EXHIBIT - HP Securities Litigation Settlement · 2017. 7. 12. · 5 PART I if- SCHEDULE OF TRANSACTIONS IN HP COMMON STOCK BEGINNING HOLDINGS: Number of shares of HP common stock

EXHIBIT D

Case 3:12-cv-05980-CRB Document 283-4 Filed 07/07/17 Page 1 of 175

EXHIBIT D-1


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PART I - CLAIMANT IDENTIFICATION

Claimant or Renraaentativa Contact Information:

.The Cfairns Administrator wil.l use this information for all communications relevant to this Claim (induding the check, if eligible lor paymentt ..'if this1 information changes, you MUST notify the Ciaims Administrator in writing at the address above. ''

.Claimant Name(B) (as you would like the name(s) to appear on the check,.if eligible for payment): - „ , ' " • . * • , ' . . , . i , . . „ 1 . . . . - ] . . ' ^ l ' - ' j " . ' i ' - " - j - - - - - - r . - , - /

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Last 4 digits of Claimant SSNHIN;1 City: . <

Account Number: r v " " - f ' - ' y I .. .L ^ L.

, . Countfy (ifOttier than U.S.):. ' State: ZipCode: A

Name of the Person you would like the Claims Admlnistrator to. Contact Regarding This.Claim'(if different from the' •' Claimant Name(s) listed above:): '

. . . ! • . , 1 - . i - . « . • ; 1

' i ; i , » . i >

Daytime Telephone Number:- ? - Evening Telephohe;Number"

, , -0 - • . >' Email Address .(Bma addrea b net nqufred, but If you provide It you authortzs the Oaina AOiiiiiiblidUM In uso It tn pwhfing you with bLTwuttMiiikrad'totMscMrn) -

NOTICE REGARDING ELECTRONIC FILES: Certain claimants with large numbers of transactions may request to, or may be requested to, submit information regarding their transactions in electronic files. To obtain the mandatory electronic filing and file layout, please visit the Settlement website at www.HPSecuritiesLitigationSettlement.com or you may e-mail the Claims Administrator's electronic filing department at eClaimfikiardencitvaroup.com. Any file not in accordance with the required electronic filing format will be subject to rejection. No electronic files will be considered to have been properly submitted unless the Claims Administrator issues an email after processing your file with your claim numbers and respective account information. Do not assume that your file has been received or processed until you receive this email. If you do not receive such an email within 10 days of your submission, you should contact the electronic filing department at aClalmiaaardencitvgroun.com to inquire about your file and confirm it was received and acceptable.

To view Garden City Group. LLC's Privacy Nollce/please visit http:/AyWw.gardericitygroup.corn/privacy | 'The last four digrts of (he taxpayer identification number (TIN), consisling of a vafid Social Security Number (SSN) tor individuals or Employer WentfficaUon Number (EIN) for business entities, trusts, estates, etc.. and telephone number of the beneficial owners) may be used In verifying this daim.


5

PART I if- SCHEDULE OF TRANSACTIONS IN HP COMMON STOCK

BEGINNING HOLDINGS: Number of shares of HP common stock held at the dose of trading on August 18,2011. If none, write "zero" or "0".

i

. Shares

PURCHASES/ACQUISITIONS: Purchases or Acquisitions of HP common stock from August 19, 2011 to February 15,2013, inclusive (which includes the 90-day look back period)1. (Must be documented.)

Trade Date(s) of Purtfisse(syAcqutaftlDn(B)

(List Chronologically MonthOay/Year}

Number of Shares of HP Common Stock Purchased/Acquired

Purchase/Arquisition Pries Per Share of HP Common Stock

Aggregate Cost (excluding commissions,

taxes and fees)

; ' . S O ..0:0 . - • r • - • .

r X - y o ; . • ; ^ . . ' - . '

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i " \ / r i ' / : i

j . • • • / . ? " i • ;

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. i il

M . i . r j ' ' > ' i r"

SALES: Sales of HP common stock from August 19,2011 to February 15, 2013, inclusive (which includes the 90-day look back period). (Must be documented.)

C.

Sale Price Per Share of HP Common

Stock .

Amount Received (excluding commissions,

taxes and fees)

Datd{s) of Sde(s) (List Chronologically)

(Month/Day /Year)

Number of Shanes of HP Common

Stock Sold

.1>. • Z i -G-O . P .O. fj'-i H-0 /'V5 h'C.O i '

' J

i / ! . j y . .

m/i ' i n

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UNSOLD HOLDINGS: Number of shares of HP common stock held at the close of trading on February 15, 2013 (the last day of the 90-day look back period). If none, write "zero" or "0". (Must be documented.)

D. $ s o Shares

' Please note: As set forth above. Information requested wtth respect to your purchases and acquisitions of HP common stock between November 21.2012 and February 15,2013, indusrve, rs needed in order to bafartce your daim; purchases and acquisitions during this period, however, are not ellglbfe to participate in the SetUemenl as these purchases and acquisitions are outside the Settlement Class Period (/.e., August 19,2011 to November 20.2012, inclusive) and will not be used for purposes of calculating your Recognized Claim pursuant to (tie Ran of Allocation.

' IF-YOU NEED ADDITIQNAtl SPACE TO LIST YOUR TRANSACTIONS YOU MUST . PHOTOCOPY THIS PAGE AND, CHECK THIS.BOX; ; ^ -

IF YOU DO NOT CHECK THIS BOX THESE ADDITIONAL PAGES WILL NOT BE REVIEWED


k-!•:-

7

PARTVr.PEFfNmbNSlAND RELEASE (CONflNUEP) " deemed to have acknowledged, that the inclusion of 'Unknown Claims" in the definition of Settled Ctaims and Released Parties' Claims was separately bargained for and was a key element of the Settlement.

This release shall be of no force or effect unless and until the Court gives final approval to the Settlement and the Effective Date occurs.

PART VI-REPRESENTATIONS

1. I (We) hereby warrant and represent that I (we) have not assigned or transferred or purported to assign or transfer, voluntarily or involuntarily, any matter released pursuant to this release or any other part or portion thereof.

I (We) hereby warrant and represent that I (we) have included information about all of my (our) purchases, acquisitions and sales transactions in HP common stock which occurred from August 19, 2011 to February 15, 2013, indusive, as well as the number of shares of HP common stock held by me (us) at the close of trading on August 18,2011, and the close of trading on February 15,2013.

I (We) certify that I am (we are) not subject to backup withholding under the provisions of Section 3406(a)(1) (C) of the Internal Revenue Code.

NOTE: If you have been notified by the Internal Revenue Service that you are subject to backup withholding, please strike out the language that you are not subject to backup withholding in the certification above.

' declare under penalty of perjury under the laws of the State of California and the United States of America that the foregoing information supplied by the undersigned is true and correct and that this Proof of Claim Form was

2.1 day of K Ids' in Executed this (City, State, Country) (Month) (Year)

Signature of Claimant (If this claim is being made on behalf of Joint Claimants, then each must sign.)

Ock .U-2015 Date

Signature of Joint Claimant, if any

Print Name of Joint Claimant, if any Date

If Claimant is other than an individual, or Is not the person completing this form, the following also must be provided:

Signature of Person Completing Form

Print Name of Person Completing Form Date

Capacity of person signing on behalf of claimant, if other than an individual, e.g., executor, president, trustee, custodian, etc.


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Client group Account Description Account Number FortMl'O (BAN USD

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CUAAENT ACCOUNT US DOLLAR

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PURCHASE

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Description of security Security number Quantity Wee i (ISIN Code) i

REGISTERED SHARES HEWUTT-PACKARD CO ACT USDA1

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Securities trading statement

6ROSS AMOUNT

Brokerage fees

Foreign brokerage fees

Federal stamp duty

NFT AMOUNT

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206.70 USD

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15.008^4 USD

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OUTGOING SECURITIES FREE OF PAYMENT

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In re HP Securities Litigation Settlement c/o GCG Claims Administrator P.O. Box 10224 Dublin, OH 43017-5724 (888) 985-9382 HWD0295167509

MaiUng Date: July 25,2016 RESPONSE DUE DATE: August 15,2016 Claim No: 3751

Eligible Securities/CUSIP: HP Common Stock/428236103

Class Period: 8/19/2011 through 11/20/2012, inclusive

Ref No:

NOTICE OF REJECTION OF YOUR ENTIRE CLAIM

THIS IS THE ONLY NOTICE YOU WILL RECEIVE WITH RESPECT TO THIS CLAIM

Dear Claimant(s):

We have received and processed the Proof of Claim Form ("Claim Form") that you submitted in connection with the In re HP Securities Litigation Settlement. Based on our review of the Claim Form and documentation you submitted (if any), your Claim has been conditionally rejected in its entirety pursuant to the terms of the Court approved Settlement.

Your Claim may have been rejected for one or more reasons. If you wish to cure your Claim, please review the attached "Rejection Reason(s)" document and respond accordingly. Please note the following when responding:

You must include a copy of this notice with any response and reference your Claim Number on all submissions. Your response must be received or postmarked no later than the Response Due Date noted above. If you fail to respond by die Response Due Date, or your response fails to cure the rejection reason(s) identified, your Claim will be rejected in its entirety.

Please take a moment to read What You Need to Know which is enclosed with this notice. If you still have any questions regarding this notice or if you want to confirm the status of your Claim after you submit a response to this notice, please call us toll-free at (888) 985-9382. If you would like to view or download the Settlement Notice (which contains the Plan of Allocation), you may do so on the settlement website at www,hpsecuritieslitigationsettlement.com.

Very truly yours,

Garden City Group, LLC

Claims Administrator


Claim No: 3751

REJECTION REASONCSI

1. THE CLAIM DOES NOT RESULT IN A ' RECOGNIZED LOSS" AS DEFEVED BY THE COURT-APPROVED PLAN OF ALLOCATION.

Under the terms of the Court-approved Plan of Allocation set forth in the Notice (which was contained in the Notice that was mailed to you along with your Claim Form, and is available for review on the Settlement website, www.hpseciiritieslitigationsettlement.com), the transactions included in the Claim Form for the Claim referenced on the first page of this notice do not calculate to a Recognized Loss, and, therefore, the Claim is not eligible to receive a recovery from the Net Settlement Fund.

Please note that your "Recognized Loss" is not intended to equal your actual "market loss" (the amount of money you actually lost), therefore it is possible that you lost money but still have no "Recognized Loss" under the Court-approved Plan of Allocation.

HOW TO RESOLVE: Unless you had purchases of eligible Hewlett-Packard Company ("HP") common stock during the Settlement Class Period (i.e., between August 19, 2011 and November 20, 2012) that are not included in the Claim Form you submitted, and/or your holding position(s) were incorrectly set forth, this is NOT a curable deficiency.

If you did have eligible purchases of HP common stock that were not reflected in your original submission and/or your holding position(s) were incorrectly set forth, you must submit all of the information and supporting documentation for those purchases and/or holding position(s) as called for in the Claim Form as well as documentation to support the disposition or retention of those additional shares. All transactions and holding positions in your Claim Form must be properly documented. Specifically, the supporting documentation must reflect the purchase/sale date for each transaction, the number of shares purchased/sold in each transaction and the price paid/received per share in each transaction. With respect to the required "holding" position(s), the documentation need only support the number of shares held as of the datsfc) set forth in Claim Form. Acceptable documentation includes securities broker's confirmation slips, month and year-end account statements or similar documentation (handwritten or self-generated documents are not acceptable).

PLEASE NOTE: Curing this deficiency is an absolute requirement in order for the Claim to be eligible. If there are other deficiencies in the Claim and they are cured, the Claim still will not be eligible, even for "partial acceptance," unless you had additional purchases of HP common stock that are properly documented which would result in the Claim calculating to a Recognized Loss under the Court-approved Plan of Allocation.

***

If you do not intend to supply additional information/documentation, and you still disagree with die determination, you may request Court review of the determination. To request Court review, you must send a letter to the claims administrator within twenty (20) days of the date of this letter and it must: (1) specifically state that you "request that the Court review the rejection of your claim," (2) state your argument(s) for why your claim should be accepted, (3) attach any supporting documents you may have to support your argument, and (4) be signed. Please also include a copy of this letter when requesting Court review of the rejection of your claim. Your claim and its administrative rejection will be presented to the Court for review.

UPON RECEIPT OF SUPPORTING DOCUMENTATION, YOUR CLAIM WILL BE RE-REVIEWED TO DETERMINE WHETHER OR NOT YOUR CLAIM HAS BEEN CURED.

COURT REVIEW MAY BE REQUESTED IF YOU DISAGREE WITH THE DETERMINATION TO REJECT YOUR CLAIM.

AS A REMINDER, THIS IS THE ONLY NOTICE THAT YOU WILL RECEIVE REGARDING THIS REJECTION.


PART lit - SCHEDULE OF I KANSAUIIUNS IN liK UUMMUIN o I UUf\

3^0 BEGINNING HOLDINGS: Number of shares of HP common stock held at the dose of trading on August 18,2011. If none, write "zero" or "0".

A. 4

Shams

PURCHASES/ACQUISITIONS: Purchases or Acquisitions of HP common stock from August 19, 2011 to Febmary 15, 2013, ihdusfve (which Endudes the KJ-day took back period)1. (Must be documented.)

a

Trade Date(6) of PtfttoatayftcquMBcnft)

pjatOimmfciuharily MonOWDsyAbar}

PlmiTasa/Aoqutaauii Prlea Par Sera of HP Common Stock

Number of Shares of HP Common Sine* nadiasedfAcqidred

AtHJJHyuto Cost (ffltrlutflng comnttatoBt,

taxes and feas)

7 f $ 0 . 0 o 1 o / o 1 M - 3 o 5* 0 o / /

/ /

/ /

/ /

SALES: Sales of HP common stopkifcm August 19,2011 to February 15,2013, inclusive (which includes the 90-day look back period), (ûsfro documented.)

c.

Sais Price Per Sham c* HP Caranon

Stock

Amoul Received (fturiudlnfl canmbslma.

teocBs and fees)

Nundwirf Shams ofMPCannnn

Stndi Sdd

Qats(B) of Ssieâ) (Lis) OimnOtogitaBy)

(Monlh/Day /Vear)

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^ o o . o-e

U o o • D o 04 M o > /I"5

5^

Jyoo " / /

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UNSOLD HOLDINGS: Number of shares of HP common stock held at the dose of trading on February 15,2013 ((he last day of the 90-day look back period). If none, write "zero" or *0". (Must be documented.) '

D. 350 Shares

ydtir purchases and amuteflions d HP common stock between November 21.2012 punjiases and acquisffions during Pita period. htMBver, are noieUgibte to partteîate

the Stdtfflmanl Ctass Period (Le„ August 19.2011 to Noiraniber 20,2012. frdusWe) and will Claim pursuant to B»

' Pie aso note: As set Itarth etMwa. faitomaOtn requested with respect end Fetwuary tS. 2013. mdusfre. needed tn order En teianos ^ En the Settlement as these purdesaG and aoq^siSns i '

not he used for purposes of caiculaftia your ~ '

IFVCM-r I NFFn AnnmhKlAI ftPACF-TO IIRT YfllJR TRANSACTIONS YOU MUST


PARTJII - SUHfcUULfc Ul- l KANdMO I IUWO iw nr OUMMWI* O I yj^r\

BESNNlNG HOLDmGS: •Number Gt sharesôf-'HP«comiTion-'9tock;!Heldiat the..ctose»of: f,' tradmg on'August lS. OII.;tf none-write^"zeror;ar.TOT..

YN •» i rSKares.

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Aug" 08, 2016 To: In re HP Securities Litigation Settlement

c/o GCG


P.O. Box 10224

Dublin, OH 43017-5724

Request for Court review Re: Claim Number 3751

Dear Sirs,

We hereby request for Court review concerning Claim Number 3751, we have submitted on Oct'21, 2015.

In mistake, with no intention, we mixed up with Dates definition that caused us claim for 850 shares instead of 350 shares.

The mistake occurred since we used to form Dates definition in a different way compared to file requirement (dd/mm/yyyy Vs. mm/dd/yyyy).

We are deeply apologize for the harassment, and ask to re-consider our claim, in a Court review procedure.

Therefore, we attached the REVISED relevant form to replace the INCORRECT document formerly submitted (attached as well).

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Tiffany Speakman

HWDInfo Wednesday, December 21, 2016 11:34 AM HWDInfo; RE: HP Securities Litigation Settlement Claim 3751

From: Sent To: Subject:

Dear Claimants,

We are following up with the previously sent email.

Please review the Plan o/A//ocatfon and reply to the email to confirm the withdrawal of your request for the Court to review your claim. .

If you have any questions, please contact us.

Regards,

Administrator (LS) In re HP Securities Litigation Settlement www.HPSecuritiesLitieationSettlement.coni

This communication (including any attachments) is intended for the use of the intended recipient(s) only and may ' . . •• contain information that is confidential, privileged or legally protected. Any unauthorized use or dissemination of this .. communication is strictly prohibited. If you have received this communication in error, please immediately notify the sender by return e-mail message and delete all copies of the original communication. Thank you for your cooperation

From: Luiggy Segura Sent: Monday^ctobe^4^01M^2^M To: HWDInfo; Subject: RE: HP Securities Litigation Settlement Claim 3751

Dear Claimants,

I am following up with the previously sent email. Please see below.

If you have any inquiries, please feel free to contact me.

Thank you.

Luiggy Segura Project Supervisor, Operations

GOG" Garden City Group, LLC 1985 Marcus Ave. Lake Success, NY 11042 1:631-470-5156 [email protected] | www.qardencUvQroup.com

1


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From: HWDlnfo Sent Tuesday. October 18. 2016 12:10 PM To: Cc: HWDlnfo Subject: HP Securities Litigation Settlement Claim 3751

Dear Claimant(s),

This email is regarding your request for the Court to review your claim for the HP Securities Litigation Settlement Fund. Please note that according to the Court-Approved Plan of Allocation, your claim is not calculating to a Recognized Loss. Specifically, your claim was processed based on paragraphs 8, part C section iii and part D section ii of the Court-Approved Plan of Allocation.

For your convenience, attached is the Notice for the HP securities Litigation Settlement Fund.

Please review the Plan of Allocation and reply to the email to confirm the withdrawal of your request for the Court to review your claim.

If you have any further inquiries, please contact us.

Regards,

Administrator (LS) In re HP Securities Litigation Settlement www.HPSecuritiesLitigationSettleinent.com

This communication (including any attachments) is intended for the use of the intended recipient(s) only and may contain information that is confidential, privileged or legally protected. Any unauthorized use or dissemination of this ' communication is strictly prohibited. If you have received this communication in error, please immediately notify the' sender by return e-mail message and delete all copies of the original communication. Thank you for your cooperation .

2


Tiffan^Sgeakman

Edyta Czaplicka Thursday, December 22, 2016 5:16 PM DublinTasks FW: HP Securities Litigation Settlement Claim 3751

From: Sent: To: Subject:

Tiffany Categories:

Please scan to ATF in HWD

Edyta Czaplicka Project Manager, Operations 631-470-1839 • [email protected]

Garden City Group. LlC 1985 Marcus Ave. Lake Success, NY 11042

Partner with Performance®

From: HWDInfo Sent: Wednesday, December 21, 2016 11:34 AM To: HWDInfo; Subject: RE: HP Securities Litigation Settlement Claim 3751

Dear Claimants,




Regards,

AdTninistrator (LS) 1 .. In re HP Securities Litigation Settlement www.HPSecuritiesLitigationSettIement.com

i I

This communication (including any attachments) is intended for the use of the intended recipient(s)bn!y and may ' " contain information that is confidential, privileged or legally protected. Any unauthorized use or dissemination of this communication is strictly prohibited. If you have received this communication in error, please immediately notify the sender by return e-mail message and delete all copies of the original communication: Thank you for your cooperation 5 .

i

From: Luiggy Segura 1 Sent: Monday, October 24, 2016 4:20 PM

i


& L-;-.

To: HWDInfo;| Subject: RE: HP Securities Litigation Settlement Claim 3751

' Dear Claimants,

I am following up with the previously sent email. Please see below.

.If you.have any inquiries, please feel free to contact me.

Thank you,

LuiggySegura - Project Supervisor, Operations

GCG': Garden City Group. LLC , 1986 Marcus Ave. Lake Success, NY 11042 1:631^70-5156 [email protected] | www.QardencitVQrouo.com

From:.HWDInfo " Sent: Tuesday, October IB, 2016 12:10 PM To: Cc: HWDInfo

• . Subject: HP Securities Litigation Settlement Claim 3751

Dear Claimant(s),

This email is regarding your request for the Court to review your claim for the HP Securities Litigation Settlement Fund. Please note that according to the Court-Approved Plan of Allocation, your claim is not calculating to a Recognized Loss. Specifically, your claim was processed based on paragraphs 8, part C section iii and part D section ii of the Court-Approved Plan of Allocation.

For your convenience, attached Is the Notice for the HP securities Litigation Settlement Fund.



' Regards,

' Administrator (LS) . In re HP Securities Litigation Settlement www.HPSecuritiesLitigationSettIement.coin

This communication (including any attachments) is intended for the use of the intended recipient(s) only and may contain information that is confidential, privileged or legally protected. Any unauthorized use or dissemination of this communication is strictly prohibited. If you have received this communication In error, please immediately notify the sender by return e-mail message and delete all copies of the original communication. Thank you for your cooperation

2


EXHIBIT D-2


£

HWD • Must be Postmarked

No Later Than October 31, 2015

In re HP Securities Litigation Settlement c/o GCG

Claims Administrator P.O. Box 10224

Dubffn, OH 43017-5724 (888) 985-9382

www.HPSecuritiesLitigationSettlement.com i

HirfE HWDD253717275 Sft*

f DIGIT 100 o Claim Number: 01452719 ..6 & i

Control Number; 2BB2715502 i

PROOF OF CLAIM FORM

TO BE ELIGIBLETO RECEIVE ADISTRIBUTION FROM THE SETTLEMENT FUND CREATED IN THIS ACTION, YOU MUST MAIL YOUR COMPLETED AND SIGNED CLAIM FORM TO THE CLAIMS ADMINISTRATOR POSTMARKED • ON OR BEFORE OCTOBER 31, 2015 TO THE ADDRESS SET FORTH AT THE TOP OF THIS PAGE.

FAILURE TO SUBMIT YOUR CLAIM FORM BY THE DATE SPECIFIED WILL SUBJECT YOUR CLAIM TO REJECTION AND MAY PRECLUDE YOU FROM BEING ELIGIBLE TO RECOVER ANY MONEY fN CONNECTION WITH THE SETTLEMENT.

DO NOT MAIL OR DELIVER YOUR CLAIM FORM TO THE COURT, THE PARTIES TO THIS ACTION, OR THEIR COUNSEL. SUBMIT YOUR CLAIM FORM ONLY TO THE CLAIMS ADMINISTRATOR AT THE ADDRESS SET rORTH ABOVE.

PAGE# TABLE OF CONTENTS

2 PART I - CLAIMANT IDENTIFICATION

3-4 PART II - GENERAL INSTRUCTIONS

PART III - SCHEDULE OF TRANSACTIONS IN HP COMMON STOCK 5

PART IV - SUBMISSION TO JURISDICTION OF COURT AND ACKNOWLEDGEMENTS 6

6 PART V - DEFINITIONS AND RELEASE

7 PART VI - REPRESENTATIONS

8 REMINDER CHECKLIST

Important - This form should be completed IN CAPITAL LETTERS using BLACK.or DARK BLUE bailpolnt/fduntain pen. .Characters and marks used

s h o u l d b e s i m i l a r i n t h e s t y l e t o t h e f o l l o w i n g : • ' / J . : • 1 • ' ' • ' •

fcfBlClSiETTTEylFro 112I3T4I5I6171Q


2


• • • . v . . . Claimant or Representative Contact Information: :

The Claims Administrator willuse this information for all communications relevant to this Claim (including the check; if eligible for payment);' If this information changes., vou MUST notify the Claims Administrator in writina-al the address above. ^ >' •'

ClaimanârnefsWaô^wDulîk^hîamefsH^pp^ check, if eligible for payment: > ' * ? ' •

u ...

Street Address:

Last 4 digits of Claimant SSNmN.1 City:

rrrn State: Zip Code: , Country (if Other than U.S.):

I Name of the Person you would like the Claims Administrator to Contact Regarding this Claim (if different from the Cla imant Namefs) l is ted ab6ve : ) y ; ^ ' • * - - ; - S

*»Ji» •»*

Evening Telephone Number: , . Daytime Telephone Number: • rm m-nm-rm •m-cn Email AddreSS (Email address Is not required, but If you provide H you authorin the Claims Admlnbtraiw to uveH Iri proving you wtth Infonnation relevanl (o this claim,) .

NOTICE REGARDING ELECTRONIC FILES: Certain claimants with large .numbers bf .transactions, may, request to, or may be requested (o, submit information regarding their transactions in electronic files. To obtain the mandatory electronic filing and file layout, please visit the Settlement website at-www.HPSecuritiesLitigationSettlement.com or you may e-mail the Claims Administrator's electronic filing department at eClaim<a)QardencitvQrouQ.cQm. Any file not in accordance with the required electronic filing format will be subject to rejection. No electronic files will be considered to have been .property submitted unless the Claims Administralor issues an email after processing your file with your claim numbers and respective account information. Do not assume that your file has been received or processed until you receive this email. If you do not receive such an email within 10 days of your submission, you should contact the electronic filing department at eClaim(a>Qa'rdencitvarouD.com to inquire about your file and confirm it was received and acceptable.. ' .

To view Garden City Group, LLC's Privacy Notice, please visit http,.//www.gardencitygroup.com/privacy .

The last four digits of the taxpayer identirication number (TIN), consisting of a valid Social Security Number (SSN) for individuals or Employer Identification m Number (EIN) for business entities, tmsls, estates, etc., and tefephone number of the beneficial owner(s) may be used in verifying this claim.


3

PART II - GENERAL INSTRUCTIONS

A. " To recover as a member of the Settlement Class.based on y^r claim in the action entitled In, re HP Securities Litigation, No. 3:12-cv-0598d-CRB (the "Action"), you must complete this Proof ofpjaim Form .("Claim Forrn"). If you fail to submit a Claim Form by the'deadfine, your claim may be'rejected and you may be precluded from any recoveiy from the Settlement Fund created •in-cdnnedionwith the'proposeds'ettlement'of the 'Action' ("Settlement")/as set forth" ih^the,Stipulation of Settlement and Release daled June8,2015 ("Stipula'fion").'' ' ' 1 • •• • * 1 . •

" n - ' ' ' v i * )• * y

B! ' Submission of this Claim' Form, however, does not ensure that you will share in the proceeds of the Settlement Fund created in this Action.

TO BE ELIGIBLE TO RECEIVE ADISTRIBUTION FROM THE SETTLEMENT FUND CREATED IN THIS ACTION, YOU MUST MAIL YOUR COMPLETED AND SIGNED CLAIM FORM TO THE CLAIMS ADMINISTRATOR POSTMARKED ON OR BEFORE OCTOBER 31, 2015, ADDRESSED AS FOLLOWS:

In re HP Securities Litigation Settlement , • , . - w c/o GCG . " •

Claim Administrator P.O. Box 10224

Dublin, OH 43017-5724

* i * - .

If you are NOT a member of the Settlement Class, as defined in the Notice of Pendency of Class Action and Proposed SetUement, Settlement Fairness Hearing and Motion for Attorneys' Fees and Reimbursement of Litigation Expenses (the "Notice"), then DO NOT submit a Claim Form.

D.

E. If you are a member of the Settlement Class as defined in the Notice and do nol timely request exclusion from the Settlement Class, you are bound by the terms of any judgment entered in the Action, WHETHER OR NOT YOU SUBMIT A CLAJM FORM. . .... . .... - « T i - .

INSTRUCTIONS FOR CLAIMANT IDENTIFICATION SCHEDULE-v-^v

A. . This Claim Form must be submitted by the beneficial purchaser or acquirer of the publicly traded Hewlett-Packard Company ("HP") common stock upon which this claim is based, or by the authorized legal representative of such purchaser or acquirer. • • « ' •

If you purchased or otherwise acquired publicly traded HP common stock between August 19,2011 and November 20, 2012, inclusive (the "Settlement Class Period"), and held the stock in your name, you are the beneficial purchaser or acquirer as well as the record purchaser or acquirer. If, however, the stock was registered in the name of a third party, such as a nominee or brokerage firm, you are the beneficial purchaser or acquirer and the third party is the record purchaser or acquirer.

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• - - C . • U s e " P a r t I " o f t h i s f o r m ( a b o v e ) e n t i t l e d " C l a i m a n t I d e n t i f i c a t i o n " t o i d e n t i f y t h e b e n e f i c i a l p u r c h a s e r o r a c q u i r e r o f t h e r H P c o m m o n s t o c k ' w h i c h f o r m s t h e b a s i s o f t h i s ' c l a i m . • • - * " * ' • J - * • • •

Please Note: A separate Claim Form should be submitted for each separate person or legal entity (e.g., a Claim Form from joint owners should not include separate transactions of just one of the joint owners, and an individual should not combine his or her IRA transactions with transactions made solely in the individual's name). Conversely, a single Claim Form should be submitted on behalf of one legal entity that includes all transactions made by that entity no matter how many separate accounts that entity has (e.g., a corporation with multiple brokerage accounts should include all transactions in HP common stock on one Claim Form, no matter how many accounts were associated with the transactions).'

All joint purchasers/acquirers must sign.thi^Claim Form. • • • • ' • . t . • . . o ; : . If you are acting in a representative capacity on behalf of a Settlement, Class Member, such as an executor,

administrator, guardian, conservator, trustee or other,legal representatives, you must complete and sign this Claim Forrn on behalf of persons orentities-so represented. Satisfactory evidence.of your authority must accompany this.Claim Form and your titles or capacities must be stated. The last four digits of the Social Security (or taxpayer identification) number and telephone number of the beneficial owner may be used in verifying the claim. Failure to provide the foregoing information could delay verification of your claim or result in rejection of your claim.

D.

I


4

PART II - GENERAL INSTRUCTIONS (CONTINUED)

INSTRUCTIONS FOR SCHEDULE OF TRANSACTIONS

Use "Part III" of this form (below) entitled "Sche'dule of Transactions in HP Common Stock" to supply all required-, details of your transaction(s) in and holdings of HP common stock. If you need .more space, attach separate sheets giving.all of ., the required information in substantially the same form. 'Sign-and print or type your name on each additional sheet.

Please provide all of the requested informalion with respect to a//of your purchases, acquisitions and sales of HP common stock, regardless of whether such transactions resulted in a profit or a loss. Failure to report all such transactions may result in the rejection of your claim. Please note: only HP common stock purchased or otherwise acquired during the Settlement Class Period (i.e., the period between August 19, 2011 and November 20, 2012, inclusive) is eligible to potentially recover under the Settlement. However, because information regarding your sales of HP common stock during the period from November 21, 2012 to February 15, 2013, inclusive (the "90-day look back period"), will be used for purposes of calculating your Recognized Claim under the Plan of Allocation contained in the Notice, information with respect to your purchases and acquisitions of HP common stock during that period as well as your holdings of HP common stock at the dose of trading on February. 15, 2013 is needed in order to balance your claim. While your purchases and acquisitions during the 90-day look back period will not be' used for purposes of calculating your Recognized Claim pursuant to the Plan of Allocation, the information is necessary in order to process your claim.

C. List each transaction separately and in chronological order by trade date, beginning with the earliest, You must accurately provide the month, day, and year of each transaction you list.

Copies of documents evidencing your transactions in and holdings of HP common stock (such as broker confirmations) must be attached to your Claim Form. Failure to provide this documentation could delay verification of your claim or result in rejection of your claim. .

D.

The-above • requests are designed to provide the minimum amount of-information-necessary to process the' simplest claims. The Claims Administrator may request additional information as required to efficiently and reliably calculate your losses. Jf the Claims Administrator cannot perform the calculation accurately or at a reasonable cost to the Settlement Class with the information provided, the Claims Administrator may condition acceptance of the claim upon the production of additional information and/or your agreement to pay any increased costs due to the nature and/or scope of your claim.

i


5

PART III - SCHEDULE OF TRANSACTIONS IN HP COMMON STOCK

zfgpjg A. BEGINNING'HOLDINGS: Number of shares of HP common .stock held at the dose of trading on August 18,2011. If none, write "zero" or "O". • • •

>, '. Shares , .

PURCHASES/ACQUISITIONS: Purchases or Acquisitions of HP common stock from, August 19, 2011 to ' February 15,2013, inclusive (which includes the 90-day look back period)1. (Must be documented.) '

Trade Date(s) of Purcbase(syAcquisilion(s)

(List Chronologically Monlh/Day/Veer)

Number of Shares of HP Common Stock Purchased/Acquired

Purchase/Acquisition Price Per Share of HP Common Stock


taxes and fees)

•m . rmm .•CDCD •Cnd-CD •' iximirrj

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MOT/QDJ •..qg'.pp'[xi: riD'iiC'nj ffl'/QH/OD rE/m/m

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SALES: Sales of HP common stock from August 19, 2011 to February 15,2013, inclusive (which includes the 90-day look back period). (Must be documented.) ,

rt;—s'r Tr-J-S-aSJ-VJITfe, J.TT. , Amount Received

""-Tr-.i. Dale(s) of Sale(s)

(List Chronologically) (Month/Day /Year)

Number of Shares of HP Common

Stock Sold

Sale Price Per Share of HP Common

Slock (excludlngcommlssions,

taxes and fees)

EMI' •. M?; Lî tDto'DD •D'CD'CI]; romm • ma

wmm d.tn

mn.m ED.m

m.m DED i /

UNSOLD HOLDINGS: Number of shares of HP common stock held at the close of trading on February 15,2013 (the last day of the 90-day look back period). If none, write "zero" or "0". (Must be documented.)

E1M3 D.

Shares

1 Please note: As set forth above, information requested with respect to your purchases and acquisitions of HP common stock between November 21, 2012 and February 15, 2013, inclusive, Is needed in order to balance your claim; purchases and acquisitions during this period, however, are not eligible to participate in the SeWemenl as these purchases and acquisitions are outside the Settlement Class Period (i.e.. August 19,2011 to November 20.2012, inclusive) and will not be used for purposes of calculating your Recognized Claim pursuant to the Plan of Allocation.

IF YOU NEED ADDITIONAL SPACE TO LIST YOUR TRANSACTIONS YOU MUST. - : . PHOTOCOPY THIS PAGE AND CHECK THIS BOX Q

IF YOU DO NOT CHECK THIS BOX THESE ADDITIONAL PAGES WILL NOT BE REVIEWED


. YOU MUST READ .'THE SECTION ENTITLED "DEFINITIONS AND RELEASE" AND SIGN THE SECTION ENTITLED "REPRESENTATIONS' QN PAGE 7. FAILURE TO SIGN MAY RESULT IN A DELAY IN

. . PROCESSING OR THE REJECTION OF YOUR CLAIM. " PART I V- SUBMISSION TO JURISDICTION OF COURT AND ACKNOWLEDGMbNTS. . I, = ir'.v .. ' 1 r 1 i* - -rr- - y vi.- T - i \ — —< i, —... — —; r «

1.. . .1 (We) submit thfs.Proof of Claim .Form under (he terms of the Stipulation of SetUement and Release describecf in.the .Notice. I (We) also submit to the jurisdiction of the United Stales District Court for" the Northern District of California with respect to.my (our) claim Settlement Class Member and for purposes of enforcing the release set forth herein and any Judgment which may be entered in the Action. I (We) further acknowledge that I (we) am (are) bound by and subject to the terms of any Judgment that may be entered in,the Action.,

') •

as a

1 (We) agree to furnish additional information to the Claims Administrator to support this claim if required to do so.

lit PART V - DEFINITIONS AND RELEASE y

• • 1. ' I (We) hereby acknowledge full and complete satisfaction of, and do hereby fully, finally, and forever settle, discharge, and release aN "Settled Claims" against all "Released Parties,-including "Unknown Claims," as defined below. " • ' •

• • • (a).,-... "Settled.Clairns''..means any and all claims, rights, demands, liabilities, suits, matters,.issues, debts, obligations, losses and causes of action of every nature and description, whether fixed or contingent,.accrued or unaccrued, liquidated or unliquidated, at law, or in equity, matured or unmatured, class or individual in nature, suspected or unsuspected, concealed or hidden, whether known claims or Unknown Claims (as defined herein),- whether, arising under federal, state, .foreign, or common law, that Lead Plaintiff or any other member of the Settlement Class: (a) asserted in the Complaints or could have asserted in any forum that arise out of or are based upon the allegations, transactions; facts, matters or occurrences, representations, or omissions involved, set forth, or referred to in the Complaints and (b) that relate to any purchase or acquisition of HP common stock from August 19, 2011 through November 20, 2012, inclusive. Settled Claims shall not include any claims: (i) that members of the Settlement Class may have arising solely under ERISA, including without limitation in the action captioned In re HP ERISA Litigation, No. C-12-6199 (N.D. Cal.). (ii) that members of the Settlement Class may have solely in a derivative capacity, including without limitation in the action captioned In re HP Shareholder Derivative Litigation, No. C-12-6003 CRB (N.D. Cal.), or (iii) lo enforce the terms of the Settlement. For the avoidance of doubt,. Settled Claims shall also exclude any and ail claims referenced in paragraph 8 of the Stipulation.

"Released Parties" means collectively, all Defendants and their Related Parlies. . .

"Related Parties" means, (1) with respect to HP, its predecessors, successors, past,.present or future parents, subsidiaries, and affiliates (including without "limitation "Aulonomy CorporationtimitedrAuto'nomy Systems "Limited,"an*d Autonomy Inc., (collectively, the "Autonomy Entities")), SpinCo and its predecessors, successors, past, present or future parents, subsidiaries, and affiliates, and, with respect Jo HP. SpinCo and the Autonomy Entities, each of their respective past or present officers, directors, agents, partners, principals, members, employees, attorneys, advisors, auditors and-accountants, insurers and reinsurers, and any firm, trust, corporalion, or other entity in which HP, SpinCo or the Autonomy Entities has or had a controlling interest; (2) with respect to the Individual Defendants, their respective spouses; marital community, immediate family members, heirs, successors, executors, estates, administrators, attorneys, accountants, personal representatives, trusts and any other entity in which any of them has a controlling interest, and as to such entities, each and all of their predecessors, successors, past, present or future parents, subsidiaries, affiliates, and each of their respective past or present officers, directors, shareholders, agents, partners, principals, members, employees, attorneys, advisors, trustees, auditors and accountants, insurers and reinsurers. For the avoidance of doubt, Sushovan Hussain, Qatalyst Partners and Deloitte U.K. LLP shall also be included within the definition of Related Parties, as they were formerly an employee, advisor, or accountant, respectively, affiliated with one or more of the Autonomy Entities. .

. ' I . f • • '1 •

"Unknown Claims" means any and all Settled Claims which Lead Plaintiff and/or any other Settlement Class Member does not know or suspect to exist in hjs, her or its.favor atUie time of the release.of such claims, and any Released parties' Ctairns.which-thejSeRlmg Defendants or any other Released Party does not know or suspect to exist in his, her or its favor at the time of the release of such ciaims, which if known by him, her or it might have affected his, her or its decisions) with respect to the Settlement. With respect to any and all Settled Claims and Released Parties' Claims, the Settling Parties stipulate and agree that upon the Effective Date, Lead Plaintiff and the Settling Defendants shall expressly waive, and each other Settlement Class Member and each other Released Party shall be deemed to have-waived, and by Operation of the Judgment shall have expressly waived, any and all provisions, rights and benefits conferred by any law of any state or territory of the United States, or principle of common law, which is similar, comparable, or equivalent to Cal. Civ. Code § 1542, which provides:

A general release does not extend to claims which the creditor does not know or suspect to exrst In his or her favor at the time of executing the release, which if known by him or her must have materially affected his or her settlement with the debtor.

Lead Plaintiff and Settlement Class Members acknowledge, and by operation of law shall be deemed to have iackribwledged, that they may hereafter discover facts in addition to or different from those which, he, she or it now knows or believes to be true with respect to the subject matter of the Settled Claims,- but Lead Plaintiffshan'expressly, fully, finally and forever settle and release,"arid each Settlement Class Member, upon the Effective Date, shall be deemed to haver and by .operation of'tfie Judgment shall have fully, finally, and forever settled and released any and all Settled Claims, whether known or unknown, suspected or unsuspected, concealed or hidden, that now exist, or heretofore, existed, or may hereafter-exist, and without regard to the subsequent discovery or existence of such different or additional facts. Lead Plaintiff and the Settling Defendants acknowledge, and each other Settlement Class Member and each other Released Party by operation of law shall be

(b)

(c)

(d)


7

PART V - DEFINITIONS AND RELEASE (CONTINUED) deemed to have acknowledged, that the inclusion of "Unknown Claims" in the definition of Settled Claims and Released Parties' Cfaims was s e p a r a t e l y b a r g a i n e d f o r a n d w a s a k e y e l e m e n t ' o f . t h e S e t t l e m e n t ! i i j L \ . ' " r 0 > L v " < • «

This release shall be of no.force or effect unless arid until the.Court gives^final approval to the Settlement and the Effective Date VccOrsV'

' •' •. "-'i. ' ' ! * i* ' C"

' PART VI - REPRESENTATIONS , ' 'r- r ' , i1t-t.r"*-* .nj rrr

I (We) hereby warrant and represent that I (we) have not assigned or transferred or purported to assign or transfer, voluntarily or involuntarily, any matter released pursuant to this release or any other part or portion thereof. • -

1 (We) hereby warrant and represent that I (we) have included information about all of my (our) purchases, acquisitions and sales transactions in HP common stock which occurred from August 19, 2011 to February 15,2013, inclusive, as well as the number of shares of HP common stock held by me (us) at the close of trading on August 18, 2011, and the close of trading on February 15. 2013. ..

