), e) [11]

Page 6: Experimental techniques for studying polymer surfaces and

Jan Genzer, NCSU

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Table 1 Experimental techniques for polymer surface analysis (cont.)

Technique Acronym Chemical information

Lateral resolution

Information content Note Ref.

Photoemission electron microscopy

PEEM Chemical ≈ 50 Å Surface composition, group orientation

c), e) [12]

Infra-red attenuated total reflection

IR-ATR Semi-quantitative

mm’s Surface vibrational spectrum

[1]

High-resolution electron energy loss spectroscopy

HREELS - ≈ 1 µm Surface vibrational spectrum

a), c) [13]

Surface force apparatus SFA Indirect Nm’s Force between two surfaces

[14]

Johnson-Kendall-Roberts technique

JKR Indirect mm’s Force between two surfaces

[15]

Auger electron spectroscopy

AES Elemental ≈ 1 µm Surface composition, comp. topography

a), c), f) [4]

a) beam damage to specimen during the measurement b) requires conductive substrate c) technique requires high vacuum (10-5 - 10-9 torr) d) requires special sample preparation (microtoming, staining, etc.) e) possible sample damage, especially when a synchrotron is used to produce the source of radiation f) in connection with sputtering a depth profile of a chosen element can be obtained

Page 7: Experimental techniques for studying polymer surfaces and

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Table 2 Experimental techniques for polymer interfacial analysis

Technique Acronym Contrast Depth resolution

Information content Note Ref.

Pendant drop technique PDT - - Interfacial tension [16]

Transmition electron microscopy

TEM Staining ≈ 10 Å Cross-sectional view a), b), c) [5]

Atomic force microscopy AFM Different friction coefficients

≈ 5 Å Cross-sectional view [6]

Dynamic secondary ion mass spectrometry

DSIMS Elemental ≈ 90 - 130 Å Composition-depth profile

a), b), d) [17]

Rutherford backscattering spectrometry

RBS Elemental (Heavy atoms)

≈ 80 - 300 Å Marker depth profile a), b), g) [18,19]

Forward recoil spectrometry

FRES Elemental (1H, 2H)

≈ 800 Å 1H and 2H depth profiles

a), b) [20]

Time-of-flight forward recoil spectrometry

TOF-FRES

Elemental (1H, 2H)

≈ 250 Å 1H and 2H depth profiles

a), b) [21]

Low-energy forward recoil spectrometry

LE-FRES Elemental (1H, 2H)

≈ 130 - 400 Å 1H and 2H depth profiles

a), b), g) [22]

Nuclear reaction analysis NRA Elemental (1H, 2H)

≈ 50 – 300 Å 1H and 2H depth profiles

a), b), h) [23]

X-ray reflectivity XR Elemental (heavy atoms)

≈ 5 Å marker depth profile e), f) [10]

Neutron reflectivity NR Elemental (1H, 2H)

≈ 10 Å 1H and 2H depth profiles

f) [10]

Page 8: Experimental techniques for studying polymer surfaces and

Jan Genzer, NCSU

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Table 2 Experimental techniques for polymer interfacial analysis (cont.)

Technique Acronym Contrast Depth resolution

Information content Note Ref.

Ellipsometry ELLI Refractive index ≈ 10 Å Film thickness, refr. index profile

f) [24]

X-ray photoelectron spectroscopy

XPS (ESCA)

Chemical ≈ 10 Å Composition vs. depth profile

a), b), d) [9]

Infrared densitometry IR-D Elemental (1H, 2H)

≈ 10 µm Composition vs.depth profile

[25]

Small angle neutron scattering

SANS Elemental (1H, 2H)

≈ 10 Å Composition vs.depth profile

f) [26]

a) beam damage to specimen during the measurement b) technique requires high vacuum (10-3 - 10-5 torr) c) requires special sample preparation (microtoming, staining, etc.) d) provides relative concentration profile only e) possible sample damage, especially when a synchrotron is used to produce the source of radiation f) provides optical transform of the measured profile; the direct conversion into the real space profile is not possible g) The depth resolution depends on the current set of parameters such as the beam type or/and energy, sample type and

geometry of the measurement h) The type of element to be profiled depends upon the applied technique

Page 9: Experimental techniques for studying polymer surfaces and

Jan Genzer, NCSU

9

References

[1] S. Wu Polymer Interface and Adhesion, Marcel Dekker: New York, 1982; A. Ulman, An Introduction to Ultrathin Organic Films, Academic Press: Boston, 1991.

[2] L. C. Sawyer and D. T. Grubb, Polymer Microscopy, Chapman and Hall: New York, 1987.

[3] H. Bielefeldt, I. Hörsch, G. Krausch, J. Mlynek and O. Marti, Appl. Phys. A59 103 (1994).

[4] D. H. Reneker, in: H.-M. Tong and L. T. Nguyen, (Eds.), New Characterization Techniques for Thin Polymer Films, Wiley: New York, 1990, p. 327; M. C. Davies et al., in: W. J. Feast, H. S. Munro and R. W. Richards, (Eds.), Polymer Surfaces and Interfaces II, Wiley: New York, 1993, p. 203.

[5] E. L. Thomas, in: Encyclopedia of Polymer Science and Engineering, Vol. 5, Wiley: New York, 1986.

[6] S. Magonov and D. H. Reneker, Annu. Rev. Mater. Sci. 27 175 (1997); K. D. Jandt, Mater. Sci. Rep. 21, 221 (1998); S. Sheiko, Adv. Polymer Sci. 151, 61 (2000)

[7] E. Occhiello, G. Marra and F. Garbassi, Polymer News 14 198 (1989); O. Marti, in: O. Marti, M. Amrein (Eds.) STM and SFM in Biology, Academic Press: New York, 1993.

[8] D. Briggs, in: J. Allen and J. C. Bevington, (Eds.), Comprehensive Polymer Science, Vol. 2, Pergamon: Oxford, 1989; M. C. Davies et al., in: W. J. Feast, H. S. Munro and R. W. Richards, (Eds.), Polymer Surfaces and Interfaces II, Wiley: New York, 1993, p. 227.

[9] N. J. Chou, in: H.-M. Tong and L. T. Nguyen, (Eds.), New Characterization Techniques for Thin Polymer Films, Wiley: New York, 1990, p. 289.

