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ROMANIA National Commission for Nuclear Activities Control Experience of CNCAN in Licensing the First CANDU NPP Dr. Lucian BIRO Nuclear Safety and Security Senior Expert TM/WS on the Introduction of Nuclear Power Programmes: Management and Evolution of a National Infrastructure Vienna, 8-11 Fe3bruary 2011

Experience of CNCAN in Licensing the First CANDU NPP · Experience of CNCAN in Licensing the First CANDU NPP ... Chapter 9: Auxiliary Systems Chapter 10: ... CR First Reactor Criticality

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ROMANIANational Commission for Nuclear Activities Control

Experience of CNCAN in Licensing the First CANDU NPP

Dr. Lucian BIRO Nuclear Safety and Security Senior Expert

TM/WS on the Introduction of Nuclear Power Programmes:Management and Evolution of a National Infrastructure

Vienna, 8-11 Fe3bruary 2011

2

Historical BackgroundSpecifics of Regulatory EnvironmentLegislation and Regulations BasisPSAR & FSAR ContentReview BasisCNCAN Concept for Licensing ProcessCNCAN Regulatory Review ObjectivesCommissioning & Licensing ProcessLicensing Steps for Cernavoda 1 NPP Important Plant Programs as Support for

Licensing ProcessConclusions

Contents

3

Historical Background (1)

Year Event

1971 Institute for Nuclear Technologies (ITN) have been established;

1972 Nuclear regulatory commission (ISCAN-AC) has been set up;

1975 Nuclear safety regulation have been issued;

1976 Physical protection regulation have been issued;

1977 Institute for Nuclear Power Reactors (IRNE);

1980 Construction of Cernavoda NPP started with 5 units in the same time;

4

Year Event1982 Quality Assurance Law was issued;1983 QA Regulations started to be issued one by one;

1990 ISCAN-CAN was transformed in the National

Commission for Nuclear Activities Control (CNCAN);

1994 CNCAN/AECB – Canada Contract in place for 3 years

1996 First criticality of the Cernavoda #1 NPP; New Nuclear Act (Law No. 111/1996);

1997 Construction of Cernavoda U2 NPP stopped;

2001 The Law on third party liability in the case of

nuclear damages; Construction of Cernavoda U2 NPP restarted; New Physical Protection regulations in force;

Historical Background (2)

5

Year Event

2007 CNCAN issued the Operation Licence for

Cernavoda NPP #2; CNNP #2 at full power.

2010 EC DG Energy positive opinion have been issued for Cernavoda NPP units 3&4 construction

Historical Background (3)

6

Cernavoda NPP

Construction started in 1980 with 5 units;U1 - Full Power: December 1996;U2 - Full Power: September 2007;U3 - Full Power: 2017;U4 - Full Power: 2018;U5 – Project stopped.

7

Romania has two units in operation and two unitsunder construction, on Cernavoda site, a CANDU-6 type reactor

CNCAN regulatory approach is a prescriptiveorientated one

The Operating License is issued for 2 years

The two years license renewal cycle will takes intoconsideration the regulatory assessment on thestatus of the actions developed by the utility toimplement the regulatory requirements anddispositions

Specifics of Regulatory Environment

8

CNCAN Responsibilities

By Law CNCAN is responsible for:

Nuclear Legislation & RegulationsNuclear SafetyRadiation ProtectionQuality AssuranceSafeguardsEmergency PreparednessPhysical ProtectionNuclear and Radiological SecurityNuclear LiabilityTransportationRadioactive Waste ManagementOperators CertificationInternational Treaties and Conventions

9

Romanian Legislations and Regulations

IAEA NUSS series of standards;

US 10 Code of Federal Regulations;

ASME Code Provisions;

Canadian Regulations & Practices;

ICRP Recommendations;

The experience of the countries with developednuclear energy;

Legislation and Regulations Basis

10

Regulatory Requirements, Criteria and Conditions

Law

Regulations,Standards and Codes

Regulatory letters+

licensee’s documents previously approved by CNCAN (such as Safety Analysis Reports, Management Manuals, etc.)

CNCAN dispositions and actions stated in the inspection reports

+licensee’s procedures previously approved by CNCAN(such as reference documents, station instructions, etc.)