•. .I (We) certify that I am (we'are) not subject to backup withholding under the provisions of Section 3406(a)(1)(C) of, the Internal Revenue Code..?- U "" -t- ;-T'. - • ••• •. * " ••i":- •>' •• r-'1 • :Vrv~ '• -

; • i 1 i * • t» 11

• .-NOTE: If you have been notified by the Internal Revenue Service that you are subject to backup withholding, please strike out the language that you are not subject to backup withholding in the certification above.' < ' '

I declare under penalty of perjury underthe laws of the State of California and the United States of America that the foregoing information suppfied by the undersigned is true and correct and (hat this Proof of Claim Form was ' '

Executed this itf & in .(Month) (Year) ' :ity, State, Country).

Signature of Claimant (if this ciaim Is being made on behalf of Joint Claimants, then each must sign.)

h-'t'-f;"-*" —*" -T:-—'

"r '• : • ' ignaiure or uaimanr^

9 (3011 • V

Date Print Name of Claimant,


I Date i

' ' ' ' I f C l a i m a n t i s o t h e r t h a n a n i n d i v i d u a l , o r i s n o t t h e p e r s o n c o m p l e t i n g t h i s f o r m , t h e ' f o l l o w i n g a l s o m u s t b e p r o v i d e d : ' '

Print Name of Joint Claimant, if any

Signature of Person Completing Form '

Date. Print Name of Person Completing Form

Capacity of person signing on behalf of claimant, if other than an individual, e.g., executor, president, trustee, custodian, etc.

i


• v.:

8

REMINDER CHECKUST

Please sign the Representations section of the Claim Form on Page 7.

If this claim Is being made on behalf of joint claimants, both musl sign.

Remember to attach supporting documentation.

Do not send original stock certificates or documentation. These items cannot be returned to you by the Claims Administrator

i

Please do not highlight or use red pen on any portion of the Claim Form or any supporting documentation.

5.

Keep a copy of your Claim Form and all documents submitted for your records. 6.

The Claims Administrator will acknowledge receipt of your Claim Form by mail, within 60 days. Your claim is not deemed filed until you receive an acknowledgement postcard. If you do not receive an acknowledgement postcard within 60 days, please call the Claims Administrator.

If your address changes in the future, or if this Claim Form was sent to an old or incorrect address, please send the Claims Administrator written notification of your new address. If you change your name, please inform the Claims Administrator.

8.

If you have any questions or concerns regarding your claim, please contact the Claims Administrator at the address below or toll-free at (686) 985-9382, or visit www.HPSecuritiesLitigationSettlement.com.

g

THIS CLAIM FORM MUST BE MAILED, POSTMARKED NO LATER THAN OCTOBER 31, 2015, ADDRESSED AS FOLLOWS:

In re HP Securities Litigation Settlement c/oGCG


Dublin, OH 43017-5724

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In re HP Securities Litigation Settlement c/o GCG Claims Administrator P.O. Box 10224 Dublin, OH 43017-5724 (888)985-9382 H WD02943 7 6086

Mailing Date: July 25, 2016 RESPONSE DUE DATE: August 15, 2016 Claim No: 1452719





Dear Claimant(s):



You must include a copy of this notice with any response and reference your Claim Number on all submissions. Your response must be received or postmarked no later than the Response Due Date noted above. If you fail to respond by the Response Due Date, or your response fails to cure the rejection reason(s) identified, your Claim will be rejected in its entirety.

Please take a moment to read What You Need to Know which is enclosed with diis notice. If you still have any questions regarding this notice or if you want to confirm the status of your Claim after you submit a response to this notice, please call us toll-free at (888) 985-9382. If you would like to view or download the Settlement Notice (which contains the Plan of Allocation), you may do so on the settlement website at www.hpsecuritieslitigationsettlement.com.

Very truly yours,




liw

Claim No: 1452719

REJECTION REASONCS^

1. YOU DID NOT PROVIDE ANY DOCUMENTATION TO SUPPORT YOUR CLAIM.

The Claim referenced on the first page of this notice did not include any documentation to support the Claim.

HOW TO RESOLVE: You can resolve this rejection reason by submitting acceptable documentation to support your Claim to the Claims Administrator by the Response Due Date. All transactions and holding positions must be properly documented. You must submit acceptable documentation supporting all the transactions and holding information called for in Part III of the Claim Form. Acceptable documentation includes securities broker's confirmation slips, month and year-end account statements or similar documentation (handwritten or self-generated documents are not acceptable).

Failure to provide supporting documentation to fully substantiate your transactions and holding positions will likely result in no payment at all.

* * *

If you do not intend to supply additional information/documentation, and you still disagree with the determination, you may request Court review of the determination. To request Court review, you must send a letter to the claims administrator within twenty (20) days of the date of this letter and it must: (1) specifically state that you "request that the Court review the rejection of your claim," (2) state your argument(s) for why your claim should be accepted, (3) attach any supporting documents you may have to support your argument, and (4) be signed. Please also include a copy of this letter when requesting Court review of the rejection of your claim. Your claim and its administrative rejection will be presented to the Court for review.






No Later Than October 31,.2015

In re HP Securities Litigation Sett/ement do GCG


Dublin, OH 43017*5724 (868) 985-9382

'www.HPSecuritlesl.itlgationSettlement.coni

! i

BsKE E l-IWD02.5371.7275

-• \3m

AUTO**3-DIGIT 100 Claim Number; 01452719

'A Control Number:l2882715502

PROOF QF.GLAtM FORM

TO BE EtlGIBLETO'RECEIVEAlblSTRIBUTION FROMTHE SETTLEMENT FUND CREATED INTHIS ACTION, YOU • MUSJ?MAiL YOUR COMPLETED AND.SIGNED CLAIM FORM TO THE CLAIMS ADMINISTRATOR POSTMARKED •Otfb'R BEFORE OCTOBERÎ, 2015 TO THE ADDRESS SET FORTH AT THE TOP OF THIS PAGE,

^ T* FAILURE TO SUBMIT/YOUR CLAIM FORMi BY THE DATE SPECIFIED. WILL SUBJECT YOUR CLAIM TO REJECTION AND-MAY PRECLUDE YOU FROM BEING ELIGIBLE TO RECOVER ANY MONEY JN CONNECTION WITH THE SETTLEMENT.

-DO-NOT MAIL OR DELIVER YOUR CLAIM FORM TO THE COURT, THE PARTIES-TO THISÂCTIONÔR THEIR Jt^^MimsELr^sur- ^ —

"TORTfTABOVE.

TABhE 9F PQNTENTS PAGE#

-i PART I - CLAIMANT'fDENTIFICATION

" II -GENERAL INSTIWCnON 3-4 1

** "!r.V.V Jv.WiW'a fTT ." iPARTIII SCHEDULE OF TRAN$ACTION$ IN':MP.COMMON. rOCK.t:.

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PARTllV^SUBMISSIONTOJURISDICTION'OF^CdURTÂNDACKNOWLEDGEMENTS - ;,RV^r-- •

PART V^bEFINITIONS AND RELEASE-.

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f PART VI - REPRESENTATIONS

REMINDER CHECKLIST

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NOTICE REGARDING ELECTRONIC FILES:'Certain claimants with large .numbers of transactions may.requesUto, or may be requested toVsubmit information regarding their transactions in electronic Files. To obtain the mandatory electronic filing and file layout, .please vIsiMhe SeRlemerir website. iaUwww.HPSecuritlesLltlgationSettlement:com, or-.you may e-mail Ihe Claims Administrator's electronic filing department at eClaimfiSaardencitvQrouD.com. Any file not in accordance with the required eJectronic.filing format will be subject tp^rejection. No electronic files will be considered to (have been .properly submitted unless the Claims Administrator issues' an email' after processing' your file with your claim numbers and respective account information. Do pot assume that your file has, been^receiyed. or processediunttlfyouireceive this email. If you do nol receive such an email within 10 days of your submission;-you should contact the electronic filing department at

" A fftiftfiSni; tzt?. w i^sjgrjvj f+*% 'tmr,''l <| h f* »>l

'The'last four digits of the taxpayer Identification number (tfN),.consisting of a valid Social Security Number [SSNj for individuals or Employer identification —^ Number (EIN) forbusiness'entitles.-trusts, estates, etc and telephone number or the beneficial owners) may be used In verifying this dalm.

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'PAgmvSCHE^ 1.1... .., ." J \IMK\O\ BEGINNING HOLDINGS: Number of shares of HP common stock held at the close of

trading on August 18, 2011, If none, write "zero" or "0". t

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PURCHASES/ACQIMSITfONS: Purchases or Acquisitions of HP common stock from August 19, 2011 lo ' February 15,2013, inclusive (which includes the 90-day look back period)'. (Must be documented.}-

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Purchose(5)/Acqul3llion(s} (List Chronologically , Month/OayfYear)

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Purchasa'AcquisiHon Price Per Share of HP Common Stock

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Number of Shares of HP Common • •Slock Sold'

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i UNSOLD HOLDINGS; Number'of,shares of HP'porhmon stock held.at the'close of trading on February 15, 2013-(the last*day;of the QOîay look back period). If none, write "zero" or I -I

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"0". (Must,be documented.)- • Wm 'Plaaaenore: As set forth above, informaUon requested with respect to'your purchases and ocquisiliohs of HP common stock between November 2>, 2012 and February 15,2013, Inclusive, Is needed In order to balance your claim, purcha6es_end acquisitions during this period, however, are not eligible to participate In the'Settlement as these purchases and acquisitions are outside the SeHlsmant'Class'Peilod (i.e., AugusM9,<20n lo November 20.2012, Inclusive) and will nol be used fDr'pLirposes of calculating your Recognized Claim .pursuant to the Plan of Allocation. -

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deemed to have acknowledged, that the inclusion of "Unknown Claims" In (he definition of Settled Claims and Released Parties' Claims was separately bargained for' and was a key elementiof the Settiemenl.

This release shall be of no force or effect unless and until the Court gives final approval to the Settlement and the Effective Dateoecure.

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PART VI - REPRESENTATIONS S 1,(We), hereby warrant and represent that) (we) have not assigned or transferred or purported to assign or transfer, voluntarily

or involuntarily, any matter released pursuanfto this release or any other part or portion thereof. (

2. . . . I ( W e ) h e r e b y w a r r a n t a n d r e p r e s e n t t h a t I ( w e ) h a v e i n c l u d e d i n f o r m a t i o n a b o u t a l l o f m y ( o u r ) p u r c h a s e s , a c q u i s i t i o n s a n d sales transaclions'in'HP-common'stock'which occurred from.August 19, 2011 to February 15, 2013, inclusive, as well as the number of shares of HPcommo'n stock held by me (us) at the close of trading on August 18, 2011,.and the close of trading on February 15, 2013.

I (We).certify that ! am (weare)nol subject to backup withholding under the provisions of Section 3406(a) (1) (C) of the Iniernal

* ]

Revenue Code. ' <

- NOTE: if you have been notlfiedby the Internal Revenue-Service that you are subject to backup withholding, please strike out thg'language that you-arewbt subject to backup withholding in the certification above.

I'dedare under p'enalty'of perjury under the laws of the State of California and the United States of America .that the foregoing information . ) supplied by the undersigned is true and correct and that (his Proof of Claim Form was

J Executed this >?fl^dav bj/V 2$! £ in ^ 'I' "(MoiitH)(Year)' " .l . . / . •ounl

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Signature of Claimant (if this claim is being made on behalf of Joint Claimants, then each must sign,) •K-y

ire of Claimant

BbohS' Print Name of Claimant Date

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- If Claimant !s~ bthar'than an individual, oris nottho person'completing this form, the following also must be provided: i

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Signature of Person Completing Form • T-

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Print Name of Person Completlng Form Date

Capacity of person slgning.on behalf of claimant, if other'than an individual, e.g., executor, president, trustee, custodian, etc.

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To: In re HP Securities Litigation Settlement c/o GCG Claims Administrator P.O. Box 10224 Dublin, OH 43017-5724

Re: Proof documentation

This letter is to indicate disagreement with the rejection notice. I have attached the account statements indicating the buy and sell settlement of HPQ shares. Please review the following attached documents:

1. Copy of claim form 2. Copy of the rejection notice 3. Copy of the account statement indicating BUY trade with date 9/13/11 and settlement date

9/16/11 4. Copy of the account statement indicating SELL trade with date 1/31/12 and settlement date

2/3/12

If you have any questions, please contact me.


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K Case 3:12-cv-05980-CRB Document 283-4 Filed 07/07/17 Page 39 of 175

Wfan^Speakman

HWDInfo Wednesday, December 21, 201611:40 AM HWDInfo; RE: HP Securities Litigation Settlement Claim 1452719

From: Sent: To: Subject

Dear Claimant,



Please contact us If you have any questions.

Regards,

Administrator (LS) In re HP Securities Litigation Settlement www.HPSecuritiesLitigationSettlement.com

This communication (including any attachments) is intended for the use of the intended recipient(s) only and may contain information that is confidential, privileged or legally protected. Any unauthorized use or dissemination of this • communication is strictly prohibited. If you have received this communication in error, please immediately notify the sender by return e-mail message and delete all copies of the original communication. Thank you for your cooperation

From: HWDInfo Sent: Tuesday, October 18, 2016 12:17 PM To; CCJ HWDInfo Subject; HP Securities Litigation Settlement Claim 1452719

Dear Claimant($),

This email is regarding your request for the Court to review your claim for the HP Securities Litigation Settlement-Purdr -Please note that according to the Court-Approved Plan of Allocation, your claim is not calculating to a Recognized Loss. Specifically, your claim was processed based on paragraphs 8, part A of the Court-Approved Plan of Allocation.

For your convenience, attached is the Notice for the HP securities Litigation Settlement Fund.



Regards,

Administrator (LS) In r e HP Securities Litigation Settlement www.HPSecuritiesLitigationSetilement.com

1


This communication (including any attachments) is intended for the use of the intended recipient(s) only and may " contain information that is confidential, privileged or legally protected. Any unauthorized use or dissemination of this communication is strictly prohibited. If you have received this communication in error, please immediately notify the sender by return e-mail message and delete all copies of the original communication. Thank you for your cooperation

2


Tiffan^Sêakmari

Edyta Czaplicka • Thursday, December 22, 2016 5:16 PM . DublinTasks FW: HP Securities Litigation Settlement Claim 1452719

From: Sent; To: Subject:

Tiffany Categories:


Edyta Czapiicka Project Manager, Operations 631-470-1839 edyta.czaplicka(S)gardencitvqroup.com

Garden City Group. LLC 1985 Marcus Ave. Lake Success, NY 11042

Partner with Performance©

From: HWDInfo , Sent: Wednesday, December 21, 2016 11:40 AMj To: HWDInfo;| Subject: RE: HP Securities Litigation Settlement tlaim 1452719

Dear Claimant,

We are following up with the previously sent email,

Please review the Plan of Allocation and reply to the email to confirm the withdrawal of your request for the Court to review your ciaim.

Please contact us if you have any questions.

Regards,

Administrator (LS) In re HP Securities Litigation Settlement www.HPSecuritiesLitigationSettlem.enLcom

i

This communication (including any attachments) is intended for the use of the intended recipient(s) only and may contain information that is confidential, privileged or legally protected. Any unauthorized use or dissemination of this communication is strictly prohibited. If you have received this communication In error, please Immediately notify the sender by return e-mail message and delete all copies of the original communication, Thank you for your cooperation

From: HWDInfo Sent: Tuesday, October 18, 2016 12'. 17 PM To:

i


f-;-

Cc: HWDInfo Subject: HP Securities Litigation Settlement Claim 1452719

Dear Claimant(s),

This email is regarding your request for the Court to review your claim for the HP Securities Litigation Settlement Fund. Please note that according to the Court-Approved Plan of Allocation, your claim is not calculating to a Recognized Loss. Specifically, your claim was processed based on paragraphs 8, part A of the Court-Approved Plan of Allocation,

- For your convenience^ attached is the Notice for the HP securities Litigation Settlement Fund.

Please review the Plan ofAlfocation and reply to the email to confirm the withdrawal of your request for the Court to review your claim.


Regards,

. Administrator (LS) • In re HP Securities Litigation Settlement www.HPSecuritiesLitigationSettlement.com

This communication (including any attachments) Is intended for the use of the intended recipient(s) only and may contain information that is confidential, privileged or legally protected. Any unauthorized use or dissemination of this communication is strictly prohibited. If you have received this communication in error, please immediately notify the sender by return e-mail message and delete all copies of the original communication, Thank you for your cooperation

2


EXHIBIT D-3



No Later Than In re HP Securities Litigation Settlement do GCG


Dublin, OH 43017-5724 " (888) 985-9382

www.HPSecuritiesLitigationSettleinent.com

October 31, 2015

HWD0264425105 sm r iiniiiiiiiiiiii AUTO^MIXED AADC 604 Claim Number: 01550445

Control Number: 0305977738

PROOF OF CLAIM FORM

TO BE ELIGIBLE TO RECEIVE ADISTRIBUTION FROM THE SETTLEMENT FUND CREATED INI THIS ACTION, YOU MUST MAIL YOUR COMPLETED AND SIGNED CLAIM FORM TO THE CLAIMS ADMINISTRATOR POSTMARKED ON OR BEFORE OCTOBER 31, 2015 TO THE ADDRESS SET FORTH AT THE TOP OF THIS PAGE.

FAILURE TO SUBMIT YOUR CLAIM FORM BY THE DATE SPECIFIED WILL SUBJECT YOUR CLAIM TO REJECTION AND MAY PRECLUDE YOU FROM BEING ELIGIBLE TO RECOVER ANY MONEY IN CONNECTION WITH THE SETTLEMENT.

DO NOT MAIL OR DELIVER YOUR CLAIM FORM TO THE COURT, THE PARTIES TO THIS ACTION, OR THEIR COUNSEL. SUBMIT YOUR CLAIM FORM ONLY. TO THE CLAIMS ADMINISTRATOR AT THE-ADDRESS SET FORTH ABOVfcf.

TABLE OF CONTENTS PAGE #


PART II - GENERAL INSTRUCTIONS... 3-4

PART III - SCHEDULE OF TRANSACTIONS IN HP COMMON STOCK.

PART IV - SUBMISSION TO JURISDICTION OF COURT AND ACKNOWLEDGEMENTS

PART V - DEFINITIONS AND RELEASE 6

PART VI - REPRESENTATIONS

REMINDER CHECKLIST

: 'Important,- This form should be completed IN.CAPITAL LETTERS using BLACK or DARK BLUEballpoint/fouhtain.pen^Chpracters and niatrks'Msed -; s h o u i d b e s i m i l a r i n t h e s t y l e t o t h e f o l l o w i n g : , " ' ' • • * > ' J ' • - 1

AlBfClDiElFlGTHi IlJlKlLlMiNDI P [QlRlSiTlUlVM . ' », . . ^ , _ y . ' 1 ^ ' ' " * - H v , . . , " ' ' '


* j

2


Claimant or Representative Contact Information: . ' , . .

The Claims Administrator will,use this information for all communications'releyant to this Claim (including the cbeck, if eligible for payment). ' If this' information changes, you MUST notify the Claims Administrator in writing at the address above, /'

Claimant Name(s) (as you would like the name(s) to appear on the check, if eligible for payment:

r 1 1 i rm i TT 'n TiTTTFki yrrm ri u7"f n Hum i

Street Address:

Ex T riÂ.

Last 4 digits of Claimant SSNniN:1 City.

En t X

Account Number:

Country (if Other than U.S.): State: Zip Code: mm • • ii • •

Name of the Person you would like the Claims Administrator to Contact Regarding This Claim (if different from the Claimant Na'me(s) listed above:):-'.

m l~ Evening Telephone Number:. . .

_ ) r . Daytime Telephone Number: < •

•jD-mn-rm Email Address (Email address lanol required, but If you provide 11 you suthorlzfi the Claims AdmFnJstretor to u» it In provkllng you wtth InfoimatSon relavpnt to this ctafrn.)

TTT

NOTICE REGARDlNG'EHECTRbNIC'FlilESTCertain'claimants with large numbers'.o^ transactions may request to, or may be requested to, submit information regarding their transactions in electronic files. To obtain the mandatory electronic filing and file layout, please visit the Settlement website at www.HPSecuritiesLitigationSettlement.com or you may e-mail the Claims Administrator's electronic filing department at eClaimtSoardencitvqroLip.com. Any file not in accordance with the required electronic filing format will be subject to rejection. No electronic files will be considered to have been properly submitted unless the Claims Administrator issues an email after processing your file with;ydur claim numbers and respective account information. Do not assume that your file has been received or processed until you receive this, email. If, you do not receive such an email within 10 days of your submission, you should contact' the electronic filing1 department, at eClaim@qardendtyarnup com to inquire about your file and confirm it was received arid acceptable. ' '

• 'J

To view Garden City Group, LLC's Privacy Notice, please visit http://www.gardencitygroup.com/privacy 1The last four digits of the taxpayer identification number (TIN), consisting of a valid Social Security Number (SSN) for individuals or Employer Identification Number (EIN) for business entitles, trusts, estates, etc., and telephone number of the beneficial owner(s) may be used in verifying this claim.


3

PART 11 - GENERAL INSTRUCTIONS

- To recover as a member of the Settlement Class based on your claim in-the action-entitled In re HP Securities Litigation, No. 3:12-cv-05980-CRB (the "Action"), you must complete this Proof of Claim Form;(-ClaiiTi Fbrm").' ' lf 'you fait to submit

: a Claim Form by the deadline, your claim may be rejected and you may be precluded from any recovery from the.Settlement Fund created in connection with the proposed settlement of the Action ("Settlement"),' as set forth in the^Stipulatlon of Settlement and Release dated June 8, 2015 ("Stipulation"). • ; '

A.

4: '-.t

Submission of this Claim Form, however, does not ensure that you will share in the proceeds of the Settlement Q

Fund created in this Aclion,

TO BE ELIGIBLE TO RECEIVE A DISTRIBUTION FROM THE SETTLEMENT FUND CREATED IN THIS ACTION, YOU MUST MAIL YOUR COMPLETED AND SIGNED CLAIM FORM TO THE CLAIMS ADMINISTRATOR POSTMARKED ON OR BEFORE OCTOBER 31, 2015, ADDRESSED AS FOLLOWS:

In re HP Securities Litigation Settlement do GCG

Claim Administrator . P.O.'Box 10224 '

Dublin, OH 43017-5724

If you are NOT a member of the Settlement Class, as defined in the Notice of Pendency of Class Action and iProposed Settlement, Settlement Fairness Hearing and Motion for Attorneys' Fees and Reimbursement of Litigation Expenses (the "Notice"), then DO NOT submit a Claim Form.

D.

If you are a member of the Settlement Class as defined in the Notice and do not timely request exclusion from the Settlement Class, you are bound by the terms of any judgment entered in the Action, WHETHER OR NOT YOU SUBMIT A CLAIM FORM. • ! • .• -• •.. ; • - - •

INSTRUCTIONS FOR CLAIMANT IDENTIFICATION SCHEDULE" . •

A. This Claim Form must be submitted by the beneficial purchaser or acquirer of the publicly traded Hewlett-Packard . Company ("HP") common stock'upon which this claim'is'based, or by the authorized legal representative df such purchaser or

acquirer.

B. • If you purchased or otherwise acquired publicly traded HP common stockbetween August 19,2011 and November 20, 2012, inclusive (the "Settlement Class Period"), and held the stock in your name, you are the beneficial purchaser or acquirer as well as the record purchaser or acquirer. If, however, the stock was registered in the name of a third party, such as a nominee or brokerage firm, you are the beneficial purchaser or acquirer and the third party is the record purchaser or acquirer.

. . , Use Tart.l" of this,form (above) entitled "Claimant Identification" to identify the beneficial purchaser.or acquirer,of the HP common stock'.which forms the basis of this claim. ' ^ .

• :. i . D. , Please Note: A separate Claim Form should be submitted for each separate person or legal entity (e.g., a Claim

Form from joint owners should not include separate transactions of just one of the joint owners, and an individual should not combine his or her IRA transactions wilh transactions made'solely in the individual's name). Conversely, a single Claim Form should be'submitted on behalf of one .legal entity that includes all transactions made by that entity no matter how many separate accounts that entity has (e.g., a corporation with multiple brokerage accounts should include all transactions in HP common stock on one Claim Form, no matter how many accounts were associated with the transactions). . .. • .•

All joint purchasers/acquirers must sign this Claim Form.

If you are acting in a representative capacity on behalf of a Settlement Class Member, such as an executor, administrator, guardian, conservator, trustee or other legal representatives, you must complete and sign this Claim Form on behalf of persons or entities so represented. Satisfactory evidence of your authority must accompany this Claim Form and your titles or capacities must be stated. The last four digits of the Social Security (or taxpayer identification) number and telephone number of the beneficial owner may be used in verifying the claim. Failure to provide the foregoing information could delay verification of your claim or result in rejection of your claim. .


b>

4

- PART II - GENERAL INSTRUCTIONS (CONTINUED)


Use "Part III" of this form (below) entitled "Schedule of Transactions in HP Common Stock" to supply all required details of your transaction(s) in and^holdings of HP common stock. If you need more space, attach separate sheets giving all of the required information in substantially the same form. Sign and print or type your name on each additional sheet.

A.

Please provide all of the requested information with respect to all of your purchases, acquisitions and sales of HP common stock, regardless of whether such transactions resulted in a profit or a loss. Failure to report all such transactions may result in the rejection of your claim. Please note: only HP common slock purchased or otherwise acquired during the Settlement Class Period (i.e., the period between August 19, 2011 and November 20, 2012, inclusive) is eligible to potentially recover under the Settlement. However, because information regarding your sales of HP common stock during the period from November 21, 2012 to February 15, 2013, inclusive (the "90-day look back period"), will be used for purposes of calculating your Recognized Claim under the Plan of Allocation contained in the Notice, information with respect to your purchases and acquisitions of HP common stock during that period as well as your holdings of HP common stock at the close of trading on February 15, 2013 is needed in order to balance your claim. While your purchases and acquisitions during the 90-day look back period will not be used for purposes of calculating your Recognized Claim pursuant to the Plan of Allocation, the information is necessary in order to process your claim. "

B,

C. List each transaction separately and in chronological order by trade date, beginning with the earliest. You must accurately provide the month, day, and year of each transaction you list

Copies of documents evidencing your transactions in and holdings of HP common stock (such as broker confirmations) must be attached to your Claim Form. Failure to provide this documentation could delay verification of your claim or result in rejection of your claim.

The above requests are designed to provide the minimum amount of information necessary to process the simplest claims. The Claims Administrator may request additional information as required to efficiently and reliably calculate your losses. If the Claims Administrator cannot perform the calculation accurately or at a reasonable cost to the Settlement Class with the information provided, the Claims Administrator may condition acceptance of the claim upon the production of additional information and/or your agreement to pay any increased costs due to the nature and/or scope of your claim.

D.


5

PART II! - SCHEDULE OF TRANSACTIONS IN HP COMMON STOCK

BEGINNING HOLDINGS: Number of shares of HP common stock held at the close of trading on August 18> 2011: If none, write "zero" or "0".

' Shares

PURCHASES/ACQUISITIONS: Purchases or Acquisitions of HP-common-stock from August 19, 2011 to ' February 15,2013, inclusive (which includes the QOnday look back period)1! (Must be documented.) " • • •

Trade pate(s) of Purehase(s)/Acquisitton(s)

(List Chronologically Monlh/Day/Year)

Purchase/Acquisition Price Per Share of HP Common Stock

Number ol Shares of HP Common Stock

Purchased/Acquired


taxes and fees)

cmcD cmcD

s • IXi

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ED-CD •qP'mOT--.* •j/mm. :• coffl'tn: i

C. SALES: Sales of HP common stock from August 19,2011 to February 15,2013, inclusive (which includes the 90-day look back period). (Must be documented.)

Dale(s) of Saie(s) (List Chronologically)

(Month/Day /Year)

Number of Shares of HP Common

Stock Sold

, SaJe Pries Par ' ' ' Share of HP Common

• ' Stock

' _ Amount Receivsd ' • ' ' (excluding commissions, '

.1 " • taxes and fees)

mo T—r mos'w- i mmm'

/•ii/flb' m/ffiOT" CB'Cnm-

EED-l i.m n nrn.m. •[XD.m. .mm

D. UNSOLD HOLDINGS: Number of shares of HP common stock held at the close of trading on February 15,2013 (the last day of the 90-day look back period). If none, write "zero" or "0". (Must be documented.)

IJFTTT 1 'Shares

1 Please note: As set Forth above, information requested with respect to your purchases and acquisitions of HP common stock between November 21, 2012 and February 15,20)3, inclusive. Is needed in order to balance yourcteim; purchases and acquisrtions during this period, however, are not eligible to participate in the Settlement as these purchases and acquisitions are outside the Settlement Class Period (i.e , August 19, 2011 to November 20,2012, inclusive) and will not be used for purposes of calculating your Recognized Claim pursuant to the Plan of Allocation.

IF YOU NEED ADDITIONAL SPACETO LIST YOUR TRANSACTIONS YOU. MUST - . PHOTOCOPY THIS PAGE AND CHECK THIS BOX []] 1FVOU DO NOT CHECK THIS BOX THESE ADDITIONAL PAGES WILL NOT BE REVIEWED


6 YOU MUST READ THE SECTION ENTITLED "DEFINITIONS AND RELEASE" AND SIGN THE SECTION ENTITLED

"REPRESENTATIONS' ON PAGE 7. FAILURE TO SIGN MAY RESULT IN A DELAY IN . , PROCESSING OR THE REJECTION OF YOUR CLAIM.

PART IV - SUBMISSION TO JURISDICTION OF COURT AND ACKNOWLEDGMENTS t 'J I..*4 ' * V « * .•# \ V I « •«

I (We) submit this Proof of Claim Form under the terms of the Stipulation of Settlemen! and Release described in the Motic'e, I (We) also submit to the jurisdictiotvof the United States District Court for the Northern District of California with respect to my (our)"claim as a Settlement Class Member and for purposes of enfdrcing^the'releaseiset forth»hereiri and any -Judgment which may be entered in the Action. 1' (We) further acknowledge thai I (we) am (are)-bound by and subject to-the terms'of any Judgment that may be entered in the Action. " •

-H) ' , I (We) agree to furnish additional information to the Claims Administrator to support this claim if required to do so.

PART V - DEFINITIONS AND RELEASE

I (We) hereby acknowledge full and complete satisfaction of, and do hereby, fully, finally, and forever settle, discharge, and release all "Settled Claims" against all "Released Parties," including "Unknown Claims," as defined below. * .

"Settled Claims" means any and all claims, rights, demands, liabilities, suits, matters, issues, debts, obligations, losses and causes of action of every nature and description, whether fixed or contingent, accrued or unaccrued, liquidated or unliquidated, at law or in equity, matured or unmatured, class or individual in nature, suspected or unsuspected, concealed or hidden, whether known claims or Unknown Claims (as defined herein), whether arising under federal, state, foreign, or common law, that Lead Plaintiff or :any other-member of the Settlement Class: (a) asserted in the Complaints or could have asserted in any forum that arise out of or are based upon the allegations, transactions, facts, matters or occurrences, representations, or omissions involved, set forth, or referred to in the Complaints and (b) that relate to any purchase or acquisition of HP common stock from August 19, 2011 through November 20, 2012, inclusive. Settled Claims shall not include any claims: (i) that members of the SettJement Class may have arising solely under ERISA, including without limitation in the action captioned in re HP ERISA Litigation, No. C-12-6199 (N.D. Cal.), (ii) that members of the Settlement Class may have solely in a derivative capacity, including without limitation in the action captioned In re HP Shareholder Derivative Litigation, No, C-12-6003 CRB (N.D. Cal.)( or (iii) to enforce the terms of the Settlemenl For the avoidance of doubt, Settled Claims shall also exclude any and all claims referenced in paragraph 8 of the Stipulation.

"Released Parties" means collectively, all Defendants and their Related Parties.

"Related Parties" means, (1) with respect to HP, its predecessors, successors, past; presenter future parents, subsidiaries, and affiliates (including without limitation Autonomy Corporation Limited, Autonomy Systems Limited, and Autonomy Inc., (collectively, the . "Autonomy Entities")), SpinCo and its predecessors, successors, past, present or future parents, subsidiaries, and affiliates, and, with respect to HP, SpinCo and the Autonomy Entities, each of .their respective past or present officers, directors, agents, partners, principals, members, employees, attorneys, advisors, auditors and accountants, insurers and reinsurers, and any firrri, trustVcorporation, or other entity in which HP, -SpinCo or the Autonomy Entities has or had a controlling interest; (2) with respect to the Individual Defendants, their respective spouses, marital." community, immediate family members, heirs, successors, executors, estates, administrators, attorneys, accountants, personal representatives, trusts and any other entity in which any of them has a controlling interest, and as to such entities, each and all of their predecessors, successors, past, present or future parents, subsidiaries, affiliates, and each of their respective past or present officers, directors, shareholders, agents, partners, principals, members, employees, attorneys, advisors, trustees, auditors and accountants, insurers and reinsurers. For the avoidance" of doubt, Sushovan Hussain, Qatalyst Partners and Detoitte U.K. LLP shall also be included within the definition of Related Parties, as (hey were formerly an employee, advisor, or accountant,-respeclively, affiliated wjth one or more of the Autonomy Entities.

"Unknown Claims" means any and all Settled Claims which,Lead.PIaintiff and/or any other-Settlement Class Member does not know or suspect to exist-in his, her onts favor at the time of the releaseôf such claims, and any Released Parties'!Claims which the Settling Defendants or any other Released Party does not know or suspect to exist In his, her or its favor at the time of the release of such claims, which if known by him, her or it might have affected his, her or its decision(s) with respect to the Settlement, With respect to any and all Settled Claims and Released Parties' Claims, the Settling Parties stipulate and agree that upon the Effective Date, Lead Plaintiff and the Settling Defendants shall expressly waive, and each other Settlement Class Member and each other Released Party shall be deemed to have waived, and by operation of the Judgment shall have expressly waived, any and all provisions, rights and benefits conferred by any law of any state or territory of the United States, or principle of common law, which is similar, comparable, or equivalent to Cal. Civ. Code § 1542, which provides:,

A general release does not extend to claims which the creditor does not know or suspect to exist in his or her favor at the time of executing (he release, which if known by him or her must have materially affected his or her settlement with the debtor. . .

* 1 ' T ' • • " , ' ' . ' . 1 •

Lead Plaintiff and Settlement Class Members acknowledge, and by operation of law shall be deemed to have acknowledged, that they may " hereafter discover facts in addition to or different from those which, he, she or it now knows or believes to be true with respect to the subject' matter of the Settled Claims, but Lead Plaintiff shall expressly, fully, finally and forever settle and release, and each Settlement Class Member, upon the Effective Date, shall be deemed to have, and by operation of the Judgment shall have fully, finally, and forever settled and released any and all Settled Claims, whether known or unknown, suspected or unsuspected, concealed or hidden, that now exist, or heretofore existed, or may hereafter exist, and without regard to the subsequent discovery or existence of such different or additional facts. Lead Plaintiff and the Settling Defendants acknowledge, and each other Settlement Class Member and each other Released Party by operation of law shall be

(a)

(b)

(c)

(d)


7

PART V - DEFfNITlONS AND RELEASE (CONTINUED)

deemed to have acknowledged, that the inclusion of "Unknown Claims" in the definition of Settled Claims and Released .Parties'.Claims.was s e p a r a t e l y b a r g a i n e d f o r a n d w a s a ' k e y e l e m e n t o f t h e S e t t l e m e n t . . - • • - v

' This release shall be of no~force or effect unless and until the Court'gives'flnal approval'to'the S'ettlement'and the Effective" Datepccurs, 'ri . ' i * JU.

PART VI -'REPRESENTATIONS w < '• . i \ i1. .'j i.

. ' . N •

I (We) hereby warrant and represent that I (we) have not assigned or transferred or purported to assign or transfer, voluntarily or involuntarily; any matter released pursuant to this release or any other part or portion thereof/ 1' "

I (We) hereby warrant and represent that I'(we) have included information about all of my (our) purchases, acquisitions and sales transactions in HP common stock which occurred from August 19.2011 to February 15,2013, inclusive, as well as the number of shares of HP common stock held by me (us) at the dose of trading on August 16,2011; and the dose of trading on February 15,2013.

I (We) certify that I am (we are) not subject to backup.withholding under the provisions of Section 3406(a) (1) (C) of the Internal 3. Revenue Code.

NOTE:. If you have been notified by the Internal Revenue Service, that you are subject to backup withholding, please-strike I out the language tiiat you are not subject to backup withholding in the certification above.

I declare under penalty of perjury under the laws of the State of California and the United Slates of America that the foregoing information supplied by the undersigned is true and correct and that this

- day of flCTf in Executed this (Month) (Year)

on behalf.of Joint Claimants* then each must sign.)

Lfr; -- m ---

; ' i } - - * .

" '<*.• % r- f l s f 'V - . • . .'J- i.- • V .

!Date ; /'


' Date ' ' • • - . * .• • . • j • .-»• •

completing this form, the folfowing also must be provided:

Print Name of Joint Claimant,/any

» If Claimant is othe/than an individual, oris not tfie-per rson

Signature of Person Completing Form

. , Date Print Name of'Person G xnpieting-Fonn

- T : { *.i I

Capacity of person signflng on behalf of claimant, if other than an individual.e.g.,executor^president,trustee,custodian',etc...*c' v •• '• ' -• •'•-51 'i' -

* * » ' * . » • » » ' 9

•• >•* :. -.'.'i .A;'." • •** - "'vi''-?' , • ,•

V. •: • iv: .lj>v 'i • .. J

\ •t. \

J ' " ' ' ' . 1

I


8

REMINDER CHECKLIST

Please sign the Representations section of the Claim Form on Page 7.

If this claim is being made on behalf of joint claimants, both must sign.


Do not send original stock certificates or documentation. These Items cannot be returned to you by the Claims Administrator.


5.


The Claims Administrator will acknowledge receipt of your Claim Form by mail, within 60 days. Your claim is not deemed filed until you receive an acknowledgement postcard. If you do not receive an acknowledgement postcard within 60 days, please call the Claims Administrator.

If your address changes'in the future, or if this Claim Form was sent to an old or incorrect address, please send the Claims Administrator written notification of your new address. If you change your name, please inform the Claims Administrator.

6.

If you have any questions or concerns regarding your claim, please contact the Claims Administrator at the address below or toll-free at (888) 985-9382, or visit www.HPSecuritiesLitigationSettlement.com.

Q

THIS CLAIM FORM MUST BE MAILED, POSTMARKED NO LATER THAN OCTOBER 31, 2015, ADDRESSED AS FOLLOWS: '

In re HP Securities Litigation Settlement c/oGCG


• Dublin, OH 43017-5724

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Dear Claimant(s):

We have received and processed the Proof of Claim Form ("Claim Forai") that you submitted in connection with the In re HP Securities Litigation Settlement. Based on our review of the Claim Form and documentation you submitted (if any), your Claim has been conditionally rejected in its entirety pursuant to the terms of the Court approved Settlement.



Please take a moment to read What You Need to Know which is enclosed with this notice. If you still have any questions regarding this notice or if you want to confirm the status of your Claim after you submit a response to this notice, please call us toll-free at (888) 985-9382. If you would like to view or download the Settlement Notice (which contains the Plan of Allocation), you may do so on the settlement website at www.hpsecuritieslitigationsettlement.com.

Very truly yours,




Claim No: 1550445

REJECTION REASONfSI

1. YOU PIP NOT PROVIDE ANY DOCUMENTATION TO SUPPORT YOUR CLAIM.


HOW TO RESOLVE: You can resolve this rejection reason by submitting acceptable documentation to support your Claim to the Claims Administrator by the Response Due Date. All transactions and holding positions must be properly documented. You must submit acceptable documentation supporting all the transactions and holding information called for in Part HI of the Claim Form. Acceptable documentation includes securities broker's confirmation slips, month and year-end account statements or similar documentation (handwritten or self-generated documents are not acceptable).


***



COURT REVIEW MAY BE REQUESTER IF YOU DISAGREE WITH THE DETERMINATION TO REJECT YOUR CLAIM.



t;.?

Tiffan^Sgeakman

From: Sent: Tuesday, August 02, 2016 7:30 PM

HWDInfo Court review requested

To: Subject:

My claim was rejected unfairly. The mere fact that you have my name in this matter means it has been proven to you the veracity of my claim.

It is now a matter for the court to adjudicate my claim. This is your notice of disagreement; and I will be contacted the . court directly. .

1


Tlffan^Sjjjeakman


HWDInfo To: Subject: Court review requested

My claim was rejected unfairly. The mere fact that you have my name in this matter means it has been proven to you • the veracity of my claim. - ' • . ' '

It is now 3 matter for the court to adjudicate my claim. This is your notice of disagreement; and I will be contacted the court directly. , .

1


Sara Laratro

From: Sent: Tuesday, August 02. 2016 730 PM

HWDInfo To: Court review requested Subject:

My claim was rejected unfairly. The mere fact that you have my name in this matter-means it has been proven to you the veracity of my claim. • . .

It is now a matter for the court to adjudicate my claim. This is your notice of disagreement; and I will be contacted the court directly. .