[10] T. P. Russell, Mater. Sci. Rep. 5 171 (1990); M. D. Foster, Crit. Rev. Anal. Chem. 179 24 (1993).

[11] J. Stöhr, NEXAFS Spectroscopy; Springer-Verlag: Berlin, 1992.

[12] E. Bauer, Rep. Prog. Phys. 57, 895 (1994).

[13] J. H. Wandass and J. A. Gardella, Jr., Surf. Sci. 150 L107 (1985).

[14] J. Israelachvili, Intermolecular and surfaces forces, Academic Press: London, 1992.

[15] M. K Chaudhury, Mat. Sci. Eng. Rep. 16, 97 (1996).

[16] A. K. Rastogi and L. St. Pierre, J. Coll. Interface Sci. 31 168 (1969); S. H. Anastasiadis, J.-K. Chen, J. T. Koberstein, A. F. Siegel, J. E. Sohn and J. A. Emerson, ibid. 119 55 (1986).

Page 10: Experimental techniques for studying polymer surfaces and

Jan Genzer, NCSU

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[15] G. Coulon, T. P. Russell, V. R. Deline and P. F. Green, Macromolecules 22 2581 (1989); S. J. Whitlow and R. P. Wool, ibid. 22 2648 (1989).

[16] W. K. Chu, J. W. Mayer and M. A. Nicolet, Backscattering Spectrometry, Academic Press: New York, 1978; L. C. Feldman and J. W. Mayer, Fundamentals of Surface and Thin Film Analysis, North-Holland: New York, 1986.

[17] E. J. Kramer, Physica B173 189 (1991).

[18] P. Mills, P. F. Green, C. J. Palmstrøm, J. W. Mayer and E. J. Kramer, Appl. Phys. Lett. 45 958 (1984); K. R. Shull, in: Physics of polymer surfaces and interfaces; I. C. Sanchez (Ed.); Butterworth-Heinemann: London, 1992; p.203.

[19] J. Sokolov, M. H. Rafailovich, R. A. L. Jones and E. J. Kramer, Appl. Phys. Lett. 74 590 (1989).

[20] J. Genzer, J. B. Rothman, and R. J. Composto, Nucl. Instrum. Meth. B86, 345 (1994).

[21] U. K. Chaturvedi, U. Steiner, O. Zak, G. Krausch, G. Schatz and J. Klein, Appl. Phys. Lett. 56 1228 (1990); R. S. Payne, A. S. Clough, P. Murphy and P. Mills, Nucl. Instr. Meth. Phys. Res., B42 130 (1989); D. Endisch, F. Rauch, A. Götzelmann, G. Reiter and M. Stamm, Nucl. Instr. Meth. Phys. Res., B62 513 (1992).

[22] R. M. A. Azzam and N. M. Bashara, Ellipsometry and Polarized Light, North-Holland, Amsterdam, 1977; H. G. Tompkins and W. A. McGahan, Spectroscopic ellipsometry and reflectometry – A user’s guide, John Wiley & sons: New York, 1999.

[23] S. L. Hsu, in: J. Allen and J. C. Bevington, (Eds.), Comprehensive Polymer Science, Vol. 2, Pergamon Press: Oxford, 1989, p. 429.

[24] T. P. Russell, et. al., Macromolecules 28 787 (1995).

General references

[1] H. M. Tong and L. T. Nguyen, (Eds.), New Characterization Techniques for Thin Polymer Films, John Wiley: New York, 1990.

[2] T. P. Russell, Annu. Rev. Mater. Sci. 21 249 (1991).

[3] M. Stamm, Adv. Polym. Sci. 100 357 (1992).

[4] M. Tirrell, and E. E. Parsonage, in: R. W. Cahn, P. Haasen and E. J. Kramer, (Eds.), Materials Science and Technology, Vol. 12, E. L. Thomas, Structure and Properties of Polymers, VCH: Weinheim, 1993, p. 653.

[5] N. J. Chou, S. P. Kowalczyk, R. Saraf and H.-M. Tong (Eds.) Characterization of Polymers, Butterworth-Heineman: Boston, 1994.

[6] A. Ulman (Ed.), Characterization of organic thin films, Butterworth-Heinemann: Manning,1995

[7] J. P. Sibilia (Ed.), A guide to materials Characterization and chemical analysis, VCH Publishers: New York, 1996.

Page 11: Experimental techniques for studying polymer surfaces and

Jan Genzer, NCSU

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Selected web links on surface science techniques Charles Evans & Associates

http://www.caa.com/

Surface Science Techniques (UK ESCA Users Group) A truly outstanding and a must-visit site!!! http://www.ukesca.org/tech/list.html

Surface Science Western http://www.uwo.ca/ssw/

Surface science links in the UK http://www.chem.qmw.ac.uk/surfaces/

Other surface science techniques links http://www.eng.uc.edu/~vs/surface.html http://www.ags.uci.edu/~kng/surface_science.htm http://www.omicron-instruments.com/surf_web.html

http://www.physics.ucdavis.edu/stm/terms.htm http://www.dmoz.org/Science/Methods_and_Techniques/Microscopy/

plus many more !!!

Page 12: Experimental techniques for studying polymer surfaces and

Experimental probes

Technique Acronym Chemical information Lateral resolution Information content

Contact angle CA Rough estimate mm’s Surface hydrophobicity

By no means a complete list, only some of the most widely probes used…

Contact angle CA Rough estimate mm s Surface hydrophobicity

Optical microscopy OM - > 1 μm Surface image

Scanning near-field optical microscopy

SNOM - > 500 Å Surface topography

Scanning electron microscopy SEM Quantitative ≈ 50 Å Surface topography, surface imagesurface image

Transmission electron microscopy TEM In selected cases ≈ 30 Å 2-dimensional profile

Atomic force microscopy AFM Possible ≈ 5 Å Molecular imaging, surface topography

Scanning tunneling microscopy STM Possible ≈ 1 Å Molecular imaging, Scann ng tunn ng m croscopy S M oss Mo cu ar mag ng, surface topography

Static secondary ion mass spectrometry

SSIMS Elemental ≈1 mm (some are better)