11

Civil constructionCivil construction

Licensing proceduresLicensing procedures

Radiological securityRadiological security

TransportTransport

DecommissioningDecommissioning

RadioprotectionRadioprotection

Quality managementQuality management

Radioactive contaminationRadioactive contamination

Radwaste managementRadwaste management

Physical protectionPhysical protection

Civil constructionCivil construction

Licensing proceduresLicensing procedures

Radiological securityRadiological security

TransportTransport

DecommissioningDecommissioning

RadioprotectionRadioprotection

Quality managementQuality management

Radioactive contaminationRadioactive contamination

Radwaste managementRadwaste management

Physical protectionPhysical protection

Civil constructionCivil construction

Licensing proceduresLicensing procedures

Radiological securityRadiological security

TransportTransport

DecommissioningDecommissioning

RadioprotectionRadioprotection

Quality managementQuality management

Radioactive contaminationRadioactive contamination

Radwaste managementRadwaste management

Physical protectionPhysical protection

Civil constructionCivil construction

Licensing proceduresLicensing procedures

Radiological securityRadiological security

TransportTransport

DecommissioningDecommissioning

RadioprotectionRadioprotection

Quality managementQuality management

Radioactive contaminationRadioactive contamination

Radwaste managementRadwaste management

Physical protectionPhysical protection

CNCAN Regulations

12

Chapter 1: Introduction and general description of the NPP Chapter 2: Site characteristics Chapter 3: Design of structures, components, equipment

and systems Chapter 4: Reactor Chapter 5: Reactor Coolant System Chapter 6: Safety Systems Chapter 7: Instrumentation and Control Chapter 8: Electrical Power Chapter 9: Auxiliary Systems Chapter 10: Turbine & Electrical Generator Chapter 11: Radioactive Waste Management Chapter 12: Radiation Protection Chapter 13: Conduct of Operations Chapter 14: Initial Test Program Chapter 15: Accident Analysis Chapter 16: Operating Policies and Principles Chapter 17: Quality Assurance

PSAR & FSAR Content

13

IAEA SS-50-C-D

IAEA SG-50-C-D

INSAG 3-75

INSAG 5

NUREG 800

USNRC RG 1.70

Review Basis

14

CNCAN Concept for Licensing Process

Level of Excellence

Minimum Level

Acceptable Level

Requirements Level

Operation Domain

No

Lice

nseMargins

Lice

nse

Level of CNCAN Requirementsfor Operation License

CNCAN Requirements meet by Licensee

CNCAN assessment of NPP status and regulatory requirements for corrective actions

Plant corrective actions implementation

15

to check and to assess that safety regulations andfactors affecting safety have been adequatelycovered

to check the adequacy and acceptability of theaccident analysis

to review safety margin in operation

to review “as-built” plant configuration againstinitial design

to review plant organizational structure andprocedures

to define license conditions, if any

CNCAN Regulatory Review Objectives

16

Phase "A": Non-nuclear tests for individual systems

Phase "B": Reactor physics tests

Phase "C": Integral tests for whole plant at various power level. Includes the process of reactor power run-up from 0 to

100% of full power. It starts with the completion of phase"B" commissioning

Phase "D": Conforms completion of commissioning phase. includes

the process of reactor power run-up at 100% of full powerto perform guarantee tests etc. Preparation for plantcommercial operation.

Commissioning & Licensing Process

Site approval

Based on Initial Safety Assessment Report

site evaluation from the safety point of view exclusion area low population zone seismology geology meteorology hydrology demographic social and human activities characteristics

censing Steps for Cernavoda 1 NPP (1)

Construction Permits for NPP Systems (1980 - 1993)

“System-by-system” approach;

Based on safety documentation made by applicantfor particular constructions and systems;

Based on Safety Systems Classification List;

censing Steps for Cernavoda 1 NPP (2)

Final Construction License(19 August 1993)

Based on: Complete PSAR Status of work to conclude the Construction Licensing

Process (Utility Report) CNCAN Inspections

Commissioning License No. 1/1995(15 May 1995)

Based on FSAR Phase I; Licensing procedures: Level I Schedule for Commissioning Process; CNCAN Level II requirements for Licensing Activities

censing Steps for Cernavoda 1 NPP (3)

Commissioning License No. 1/1995Rev. 1/29.05.1996

Based on:

updated information resulted from supplementary safetydocuments and the Commissioning CompletionAssurance process results and status;

Compliance with the generic licensing procedures andFSAR Phase I.

censing Steps for Cernavoda 1 NPP (4)

Probationary Operation License(July 31.1997)

Based on:

FSAR Phase II; Licensing procedures:

Level I Schedule for Commissioning Process; CNCAN Level II requirements for Licensing Activities.

