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Experiences from implementing GPS RadioOccultations in Data Assimilation for ICON
Harald Anlauf
Research and Development, Data Assimilation Section
Deutscher Wetterdienst, Offenbach, Germany
IROWG 4th Workshop, Melbourne, Australia
16–22 April 2015
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 1 / 22
Outline
1 IntroductionLatest Developments in Global NWP at DWDHistory of GPS Radio Occultations at DWD
2 Utility of GPSRO in Data Assimilation and Model DevelopmentThe Utility of GPSRO in Model DevelopmentAn Example of Model Bias and Data Assimilation Problems
3 Do We Get The Most out of Radio Occultation Data?Tuning of Observation and Background Error CovariancesObservation Modeling: Tangent Point DriftQuality of Observational Data
4 Conclusions
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 2 / 22
Latest Developments in Global NWP at DWD
ICON
Joint project by DWD and MPI-M (Hamburg)I Unified framework for NWP and climate modelingI ICOsahedral-triangular (Arakawa C) grid, Non-hydrostatic coreI unstructured mesh, local refinement options
global/regional mode, self-nesting, 1- and 2-way nesting(G. Zangl et al., doi:10.1002/qj.2378)
Global NWP version operational since 2015-01-20:13 km avg. mesh size, 90 levels (top: 75 km)
replaces former GME model
Europe nest (mid-2015):mesh size 6.5 km, 60 levels2-way horizontal/verticalnesting with feedback
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 3 / 22
History of GPS Radio Occultations at DWD
Bending angle operator, based on code by Michael GorbunovI 2000: 3d ray tracer for ECHAM
I 2002: adapted 3d ray tracer to GME grid, non-operational 3D-Var
I 2006: 1d operator (Abel integral) based on ray tracer codeF fixed/effective tangent point for whole profile, orF individual tangent point for each ray
Evaluation (monitoring) in collaboration with GFZusing CHAMP and GRACE data
I Ray tracer needs (drifting) satellite positions and velocities
Processing using CT2 was done at DWD (Pingel and Rhodin, 2009).
I Ray tracer best in terms of std.dev.(obs-fg), numerically expensive!
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 4 / 22
History of GPS Radio Occultations at DWD
2008: DWD’s 3D-Var-PSAS for GME becomes operationalI Replaces former OI
2010: operational implementation of GPSROI 1d-operator with effective location of occultation
(H. Anlauf et al., doi:10.5194/amt-4-1105-2011,
some later refinements, see my IROWG-2 talk)
I only affordable option on former NEC SX-9 computer
2015: evaluate operator variants accounting for tangent point driftI More important for ICON than for GME due to:
F increased model top, horizontal resolutionF major overhaul of model physics
I We have another computer (Cray XC40) and can afford it now
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 5 / 22
The Utility of GPSRO in Model Development
Promises of GPSRO:I High vertical resolution (in UT/LS better than most NWP models)I Globally distributed, with almost uniform coverageI Essentially bias-free ⇒ assimilate without bias correctionI Well understood error characteristics (really?) of disseminated data
By-product of data assimilation: “feedback files” with comparisonsof observational data to first guess (O-B) and to analysis (O-A).
I Assessment of model bias (relative to observations)I Diagnostics of performance and of problems in data assimilationI Statistical inference of (parts of) background and observation error
covariances, B and RF May require additional assumptions, as e.g. in Desroziers’ methodF Optimality for non-linear systems, non-gaussian errors?
Understanding/control of biases and proper choice of B and Rare prerequisite to optimal utilization of data
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 6 / 22
Diagnosing Model Biases and Data Assimilation Problems
0
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-0.8 -0.6 -0.4 -0.2 0 0.2
GP
SR
O Im
pact P
ara
mete
r [k
m]
Normalized departure (obs-fg)/sigma_obs
ICON average bias vs. GPSRO in DA cycle, tropics, July 2013
1.Dekade, Exp.59 (konv.+AMSU-A+GPSRO)3.Dekade, Exp.59
←− increasing amplitude
model too cold −→
Early tests with ICON and cycled data assimilationI Negative bias of (O-FG) in tropical stratosphere (model too cold)I Emerging oscillatory pattern in (O-FG) at higher altitudes,
tropics only, amplitude increasing over time
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 7 / 22
Diagnosing Model Biases and Data Assimilation Problems
����
2013-09-30 (day 92)
Analysis increments on model levels developed sharp patternI Quality control started to reject good observations
which are sensitive to this pattern (GPSRO)!