1


ir

dlc i iM # Processed. Ujigg^Segura


Luiggy Segura Re: Court review requested Here is the proof enclosed 1099_Composite_and_Year-End_Summary_2012_07-26-13_5488JIorrected.pdf

To: Subject: Attachments:

Folfow Up Flag: Flag Status:

Follow up Flagged

On 8/22/2016 3:26 PM, Luiggy Segura wrote: >

>

> As per our phone conversation, your claim will be presented to the Court for review. >

> Please note that your claim was rejected because you did not provide documentation substantiating the purchase and sale of 300 shares as claimed on your Proof of Claim form. As the Claims Administrator, Garden City Group does not have access to your financial records and therefore, as set forth by the Court, you are required to provide adequate documentation such as, broker statements, stock certificates, and/or trade confirmations substantiating the purchases, sales and/or holdings during the class period (Please refer to question 5 in the attached Notice). > > If you have any questions, please feel free to contact me. > > Regards, >

> Luiggy Segura > Project Supervisor, Operations > Garden City Group, LLC > 1985 Marcus Ave. Lake Success, NY 11042 >7:631-470-5156 ! > luiegv.segura(SgardencitvgrouD.com | www.gardencitvEroup.com >

>

>

>—Original Message > From| > Sent: Tuesday, August 02, 2016 7:30 PM . > To: HWDInfo > Subject: Court review requested >

> My claim was rejected unfairly. The mere fact that you have my name in this matter means it has been proven to you the veracity of my claim. >

> It is now a matter for the court to adjudicate my claim. This is your notice of disagreement; and I will be contacted the court directly. >

i


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I-

CL,\cusjn^ . Luiggy Seg ura

Luiggy Segura Monday. October 17. 2016 1:22 PM

From: Sent: To:

RE: Court review requested Here is the proof enclosed HWD Notice Final.pdf

Subject: Attachments:

I am following up with the email below.

If you understand the Court-Approved Plan of Allocation, please reply to the email to confirm the withdrawal of your request for the Court to review your claim.

If you have any further inquiries, please contact me.

Thank you,


Garden City Group, LLC 1985 Marcus Ave. Lake Success, NY 11042 T:631-470-5156 luiggv.seeurafaiBardencitvgrouP.com | www,gardencitvgrouD.com

—Original Message— From: Luiggy Segura Sent: Thursday, August 25,201612:09 PM To: Subject: RE: Court review requested Here is the proof enclosed

Thank you for submitting the supporting documentation. Your claim was reviewed and processed accordingly. After further review, your claim does not calculate to a Recognized Loss according to the Court-approved Plan of AlJocation.

Specifically, please refer to page 10, paragraph 6 of.the attached Notice.


Regards,


Garden City Group, LLC 1985 Marcus Ave. Lake Success, NY 11042

i


1:631-470-5156 luiggy.segura(5)gardencitvgroup.com | www.gardencitvEroup.com

-Original Message From: Sent: Tuesday, August 23, 2016 4:06 PM To: Luiggy Segura Subject: Re: Court review requested Here is the proof enclosed

On 8/22/2016 3:26 PM, Luiggy Segura wrote:

> As per our phone-conversation, your claim will be presented to the Court for review.

> Please note that your claim was rejected because you did not provide documentation substantiating the purchase and sale of 300 shares as claimed on your Proof of Claim form, As the Claims Administrator, Garden City Group does not have access to your financial records and therefore, as set forth by the Court, you are required to provide adequate documentation such asf broker statements, stock certificates, and/or trade confirmations substantiating the purchases, sales and/or holdings during the class period (Please refer to question 5 in the attached Notice). >

> If you have any questions, please feel free to contact me.

> Regards,

> Luiggy Segura > Project Supervisor, Operations > Garden City Group, LLC > 1985 Marcus Ave. Lake Success, NY 11042 ' >T:631-470-5156 > luiggv.segura(aigardencitvgroup.com | www.gardencitvgroup.com >

>

> —-Original Message-

> Sent: Tuesday, August 02, 2016 7:30 PM >To:HWDInfo > Subject: Court review requested >

> My claim was rejected unfairly. The mere fact that you have my name in this matter means it has been proven to you the veracity of my claim.

> It is now a matter for the court to adjudicate my claim. This is your notice of disagreement; and I will be contacted the court directly. >

2


Tiffan^Sgeakman

Luiggy Segura Wednesday, December 21,2016 12:03 PM

From: Sent: To:

HWDInfo RE: Court review requested Here is the proof enclosed

Cc: Subject;

I attempted to contact you today by phone but was unsuccessful.

If you understand the Court-Approved Plan of Allocation, please reply to the email to confirm the withdrawal of your . •.

request for the Court to review your claim. ' . ' •


Regards,

Luiggy Segura Project Supervisor, Operations 631-470-5156 luiggv.seeura(S)gardencitvgrouD.com



—Original Message From: Luiggy Segura

17, 20161:22 PM Se To: Subject: RE: Court review requested Here is the proof enclosed

I am following up with the email below.

If you understand the Court-Approved Plan of Allocation, please reply to the email to confirm the withdrawal of your request for the Court to review your claim. "' , .


Thankyou,



1


1985 Marcus Aye. Lake Success, NY 11042 1:631-470-5156 luiggviseeuraOeardencitvgrouD.com | www.gardencitvgrouD.com

- -

.---Original Message— From: Luiggy Segura Sent: Thursday, August 25, 2016 12:09 PM

Subject: RE: Court review requested Here is the proof enclosed

Thank you for submitting the supporting documentation. Your claim was reviewed and processed accordingly. After further review, your claim does not calculate to a Recognized Loss according to the Court-approved Plan of Allocation.

' Specifically/ please refer to pagclO, paragraph 6 of the attached Notice.


Regards,


Garden City Group, LLC ' 1985 Marcus Ave. Lake Success, NY 11042

- 1:631-470-5156 luiggv.seeuragigardencitvgroup.com | www.gardencitvgrouD.com

-—Original Message—

Sent: Tuesday, August 23,2016 4:06 PM To; Luiggy Segura Subject: Re: Court review requested Here is the proof enclosed I


> As per our phone conversation, your claim will be presented to the Court for review.

' '"> Please note that your claim was rejected because you did not provide documentation substantiating the purchase and ' sale of 300 shares as claimed on your Proof of Claim form. As the Claims Administrator, Garden City Group does not

have access to your financial records and therefore, as set forth by the Court, you are required to provide adequate

2


t;: fc''

documentation such as, broker statements, stock certificates, and/or trade confirmations substantiating the purchases, sales and/or holdings during the class period (Please refer to question 5 in the attached Notice). ' ' •

> if you have any questions, please feel free to contact me. > > Regards,

> Lulggy Segura > Project Supervisor, Operations > Garden City Group, LLC > 1985 Marcus Ave. Lake Success, NY 11042 >1:631-470-5156 > luigev.seguraOgardercitveroup.com | www.gardencitvgrouD.com > >

Original Message > From: > Sent: Tuesday, August 02, 2016 7:30 PM > To: HWDlnfo > Subject: Court review requested >

> My claim was rejected unfairly. The mere fact that you have my name in this matter means it has been proven to'you the veracity of my claim. • '

> It is now a matter for the court to adjudicate my claim. This is your notice of disagreement; and I will be contacted the ' court directly. .. . ...... .

>

> This communication (including any attachments) is intended for the use of the intended recipient(s) only and may contain information that is confidential, privileged or legally protected. Any unauthorized use or dissemination of this communication is strictly prohibited. If you have received this communication in error, please immediately notify the ., sender by return e-mail message and delete all copies of the original communication. Thank you'for your cooperation. .

3


•rt

Tiffan^£eakman

Edyta Czaplicka Thursday, December 22, 2016 5:17 PM ' DublinTasks • . FW; Court review requested Here is the proof enclosed

From: Sent: To: Subject:

Categories: Tiffany


Edyta Czaplicka Project Manager, Operations 631-470-1839 [email protected]



Original Message From: Luiggy Segura Sent: Wednesday, December 21, 2016 12:03 PM

'Dlnfo Subject: RE: Court review requested Here is the proof enclosed

c:

I attempted to contact you today by phone but was unsuccessful.

If you understand the Court-Approved Plan of Allocation, please reply to the email to confirm the withdrawal of your . request forthe Courtto review your claim. . . '


Regards,

Luiggy Segura Project Supervisor, Operations 631-470-5156 luigev.segura <S)gardencitvgrouD.com

Garden City Group, LLC 1985 Marcus Ave, Lake Success, NY 11042 •

i


Partner with Performance1

—Original Message— From: Lufggy'Segura Sent: Monday. October 17. 2016 1:22 PM

' Subject; RE: Court review requested Here is the proof enclosed

• I am following up with the email below.

- .If you understand the Court-Approved Plan of Allocation, please reply to the email to confirm the withdrawal of your request for the Court to review your claim.

If you have any further inquiries; please contact me.

Thank you, •

Luiggy Segura ' Project Supervisor, Operations

Garden City Group, LLC . 1985, Marcus Ave. Lake Success, NY 11042 7:631-470-5156 " luiEe'v.seeura (Sgardencitvgroup.com 1 www.gardencitvgroup.com

-•-Original Message— • From: Luiggy Segura

• Sent: Thursday, August 25, 2016 12:09 PM

Subject: RE: Court review requested Here is the proof enclosed

Thank you for submitting the supporting documentation. Your claim was reviewed and processed accordingly. After further review, your claim does not calculate to a Recognized Loss according to the Court-approved Plan of Allocation.

Specifically, please refer to page 10, paragraph 6 of the attached Notice.


Regards,


Garden City Group, LLC 1985 Marcus Ave. Lake.Success, NY 11042 1:631-470-5156 luieev.seeura(SgardencitverouD.com | www.gardencitvgroup.com

2


Original Message—

Sent: Tuesday, August 23, 2016 4:06 PM To: LuiggySegura Subject: Re: Court review requested Here is the proof enclosed


> As per our phone conversation, your claim will be presented to the Court for review. >

> Please note that your claim was rejected because you did not provide documentation substantiating the purchase and sale of 300 shares as claimed on your Proof of Claim form. As the Claims Administrator, Garden City Group does not-have access to your financial records and therefore, as set forth by the Court, you are required to provide adequate documentation such as, broker statements, stock certificates, and/or trade confirmations substantiating the purchases, sales and/or holdings during the class period (Please refer to question 5 in the attached Notice).' >

> If you have any questions, please feel free to contact me. >

> Regards,

> Luiggy Segura > Project Supervisor, Operations > Garden City Group, LLC > 1985 Marcus Ave. Lake Success, NY 11042 >1:631-470-5156 > luigRV.segura(5)eardencitveroup.com | www.gardencitvgroup.com >

> >

Original Message >

> Sent: Tuesday, August 02, 2016 7:30 PM >To: HWDlnfo > Subject: Court review requested

> My claim was rejected unfairly. The mere fact that you have my name in this matter means it has been proven to you ., the veracity of my claim. . . . ' • >

> It is now a matter for the court to adjudicate my claim. This is your notice of disagreement; and I will be contacted the court directly. •- ' >

>

>

3


> This communication (including any attachments) is Intended for the use of the intended recipient(s) only and may . contain information that is confidential, privileged or legally protected. Any unauthorized use or dissemination of this

communication is strictly prohibited. If you have received this communication in error, please immediately notify the sender by return e-mail message and delete all copies of the original communication. Thank you for your cooperation.

4


EXHIBIT D-4



No Later Than October 31, 2015



Dublin, OH 43017-5724 (888) 985-9382

www.HPSecuritiesLitfgationSettlernent.com 0#!E T

HWD0256731647

OCT 23 2015

<2 r*SCH 3-DIGIT 110 . A3* Claim Number: ;0,1482863

Control Number: 0644224394 i|i|i|!>ii'i|hii'>"l'|i|lii||iiilii||li'i|,|'||'l,i|,|1i|ihi||

PROOF OF CLAIM FORM

TO BE ELIGIBLE TO RECEIVE ADISTRIBUTION FROM THE SETTLEMENT FUND CREATED IN THIS ACTION, YOU . ' MUST MAIL YOUR COMPLETED AND SIGNED CLAIM FORM TO THE CLAIMS ADMINISTRATOR POSTMARKED ON OR BEFORE OCTOBER 31, 2015 TO THE ADDRESS SET FORTH AT THE TOP OF THIS PAGE.

FAILURE TO SUBMIT YOUR CLAIM FORM BY THE DATE SPECIFIED WILL SUBJECT YOUR CLAIM TO REJECTION AND MAY PRECLUDE YOU FROM BEING ELIGIBLE TO RECOVER ANY MONEY IN CONNECTION WITH THE SETTLEMENT.

i DO NOT MAIL OR DELIVER YOUR CLAIM FORM TO THE COURT, THE PARTIES TO.THIS ACTION, OR THEIR COUNSEfc-SUBMlT-YOUR CLAIM-FORM-ONLY-TO -THE CLAIMS-ADMINISTRATOR AT-THE ADDRESS SET FORTH ABOVE.

i i PAGE# TABLE OF CONTENTS

i i



PART III - SCHEDULE OF TRANSACTIONS IN HP COMMON STOCK 5 i

PART IV - SUBMISSION TO JURISDICTION OF COURT AND ACKNOWLEDGEMENTS 6 i


7 PART VI • REPRESENTATIONS >

8 REMINDER CHECKLIST

1 '. Important - This form should be completed IN CAPITAL LETTERS using BLACK or DARK BLUE ballpoint/fountain pen..Characteri 'and marks used : -

' s h o u l d b e s i m i l a r i n t h e - s t y l e t o t h e f o l l o w i n g : v - ' ' ' " ' ' * ' 1 ' "

/\1BICID1E1FT6I


i

2


Claimant or Representative Contact Infofniatiort: . >

- The Claims Administrator will use this information for all communications relevant to this Claim (including the. check, if eligible for payment). If this information changes, you MUST notify the Claims Administrator in writing at the address above.. -' ' - '• • •

e name(s) to appear on the check, if eligible for payment; ——| 1 1 1- " M ' I L *. . . '

ill • 1'

cozirn m i n

City: . Ust 4 digits of Claimant SSN/TIN:1 rm En: m fe * . Account Number: '/• '>

ETD : State: Zip Code: - Country (if Other than U.S.): • Name of the Person you would like the Ciaims Administrator to Contact Regarding This Claim'(if different,from the!

. C l a i m a n t N a m e ( s ' ) l i s t e d a b ' b v e : ) f ' " ^ ' • .

I n Daytime Tele'ph'one Number: Evening Telephone Number:

Email Address.., (EmaJtmdress ta rH>< Iûlred, tujttf you pro^Hyo* authorize Bi ClalrmAtfciilnrrtFatoftouM it In provMlfiB you w<thlnfam»aBQt>re<gvant to INs clilnv.)..

I I I

NOTICE REGARDING ELECTRONIC FILES: Certain claimants with large numbers of transactions may request to,'or may be requested to, submit information regarding their transactions in electronic files. To obtain the mandatory electronic filing and file layout, please visit the Settlement website at www.HPSecuritiesLitigationSettlement.com or you may e-mail the Claims Administrator's electronic filing department at the required-electronic filing format will be subject to rejection. No electronic files will be considered to have been properly submitted unless the Claims Administrator issues an emal after processing your file with your claim numbers and respective account information. Do not assume that your file has been received or processed until you receive this email. If you do not receive such an email within 10 days of your submission, you should contact the electronic filing department at

.com. Any file not in accordance with

To view Gaitlen.City Group, LLC's Privacy Notice, please visit http://www.gardencitygroup.eom/p.rivacy 'The last lour digits of the taxpayer ktenlification number (TIN), consisting of a valid Social Security Number (SSN) for individuals or Employer Identification Number (EIN) tor business entitles, trusts, estates, etc., and telephone number of the beneficial owner{s) may be used in verifying (his claim.


u\;.

3

PART II - GENERAL INSTRUCTIONS ' 1 1 i !- »' r

To recover as a member of the Settlement Class based on your claim in the action entitled in re HP Securities Litigation, No. 3:12-cv-05980-CRB (the "Action"), you must complete this Proof of Claim form ("Claim Form"). If you fail to submit a Claim Form by the deadline, your claim may be rejected and you may be precluded from any recovery from the Settlement Fund created m connection with the proposed setttement of the Action ("Settfement"), as set forth in the Stipufation of Settlement and R e l e a s e d a t e d J u n e 8 , 2 0 1 5 ( " S t i p u l a t i o n " ) . . . .

A.

Submission of this Claim Form, however, does not ensure that you will share in the proceeds of the Settlement B. Fund created in this Action.

C. TO BE ELIGIBLE TO RECEIVEADISTRIBUTION FROM THE SETTLEMENT FUND CREATED INTHIS ACTION, YOU MUST MAIL YOUR COMPLETED AND SIGNED CLAIM FORM TO THE CLAIMS ADMINISTRATOR POSTMARKED ON OR BEFORE OCTOBER 31, 2015. ADDRESSED AS FOLLOWS:

/n re HP Securities Litigation Settlement do GCG


Dublin. OH 43017-5724

If you are NOT a member of the Settlement Class, as defined in the Notice of Pendency of Class Action and Proposed Settlement, Settlement Fairness Hearing and Motion for Attorneys' Fees and Reimbursement of Litigation Expenses (the "Notice"), then DO NOT submit a Claim Form.

D.

E. If you are a member of the Settlement Class as defined in the Notice and do not timely request exclusion from the Settlement Class, you are bound by the terms of any judgment entered in the Action, WHETHER OR NOT YOU SUBMIT A CLAIM FORM.

—INSTRUCTIONS FOR-CLAIMANT-IDENTIEICATION-SCHEDULE . . ....

A. This Claim Form must be submitted by the beneficial purchaser or acquirer of the publicly traded Hewlett-Packard Company ("HP") common stock upon which this claim is based, or by the authorized legal representative of such purchaser or acquirer.

B. If you purchased or otherwise acquired publicly traded HP common stock between August 19,2011 and November 20,2012, inclusive (the "Settlement Class Period"), and held the stock in your name, you are the beneficial purchaser or acquirer as well as the record purchaser or acquirer. If, however, the stock was registered in the name of a third party, such as a nominee or brokerage firm, you are the beneficial purchaser or acquirer and the third party is the record purchaser or acquirer.

C. Use "Part I" of this form (above) entitled "Claimant identification" to identify the beneficial purchaser or acquirer of the HP common stock which forms the basis of this claim:'. . .

Please Note: - A separate Claim Form should be submitted for each separate person or legal entity (e.g., a Claim Form from-joint owners should not include separate transactions of just one of the joint owners, and an individual should not combine his or her IRA transactions with transactions made-solely in the individual's.name).. Conversely, a, single Claim Form should be submitted on behalf of one legal entity that includes all transactions made by that entity no matter how many separate accounts that entity has (e.g., a corporation with multiple brokerage accounts should include all transactions in HP common stock on one Claim Form, no matter how many accounts were associated with the transactions).

D.

All joint purchasers/acquirers must sign this Claim Form.

If you are acting in a representative capacity on behalf of a Settlement Class Member, such as an executor, administrator, guardian, conservator, trustee or other legal representatives, you must complete and sign this Claim Form on behalf of persons or entities so represented. Satisfactory evidence of your authority must accompany this Claim Form and your titles or capacities must be stated. The last four digits of the Social Security (or taxpayer identification) number and telephone number of the beneficial owner may be used in verifying the claim. Failure to provide the foregoing information could delay verification of your claim or result in rejection of your claim.

a T*


4

PART II - GENERAL INSTRUCTIONS (CONTINUED)


A. Use "Part 111" of this form (below) entitled "Schedule of Transactions in HP Common Stock" to supply all required details of your transaction(s) in and holdings of HP common stock. If you need more space, attach separate sheets giving all of the required information in substantially the same form. Sign and print or type your name on each additional sheet.

B. Please provide all of the requested information with respect to all of your purchases, acquisitions and sales of HP common stock, regardless of whether such transactions resulted in a profit or a loss. 'Failure to report all such transactions may result in the rejection of your claim. Please note: only HP common stock purchased or otherwise acquired during the Settlement Class Period (i.e., the period between August 19, 2011 and November 20, 2012, inclusive) is eligible to potentially recover under the Settlement. However, because information regarding your sales of HP common stock during the period from November 21, 2012 to February 15, 2013, inclusive (the "QO-day look back period"), will be used for purposes of calculating your Recognized Claim under the Plan of Allocation contained in the Notice, information with respect to your purchases and acquisitions of HP common stock during that period as well as your holdings of HP common stock at the close of trading on February 15,2013 is needed in order to balance your claim. While your purchases and acquisitions during the 90-day look back period will not be used for purposes of calculating your Recognized Claim pursuant to the Plan'of Allocation, the information is necessary in order to process your claim. .

- C. List each transaction separately and in chronological order by trade date, beginning with the earliest. You must accurately provide the month, day, and year of each transaction you list.

D, . Copies of documents evidencing your transactions in and holdings of HP common stock (such as broker confirmations) must be attached to your Claim Form. Failure to provide this documentation could delay verification of your claim or result in rejection of your claim.

^ _ E. The above requests are designed to provide the minimum amount of information necessary to process the simplest claims. The Claims Administrator may request additional information as required to efficiently and reliabfy calculate your losses. If the Claims Administrator cannot perform the calculation accurately or at a reasonable cost to the Settlement Class with the information provided, the Claims Administrator may condition acceptance of the claim upon the production of additional information and/or your agreement to pay any increased costs due to the nature and/or scope of your claim.


\ • .

CUMM i

5

PART Hi - SCHEDULE OF TRANSACTIONS IN HP COMMON STOCK

BEGINNING HOLDINGS: Number of shares of HP common stock held at the close of trading on August 18,2011. If none, write "zero" or "0".

"VgW--: EZ.

PURCHASES/ACQUISITIONS; Purchases or Acquisitions of HP common stock from -August 19, 2011 to February i&, 2013, inclusive (which includes the 90<lay look back period)1. (Must be documented.)

i Trade Dale(s) of Purehase(sÂcqulSilion(s)

(List Chinnologicaly Monft/Day/Year)

Purchase/Acquisition Price Per Share ol HP

• Common Stock

Number ol Shares of ' HP Convnon Stock

Purct)ased/Ac(|uired

Aggregate Cost (exdwfing convnissions, . taxes and fees) 1

ni Ji uy iiigEs iceiiu i i LUi [ • -V •-

3?i

m i

3.

SALES: Sales of HP common stock from August 19,2011 to February 15, 2013, inclusive (which includes the 90-day look back period). (Must be documented.) •

L1 J .11'J.11;! I"?'. !,MlVj5'.'"'rr a-.ir.-ir-..Lm.^nTii><T»MHli/ir|<<flW«"ir»r^;i>r-r •«£sas5^ Sals Prtce Per Da(e(£}of Sale(s)

(List Chronologically) (Monlh/Day /Year)

Number of Shares Amount Recelvsd Share of HP Common

Stock of HP Common

Slock Sold (excluding commissions,

taxes and fees) IT

frtiirfcaL ft Qg L-IMQM f If BoleB \0 msm

THl I3i2j6 6 3 O MO P s V2i

m f/i

3H

UNSOLD HOLDINGS: Number of shares of HP common stock held at the close of trading i on February 15,2013 (the last day of the 90-day look back period). If none, write "zero" or j; "0". (Must be documented.) jj

D.

fSnarisl

i; As set forth above. Information requested wllh respect to your purchases and acquisitions ot HP common stock between November 21, 2012 and February 15,2013, Inclusive, is needed in order (o balance your claim; purchases and acquisitions during this period, however, are not eligible lo participate in the Settlement as these purchases and acquisitions are outside the Settlement Class Period (/.e., August 19,2011 to November 20.2012, inclusive) and will not be used for purposes of calculating your Recognized Claim pursuant to the Plan of Allocation.

f\b'D\y\oî\L- stfe&T


5

PART III - SCHEDULE OF TRANSACTIONS IN HP COMMON STOCK

fflnrm BEGINNING HOLDINGS: Number of shares of HP common stock held at the dose of trading on August 18,2011. If none, write "zero" or "0".

A.

Shares ,

PURCHASES/ACQUISITIONS:' Purchases or Acquisitions of HP common stock from'August 19, 2011 to February 15,2013, inclusive (which includes the 90-day look back period)1. (Must be documented.)

Trade Date(s) of Purdias6{syAcquisition(s)

(List Chronologically Month/Pay/Year)

Purchatt/AcqulsJUon Price Per Share o( HP Common Stock

Number of Shares of ' HP Common Stock

Purchased/Acquired


(axes and fees)

,®®/{ii2i rrriMôi UMW UWMW rniSbbl : v rrtfTi Zl .

ffl;tXtSE®. • •;a®®.'' • 'Dn@SB!@ . ' rrrwm. o® ®. > ujn M w

rMi. M : rnwmm

i

C. SALES. Sales of HP common slock from August 19,2011 to February 15,2013, inclusive (which includes the 90-day look back period). (Must be documented.)

A:, M 'i LIVJ. a - I ~n l".. --.v.-?; J I .nfgjj. _ jgr?T

fedxCO -Ji_? j . 11 f I-} ^TTIgtrgSg ijita

Amount Received*" (eidiidtng commissions,

taxes and foes)

Number of Shares Daia(s) of Saia(a) (List Chronological!]

(Month/Day /Year]

Sale Price Per Share of HP Conunon

Stock or HP Common ' Stock Sold

.TOjseyyiji! .-nnniicig- •JBHH cnsii0i,io@ MS'iaS'lIia 11 I isiotoi '• • III/" VM: I I Rlfeaoliiogl

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/ /

•1|6r|?fe| 1124 ; tmwimi

UNSOLD HOLDINGS: Number of shares of HP common stock held at the close of trading on February 15,2013 (the last day of the 90-day look back period). If none, write ''zero" or "0". (Must be documented.)

D. rem ' Shares

1 PiMsa imte; As set forth above, information requested with respect to your purchases and acquisitions of HP common stock between November 21.2012 and Febmary 15,2013. inclusive, is needed in order to balance your claim; purchases and acquisitions during this period, however, are not eligible to participate to the Settteinent as these purchases and acquisJUons are outside the Settlement Class Period (Le., Augusl 19,2011 to November 20,2012. inclusive) and will not be used for purposes of calculating your Recognized Claim pursuant to the Plan of Allocation. I

7 IF YOU.NEEE) ADDITIONAL SPACE TO LIST YOUR TRANSACTIONS YOU MUST . : PHOTOCOPY THIS PAGE AND CHECK THIS BOX ^

g IF YOU DO NOT CHECK THIS BOX THESE ADDITIONAL PAGES WILL NOT BE REVIEWED


Wi

YOU MUST READ THE SECTION ENTITLED "DEFINITIONS AND RELEASE" AND SIGN THE SECTION ENTITLED ' "REPRESENTATIONS' ON PAGE 7. FAILURE TO SIGN MAY RESULT IN A DELAY IN

. * PROCESSING OR THE REJECTION OF YOUR CLAIM. .

PART IV - SUBMISSION TO JURISDICTION OF COURT AND ACKNOWLEDGMENTS

I (We) submit ifiis Proof of Ciaim Form under the terms of the Stipulation of Settlement and Release described in the Notice. I (We) also submit to the jurisdiction of the United States District Court for the Northern District of California with respect to my (our) claim as a Settiemenl Class Member and for'purposes of enforcing the release set forth herein and any Judgment which may be entered in the Action. I (We) further acknowledge that I (we) am (are) bound by and subject to the terms of any Judgment that may be entered in the Action.

I (We) agree to fumish additional informationito the Claims Administrator to.support this claim if required to do so.


I (We) hereby acknowledge full and complete satisfaction of,• and do hereby fully, finally, and forever settle, discharge, and release all "Settled Claims" against all "Released Parties," including "Unknown Claims," as defined below.

- _ (a) . "Settled Claims" means any and all claims, rights, demands, liabilities, sujts, matters, issues, debts, obligations, losses and causes of action of every nature and description, whether fixed or contingent, accrued or unaccrued, liquidated or unliquidated, at law or in equity, matured or unmatured, class or individual in nature, suspected or unsuspected, concealed or hidden, whether known claims or Unknown Claims (as defined herein),,whether arising, underffederal, state, foreign, or common law, that Lead Plaintiff or any other member of the Settlement Class; (a) asserted in the Complaints or coulc) havâssertedjn any fomm that arise out of,or are based upon the allegations, transactions, facts, matters or occurrences, representations, or omissions Involved, set forth, or referred to in the Complaints and (b) that relate to any purchase or acquisition of HP common stock from August 19, 2011 through November 20,.2012, inclusive, Settled Claims shall not include any claims: (I) that members of the SettJement Class may have arising solely under ERISA, including without limitation in the action captioned In re HP ERISA Litigation, No. C-12-6199 (N.D, Cal.), (ii) that members of the Settlement Class may have solely in a derivative capacity, including without limitation in the action captioned In re HP Shareholder Derivative Litigation, No. C-12-6003 CRB (N.D. Cal.), or (iii) to enforce the terms of the Settlement. For the avoidance of doubt, Settled Claims shall also exclude any and all claims referenced in paragraph 0 of the Stipulation.

(b) "Released Parties" means collectively, all Defendants and their Related Parties. , < • i •. i., i '• • • • • •

(c) "Related Parties" means, (1) with respect to HP, its predecessors, successors, past, present or future parents, subsidiaries, and affiliates (including without limitation Autonomy Corporation Limited, Autonomy Systems Limited, and Autonomy- Inc., (collectively, the "Autonomy Entities")). SpinCo and its predecessors, successors, past, present or future parents, subsidiaries, and affiliates, and, with respect to HP, SpinCo and the Autonomy Entities, each of their respective past or present officers, directors, agents, partners, principals, members, employees, attorneys, advisors, auditors and accountants, insurers and reinsurers, and any firm, trust, corporation, or other entity in which HP, SpinCo or the Autonomy Entities has or had a controlling interest; (2) with respect to the Individual Defendants, their respective spouses, marital community, immediate family members, heirs, successors, executors, estates, administrators, attorneys, accountants, personal representatives, trusts and any other entity in which anôfthem has a controlling interest, and as to such entities, each and all of their predecessors, successors, past, present or future parents, subsidiaries, affiliates, and each of their respective past or present officers, directors, shareholders, agents, partners, principals, members, employees, attorneys, advisors, trustees, auditors and accountants, insurers and reinsurers. For the avoidance of doubt, Sushovan Hussain, Qatalyst Partners and Deloitte U.K. LLP shall also be included within the definition of Related Parties, as they were formerly an employee, advisor, or accountant, respectively, affiliated with one or more of the Autonomy Entities.

< • . '] * * * *

(d) "Unknown Claims" means any and all Settled Claims which Lead Plaintiff and/or any other Settlement Class Member does not know or suspect to exist in his, her or its favor at the time of the release of such claims, and any^ Released Parties' Claims which,the Settling Defendants'or any other Released'Party does not know or suspect to exist in his, her or its favor at the time of the release of such claims, which if known by him, her or it might have affected his, her or its decision(s) with respect to the Settlement. With respect to any and all Settled Claims and Released Parties' Claims, the Settling Parties stipulate and agree that upon the Effective Date, Lead Plaintiff and the Settling Defendants shall expressly waive, and each other Settlement Class Member and each other Released Party shall be deemed to have waived, and by operation of the Judgment shall have expressly waived, any and all provisions, rights and benefits conferred by any law of any state or tem'tory of the United States, or principle of common law, which is similar, comparable, or equivalent to Cal, Civ. Code § 1542, which provides:

A general release does not extend to claims which the creditor does not know or suspect to exist in his or her favor at the time of executing the release, which If known by him or her must have materially affected his or her settlement with the debtor.

Lead Plaintiff and Settlement Class Members acknowledge, and by operation of law shall be deemed to have'acknowledged,, that they may hereafter discover facts in addition to or different from those which, he, she or it now knows or believes to be true with respect to the subject matter of the Settled Claims, but Lead Plaintiff shall expressly, fully, finally and forever settle and release, and each Settlement Class Member, upon the Effective Date, shall be deemed to have, and by operation of the Judgment shall have fully, finally, and forever settled and released any and all Settled Claims, whether known or unknown, suspected or unsuspected, concealed or hidden, that now exist, or heretofore existed, or may hereafter exist, and without regard to the subsequent discovery or existence of such different or additional facts. Lead Plaintiff and the Settling Defendants acknowledge, and each other Settlement Class Member and each other Released Party by operation of law shall be

i

l


7

'f PART V - DEFINITIONS AND RELEASE (CONTINUED) /

deemed to have acknowledged, that the inclusion of "Unknown Claims" in the definition of Settled Claims and Released Parties' Clai separately bargained for and was a key element of the Setttement. 1

2. This release shall be of no force or effect unless and until the Court gives final approval to the Settlement and the Effective

ms was

Date'occurs.


1. I (We) hereby warrant and represent that I (we) have not assigned or transferred or purported to assign or transfer, voluntarily or involuntarily, any matter released pursuant to this release or any other part or portion thereof.

I (We) hereby warrant and represent that 1 (we) have included information aboul all of my (our) purchases, acquisitions and sales transactions in MP common stock which occurred from August 19, 2011 to February 15, 2013, inclusive, as well as the number of shares of HP common slock held by me (us) al the close of.trading on August 16,2011, and the close of trading on February 15; 2013.'

' I (We) certify that I am (we are) not subject to backup withholding under the provisions of Section 3406(a) (1) (C) of the Internal Revenue Code. ~ • ' ' • ' " > • '• * •

-NOTE: If you have been notified by the Internal Revenue Service that you are subject to backup withholding,' please strike out the language that you are hot subject to backup withholding in the certification above. ') •

I declare under penalty of perjury under the laws of the State of California and the United States of Ameilca that the foregoing information supplied by Ihe undersigned is true and correct and tTiat

Executed this

3.

2-O davofOtTO&^RjZOlS in (Month) (Year) irCounl

is being made on behaff of Joint Claimants, then each must sign.) J H I 1 nfj •

Signature of Claimant !

(Qcros&fc. 2.0, 2_o\s : Print Name of Claimant . Date

Signature of Joint Claimant, if any ** i i

' • > ; " •


if Claimant Is other than an indlviduaf, oris not the person compieting this form, ttiQ following also must be provided:

' \ I

\

Signature of Person Completing Form i

Print Name of Person Completing Form Date i * i

i

Capacity of person signing on behalf of claimant, if other than an individual, e.g., executor, president, trustee, custodfan, etc,


-

6

-REMINDER CHECKLIST

Please sign the Representalions section of the Claim Form on Page 7.

If this claim is being made on behalf of joint claimants, both must sign.


Do not send original stock certificates or documentation. These items cannot be returned to you by the Claims Administrator.


5.


The Claims Administrator will acknowledge receipt of. your Claim Form by mail, within 60 days. Your claim is not deemed filed until you receive an acknowledgement postcard. If you do not receive an acknowledgement postcard within 60 days, please call the Claims Administrator.

If your address changes in the future, or if this Claim Form was sent to an old or incorrect address, please send the Claims Administrator written notification of your new address. If you change your name, please inform the Claims Administrator.

0

9. If you have any questions or concerns regarding your claim, please contact the Claims Administrator at the address below or toll-free at (888) 985-9382, or visit www.HPSecuritiesLitigationSettlement.com.

THIS CLAIM FORM MUST BE MAILED, POSTMARKED NO LATER THAN OCTOBER 31, 2015, ADDRESSED AS FOLLOWS:



Dublin, OH 43017-5724

!


Ameritrade *•1 PO BOX 733 Bensalem, PA 19020-0733 Please do not send deposits or correspont/ence to this address

.AUGUST-T"

ID Ameritrade offers a free, electronic document delivery service that's faster than regular mai( and provides 24/7 access to your important documents.

• It's simple - we'll send you an e-mail when your statement becomes available, and you can log on to access your documents anytime.

• It's secure - your account information is very important to us, and we go to great lengths to ensure a safe online experience.

- It saves time & space - no more filing or shredding of important, account-related papers. See your statements, trade confirmations and tax documents online whenever you want, or download them onto your computer and print them if you need to.

To sign up for electronic statements and trade confirmations, log on to your account and go to My Profile (under Home). In the Communications section of the page, click Edit next to Trade confirmations and/or Statements. Indicate that you want to receive your trade confirmations and/or statements via email, then click Submit.


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as amenC

ed to d

ate and In the fyture, en

d the rules and regutsttons

pramufgatad

theraund^r; end

(iti) the rules and reji/latigris O

f FIIVR

A end

Ihe Federal

R«#rv

e System

. F

or an investor

brochvue thai meJudes infom

iation describing F

lNftA

's Public D

isclosure

PrepfiTsm. p

lease contact FlNR

A 8(^00-249-9699 or w

rw T

inra.org. T

he iitefest rate show

tor TD

A/rtentrada C

ash i& w

hen from the 3ppiicaW

e inferest reta

tier for the Marfcef V

alue belance in ins T

O A

men trad

e Cssn

, e& or trte staternect closing

date. S

rmpte interest is accn

jed

dairy oesed

on the irttierast rate iter applicable

to each

day

's baiance. F

inan

cial Stn

emen

t notificatio

n: T

he staierren

t of fnancia) condition for TD

Am

erilraoe

is available

twice

a year

and

may

be

obtained at

no cost,

via in

s vm

ema

at

http'f/ww

w.tdam

entrsde.camifinB

ncielstaiemeni htm

l. A

ffocattan M

ethod-. In

the event any of your securities ere called or

assigned, the

secunbes W

ill ba eelecled on an im

partial, random O

asis, fre

e C

redit Balan

ces {pule 15cJ-2 &

3);

Under V

ie diem

protection rules,

may u

se

free credit balan

ces in your aecouht in trie ordinary course of our b

usin

ess -which

B*e

payable to you on dem

and.

Margin

Acco

unts

(Reg

utatlo

n

T):

If you

have a

mardtn

acccunt, tuis

report is e

ccunbination of your m

argin account an

d s sp

eaal mem

orandum account

Trading on

margin p

oses additional risffi

and is not suitable for ell investors. A

complete list of the risks

associated wth

margin trading is available irr the m

argin <i6k disclosure document. Y

ou

may obtain e

copy of Biis docum

ent by ccntactina us st th

e number Jisied on p

age o

ne of

your statement.

Pay

men

t fa

r O

rder

Flow

(S

EC

R

ules 806

and 607/:

In sam

e cireutpslances,

TD

Am

eritfada receives compensation

for directing certain over-ihe-counter and listed

equity order ftovf to selected markets, brokers or d

ealers {"Market C

enters'). Com

pensation

w in the form

of a per share cash

payment. In addition. T

O A

mentrade also

may receive

compensation

related ic the to/eign currency ex

chan

ge cem

ponem o) uensacaiciris in

fofwgn

securities from

Marfcet C

sntew executing such T

ribes. We p

csr quarteriy reports

disd

oan

p the venues far

order reufing execution at w

ww

fdamenfrade.oom

A

vvritiari copy

Is available upon request.

ft Is our txtlAy, ebM

ftt dien

l orders to the contrary, to setect brokers, dealers, an

d m

arket

makers b

ased

on the sbildy to provide best «xecuticn and Ihe history of seeking price

improvem

ent cn

market w

aere. Pnce

improvem

ent is

available under

certain m

arket

csnditrans, arvl we r&

gularty monitor executions to lest for su

ch im

pfdvair-ftni ff available. T

rade Confirm

ations {R

ule 106-1

6):

ATf confiimatrons are K

ansrtKed on the transaction

date,

Prlvecy P

olicy Holin

cation:

A copy of Ihe T

D A

meniraO

e pnvacy policy is available at

wvrtv.fdam

en iradB.com

.

Activity S

um

mary

: T

he opening an

d clostrvg c

.^, b

alances era

reconciled here (or

your quick reference. All acoour.t activity is sum

rnarized for Ihe current period er^d year-

to-date Incom

e & E

xpen

se Sum

mary

(nc>n-JRA

s onfy): T

his section delays the incom

e and

expen

se totals 'rem the A

ctivity Sum

mary an

d ciassiftas the tax trealm

ent, R

etlrwnerrt A

ccount S

um

mary

(fftAs only}-.

Review

the IRS

reguteled tran

saetana

for the current and prior yearv

(RS

'rorm 549 fi fair m

a rite! value is Pasea on th« u

inan

t

vafue as erf Oetam

be? 31 of

the previous year end w

ilt be famished

to the Internal

Revenua S

ervice. P

ertom

ianC

e Sum

ma/y

: Monitor your annual portfolio perform

ance and the unrealized

gam

s and J oases for your fuiura mveatm

em sirategy.

Accou

nt P

ositions:

View

your investments at the current m

arket value and enrvpars

the arisinal cast to see um

eelized gems and lo

sses m your ponf^lio. O

riginal cost is

asei^rva-rl using the first-tn. first-oui (P

iFO

j method, virtw

eft assum

es the first shares you

5«l) are these you purchased first.

The esbm

ated invesirnsm incom

e3 ar>d av

erage co

st

per share are displayed fw

ypur reference (the oldest purch

ase date »

shw

n 1or an

indicatwn ot ycur hcW

mg pertod).

Account A

ctivity; AJ) account aciiV

iry is ciearty defined, listed in date order, and

reflected in the closing cash balance. T

rades P

errtJIng SeH

Jement;

Confirm

youi executed Irad

as with a settlem

ent dele

after monih «

nd. T

hese t.-ansaclions w

ifr be reflecrad in th

e Ajxounl A

clivity sewion next

month,

On

line C

ash S

ervices T

ransaction

Detail: C

ash managem

ent transacilons thai

tfeared dunng this Jiatem

aot reporting

period, including checfi, debit card and ATM

activity, are (istad ift date orttef.

Online C

ash S

ervices S

um

mary

: C

redit and debit Iransaclion totals iw m

e airrent

statement reporbng penod are sum

marized. Individual transactions are not listed

An investm

ent in a m

oney market fund is not in&

urec or guaranteed by the Federal

Deposit Insurance C

olla

tion (FD

IC.) or any oiher govem

rnant agency A

lthough the

(uoat seeS. to preserve the value of your investm

ent al St .00 per sh

are, it is possible to

lose m

oney by investing in a rm

ney martat fund. D

ivitjenoa are declared daily an

d

paid/reinvested rotuNy.

Ths p

iosp

eaus contains this and otfiar im

portant infetrriavitm.