Surface composition

X-ray reflectivity XR - - Surface roughness

X h t l t t XPS (ESCA) Ch i l 10 S f itiX-ray photoelectron spectroscopy XPS (ESCA) Chemical ≈ 10 mm Surface composition

Near-edge X-ray absorption fine structure

NEXAFS Chemical ≈ 1 mm Surface composition, group orientation

Photoemission electron microscopy PEEM Chemical ≈ 50 Å Surface composition, group orientation

Infra-red attenuated total reflection

IR-ATR Semi-quantitative mm’s Surface vibrational spectrum

High-resolution electron energy loss spectroscopy

HREELS Chemical ≈ 1 μm Surface vibrational spectrum

Surface force apparatus SFA Indirect Nm’s Force between two surfacespp

Johnson-Kendall-Roberts technique

JKR Indirect mm’s Force between two surfaces

Auger electron spectroscopy AES Elemental ≈ 1 μm Surface composition, compositional topography

Page 13: Experimental techniques for studying polymer surfaces and

What to start with? The simplest experiment…When thinking a set of surface-science experiments, always start with the simplest one:

wettability.

You’ll be amazed about how much information can be extracted from such an experiment!

The results of your wettability measurements can in fact influence your can n fact nfluence your next decision-making.

What sort of questions do I get answers for?

Is my surface hydrophilic or hydrophobic?Is my surface rough?

answers for?

Is this a chemical of physical roughness?Is the surface stable with time?Other questions?

Page 14: Experimental techniques for studying polymer surfaces and

Wettability measurementsEstablishes the wetting (and ultimately thermodynamic) properties of the substrate. For systems in equilibrium, there is a unique angle of the liquid at the contact line, θ, which follows Young’s equation

SLSVLV )cos( γ−γ=Θ⋅γwater on a superhydrophobic substrate

Rough classification of substrates based on wettability

water on a hydrophilic substrate

Rough classification of substrates based on wettability

hydrophilic substrate: θ < 90°hydrophobic substrate: θ > 90°superhdyrophobic substrate: θ >> 90°

T. Onda & al, Langmuir 12, 2125 (1996)

In reality, we measure two kinds of contact angles:advancing (drop advances on the surface) - θavd CA hysteresis: Δθ = θadv – θrec

Δθ (θ ) (θ )receding (drop recedes from the surface) - θrec

Causes of hysteresis: Chemical, physical heterogeneity, reorientation of surface groups, solubility of surfaces, interaction between the surface and the probing liquid, …

Δθ = cos(θadv) – cos (θrec)

Page 15: Experimental techniques for studying polymer surfaces and

Wettabilities of physically rough surfaces

Wentzel’s equation SLSVr)cos(γ

γ−γ⋅=Θ

r is the ratio between the actual surface area of the rough surface and the projected ( t) LVγ (apparent) area

⎥⎦

⎤⎢⎣

⎡+

γγ−γ

φ+−=Θ 11)cos(LV

SLSVA

φA is the fraction of the surface that remains in contact with the liquid. The remaining fraction (1-φA) is in contact with air

Cassie’s & Baxter’s equation ⎦⎣ ( φA)

Wettabilities of chemically “rough” surfaces

http://www.mysterra.org/Reportage_Cadres_Images/0096C05.htm

( )[ ] ( )[ ] ( )[ ]2222

112

mix cos1cos1cos1 Θ+φ+Θ+φ=Θ+

Israelachvili’s & Gee’s equation

( ) ( ) ( )2211mix coscoscos Θφ+Θφ=Θ

Cassie’s & equation

φ1 and φ2 (=1-φ1) are the fractions of the surface having a contact angle θ1 and θ2, respectively.

Which of these approaches really work? Dunno… it really varies from case to case.

Page 16: Experimental techniques for studying polymer surfaces and

Determining the surface energies from wettability dataPrepare a mixed self-assembled monolayer (SAM) on Au-covered substrate by co-adsorbing HS(CH2)17CH3and HS(CH2)15COOH from THF and measure their wettabilities using two liquids, e.g., water (1) and dii d th (2)diiodomethane (2)

Evaluate the surface energy of the SAM by geometric mean approximation

110120 probing liquid: H

2O 80 )50dispersive component

708090

100110 CH

2I

2

eg) 60

70

AM

(mJ/

m2 )

J/m

2 )

10

20

30

40polar component

3040506070

θ (

de

30

40

50 γ SA

xHS(CH

2)

15COOHγ SA

M

(mJ

0.0 0.2 0.4 0.6 0.8 1.0

0

0.0 0.2 0.4 0.6 0.8 1.0102030

x0.0 0.2 0.4 0.6 0.8 1.0

20

30

xxHS(CH

2)

15COOH

xHS(CH

2)

15COOH

Geometric mean approximation

( )[ ] [ ]ps

pl1

ds

dl1

pl2

dl11 2cos1 γγ+γγ=γ+γΘ+ ( )2SVLVβ-SV e21cosΘ γ−γ⋅

γ+−=

Another EOS…

JG, unpublished

( )[ ] [ ]sl1sl1l2l11 γγγγγγ

( )[ ] [ ]ps

pl2

ds

dl2

pl2

dl22 2cos1 γγ+γγ=γ+γΘ+

LVγ

β=0.0001247 (m2 mJ-1)2

D.Y. Kwok & A.W. Neumann, Coll. Surf. A 161, 49 (2000)

Page 17: Experimental techniques for studying polymer surfaces and

Wettability and Zisman plotSo-called “critical surface tension” (γC) is determined by measuring wettabilities using a homologous series of liquids (typically alkanes), plotting cos(θ) vs. γLV and extrapolating to cos(θ)=1.

1.0 f = 0 f = 0.103 f = 0.202

SAM made of HS(CH2)17CH3 / HS(CH2)15COOH mixtures (f=content of HS(CH2)15COOH)

0.8

0.9

0.6

0.7

γc = 19.75 (mJ/m2) γ

c = 19.15 (mJ/m2)

20 25 30γ

c = 21.74 (mJ/m2)

os(θ

)

20 25 30

0 8

0.9

1.0 f = 0.301

hexacedane 27.6 mJ/m2

dodecane 25.4 mJ/m2

f = 0.401co

0 6

0.7

0.8 dodecane 25.4 mJ/m

undecane 24.8 mJ/m2

nonane 22.9 mJ/m2

heptane 20.2 mJ/m2

2 2

surface tension (mJ/m2)20 25 30

0.6 γc = 23.62 (mJ/m2)

20 25 30γ

c = 24.21 (mJ/m2)

JG, unpublished

Page 18: Experimental techniques for studying polymer surfaces and

EllipsometryA non-destructive metrology technique for thin films and bulk materials. It utilizes polarized light to characterize material properties.