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 8 / 22
Explanation and Solution, Part I
Analysis increments on model levels, simulated single observationsI Strange patterns induced mainly by AMSU-A channels 11 & 12I Most pronounced in the tropics (B: shorter vertical correlations!)I ∆xa ∼ BHT(. . .) involves different vertical grids: model, B, RTTOV
10
20
30
40
50
-0.1 0 0.1 0.2 0.3
Mo
de
l le
ve
l
Temperature increment
AMSU-A response functions near 0N
Ch.11
Ch.12
10
20
30
40
50
-0.1 0 0.1 0.2 0.3
Mo
de
l le
ve
l
Temperature increment
Response function, AMSU-A channel 12
near 0N
near 60N
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 9 / 22
Explanation and Solution, Part II
Figure A.1. Weighting functions wi of the AL1 and AL2 weighted
averaging interpolators (Equation (5); thin lines) and the AL3 log-linear
interpolator using nearest points (Equation (A.5); thick lines). (a) and
(b) show weighting functions for two different distributions of NWP
levels.
Y. Rochon et al., QJRMS 133,1547–1558 (2007)
Vertical resolution mismatch:NWP model ⇔ fast radiativetransfer code (e.g. RTTOV)
Smoothing of Jacobian profilesby B ineffective for modelvertical resolution much higherthan RTTOV coefficient set
Replacing interpolation fromnearest model levels by suitableweighted layer average(available in RTTOV10)solved the sharp pattern issue!
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 10 / 22
A Problem in ICON’s Vertical Nest Interface
bias change of bias std.dev. change of std.dev.
����
"!#
129=nest exp. 130=control (no nest)
Comparison of bending angles against model over EuropeI Reduction of standard deviation of observation minus FG in
troposphere, but increase around vertical interface levelsI Sharp structure in bias at vertical interface levels (∼ 22 km):
Inconsistencies in radiation fluxes – solved in newer ICON releases
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 11 / 22
Tuning of Observation and Background Error Covariances
First-guess, analysis departures in observation space:
dob := yo − H(xb) , do
a := yo − H(xa) , dab := do
b − doa
Assuming no biases:
E{dob (do
b )t}
= R + HBHt
and for an optimal linear DA system (c.f. Desroziers et al., 2005):
E{dab (do
b )t}
= HBHt
E{doa (do
b )t}
= R
Beware that:I Above estimators for R and HBHt are not positive definite!I Off-diagonal elements less reliable than the diagonals (variances)I Cross-validation with non-assimilated data may be crucialI Long-term aim: situation-dependent errors (model and data!)
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 12 / 22
Assessment of operationally used error statistics
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0.4 0.5 0.6 0.7 0.8 0.9 1 1.1 1.2
GP
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Scaled std.dev. of (obs-fg)
ICON GPSRO Bending Angle Statistics
NH mid-lat.Tropics
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0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
GP
SR
O I
mp
act
Pa
ram
ete
r [k
m]
Desroziers’ suggested scaling factor
ICON GPSRO Bending Angle Statistics, NH mid-latitudes
Obs.errorFG error
"!# |lat| < 20
35 < lat < 7535 < lat < 75
Compare std.dev. of obs-fg to “expected error”√σ2o + σ2
b
I Actual std.dev. much smaller than expected error in extra-tropics
Derive scaling factors for assumed errors using e.g. Desroziers methodI Scaling factors depend on latitude, impact parameterI Currently used observation error model poor near tropopause
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 13 / 22
Observation Modeling: Tangent Point Drift
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0.5 0.6 0.7 0.8 0.9 1 1.1
GP
SR
O Im
pact P
ara
mete
r [k
m]
Scaled std.dev. of (obs-fg)
ICON GPSRO Bending Angle Statistics, Tropics
No TPDWith TPD
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0.35 0.4 0.45 0.5 0.55 0.6 0.65 0.7 0.75 0.8 0.85 0.9
GP
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ara
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r [k
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Scaled std.dev. of (obs-fg)
ICON GPSRO Bending Angle Statistics, Polar regions
No TPDWith TPD
|lat| < 20
|lat| > 60
Test period: 1–15 June 2014
ICON, 13 km horizontal resolution
“Optimized” 1d operator for tangent point drift: assign each ray tonearest model column, then batch model-column-wise
I Small but systematic improvement in obs-fg statistics
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 14 / 22
Quality of Available Observational Data: Metop/GRAS
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-0.025 -0.02 -0.015 -0.01 -0.005 0 0.005
GP
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Bias (O-B)/O
ICON GPSRO Bending Angle Statistics
Metop global risingMetop global setting