Read the prospectus carefuR

y before /nvest/nQ

. Non-deposti m

vestmenta >is)0 D

y your

broker-dealer are NO

T

FDIC

iNS

UftE

O I

NO

T B

AN

X G

UA

RA

NT

EE

D /

MA

Y L

OS

E

VA

LU

E.

Tax R

eportin

g;

The portfotio r&

port is noi s tax docum

ent You wtfl receive Porm

1039

fqr ar.r.ua! tax tsporting in rompriance

with IR

S requir^m

crits (iPidudfrs tanbte

interest,

dividends, capitaf gain

s, taxes

wrthhetd. a

î

sales proceeds). Som

e peym

erits ara

subject to reciasstficBân vm

ich will be reflected on subsequent ta<

spar's.

Cost G

ftsla: C

ost-Basis, tax let srx) perform

ance reporijng and

Gem

sfceeper are

offered and camlucted by C

CH

INC

OR

PO

RA

TE

D

TD

Am

enttada is not responsible for

the

reliabtity or

suitatulity of

tha

information.

TD

A

menuade

and ils

InJoimatiar,

providers ("Providsrs") d

o

not guaran

tee the accuracy of

the inrorrration and data

proyided C

CH

INC

OR

POR

AT

ED

rs a separate

cqmpany an

d is

not affiliated

with

TD

Am

eritrsde. M

argin and O

ptio

ns A

ccount A

greecnenK:

Prom

ptly advise TD

Aeneiifads In w

riting

of eny chan

ge in yourinyestrrent objectives o

rfinan

oal situation a

s they pertaift to your

tnargin «r

options account ag

reemen

ts. A

summ

ary c< enm

missicns

and charge?

incurred with the execution of options u

ensacto

ns is available.

Curren

t M

arket P

rices: T

he m

artat values

of seju

rrpei

ha/e

eeen

obtained, jf

available, from quotation services an

d other in

dep

endw

t sources

Values are based on

tha closing prite, the m

ean berwew

i the bid and asking pneas, or other m

ethods. If no

market value is available frcm

e quotation serv

ice or other incfeperdant source, the

sacur/fy is suble

t to

beinp reflected as N

on-Priced

('fiP').

The valuations cn your

portfolio report are provided as general Inform

ation and

we

do npt guarantee

the

accuracy

of any seci/nti^s

prices. Mortgage backed

positions are valued using the

remaining balance an

d

tne current m

arket pnoe Portfolio report valuations m

ay not

represent sales proceeds. The secontf»ry m

arfcet (or Certificates of D

eposits (CD

s) is

generally rl)«tiiid and the actual value m

ay be different

from the purchase

pnc4. A

significant loss of principal m

ay tesuft from the safe of a C

O prior to m

aturity. Bonds

and/or fixed

Income S

ecurities trade differently than equity secu

rities and do not tratfe

on a liquid exchange. B

ather', they trad

e in the O

TC

(over the counter) m

arttat and

sufficient liquidity may not exist for you to sell your position prior W

matunty. T

he sale ol

bonds prior to matunty m

ay result in a loss of p

rinap

s'. N

on S

tand

ard A

s»»l» {N&

A) sre

typically mvestm

ents in direct participslion program

secuntles [pannerships, lirm

'ted liability companies, ot real estate investm

ent trjats), in C

ase ot Errors or O

iiestions About Y

our Gactrori'i: T

rensters Telephone

us at 1-6CM

-

romm

odify pools, pnvaU

acjurty, private debt or hedge funds. NSA

s are typically illiquid 669-3900 or W

nte us at P

.O. B

ox 2209, O

maha. M

E Est0

3 as soon as

you can, if yeu

irwestm

etits and do not tr«We on a nat/orta' securities e*change or the N

asdaq S'o

ck

IhrnV your statem

ent or receipt is w

rorrg or il you need more inform

ation about a transfer on

Market. T

he values

shown for th

ese iflvestmenis are estim

ated values derivoA

from

the statement or rece/pl. W

e must haqr from

you no later than 50 days after w

e sent you

various methods, including, but n

d lim

ited to. Independent appraissis, the program

's net Ih

e FIR

ST

siaiemen

t on which the «

*or or problem

appeared

,

assets, andfor third party tender offers thai hav

e been provided

by tha m

anagement,

(1) Tell u

s your name and account num

ber.

afimm

istfator, and/or sponso

r ol each prcgram

, or by a

ihird-paity vendor w

ithout (2) D

escribe the error or the transfer yau are unsure ebout, and explain as ciearty as you

independent varificaUon by T

O A

meritrade

Values m

ay not reflect the original purchase

can why you believe A

isan w

tot fir-why

you need more inform

ation,

pnes, actual marttat value or be realized upon liquidation, if en

estimated value can

nai

{3) Tell u

s the ttollsr amount of the su

spected

error.

be established Ihrough th

ese mettw

qs. the valuatian nw

y be reflected as N

crt-Prioed

will Inveshgats your com

plaint and m

il csfrect any error promptly. If w

* talis moie uian

!'NP

'}. F

ee addfMrtal

da tail regarding

valuation tor N

on-Stsndard

Assets,

please

lObusin

ess days »do this, w

ewili creiit your account for the am

ount you think is in error,

contact Client S

ervices Tflew

irvvesiments a

re n

ot covered under the S

'PC

. so

that yog win n

ave th&

use of ih

e money during tfte

im®

it takes u

s to com

plete pur

nvvesugabon.

Ôue to

rounding edjystmeriis, the statem

ent details m

ay pot equal Ihe staiem

erit lotals.

'Estim

ated A

nnual Iricome and

Estim

aiafl Annual V

ieid values ere cased upon

the

number o

t shares ow

ned or current value balance as of ihe statem

ent d

ate and the

rrost recent dividend rate or cash

yield provrdso.

I !

GE

NE

RA

L IN

FOR

MA

TIO

N

TO

Am

eritrade does not pm

wde leg

ator tax advice. P

lease consult your legal advtsoror

tax accountant when n

ecessary. A

s a standard industry practice, phone conversations

may be recorded (or quality control and transection verification p

urp

oses

For TO

A

maritrade Institutional d

ients,

vour advisor firm

is separate from

and n

ot

affillalM w

ith TD

Am

entraaa, Inc. or TD

Am

eritrade Cteah-ng. tne., and each A

rm is not

responsible for the products and services of the olhei. . A

ccuracy

of R

eports:

N you

fin

d an

y errors or om

ission

s In you

r accoun

t

eteremen

r yeu sttou

ld Inrm

Adtatety call u

s at Che

nu

mb

er listed o

n p

age on

e of

your etsten

ient.

Yeu

sh

ould

atao

contact

aur

Clearin

g firm

, T

D

Arrm

rltrade

Clearin

g. Inc. at 402-970-7724. P

lease review this statem

ent carefully. It yoj d

isagree w

ith any transaction, or if there

are any errors or onutsien

s. please notify a C

lient Services repceH

^tative or your local

branctN offica. a

s weft as T

D A

meriirade C

laartng, tnc In vm

tmg w

nhtn ten pO

] days o(

ycur receipt of this statement. A

fty orat steiemferte th

at you hav

e made to u

s should be

confirmed In w

nWig. T

he statement M

l) otherwise be considered coneiuslve

Please nobly us prom

ptly of any chan

ges

in your co

nraa inform

ation. T

ranaaefiona

reflected on

your report

t^ll be

conclusively deem

ed

accutM«

unless

you notify

TO

Am

entrade Imm

ediately.

AM

TO

ISO O

Sf52


Statement R

eporting Period: 08/01/12 - 08/31/12

Am

eritrade "ID

A

nn

ou

ncem

ents:

OU

R O

NL

INE

ME

SS

AG

E C

EN

TE

R L

ET

S

VO

U S

EN

D S

EC

UR

E E

MA

ILS, R

EC

EIV

E

AC

CO

UN

T IN

FOR

MA

TIO

N A

ND

MA

INT

AIN

A

RE

CO

RD

OF

CO

MM

UN

ICA

TIO

NS W

ITH

US

. JU

ST

CL

ICK

TH

E M

ES

SA

GE

CE

NT

ER

LINK

O

N T

HE

HO

ME

TA

B W

HE

N V

OU

LO

G IN

.

600-823-2835 T

D A

ME

RIT

RA

DE

D

IVISIO

N O

F T

D A

ME

RIT

RA

DE

INC

P

O B

OX

2209 O

MA

HA

, NE

66103-2209

Po

rtfolio

Su

mm

ary

Perfo

rman

ce Su

mm

ary In

co

me &

Exp

ense S

um

mary

Cash

Activity S

um

mary

page 1 of 7


Statement for A

ccount #| 08/0V

12 - 08/31/12

Onlin

e C

ash S

erv

ices S

um

mary

Y

ear To

Date

Cu

rrent

.. Descrip

tion

TOTA

L

Inco

me S

um

mary

Detail

Year to

Date

Description

Cu

rrent

'This section display* cu

rrent a

nd y

ear to d

ate

taxation values for this a

cco

un

t. The curienl totals m

ay net equate to the total payments listed

on this sta

tem

ent a

s correctio

ns to tax reporting m

ay also be included. These corrections

can inclu

de changes m

ade to previous p

aym

ents a

nd rem

oval of p

aym

ents reportable In a

previous tax year (spillaver dividends). Tfie y

ear to

date totals will accu

rately relied y

our cum

ulatlvi amount for

the year. \

Acco

un

t Po

sitio

ns

Estim

ated Incom

e Y

ield M

arket P

urchase V

alue Da*®

U

nrealized G

aln(Loss) A

verage C

ost S

ymbol/

Investment D

escription C

USIP

Cost

Basis

Current

Quantity

Price

(1,781.00) 1,531.20

3.1%

HE

WLE

TT PA

CK

AR

D C

O

HP

Q

17.49 48,952.00

08/23/12 50,733.00

16.86 2,900

CO

M

To

tal Stocks

page tofT


Statement for A

ccount #| 08/01/12-08/31/12

Account P

ositio

ns

Online C

ash S

ervices T

ransaction Detail

Am

ount Transaction D

ate D

escription C

ategory

Account A

ctivity Sym

bol/ C

US

IP

Transaction/ C

ash Activity*

Trad

e D

ate S

ettle A

cct Type

Balan

ce A

mount

Quantity

Price

Descrip

tion

D

ate

page 3 of 7


Statement for A

ccount #1 08/01/12-08/31/12 A

cco

un

t Ac

tivity

Sym

bol/ . -

CU

SIP

S

ettle A

cct D

ate T

ype

Transaction/ C

ash A

ctivity*' . .

Trade D

ate Q

uantity _

P

rice A

mount

Balance

™ D

escription • -

I

page 4 of 7 v


Statement for A

ccount #| 08/01/12-08/31/12 A

ccount Activity

Transaction/

Cash A

ctivity*' Sym

bol/ - • C

USIP -

.Trade.

Date

Settle,

Acct

Date

Type

Price B

alance Q

uantity A

mount

Description

17.6

1

(21,1

37.0

0)

08

/23

/12

08

/28/1

2

Margin

Buy-S

ecurities P

urch

ased

HE

WL

ET

T P

AC

KA

RD

CO

H

PQ

1,200 C

OM

17.4

2

(22,6

51.0

0)

08

/27

/12

08/3

0/1

2

Margin

Buy - S

ecurities P

urch

ased

HE

WL

ET

T P

AC

KA

RD

CO

C

OM

HE

WL

ET

T P

AC

KA

RD

CO

C

OM

HP

Q

1,3

00

17

.35

(6

,94

5.0

0)

400

08

/27

/12

0

8/3

0/1

2

Margin

Buy - S

ecurities P

urch

ased

HP

Q

Closing B

alance 'F

or C

ash

Activity to

tals, refer to th

e C

ash

Activity S

um

mary

on p

age o

ne of y

our sta

lem

enl.

TP

Am

eritrade Cash

Interest Credit/E

xpense

page 5 of 7


Statement for A

ccount # 08/01/12-08/31/12

TP

Am

eritrade Cash

Interest Credit/E

xpense Interest

Credited

Num

ber of D

ays Interest

Rate

Interest D

ebited M

argin C

redit B

alance B

egin D

ate - B

alance

Insured Deposit A

ccount Interest Credited

Trad

es Pen

din

g S

ettlemen

t Settle

Symbol/

CU

SIP T

rade Price

Date

Account

Type

Date

Am

ou

nt

Quantity

Investment D

escription $ 3

70.7

4

$ 0

.14

08/3

1/1

2

09/0

4/1

2

SE

LL

H

EW

LE

TT

PA

CK

AR

D C

O

HP

Q S

ep 2

2 1

2 1

8.0

C

Margin

29

-

page 6 of 7


Statement for A

ccount # 08/01/12-08/31/12

Insu

red D

eposit Account A

ctivity T

racking E

xpense D

ate C

leared C

heck N

umber

Date

Written ~

Transaction

Balance

Code

Code

Am

ount D

escription

$0.00 TD

Bank N

A

FD

IC In

sured

Dep

osit A

ccount (ID

A) b

ala

nces reflected

in your b

rok

erage a

ccount a

re F

DIC

-lnsu

red up lo ap

plicab

le hmils an

d h

eld

by TD

Ban

k, N

.A., o

rTD

Ban

k

US

A, N

.A., o

r both

. T

he ID

A b

ala

nces a

re n

ot co

vered

by th

e

Securitie

s Investo

r Pro

tection C

orp

oratio

n (S

IPC

) pro

tection ap

plicab

le to y

our b

rake/a

ge a

cco

un

t

pag

e? of 7


Ameritrade PO BOX 733 Bensalem, PA 19020-0733 Please do not send deposits or correspondence io this address

f

t.. "

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Term

s and Conditions

STA

TE

ME

NT

GU

IDE

A

uction Rale S

6cu

iilie$

CA

RS

*) Pricin

g:

The rrarket v

alues

Tor AR

S securities have

been obtained, if available, from

quotation services or other indapendent sou

rces. The

aecureey of Uis pneing is not guerenleed

If a market value is not evailable

TD

Am

emrada

will p

nce the A

RS

position, taking inlo consideration both the liquidity and underlying cradii

quality. Th

e AR

S markei Is currently expenencing a lack of liquidity an

d, a

s a result. Ihsre can be no assu

rance lhal aucft M

curities can 69 sold undsr current martcet conditions

Acco

unt P

rotectio

n: D

eposits field by TD

Bank. N A

. and T

D

Bank U

SA, N

A, are

insured by the PDIC

(not covered by S

IPC

) up to 5250,000.

Lim

its ara per account ow

nership per institution. T

o ream

more aboul FD

!C coverage go lo w

ww

.fdic.gov. S

ecurities including m

utual funds, held tn your B

rokerage Account ere not deposits or

obligations ol,

or guaranteed

by. any

bank, are

not F

DIC

-insurea, and

involve investm

ent risks, m

duding possible loss of principal. T

D A

meri trade, Inc. is a m

ember of

the S

ecurities Investor

Protection

Ccrpcration

(SIP

C),

which

protects securities

customers o( iu

m

embers up to 5500,090 (including $250,000 for

claims for cash).

Explanatory

brochure av

ailable.o

n

request at w

ww

sipc.org T

O

Am

arilrade also

provides 5149.5

million

worth

of protection

(or each

client

through'supplemental

coverage provided

by London insurers. T

he $149.5 million

of coverage includes an additional $900,000 lim

it or cash

in the account E

ach client is Um

ted to a combined

return of Si SO

million from

a Trustee, S

IPC

or London. T

he TO

Am

erltrade insurance

Policy d

oes have an

agg

regate total coverage of 1

25

0 m

illion overall

customers. T

his policy provides you coverage against theft follow

ing brokerega insolvency and d

oes not

protect against loss in m

arket value of Hie securities.

An Invesim

ent in a money m

arket fund is rot Insured

or guaranteed by the F

ederal D

eposit Insurance Corporation (FD

IC) or arty other governm

ent agency. Although

the funds seek

to preserve the value of your investment at 5

1 00 per sh

are, it is possible to lose

money by investing in a m

oney market fund. D

ividends are declared daily and

paiWram

vestecf monU

ily. The prospectus contains this an

d other im

portant inforrnatic/i. R

ead ifte praspectus carefully before Investing N

on-deposit inv

astirenls held by your

broker-dealer are N

OT

FD

IC

INSU

RE

D I

NO

T B

AN

K G

UA

RA

NT

EE

D 1 M

AY

LO

SE

V

AL

UE

.

Tax R

epo

rlins:

The portfolio report is not a lax doeum

ani Y

ou will receive Form

1099 for annual tsi reporting in com

pliance with IR

S requirem

ents (mdudes taxable interest,

dividends, capital gains, taxes

withheld, end sales proceeds). S

ome

payments are

subject to redassincation which w

ill be reflected on subsequent lax reports.

Cost

Bajle:

Cost-B

asis, tax lot

and perform

ance reporting and

Gam

ekeeper are

offered and conducted by CC

H IN

CO

RPO

RA

TE

D. T

D A

mentrade is not responsible for

the reliability or

suitability of

the inform

ation T

D

Am

entrade and

its Inform

ation providers

("ProvidBrs") do not

guarantee the accuracy ol the

information and

data provided

CC

H

INC

OR

POR

AT

ED

is a separate

company and

is not affiliated

with

TD

Am

entrade.

Margin an

d O

ptio

ns A

ccount Agreem

ents;

Prom

ptly advise TD

Am

entrade in wnlng

of any chan

ge in your m

vestmert objectives or financial situation as they pertain to your

margin

or options

account agreem

ents A

sum

mary

of com

missions

and ch

arges

Incurred with the execubon of options transactions is available.

Curren

t M

arket P

rices: T

he

market

values cl

secunbes

nave been

obtained, if

available, from quotation services and other independent so

urces. V

alues are based on tha closing price, the m

ean between the bid and asking pnces, or other

methods, if no

market value is available from

a quotation service or other independent so

urce,

the security is subject

to being refleded as

Non-P

nced fNP

"). T

he valuations on your portfolio

report are pioviJod

as general

information and

we

do not

guarantee the accurscy

of any securities p

nces. M

ortgage backed positions are valued

using the rem

aining balance and the current market price

Porrtoho report

valuations may

not represent sales

pro

ceeds. T

he secondary market for C

erbficates of D

eposits (CD

s) is generally illiquid

and the actual value

may be different from

the purchase

pnca. A

significant loss of

principal may result from

the sale of a CD

prior to maturity. B

onds and/or F

ixed Incom

e Securities trade differently than equity securities and d

o not trade

on a liquid exchange. Rather,

they trade in the OT

C (over the counter) m

aricel and sufficient liquidity m

ay not exist for you to sell your position prior to maturity. T

he sale of bonds prior to iretunty m

ay result in a loss of principal

Hon S

tandard

Aasets (N

SA) are typically investm

ents in direct parliapetion

program

secuntles (partnerships, lim

ited liability compsntes, or

real estale investment trusts),

comm

odity pools, private equity, pnvate deb

tor hedge funds. N

SA

s are typically illiquid investm

ents and do not trade on a national secunties ex

chan

ge or the N

asdaq Stack

Market

Th

e values shown for

these investm

ents are estimated values derived

from

various methods, including, but not lim

ited to, independent appraisals, the program's net

assets, and/or third perty len

der offers lhat have b

een provided by the

managem

ent, adm

inistrator, and/or sponsor of

each program

, or by a

third-party vendor w

ithout independent verification by T

D A

mentrade

Values m

ay not reflect the original purchase

price, actual market value or be realized upon liquidation

If en estimated value cannot

be established through Ihese m

ethods, the valuation may be reflected a

s Non-P

nced ("N

P"). F

or additional

detail regarding

valuation for

Nori-S

tandard A

ssets, please

contact Client S

ervices. T

hese investm

ents are not covered under the SIP

C.

"TD A

mentrade

provides m

onthly Portfolio

Reports

for accounts

with

activity and

quarterly reports for inactive accounts with assets.'

Portfolio S

um

mary

: Tracks the curreni value of your portfolio a

s of the report date and

compares

it to

the prior

month.'

The

asset allocation .indicates

your portfolio

diversification by investment type.

Multiple allocations under 5%

will be grouped

into the category of 'O

ther* in the pie chart. M

argin Equity = T

otal Account E

quity/(Tota] L

ong MarginaW

e Value + T

otal Short

Value)

Activity S

um

mary

: T

he opening and closing cash

balan

ces ara reconaled here for

your fluick reference

All account activity is sum

marized for the current period an

dyear-

to-data.

Income A

Expense S

um

mary

{non-IRA

a only): T

his section details Ihe income and

expen

se totals from the A

ctivity Sum

mary and classifies the lax treatm

ent.

Retirem

ent Acco

unt S

umm

ary (IRA

s only): R

eview the IR

S (egulatea transactions

for the current and pnor years. IRS

Form 5499 fair m

arket value is based on the current value as of

Decem

ber 31 of the previous year and w

ill be furnished lo the Iniernal

Revenue S

ervice

Perfo

rman

ca Sum

mary

: M

onitor your annuel portfolio performance and the unrealized

gains and losses for your future Investm

ent strategy.

Account P

ositio

ns:

View

your investments at the current

market value end com

pare the original co

il to see unrealized gains and lo

sses in your portfolio, Original cost

is assigned using tha first-in.

first-out (FIFO) m

ethod, which assu

mes the first sh

ares you sell are th

ose you purchased first

The estim

ated investment Incom

e3 and average cost

per share are displayed for your reference (the oldest

purchase dale

is shown

for an

indication of your holding penod)

Account A

ctivity: A

ll account activity is clearly defined, listed m

dale order, an

d

reflected in the closing cash balance.

Trad

es Pen

din

g S

ettlemen

t: C

onfirm your executed

trades w

ith a settlam

eni date

after month en

d. T

hese transactions will b

e reflected in the Account A

ctivity section next m

onth

Online C

ash S

ervices T

ransactio

n D

etail: C

ash managem

ent transactions that cleared during this statem

ent reporting period, including cheek, debit card and ATM

activity, are listed in data order.

Online C

ash S

ervices S

um

mary

: C

redit and debit transaction

totals for the current stalem

erH reporting period are sum

marized, Individual transactions are not listed.

'Du

e lo rounding adjusUnents, the statem

ent details may not equal the statem

ent totals. 'E

stimated A

nnual Inooma and

Estim

ated Annual Y

ield values are based

upon the

number of sh

ares ow

ned or current value balance a

s of the slatem

em d

ate and the

most recent dividend rate or cash

yield provided.

RE

GU

LA

TO

RY

DISC

LO

SUR

ES

All transactions ara subject to (1] lha consbiution, rules, regulations, custom

s and usag

es of the exchange or m

arket, end

its dearingrtouse, if any,

on which such transactions are

executed, (n) federal laws, including the S

ecunties Act of 193-1 and the S

ecurities Exchange

Act of 1934, each as am

ended to data and in the future,

and the rules and regulabons prom

ulgated thereunder; end

(ill) the rules and

regulations of FIN

RA

and the F

ederal R

eserve System

.

For an

investor brochure that in

dudes inform

ation describing FIN

RA

15 Public D

isdosure P

rogram, please contact FIN

RA

at 600-289-9999 or ww

w.finra.01g.

Th

e interest rate show

i for TO

Am

eri trade Cash is taken from

tha applicable interest rata bar for Ihe

Market V

afua balance in Ihe T

D A

merilrade C

ash, as of

the statemen

t closing date. S

imple interest

is accrued daily based on the interest rate tier applicable to each

day's balance.

Financial S

tatemen

t Notification:

Tha statem

ent of financial condition for T

O A

mentrade

is available

twice

a year

and m

ay be

obtained at

no cosi,

via the

internet al

hap //wim

.idemenlrade.com

/finanaalstatemenl htm

l.

Allocation

Method:

In tha event any

of your secunb'es are

called or

assigned, the

secunties w

ill be seleded

on an im

pamal, random

basis.

Free C

redit Balan

ces (Rule l5

e3-2

& 3):

Under the d

ient protection rules, w

e m

ay use

fr&e credit balances in your account in

the ordinary co

urse of

our bu

siness w

hich are

payable to you on demand.

Margin

Acco

unts

(Reg

ulatio

n

T);

II you

have a

margin

accounl, this

report, is a com

bination of

your margin account and

a special m

eiriorandum account. T

rading on m

argin poses additional risks

and is not suitable for all investors. A com

plete list ol the nsks associated w

ith margin trading is available in lha m

argin nsk disclosure docum

ent. You

may obtain a copy of this dooim

ent by contacting us a! the num

ber listed on page o

ne of

your statement

Pay

men

t (or

Ord

er F

low

(SE

C

Rules

606 and

607): In

som

e circum

stances. T

D A

mentrade

receives compensation

for directing certain over-the-counter

and listed equity order flow

lo selected m

arkets, brokers or dealers ("Market C

enters'). C

ompensation

is in the form

of a per share

cash payment

In addition, TD

Am

erilrade also m

ay receive com

pensation related

to the foreign currency exchange com

ponent of

transactions in foreign securities from

Market C

enters executing sucn trades. W

e post quarterly reports disclosing the u

eruas for order routing execution at w

ww

.tdameritrade.com

A

wntten copy

is available upon requesi,

If 15 our policy, absent ertenf orefers to the corrtrsry lo select brokers, dealers, and rnarkal

makars b

ased on

the abilrty to provide best execution and Ihe history of seeking price im

provement on

market

orders. P

nce irrprovem

enl is available

under certain

market

conditions, and we regularly m

onitor executions to test for such Improvem

ent If available

Trade C

onfirm

ations (R

ule 10b-1O):

All confinnations are transm

itted on the transaction date.

Privacy P

olicy Notification:

A copy of the T

D A

mentrade pnvacy policy is available at

ww

w.tdam

eritrade.com

GE

NE

RA

L IN

FOR

MA

TIO

N

TD

Am

erilrade does noi provide legal or tax advice, p

iaase consult your legal edvisor or lax accountant w

hen necessary. As a standard

industry practice, phone conversations m

ay be recorded for quality control end transaction verificabon purp

oses.

For T

D A

merilrade Institutional cfiants. your advisor firm

is separate

from and

nol affiliated w

itn TD

Am

entrade, Inc. or TD

Am

entrade Clearing, Inc., and each

firm 'is not

responsible for the products and services of the other.

Accuracy

ol Reports:

If you find

any errors or omissions

In your account atatem

ent you should im

mediately call u

s at the number listad on page one of

your statem

ent. You

should also

contact our

Clearing

firm,

TD

Anterltrade

Clearing, Inc. at 402-970-7724.

Please review

this statement carefully

If you disagree with any

transaction, or if there are any errors or om

issions, please notify a Client S

ervices representative or your local branch office

as well as T

O A

meri trade C

learing, Inc. in writing w

ithin ten (10] day

s of your receipt of m

ts statement. A

ny oral statemenls that you have m

ade to us should be

confirmed in w

nbng. The statem

ent will otherw

ise be considered conclusive.

Please nouly us prom

ptly of any ch

anges in your contact inform

ation. Transactions

reflected on

your report

will

be conclusively

Beem

ed accurate

unless you

notify T

D A

meritrede im

mediately.

In Case of E

rrors or Quesbons A

bout Your E

lectronic Transfers T

elephone us at 1-800-

669-3900 or Write us at P

.O. B

ox 2209, O

maha, N

E 66103. a

s soon as you can, if you Ihm

k your statement or receipt is w

rong or if you need more inform

ation aboul a transfer on the statem

ent or receipt W

e must heat from

you no later than 60 d

ays after w

e sent you Ihe FIR

ST «ialem

«nt on w

hich the error or problem ap

peared

. (1) T

el us your nam

e and accounl number.

(2) Describe the error or the transfer you are

unsure about, and explain as cleany as you can w

hy you believe it is an error or w

hy you need more inform

ation. {3} T

ell us Ihe dollar am

ount of the suspected error.

We w

ill investigate your complaint and w

ill correct any error promptly, If w

e lake mora m

en 1

0 business d

ays lo do Ihis, w

e will credit your account for ihe am

ount you think is in error, so

mat you w

ill have the use of

the money during the lim

e it takes us to

complete our

inv as b gallon.

AfrfTD iS00S

n2


Statem

ent Reporting P

eriod: 09/01/12-09/30/12

Am

eritrade ID

S

tatemen

t for Account #|

An

no

un

cemen

ts; •

ID A

ME

RITR

AD

E IS

ON

FAC

EB

OO

K.

JOIN

THE

CO

NV

ER

SA

TION

AN

D

CH

ECK U

S OU

T FOR

THE

LATE

ST

NEW

S AN

D IN

FOR

MA

TION

ON

UP

CO

MIN

G

EV

EN

TS, "LIK

E" O

UR

PA

GE

TOD

AY

[ FA

CE

BO

OK

,CO

M/TD

AM

ER

ITRA

DE

.

600-823-2835 TD

AM

ER

ITRA

DE

D

IVIS

ION

OF TD

AMER

ITRAD

E INC

PO

SO

X 2209

OM

AH

A, N

E 88103

-2209

Portfolio S

umm

ary E

stimated

Income

Estim

ated Y

ield Period

Change

%

Current V

alue Prior

Value

Portfolio Allocation

Change

Investment

Perfo

rman

ce Sum

mary

C

ash A

ctivity Sum

mary

Income &

Expen

se Sum

mary

pag

e 1 of 6


Statem

ent fo

r Acco

un

t 09/01/12 - 09/30/12

Online C

ash S

ervices S

umm

ary Y

ear To D

ate D

escription C

urrent

Income S

umm

ary Detail*

Acco

un

t Positio

ns

Estim

ated

Income

Yield

Market

Purchase

Value

Date

Average

Cost

Unrealized

Gain(L

oss) C

ost B

asis S

ymbol/

Investment D

escription C

USIP

Current Price

Quantity

(1,259.00) 1,531.20

3.1%

49,474.00 08/23/12

. 50,733.00

17.49 H

EW

LET

T P

AC

KA

RD

CO

H

PQ

C

OM

17.06

2,900

Total S

tocks

pag

e 2 of 6


Statem

ent for A

ccount #

09/01/12-09/30/12

Account P

ositio

ns

Market

Purchase

Value

Date

Estim

ated Sym

bol/ Investm

ent Description

CU

SIP C

ost B

asis A

verage C

ost U

nrealized .

Galn{L

oss) Incom

e Y

ield C

urrent Price

Quantity

HE

WLE

TT

PA

CK

AR

D C

O

HP

Q O

ct 05 12 17.5 C

0.1564 (312.82)

09/27/12 (379.65)

0.19 20-

66.B3

Total S

hort Options

Total M

argin Account

Online C

ash S

ervices T

ransactio

n D

etail A

mount

Category

Transaction D

ate D

escription

TOTA

L

Account A

ctivity T

ransaction/ C

ash Activity*

Symbol/

CU

SIP T

rade D

ate S

ettle A

cct D

ate T

ype Q

uantity P

rice B

alance A

mount

Description

Opening B

alance 08/31/12

09/04/12 M

argin S

ell - Securities S

old $ 0.14

$ 378.74 H

EW

LET

T P

AC

KA

RD

CO

H

PQ

Sep 22 12 18.0 C

TO

OP

EN

C

omm

ission 26.75 R

egulatory Fee 0-51

29-

pag

e 3 of 6


Statem

ent for A

ccount #

09/01/12-09/30/12 Account A

ctivity Symbol/

CUSIP

Settle

Acct

Date

Type

Transaction/

Cash A

ctivity* T

rade D

ate Price

Balance

Quantity

Am

ount D

escription

,1

29 0.00

HE

WLE

TT

PA

CK

AR

D C

O

HP

Q S

ep 22 12 18,0 C

EX

PIR

AT

ION

09/24/12 09/24/12

Margin

Received • O

ther

page 4 of 6 ' !


Statem

ent for A

ccount #| 09/01/12 -09/30/12 A

cco

un

t Activ

ity Sym

bol/ C

USIP

Settle

Acct

Date

Type T

ransaction/ C

ash Activity*

Trade

Date

Balance

Quantity

Price

Am

ount D

escription

379.65 H

EWLETT PA

CKA

RD C

O

HPQ

Oct 05 12 17.5 C

TO O

PEN

Com

mission 20.00

20-

0.20 09/27/12

09/28/12 M

argin Sell - Securities Sold

Pan

i il-at^

PM

ft *35

Closing B

alance 'F

or C

a&h A

ctivity totals, refer to the C

ash

Activity S

umm

ary on

page on

e o

f you

r state

ment.

TD

Am

eritra

de

Cash In

tere

st C

red

it/Exp

en

se

Tra

de

s Pendin

g S

ettle

ment

Symbol/

CU

SIP T

rade D

ate S

ettle A

ccount T

ype A

mount

Quantity

Price

Date

Investment D

escription $ 5,870.84

Margin

HP

Q

$ 17.19 09/26/12

400-10/01/12

SELL H

EWLETT PA

CKA

RD C

O

CO

M

8,614.80 H

PQ

17.24

09/26/12 10/01/12

500-SELL

HEW

LETT PACK

ARD

CO

C

OM

M

argin

page 5 of 6


Statem

ent for A

ccou

nt #

09/01/12 - 09/30/12

Trad

es Pen

din

g S

ettlemen

t S

ettle D

ate S

ymbol/

CU

SIP T

rade D

ate A

ccount T

ype A

mount

Quantity

Price Investm

ent Description

page 6 of 6 i

/


Ameritrade PO BOX 733 Bensalem, PA 19020-0733 . Please do not send deposits or correspondence to this address /

2.o i.2_ ^T -reMe




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Term

s an

d C

on

ditio

ns

ST

AT

EM

EN

T G

UID

E

Account P

rotectio

n: D

eposits held by ID

Bank, N

A

ana TO

Bank U

SA, N

A,

are insured

by the FDIC

(not covered by SIP

C) up to 5250,000. L

imits are per account

ownership per instituiion. T

o learn

more about FD

IC coverage go lo w

*w.faic,9ov,

Securitias, induding m

utual funds, heia in your B

rokerage Account are not deposits or

obligations of.

or guaranteed

by, an

y

bank, are

not F

DIC

-insured, and

involve investm

ent risks, including possible loss of principal. TO

Am

efitrade, Inc is a mem

ber of the

Securities

Investor P

coteclion C

orporation (S

IPC

), w

hich prelects

securities custom

ers of its m

smbers up lo SSO

O.O

OO

(including $250,000 for dalm

s for cash). E

xplanatory brochure

available on

request

al vw

w.sipc org.

TD

A

meritrade

also provides

S14&.5

million

wrth

of

protection lor

each client

through supplem

ental coverage

provided by L

ondon insurers T

he $149.5 minion of coverage m

eludas an additional SSO

O.O

OO

limit o

r cash

in the account

Eacti d

ient is lim

ited to a com

bined return of S

150 million

from a T

rustee, SIP

C or L

ondon T

he TD

Am

emrade Insuranca

Policy does have an

eggreg

ats tout coverage of $250 m

iNlon over all custom

ers. This

policy provides you coverage against Iheft following brokerage insolvency an

d d

oes not

protect agemst lo

ss in market value of th

e securities.

An investm

ent in a money m

arket fund is nol insured or guaranteed

by the Federal

Deposit Insurance C

orporauon (FD

IC) or any other governm

enl agancy. Although the

funds seek to preserve the value of your investm

ent at .00 per sh

are, it is possible to lose m

oney by investing in a money m

arket fund. D

ividends are declared daily end

paidAeinvestsd m

onthly. The

prospectus contains this end other important Inform

ation R

ead Ihe prospectus carefully before investing. N

on-deposil investments held by your

broker-dealer are NO

T FD

IC IN

SUR

ED

I N

OT

BA

NK

GU

AR

AN

TE

ED

I M

AY

LO

SE

V

AL

UE

.

Tax R

eporting: T

he portfolio report is not a tax document. V

ou will receive Form

1099 for annual tax reporting in com

pliance with IR

S requirem

ents (includes taxable inlerSst,

dividends, capital gain

s, (axes vnlhheld, and sales proceeds). S

ome

payments ere

subject to redassification which w

ill be refleaed on subsequent tax reports.

Cost

Basis:

Cost-B

asis, lax lot

and

perform

ance reporting an

d G

smskeeper

are offered and conducted by C

CH

INC

OR

PO

RA

TE

D. T

O A

mentrade is nol responsible 'or

the reliability or

suitability of

the inform

ation. T

D

Am

entrade and

its Inform

ation providers

("Providers') d

o not

guarantee Ihe accuracy

of the inform

ation and data

provided. CC

H

INC

OR

POR

AT

ED

is

a sep

arate com

pany and

is not affiliated

with

TD

Am

entrade.

Margin an

d O

ptio

ns A

ccount A

greem

ents:

Prom

ptly advise TD

Am

entrade in wiling

of any chan

ge in your investm

ent objectives or finanaal situation as they pertain lo your m

argin or.o

ptio

ns

account ag

reemen

ts. A

summ

ary of

comm

issions and ch

arges

incurred with ih

e execution of options transactions is available.

Curren

t M

arket P

rices: T

he m

arket values

of securities

heve been

obtained, if

available, from quotabon services and other independent so

urces. V

alues are based on th

e dosin

g price, th

e mean betw

een the bid and asking prfces, or other methods. II no

market value is available from

a quotation service or other independent source,

the secunty is subject to

being reflected as

Non-P

nced {"NP").

The valuations on your

portfolio report are

provided as

gsn

eial m

formatlon

and V

A

do nol guaxenlse (he

accuracy of any securities prices. Mortgage

backed positions are valued

using (he rem

aining balance and Uie current

market

price. Portfolio report valuations may net

repiesen

t sales proceeds T

he secondary

market for C

ertificaies of D

eposits (CD

s) is generally illiquid

end the actual value

may

be different from

the purchase

pnee. A

significant loss of principal m

ay result from

the sale of a C

D

prior lo maturity, B

onds andfar Fixed

income S

ecurities trade differently than equity securties and do nol trade

on a liquid exchange. Rather, they trade In

the OT

C (over

the counter) market an

d

suffidsnt liquidity may not exisl for you to sell your position prior to m

alunty. The sale of

bonds prior lo matunty m

ay result in a loss of principal.

Auction R

ale Secu

rities ("AR

S") P

ricing

: T

he market values lor A

RS

secunties have been obtained, if available, from

quotation services or other independent sources. T

he

accuracy of the pricing is nol guaran

teed. If a m

arket value is not available, TD

Anw

ltrade w

ill price th'e AR

S position, taking into considaration

both the liquidity and underlying credit quality. T

he A

RS

market Is currently experiencing a lack of liquidity and, as a result, there

can be no assuran

ce thai such secunties can be sold under current m

arket conditions.

TD

A

mentrade

provides m

onthly P

ortfolio R

eports for

accounts w

ith activity

and quarteriy reports for inactive accounts w

ith assets. 1

Portfolio S

um

mary

: Tracks the current

value of your portfolio as of (he report dale and

compares

it to

the

prior m

onth. 3 T

he asset

allocalion indicates

your portfolio

diversificsUon by inveslm

enl type.

Multiple allocations under 5%

will be grouped

into the category of

'Oth

er' in the pie chart. M

argin Equity = T

otel Account E

quity/(Tolal L

ong Marginabla V

alue + Total S

hort V

alue)

Activity S

um

mary

: T

he opening and dosing cash

balan

ces are reconciled here for

your quick refarenca. All eecount activity is sum

marized for the current penod and year-

locate

.

Income &

Ex

pen

se Sum

mary

(non-IRA

& only):

This section details Ihe incom

e end

expen

se totals from th

e Activity S

umm

ary and classifies the lax treatment.

Retirem

ent Acco

unt S

um

mary

(IRA

s only

): R

eview the IR

S regulated

trensastians for the currem

and prior years. IRS

Forrn S49a fair m


Decem

ber 31 of the previous year and will be furnished to the Intarnal

Revenue S

ervice.

Perfo

rman

ce Su

mm

ary: M

onitor your annual portfolio performance and Ihe unrealized

gains and losses for your Future investm

ent strategy.

Account P

ositio

ns:

View

your Investments at the current m

arket value and compare

Ihe original oost to see unrealized

gains and losses in

your portfolio. Original cost

is assigned using

the flrst-ln, ftrst-out (FIFO

) method, w

hich assum

es the first sh

ares you sell are th

ose you purchased first

The estim

aled investment incom

e3 and av

erage cost

per share are displayed for your reference (the oldest purchase d

ate is shown for an

indication of your holding penod)

Account A

ctivity: A

ll account activity is dearly

defined, listed in

date order, and

reflected in the closing cash balance.

Trad

es Pen

din

g S

ettlemen

t; .C

onfirm your executed trad

es with a settlem

ent date

after month en

d. T

hese transactions w

ill be reflected in the A

ccount Adivity section neict

month.

Online C

ash Serv

ices Tran

saction D

etail; C

ash manegem

em iransactions lhat

cleared during Ibis statement reporting panod, including check, debit card and A

TM

activity, are listed In dale order

Online C

ash S

ervices S

um

mary

: C

redit and debit transaction totals for Ihe current

statement reporting period are sum

marized. Individual transactions are not hsted.

'Due to rounding adjustm

ents, the statement details m

ay not equal the slatement totals.

Estim

ated

Annual Incom

e and

Estim

ated Annuel

Yield values

are based

upon the

number of sh

ares owned or current value balance a

s of the statem

ent dale end the

most recenl

dividend rate or cash yield provided.

RE

GU

LAT

OR

Y D

ISC

LOS

UR

ES

A

ll transactions are subject to (i) the consbtution, rules, regulations, cusioms and u

sages of

Ihe exchange or market, and its d

earinghouse, if

any, on w

hich such transactions are

executed: (II> federal laws, including ihe S

ecurities Act of 1933 and the S

ecurities Exchange

Ad of 1934, each as

amended tc d

ate find in (he future, end the rules and regulations

promulgated

thereunder; and (lii) the rules and

regulations of FINR

A and

the Federal

Reseive S

ystem.