When polarized light is reflected from a surface, it undergoes a change in polarization, r, that is measured by the ellipsometer. This change can be related back to the sample properties (film thickness, refractive index of each material, etc).

The basic ellipsometry measurement is expressed as: ( ) iΔp eΨtanR

ρ ⋅==

where Rp and Rs are the Fresnel reflection coefficients in the p- and s- planes, respectively. This equation illustrates that the parameters measured in ellipsometry (Ψ, Δ) are ratios. Because of this, the ellipsometry measurement is typically very accurate and is much less dependent on the fluctuations in

he bas c ell psometry measurement s expressed as ( )s

eΨtanR

ρ

http://www.future-fab.com/documents.asp?grID=216&d_ID=1251

ellipsometry measurement is typically very accurate and is much less dependent on the fluctuations in absolute intensity (unlike reflectometry). The “delta” term in the ellipsometry measurement is highly sensitive to the surface condition and provides high precision when measuring ultrathin films (0-10 nanometers).

Page 19: Experimental techniques for studying polymer surfaces and

Attenuated total reflectance infrared spectroscopy (ATR/IR)In the mid-infrared, absorption of radiation is related to fundamental vibrations of the chemical bonds. Internal reflection spectrometry provides information related to the presence or absence of

ifi f ti l ll th h i l t t f fspecific functional groups, as well as the chemical structure of surfaces.

Absorption bands are assigned to functional groups (e.g., C=O stretch and C-H bend).

Shifts in the frequency of absorption bands and changes in relative band intensities indicate changes in the chemical structure or changes in the sample environment.

IR radiation is focused onto the end of the internal reflection element (IRE), ZnSe or Ge. Light enters the IRE and reflects down the IRE and reflects down the length of the crystal.

At each internal reflection, the IR radiation penetrates a short distance (~1 μm) from ( μ ) fthe surface of the IRE into the sample. This enables one to obtain infrared spectra of samples placed in contact with the IRE.

http://www.micromemanalytical.com/ATR_Ken/ATR.htm

http://www.spectroscopynow.com/Spy/pdfs/eac10815.pdf

Page 20: Experimental techniques for studying polymer surfaces and

Infrared spectroscopy (IR) vs. Raman spectroscopyBoth techniques belong to the family of vibrationalBoth techniques belong to the family of vibrational

IR spectroscopy Raman spectroscopy

Absorption mode Scattering modeyspectrosopies…

…but there are a few differences…

yspectrosopies…

…but there are a few differences…

Absorption mode Scattering mode

To be visible in IR, vibration must change the molecule DIPOLE MOMENT (or change distribution)

To be visible in Raman, vibration must change the molecule POLARIZABILITY

Detection of polar bonds (C-O, C=O, etc)

Detection of carbon allotropes and polarizable bonds (C-C, C=C,etc)A comparison of IR and Raman spectra

of 2,5-dichloroacetophenoneI t t tiInstrumentation

in.materials.drexel.edu/blogs/280_advanced.../3738.ashx

Page 21: Experimental techniques for studying polymer surfaces and

Scanning probe microscopies T. Kajiyama & al, Prog. Surf. Sci. 52, 1 (1996)

A “probe” tip is brought very close to the specimen surface, and the interaction of the tip with the region of the specimen tip with the region of the specimen immediately below it is measured. The type of interaction measured defines the type of SPM:

Atomic Force Microscopy (AFM)Lateral Force Microscopy (LFM)

AFMLateral Force Microscopy (LFM)Chemical Force Microscopy (CFM)Magnetic Force Microscopy (MFM)Electric Force Microscopy (MFM)Scanning Viscoelastic Microscopy (SVM) Scanning Viscoelastic Microscopy (SVM) (more?)

The KEY to the SFM functionality is the tip

LFM

is the tip

SVM

CFM

Page 22: Experimental techniques for studying polymer surfaces and

Comparison of scanning probe microscopies with other techniques

SPM vs. Scanning Tunneling Microscope (STM)I th l ti f STM i b tt th AFM b f th ti l In some cases, the resolution of STM is better than AFM because of the exponential dependence of the tunneling current on distance. The force-distance dependence in AFM is much more complex when characteristics such as tip shape and contact force are considered. STM is generally applicable only to conducting samples while AFM is applied to b th d t d i l t I t f tilit th AFM i F th th both conductors and insulators. In terms of versatility, the AFM wins. Furthermore, the AFM offers the advantage that the writing voltage and tip-to-substrate spacing can be controlled independently, whereas with STM the two parameters are integrally linked.

SPM vs. Scanning Electron Microscope (SEM)AFM provides extraordinary topographic contrast direct height measurements and unobscured views of surface features (no coating is necessary).

SPM vs. Transmission Electron Microscope (TEM)Three dimensional AFM images are obtained without expensive sample preparation and yield far more complete information than the two dimensional profiles available from cross-sectioned samples.

AFM O ti l Mi (OM)AFM vs. Optical Microscope (OM)AFM provides unambiguous measurement of step heights, independent of reflectivity differences between materials.

Page 23: Experimental techniques for studying polymer surfaces and

A few examples…Consider you can make a surface like this one…

How do you probe in-plane chemistry?

How do you probe in-plane chemistry?

CFM

(A) Optical image after water condensation (A) Optical image after water condensation (on –COOH regions)

(B) SFM topography – flat!

(C) CFM recorded with CH terminated tip (C) CFM recorded with –CH3 terminated tip higher friction with –CH3 surfaces (black)

(D) CFM recorded with –COOH terminated (D) CFM recorded with COOH terminated tip higher friction with –COOH surfaces (white)

“Sky is the limit” for the number of combinations (depending on the tip chemistry)

“Sky is the limit” for the number of combinations (depending on the tip chemistry)

Page 24: Experimental techniques for studying polymer surfaces and

Nanotemplating with BCP films

Single molecule imaginglDNA polymer

J.P. Spatz & al, Macromolecules 33, 150 (2000).