Supplementary safety documents Commissioning Reports results Plant status CNCAN inspections results

censing Steps for Cernavoda 1 NPP (5)

Operation License(May.1999)

Based on:

Plant status CNCAN inspections results

censing Steps for Cernavoda 1 NPP (6)

Station Improvements Program.Radiation Protection ProgramRadioactive Waste Management ProgramEffluent and Environmental Monitoring ProgramsALARA ProgramEmergency Preparedness and Response ProgramChange Control ProgramReliability ProgramQuality Assurance ProgramTraining ProgramPlant Surveillance and Reporting Programs

mportant Plant Programs as Support for Licensing Process (1)

Periodic Inspection ProgramMaintenance and Maintenance Support ProgramsFire Protection ProgramSafeguards ProgramHousekeeping and Plan Material Condition

ProgramSignificant events for nuclear safety analysisProbabilistic Safety Analyses ProgramR&D ProgramSystematic Review of Spare Parts ProgramOrganization structure & administrative issues.

mportant Plant Programs as Support for Licensing Process (2)

m Milestone DateAcquire & Store Heavy Water AD 09.12.2005Commissioning License CL 08.10.2006Acquire & Store Fuel AF 14.10.2006Load Fuel LF 14.02.2007Load Heavy Water Into PHT System HD 01.03.2007

Hot Performance HP 24.03.2007First Criticality CR 04.05.2007Power Increase to 5 %FP PI 27.06.2007Raise Power above 25 %FP PP1 03.07.2007

0 Raise Power above 50 %FP PP2 15.08.2007R i P b 75 %FP PP3 21 08 2007

CNPP #2- Licensing Milestone -

Commissioning Overview

19 20 21 22 23 24 25 26 27 28 29 30 30 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48

Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar2005 2006 2007

T/O 66400 Station Control Computers (DCCs)T/O 55000 Class 1 & 2 UPS

T/O 51340 TO5 (SST)T/O 75120 Instrument Air

T/O 71310 Raw Service Water (RSW)T/O 71340 Recirculated Cooling Water (RCW)

T/O 33100 Main Heat Transport CircuitT/O 68300 Shutdown System No 1T/O 43230 Main Feedwater Circuit

TURNOVERS (Current Forecast)

COMMISSIONING CONTROL POINTS (To Be Confirmed) AD - Aquire and Store D2O

AF - Aquire and Store Nuclear Fuel

MD - Moderator Fill with D2OLT - Reactor Building Leak Rate Test

HC - Hot Conditioning

PF - Power Failure (Loss of Class 4 Power Test)LF - Load Fuel

HD – PHT Fill with D2O

CR First Reactor Criticality (Start Phase B)

Cernavoda 2 Commissioning Targets

16 17 18

Jul Aug Sep

T/O 51340 TO6 (SST)

COMMISSIONING PROCEDURE PREPARATION

COMMISSIONING EXECUTION PROCESSES

T/O 67885 Post Accident Monitoring

HP- Hot Performance Tests with D2O

COMMISSIONING COMPLETION ASSURANCE

49 50

Apr May

Commissioning Targets

Examples of CNCAN Licences

Conclusions (1)

Nuclear power program in Romania started in

60’s;

The integration factor of the foreign nuclear

technologies in the Romanian industry was

quite high;

CANDU 6 Nuclear Fuel Technology fully

implemented in Romania;

V d d R i l f l

Conclusions (2)

The Romanian Heavy Water Plant produce the

heavy water with high quality;

The national capabilities in the nuclear sector

are well maintain;

CNCAN approach in the regulatory business is a

prescriptive one;

Conclusions (3)

The main actors of the Romanian nuclear

sector promote a large international

cooperation;

The international cooperation is extensively

followed by Romania;

The IAEA Missions (OSART, IRRS, INSAR,

SEDO, SCART etc.) are well received by the

Thank you for your attention !