For an

investor brochure that endudes mform

alion describing FiN

RA

's Public D

isclosure P

rogram, please contact FIN

RA

B1 300-2&9-9999 or w

ww

.finra.org.

The interest rate show

n for TD

Am

eritrade Cash is taken from

the applicable interest rate tier for th

e Market V

alue balance in the TD

Am

entrade Cash, as of

the statemeni d

osin

g

date. S

imple interest is accrued daily based on the interest rale

Uer applicable to each

day

's balance,

Financial S

tatemen

t Notification:

The statem

ent of financial condition lor TD

Am

entrade is

available tw

ice a

year and

may

be obtained

al no

cost, via

the inlernet

et hnp-/^w

vviv.!tla maritrade.conV

finandalstatement.htm

l

Allocalion

Method:

In Ihe event

any of

your secunties

are called

or assigned, the securities w

ill be selected on en impartial, random

basis.

Free C

redit Balan

ces (Rule 1

5c3

-2 &

3): U

nder the client protection rules, we m

ay use

free credit balances in your acco

unt in

Ihe ordinary co

urse of

our business which

are payable to you on dem

and,

Margin

Acco

unts

(Reg

ulatio

n

T):

If you

have e

margin

account, this report

is a

combination of

your margin account and

a special m

erforandum account. T

rading on

margin p

oses additional nsks and is not suitable for all in

vesto

r. A com

plete lisl of the risks associated w

ith margin trading (s

available in the margin risk disdosure docum

ent. You

may obtain a copy of this docum

ent by contacting us at the num

ber listed on pag

e one of ycur statem

ent.

Paym

ent for

Ord

er F

low

(SE

C

Rules

606 and

607): In

som

e circum

stances. T

O A

msnlrade

receives com

pensetion lor directing certain

over-lhe-counter and

listed equity order flow

to selected m

arkets, brokers or dealers ('M

arket Centers'). C

ompensation

is in the form of

a per share cash

payment. In addition, T

D A

meritrade also m

ay receive com

pensaiion related

to the faraign

currency exchange com

ponent of transactions in

foreign secunbes from

M

arket Cen

ters executing such trades, W

e post quarterly reports disdosing the v

enues for order routing execulion at

UM

w.tdam

entrade com A

wntten copy

is available upon request

11 is our policy, absen

l dient orders to the contrary, to select brokers, dealers, and m

arket m

akers based on Ihe ability lo

provide be

st execution and the history of seeking price

improvem

ent on

market

orders P

nce im

provement

is available under certain

market

conditions, and we regularly m

onitor executions to test lor su

ch im

prD

vem

ent if available.

Trade C

onfirm

ations (R

ule I0b

-10

); A

ll confirmations are transm

itted on Ihe transaction date.

Privacy P

olicy Notification:

A copy of

the TD

Am

entrade privacy policy is available al

ww

w.ldam

efitrade.com

•\

GE

NE

RA

L INF

OR

MA

TIO

N

TD

Am

eritrade does nol provide legal or tax advice. P

lease consul! your legal advisor or lax accountant w

hen necessary

. As a standard industry practice, phone co

nven

etions

may be recorded for qualny control and transaction verification purposes.

For T

O A

meritrade

Institutional dien

ts, your advisor R

m

is separate from

and not

affiliated with T

O A

mentrade, Inc or T

D A

mentrade C

leanng, Inc. and each firm

is not responsible b

r Ihe products and services of the other.

Accu

racy of

Rep

orts: If

you fin

d

any

errors or o

missio

ns

In your

accoun

t statem

ent you

shou

ld Im

mediately cail

u* at

the nu

mb

er listed

on p

age on

e of your

alatemen

L

You

shou

ld

also

con

tact our

Clearing

firm,

TO

A

meritrade

Clearing, Inc. at 402-970-7724.

Please review

this slatement

carefully If you disagree w

ith any transection, or if

there are any errors or om

issions, please notify e

Client S

ervices representative or your local

branch office, as well as T

D A

meritrede C

learing. Inc in w

nting within tan (10) d

ays of

your receipt of this statement

Any oral statem

ents Ihet you hav

e made to u$ should be

confirmed in w

riting T

he statement w

ill elherwise be considered condusive.

Please notify

us prom

ptly of any chan

ges in your contact inform

ation T

ransactions reflected

on your

report w

ill be

conclusively deem

ed accu

rals unless

you notify

TD

Am

entrade imm

ediately

V

Non S

Un

dard

Assets (N

SA) ere typically investm

ents in direct participation program

securities (partnerships, lim

ited liability com

panies, or real estate investment trusts),

comm

odity pools, private equity, private debt or hed

ge funds. N

SA

s are typically iUiquid

inveslments and

do not trade on

a national securities exchange or Ihe N

asdaq Stock

Market

The values show

n for these investm

ents are estimaled

values denved from

In Case of

Errors or Q

uestions About Y

our Bectronic T

ransfers Telephone

us at 1-BQ

0-€69-3900 or W

rile us at P

.O. B

ox 22

M. O

maha, N

E 68103,

as soon as you can, if

you think your statem

em or receipl is w


ation about a transfer on th

e statement or receipt. W

e must hear from

you no later than 60 day

s after we sent yau

the FIR

ST

statement on w

hich the error or problem ap

peared

. (1) T

ell us your name and account num

ber. (2) D

escribe Ihe error or the transfer you are unsure ebcul, and

explain as clearly as you

can why you believe rt is an error or w

hy you need more inform

ation. (3) T

ell us the dollar amount of the su

spected

error W

e will invesligale your com

plaint and will oorrect any error prom

ptly. If we take m

ore lhan 10 business d

ays to do this, w

e will credil your account for the am

ount you think is in error, so

that you will have

the use of the m

oney during Ihe tme it

lakes us to com

plete our invesligstjen.

vanous methods, including, but not hm

iled lo, independent appraisals, Ihe program's net

assets, and/or third party lander offers

lhat have been provided

by the m

anagement,

administrator, and/or

sponsor of

each

program,

or by a

third-party vendor w

ithout independent venfication by T

D A

meritrade. V

alues may not reflect 1he original p

urch

ase pnce, actual m

arket value or be realized upon liquidation. If an estim

ated value cannot b

e established through these m

ethods, Ihe valuation

may be reflected as N

on-Priced

('NP

'). For

additional detail

regarding valuation

for N

on-Standard

Assets,

please contact C

lient Services. T

hese investm

ents are not covered under the SIP

C.

AM

TD

ISO

05/12


1

Statem

ent Reporting P

eriod: 10/01/12 -10/31/12

Am

eritrade ID

tem

ent for #l

800-623-2835 TD A

MERITRA

DE

DIVISION OF TD

AM

ERITRAD

E INC PO

BOX

2209 O

MA

HA

, NE 68103-2209

Announcem

ents: TD

AM

ERITRAD

E IS ON

FACEBO

OK

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IN TH

E CON

VERSA

TION

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D

CHECK

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ATIO

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PCOM

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EV

ENTS. "LIKE* O

UR PA

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.COM

/TDA

MERITRA

DE.

Portfolio S

umm

ary C

urrent V

alue %

Prior

Value

Period C

hange E

stimated

Income

Estim

ated Y

ield Investm

ent Portfolio A

llocation C

hange

Casli A

ctivity Sum

mary

Income &

Expen

se Sum

mary

Perfo

rman

ce Su

mm

ary

Non

Reportable

Current

YTD

R

eportable Y

TD

page 1 of 5


Statem

ent fo

r Acco

un

t # 10/0

1/1

2-1

0/3

1/1

2

Online C

ash S

ervices S

umm

ary Y

ear To D

ate C

urrent D

escription

;; ;•

Income S

umm

ary Detail*

s

Acco

un

t Positio

ns

Estim

ated -

Income

Yield

Market

Purchase

Value

Date

Cost

Basis

Unrealized

Galn(L

oss) S

ymbol/

Investment D

escription C

USIP

Current P

rice A

verage C

ost Q

uantity

Stocks • M

argin

HEW

LETT PAC

KA

RD

CO

H

PQ

CO

M

$17.0

0

$(1,576.94) $

264.00 3.8%

$6,925.00

10/10/12 $8,501.94

$ 13.85 500

•i

Total S

tock

s

Total M

argin Account

-.T1

i page 2 of 5


:

Statem

ent fo

r Acco

un

t # 1

0/0

1/1

2-1

0/3

1/1

2

Online C

ash S

ervices T

ransactio

n D

etail C

ategory Transaction D

ate D

escription A

mount

TOTA

L

Account A

ctivity

Trade D

ate T

ransactio

n/

Cash

Activity*

Sym

bol/ C

US

IP

Settle

Acct

Date

Type D

escription Q

uantity A

mount

Balance

Price

Opening B

alance

09/26/12 10/01/12

Margin

Sell - S

ecurities Sold.

HE

WLE

TT PA

CK

AR

D C

O

CO

M

Com

mission 5.00

Regulatory Fee 0.16

HE

WLE

TT PA

CK

AR

D C

O

CO

M

Com

mission 5.00

Regulatory Fee 0.20

HP

Q

$ 17.19 $ 6,370.84

400-

09/26/12. 10/01/12

Margin

Sell - S

ecurities Sold

HP

Q

500-17.24

8,614.80 :;

10/03/12 10/03/12

Margin

Div/lnt - Incom

e H

EW

LETT P

AC

KA

RD

CO

H

PQ

. 382.80

0.00 C

OM

P

ayable: 10/03/2012 Q

UA

LIFIED

DIV

IDE

ND

S 382.80

pa

ge

3 o

f 5


Statem

ent fo

r Acco

un

t # 870-459275 10/01/12-10/31/12 A

ccou

nt A

ctivity T

rade

Date

Transaction/ C

ash A

ctivity* S

ettle A

cct D

ate T

ype

Sym

bol/ C

US

IP

Description

Quantity

Price

Am

ount B

alance

10/08/12 10/08/12

Margin

Received - O

ther H

EW

LETT P

AC

KA

RD

CO

H

PQ

Oct 05 12 17,5 C

E

XP

IRA

TION

0.00 20

10/10/12 10/15/12

Margin

Buy - Securities P

urchased H

EW

LETT P

AC

KA

RD

CO

C

OM

C

omm

ission 5.00 H

EW

LETT P

AC

KA

RD

CO

C

OM

C

omm

ission 5.00 H

EW

LETT P

AC

KA

RD

CO

C

OM

C

omm

ission 5.00 R

egulatory Fee 0.30

HP

Q

14.16 (11,333.00)

000

10/10/12 10/15/12

Margin

Buy - S

ecurities Purchased

HP

Q

14.04 (1,409.00)

100

10/18/12 10/23/12

Margin

Sell - Securities S

old H

PQ

900-

14.7517 13,271.23

pag

e 4 of 5


Statem

ent fo

r Acco

un

t #1 10/01/12 • 10/31/12 A

ccount Activity

Trade D

ate S

ymbol/

CU

SIP

S

ettle A

cct D

ate Type

Tran

saction

/ C

ash A

ctivity* Q

uantity A

mo

un

t B

alance D

escription P

rice

11,3

62.7

4

HE

WLE

TT PA

CK

AR

D C

O

CO

M

Com

mission 5

00

Regulatory Fee 0.26

HE

WLE

TT PA

CK

AR

D C

O

CO

M

Com

mission 5,00

Regulatory Fee 0.23

HP

Q

10/25/12 10/30/12

Margin

Sell - S

ecurities Sold

800-

14.21

700- 14.0917

9,856.96 10/26/12

10/31/12 M

argin S

ell - Securities S

old H

PQ

Clo

sing

Balance

'For C

ash

Activity to

tals, re

fer to th

s Cash A

ctivity Sum

mary o

n p

aje

one of yo

ur statem

ent.

TP

Am

ehtrad

e Cash

Interest C

redit/Expense

Total Interest lncome/(E

xpense)

pag

e 5 of 5


.. i. 1

::

Ameritrade PO BOX 733 Bensalem, PA 190204)733 Ptease do not send deposits or corre

spondsnce to this address

1 1 2.oiZ_

STTVTE'/ CTUT'




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Term

s an

d C

on

ditio

ns

STA

TE

ME

NT

GU

IDE

A

ccou

nt P

rote

ction: D

eposits held by T

D B

enk N

A. and T

D B

ank US

A, N

A. are

insured by the FO

IC (n

oi covered by S

IPC

j up to 5250,000. Limits are par aecouni

ownership per

insUtubon. T

o learn m

ore about FC

IC coverage go to w

ww

fdic.gov. S

ecurities, including mutual funds, held in

your Srokarage A

ccount ere no

t deposits or obligeiion» o

f. er

gu

ara

nte

e

by, any

bank, are

no

t F

DIC

-msured.

and involve

invaslmenl nsks, in

du

dirg

possible loss of principal. TD

Am

eritrade, Inc. is a mem

ber of tne

Securities

investor P

rotection C

orporation (S

IPC

), w

hich protects

securities custom

ers al its m

embers

up to $500,000 (including $260,000 tor aa

irre (or cash).

Explanatory

brochure available

on

request et

ww

w.sipc-oj-g.

TD

A

meritrade

also provides S

i43.5

m

illion w

orth of protection for

each d

ien

l through

supplemental

coverage provided by London insurers.

The $149.5 m

illion of coverage Includes an

additional S900.000 lim

it on cash in

the account. Each client is lim

ited ID a com

bined return of S

I 50 million from

a T

rustee, SIP

C or London. T

he TD

Am

entrade Insurance P

olicy does have an aggregate total coverage ol I2S

O m

illion over ell customers

This

policy provides you coverage against theft follow

ing brokerage insolvency and does not p

rota

ci against loss in m

arket value of the secuntles,

An investm

ent in a m

oney market fund is

not insured or guaranteed by

the Fadem

l D

eposit Insurance Corporation (F

DIC

) or any other governm

erit agency A

lthough th&

funds seek to preserve (he value of your investment at S

I.00

per share, il is possible to lose m

oney by investing in

a money

market fund. D

ividends are declared daily and paid/reinvested m

onthly. The prospectus contains

this and other Important inforrnelion.

Read the prospectus carefully before investing. N

or-d

eposil invastm

ents held by your broker-flealer are N

OT

F

DIC

INS

UR

ED

I N

OT

BA

NK

GU

AR

AN

TE

ED

I M

AY

LOS

E

VA

LUE

.

Tax R

ep

ortin

g; T

he portfoKo repon Is not a lax d

ooim

ent

You Svill receive F

orm 1059

for annual tax reporting in com

pliance with IR

S requirem

ents (mdudes taxable interest,

dividends, capital gains, taxes wiihfteio, and sales

proceeds}. Som

e payments are

subject to rectassrfication which w

ill be reflected on subsequent tax reports.

Co

at B

asis:

Cost-B

asis, tax lot and perform

ance reporting and

Gainskeeper are

offered and conducted by CC

H IN

CO

RP

OR

AT

ED

TO A

mentrade is not responsible for

the reliability

or

suitability of

the m

formation.

TD

Am

entrade and

its Inform

ation providers (P

rovid

ers") do not guarsntae the accuracy o

l the inrofmabon and data

provided. CC

H IN

CO

RP

OR

AT

ED

is a separate com

pany and is no

t affiliated wth

T

D A

mentrade.

Ma

rgin

and Op

tion

s Account A

greements: P

romptly advise T

D A

meritrade in

writing

of any change in your investm

ent objectives or finanaal

situation as they pertain to your

margin o

r options account

agreements.

A

eurrmary

of com

missions

and charges Incurred w

ith the execution of options transactions is available

Curre

nt M

arke

t P

rices;

The

market

values of

secunb'es have

been obtained, if

available, from quotation sen/ices and other independent sources. V

alues are based on the closing pnce. the m

ean between Ih

e bid and asking p

nce

s, or other m

ethods, If no m

arket value Is available from a

quotation service or other independent source, the security is subject to being reflected as

Non-P

riced ("NP

"). T

he valuations on your portfolio report

ere provided as general inform

ation and

we do not

Qu

ara

me

e the

accuracy of any securities pnces. Mortgage

backed positions are valued using the rem

aining balance and the current m

arket price. Portfolio repon valuations m

ay not represent sales proceeds. T

he secondary m

arket for Certificates o

l Deposits (C

Ds) is

generally illiquid and the actual value may

be different

from ih

e purchase pnce. A

significant loss of pnneipal m

ay result from th

e sale of

a CD

prior to maturity. B

onds and/or F

ixed Income S

ecuntres trade differently than equity securities and do not trade on a liquid exchanga. R

ather, they trade in

the OTC

(over the counter) market and

suffidem liquidity m

ay no

t exksl for you to sell your position prior to maturity. T

he sale of bonds pnor to m

aturity may result

in a loss of principal.

No

n S

tand

ard A

ssets (N

SA

) are typically investm

ems in

direct participation program

secunbes {partnerships, limited liability com

panies, or re

el estate investm

ent trusts), com

modity pools, private equity, private debt or hedge h

mds. N

SA

s are typically illiquid Investm

ents and do not trade on a national secuniies exchange or the Nasdaq S

tock M

arkeL The

values shown

for these investments

are estimated values derived from

various m

ethods, including, but not limited to, independent appraisals, Ih

e program

's net assets, and/or

third party tender offers that have been provided by the managem

ent, adm

inistrator, and/or sponsor of

each program, or by

a third-party vendor w

ithout independent venfication b

y TD

Am

eritrade. Values m

ay no

t reflect the onginel purchase price, actual m

arKet value or be realized upon liquidation. If an estim

ated value cannot be established through these m

ethods, Ihe valuation m

ay be reflected as N

on-Priced

("NP

") F

or additions

detail regarding

valuation tor N

on-Standard

Assets,

please contact C

lient Services. T

hese investments are not covered under the S

IPC

,

Auction R

ate Seeurlilee ("A

RS

") Pricin

g:

The m

arket values far AR

S secunties have

been obtained, il available, frtim quotation services

or other independent sources. T

he accuracy of the pncing is not guarenleed. If a m

arket value is not evailable, TD

Am

eritrade w

ill pnce the AR

S position, taking inio consideration both Ihe liquidity and underlying credit

quality The A

RS

market is currently experiencing a lack of liquidity and, as a resull, there

can be no assurance that such secunties can be sold under current market conditions.

TD

A

meritrade

provides m

onthly Portfolio R

eports for

accounts w

ith activity

and quarterly reports fo

r inactive accounts with a

ssets.'

PorT

foiio Su

mm

ary: T

racks the currant value of your portfolio as of the report data and com

pares li

to ih

e

prior m

enth. 3 T

he asset

allocation m

diceies your

portfolio diversification by investm

ent type.

Multiple a

lloQ

tions under S

% w

ill be grouped into the ceteyory of "O

ther* in the pie

chart. Margin E

quity = T

otal Account E

quity/fTotal Long M

arginable Value +

Total S

hort va

lue)

Activity S

um

rrery;

The opening a

nd closing cash balances a

re reconciled here fo

r your quitic reference. A

ll acccum activity is sum

manzed for the current period a

nd year-

to-date.

Inco

me

& E

xpe

nse

Su

mm

ary {n

on

-IRA

* only):

This section details the incom

e and

expense totals from the A

ctivity Sum

mary and classifies the tax treatm

ent.

Retire

ment A

ccou

nt S

um

ma

ry (IRA

s only):

Review

the

IRS

regulated transactions for the current and pnor years. IR

S F

orm 5498 fair m


Decem

ber 31 of the previous year

and will be furnished to

the Internal

Revenue S

ervice.

Perfo

rmance

Sum

mary: M

onnor your annual portfolio performance and the unrealized

gains end losses for your future investment strategy.

Account P

ositio

ns:

View

your Investments at the curreni m

arket value and compare

the original cost to see unrealized gam

s and losses in your portfolio

Original cost is

assigned using the fira-in. first-out (F

IFO

) method, w

hich assumes ih

e first shares you

sell are those you purchased first T

he esnmated investm

ent income

2 and average cost per share are displayed for your reference (the oldest purchase d

ais is show

n for an Indicabsn of your holding period).

Account A

ctivity: A

ll account ad

ivity is de

arly defined, listed

in data order, and reflected in

the closing cash balance.

Trades P

en

din

g S

ettle

me

nt:

Confirm

your executed

trades wilh

a settlement date

after month end. T

hese transactions will be reflected in

the

Account A

ctivity section next

month

Onlin

e C

ash

Service

s Tra

na

actio

n D

eta

il: Cash m

anagement transactions that

cleared during this statement reporting period, induding cheek, debit card and A

TM

activity, are listed in

date order.

Onlin

e C

ash

Service

s S

umm

ary: C

redit and debit transaction totals for the eurrsru

statement reporting penod are sum

manzed. Individual transactions are not liste

d.

'Due to rounding adjustm

enls, the statement details m

ay no

t equal the statement totals,

'Estim

ated A

nnual Income

end Estim

ated Annual Y

ield values are based

upon the num

ber of shares owned o

r current value balance as of the

statement date end Ihe

most recent dividend rale or cash yield provided.

RE

GU

LA

TO

RY

DISC

LO

SUR

ES

All transacb'ons are subject to (i) the ccnsutirtion, rules, regulations, custom

s and usages of

the exchange or marV

el, and tta deannghouse, if any. on

which such transactions are

executed; (ii) federal laws, indudrng the S

ecunties Act of 1933 and tha S

ecunties Exchange

Act of 1934, each as am

ended lo

date and in the

future, and the rules a

nd regulations

promulgated thereunder; and (in) Ih

e rules

and regulations of FIN

RA

and the F

ederal R

eserve System

.

For en investor brochure

tha

i includes information descnbm

g FIN

RA

's Public

Disclosure

Program

, please contact FIN

RA

0(600-239-&99S

or ww

w flnra.org.

The interest rate show

n for TD

Am

eritrade Cash is taken from

Ihe applicable Interest rate tier for (he M

arket Value balance In the T

D A

meritrade C

ash, as of the staiemem

closing data

. Sim

ple interest is accrued

daily based on the interest ra

te U

er applicable to each

dey's balance.

Fin

an

cial S

iate

ment N

otifica

tion

: T

he statement of financial condition for T

D A

mentrade

is available

twice

a year

end m

ay be

obtained al

no cost,

via the

internet at

http.7/ww

w.tdam

enlrade convfinanaalstatemeni.htm

i

Allo

catio

n M

ath

od:

In the

event any of your secunties

ere called or assigned, the

secunties will be selected o

n an im

partial, random basis.

Free C

red

it Bala

nce

s (Ru

le 15cJ-2 &

3): U

nder Ihe

die

m proiection rules, w

e may use

free credit balances in

your account, in

Ihe ordinary course of our business w

hich are payable lo

you on demand.

Marg

in

Acco

un

ts (Re

gu

latio

n

T):

If you

have a m

argin aecouni,

this report is a

combination of your m

argin account end a specia

l mem

orandum

account. Trading on

margin poses addilional risks and is n

ot suitable for all inveslors. A

complete list of the risks

associated with m

argin trading is available

in Ihe

margin nsk disclosure docum

ent. You

may obtain a copy of this docum

enl by contacting us at the number listed on page one of

your statement

Pa

yme

nt

for

Orte

r F

lew

(S

EC

R

ules 606

and 607):

In

some

circumstances,

TD

Am

erilrade receives com

pensauan for directing certain over-the-coumer

and listed equity order H

ow lo

selected markets, brokers or dealers ('M

arket Centers'). C

ompensetion

is in

Ihe form

of a per share cash paymeni

In addition, TO

Am

eritrade also may receive

compensation related lo

the

foreign currency exchange ccmponem

of

transactions in

foreign secunbes from M

arket C

enters executing such trades, W

e post quarterly reports disclosing the venues for order routing execution a

l ww

w.tdam

eritrade.com. A

written copy

is available upon request. ' >-

It is our policy, absent client orders to Ihe contrary, to select brokers, dealers, and market

makers based on

the ability to provide best execution

and the history of seeking price

improvem

ent on

market orders. P

rice improvem

ent is available under certain m

arket conditions, and w

e regularly monitor executions lo

test for such improvem

ent if available.

Tra

de

Confirm

atio

ns (R

ule

10b-10): A

ll confirmetions are Irensm

itied on the transaction date.

Priva

cy Policy N

otifica

tion

: A

copy of the TO

Am

erilrade privacy policy is available at w

wtv.tdam

eritrade.com

•; •: •

GE

NE

RA

L IN

FOR

MA

TIO

N

TD

Am

eritrade does not provide legal or lex advice P

lease consult your leâ

l advisor or tax accountant w

hen necessary. As a standard industry practice, phone conversetions

may be recorded for quality control and transaction venR

cabon purposes.

.

For T

D A

meritrade Institutional clients, your

advisor firm is

separate

from end not

affiliated wilh T

D A

meritrade, Inc. or T

D A

meritrade C

leanng, Inc., and each firm is n

ot

responsible for Ihe products and services of the other.

Accuracy

of R

epo

rts: M

you

rind any erro

r* o

r om

ission

s In your

account statem

ent you should imm

ediately call us at the n

um

ber listed

on pag

e one of your

Btatem

enL Y

ou should

also contact

our C

learing firm

, TO

A

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Clearing, Inc. at <02-970-7724.

Please review

this statement carefully. If you disagree w

ith any transaction, or if there are any errors or om

issions, please notify a Clieni S

ervices representative or your local branch office, aa w

ell as TD

Am

enirade Cleanng. In

c In w

riting wltriin ten (10) days of

your receipt ol this statem

em. A

ny oral statements th

ai you have m

ade to us should be confirm

ed in w

riting. The statem

ent will otheiw

ise be considered conclusive

Please notify

us promptly of any changes in

your contact information.

Transactions

reftecled on your

report w

ill be

conclusively deem

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unless you

notify T

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meritrade im

mediately

In C

ase of E

rrors or Q

uestions About Y

our Electronic T

ransfers Telephone us at 1*600-

669-3900 or Wn

le us a

l P,0

. B

ox 2209, Om

aha. NE

&9103, as soon as you can. if you

think your stetement or receipt is w


ation about a transfer on the stalem

enl or receipt

We m

ust hear from

you no later than ft} days after w

e sent you the F

IRS

T statem

ent on which the error or problem

appeared. (1) T

ell us your name and account num

ber. (2) D

escnbe the

error or the transfer you are unsure about, and explain as de

arly as

you can w

hy you believe it Is an error or why you need m

ore information.

(3) Tell us Ihe dollar am

ount of the suspected error. W

e w

ill investigate your complaint and w

ill correct any error promptly

if we take m

ore than 10 business days to d

o this, w

e will credit your account for tha am

ount you think is in error,

so .that you will have the

use of the money during Ihe tim

e it takes us to com

plete investigation.

our

•; A

MTD

ISO

OS

I?

'


Statem

ent Reporting P

eriod: 1

1/0

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2- 11/30/12

Am

eritra

de

"ID i

t#

800-823-2335 T

D A

ME

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DE

D

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P

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2209

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no

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IS ON

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. JO

IN T

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Portfolio S

umm

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urren

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alue P

rior V

alue P

eriod %

E

stimated

Income

Estim

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ield Investm

ent C

hange C

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ortfo

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llocation

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sh

Activity S

um

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Income &

Expen

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Perform

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Reportable

Current

YT

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pag

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Statem

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r Acco

un

t #1 1

1/0

1/1

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1/3

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On

line C

as

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ervices Su

mm

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ear To Date

Description

Inco

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um

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ear to Date

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M

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alue D

ate A

verage C

ost U

nrealized G

ain(Loss) S

ymbol/

Investment D

escription C

US

IP

Co

st B

asis C

urrent P

rice Q

uantity

pag

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Statem

ent fo

r Acco

un

t # 11/0

1/1

2- 11/30/12

Online C

ash S

ervices T

ransactio

n D

etail Transaction D

ate D

escription A

mount

Category

Acco

un

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Trade D

ate S

ymbol/

CU

SIP

S

ettle A

cct D

ate Type

Transaction/ C

ash Activity*

Price

Description

Quantity

Am

ount B

alance

11/06/12 11/09/12

Margin

Sell • Securities S

old H

EW

LETT P

AC

KA

RD

CO

C

OM

C

omm

ission 5.00 R

egulatory Fee 0.17

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Q

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• j

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uy - Securities P

urchased H

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LETT P

AC

KA

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C

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pag

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ccount #

11/0

1/1

2-1

1/3

0/1

2 Account A

ctivity Symbol/

CU

SIP T

rade Settle D

ate A

cct T

ype T

ransaction/ C

ash Activity*

Date

Quantity

Price A

mount

Balance

Description

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11/19/12 11/23/12

Margin

Sell - S

ecurities Sold

HE

WLE

TT PA

CK

AR

D C

O

CO

M

Com

mission 5.00

Regulatory Fee 0.15

HP

Q

13.26

'For C

ash Activity totals, refer to the C

ash Activity S

umm

ary on page one of your statement.

TP

Am

eritrade Cash Interest C

redit/Expense

pa

ga

4 of 5


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ccount #|

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mount

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alances W

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: N

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date/range from

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ugust' G

o to the Statements tab, select a date

range, and click "View

" to access, dow

nioad/and print previous account staternenta. -

2012

•*] 19

w]

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to: [ August'

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2013 15

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^ XNCI

J* 08/27/2012 .14:17:57-

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PQ «

17.42 -22,651.00

^ AGIO

1 08/27/2012 15:06:59

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17.35 -6,945.00

AA

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Sep 222012 18.0 C

all @ 0.14'

08/31/2012 11:32:46 378.74

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dc 09/26/2012 14:40^9

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PQ @

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09/26/2012 -14:51:16 Sold SCO H

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1' Strc

> 09/27/2012 15:5056

.. Sold 20 HPQ

-Oct 5

2012 173 Call @

0.2 379.65

Trum

fi/11 %

2net rl 1,333.00

• 10/10/2012 14:1159

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PQ 614.-18

Bought 100 H

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14.04 10/10/2012 14:4452

-1,409.00 M

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@14:7517

13,271:23 2:13p

I ' 10/25/2012 14:26:57

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@ 14.21

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Mailing Date: July 25,2016 RESPONSE DUE DATE: August 15, 2016 Claim No: 1482863


Class Period: 8/19/20J1 through 11/20/2012, inclusive



Dear Claimant(s):


Your Claim may have been rejected for one or more reasons. If you wish to cure your Claim, please review the attached "Rejection Reason^)" document and respond accordingly. Please note the following when responding:



Very truly yours.




Claim No: 1482863

REJECTION REASONfS-)

1. THE CLAIM DOES NOT RESULT IN A "RECOGNIZED LOSS" AS DEFINED BY THE COURT-APPROVED PLAN OF ALLOCATION.

Under the terms of the Court-approved Plan of Allocation set forth in the Notice (which was contained in the Notice that was mailed to you along with your Claim Form, and is available for review on the Settlement website, www.hpsecuritieslitigationsettlement.comV the transactions included in the Claim Form for the Claim referenced on the first page of this notice do not calculate to a Recognized Loss, and, therefore, the Claim is not eligible to receive a recovery from the Net Settlement Fund.

Please note that your "Recognized Loss" is not intended to equal your actual "market loss" (the amount of money you actually lost), therefore it is possible that you lost money but still have no "Recognized Loss" under the Court-approved Plan of Allocation.

HOW TO RESOLVE: Unless you had purchases of eligible Hewlett-Packard Company ("HP") common stock during the Settlement Class Period (i.e., between August 19, 2011 and November 20, 2012) that are not included in the Claim Form you submitted, and/or your holding position(s) were incorrectly set forth, this is NOT a curable deficiency.

If you did have eligible purchases of HP common stock that were not reflected in your original submission and/or your holding position(s) were incorrectly set forth, you must submit all of the information and supporting documentation for those purchases and/or holding position(s) as called for in the Claim Form as well as documentation to support the disposition or retention of those additional shares. All transactions and holding positions in your Claim Form must be properly documented. Specifically, the supporting documentation must reflect the purchase/sale date for each transaction, the number of shares purchased/sold in each transaction and the price paid/received per share in each transaction. With respect to the required "holding" position(s), the documentation need only support the number of shares held as of the date(s) set forth in Claim Form. Acceptable documentation includes securities broker's confirmation slips, month and year-end account statements or similar documentation (handwritten or self-generated documents are not acceptable).

PLEASE NOTE: Curing this deficiency is an absolute requirement in order for the Claim to be eligible. If there are other deficiencies in the Claim and they are cured, the Claim still will not be eligible, even for "partial acceptance," unless you had additional purchases of HP common stock that are properly documented which would result in the Claim calculating to a Recognized Loss under the Court-approved Plan of Allocation.

***






•??:

CLAIM No: 1482863

Ref No:

In re HP Securities Litigation Settlement

c/o GCG


Dear Claims Administrator,

I am writing to you in response to the NOTICE OF REJECTION OF ENTIRE CLAIM that I have received the other day. It states that based on the review of the Claim Form that I had submitted^ my Claim has been conditionally rejected because it "DOES NOT RESULT IN A RECOGNIZED LOSS AS DEFINED BY THE COURT-APPROVED PLAN OF ALLOCATION".

I am sincerely perplexed by this Notice. 1 had purchased eligible HP common stock during the Settlement Class Period between August .19,-2011 and November 20, 2012. The purchases were made mostly ^ because of the false and misleading statements issued by the Defendant in relation to the acquisition of Autonomy and value the acquisition added to HP as a company and its common stock.

As a result of my purchases of the HP common stock during the Settlement Period I incurred heavy losses which I really hoped to at least partially offset through this HP Securities Class Action Litigation Settlement. I have carefully re-reviewed the Court-approved Plan of Allocation with corresponding dates and 1 believe that my losses in HP Common Stock, do qualify as a Recognized Loss as defined by the

• court. I am re-sending the statements from my brokerage and the print-out with consolidated purchases and sales of HP stock during the Settlement period. Unfortunately, the original Claim Form is no longer available on www.HPSecuritiesLitigationSettlement.com website. I hope that the Notice of Rejection is a result of an error either on my original Claim Form or elsewhere.

If my Claim is not cured, I will request a Court Review since I absolutely disagree with the Determination to reject my Claim. My losses are real and legitimate, occurred as a direct result of the Defendant's.

t actions, and this whole Litigation was initiated with the goal to correct that.

Sincerely,


Statement Reporting Period: 08y01/12-08/31/12 Ameritrade

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Tiffan^Sgeakmari

Edyta Czaplicka Thursday, December 08, 2016 12:05 PM

From: Sent:

DublinTasks To: FW: HP Securities Litigation Settlement Claim 1482863 HWD Notice Final.pdf


Tiffany Categories:

Please scan the below email to ATF in HWD

Edyta Czaplicka Project Manager, Operations 631-470-1B39 edyta.czaplicka(3!qardencitvqroup.com

Garden Cily Group, LLC 1985 Marcus Ave. Lake Success, NY 11042


From: Luiggy Segura . Sent; Tuesday, October 18, 2016 3:57 PM To: Cc: HWDInfo Subject: HP Securities Litigation Settlement Claim 1482863

As discussed over the phone, according to the Court-approved Plan of Allocation, the claim is not calculating to a Recognized Loss. '

Specifically, your claim was processed based on paragraph 8; section "B" of the Court-approved Plan of Allocation. For' your convenience, attached is the Notice for the HP Securities Litigation Settlement with highlighted portions releyant to L . your claim. . . .: ' -

Please review the Plan of Allocation and reply to this email to confirm the withdrawal of your request for the Court to review your claim.


Thank you,


1


GCG'; Gardan City Group, LLC 1965 Marcus Ave. Lake Success, NY 11042 T:631-47Q-5156 luiqgy.seQuragiqardencitvarQUp.com | www.qardencitvqroup.com

u

t

I


UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA

SAN FRANCISCO DIVISION

MASTER FILE NO. 3:12-CV-0598b-CRB IN RE HP SECURITIES LITIGATION. This Document Relates To: AH Actions

CLASS ACTION

NOTICE OF PENDENCY OF CLASS ACTION AND PROPOSED SETTLEMENT, SETTLEMENT FAIRNESS HEARING AND MOTION FOR ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES

A U.S. Federal Court authorized this Notice. This is not a solicitation from a lawyer.

Notice of Pendency of Class Action: Please be advised that your rights may be affected by a class action lawsuit (the"Action") pending in the United States District Court for the Northern District of California (the "District Court" or "Court") if, during the period' -between August 19, 2011 and November 20, 2012, inclusive (the "Settlement Class Period"), you purchased or otherwise acquired the • publicly traded common stock of Hewlett-Packard Company ("HP" or the "Company"). . • "

Notice of Pendency of Settlement: Please also be advised that the Court-appointed Lead Plaintiff PGGM Vermogensbeheer B.V. {"PGGM" or "Lead Plaintiff), on behalf of itself and the proposed Settlement Class (as defined in below), has reached a proposed settlement of the Action with defendants HP and Margaret C. Whitman (together, the "Settling Defendants") for a total of $100,000,000 in cash that, if approved, will resolve all claims in the Action.1 ' .

PLEASE READ THIS NOTICE CAREFULLY. This Notice explains important rights you may have, Including the possible receipt of cash from the Settlement. If you are a Settlement Class Member, your legal rights will be affected whether or not you act. -

Description of the Action and Settlement Class: This Notice relates to a proposed Settlement of claims in a-' pending class action lawsuit brought by investors alleging that the price of HP's publicly traded common stock was artificially inflated . during the Settlement Class Period as a result of alleged false and misleading statements concerning HP's acquisition of Autonomy Corporation pic ('Autonomy"), including statements regarding Autonomy's value and the reasons for Autonomy's poor performance after its acquisition. The proposed Settlement, if approved by the Court, will settle claims of all persons who purchased or otherwise acquired HP's publicly traded common stock between August 19, 2011 and November 20, 2012, inclusive (the "Settlement Class"), , except for certain persons and entities who are excluded from the Settlement Class by definition (see Question € below) or who timely and validly elect to exclude themselves from the Settlement Class (see Questions 13-15 below). .

Statement of Settlement Class's Recovery; Subject to Court approval, and as described more fully below, Lead Plaintiff, on behalf of itself and the Settlemenl Class, has agreed to seltle all claims based on the purchase or acquisition of HP's publicly traded common stock that were or could have been asserted in the Action in exchange for a payment of $100,000,000 in cash (the "Settlement Amount") to be deposited into an escrow account (the "Settlemenl Fund"). The Net Settlement .Fund {i.e., the . Settlement Fund less any: (i) Taxes; (ii) Notice and Administration Costs; (iii) Litigation Expenses awarded by the District Court; and (Iv) attorneys' fees awarded to Lead Counsel by the District Court) will be distributed in accordance with a plan of allocation of settlement ' proceeds that is subject to Court approval. The proposed plan of allocation (the "Plan of Allocation") is attached hereto as Appendix A. The Plan of Allocation may be modified by the Court without further notice. . .

Statement of Average Amount of Recovery Per Share: Lead Plaintiff's .damages expert estimates that approximately 973 million shares of HP publicly traded common stock purchased or otherwise acquired during the Settlement Class Period (i.e., between August 19, 2011 and November 20, 2012, inclusive) may have been damaged by the conduct at issue in the' " Action: If all Settlement Class Members elect to participate in the Settlement, the estimated average recovery per damaged share of HP common stock would be approximately $0,10 of the $0.39 average damages per share as estimated by Lead PlaintffFs'damages ' expert before deduction of Court-awarded attorneys' fees and Litigation Expenses and the costs of providing notice and administering the Settlement. Settlement Class Members should note, however, that this is only an estimate based on the overall number of ' potentially damaged shares. Some Settlement Class Members may recover more or less than the estimated average recovery per share. Settlement Class Member recoveries will depend on, among other things: (i) the number of claims submitted; (ii) the amount of HP common stock purchased and/or acquired by the Settlement Class Member; (iii) the liming of such purchases and/or acquisitions; .. . (iv) whether the Settlement Class Member sold his, her, or its shares of HP common stock and, if so, when; (v) administrative costs; • including the costs of notice; and (vi) the amount of attorneys' fees and Litigation Expenses awarded by the Court.2 • .

Statement of Settling Parties' Position on Liability and Damages: The Settling Defendants have denied and' ' continue to deny all claims and contentions by Lead Plaintiff, as well as all charges of wrongdoing or liability against them arising out of' or related to any of the conduct, statements, acts, or omissions alleged, or that could have been alleged in the Action. The Settling Defendants believe the Action has no merit. The Settling Defendants deny that they made any false or misleading statements during . the Settlement Class Period, that they had the state of mind required to render any of the alleged misrepresentations and omissions actionable, and that any alleged loss was caused by any alleged misrepresentations. The Lead Plaintiff disputes ail of the foregoing.

< 4.

1 All capitalized lerms used in this Notice that are not otherwise defined herein shall have the meanings provided in the Stipulation of Settlement and Release dated June 8; • 2015 flhe "Slipiitetion'l. which is available on the wnbsila www.(HPSecunliest.HiaalionSetttemBnt.com. . ' '• •

5 See. e.g., 1[4 of Ihe Plan ol Allocation attached hereto as Appendix A, for a discussion of claims arising out of purchases/acquisitions of publicly traded HP common stock • made prior to May 23.2012, which were previously dismissed by the Court in its November 26, 2013 Order. ' -


i,J.

As a result, the Settling Parlies disagree on a number of issues, including, but not limited to: (i) whether the federal securities laws . were violated by the Settling Defendants' acts as alleged in the Complaints; (ii) whether statements made by the Settling Defendants to

the investing public concerning the acquisition of Autonomy were false and misleading; and (iii) to what extent the members of the Settlement Class have sustained damages, and the proper measure of damages.