Page 25: Experimental techniques for studying polymer surfaces and

Homopolymer ordering on chemically structured substratesPattern size >> spinodal wavelength Combine AFM + polymer removal using selective

l t solvents

PS/PVP PS/PBrS80 x 80μm2

30 x 30μm2

Substrate:Prepared by μCP of H3C-terminated thiol μm2 μm2Prepared by μCP of H3C terminated thiol on gold

PS removed by cyclohexanePVP removed by methanol

**

n

N

**

n

PS PVPN

*

PS - light gray PBrS - dark gray

* y x nco

M. Böltau & al, Nature 391, 877 (1998).

BrPBrS

Page 26: Experimental techniques for studying polymer surfaces and

Ternary homopolymer blendsPS / PMMA / PVP

(a) PS/PMMA/PVP film (1:1:1) cast from THF onto a SAM-covered surface; (b) after immersion in ethanol to (a) PS/PMMA/PVP film (1:1:1) cast from THF onto a SAM covered surface; (b) after immersion in ethanol to remove PVP; (c) after removal of PS by dissolution in cyclohexane. The PMMA phase forms a quasi-two-dimensional network which separates the PS and PVP domains.

S. Walheim, & al, Langmuir 15, 4828 (1999)

Page 27: Experimental techniques for studying polymer surfaces and

Crystal quartz microbalance (QCM)Real time monitoring of adsorption to surfaces and structural (viscoelastic) properties of thin films provides complete understanding of binding p p g gevents (molecular interaction) and structure of the film.

How does it work?

A quartz is a piezo. By applying a voltage between the 2 electrodes the crystal will oscillate to a defined frequency frequency.

When molecules adsorb on the surface, the resonance f f th t l

Adapted from: http://www.ksvltd.com/sitellite/pdf/brochures/14_QCM-Z500.pdf

frequency of the crystal will decrease, proportionally to the added mass.

Page 28: Experimental techniques for studying polymer surfaces and

Crystal quartz microbalance (QCM)QCM facilitates monitoring of multiple interfacial events

Langmuir 14, 729-734 (1998)

a adsorption of human serum albumin (HAS) – protein in h bl d f (f human blood - on surface (f decreases)

b rinsing the substrate (to HSA)remove excess HSA)

c adding antibody against HAS (f decreases, increase in D i di t f ti f indicates formation of non-rigid complex)

d rinsing with buffer removes l l b d d tib dloosely bonded antibody

Mass sensitivityin air (1 bar) ≈0.2 ng/cm2

in water (25 °C) ≈0.9 ng/cm2

Page 29: Experimental techniques for studying polymer surfaces and

Light incoming onto glass/water interface the from a higher index

Surface plasmon resonance (SPR)

gof refraction medium (glass) is totally reflected under a certain angle.

So-called evanescent wave propagates into the medium (a few tens of nm).

When a thin layer of Au (other materials as well) is placed between glass and water an evanescent glass and water an evanescent plasmon wave propagates along the metal-dielectric interface.

Under certain conditions (angle of incidence, wavelength, polarization, metal thickness) the

Under certain conditions (angle of incidence, wavelength, polarization, metal thickness) the metal thickness) the reflected light is reduced sharply (surface plasmonresonance) due to resonance

metal thickness) the reflected light is reduced sharply (surface plasmonresonance) due to resonance energy transfer between the surface plasmon and the evanescent wave.

energy transfer between the surface plasmon and the evanescent wave.

Page 30: Experimental techniques for studying polymer surfaces and

Surface plasmon resonance (SPR) Measure changes in:refractive index, or layer thickness in the vicinity of

Measure changes in:refractive index, or layer thickness in the vicinity of layer thickness in the vicinity of the metallic interface

monitor as a shift in the resonance curve.

layer thickness in the vicinity of the metallic interface

monitor as a shift in the resonance curve.

Benefits: Di t t f ti l Benefits: Di t t f ti l

Attachment of thiols (R-SH) to gold

Direct measurement of optical constants of the dielectric layer above the metal.

Direct measurement of optical constants of the dielectric layer above the metal.

Measure (indirect) of the change in in mass resulting from adsorption/desorption of biomolecules

Measure (indirect) of the change in in mass resulting from adsorption/desorption of biomoleculesbiomolecules.

Measure binding constants of ligand affinity (i.e.,

biomolecules.

Measure binding constants of ligand affinity (i.e., g y (antigen/antibody)g y (

antigen/antibody)

Read more on http://en.wikipedia.org/wiki/Surface_plasmon_resonance

Page 31: Experimental techniques for studying polymer surfaces and

X-ray photoelectron spectroscopy (XPS)Sometimes also called Electron Spectroscopy for Chemical Analysis (ESCA)

U b i h l d h i f h i i ll i d Uses an x-ray beam to excite the sample and measure the energies of characteristically emitted photoelectrons. Information on the elements and their chemical bonding allows the identification of functional groups and molecular types

Analyzes the outermost two through ten atomic layers, although greater depths can be investigated na yzes the outermost two through ten atom c ayers, a though greater depths can e n est gated through ion etching

Sensitive to as low as 0.1 atom percent and detects elements except H and He. It can be applied to all solid materials, including insulators such as polymers and glasses

The specimen surface is irradiated with x-rays of known energy (most commonly 1486 or 1254 eV), causing electrons to be ejected from the surface as shown above The kinetic energy (KE) surface as shown above. The kinetic energy (KE) of these so-called photoelectrons is measured using a hemispherical analyzer. Binding energy (BE) values are calculated using the following equation:

KE = hν - BE

The binding energy is characteristic of both the electronic shell and the oxidation state of the atom from which the electron was ejected. Therefore, XPS can be used for both elemental and chemical analysis of the sample surface. There is no matrix effect and by applying sensitivity factors a quantitative analysis can be obtained

www.iac.bris.ac.uk/techniques/xps.html

Page 32: Experimental techniques for studying polymer surfaces and

X-ray photoelectron spectroscopy (XPS)http://cmm.mrl.uiuc.edu/techniques/xps.htm

http://www.ktr.co.jp/topics/topi_xps.htm

Here are a few examples of examples of typical XPS

(ESCA) scans

Note the t di extraordinary chemical

selectivity

http://www-ssrl.slac.stanford.edu/nexafs.htmlComparison with other techniques, such as NEXAFS reveals

the complementarity of both techniques. More on this later.