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0.01 0.1
GP
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Std.dev. of (O-B)/O
ICON GPSRO Bending Angle Statistics
Metop global risingMetop global setting
&%'$
Test period: 1–15 June 2014; ICON, 13 km horizontal resolution
Simplified QC: only FG check + BUFR quality flags
Metop-A/B bending angles, global regionI Systematically different bias between rising and setting occs.I Systematically different data quality (standard deviation)
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 15 / 22
COSMIC: NRT Data vs. Test Data
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-0.015 -0.01 -0.005 0 0.005 0.01 0.015
GP
SR
O I
mp
act
Pa
ram
ete
r [k
m]
Bias (O-B)/O
ICON GPSRO Bending Angle Statistics
COSMIC NRT data, TRCOSMIC test data, TR
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-0.015 -0.01 -0.005 0 0.005 0.01 0.015
GP
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Bias (O-B)/O
ICON GPSRO Bending Angle Statistics
COSMIC NRT data, SHCOSMIC test data, SH
|lat| < 20 −60 < lat < −20
Test period: 1–15 June 2014; ICON, 13 km horizontal resolution
Comparison of COSMIC NRT data and test data from new inversion
Small but systematic changes in bias, e.g.I Tropics: most significant change below 20 kmI Southern mid-latitudes: significant changes up to ∼40 km
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 16 / 22
COSMIC: NRT Data vs. Test Data
0
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15
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25
30
35
40
45
0.01 0.1
GP
SR
O Im
pact P
ara
mete
r [k
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Std.dev. of (O-B)/O
ICON GPSRO Bending Angle Statistics
COSMIC NRT data, tropicsCOSMIC test data, tropics
0
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35
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0.01 0.1
GP
SR
O Im
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r [k
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Std.dev. of (O-B)/O
ICON GPSRO Bending Angle Statistics
COSMIC NRT data, polar regionsCOSMIC test data, polar regions
&%'$
|lat| < 20
|lat| > 60
Test period: 1–15 June 2014; ICON, 13 km horizontal resolution
Comparison of COSMIC NRT data and test data from new inversionI Reduced standard deviation near tropopause and in upper stratosphereI Increased standard deviation in polar stratosphere between 15–25 km
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 17 / 22
Conclusions
GPS Radio-Occultations are a useful component of theglobal observing system for Numerical Weather Prediction
I Good global coverage, almost uniform, high vertical resolution
I Significant positive impact on forecast scores seen at all NWP centers
I Very valuable for diagnosing model deficiencies (e.g. biases)and problems in data assimilation
We do not yet make optimal use of observations!I Data assimilation needs proper specification of error covariances (R,B)I Higher model resolution benefits from forward operator improvements
F tangent point drift (already used by several centers)F 2d forward operator (soon to be used at ECMWF)F 3d ray tracer? (need to recreate ancillary data not provided in BUFR)
I Quality of NRT data still far from optimalF Differences between rising and setting occs. for some satellitesF New processing at CDAAC suggests general potential for improvementsF Will we ever see GRAS data from wave optics processing in NRT?
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 18 / 22
Thank youfor listening!
Backup Slides
Metop vs. COSMIC NRT vs. COSMIC Test Data
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0.01 0.1
GP
SR
O Im
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Std.dev. of (O-B)/O
ICON GPSRO Bending Angle Statistics
Metop global, risingCOSMIC NRT data, risingCOSMIC test data, rising
0
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0.01 0.1
GP
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O Im
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Std.dev. of (O-B)/O
ICON GPSRO Bending Angle Statistics
Metop global, settingCOSMIC NRT data, settingCOSMIC test data, setting
Test period: 1–15 June 2014; ICON, 13 km horizontal resolution
Comparison of Metop-A/B vs. COSMIC NRT vs. COSMIC test dataI Global data: obs-fg standard deviation of rising and setting occs.
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 21 / 22
Vertical Correlations: COSMIC NRT vs. new inversion
Test period: 1–15 June 2014
ICON @ 13 km
Vertical correlation of (O − B)between 8–40 km impact height,binned to 0.25 km intervals
Increased vertical correlationsbetween 10–30 km with new inversion!
Harald Anlauf (DWD) GPSRO in Data Assimilation for ICON 16 April 2015 22 / 22