. S. . Statement of Attorneys' Fees and Expenses Sought: Court-appointed Lead Counsel, Kessler Topaz Meltzer & ' ' Check, (.LP, has litigated the claims asserted in this Action on a wholly contingent basis since its inception and has conducted this

.. . litigation and advanced the expenses of litigation with the expectation that if it was successful in recovering money for the Settlement Class, it would receive fees and be paid for its expenses from the Settlement Fund, as is customary in this type of litigation. Court

. appointed Lead Counsel will apply to the Court for an award of attorneys' fees in an amount not to exceed eleven percent (11%) of the Settlement Amount, net-of Litigation Expenses, a percentage that was specifically negotiated by Lead Plaintiff in advance of this litigation pursuant to a fee grid which varied based upon the amount recovered and the point during the litigation at which the settlement

>' was'achieved,3 Lead Counsel's lodestar is approximately $8.5 million, a figure calculated by multiplying the hours expended to date on the Action by Lead Counsel for each attorney and professional by their respective hourly rates. If Lead Counsel applies for attorneys' fees in the amount of eleven percent (11%) of the Settlement Amount, net of Litigation Expenses, Lead Counsel will be seeking a multiplier of. less than 1.3 on its lodestar. Lead Counsel will also apply to the Court for reimbursement of Litigation Expenses in an amount-not to exceed $1.25 million, plus interest earned on both the fees and Litigation Expenses awarded at the same rate earned on

' this Settlement Fund, all to be paid from the Settlement Fund. The maximum amount of Litigation Expenses set forth above includes an estimate for reimbursement from the Settlement Fund for costs and expenses (including lost wages) incurred by Lead Plaintiff in connection with its representation of the Settlement Class in accordance with 15 U.S.C. § 78u-4(a)(4), in an amount not lo exceed

' $175,000. This amount represents reimbursement to be sought for the time expended by the Lead Plaintiff in representing the Settlement Class in this Action, that otherwise would have been spent on daily tasks by employees and personnel of PGGM. The amount Lead Plaintiff will seek will be based upon the hourly rates charged or calculated based upon the annual salaries of the

. ' individuals at PGGM who devoted time to this Action, multiplied by the number of hours they expended. Such time includes hours expended on document collection and production, attendance at a hearing, attendance at mediation, preparation for and attendance at depositions and participation in litigation strategy decisions. Lead Plaintiffs approval and recommendation of the Settlement is

. completely independent of the reimbursement award, such that if a lesser award or no award is granted, Lead Plaintiff still recommends the Settlement. If the above Litigation Expenses are requested and approved by the Court, the average cost per damaged share of HP

' common stock will be approximately 50.0124. Please note that this amount Is only an estimate.4

Identification of Attorneys' Representatives: Lead Plaintiff and the Settlement Class are represented by: Eli R. • Greenstein, Esq., One Sansome Street, Suite 1850, San Francisco, CA 94104, (415) 400-3000 and Andrew L. Zivitz, Esq. and Stacey

M. Kaplan, Esq., 280 King of Prussia Road, Radnor, PA 19087, (610) 667-7706, all of Kessler Topaz Meltzer & Check, LLP, www.ktmc.com.

6.

Reasons for the Settlement: Lead Plaintiffs principal reason for entering into the Settlement is the immediate cash benefit to the Settlement Class, without further risk or the delays inherent in continued liligation. The cash benefit under the Settlement

. must be considered against the significant risk that a smaller recovery - or, indeed, no recovery at all - might be achieved after contested motions, trial, and likely appeals, a process that could last several years into the future. Lead Plaintiff also believes that the Settlement is a favorable result in light of the risks of continued litigation. For the Settling Defendants, who have expressly denied and continue to deny all allegations of liability, fault, or wrongdoing whatsoever, the principal reason for entering into the Settlement is to eliminate the expense, risks, and uncertainty of further litigation to themselves and HP's shareholders.

YOUR LEGAL RIGHTS AND OPTIONS IN THIS SETTLEMENT: This is the only way to be eligible to receive a payment from the Settlement, if you are a Settlement Class Member and you remain in the Settlement Class, you will be bound by the Settlement as approved by the Court whether or not you submit a Claim Form. Instructions as to how to request a Claim Form are contained below. See Question 9 below. ,

SUBMIT A CLAIM FORM POSTMARKED NO LATER THAN OCTOBER 31, 201S

EXCLUDE YOURSELF FROM THE SETTLEMENT CLASS BY SUBMITTING A WRITTEN REQUEST FOR EXCLUSION SO THAT IT IS RECEIVED NO LATER THAN OCTOBER 14. 2015 OBJECT TO THE SETTLEMENT BY SUBMITTING A WRITTEN OBJECTION SO THAT IT IS FILED OR POSTMARKED NO LATER THAN OCTOBER 14, 2015 ^

If you exclude yourself from the Settlement Class, you will not be eligible to receive, a ' payment from the Settlement. This is the only option that potentially allows you to ever

bring or maintain your own lawsuit against the Settling Defendants and the other Released Parties, or to be pari of another lawsuit, concerning the claims being resolved in this Settlement. See Questions 13-15 below.

i

If you do not like the proposed Settlement, the proposed Plan of Allocation, and/or the requests for attorneys' fees and Litigation Expenses, you may write to the Court and explain why you do not like them. You cannot object to the Settlement, the Plan of Allocation or the requests for attorneys' fees and Litigation Expenses unless you are a Settlement Class Member and do not exclude yourself.

3 Court-awarded Litigation Expanses, Including any reimbursement of Lead Plaintiffa COBIS and expanses, swill be deducted from 1he Settlement Amount prior to applying any -Court-approved percentage for attorneys' fees In accordance with the Court's standard practice of awarding attorneys' tees on a net basis '

* The estimated notice and claims administration costs for this Settlement, which shall be paid out of the Setllement Amount, are $2.5 million. The cost is only an estimate, however, as the administration has not fully commenced as of the date of this Notice The costs of notice and claime administraiion will largely depend upon ihe number of NoLices mailed and the number of claims submitted for processing. If the attorneys' fees and Litigation Expenses requested are approved by the Court and the notice and

- claims administration co&ts are 52.5 million, the average cost per damaged share of HP common atocK for all ol thase expenditures will be approximately $0,015.

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GO TO A HEARING ON NOVEMBER 13, :015 AT 10:00 A.M., AND FILE A NOTICE OF INTENTION TO APPEAR SO THAT IT IS FILED OR POSTMARKED NO LATER THAN OCTOBER 14. 2015 -

Filing a written objection and notice of intention to appear allows you to speak' in Court about the fairness of the proposed Settlement, the proposed Plan of Allocation, and/or the requests for attorneys' fees and Litigation Expenses. If you submit a written objection, you may (but do not have to) attend the hearing and speak to the Court about your objection. If you do not attend the hearing, the Courtwill still consider your objection.

If you are a member of the Settlement Class and you do not submit a Claim Form, you will not be eligible to receive any payment from the Settlement. You 'will, however, remain a member of (he Settlement Class, which means that you give up your right to sue about the claims that are resolved by the Settlement and you will be bound by any judgments or orders entered by the Court in the Action.

• These rights and options - nd the deadlines to exercise them - are explained in this Notice. Please note: the date and time of the Settlement Hearing - currently scheduled for November 13, 2015 at 10:00 a.m. - is subject to change without further notice to the Settlement Class. If you plan to attend the Settlemenl Hearing, you shoutd check the website, www.HPSecuritiesUtiqationSettlement.com. the Court's PACER site or with Lead Counsel as set forth above to confirm thai no change to the date and lime of the hearing has been made. . .

DO NOTHING

• .The Court in charge of this case stiN has to decide whether to approve the Settlement. .Payments will be made if the Court -approves the Settlement and, if (here are any appeals, after appeals are resolved. Please be patient.

[END OF COVER PAGE]

WHAT THIS NOTICE CONTAINS

.-PAGES 4-5 BASIC INFORMATION 1. Why was this Notice issued? 2. What is this lawsuit about? 3. Why is this a class action? 4. Why is there a settlement? WHO IS IN THE SETTLEMENT

How do I know if I am part of the Settlement? 6. Are there exceptions to being included?

I am still not sure if I am included. THE SETTLEMENT BENEFITS - WHAT YOU GET 6. What does the Settlement provide? 9. How much will my payment be? 10. What am I giving upas part of the Settlement? 11. How can I get a payment? 12. When will I get my payment? EXCLUDING YOURSELF FROM THE SETTLEMENT CLASS 13. If t exclude myself, can I get money from this Settlement? 14. If l do not exclude myself, can I sue later? 15. How do I get out of the Settlement Class? THE LAWYERS REPRESENTING YOU 16. Do 1 have a lawyer in this case? 17. How will the lawyers be paid? OBJECTING TO THE SETTLEMENT 16. How do I tell the Court if I do not like the Settlement? 19. What Is the difference between objecting and excluding? THE COURT'S SETTLEMENT HEARING 20. When and where will the Court decide whether to approve the Settlement? 21. Do I have to come to the settlement hearing? 22. May I speak at the settlement hearing? IF YOU DO NOTHING..... 23. What happens if I do nothing at all? GETTING MORE INFORMATION 24. How do I gel more information? INFORMATION FOR BROKERS AND OTHER NOMINEES 25. What if I purchased publicly traded HP common stock for a beneficial owner? PLAN OF ALLOCATION OF NET SETTLEMENT FUND AMONG SETTLEMENT CUSS MEMBERS

PAG£5

PAGES-5-6

PAGES 6-7

PAGES 7-8.

...... PAGE 8

PAGES &-9

PACE9

PACE 9

PAGE 9

APPENDIX A

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BASIC INFORMATION

1. Why was this Notice issued?

This Nolice is being sent to you pursuant to an Order of a U.S. Federal Court because you or someone in your family or an investment account for which you serve as custodian may have purchased or otherwise acquired HP's publicly traded common stock during the

" • ' Settlement Class Period. This Notice explains the lawsuit, the terms of the Settlement and your legal rights and options in connection with the Settlement before the Court decides whether to approve the Settlement. This Notice is afso being sent to inform you of the

' Settlement Hearing to be held by the Court to consider the fairness, reasonableness and adequacy of the Settlement, the Plan of Allocation.-and the requests for attorneys' fees and reimbursement of Litigation Expenses.

' The Honorable Charles R. Breyer of the United States District Court for the Northern District of California is presiding over the case . known as In HP.Securities.Litigation, No. 3:12-cv-05980-CRB (N.D. Cal.). The persons or entities that are suing are called plaintiffs,

' - and those who are being sued are called defendants. In this case, the Court has appointed PGGM to serve as "Lead Plaintiff" under a federal law governing securities class actions and has appointed the law firm of Kesster Topaz Meftzer & Check, LLP ("Kessler Topaz")

' as Lead Counsel in the Action. The Settling Defendants are HP and Margaret C. Whitman ("Whitman''). The proposed Settlement discussed in this Nolice will resolve all claims against the Settling Defendants and the other Released Parties, thereby concluding this

•• litigation if approved, • '

Receipt of this Notice does not necessarily mean that you are a Settlement Class Member or that you will be entitled to receive ' proceeds from the Settlement. If you wish to be eligible to participate in the distribution of the proceeds from the Settlement, you will be required to submit the Claim Form that is included with this Notice, as described in Question 9 below.

t

2. What is this lawsuit about?

Beginning on November 26, 2012, the first of three class action complaints against HP and other defendants was filed in this Court, alleging violations of the federal securities laws and captioned as follows: Nicolow v. Hewlett-Packard Co., Case No. 12-cv-05980-CRB

. (the "Original Complaint").. By Order dated March 4, 2013, the Court consolidated the foregoing action and any related cases under the • • caption In re HP Securities Litigation, Case No, 12-cv-O598O-CR0. By the same Order, the Court appointed PGGM as Lead ' Plaintiff. By Order dated March 7, 2013,.the Court appointed Kessler Topaz as Lead Counsel.

On' May 3, 2013, Lead Plaintiff filed the operative complaint in the Action, the Consolidated Complaint for Violation of the Federal ' Securities Laws (the "Consolidated Complaint"), asserting claims under Sections 10(b) and 20(a) of the Securities Exchange Act of

1934 against Defendants. The Consolidated Complaint alleges, among other things, that during the relevant time period, Defendants made false and misleading statements related "to the acquisition of Autonomy, includihg statements regarding Autonomy's value and the reasons for Autonomy's poor performance after its acquisition by HP. On November 20, 2012, HP announced the write-down of 85% of Autonomy's purchase price due to, inter alia, serious accounting improprieties at Autonomy.

On July 2, 2013, Defendants5 moved to dismiss the Consolidated Complaint. Following full briefing and oral argument on Defendants' . motions, the Court, on November 26, 2013, granted in part and denied in part Defendants' motions to dismiss, thereby dismissing all

Defendants except HP and Whitman and dismissing all allegedly false and misleading statements made prior to May 23, 2012.

< On November 4, 2014, Lead Plaintiff filed a motion to certify this Action as a class action, to certify Lead Plaintiff as class representative •- and to appoint Kessler Topaz as class counsel. At the time the Settlement was reached, the Court had yet to rule upon the class

. certification motion. - -

During-the course of the Action, the Settling Parties have conducted extensive discovery, including Lead Plaintiffs review of over ' 80,000 pages of documents produced by Settling Defendants and third parties, In addition, the Settling Parties, through their counsel,

had several in-person and telephonic settlement discussions, mediations and arm's-length negotiations with the assistance of an experienced mediator lasting for the better part of a year, before reaching an agreement-in-principle to settle the Action in May 2015. These proceedings involved several mediation submissions, supplementations and document productions that assisted the parties and

' the mediator in evaluating the parties' respective positions and the strengths and weaknesses of their case and their defenses.

3. Why is this a class action?

In a class action lawsuit, one or more persons or entities known as class representatives - in this case, for purposes of Settlement, ' Lead Plaintiff PGGM - asserts legal claims on behalf of all persons and entities with similar legal claims. All of these persons or entities together,are referred to as the "Settlement Class" or as "Settlement Class Members." One Court resolves the issues for all Settlement Class Members, except for any persons or entities who choose to exclude themselves from the Settlement Class {see Question 15 below), if the Court determines that a class action is an appropriate method to do so.

5 "Defendants" are HP, Whitman. Leo Apottieker, Shane V. Robison, Catherine A. Lesjak, Raymond J. Lane and James T, Murrin (the "HP Defendants') and Michael R. Lynch.

4


4. Why is there a settlement?

Settling Defendants have agreed to settle the Action. The Court did not decide in favor of Lead Plaintiff or Setlfing Defendants. The Settling Parties disagree on both liability and the amount of damages that could be won if Lead Plaintiff had prevailed at trial. ' Specifically, the Settling Parties disagree, among other things, on (1) whether the statements made or facts allegedly omitted were' material, false or misleading, (2) whether Settling Defendants are otherwise liable under the securities laws for those statements or omissions, (3) the average amount of damages per share of publicly traded HP common stock, if any, that would be recoverable if Lead Plaintiff was to prevail, and {4) whether the alleged misleading statements caused any part of Lead'Plaintiffs losses. '

The claims advanced by Lead Plaintiff in this Action involve numerous legal and factual issues, which would require additional discovery, including expert discovery, which would add considerably to the expense, complexity and duration of the litigalion. If the Action were to proceed, Lead Plaintiff would have to overcome significant defenses. Based upon their investigation, formal discovery . and extensive mediation efforts, and after considering {a) the attendant risks of litigation and (b) the desirability of permitting the Settlement to be consummated as provided by the terms of the Stipulation, Lead Plaintiff and its lawyers, Lea'd Counsel,' believe that the Settlement is in the best interests of the Settlement Class Members. • • .

Settling Defendants have denied the claims asserted against them in the Action and deny, having engaged in any. wrongdoing or violation of law of any kind whatsoever. Settling Defendants have agreed to the Settlement solely to eliminate the burden and expense of continued litigation. Accordingly, the Settlement may not be construed as an admission of Settling Defendants'wrongdoing. ••••••

WHO IS IN THE SETTLEMENT

To see If you will receive money from this Settlement, you first have to determine if you are a Settlement Class Member.

5. How do I know If I am part of the Settlement?

Judge Breyer has determined that everyone who fits the following description is a Settlement Class Member, unless you are excluded ' from |he Settlement Class as described in Question 6 below: All Persons who purchased or otherwise acquired HP's publicly traded common stock between August 19, 2011 and November 20, 2012, inclusive. .

PLEASE NOTE: RECEIPT OF THIS NOTICE DOES NOT MEAN THAT YOU ARE A SETTLEMENT CLASS MEMBER OR THAT YOU WILL BE ENTITLED TO RECEIVE PROCEEDS FROM THE SETTLEMENT. IF YOU ARE A SETTLEMENT CLASS MEMBER AND YOU WISH TO BE ELIGIBLE TO PARTICIPATE IN THE DlSTRlBUTtON OF PROCEEDS FROM THE SETTLEMENT. YOU ARE REQUIRED TO SUBMIT THE CLAIM FORM THAT IS BEING DISTRIBUTED WITH THIS NOTICE AND THE REQUIRED , SUPPORTING DOCUMENTATION AS SET FORTH THEREIN POSTMARKED NO LATER THAN OCTOBER 31. 2015,

6. Are there exceptions to being included?

Yes. Excluded from the Settlement Class are all Released Parties. Also excluded from the Settlement Class are any persons or entities who exclude themselves from the Settlement Class by submitting a timely request for exclusion in accordance with the - , requirements set forth in this Notice. . .

7. I am still not sure if I am included.

If you are not sure whether you are a Settlement Class Member, you may visit www,HP5ecuritiesLitigationSettlement.com or you can • contact the Claims Administrator for the Settlement, GCG, by writing to In re HP Securities Litigation Settlement, do |3CG, P.O. Box 10224, Dublin, Ohio 43017-5724, or by calling (888) 905-9382, You may also want to contact your broker to see if you purchased and/or otherwise acquired the publicly traded HP common stock eligible to participate in the Settlement. • ,

THE SETTLEMENT BENEFITS-WHAT YOU GET .

8. What does the Settlement provide?

The Settlement provides for the payment of 3100,000,000 on behalf of the Settling Defendants. If the Settlement is' approved, the Net Settlement Fund (as defined above), will be distributed to eligible Settlement Class Members. •

9. How much will my payment be?

The proposed Plan of Allocation provides for distribution of the Net Settlement Fund to each Settlement Class Member who submits a timely and valid Claim Form to the Claims Administrator, in accordance with the requirements established by the Court, and who is • approved for payment from the Net Settlement Fund ("Authorized Claimant"). Your share of the Net Settlement Fund will depend on, among other things, the number of valid Claim Forms submitted, how many shares of HP common stock you purchased or otherwise acquired during the Settlement Class Period and when you purchased, acquired, and sold such shares, "

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1 I ' All Claim Forms must be postmarked no later than October 31, 2015 addressed as follows;

' In re HP Securities Litigation Settlement • ' c/o GCG

. ' . Claims Administrator • ' • • • • •• p.O, Box 10224

' . . Dublin, Ohio 43017-5724

Unless otherwise ordered by the Court, any Settlement Class Member who fails to submit a properly completed and signed Claim Form within such period as.may be ordered by the Court shall be forever barred from receiving any payments pursuant

' to the Settlement, but will in all other respects be subject to the provisions of the Stipulation entered into by the Settling . Parties, including the releases set forth therein, and the final judgment entered by the Court.

The Plan of Allocation is a matter separate and apart from the proposed Settlement, and any decision by the Court concerning the Plan of Allocation shall not affect the validity or finality of the Settlement. The Court may approve the Pian of Allocation with or without modifications agreed to among the Settling Parties, or another plan of allocation, without further notice to Settlement Class Members.

The proposed Plan of Allocation, which is subject to Court approval, is attached as Appendix A to this Notice. Please review the Plan of Allocation carefully. '

10. What am I giving up as part of the Settlement?

If the Settlement is approved by the Court and becomes final, you will be releasing all Defendants and certain of their related parties {i.e., the "Released Parlies" as set forth in paragraph 1(bb} of the Stipulation) for all of the Settled Claims defined in paragraph 1(dd} of

- the Stipulation. The "Settled Claims" are those claims brought in this case or that could have been brought in this case and relate to the . purchase'and/or.acquisition of publicly traded HP common stock during the Settlement Class Period, as fully defined in the Stipulation.6

The Stipulation is available at www.HPSecuritiesLitioaVionSettlement.com. The Stipulation describes the Settled Claims with specific description, so please read it carefully.

' . 11. How can I get a payment?

If you are a Settlement Class Member you will need to submit a Claim Form and the necessary supporting documentation to establish your potential eligibility to share in the Net Settlement Fund. A Claim Form is included with this Notice, or you may obtain one from the

. website maintained by the Claims Administrator, www.HPSecuritiesLitiaationSettlement.com. or you may request that a Claim Form be mailed to you by contacting the Claims Administrator toll free at (686) 965-9382. Submitting a Claim Form does not necessarily guarantee that you will receive a payment. Please refer to the Plan of Allocation attached as Appendix A hereto for further information

. on how Lead Plaintiff proposes the Net Settlement Fund will be allocated. Please retain all records of your ownership of and - .transactions in HP common stock, as (hey may be needed to document your claim.

12. When will I get my payment?

' If the Settlement is approved, there may be appeals. It is always uncertain whether these appeals can be resolved favorably, and resolving them can take time. It also takes time for the Claims Administrator to review and process all of the Claim Forms that are submitted and to calculate pursuant to the Plan of Allocation how much each claimant should receive. Please check the website for updates. . •

. EXCLUDING YOURSELF FROM THE SETTLEMENT CLASS

- If you do not want to be eligible to receive a payment from this Settlement, but you want to keep the right to potentially sue or continue to sue Settling Defendants or the Released Parties on your own about the same claims being released in this Settlement, then you must take steps to exclude yourself from the Settlement Class. This is sometimes referred to as "opting out" of the class. See Question 15 below. Lead Counsel and Lead Plaintiff offer no opinion as to whether you will be able to sue or participate In any other

. - actions against the Settling Defendants o; the Released Parties related to the claims in this Action if you exclude yourself from the Settlement Class as further explained in response to Question 14 below.

13. If I exclude myself, can I get money from this Settlement?

No. If you exclude yourself from the Settlement Class, you will not be eligible to receive a payment from this Settlement, and you cannot • ' object \o this. Settlement. You will not be bound by anything that happens in this lawsuit, and you may be able to sue Settling

• Defendants or the other Released Parties on your own in the future.

8 'Settled Claims' does not include any claims (i) that members of the Settlement Class may have arising solely under ERISA, including without limitalion in the action captioned In re HP Litigation, No. 0-12-6199 (N D. Cal.), (ii) that members ol the Settlement Class may have solely in a derivative capacity, including withoul limitation In the action captioned In re HP Shamholder Derivaliva Litigation, No. 0-12-6003 ORB (N.O. Cal). or (ill) to enforce the terms of the Settlement. For the avoidance of doubt. Settled Claims also excludes any and all claims referenced in paragraph 8 of the Stipulation.

6


j

14. If I do not exclude myself, can I sue later?

No. Unless you exclude yourself, you give up any right you may pofenf/atfy have lo sue the Settling Defendants or any of the other Released Parties for the claims being released by this Settlement. If you have a pending lawsuit relating to the claims being released in the Action, you should speak lo your lawyer in that case immediately.

Should you elect to exclude yourself from the Settlement Class, you should understand that the Settling Defendants and the . Released Parties will have the right to assert any and all defenses they may have to any claims that you may seek to assert. Although the Settling Defendants have decided to settle the Action In its entirety in order to eliminate the burden and expense of continued litigation, the Settling Defendants will retain and are not waiving in any way the right to assert that any subsequent claims asserted by any individual Settlement Class Members who exclude themselves from the Settlement Class are otherwise subject to dismissal, or otherwise lack merit. <

15. How do I get out of the Settlement Class?

To exclude yourself from the Settlement Class, you must send a letter by mail saying that you want to be excluded from the Settlement Class in In re HP Securities Litigation, No, 3:12-cv-O598O-CR0 (N.D. Cal.). Be sure to include your name, address, and telephone number. Your request for exclusion must also provide information containing your transactions in HP publicly traded common-stock, including (i) the number of shares of HP's publicly traded common stock held as of August 19, 2011, the first day of the Settlement Class Period; (ii) the number of shares of HP's publicly traded common stock purchased or otherwise acquired during the Settlement Class Period, and if any such shares were sold, how many shares were sold; (ili) the prices or other consideration paid or received for ' • such shares; and (iv) the date of each purchase, acquisition or sale transaction. The request must be signed by the person or entity requesting exclusion. You must mail your exclusion request so that it is received no later lhan October 14,2015 to;

In re HP Securities Litigation Settlement ' • c/o GCG .

Claims Administrator ' • P.O. Box 10224 * * • ' "

Dublin, Ohio 43017-5724 • •

• Please keep a copy of everything you send by mail, in case it is lost or destroyed during mailing. '

• You cannot exclude yourself over the phone or by e-mail. ' '

Pursuant to the terms of a separate supplemental agreement between the Settling Parties, the Settling Parlies shall have the option to terminate the Settlement in the event that members of the Settlement Class," who purchased and/or acquired a certain amount of publicly traded HP common stock and would otherwise be entitled to participate in the Settlement Class, timely and. validly request exclusion in accordance with the requirements set forth in this Notice. '

THE LAWYERS REPRESENTING YOU

16. Do I have a lawyer in this case?

The Court has appointed the law firm of Kessler Topaz Meltzer & Check, LLP to represent you and the other Settlement Class • Members. These lawyers are referred to as Lead Counsel. You may contact Lead Counsel as follows. Eli R. Greenstein, Esq., One Sansome Street, Suite 1850, San Francisco, CA 94104, (415) 400-3000 or Andrew L. Zivltz, Esq. and Sfacey M. Kaplan, Esq ,-2B0. . King of Prussia Road, Radnor, PA 19087, (610) 667-7706, all of Kessler Topaz Meltzer & Check, LLP, www.ktmc.com., You will not be. separately charged for these lawyers beyond your pro rata share of any attorneys' fees and Litigation Expenses awarded by the Court that will be paid from the Settlement Fund. If you want lo be represented by your own lawyer^ you may hire one at your own expense.

17. How will the lawyers be paid?

Lead Counsel has not received any payment for its services in pursuing claims against the Defendants on behalf of the Settlement , . Class, nor has Lead Counsel been paid for its expenses which have been incurred in prosecuting and resolving the Action. - Before final -approval of the Settlement, Court-appointed Lead Counsel will apply to the Court for an award of attorneys' fees in an amount not to exceed eleven percent (11%) of the Settlement Amount, net of Litigation Expenses, a percentage that was specifically negotiated by Lead Plaintiff in advance of this litigation pursuant to a fee grid which varied based upon the amount recovered and the point during the' litigation at which the settlement was achieved.7 Lead Counsel will also apply for reimbursement of Litigation Expenses in an amount not to exceed $1 25 million, plus interest earned on both the fees and Litigation Expenses awarded at the same rate earned on the Settlement Fund, all to be paid from the Settlemenl Fund. The maximum amount of Uligation Expenses set forth above includes an

1 Court-awarded Litigation Expenses, including any cosls end expenses awarded to the Lead Plaintiff, will be deducted from the Settlement Amount prior to applying any Court-approved percenisge for attorneys' fees in accordance with the Court's standard practice of awarding attorneys' fees on a net basis, As set forth above; Lead ' Counsel's lodestar is approximately SB.5 million, a figure calculated by multiplying the hours expended to date on the Action by Lead Counsel for each attotnej1 and professional by their hourly rale. It Lead Counsel applies lor atlomeye' lees in the amount of 11% of the Setttement Amount, net of Litigation Expenses, Lead Counsel will be seeking a multiplier of less lhan 1 3 on its lodestar. ' ' •

I

7


estimate for reimbursement from the Settlement Fund for costs and expenses (including lost wages) incurred by Lead Plaintiff in connection with its representation of the Settlement Class in accordance with 15 U.S.C § 78u4{a)(4)1 in an amount not to exceed $175,000. The Court may award less than the requested amounts. Any payments to the attorneys for fees or expenses, now or in the future, will first be approved by the Court,

OBJECTING TO THE SETTLEMENT

' You can tell the Court that'you do not agree with the Settlement, the Plan of Allocation, Lead Counsel's request for an award of attorneys' fees and Litigation Expenses, or Lead Plaintiffs request for reimbursement of costs and expenses. ,

. 18. How do I tell the Court if I do not like the Settlement?

If you are a Settlement Class Member who has not sought to exclude yourself from the Settlement Class, you can object to the • Settlement if you do not like any part of it. The Court can only approve or deny the Settlement You cannot ask the Court to order a

- ' larger settlement. If the Coiirt denies approval of the Settlement, no settlement payments will be sent out and the Action will continue.

To object, you must send a letter to the Court saying that you object to the Settlement in the /n re HP Securities Legation, No. 3:l2-cv-05980-CRB (N.D, Cat.) and the reasons why you object to the Settlement. Be sure to include your full name, address and telephone number. An objector must also include the following information: (i) a list and documentation of all of his, her or its transactions involving HP's publicly traded common stock during the Settlement Class Period, including brokerage confirmation receipts or other competent documentary evidence of such transactions, including the amount and date of each purchase, acquisition or sale and the .price paid and/or received; (ii) a written statement of all grounds for the objeclion accompanied by any legal support for the objection; (iii) copies of any papers, briefs or other documents upon which the objection is based; (iv) a list of any persons who will be called to testify in support of the objection; (v) a statement of whether the objector intends to appear at the Settlement Hearing; (vi) a list of other cases in which the objector or the objector's counsel have appeared either as settlement objectors or as counsel for objectors in the preceding five years; and (vii) the objector's signature, even if represented by counsel. If you intend to appear at the Settlement Hearing through counsel, the objection must also state the identity of all attorneys who will appear on your behalf at the Settlement

.' Hearing. Any Settlement Class Member who does not make his, her or its objection in the manner provided for herein shall be deemed ... to"have waived such objection and shall forever be foreclosed from making any objection to the fairness or adequacy of the Settlement

as reflected in the Stipulation, to the Plan of Allocation or to the applications for attorneys' fees and reimbursement of Litigation Expenses. If you are not a member of the Settlement Class, you cannot object to the Settlement as it does not affect you.

Any objection must be submitted to the Court either by mailing the objection to the Class Action Clerk at the address below or by filing . ' the objection in person at any location of the United States District Court for the Northern District of California, such that the objection is

. filed or postmarked on or before October 14.2015:

United States District Court Northern District of California • Class Action Clerk .

450 Golden Gate Avenue San Francisco, CA 94102

. 19. What is the difference between objecting and excluding?

Objecting is simply telling the Court that you do not like something about the Settlement, the Plan of Allocation, and/or the application •for attorneys' fees and Litigation Expenses. You can object only if you stay in the Settlement Class, Excluding yourself is telling the

. Court that you do not want to be part of the Settlement. If you exclude yourself, you have no basis to object because the case no longer affects you. ' •

THE COURT'S SETTLEMENT HEARING

The Court will hold a hearing to consider whether to approve the Settlement, the Plan of Allocation and the applications for attorneys' fees and Litigation Expenses. You may attend and you may ask to speak, but you do not have to.

20. When and where will the Court decide whether to approve the Settlement?

The Court will hold a Settlement Hearing at 10:00 a.m., on November 13, 2015, in Courtroom 6 on the 17m Floor before the Honorable Charles R. Breyer at the United States District Court for the Northern District of California, San Francisco Courthouse, 450 Golden Gate Avenue, San Francisco, CA 94102. At this hearing, the Court will consider whether the Settlement and the Plan of Allocation are fair, reasonable, and adequate, If there are objections, the Court will consider them. Judge Breyer may also consider Lead Counsel's application for attorneys' fees and Litigation Expenses at this time, including any request by Lead Plaintiff for reimbursement of its costs

- -and expense (including lost wages) in connection with its representation of the Settlement Class. The Settlement Hearing may occur on a different date or at a different time without additional notice, so if you plan on attending the hearing, please check the website, www.HPSecuritiesLitigationSettlement.com. the Court's PACER site or contact Lead Counsel to confirm that the date and'or time of the hearing has not changed.

8 /


4

21. Do I have to come to the settlement hearing?

No. Lead Counsel will answer any questions Judge Breyer may have. But, you are welcome to attend the hearing at your own-expense. If you send an objection, you do not have to come to Court to talk about it. As long as your written objection was received on •

time, the Court will consider it. You may also pay your own lawyer to attend, but it is not required. '

22. May I speak at the settlement hearing?

You may ask the Court for permission to speak al the Settlement Hearing. To do so, you must send a letter stating that it Is your . "Notice of Intention to Appear at the Final Settlement Hearing in the HP Securities Litigation matter." Be sure to include'your name,

address, telephone number, your signature, and also identify your transactions in publicly traded HP common stock, Including the date(s). price(s) and amount(s) of all purchases, acquisitions, and sales of the eligible HP common stock during the Settlement Class

Period. Your notice of intention to appear must be submitted to the Court either by mailing it to the Class Action Clerk at the address'

set forth above in Question 1& or by filing it in person at any location of the United States District Court for the Northern District of

California, such that the notice of intention to appear is filed or postmarked on or before October 14, 2015. Absent Court approval,

you cannot speak at the hearing if you exclude yourself from the Settlement Class. . -

IF YOU DO NOTHING

23. What happens if I do nothing at all?

If you do nothing, you will receive no money from this Settlement. But, unless you exclude yourself, subject to the caveats set forth above in response to Question 14 above, you will not be potentially able to start a lawsuit, continue with a lawsuit, or be part of-any

other lawsuit against Settling Defendants or the other Released Parties about the same claims being released in this Settlement.

GETTING MORE INFORMATION

24. How do 1 get more information?

This notice summarizes the Settlement. For the precise terms and conditions of the Settlement, please see the Stipulation.available at '

www.HPSecuritiesLitiQationSeHlement.com. A copy of the Stipulation and additional information regarding the Settlement can also be

obtained by contacting Lead Counsel at the contact information set forth above, by accessing the Court docket in this case through the Court's Public Access to Court Electronic Records (PACER) system at https;//ecf,cand.uscourts.gov, or by visiting the office of the Clerk

of the Court for the United States District Court for the Northern District of California, 450 Golden Gate Avenue, San Francisco,' CA 94102-3409, between 9:00 a.m and 4:00 p.m., Monday through Friday, excluding Court holidays. You may also write to the Claims ' Administrator at. In re HP Securities Litigation Settlement, do GCG, P.O. Box 10224, Dublin, OH 43017-5724. PLEASE DO NOT CALL THE COURT OR THE CLERK OF THE COURT FOR ADDITIONAL INFORMATION ABOUT THE SETTLEMENT OR THE CLAWS PROCESS,

INFORMATION FOR BROKERS AND OTHER NOMINEES

25. What if I purchased publicly traded HP common stock for a beneficial owner?

If you purchased publicly traded HP common stock during the Settlement Class Period as a nominee for a beneficial owner, the Court' '

has directed that, within fourteen (14) calendar days after you receive this Notice, you must either; • '

(I) provide the names and addresses of such persons and entities to the Claims Administrator, GCG, and GCG will send a copy of the Notice and Claim Form to the beneficial owners; or '

(ii) send a copy of the Notice and Claim Form by first class mail to the beneficial owners of such HP common stock. You can request additional copies of these documents by contacting the Claims Administrator, In re HP Securities Litigation Settlement, do

GCG. P.O. Box 1Q224, Dublin, Ohio 43017-5724. or by going to www.HPSecuritiesLitiaationSettlement.com. , . . . - ".. . '

If you verify and provide details about your assistance with either of these options, you may be reimbursed from the Settlement Fund.for

the actual expenses you incur to send the Notice and Claim Form, including postage and/or the reasonable costs of determining the .

names and addresses of beneficial owners. Please send any requests for reimbursement, along with appropriate supporting

documentation, to: In re HP Securities Utigalion Settlement, do GCG, Claims Administrator, P.O. Box 10224, Dublin, Ohio 43017- • 5724. or visit www.HPSecuritiesLittoationSettlement.com. , .

PLEASE DO NOT CALL OR WRITE THE COURT OR THE CLERK OF THE COURT TO INQUIRE ABOUT THIS SETTLEMENT OR THE CLAIMS PROCESS.

Dated: August 17, 2015 By Order of the Clerk of the Court United States District Court Northern District of California

9


APPENDIX A

PLAN OF ALLOCATtON OF NET SETTLEMENT FUND AMONG SETTLEMENT CLASS MEMBgRS

The objective of the Plan of Allocation is to equitably distribute the Net Settlement Fund to those Settlement Class Members

who suffered economic losses as a result of the alleged violations of the federal securities laws as opposed to losses caused by market

or industry factors or company-specific factors unrelated to the alleged violations of law. The Plan of Allocation reflects Lead Plaintiffs

damages expert's analysis undertaken to date to that end, including a review of publicly available information regarding HP and

statistical analysis of the price movements of publicly traded HP common stock ("HP Common Stock") and the price performance of

relevant market and peer indices during the Settlement Class Period. The Plan of Allocation, however, is not a formal damages

analysis that has been adjudicated o; fully developed during discovery in the Action.

The calculations made pursuant to the Plan of Allocation are not intended to be estimates of, nor indicative of, the amounts

, that Settlement Class Members might have been able to recover after a trial. Nor are the calculations pursuant to the Plan of Allocation

intended to be estimates of the amounts that will be paid to Authorized Claimants pursuant to the Settlement. The computations under the Plan of Allocation are only a method to weigh the claims of Authorized Claimants against one another for the purposes of making

pro rata allocations of the Net Settlement Fund.

-The Plan of Allocation generally measures the amount of loss that a Settlement Class Member can claim for purposes of making pro rata allocations of the Net Settlement Fund to Authorized Claimants. For losses to be compensable damages under the

- federal securities laws, the disclosure of the allegedly misrepresented information must be the cause of the decline in the price of the security. In this case, Lead Plaintiff alleges that Defendants made false statements and omitted material facts from August 19, 2011

• through and including November 19, 2012, which had the effect of artificially inflating the price of HP Common Stock. Alleged

- corrective disclosures that resulted in a statistically significant change in market price and removed the artificial inflation from the price

• of HP common stock occurred on August 22, 2012 and.November 20, 2012. Accordingly, in order to have a Recognized Loss, the HP ' Common Stock must have been purchased/acquired during the Settlement Class Period and held through at least one of the alleged

disclosures.

- 3..'"' •

In addition, the Plan of Allocation takes into account the fact that the Court's November 26, 2013 Order dismissed all claims

related to allegedly false and misleading statements made between August 19, 2011 and May 22, 2012, inclusive. Because of the

dismissal of these claims, it is far less likely that Lead Plaintiff could prevail on those claims Accordingly, Recognized Losses resulting

from purchases/acquisitions during this time period calculated pursuant to paragraph 8 below shall be multiplied by fifteen (15%)

percent to refect the Increased litigation risk on the dismissed claims.

CALCULATION OF RECOGNIZED LOSS AMOUNTS

5; For purposes of determining whether a Claimant has a "Recognized Claim", purchases, acquisitions, and sales of HP

Common Stock will first be matched on a First In/First Out ("FIFO") basis as set forth in paragraph 9 below.

For each share, of HP Common Stock purchased or otherwise acquired during the Settlement Class Period and sold on or

before February 15, 2013,1 an "Out of Pocket Loss" will be calculated. Out of Pocket Loss is defined as the purchase price (excluding

all fees, taxes, and commissions) minus the sale price (excluding all fees, taxes, and commissions). To the extent that calculation of

the Out of Pocket Loss results in a negative number thereby reflecting a gain on the transaction, that number shall be set to zero.

A "Recognized Loss Amount" will be calculated as set forth below for each HP Common Stock share purchased or otherwise

acquired during the Settlement Class Period, that is listed in the. Claim Form and for which adequate documentation is provided. To the

' •' ' extent that the calculation of a Claimant's Recognized Loss Amount results in a negative number, that number shall be set to zero.

• 8 : • •

6.

iel

Sold prior to the release of corrective information on August 22, 2012z, the Recognized Loss Amount for each share 1 A. shall be zero.

1 February 15, 2013 represents Die last day of the 90-day period subsequent to the Settlement Class Period (the "SO-day look back period'). The Private Securities Litigation Retorm Ad of 1995 ("PSLRA") imposes a statutory limitation on recoverable damages using the 90-day look back period. This limitation is incorporated into the calculation of a Settlement Class Member's Recognized Loss Amount. Specifically, a Settlement Class Member's Recognized Loss Amount cannot exceed the difference between the purchase price paid lor the HP'Common Stock and the average price of HP Common Stock during the 90-dey look back period subsequent to the Settlement Class Period if

' the share was held through February 15, 2013, the end ol the SG-day look back period. Losses on HP Common Slock purchased/acquired during the Settlement Class Period and sold during the 90-day look back period cannot exceed (he difference between Ihe purchase price paid for the HP Common Stock and the average price of HP Common Slock during the portion of the 90-day look back period elapsed es of the date a> sale, as set forth in Table 2 below.

1 Oven that documentation may not exist setting forth the exact time ol each such transaction, the price at which the transaction took place shall serve as a proxy for determining whether the transaction occurred before or after the release or the allegedly corrective information. Shares purchased/acquired or sold on August 22. 2012 at any

' ' price equal to or greater than Si 9.00, shall be deemed to have been purchased/acquired or sold prior 10 the release of corrective Information on August 22,2012 for purposes of this Plan. Scares purchased/acquired or sold ofi August 22, 2012 at any price less lhao $19 00, shaJJ be deemed lo have been purchased/ecquired of corrective information on August 22,2012 for purposes of this Plan.

or sold after Ihe release

10


Sold after the release of corrective information on August 22, 20123, and prior to the release of corrective inforrnatipn

on November 20, 2012\ the Recognized Loss Amount for each share shall be the lesser oft •

(i) the dollar amount of artificial inflation applicable to each such share on the date of purchase/acquisition as set forth in

Table 1 below minus the dollar amount of artificial inflation applicable to each such share on the date of sale as set-

forth in Table 1 below; or " . . -

B.