http://nb.engr.washington.edu/

Page 33: Experimental techniques for studying polymer surfaces and

X-ray photoelectron spectroscopy (XPS)

α⋅λ= sin3dProbing depth

α … take-off angleTypical values:Typical values:λ ≈ 3 nmd ≈ 9 nm (α=90°)d ≈ 3 nm (α=20°)

Example: Distribution of fluorocarbon in polymer brushes after post-polymerization reaction

Page 34: Experimental techniques for studying polymer surfaces and

A few words about x-ray spectroscopy When x-rays pass through any sort of material, a proportion of them will be absorbed. Measuring the amount of absorption with increasing x-ray energy reveals so-called edge structures, where the level of absorption suddenly increases. This happens when an x-ray has sufficient energy to free or excite a bound electron within the material. Usually, small oscillations can be seen superimposed on the edge step. These gradually die away as the x-ray energy increases. The oscillations, which occur relatively close to the edge (within about 40 eV), are known as NEXAFS (near edge x-ray absorption fine structure) or XANES (x-ray absorption near edge structure).

Page 35: Experimental techniques for studying polymer surfaces and

Near-edge X-ray absorption fine structure (NEXAFS) spectroscopySoft X-rays (E<1000 eV) - sharp 1s σ* and 1s π* transitions for elements commonly found in organic mater (e.g., C, F, O);

Characteristic electron (Auger, secondary) and fluorescence signals are associated with the 1s→σ* and 1s→π* transitions of a bond

Partial electron yield and fluorescence yield signals provide y f y g pinformation about surface and bulk orientation and chemistry

NEXAFS intensity depends on the

strong NEXAFS depends on the

orientation of the x-ray polarization vector (E) with

NEXAFS signal

weak

probing depth≈2 nm ≈100 nm

respect to a bond’s antibonding orbital

weak NEXAFS

signal

Page 36: Experimental techniques for studying polymer surfaces and

NEXAFS is very sensitive to the bonding environment of the absorbing atom. The NEXAFS spectrum exhibits considerable fine structure above each elemental absorption edge. This fine structure arises from

i i i i d l l bi l I l d i

What can NEXAFS do for us?

excitations into unoccupied molecular orbitals. In a related picture one can also think of the resonances arising from scattering of the excited low-energy photoelectron by the molecular potential. This structure is considerably larger than the higher energy extended x-ray absorption fine structure (EXAFS), which is extremely weak in polymers. EXAFS is due mostly to single scattering events of a high-energy photoelectron due mostly to single scattering events of a high-energy photoelectron off the atomic cores of the neighbors while NEXAFS is dominated by multiple scattering of a low-energy photoelectron in the valence potential set up by the nearest neighbors.

Courtesy of Joachim Stöhr (right)(http://www ssrl slac stanford edu/stohr/)(http://www-ssrl.slac.stanford.edu/stohr/)

Courtesy of Harald Ade (below)

Often one can use a spectral "fingerprint" technique to identify the local bonding environment. The spectra shown here exhibit chemical shifts within each group similar to XPS spectra but more importantly considerably different fine structure p y yfor carbon in different molecular groups. This clearly illustrates the power of NEXAFS to distinguish chemical bonds and local bonding. In many ways it is superior to XPS, which does not provide local structural information.

Page 37: Experimental techniques for studying polymer surfaces and

X

E

σ*

(LEFT) Consider a semifluorinated alkane (molecule where all hydrogens have been replaced with fluorine) and look at the orientation of a single C-F bond.

X-rays<τ> X-rays

θ

<τ>

θ

σ

substrate

7σ*

θ = 90°.u.)

θ

0.8

1.0

α =.u.)

substrate

5

6 σ*

C-C

σC-F θ = 90

θ = 20°

ensi

ty

(a.

0.6

α = 90°

= 0°

sity

sig

nal

(a

3

4

σ*

C-Hon y

ield

int

0.2

0.4

σ* in

tens

1

2

tial

ele

ctro

0 10 20 30 40 50 60 70 80 90

0.0

θ (deg)

285 290 295 300 305 3100Pa

rt

Photon energy (eV)

(RIGHT) This is what the real NEXAFS spectra colleted from this molecule look like. Look at the angular dependence of the C-F and C-C signals.

Page 38: Experimental techniques for studying polymer surfaces and

A few details about NEXAFS: “NEXAFS 101”

1.0 α = Soft X-rays (E 1000 V)

0.6

0.8

α = 0°

α = 90°

ty

(a.u

.)

(E<1000 eV) -sharp 1s σ*and 1s π*transitions for l m ts

0.2

0.4 α = 54.5°

Inte

nsitelements

commonly found in organic mater (e.g., C, F, O);

0 10 20 30 40 50 60 70 80 90

0.0

θ (deg)NEXAFS intensity depends on the orientation of the x-ray polarization vector (E) with respect to b d’ ib di bi l

Characteristic electron (Auger,

d ) d

a bond’s antibonding orbital

strong NEXAFS

secondary) and fluorescence

signals are associated with

h 1 * d

signal

weak the 1s→σ* and 1s→π*

transitions of a bond

probing depth≈2 nm ≈100 nm

weak NEXAFS

signal

Page 39: Experimental techniques for studying polymer surfaces and

6

7σ*

C-F θ = 90°(a.u

.)

<τF8> X-rays <τF8>

A few MORE details about NEXAFS: “NEXAFS 201”

4

5

6 σ*

C-C

C F

θ = 20°

ld in

tens

ity

(X-rays

θ

F8 y

θ

F8

1

2

3 σ*

C-H

l ele

ctro

n yi

elθ

normal incidence geometry

grazing incidence geometry

285 290 295 300 305 3100

1

Part

ia

Photon energy (eV)

• NEXAFS cannot distinguish between all molecules pointing in the same direction and some average molecular gorientation

• We therefore assign an average orientation (<angle>).

vs.

• One exception is when the measured angle is close to 90° (all molecules must point in the same direction)

Page 40: Experimental techniques for studying polymer surfaces and

Secondary ion mass spectrometry (SIMS)

Surface spectroscopy

a solid surface is bombarded by primary ions of a few keV energy. The primary ion energy is transferred to target atoms via atomic collisions; a so-called collision cascade is generated. Part of the energy is transported back to the surface allowing surface atoms p pyPart of the energy is transported back to the surface allowing surface atoms and molecular compounds to overcome the surface binding energy

Rastering

Depth-profiling

http://www.ion-tof.com/html/sims.html

Page 41: Experimental techniques for studying polymer surfaces and

Reflectivity or reflectometry (neutron or X-ray)Reflectivity/reflectometry is a technique for investigating the near-surface structure of materials. It probes the electron density (X-ray) or scattering length density (neutrons) with a depth resolution of less than one nm for depths of up to several hundred nm!than one nm for depths of up to several hundred nm!

The method involves measuring the reflected X-ray (neutron) intensity as a function of X-ray (neutron) incidence angle (typically small angles are used).

I l d i fil hi k d i h d h h l i It can accurately determine films thickness, density, average roughness, and the roughness correlation function.

Specular reflectivity:Th i id t b s i i th s l t s ll The incident beams impinge on the sample at a small angle Θ and the intensity of the specularly reflected X-rays is detected at an angle Θ from the surface; the scattering angle is 2Θ and the scattering vector is normal to the surface. Data are collected as function of Θ or equivalently Q = (4π/λ) sinΘ.

Diffuse (off-specular) reflectivity: The incidence angle is Θ-ω, while the reflected b d t t d t it l f Θ f th beams are detected at an exit angle of Θ+ω from the surface. In this situation, the scattering vector has a component parallel to the surface (Qx= (4π/λ) sinΘ sinω.). Measurements of the intensity as a function of Qx allow a determination of the lateral correlation

http://www-ssrl.slac.stanford.edu/materialscatter/scatter-reflect.html

f Q w m n n f nfunction of roughness or the lateral length scale of surface or interface roughness.

Page 42: Experimental techniques for studying polymer surfaces and

Model fittingfitting

http://www.ncnr.nist.gov/programs/reflect/

Fitting multi-layer films is much more challenging… Results are often ambiguous b/c of the inverse nature of the problem (one cannot typically convert the reflectivity curve from the reciprocal to direct space)of the problem… (one cannot typically convert the reflectivity curve from the reciprocal to direct space)

http://www.ansto.gov.au/ansto/bragg/hifar/nreflect_performance.html

Page 43: Experimental techniques for studying polymer surfaces and

Neutron and X-ray reflectivity

scheme

Page 44: Experimental techniques for studying polymer surfaces and

NR from a single (PS) component film [from T. P. Russell, Mater. Sci. Rep. 5 171 (1990)]

Page 45: Experimental techniques for studying polymer surfaces and

NR from a multicomponent (PS-b-PMMA) film [from S. H. Anastasiadis, J. Chem. Phys. 92 5677 (1990)]

Page 46: Experimental techniques for studying polymer surfaces and

Ion Beam techniques – basic terminology

Energy loss of ions (dE/dx) in materials

Stopping cross section

xd

dE

N

1

components:

• nuclear (low E)

• electronic (high E)

Page 47: Experimental techniques for studying polymer surfaces and

Scattering cross-section

Yield

SQN)(Y Ωψσ=

σ(ψ) scattering x-sectionΩ detector solid angleQ # of inc. particles NS

# of target atoms

Elastic collision of a projectile and a target

projectile target

MtMp

E1

E0

E2

Kinematic factor

Backscattering (Mp < Mt)

2

tp

p22

p2t

0

1

MM

cosMsinMM

E

E

+

ψ+ψ−=

Forward scattering (Mp ~ Mt)

( ) ξ+

= 22

tp

tp

0

2 cosMM

MM4

EE

ψ

ξ

Page 48: Experimental techniques for studying polymer surfaces and

Rutherford Backscattering Spectrometry (RBS) • Rutherford Backscattering (RBS) is based on collisions between atomic

nuclei • RBS is ideally suited for determining the concentration of trace elements

heavier than the major constituents of the substrate. Its sensitivity for light masses, and for the makeup of samples well below the surface, is poor.

• When a sample is bombarded with a beam of high energy particles, the vast majority of particles

are implanted into the material and do not escape. This is because the diameter of an atomic nucleus is on the order of 1 x 10-15 m while the spacing between nuclei is on the order of 2 x 10-10 m. A small fraction of the incident particles do undergo a direct collision with a nucleus of one of the atoms in the upper few micrometers of the sample. This “collision” does not actually involve direct contact between the projectile ion and target atom. Energy exchange occurs because of Coulombic forces between nuclei in close proximity to each other. However, the interaction can be modeled accurately as an elastic collision using classical physics.

• The energy measured for a particle backscattering at a given angle

depends upon two processes: 1) Particles lose energy while they pass through the sample, both before

and after a collision. The amount of energy lost is dependent on that material's stopping power.

2) A particle will also lose energy as the result of the collision itself. The collisional lost depends on the masses of the projectile the target atoms. The ratio of the energy of the projectile before and after collision is called the kinematic factor.

• The number of backscattering events that occur from a given element in a

sample depend upon two factors: the concentration of the element and the effective size of its nucleus. The probability that a material will cause a collision is called its scattering cross section.