.(ii) the Out of Pocket Loss. . •

Sold after the release of corrective information on November 20, 20125, and prior to the close of trading on February

15, 2013, inclusive, the Recognized Loss Amount for each share shall be the lesser of. . . .

(i) the dollar amount of artificial inflation applicable to each such share on the date of purchase/acquisition as set forlh in •

Table 1 below; . " ' ' ' '

(ii) the purchase/acquisition price of each such share (excluding all fees, taxes and commissions) minus the average

closing price set forth in Table 2 below on the date of sale; or ' • ' '

(iii) the Out of Pocket Loss. ' , •

Held through the close of trading on February 15, 2013, the Recognised Loss Amount for each share shall be the .

C.

O. lesser of.

(i) the dollar amount of artificial infation applicable to each such share on the date of purchase/acquisition as set forth in

Table 1 below; or - 1 . •

(ii) the purchase/acquisition price (excluding all fees, taxes, and commissions) minus $15.16 (the average closing .price '

of HP Common Stock between November 20, 2012, and February 15, 2013, as shown on the last line in Table 2 . below). • '

ADDITIONAL PROVISIONS

9. If a Settlement Class Member.has more than one purchase/acquisition or sale of HP Common Stock during the Settlement '

Class Period, all purchases/acquisitions and sales shall be matched on a FIFO basis. Settlement Class Period sales will be matched . •

first against any holdings at the beginning of the Settlement Class Period, and then against purchases/acquisitions in chronological

order, beginning with the earliest purchase/acquisition made during the Settlement Class Period. '

10. Purchases/acquisitions and sales of HP Common Slock shall be deemed to have occurred on the "contract" or "trade" date as

opposed to the "settlernenf or "payment" date. The receipt or grant by gift, inheritance or operation of law of HP Common Stock during

(he Settlement Class Period shall not be deemed a purchase, acquisition or sale of these shares of HP Common Stock for Ihe,

calculation of an Authorized Claimant's Recognized Claim, nor shall the receiptor grant be deemed an assignment of any claim relating

to the purchase/acquisition of such shares of HP Common Stock unless (i) the donor or decedent purchased or otherwise acquired,

such shares of HP Common Stock during the Settlement Class Period; (ii) no Claim Form was submitted by or on behalf of the donor,

on behalf of the decedent, or by anyone else with respect to such shares of HP Common Stock: and (iii) it is specifically so provided in

the instrument of gift or assignment. '

11. The date of covering a "short sale" is deemed to be the date of purchase or acquisition of the HP Common Stock, The date of

a "short sale" is deemed to be the date of sale of HP Common Stock. In accordance with the Plan of Allocation, however, the <

Recognized Loss Amount on "short sales" is zero. In the event that a Claimanl has an opening short position in HP Common Stock, the

earliest Settlement Class Period purchases or acquisitions shall be matched against such opening short position and not be entitled to -

a recovery until that short position is fully covered. ' ' ' r ' ' " "

12. HP Common Stock is the only security eligible for recovery under the Plan of Allocation. Option contracts to purchase or sell

HP Common Stock are not securities eligible to participate in the Settlement. With respect to HP Common Stock purchased or sold

through the exercise of an option, the purchase/sale date of the HP Common Stock is the exercise date of the'option and the'

purchase/sate price Is the exercise price of the option. - ' . '

13. The sum of a Claimant's Recognized Loss Amounts will be the Claimant's "Recognized Claim." • . . . . .

14. An Authorized Claimant's Recognized Claim shall be the amount used to calculate the Authorized Claimant's pro rata share of '

the Net Settlement Fund. If the sum total of Recognized Claims of all Authorized Claimants who are entitled to receive payment out of

the Net Settlement Fund is greater than the Net Settlement Fund, each Authorized Claimant shall receive his, her, or its pro rata share .

of ths Net Settlement Fund. The pro rata share shall be the Authorized Claimant's Recognized Claim divided' by the total of

Recognized Claims of all Authorized Claimants, multiplied by the total amount in the Net Settlement Fund. : • . •

15. If the Net Settlement Fund exceeds the sum total amount of the Recognized Claims of all Authorized Claimants entitled to.

receive payment out of the Net Settlement Fund, the excess amount in the Net Settlement Fund shall be distributed pro rata to all

Authorized Claimants entitled to receive payment. . ' ' •

ll • 5 Ses In. 2. '

' Given that documenlation may not exist setting forth the exact time of each such transaction, the price 81 which the transaction took place shall serve as a proxy tor

determining whelhei the Irarisaction occurred before or after the release of the allegedly corrective information. Shares purchased/acquired or sold on November 20. 2012 at

any price equal to or greater than $13.00, shall be deemed to have been purchased/acquired or sold prior lo the release of corrective information on November 20, 2012 for

purposes of this Plan. Shares purchased/acquired or sold on November 20. 2012 at any price less than (13.00, shall be deemed lo have been purchased/acquired or sold ' '

after the release of corrective information on November 20.2012 for purposes of this Plan. ' '

5 Sea In. 4, ....

11


I

\

16, The Net Settlement Fund will be allocated among all Authorized Claimants whose prorated payment is $10.00 or greater. If the prorated payment to any Authorized Claimant calculates to less than $10.00, it will not be included in the calculation and no

- distribution will be made to that Authorized Claimant.

If any funds remain in the Net Settlement Fund by reason of uncashed distributions or other reasons following an initial distribution, then, after the Claims Administrator has made reasonable and diligent efforts to have Authorized Claimants who are

• entitled-to participate in the distribution of the Net Settlement Fund cash their distribution checks, any balance remaining in the Net Settlement Fund one (1) year after the initial distribution of such funds shall be re-distributed to Authorized Claimants who have cashed their Initial distributions and who would receive at least $10,00 from such re-distribution, after payment of any unpaid costs or fees incurred in administering the Net Settlement Fund, including costs or fees for such re-distribution. The Claims Administrator may make

. further re-distributions of balances remaining in the Net Settlement Fund to such Authorized Claimants to the extent such re-distributions are cost-effective. At such time as it is determined that the re-distribution of funds which remain in the Net Settlement Fund.is not cost-effective, Lead Counsel shall contribute the balance to the Investor Protection Trust, a national non-profit organization

. whose mission is to provide independent, objective investor education to allow all Americans to make informed investment decisions, or another non-profit organization that is approved by the Court.

17.

TABLE 11

M

(Date Range6) .Inflation Per Share 'August 19! 201 l-rAugdst'22^2012 (prior to the release of corrective information)*) ;$p.93

I • August 22, 2012 (after the release.bf corrective information);- November 20, 2012 (prior to the release of' corrective1 information)' " ' '. '

$0.73

$0.00

TABLE 2

HP Common Stock Closing Price and Average Closing Price November 20, 2012—February 15,2013 Average Closing Price Between November 20, 2012 and Date Shown

Average Closing Price Between November 20, 2012 and Date Shown

Closing Price Date Date Closing Price

11/20/2012 $11.71 1/4/2013 $15,14 $13.78 $11.71 11/21/2012 $11,94 1/7/2013 $15.17 $13.63 $11.63

- $12.03- $13.67 ; 11/23/2012 $12.44 1;B/2013 - ' . $15.39 $13.93 ' 11/26/2012 $12.74 1/9/2013 $15.65 $12.21

11/27/2012 '11/28/2012

$16.26 $14.00 $12.36 $12.24 1/10/2013 $14.06 $12.73 $12,32 1/11/2013 $16.16 $14.14 11/29/2012 $12.89 $12,40 1/14/2013 $16.95

11/30/2012 $12.99 $14.20 $12.46 1/15/2013 $16.53 12/3/2012 $14.26 $12.87 $12.52 1/16/2013 $17.21

$13.53 .12/4/2012 $12.62 $17.11 $14.35 1/17/2013 $14.42 12/5/2012 $13.82 $12.73 1/18/2013 $17,11

$'13.83 " '12/6/2012 $12.62 $14.46 1/22/2013 $17,25 1/23/2013 $14.54 12/7/2012 $13.94 $12.91 $17.01

12/10/2012 $14.16 $14.60 $13.00 1/24/2013 $17.01 -12/11/2012 $14.26 $13.06 1/25/2013 $14.65 $16.99

$14.53 •. 12/12/2012 ' 12/13/2012

$13.17 1/28/2013 $14.70 $17.02 $13.25 $14.50 1/29/2013 $14.74 $16.46

$14.75 $13,33 12/14/2012 ' $14,76 1/30/2013 $16.40 * 12/17/2012 $14.21 $13.36 $14,61 1/31/2013 $16.51

12/18/2012 $14.53 $14,64 $13.44 2/1/2013 $16.46 12/19/2012 $14.87 $14.36 $13.48 2/4/2013 $16.16 12/20/2012 $14,90 $14.43 $13.52 2/5/2013 $16.61 12/21/2012 $14,34 $14,94 $13.56 2/6/2013 $16.69 12/24/2012 $14,01 $14.96 $13.58 2/7/2013 $16.44 12/26/2012 $14.12 $15,00 $13.60 2/8/2013 $16.87 12/27/2012 $15.03 $14.04 $13.62 2/11/2013 $16.83

• 12/28/2012 $13.68 $13.62 $16,07 2/12/2013 $17.10 12/31/2012- $14.25 $13.64 $15.10 2/13/2013 $17.01

' ' 1/2/2013 - $15.02 $13.69 2/14/2013 $15.13 $17.03 1/3/2013 2/15/2013 - $15.14 $15.16 $13.74 $16.79

* See fn, 2 and fn. 4 above for additional •xplenatlont as 10 alleged artificial inflation levels regarding (ransaelions which occur after the release of corrective Informalion on . Augut(22, 2012 or prior to tHi release of correelive information on November 20, 2012.

12


Tiffan^Speakman

HWDInfo Wednesday, December 21, 2016 11.52 AM

From: Sent: To: Cc: riro

RE: HP Securities Litigation Settlement Claim 1482863 HWD Notice Final.pdf


DearCla imant , '

I attempted to contact you via phone today. Please read the previously sent email. -

Please review the Plan of Allocation and reply to this email to confirm the withdrawal of your request for the Court to review your claim. .


Regards,

Administrator (LS) In re HP Securities Litigation Settlement www.HPSecuritiesLitigatLonSettlementcom

This communication (including any attachments) is intended for the use of the intended recipient(s) only and may ' • contain information that is confidential, privileged or legally protected, Any unauthorized use or dissemination of this communication is strictly prohibited. If you have received this communication in error/please immediately notify the sender by return e-mail message and delete all copies of the original communication. Thank you for your cooperation

From: Luiggy Segura Sent: Tuesday, October 18, 2016 3:57 PM To: Cc: HWDInfo ' Subject: HP Securities Litigation Settlement Claim 1482863

As discussed over the phone, according to the Court-approved Plan of Allocation, the claim is not calculating to a Recognized Loss.

Specifically, your claim was processed based on paragraph 8; section "B" of the Court-approved Plan of Allocation. For. your convenience, attached is the Notice for the HP Securities Litigation Settlement with highlighted portions relevant to your claim. _ .

Please review the Plan of Allocation and reply to this email to confirm the withdrawal of your request for the Court to review your claim. .


Thank you,

i


iioyB^s lar^SBSi

I

2


UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA

SAN FRANCISCO DIVISION

MASTER FILE NO, 3:12-CV-O590O-CRB IN RE HP SECURITIES LITIGATION, This Document Relates To: All Aclions

CLASS ACTION

NOTICE OF PENDENCY OF CLASS ACTION AND PROPOSED SETTLEMENT, SETTLEMENT FAIRNESS HEARING AND MOTION FOR ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES

A U.S. Federal Court authorized this Notice. This is not a solicitation from a lawyer.

Notice of Pendency of Class Action: Please be advised that your rights may be affected by a class action lawsuit (the "Action") pending in the United Stales District Court for the Northern Dislrict of California (the "District Court" or *Courtn) if, during the period between August 19, 2011 and November 20, 2D12, inclusive (the "Settlement Class Period"), you purchased or otherwise acquired the

" p u b l i c l y t r a d e d c o m m o n s t o c k o f H e w l e t t - P a c k a r d C o m p a n y ( " H P " o r t h e " C o m p a n y " ) . • • . . . .

Notice of Pendency of Settlement: Please also be advised that the Court-appointed Lead Plaintiff PGGM Vermogensbeheef B.V. ("PGGM" or "Lead Plaintiff"), on behalf of itself and the proposed Settlement Class (as defined In 1}1 below), has reached a proposed settlement of the Action with defendants HP and Margaret C. Whitman (together, the "Settling Defendants") for a total of $100,000,000 ' ' in cash that, if approved, will resolve all claims in the Action,1

PLEASE READ THIS NOTICE CAREFULLY. This Notice explains important rights you may have, Including the. possible . receipt of cash from the Settlement H you are a Settlement Class Member, your legal rights will be affected whether.or not you act.

Description of the Action and Settlement Class: This Notice relates to a proposed Settlement of claims in a . pending class action lawsuit brought by investors alleging that the price of HP's publicly traded common stock was artificially inflated during the Settlement Class Period as a result of alleged false and misleading statements concerning HP's acquisition of Autonomy Corporation pic ("Autonomy"), including statements regarding Autonomy's value and the reasons for Autonomy's poor performance after its acquisition. The proposed Settlement, if approved by the Court, will settle claims of all persons who purchased or otherwise • ' acquired HP's publicly traded common stock between August 19, 2011 and November 20, 2012, inclusive (the "Settlement Class"), except for certain persons and entities who are excluded from the Settlement Class by definition (sea Question 6 below) or who timely . and validly elect to exclude themselves from the Settlement Class (see Questions 13-15 below). " •

Statement of Settlement Class's Recovery: Subject to Court approval, and as described more fully below, Lead Plaintiff, on behalf of itself and the Settlement Class, has agreed to settle all claims based on the purchase or acquisition of HP's publicly traded common stock that were or could have been asserted in the Action in exchange for a payment of $100,000,000 in cash . (the "Settlement Amount") to be deposited into an escrow account (the "Settlement Fund"). The Net Settlement Fund (/.e.,-'the • Settlement Fund less any. (i) Taxes; (ii) Notice and Administration Costs; (iii) Litigation Expenses awarded by the District Court; and (iv)-attorneys' fees awarded to Lead Counsel by the District Court) will be distributed in accordance with a plan of allocation of settlement proceeds that is subject to Court approval. The proposed plan of allocation (the "Plan of Allocation") is attached hereto as Appendix A. The Plan of Allocation may be modified by the Court without further notice. . .

Statement of Average Amount of Recovery Per Share: Lead Plainliffs damages expert .estimates .that approximately 973 million shares of HP publicly traded common slock purchased or otherwise acquired during the Settlement Class ' Period (/.e., between August 19, 2011 and November 20, 2012, inclusive) may have been damaged by the conduct at issue in the Action. If all Settlement Class Members elect to participate in the Settlement, the estimated average recovery per damaged share of . HP common stock would be approximately $0.10 of the $0.39 average damages per share as estimated by Lead Plaintrffs damages .. expert before deduction of .Court-awarded attorneys' fees and Litigation Expenses and the costs of providing notice and administenng : the Settlement. Settlement Class Members should note, however, that this is only an estimate based on the overall number of potentially damaged shares. Some Settlement Class Members may recover more or less than the estimated average recovery per share, Settlement Class Member recoveries wiil depend on, among other things: (1) the number of claims submitted; (ii) the amount of HP common stock purchased and/or acquired by the Settlement Class Member; (iii) the timing of such purchases and/or acquisitions;. (iv) whether the Settlement Class Member sold his, her, or its shares of HP common stock and, If so, when; (v) administraiive costs, including the costs of notice; and (vi) the amount of attorneys' fees and Litigation Expenses awarded by the Court.2 • .

Statement of Settling Parties' Position on Liability and Damages: The Settling Defendants have denied and continue to deny all claims and contentions by Lead Plaintiff, as well as all charges of wrongdoing or liability against them arising out of or related to any of the conduct, statements, acts, or omissions alleged, or that could have been alleged in the Action. The Settling < Defendants believe the Action has no merit. The Settling Defendants deny that they made any false or misleading statements during • ' the Settlement Class Period, that they had the state of mind required to render any of the alleged misrepresentations and omissions'' actionable, and that any alleged loss was caused by any alleged misrepresentations. The Lead Plaintiff disputes all of the foregoing.

' All capitalized lerms used in this Notice that are not otherwise defined herein shall have the meanings provided in the Stipulation of Settlement and Release dated June 8. 2Q15fthe 'StlPulalion'V which is available on the website www.HPSecuritlosLlliQallonSettlemen1.com. ' , . .

1 See, e.g., | 4 ol the Plan ol Allocation attached hereto as Appendix A. for a discussion of claims arising out of purchases/acquisitions of publicly traded HP common stock '' " made prior to May 23, 2012, which were previously dismissed by the Court In its November 26,2013 Order. ' . ,


As a result. the Settling Parties disagree on a number of issues, including, but not limited to: (i) whether the federal securities laws . were violated by the Settling Defendants' acts as alleged in the Complaints; (ii) whether statements made by the Settling Defendants to

the investing public concerning the acquisition of Autonomy were false and misleading; and (iii) to what extent the members of the :. Settlement Class have sustained damages, and the proper measure of damages.

. Statement of Attorneys' Fees and Expenses Sought: Court-appointed Lead Counsel, Kessler Topaz MeKzer & .Check, LLP, has iitigated the claims asserted in this Action on a wholly contingent basis since its inception and has conducted this

- litigation and advanced the expenses of litigation with the expectation that if it was successful in recovering money for the Settlement CJass, it would receive fees and be paid for its expenses from the Settlement Fund, as is customary in this type of litigation. Court-

•" appointed Lead Counsel will apply to the Court for an award of attorneys' fees in an amount not to exceed eleven percent (11 %} of the ' .". Settlement Amount, net of Litigation Expenses, a percentage that was specifically negotiated by Lead Plaintiff in advance of this

litigation pursuant to a fee grid which varied based upon the amount recovered and the point during the litigation at which the settlement was achieved.3 Lead Counsel's lodestar is approximately $8.5 million, a figure calculated by multiplying the hours expended to dale on

. • the Action by Lead Counsel for each attorney and professional by their respective hourly rates. If Lead Counsel applies for attorneys' fees in the amount of eleven percent (11%) of the Settlement Amount, net of Litigation Expenses, Lead Counsel wilt be seeking a

. multiplier of less than 1.3 on its lodestar. Lead Counsel will also apply to the Court for reimbursement of Litigation Expenses in an . amount not to exceed $1.25 million, plus interest earned on both the fees and Litigation Expenses awarded at the same rate earned on . the Settlement Fund, all to be paid from the Settlement Fund. The maximum amount of Litigation Expenses set forth above includes an

• estimate for reimbursement from the Settlement Fund for costs and expenses (including lost wages) incurred by Lead Plaintiff in connection with its representation of the Settlement Class in accordance with 15 U.S.C. § 78u-4(a)(4), in an amount not to exceed

• $175,000. This amount represents reimbursement to be sought for the time expended by the Lead Plaintiff in representing the .' Settlement Class in this'Action, that otherwise would have been spent on daily tasks by employees and personnel of PGGM. The

amount Lead Plaintiff will seek will be based upon the hourly rates charged or calculated based upon the annual salaries of the individuals at PGGM who devoted time to this Action, multiplied by the number of hours they expended. Such time includes hours

. ' expended on document collection and production, attendance at a hearing, attendance at mediation, preparation for and attendance at . , depositions and participation in litigation strategy decisions. Lead Plaintiffs approval and recommendation of the Settlement is

. completely independent of the reimbursement award, such that if a lesser award or no award is granted, Lead Plaintiff still recommends < •. the Settlement. If the above Litigation Expenses are requested and approved by the Court, the average cost per damaged share of HP

• common stock will be approximately $0.0124. Please note that this amount is only an estimate.4

• 6. • • IdentlHcation of Attorneys' Representatives: Lead Plaintiff and the Settlement Class are represented by: Eli R. . Greenstain, Esq., One Sansome Street, Suite 1850, San Francisco, CA 94104, (415) 400-3000 and Andrew L. Zivitz, Esq. and Stacey

M/ Kaplan.'Esq., 280 King of Prussia Road, Radnor, PA 19087, (610) 667-7706, all of Kessler Topaz Meltzer & Check, LLP, www.ktmc.com. '

5.

Reasons for the Settlement: Lead Plaintiffs principal reason for entering into the Settlement is the Immediate cash benefit to the Settlement Class, without further risk or the delays inherent in continued litigation. The cash benefit under the Settlement

" must be considered against the significant risk that a smaller recovery - or, indeed, no recovery at all - might be achieved after . contested motions, trial, and likely appeals, a process that could last several years into the future. Lead Plaintiff also believes that the . Settlement is a favorable result in light of the risks of continued litigation. For the Settling Defendants, who have expressly denied and continue to deny all allegations of liability, fault, or wrongdoing whatsoever, the principal reason for entering into the Settlement is to eliminate the expense, risks, and uncertainty of further litigation to themselves and HP's shareholders.

YOUR LEGAL RIGHTS AND OPTIONS IN THIS SETTLEMENT: This is the only way to be eligible to receive a payment from the Settlement. If you are a Settlement Class Member and you remain in the Settlement Class, you will be bound by the Settlement as approved by the Court whether or not you submit a Claim Form. Instructions as to how to request a Claim Form are contained below. See Question 9 below.

SUBMIT A CLAIM FORM POSTMARKED NO LATER THAN

,••• OCTOBER 31, 2015

EXCLUDE YOURSELF FROM THE SETTLEMENT CLASS BY. SUBMITTING A WRITTEN REQUEST FOR EXCLUSION SO THAT IT IS RECEIVED NO LATER THAN OCTOBER 14. 2015 OBJECT TO THE SETTLEMENT BY SUBMITTING A WRITTEN OBJECTION

' SO THAT IT IS FILED OR POSTMARKED NO LATER THAN OCTOBER 14, 2015 .

If you exclude yourself from the Settlement Class, you will not be eligible to receive a payment from the Setllement. This is the only option that potentially allows you to ever bring or maintain your own lawsuit against the Settling Defendants and the other Released Parlies, or to be part of another lawsuit, concerning the claims being resolved in this Setllement. See Questions 13-15 below.

If you do not like the proposed Settlement, the proposed Plan of Allocation, and/or the requests for attorneys' fees and Litigation Expenses, you may write to the Court and explain why you do not like them. You cannot object to the Settlement, the Plan of Allocation or the requests for attorneys' fees and Litigation Expenses unless you are a

• Setllement Class Member and do not exclude yourself.

3 Court-awarded Litigation Expfirisea, including any reimburaemenl of Lead Plaintiffs costs and expenses, will be deducted from the Settlement Amount prior to applying any Court-approved percentage toe attorneye' fees in accordance with the Court's standard pcectiee of awarding Bttorneys' fees on e net basis.

1 . . 4 Ttie estimated notice and claims administration coats for this Settlement, which shall be paid out or he Settlement Amount, are >2.5 million. The cost is only an estimate, however, as the administration has not fully commenced as of the date of this Notice. The costs of notice and daima administration will largely depend upon the number of Notices mailed and the number of claims submitted for processing. If the attorneys' fees and Litigation Expenses requested are approved by the Courl and the notice and claims administration costs are S2.5 million, the average cost per damaged share of HP common stock for all of these expenditures will be approximately $0,015.

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GO TO A HEARING ON NOVEMBER 13, 20tS AT 10.-00 A.M., AND FILE A NOTICE OP INTENTION TO APPEAR SO THAT IT IS FILED OR POSTMARKED NO LATER THAN OCTOBER 14. 2015

Filing a written objection and notice of intention to appear allows you to speak in Court about the fairness of the proposed Settlement, the proposed Plan of Allocation, and/or the • requests for attorneys' fees and Litigation Expenses, if you submit a written objection, you may (but do not have to) attend the hearing and speak to the Court about your objection. If you do not attend the hearing, the Court will still consider your objection.

If you are a member of the Settlement Class and you do not submit a Claim Form, you. will .. not be eligible to receive any payment from the Settlement. You will, however, remain a member of the Settlement Class, which means that you give up your right to sue about the claims that are resolved by the Settlement and you will be bound by any judgments or orders entered by the Court in the Action.

• These rights and options - and the deadlines to exercise them - are explained in this Notice. Please note; the date and time of the Settlement Hearing - currently scheduled for November 13, 2015 at 10.00 a.m. - is subject to change without further notice to the Settlement Class. If you plan to attend the Settlement Hearing, you should check the website, www.HPSecuriliesLitiaalionSettlement.com. the Court's PACER site or with Lead Counsel as set forth above to confirm that no change to the date and time of the hearing has been made.

• The Court in charge of this case still has to decide whether to approve the Settlement. .Payments witi be made'if the'Court approves the Settlement and. if there are any appeals, after appeals are resolved. Please be patient.

(END OF COVER PAGE]

DO NOTHING

WHAT THIS NOTICE CONTAINS

PAGES 4-5 BASIC INFORMATION 1. Why was this Notice issued? 2. What is this lawsuit about? 3. Why is this a class action? 4. Why is there a settlement? WHO IS IN THE SETTLEMENT 5. How do I know if I am part of the Settlement? 6. Are there exceptions to being included? 7. I am still not sure if I am included. THE SETTLEMENT BENEFITS - WHAT YOU GET 8. What doss the Settlement provide? 9. How much will my payment be? 10. What am I giving up as part of the Settlement? 11. How can I get a payment? 12. When will I get my payment? EXCLUDING YOURSELF FROM THE SETTLEMENT CLASS 13. If I exclude myself, can I get money from this Settlement? 14. If I do not exclude myself, can I sue later? 15. How do I get out of the Settlement Class? THE LAWYERS REPRESENTING YOU 16. Do I have a lawyer in this case? 17. How wilt the lawyers be paid? OBJECTING TO THE SETTLEMENT 16. How do I tell the Court if I do not like the Settlement? 19. What is the difference between objecting and excluding? THE COURT'S SETTLEMENT HEARING 20. When and where will the Court decide whether to approve the Settlement? 21. Do I have to come to the settlement hearing? 22. May I speak at the settlement hearing? IF YOU DO NOTHING -23. What happens if I do nothing at all? GETTING MORE INFORMATION 24. How do I get more information? INFORMATION FOR BROKERS AND OTHER NOMINEES 25. What if I purchased publicly traded HP common stock for a beneficial owner? PLAN OF ALLOCATION OF NET SETTLEMENT FUND AMONG SETTLEMENT CLASS MEMBERS

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PAGES 6-9

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APPENDIX A

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BASIC INFORMATION

1. Why was this Notice issued?

- This Notice is being sent to you pursuant to an Order of a U.S. Federal Court because you or someone in your family or an investment

' - account for which you serve as custodian may have purchased or otherwise acquired HP's publicly traded common stock during the

'Settlement Class Period. This Notice explains the lawsuit, the terms of the Settlement and your legal rights and options in connection

'' with the Settlement before the Court decides whether to approve the Settlement. This Notice Is also being sent to inform you of the

Settlement Hearing to be held by the Court to consider the fairness, reasonableness and adequacy of the Settlement, the Plan of

. Allocation, and the requests for attorneys' fees and reimbursement of Litigation Expenses.

The Honorable Charles R. Breyer of the United States District Court for the Northern District of California is presiding over the case

known as In re HP Securities Litigation, No. 3:12-cv-05980-CRB (N.D. Cal ). The persons or entitles that are suing are called plaintiffs,

' and those who are being sued are called defendants. In this case, the Court has appointed PGGM to serve as "Lead PlaintifT under a

.... federal law governing securities class actions and has appointed the law firm of Kessler Topaz Meltzer & Check, LLP ("Kessler Topaz")

as Lead Counsel in the Action. The Settling Defendants are HP and Margaret C. Whitman ("Whitman"). The proposed Settlement

'' 'di$cussed in this Notice will resolve all claims against the Settling Defendants and the other Released Parties, thereby concluding this

litigation if approved.

. Receipt of this Notice does not necessarily mean that you are a Settlement Class Member or that you will be entitled to receive

, '' proceeds from the Settlement, If you wish to be eligible to participate in the distribution of the proceeds from the Settlement, you will be

required to submit the Claim Form that is included with this Notice, as described in Question 9 below,

12. What is this lawsuit about?

Beginning on November 26, 2012, the first of three class action complaints against HP and other defendants was filed in this Court,

alleging violations of the federal securities.laws and captioned as follows: Nicotow v. Hewlett-Packerd Co., Case No. 12-cv-Q5990-CRB

.' (the "Original Complaint'). By Order dated March 4, 2Q13, the Court consolidated the foregoing action and any related cases under the

• caption (n re HP Securities Litigation, Case No 12-cv-05960-CRB. By the same Order, the Court appointed PGGM as Lead

' Plaintiff. By Order dated March 7, 2013, the Court appointed Kessler Topaz as Lead Counsel.

On May 3, 2013, Lead Plaintiff filed the operative complaint in the Action, the Consolidated Complaint for Violation of the Federal

' Securities Laws (the "Consolidated Complaint"), asserting claims under Sections 10(b) and 20(a) of the Securities Exchange Act of

,1934 against Defendiants. The Consolidated Complaint alleges, among other things, that during the relevant time period, Defendants

made false and misleading statements related to the acquisition of Autonomy, including statements regarding Autonomy's value and

. • the reasons'for Autonomy's poor performance after its acquisition by HP. On November 20, 2012, HP announced the write-down of

.... 85% of Autonomy's purchase price due to, inter alia, serious accounting improprieties at Autonomy.

. . On July 2, 2013, Defendants? moved lo dismtss the Consolidated Complaint. Follotving full briefing and oral argument on Defendants'

-motions, the Court, on November 26, 2013, granted in part and denied in part Defendants' motions to dismiss, thereby dismissing all

• - Defendants except HP and Whitman and dismissing all allegedly false and misleading statements made prior to May 23, 2012.

On November 4, 2014, Lead Plaintiff filed a motion to certify this Action as a class action, to certify Lead Plaintiff as class representative

' . and-to-appoint Kessler Topaz as class counsel. At the time the Settlement was reached, the Court had yet to rule upon the class

' ' certification motion.

During the course of the Action, the Settling Parties have conducted extensive discovery, including Lead Plaintiffs review of over

60,000 pages of documents produced by Settling Defendants and third parties. In addition, the Settling Parties, through their counsel,

- had several in-person and telephonic settlement discussions, mediations and arm's-length negotiations with the assistance of an

experienced mediator lasting for the better part of a year, before reaching an agreement-in-principte to settle the Action in May 2015.

'' These proceedings involved several mediation submissions, supplementations and document productions that assisted the parlies and

the mediator in evaluating the parties' respective positions and the strengths and weaknesses of their case and their defenses.

3. Why is this a class action?

• ' In'a class action lawsuit, one or more persons or entities known as class representatives - in this case, for purposes of Settlement,

Lead Plaintiff PGGM - asserts legal claims on behalf of all persons and entities with similar legal claims. All of these persons or entities

together are referred to as the "Settlement Class" or as "Settlement Class Members." One Court resolves the issues for all Settlement

Class Members, except for any persons or entities who choose to exclude themselves from the Settlement Class (see Question 15

below), if the Court determines that a class action is an appropriate method to do so.

> . s •De'endants" are HP, Whitman, Leo Apotheker, Shane v. RcWwn, Catharine A, Lesjak, Raymond J. lane and James T. Murrin (the 'HP Detendams*) and Michael R.

Lynch. ,

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4. Why is there a settlement?

Settling Defendants have agreed to settle the Action. The Court did not decide in favor of Lead Plaintiff or Settling Defendants. The . Settling Parlies disagree on both liability and the amount of damages that could be won if Lead Plaintiff had prevailed at trial.-. Specifically, the Settling Parties disagree, among other things, on (1) whether the statements made or facts allegedly omitted were material, false or misleading, (2) whether Settling Defendants are otherwise liable under the securities laws'fdr those statements or omissions, (3) the average amount of damages per share of publicly traded HP common stock, if any, that would be recoverable if Lead Plaintiff was to prevail, and (4) whether the alleged misleading sUitements caused any part of Lead Plaintiffs losses.

The claims advanced by Lead Plaintiff in this Action involve numerous legal and factual issues, which would require additional discovery, Including expert discovery, which would add considerably to the expense, complexity and duration of the litigation. If the Action were to proceed, Lead Plaintiff would have to overcome significant defenses. Based upon their investigation, formal discovery and extensive mediation efforts, and after considering (a) the attendant risks of litigation and (b) the desirability of permitting the Settlement to be consummated as provided by the terms of the Stipulation, Lead Plaintiff and its lawyers. Lead Counsel,'believe that the Settlement is in the best interests of the Settlement Class Members. -

Settling Defendants have denied the claims asserted against them in the Action and deny having engaged in any wrongdoing or violation of law of any kind whatsoever Settling Defendants have agreed to the Settlement solely to eliminate the burden and expense • of continued litigation. Accordingly, the Settlement may not be construed as an admission of Settling Defendants' wrongdoing. '

WHO IS IN THE SETTLEMENT '

To see if you will receive money from this Settlement, you first have to determine rf you are a Settlement Class Member.

5. How do J know if I am part of the Settlement?

Judge Breyer has determined that everyone who fits the following description is a Settlement Class Member, unless you are excluded • from the Settlement Class as described in Question 6 below: AH Persons who purchased or otherwise acquired HP'S'publicly " traded common stock between August 19, 2011 and November 20, 2012, inclusive. , . ..

PLEASE NOTE: RECEIPT OF THIS NOTICE DOES NOT MEAN THAT YOU ARE A SETTLEMENT CLASS MEMBER OR THAT YOU WILL BE ENTITLED TO RECEIVE PROCEEDS FROM THE SETTLEMENT. IF YOU ARE A SETTLEMENT CLASS MEMBER AND YOU WISH TO BE ELIGIBLE TO PARTICIPATE IN THE DISTRIBUTION OF PROCEEDS FROM THE SETTLEMENT. YOU ARE REQUIRED TO SUBMIT THE CLAIM FORM THAT IS BEING DISTRIBUTED WITH THIS NOTICE AND THE REQUIRED SUPPORTING DOCUMENTATION AS SET FORTH THEREIN POSTMARKED NO LATER THAN OCTOBER 31. 2015.

6. Are there exceptions to being included?

Yes. Excluded from the Settlement Class are all Released Parties. Also excluded from the SetUement Class are any persons or.' -entities who exclude themselves from the Settlement Class by submitting a timely request for exclusion' in-accordance with the requirements set forth In this Notice. ' • , - >

7. I am still not sure if I am included.

If you are not sure whether you are a Settlement Class Member, you may visit www,HPSecuritiesUtiQationSettlement.com or you can contact the Claims Administrator for the Settlement, GCG, by writing to In re HP Securities Litigation Settlement, do GCG, P.O. Box 10224, Dublin, Ohio 43017-5724, or by calling (008) 905-9302. You may also want to contact your broker to see if you purchased and/or otherwise acquired the publicly traded HP common stock eligible to participate in the Settlement.

THE SETTLEMENT BENEFITS - WHAT YOU GET .

8. What does the Settlement provide?

The Settlement provides for the payment of $100,000,000 on behalf of the Settling Defendants. If the Settlement is approved, the.Net Settlement Fund (as defined above), will be distributed to eligible Settlement Class Members. ' ' '

9. How much will my payment be?

The proposed Plan of Allocation provides for distribution of the Net Settlement Fund to each Settlement Class Member who submits a, ' • timely and valid Claim Form to the Claims Administrator, in accordance with the requirements established by the Court, and who is ' approved for payment from the Net Settlement Fund ("Authorized Claimant"). Your share of the Net Settlemenl Fund will depend on, • • • among other things, the number of valid Claim Forms submitted, how many shares of HP common stock you purchased or otherwise acquired during the Settlement Class Period and when you purchased, acquired, and sold such shares. ' -

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. A l l C l a i m ' F o r m s m u s t b e postmarked no later than October 31, 2015 addressed as follows:

' ' In re HP Securities Litigation Settlement . c/o GCG

• Claims Administrator • ' P.O. Box 10224

' , , . . • • Dublin, Ohio 43017-5724

Unless otherwise ordered by the Court, any Settlement Class Member who fails to submit a properly completed and signed Claim Form within such period as may be ordered by the Court shall be forever barred from receiving any payments pursuant to the Settlement, but will in all other respects be subject to the provisions of the Stipulation entered into by the Settling

> Parties, including the releases set forth therein, and the final judgment entered by the Court.

The Plan of Allocation is a matter separate and apart from the proposed Settlement, and any decision by the Court concerning the Plan ' . of Allocation shall not affect the validity or finality of the Settlement. The Court may approve the Pian of Allocation with or without ' modifications agreed to among the Settling Parties, or another plan of allocation, without further notice to Settlement Class Members.

' . The proposed Plan of Allocation, which is subject to Court approval, is attached as Appendix A to this Notice. Please review the Plan of Allocation carefully.

10.. What am I giving up as part of the Settlement?

If the Settlement is. approved by the Court and becomes final, you will be releasing all Defendants and certain of their related parties (i.e., the "Released Parties" as set forth in paragraph 1(bb) of the Stipulation) for all of the Settled Claims defined in paragraph 1(dd) of the Stipjlation. The "Settled Claims'' are those claims brought in this case or that could have been brought in this case and relate to the

.. purchase and/or acquisition of pubiiefy traded HP common stock during the Settlement Class Period, as fully defined in the Stipulation.8

The Stipulation is available at www.HPSecuritiesLitiQationSettlement.com. The Stipulation describes the Settled Claims with specific 'description, so please read it carefully. '

11. How can I get a payment? '

- ,. If you are a Settlement Class Member you will need to submit a Claim Form and the necessary supporting documentation to establish ' - your potential eligibility to share in the Net Settlement Fund. A Claim Form is included with this Notice, or you may obtain one from the

• website maintained by the Claims Administrator, www.HPSecuritiesLitiQationSet1lBment.com. or you may. request that a Claim Form be mailed to you by contacting the Claims Administrator toll free at (888) 985-9382. Submitting a Claim Form does not necessarily guarantee that you will receive a payment. Please refer to the Plan of Allocation attached as Appendix A hereto for further information

- on how Lead Plaintiff proposes the Net Settlement Fund will be allocated. Please retain all records of your ownership of and ' transactions in HP common stock, as they may be needed to document your claim.

12.' When will I get my payment?

If the Settlement is approved, there may be appeals. It is always uncertain whether these appeals can be resolved favorably, and resolving them can take time. It also takes time for the Claims Administrator to review and process all of the Claim Forms that are

' ' submitted and to calculate pursuant to the Plan of Allocation how much each claimant should receive. Please check the website for updates.

EXCLUDING YOURSELF FROM THE SETTLEMENT CLASS

If you do not want to be eligible to receive a payment from this Settlement, but you want to keep the right to pofen(/a//y sue or continue to sue* Settling Defendants or the Released Parties on your own about the same claims being released in this Settlement, then you must take steps to exclude yourself from the Settlement Class. This is sometimes referred to as "opting out* of the class. See Question 15 below. Lead Counsel and Lead Plaintiff offer no opinion as to whether you wilt be able to sue or participate in any other actions against the Settling Defendants or the Released Parties related to the claims in this Action if you exclude yourself from the Settlement Class as further explained in response to Question 14 below.

13. If I exclude myself, can I get money from this Settlement?

' No. If you exclude yourself from the Settlement Class, you will not be eligible to receive a payment from this Settlement, and you cannot -• • object.to this Settlement. You will'not be bound by anything that happens in this lawsuit, and you may be able to sue Settling

Defendants or the other Released Parties on your own in the future.

' 'Settled Claims* does not include any claims (i) thai members of the Settlemenl CIBSS may have arising solely under ERISA, including without limitation in the action _ "• caplloned In m'HP ERISA UHgalbn, No. C-12-6199 (N.D. Cel.), (ii) that membera or the Settlement Class may have solely in a derivetrve capacity, including without limitation

' in the action captioned In re HP Shamholder Darivotiva Litigatioi, No. C-12-6003 CR8 (N.D. Cal), or (411) to enforce ihe terms of the Settlement. For the avoidance of doubt, Sealed Claims also excludes any and all claims referenced in paragraph 8 ol the Stipulation.

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14. If I do not exclude myself, can I sue later?

No. Unless you exclude yourself, you give up any right you may potentially have to sue the Settling Defendants or any of the other Released Parties for the claims being released by this Settlement. If you have a pending lawsuit relating to the claims being released in the Action, you should speak to your lawyer in that case immediately.

Should you elect to exclude yourself from the Settlement Class, you should understand that the Settling Defendants and the . Released Parties will have the right to assert any and all defenses they may have to any claims that you may seek to assert. Although the Settling Defendants have decided to settle the Action in Its entirety in order to eliminate the burden and expense of continued litigation, the Settling Defendants will retain and are not waiving in any way the right to assert that any subsequent claims asserted by any individual Settlement Class Members who exclude themselves from the Settlement Class are otherwise subject to dismissal, or otherwise lack merit. .. -

15. How do I get out of the Settlement Class?

To exclude yourself from the Settlement Class, you must send a letter by mail saying that you want to be excluded from the Settlement . Class in In re HP Securities Litigation, No. 3:12-cv-05980-CRB (N.D. Cal.). Be sure to include your name, address, and telephone •. number. Your request for exclusion must also provide information containing your transactions in HP publicly traded common'stock, •including (i) the number of shares of HP's publicly traded common stock held as of August 19, 2011, the first day of the Settlement , Class Period; (ii) the number of shares of HP's publicly traded common stock purchased or otherwise acquired during the Settlement

i Class Period, and if any such shares were sold, how many shares were sold; (iii) the prices or other consideration paid or received for such shares; and (iv) the date of each purchase, acquisition or sale transaction. The request must be signed by the person, or entity . requesting exclusion. You must mail your exclusion request so that it is received no later than October 14,2015 to: - .\ •

In re HP Securities Litigation Settlement ' . c/o GCG ,

Claims Administrator -P.O. Box 10224 ' . .