Page 49: Experimental techniques for studying polymer surfaces and

How RBS works…

Kinematic factor

2

tp

22p

2tp

MM)90(cosMM)sin(M

k

+

φ−−+φ=

o

Detected energy

[ ]xSkEE 0det −=

(spectrum taken from the CEA website: www.cea.com)

Page 50: Experimental techniques for studying polymer surfaces and

Polymer interdiffusion through marker movement1

• measure motion of Au particles sandwiched between two polymer films

• From the Au particle motion

determine polymer self-diffusion coefficient

1 E. J. Kramer et al., Polymer 25, 473 (1984).

Page 51: Experimental techniques for studying polymer surfaces and

Diffusion of iodine into polymer photoresist2

• As diffusion time increases, iodine diffuses into polyimid

• Depending on the nature of the

n-iodoalkane (CH3I – left, C5H11I - right), the diffusion is either Fickian (left) or non-Fickian Case II (right)

2 P. J. Mills and E. J. Kramer, Polymer 25, 473 (1984).

Page 52: Experimental techniques for studying polymer surfaces and

Forward recoil spectrometry (FRES) [sometimes called Elastic recoil detection -ERD]

• uses heavy projectiles (Mp) to forward recoil light elements (Mr), Mp > Mt

polymer film

4He+

E0 = 2.7 MeV

4He

1H and 2Hdetector

θ

φ= 150°

Mylar

Si substrate

EdetEfoil

Eout

Kinematic factor

( ) ( )φ−+

⋅⋅= 1cos

MMMM4

k 22

pr

pr

Stopping power @ x

)90sin(S

)90sin(Sk

]S[ rp

φ−θ++

θ−⋅

=

Sp…projectile stopping power Sr…recoil particle stopping power

Detected energy

foil0det Ex]S[EkE ∆−⋅−⋅=

Yield

x

detx

dxdE)90cos(

E),E()x(NeQ

Y

⋅θ−

δ⋅Ω⋅φσ⋅=

Page 53: Experimental techniques for studying polymer surfaces and

image source: courtesy of E. J. Kramer, UC Santa Barbara

Page 54: Experimental techniques for studying polymer surfaces and

Ex.: Study of phase separation in thin polymer films1

Sample geometry FRES Spectrum

subs

trate

poly

mer

B-(

PEP)

poly

mer

A-(

dPEP

)

subs

trate

0.0

0.2

0.4

0.6

0.8

1.0

SAM

-CO

OH

dPEP-rich phasePEP-rich phase

-0.2 0.0 0.2 0.4 0.6 0.8 1.0 1.20.0

0.2

0.4

0.6

0.8

1.0

Poly

mer

vol

ume

fract

ion

Depth / Sample thickness

SAM

-CH

3

dPEP-rich phasePEP-rich phase

“conventional” FRES is good to depth profile features ≈ 80 nm

But what if we want to measure something smaller?

1 J. Genzer and E. J Kramer, ", Phys. Rev. Lett. 78, 4946 (1997).

Page 55: Experimental techniques for studying polymer surfaces and

Improvements to the FRES depth resolution2 1. Time-of-flight FRES

carbon foile-

detector

4He+, E0

4He, 1H, 2H

∆x

30°

stop signal

sample

TOF00:00:00

depth resolution of TOF-FRES ≈ 25 nm

2 J. Sokolov, M. H. Rafailovich, R. A. L. Jones and E. J. Kramer, Appl. Phys. Lett. 74

590 (1989).

Page 56: Experimental techniques for studying polymer surfaces and

2. low energy FRES3

• same geometry as conventional FRES with 2 improvements:

1. lower E0 down to 1.3 MeV

2. vary the sample tilt angle θ (glancing geometries)

q

4He+beam

D, H, He

q

D, H, He4He+beam

θθθθ < 75° θθθθ > 75°

sample sample

Glancing geometries

How do we test if this idea works?

Test sample design

deuterated polystyrenepolystyrene

Si substrate

thicknesses of the individual polymer layers ca. 180 - 330 Å

3 J. Genzer, J. B. Rothman and R. J. Composto, Nucl. Instrum. Meth. Phys. Res. B86

345 (1994).

Step 1

Step 2

Page 57: Experimental techniques for studying polymer surfaces and

LE-FRES vs. “conventional” FRES1

800 1000 1200 1400 16000

100

200

300

400

500

600

deuterium

hydrogen

10.3 µm Al stopper foil E0 = 3.0 MeVY

ield

(c

ount

s)

Energy (keV)

Yie

ld

(cou

nts)

Energy (keV)

200 300 400 500 6000

50

100

150

200

250

300

deuterium

hydrogen

4.5 µm Mylar stopper foil E0 = 1.3 Me

50

100

150

200

250

3003.0 µm Mylar

hydrogen

θ = 62.5° (ca.130 Å)θ = 65.0° (ca.190 Å)θ = 70.0° (ca.250 Å)

E0=1.3 MeV

Yie

ld

(cou

nts)

deuterium

depth resolution of 1 J. Genzer, J. B. Rothman and R. J. Composto, Nucl. Instru

Step 1

Step 2

1800

700

V

350 400 450 500 550 600 650 7000

Yie

ld

(cou

nts)

Energy (keV)

Energy (keV)

100 200 300 400 500 600 7000

100

200

300

4004.5 µm Mylar

deuterium

hydrogen

θ = 80.0° (ca.185 Å)θ = 82.5° (ca.160 Å)θ = 85.0° (ca.140 Å)

LE-FRES can be as good as ≈ 13 nm

m. Meth. Phys. Res. B86 345 (1994).

Page 58: Experimental techniques for studying polymer surfaces and

Nuclear reaction analysis (NRA) • We distinguish resonant and non-resonant NRA • Non-resonant nuclear reaction for depth profiling 2H in thin polymer films

Reaction cross-section

quite broad ! non-resonant NRA

adopted from: Möller et al, NIM 168, 111 (1980)

E0

E1

E2

1H

2H

4He

3He

3He + 2H → 4He + 1H + Q Q = 18.352 MeV

Page 59: Experimental techniques for studying polymer surfaces and

Experimental scheme

Reation products: Typical depth resolution when 4He is used as a detection particle: Surface: 14 nm FHWM 100 nm: 25 nm FHWM

(very good!) disadvantages:

• low sensitivity • limited to the above

nuclear reaction

Page 60: Experimental techniques for studying polymer surfaces and

Ex. Diffusion in PS/d-PS system1

"

Resonant NRA:

• For example, detection of 1H using 1H(15N, 4He γ)12C (Ref. 2)

• Better depth resolution (> 5 nm) but rather cumbersome to operate 1 U. K. Chaturvedi, U. Steiner, O. Zak, G. Krausch, G. Schatz and J. Klein, Appl. Phys.

Lett. 56 1228 (1990) 2 D. Endisch, F. Rauch, A. Götzelmann, G. Reiter and M. Stamm, Nucl. Instr. Meth.

Phys. Res., B62 (1992) 513.

Page 61: Experimental techniques for studying polymer surfaces and

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