Dublin, Ohio 43017-5724 . • . ....

• Please keep a copy of everything you send by mail, in case it is lost or destroyed during mailing.

• You cannot exclude yourself over the phone or by e-mail. . • •

Pursuant to the terms of a separate supplemental agreement between the Settling Parties, the Settling Parties shall have the option to> terminate the Settlement in the event that members of the Settlement Class, who purchased and/or acquired a certain amount of publicly traded HP common stock and would otherwise be entitled to participate in the Settlement Class, timely and validly request- ' exclusion in accordance with the requirements set forth in this Notice. . ' '

THE LAWYERS REPRESENTING YOU

16. Do I have a lawyer in this case?

The Court has appointed the law firm of Kessler Topaz Meltzer & Check, LLP to represent you and the other Settlement Class .. Members. These lawyers are referred to as Lead Counsel. You may contact Lead Counsel as follows: Eli R. Greenstein, Esq., One -Sansome Street, Sufte 1650, San Francisco, CA 94104, (415) 400-3000 or Andrew L. Zivitz, Esq. and Stacey M. Kaplan. Esq., 280 King of Prussia Road, Radnor, PA 19087, (610) 667-7706, all of Kessler Topaz Meltzer & Check, LLP, www.ktmc com, You-will not'be separately charged for these lawyers beyond your pro rata share of any attorneys' fees and Litigation Expenses awarded by the Court' ' that will be paid from the Settlement Fund. If you want to be represented by your own lawyer, you may hire one at your own expense.'

17. How will the lawyers be paid?

Lead Counsel has not received any payment for its services in pursuing claims against the Defendants on behalf of the Settlement Class, nor has Lead Counsel been paid for its expenses which have been incurred in prosecuting and resolving the Action. Before final approval of the Settlement, Court-appointed Lead Counsel will apply to the Court for an award of attorneys' fees in an amount not to '. .' exceed eleven percent (11%) of the Settlement Amount, net of Litigation Expenses, a percentage that was specifically negotiated by • Lead Plaintiff in advance of this litigation pursuant to a fee grid which varied based upon the amount recovered and the point during the . litigation at which the settlement was achieved.7 Lead Counsel will also apply for reimbursement of Litigation Expenses in an amount . not to exceed $1,25 million, plus interest earned on both the fees and Litigation Expenses awarded at the same rate earned on the. Settlement Fund, all to be paid from the Settlement Fund. The maximum amount of Litigation Expenses set forth above includes,an

7 Court-awarded Litigation Expenses, including any costs and expenses awarded to 1he Lead Plaintiff, will be deducted from the Settlement Amount prior to applying any . Court-approved percentage for attorneys' fees in accordance with the Court's standard practice of awarding attorneys' fees on a net basis. As set forth above, Lead Counsel's lodestar is approidmalely $8.5 million, e figure calculated by muKlplying the hours expended to date on the Action by Lead Counsel for each atlawey and

professional by their hourly rate. It Lead Counsel applies for attorneys' fees In the amount of 11% of the Setllement Amount, net of Uligallon Expenses, Lead Counsel will be ' 1

seeking a multiplier of less than 1.3 on Its lodestar. ' ' ' " '

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' estimate for reimbursement from the Settlement Fund for costs and expenses (including lost wages) incurred by Lead Plaintiff in connection with Its representation of the Settlement Class in accordance with 15 U.S.C. § TSu-â)^), in an amount not to exceed

' ' $175,000.. The Court may award less than the requested amounts. Any payments to the attorneys for fees or expenses, row or in the •. future, will first be approved by the Court. '

OBJECTING TO THE SETTLEMENT

You can tell the Court that you do not agree with the Settlement, the Plan of Allocation, Lead Counsel's request for an award of ' attorneys' fees and Litigation Expenses, or Lead Plaintiffs request for reimbursement of costs and expenses,

18. How do I tell the Court if I do not like the Settlement?

.|f you are a Settlement Class Member who has not sought to exclude yourself from the Settlement Class, you can object to the Settlement if you do not like any part of it. The Court can only approve or deny the Settlement. You cannot ask the Court to order a

' larger settlement. If the Court denies approval of the Settlement, no settlement payments will be sent out and the Action will continue.

- To object, you must send a letter to the Court saying that you object to the Settlement In the In m HP Securities Litigation, No. 3;12-cv-059B0-CRB"(N.D. Cal.) and the reasons why you object to the Settlement. Be sure to include your full name, address and telephone number. An objector must atso include the following information', (i) a list and documentation of all of his, her or Its transactions

. involving HP's publicly traded common stock during the Settlement Class Period, including brokerage confirmation receipts or other " competent'documentary evidence of such transactions, including the amount and date of each purchase, acquisition or sale and the

' price paid and/or received;'(ii) a written statement of all grounds for the objection accompanied by any legal support for the objection; ' (iii) copies of any papers, briefs or other documents upon which the objection is based; (iv) a list of any persons who will be called to . .testify in support of the objection; (v) a statement of whether the objector intends to appear at the Settlement Hearing; (vi) a list of other

cases in which the objector or the objector's counsel have appeared either as settlement objectors or as counsel for objectors in the preceding five years; and (vii) the objector's signature, even if represented by counsel. If you intend to appear at the Settlement Hearing through counsel, the objection must also state the identity of all attorneys who will appear on your behalf at the Settlement

' '' Hearing. Any Settlement Class Member who does not make his, her or its objection in the manner provided for herein shall be deemed to have waived such objection and shall forever be foreclosed Irom making any objection to the fairness or adequacy of the Settlement as reflected in the Stipulation, to the Plan of Allocation or to the applications for attorneys' fees and reimbursement of Litigation Expenses. If you are not a member of the Settlement Class, you cannot object to the Settlement as it does not affect you.

Any objection must be submitted to the Court either by mailing the objection to the Class Action Clerk at the address below or by filing the objection in person at any location of the United States District Court for the Northern District of California, such that the objection is filed or postmarked on or before October 14, 2015;

United States District Court Northern District of California

Class Action Clerk 450 Golden Gate Avenue San Francisco, CA 94102

. - 19. What is the difference between objecting and excluding?

' Objecting is simply telling the Court that you do not like something about the Settlement, the Plan of Allocation, and/or the application ' for attorneys' fees and Litigation Expenses. You can object only if you stay in the Settlement Class. Excluding yourself is telling the Court that-you do not want to be part of the Settlement, II you exclude yourself, you have no basis to object because the case no longer affects you.

THE COURT'S SETTLEMENT HEARING

The Court will hold a hearing to consider whether to approve the Settlement, the Plan of Allocation and the applications for attorneys' fees and Litigation Expenses. You may attend and you may ask to speak, but you do not have to.

120. When and where will the Court decide whether to approve the Settlement?

The Court will hold a Settlement Hearing at 10:00 a-m., on November 13, 2015, in Courtroom 6 on the 171h Floor before the Honorable Charles R. Breyer at the United States District Court for the Northern District of California, San Francisco Courthouse, 450 Golden Gate

- .Avenue, Sah Francisco, CA 94102. At this hearing, the Court will consider whether the Settlement and the Plan of Allocation are fair, . reasonable, and .adequate. If there are objections, the Court will consider them. Judge Breyer may also consider Lead Counsel's

- " application for attorneys' fees and Litigation Expenses at this time, including any request by Lead Plaintiff for reimbursement of its costs and expense (including lost wages) in connection with its representation of the Settlement Class. The Settlement Hearing may occur

- on a different date or at a different time without additional notice, so if you ptan on attending the hearing, please check the website, www.HPSecuritlesLitiqationSettlement.com. the Court's PACER site or contact Lead Counsel to confirm that the date

- - and/or lime of the hearing has not changed.

6


21. Do I have to come to the settlement hearing?

No. Lead Counsel will answer any questions Judge Breyer may have. But, you are welcome to attend the hearing at your own' expense. If you send an objection, you do not have to come to Court to talk about it. As long as your written objection was received oh time, the Court will consider it. You may also pay your own lawyer to attend, but it is not required.

22. May I speak at the settlement hearing?

You may ask the Court for permission to speak at the Settlement Hearing. To do so. you must send a letter stating that it is your "Notice of Intention to Appear at the Final Settlement Hearing in the HP Securities Litigation matter." Be sure to include your name, address, telephone number, your signature, and also identify your transactions in publicly traded HP common stock, including the • • date(s), price(s) and amount(s) of all purchases, acquisitions, and sales of the eligible HP common slock during the Settlement Class -Period. Your notice of intention to appear must be submitted to the Court either by mailing it to the Class Action Clerk at the address set forth above in Question 18 or by filing it in person at any location of the United States District Court for the Northern District of Carifomia, such that the notice of intention to appear is filed or postmarked on or before October 14, 2015. Absent Court approval, you cannot speak at the hearing if you exclude yourself from the Settlement Class. . • -

IF YOU DO NOTHING ... . ..

23. What happens if I do nothing at all?

If you do nothing, you will receive no money from this Settlement. But, unless you exclude yourself, subject-to the .caveats set forth ' above in response to Question 14 above, you will not be potentially able to start a lawsuit, continue with a lawsuit, or be part of any other lawsuit against Settling Defendants or the other Released Parlies about the same claims being released in this Settlement. '

GETTING MORE INFORMATION

24. How do I get more Information?

This rotice summarizes the Settlement, For the precise terms and conditions of the Settlement, please see the Stipulation available at www.HPSecuritlesLitiaatlonSettlement.com. A copy of the Stipulation and additional information regarding the Settlement can also be . obtained by contacting Lead Counsel at the contact information set forth above, by accessing the Court docket in this case" through.'the Court's Public Access to Court Electronic Records (PACER) system at https://ecf.cand.uscourts.gov, or by visiting the office of the Clerir of the Court for the United States District Court for the Northern District of California, 450 Golden Gate Avenue, San Francisco, CA 94102-3489, between 9:00 a.m. and 4:00 p.m., Monday through Friday, excluding Court holidays. You may also write to the Claims Administrator at. In re HP Securities Litigation Settlement, c/o GCG, P.O. Box 10224, Dublin, OH 43017-5724. PLEASE DO NOT CALL THE COURT OR THE CLERK OF THE COURT FOR ADDITIONAL INFORMATION ABOUT THE SETTLEMENT OR THE CLAIMS PROCESS.

INFORMATION FOR BROKERS AND OTHER NOMINEES

25. What if I purchased publicly traded HP common stock for a beneficial owner?

If you purchased publicly traded HP common stock during the Settlement Class Period as a nominee for a beneficial owner, the Court' has directed that, within fourteen (14) calendar days after you receive this Notice, you must either: -

(\) provide the names and addresses of such persons and entities to the Claims Administrator, GCG, and GCG will send . a copy of the Notice and Claim Form to the beneficial owners; or ' .

(ii) send a copy of the Notice and Claim Form by first class mail to the beneficial owners of such HP common stock. You can request additional copies of these documents by contacting the Claims Administrator, In m HP Securities Litigation Settlement, c/o GCG. P.O. Box 10224. Dublin. Ohio 43017-5724. or by going to www.HPSecuritiesLitiqationSettlementcom, . .•

If you verify and provide details about your assistance with either of these options, you may be reimbursed from the Settlemenl Fund for the actual expenses you incur to send the Notice and Claim Form, including postage and/or the reasonable costs of determining the. names and addresses of benefcial owners. Please send any requests for reimbursement, along with appropriate supporting documentation, to: In re HP Securities Litigation Settlement, c/o GCG, Claims Administrator, P.O. Box 10224, Dublin, Ohio 430175724. or visit www.HPSecuritiesLitigationSettlemenl.com. .

PLEASE DO NOT CALL OR WRITE THE COURT OR THE CLERK OF THE COURT TO INQUIRE ABOUT THIS SETTLEMENT OR THE CLAIMS PROCESS. ' ' ' ' • •' ; "

By Order of the Clerk of the Court United States District Court ' Northern District of California . . .

Dated: August 17, 2015

9


W':

APPENDIX A

PLAN OF ALLOCATION OF NET SETTLEMENT FUND AMONG SETTLEMENT CLASS MEMBERS

The objective of the Plan of Allocation is to equitably distribute the Net Settlement Fund to those Settlement Class Members , who. suffered economic losses as a result of the alleged violations of the federal securities laws as opposed to losses caused by market

' or industry factors or company-specific factors unrelated to the alleged violations of law. The Plan of Allocation reflects Lead Plaintiffs damages expert's analysis undertaken to date to that end, Including a review of publicly available information regarding HP and statistical analysis of the price movements of publicly traded HP common stock ("HP Common Stock") and the price performance of relevant market and peer indices during the Settlement Class Period. The Plan of Allocation, however, is not a formal damages

' - analysis that has been adjudicated or fully developed during discovery in the Action.

' 2. - . The calculations made pursuant (o the Plan of Allocation are not intended to be estimates of, nor indicative of, the amounts ' that Settlement Class Members might have been able to recover after a trial. Nor are the calculations pursuant to the Plan of Allocation

' intended to be estimates of the amounts that will be paid to Authorized Claimants pursuant to the Settlemenl, The computations under - .the Plan of Allocation are only a melhod to weigh the claims of Authorized Claimants against one another for the purposes of making

^ ' pro rata allocations of the Net Settlement Fund.

' " 3.' The Plan of Allocation generally measures the amount of loss that a Settlement Class Member can claim for purposes of making pro rata allocations of the Net Settlement Fund to Authorized Claimants. For losses to be compensable damages under the

. federal securities laws, the disclosure of the allegedly misrepresented information must be the cause of the decline in the price of the security. In this case, Lead Plaintiff alleges that Defendanls made false statements and omitted material facts from August 19, 2011

. . through and including November 19, 2012, which had the effect of artificially inflating the price of HP Common Slock. Alleged ' 'corrective disclosures that resulted in a statistically significant change in market price and removed the artificial inflation from the price

• of HP common stock occurred on August 22, 2012 and November 20, 2012. Accordingly, in order to have a Recognized Loss, the HP - Common Stock must have been purchased/acquired during the Settlement Class Period and held through at least one of the alleged

disclosures. . •

• ' . ' 4.- In addition, the.Plan of Allocation takes into account the fact that the Court's November 26, 2013 Order dismissed all claims ' related to allegedly false and misleading statements made between August 19, 2011 and May 22, 2012, inclusive. Because of the

dismissal of these claims, it is far less likely that Lead Plaintiff could prevail on those claims. Accordingly, Recognized Losses resulting from purchasesfecquisitions during this time period calculated pursuant to paragraph 8 below shall be multiplied by fifteen (15%)

. percent to reflect the Increased litigation risk on the dismissed claims.

CALCULATION OF RECOGNIZED LOSS AMOUNTS I

For purposes of determining whether a Claimant has a "Recognized Claim', purchases, acquisitions, and sales of HP . 5. •Common Stock will first be matched on a First In/First Out ("FIFO") basis as-set forth in paragraph 9 below.

For'each share of HP Common Stock purchased or otherwise acquired during the Settlement Class Period and sold on or - . before February 15, 2013,1 an "Out of Pocket Loss" will be calculated. Out of Pocket Loss is defined as the purchase price (excluding

' all fees, taxes, and commissions) minus the sale price (excluding all fees, taxes, and commissions). To the extent that calculation of the Out of Pocket Loss results in a negative number thereby reflecting a gain on the transaction, that number shall be set to zero.

A 'Recognized Loss Amount' will be calculated as set forth below for each HP Common Stock share purchased or otherwise - • acquired during the Settlement Class Period, that is listed in the Claim Form and for which adequate documentation is provided. To the

extent that the calculation of a Claimant's Recognized Loss Amount results in a negative number, that number shall be set to zero.

(For each share of HP Common Stock purchased or acquired during the Settlement Class Period, and)

Sold prior to the release of corrective information on August 22, 20123, the Recognized Loss Amount for each share A. ' shall be zero.

. 1 February 1S. 2013 represents the last day ol the 90-day period subsequsnl to the Settlement Clas$ Period {(he '90-day look back period'). The Private Securities Litigation Reform Act of 1995 ("PSLRA") imposes a Btatulory limitation on recoverable damages using the 90-day look back period, This limitation is incorporated into the calculation of

' •. a Settlemenl Class Member's Recognized Loss Amount. Specifically, a Setllertienl Class Member's Recognized Loss Amount cannot exceed the difference between the - - purchase price paid lor the HP Common Stock and the average price ol HP Common Stock during the 90-day look beck period subsequent to the Settlement Class Period if

the share was held through February 15, 2013, the end ol the 90-day look back period. Losses on HP Common Slock purchasedfecquired during the Settlement Class Period and sold during the 60-day look back period cannol exceed the diflerence between the purchase price paid for the HP Common Stock and the average price of HP Common

. Stock during the portion of the 90-dsy iook back period elapsed as of the date of sole, as set forth in Table 2 below.

3 Given thai documentation may not exist salting forth the exact time of each such transection, the price at which the iransaclion took place shall serve as e proxy tor " determining whether the transection occurred before or after the release ol Ihe allegedly corrective information. Shares purchased/acquired or sold on August 22,2012 at any

pnce equal to or greater ihan 119,00, shall be deemed 10 have been purchased/acquired or sold prior to the release of corrective information on August 22.2012 lor purposes of this Plan. Shares puifihased/acquired or sold on August 22. 2012 at any price less than $19.00, shall be deemed to have been purchased/acquired or sold after ihs release of corrective information On August 22, 2012 lor purposes of this Plan.

10


(Sold.after the release 'of corrective information on Auqust;22.,2Q'i2^nd prior te'-tKje.release of corre(îve;infgMat!on; '[on NqvemberÔ, jOJ2^4he" Recognized .Loss Amount for .each share shall Be the lesser •;

(P jthe dollar amount of artificial.inflation applicable to each such share qn'the.date of.purchase/acquisitiori:as.set forth in' (Table 1 below/n/nt/s.the doNarambirnt of,artificial.inflation,applicable to each such,share pn th6;date orsale as set] (forth in Table 1 below; or) ' • •

((ij^ thejOut'of,Pocket Loss') ' •

Sold after the release of corrective information on November 20, 201Z5. and prior to the close of trading on February 15,2013, inclusive, the Recognized Loss Amount for each share shall be the lesser of.

(i) the dollar amount of artificial inflation applicable to each such share on the date of purchase/acquisition as set forth m Table 1 below; .

(ii) the purchase/acquisition price of each such share (excluding all fees, taxes and commissions) minus the average closing price set forth in Table 2 below on the date of sale; or ' ' • '

(iii) the Out of Pocket Loss.

0. Held through the close of trading on February 15, 2013, the Recognized Loss Amount for each share shall be the

»

lesser of.

(i) the dollar amount of artificial inflation applicable to each such share on the date of purchase/acquisition as set forth in • Table 1 below; or

(ii) the purchase/acquisition price (excluding all fees, taxes, and commissions) minus $15.16 (the average closing price of HP Common Stock between November 20, 2012, and February 15, 2013, as shown on the last line in Table 2 below). ,

ADDITIONAL PROVISIONS . . .

If a Settlement Class Member has more than one purchase/acquisition or sale of HP Common Stock during the Settlement . Class Period, ail purchases/acquisitions and sales shall be matched on a FIFO basis. Settlement Class Period sales will be matched [ first against any holdings at the beginning of the Settlement Class Period, and then against purchases/acquisitions in chronological .., , order, beginning with the earliest purchase/acquisition made during the Settlement Class Period. .

Purchases/acquisitions and sales of HP Common Stock shall be deemed to have occurred on the "contract" or "trade" date as opposed to the "settlement'' or "payment" date. The receipt or grant by gift, inheritance or operation of law of HP Common Stock during the Settlement Class Period shall not be deemed a purchase, acquisition or sale of these shares of HP. Common Stock for the '' ' calculation of an Authorized Claimant's Recognized Claim, nor shall the receipt or grant be deemed an assignment of any claim relating • to the purchase/acquisition of such shares of HP Common Stock unless (i) the donor or decedent purchased or otherwise acquired such shares of HP Common Stock during the Settlement Class Period; (ii) no Claim Form was submitted by or on behalf of the donor,, on behalf of the decedent, or by anyone else with respect to such shares of HP Common Stock; and (iii) it is specifically so provided in the instrument of gifl or assignment. .

The date of covering a "short sale" is deemed to be the dale of purchase or acquisition of,the HP Common Stock. The date of • . a "short sale" is deemed to be the date of sale of HP Common Stock. In accordance with the Plan of Allocation, however, the Recognized Loss Amount on "short sales" is zero. In the event that a Claimant has an opening short position in HP Common Stock, the earliest Settlement Class Period purchases or acquisitions shall be matched against such opening short position and not be entitled to a recovery until that short position is fully covered. . - _ • •

Q

10.

11.

12. HP Common Stock is the only security eligible for recovery under the Plan of Allocation. Option contracts to purchase dr sell HP Common Stock are not securities eligible to participate in the Settlement. With respect to HP Common Stock purchased or sold -through the exercise of an option, the purchase/sale date of the HP Common Stock is the exercise date of the option and the ' purchase/sale price is the exercise price of the option. . '

13. The sum of a Claimant's Recognized Loss Amounts will be the Claimant's "Recognized Claim." • -

14. An Authorized Claimant's Recognized Claim shall be the amount used to calculate the Authorized Claimant's pro rata share of -the Net Settlement Fund If the sum total of Recognized Claims of all Authorized Claimants who are entitled to receive payment out of the Net Settlement Fund is greater than the Net Settlement Fund, each Authorized Claimant shall receive his, her, or its pro rata share . of the Net Settlement Fund. The pro rata share shall be the Authorized Claimant's Recognized Claim divided by the total of Recognized Claims of all Authorized Claimants, multiplied by the total amount in the Net Settlement Fund.' • • • - '

15. If the Net Settlement Fund exceeds the sum total amount of the Recognized Claims of all Authorized Claimants entitled to ' receive payment out of the Net Settlement Fund, the excess amount in the Net Settlement Fund, shall be distributed pro rata to all Authorized Claimants entitled to receive payment.

'see In. 2, . ... " , ..

* Given lhal documenlalion may not exist sehing forth the exact lime of each such transaction, the pries at which the transaction took piece shall serve as a proxy for determining whether the tranwrton occurred before or efter the release of the allegedly corrective information. Shares purchased/acquired or sold on November 20, 2012 et any price equal to or greater than S13.00, shall be deemed to have been purchasedAacquired or sold prior to the release of corrective informailon on November 20, 2012 for purposes of this Plan. Shares purchased/acquired or sold on November 20, 2012 at any price less than $13.00, shall be deemed to have been purchased/acquired or Bold' after the release of corrective Information on November 20,2012 for purposes of this Plan. '

5 Sea fn. 4,

11


•16. . The Net Settlement Fund will be allocated among all Authorized Claimants whose prorated payment is $10.00 or greater. If the prorated payment to any Authorized Claimant calculates to less than $10.00, it will not be included in the calculation and no 'dislribution will be made to that Authorized Claimant.

If any funds remain in the Net Settlement Fund by reason of uncashed distributions or other reasons following an initial ' distribution, then, after the Claims Administrator has made reasonable and diligent efforts to have Authorized Claimants who are

entitled to participate in the distribution of the Net Settlement Fund cash their distribution checks, any balance remaining in the Net Settlement Fund one (1) year after the initial distribution of such Kinds shall be re-distributed to Authorized Claimants who have cashed their initial distributions and who would receive at least $10.00 from such re-distribution, after payment of any unpaid costs or fees

- incurred in administering the Net Settlement Fund, including costs or fees for such re-distribulion. The Claims Administrator may make further' re-distributions of balances remaining in the Net Settlement Fund to such Authorized Claimants to the extent such re*

. distributions are cost-effective. At such time as it is determined that the re-distribution of funds which remain in the Net Settlement . Fund is not cost-effective, Lead Counsel shall contribute the balance to the Investor Protection Trust, a national non-profit oigantzation -whose mission is lo provide independent, objective investor education to allow all Americans to make informed investment decisions, or another non-profit organization that is approved by the Court.

17.

IT ABLE

(HP-Cdmniori'Stock Artificial Inflation For Purposes of Calculating Purchase/Acquisition and Sale Inflation)

(bateRange'J (inflation Per Share)

($0.93) ... fAiigust 19.2011- August'22,2012 (prior to the release of correctiVB infoimatibn))

(August 22, .2012 (after .the release of corrective Information) - November 20, 2012 (prior to the release of) /corrective information)) fNdvernbefÔ. 2012 (after the release of corrective information))

($073)

TABLE 2

HP Common Stock Closing Price and Average Closing Price November 20,2012—February 15,2013



i Closing Price . Date Date Closing Price

11/20/2012 1/4/2013 $15.14 $13.78 $11.71 $11.71 $11.83 $13.83 $11.94' 1/7/2013 $15.17 11/21/2012

11/23/2012 $12.44 $12.03 1/8/2013 $15.39 $13.87 $12,21 $15.85 $13.93 11/26/2012 $12.74 1/9/2013

$12.36 $12,24 1/10/2013 $16.28 $14.00 11/27/2012 1/11/2013 $16.16 $12.32 $14.06 11/28/2012- • ,$12.73

• ' 11/29/2012 1/14/2013 $16.95 $12.89 $12.40 $14.14 1/15/2013 $16,53

$17.21 $14.20 $12.48 11/30/2012 $12.99 $14.28 $12.52 1/16/2013 $12.87 12/3/2012

1/17/2013 $17.11 $14.35 $12.62 $13.53 12/4/2012 $13.82 1/18/2013 $12.73 $17.11 $14.42 - 12/5/2012 i

1/22/2013 $17.25 $17.01 $17.01

$14.48 $12,82 $13.63 12/6/2012 $12.91 1/23/2013 $14.54 $13,94 • 12/7/2012 $13,00 . $14,16 1/24/2013 $14.60 12/10/2012

. -.12/11/2012 S16.99 $13.08 1/25/2013 $14.65 •$14,26 1/28/2013 $17.02 $13.17 $14.70 $14.53 12/12/2012

$14.74 $14.50 $13.25 1/29/2013 $16.48 • • 12/-13/2012 1/30/2013 $18.40 $14.78 $13,33 .$14.75 12/14/2012

$13,38 1/31/2013 $16.51 $14.81 $14.21 12/17/2012 $13,44 2/1/2013 $16.46 $14,84 $14.53 12/10/2012

2/4/2013 $16.18 $14.87 $14.38 $13.48 - -12/19/2012 $13.52 2/5/2013 $16.61 $14.90 $14.43 12/20/2012 $13.56 2/6/2013 $16.69 $14,94 12/21/2012 $14.34

2/7/2013 $16.44 $13.58 $14.96 $14.01 . 12/24/2012 2/8/2013 $15.00 $13.60 $16.87

$16.83 $14.12 .12/26/2012

2/11/2013 $15.03 $13.82 12/27/2012 $14.04 $13.62 2/12/2013 $17.10 $15.07 12/28/2012 $13.68 $13.64 2/13/2013 $17.01 $15.10 12/31/2012 - $14.25 $13,69 2/14/2013 $17.03 $15.13 $15.02 1/2/2013 $13.74 2/15/2013 $16.79 $15.16 $15.14 1/3/2013

9 See In. 2 and fn. 4 above for additional eiplanaUons as to aliened artificial inflatbn laveli regarding transaetions which occur after the releese of corrective Intormation on • August 22,2012 or prior to the release of corrective Information en November 20,2012,

12


EXHIBIT D-5



No Later Than • .October31, 2015

In re HP Securities Litigation Settlement ; : c/o GCG '

Claims Administrator P.O. Box 10224 -

Dublin, OH 43017-5724 (888) 985-9382

www.HPSecuritiesLitigationSettlement.com B&CE HWD0270742424

. v •: • '<3 '0**3-DIGlT 301

tfS Claim Number: 01622591

Control Number: 1026721172 ||i>l|||>|lill| f||l||l|lli|>u|i|||||l|l||||i|iii||l| | in|>l. | i | |

PROOF OF CLAIM FORM

TO BE ELIGIBLE TO.RECEIVE A DISTRIBUTION FROM THE SETTLEMENT FUND CREATED INTHIS ACTION, YOU. • MUST MAIL YOUR COMPLETED AND SIGNED CLAIM FORM TO THE CLAIMS ADMINISTRATOR POSTMARKED ON OR BEFORE OCTOBER 31, 2015 TO THE ADDRESS SET FORTH AT THE TOP OF THIS PAGE. (•

FAILURE TO SUBMIT^YOUR CLAIM FORM BY THE'DATE,. SPECIFIED: WILL SUBJECT YOGR' CLAIM 'TO- ' REJECTION AND MAf PRECLUDE YOU FROM BEING ELlGiBLE TO RECOVER ANY MONEY IN CONNECTION''' WITH THE'SETTLEMENT. ' ii' r

*££0 NOT MAIL OR DELIVER YOUR CLAIM FORM TO THE COURT, THE PARTIES TO THIS ACTION, OR THEIR v-?"? C« AIM FORM ONLY TO THE CLAIMS ADMINISTRATOR AT-THE-ADDRESS -SJiT

rOR i H ABOVE.

i j I

PAGE# TABLE OF CONTENTS

PART \ - CLAIMANT IDENTIFICATION


PART Iff • SCHEDULE OF TRANSACTIONS IN HP COMMON STOCK. 5

6 PART IV - SUBMISSION TO JURISDICTION OF COURT AND ACKNOWLEDGEMENTS



REMINDER CHECKLIST 8

-Important - This form should be completed IN CAPITAL LETTERS using BLACK or DARK BLUE'bBltpoint/fountain pen. Characters and marks used should be,similar in the style to the'following: ' *. •, '• - ' v"

' :lXrB0DfElF]6liTO


• v , . i , ' i i

j*;

- - PART I - CLAIMANT IDENTIFICATJON -« *v i1

Claimant or Reoresehtative Contact Information: . • ' . • 1 .

-TNe Claims Administrator will use this informalion for ail communications relevant to this CJaim (including the check, if eligible for payment). If this information changes, vou MUST notify the Claims Administrator in writing at the address above. - ' ' '

' Claimant Narrie(s) (as you would like the name(s} to appear on the check, if eligible for payment): . ' i .'

M I I I 1 1 1 1 1 1 1 nm , 1 — S W » Street Address: , ,

Last 4 digits of Claimant SSN/TIN: City:

AccountNumber: mrn »! * '

• !' State:,'-Zip Code: . .Country (if Other than U.S.):

•LO . Name of the Person you would like the.Ctaims Administrator to Contact Regarding This.Claim (if different from the .

Claimant'Na'me(s) listed above:): ; . - . - - . * ' - - v -

—rf-

Evening telephone Number: .Daytime Telephone Number:

-mm •' ,, rEmail Address ,, (Emiall adrfress Is rwt rwjulrBd, but (Iyou provide H you authoriiB the Clalms'AdmlnlstTatorto use H in pfovidlrig you with Informatiart rejavant to this claim.)

/ »

' • *Us

NOTICE REGARDING ELECTRONIC FILES: Certain claimants with large numbers'of transactions' rriayVequ'e'st to; or may be requested to, submit information regarding their transactions in electronic files. To obtain the mandatory electronic filing and file layout, please visit the Settlement website at www.HPSecuritjesLitigationSettlement'com or you may e-mail the Claims Administrator's electronic filing department at eClaimfSoardencitvQroup.com. Any file not in accordance with the required electronic filing format will be subject to rejection. No electronic files will be{ considered (o have been properly submitted unless the Claims Administrator 'issues an email after processing your file with' your claim numbers and respective account' information. Do not assume'5 that your file has'been received or processed until you receive this email. If you'do not receive such an email within 10 days of your submission, you should contact the electronic filing department at [email protected] to inquire about your fife and confirm it was received and acceptable.

, i' \ • r J . y k ± «

To .view Garden City Group, LLC's Privacy Notice, please visit http://www.gardencitygroup.com/pfivacy 'The last four digits of the taxpayer identification number (TIN), consisting of a valid Social Security Number (SSN) for individuals or Employer Identification '| m Number (EIN) for business entities, trusts, estates, etc., and telephone number of the beneficial owners) may be used in verifying this claim.


3

• - PART II - GENERAL INSTRUCTIONS

' To recover as'a membef'of the Settieme'nt Class'based on'ybiir claim in the'action" entitled In re HP Securities •Litigation, No. 3:12-cv-05980-CRB (the -Action"), you must complete this Proof of Claim.Form ("Claim Form"),./If you fail to submit

' a Claim Form by the deadline, your claim may be rejected and you may be precluded fro'm "any recovery from the Settlement Fund ' created in connection with the proposed settlement of the Action ("Settlement"), as set forth in the Stipulation of Settlement and

Release dated June 8, 2015 ("Stipulation"). .

" " A.

Submission of this Claim Form, however, does not ensure that you will share in the proceeds of the Settlement P g

Fund created in this Action.

TO BE ELIGIBLE TO RECEIVE A DISTRIBUTION FROM THE SETTLEMENT FUND CREATED IN THIS ACTION, YOU MUST MAIL YOUR COMPLETED AND SIGNED CLAIM FORM TO THE CLAIMS ADMINISTRATOR POSTMARKED ON OR BEFORE OCTOBER 31, 2015, ADDRESSED AS FOLLOWS:



Dublin, OH 43017-5724

If you are NOT a member, of the Settlement Class, as defined in the Notice of Pendency of Class Action and j Proposed Settlement, Settlement Fairness Hearing and Motion for Attorneys' Fees and Reimbursement of Litigation' Expenses J (the "Notice"), then DO NOT submit a Claim Form.

D.

E. If you are a member of the Settlement Class as defined in the Notice and do not timely request exclusion'frdm the Settlement Class, you are bound by the terms of any judgment entered in the Action, WHETHER OR NOT YOU SUBMIT A CLAIM FORM.

^-ÎNSTRUCTIONSFOR CLAIMANT. IDENTIFfCATION SCHEDULE ...-i . .

A. This Claim Form must be submitted by the beneficial purchaser or acquirer of the publicly traded Hewlett-Packard Company ("HP") common stock upon which this claim is based, or by the authorized legal representative of such purchaser or acquirer. ' '' ' " 1 .! i

L

! B. lfyoupurchasedorotherwiseacquiredpubliclytradedHPcommonstockbetweenAugust19,2011 andNovember 20, 2012;-inclusive (the "SettlementClass Period"), and held-the stock'in your name, you are-the beneficial purchaser or'a'cquir.er

- as well as the record purchaser or acquirer. If, however, the stock was registered in the name of a third party, such as a nominee or brokerage firm, you are the beneficial purchaser or acquirer and the third party is the record purchaser or acquirer. '

c." Use "Part I" of this form'(above) entitled "Claimant Identification" to identify the'beneficial purchaser or acquirer of the HP common stock which forms the basis of this claim. i.

. .. D.' ' Please Note: A separate .Claim Form should be submitted for each separate person or legal entity (e.g., a Claim Form from joint owners should not include separate transactions of just one of the joint owners, and an individual should not combine his'or herJRA transactions with transactions, made sofely in the individual's name). Conversely, a single Claim Form should be submitted on behalf of one legal entity that includes all transactions made, by,thataentity no matter how many, separate accounts that entity has (e.g., a corporation with multiple brokerage accounts should include all transactions in HP common' stock on one Claim Form, no matter how many accounts were associated with the transactions). ' ' '

E. All joint purchasers/acquirers must sign this Claim Form.

F. If you are acting in a representative capacity on behalf of a Settlement Class Member, such as an executor, administrator, guardian, conservator, trustee or other legal representatives, you must complete and sign this Claim Form on behalf of persons or entities so represented. Satisfactory evidence of your authority must accompany this Claim Form and your titles or capacities must be stated. The last four digits of the Social Security (or taxpayer identification) number and telephone number of the beneficial owner may be used in verifying the claim. FaiJure to provide the foregoing information could delay verification of

-your claim or-result-in rejection of your claim. - - •• r," I; - .

* I'4 ..*/• • —_

. ' i . ' . • ? - ' r i' Jv


tl

4

PART H - GENERAL INSTRUCTIONS (CONTINUED)


Use "Part III" of this form (below) entitled "Schedule of Transactions in HP Common Stock" to supply all required details of your transactions) in and holdings of HP common stock. If you need more space, attach separate sheets giving alt of the required information in substantially the same form. Sign and print or type your name on each additional sheet.

A.

Please provide all of the requested Information with respect to all of your purchases, acquisitions and sales of HP common stock, regardless of whether such transactions resulted in a profit or a loss. Failure to report all such transactions may result in the rejection of your claim. Please note: only HP common stock purchased or otherwise acquired during the Settlement Class Period (i.e., the period between August 19, 2011 and-November-20, 2012, inclusive) is eligible to potentially recover under the Settlement. However, because information regarding your sales of HP common stock during the period from November 21, 2012 to February 15, 2013, inclusive (the "90-day look back period"), will be used for purposes of calculating your

' Recognized Claim under the Plan of Allocation contained in the Notice, information with respect to your purchases and acquisitions of HP common stock during that period as well as your holdings of HP common stock at the close of trading on February 15,2013 is needed in order to balance your claim. While your purchases and acquisitions during the 90-day look back period will not be

: used for purposes of calculating your Recognized Claim pursuant to the Plan of Allocation, the information is necessary in order to process your claim.

B.

' C. List each transaction separately and in chronological order by trade date, beginning with the earliest. You must . accurately provide the month, day, and year of each transaction you list.

D. • Copies of documents evidencing your transactions in and holdings of HP common stock (such as broker • confirmations) must be attached to your Claim Form. Failure to provide this documentation could delay verification of your claim or result in rejection of your claim.

The. above requests are designed to provide the minimum amount of information necessary to process the simplest tbim^: Tne:Claims Administrator may request additional information as required to efficiently and reliably calculate your losses. If the Claims Administrator cannot perform the calculation accurately or at a reasonable cost to the Settlement Class with the information provided, the Claims Administrator may condition acceptance of the claim upon the production of additional information and/or your agreement to pay any increased costs due to the nature and/or scope of your claim. '

E.


*5

PART 111 - SCHEDULE OF TRANSACTIONS-IN HP COMMON STOCK

Number .of shares of HP common stock held at the close of BEGINNING HOLDINGS: trading on August 18, 2011. If none, write "zero" or"©":

Shares

PURCHASES/ACQUISITIONS: Purchases or Acquisitions of HP common stock from August 19r 2011 to February 15,-2013, Inclusive (which includes the 90-day look back period)1. (Must be documented.)

Trade Datefs) of PiircfiBse(s)/Acquisition(s)

(List Chronologically Month/Day/Year)

Purchase/Acqulsilion Price Per Share of HP Common Stock


taxes and fees) . -

Number of Shares ot HP Common Stock Purchased/Acquired

rrmî: noMiB Ei {loTR/l cl 6t/[7"F 'r <'1 >! '

EUTEd] nrrTTim nnn-czi

mm.,, mm ••

/ •

oroa .i1

C. ' SALES: Sales of HP common Stock from August 19, 2011 to February 15; 2013, inclusive (which includes the 90-day look back period). (Must be documented.)

^Number^f Shares*' of HP Common

'• Slock Sold '

t fi

(List Chronologically) (Month/Day A'ear) 1

' * ' " 7 T .Sali^Price'Pe'r Share of HP Common

Stock

Amoiinl. Received-(excluding commissions,

taxes and fees)

tT0W00. '; ;-1 nWF •3S3.S0 HMW om.m •mm.

nrmm.m mamn.m

mmcD->-cm -ma

fflti

ctsmm': LLI i

/

• .amm:- m ].m UNSOLD HOLDINGS: Number of shares of HP common stock held at the close of trading on February 15, 2013 (the last day of the 90-day look back period). If none, write "zero" or "O". (Must be documented.) •

D. rrrwpi Shares

>: As set forth above, information requested with respect to your purchases and acquisitions of HP common slock between November 21, 2012 and February 15, 2013, inclusive, Is needed in order to balance your claim; purchases and acquisitions during this period, however, are nol eligible to participate in (he Settlement as these purchases and acqulsilions are outside the Settlement Class Period (i.e., August 19, 2011 to November 20, 2012, inclusive) and will not be used for purposes of calculating your Recognized Claim pursuant to the Plan of Allocation.

.. IF YOU NEED ADDITIONAL SPACE-TO LIST YOUR TRANSACTIONS YOU MUST PHOTOCOPY THIS PAGE AND CHECK THIS BOX Q

.IF YOU DO NOt CHECK THIS BOX THESE ADDITIONAL PAGES WILL NOT BE REVIEWED


6 YOU MUST READ THE SECTfON ENTITLED "DEFINITIONS AND RELEASE" AND SIGN THE SECTION ENTITLED

"" "REPRESENTATIONS' ON PAGE 7." FAILURE TO SIGN, MAY.RESULT IN A DELAY IN ... i .' PROCESSING pR'tHE REJECTioN OF YOUR CLAIM. : ''

s PART IV - SUBMISSION TO JURISDICTION OF COURT AND ACKNOWLEDGMENTS

1. I (We) submit this Proof of Claim Form under the terms of the Stipulation of-Settlement and Release described in the Notice. I (We) also submit to the jurisdiction of the United States District Court for the Northern District of California with respect to my (our) claim as a Settlement Class Member and for purposes of enforcing the release set forth herein and any Judgment which may be entered in the Action. I (We) further acknowledge that I (we) am (are) bound by and subject to the terms of any Judgment that may be entered in the Action,

2. ' I (We) agree to furnish additional information to the Claims Administrator to support this claim if required to do so.


. . 1. , r I (We) hereby acknowledge full,and complete satisfaction of, and dp hereby fully, finally, and forever settle, discharge, and . release all "Settled Claims'' against all "Released Parties," including "Unknown Claims,"âs defined below. ' '

"Settled Claims" means any and all claims, rights, demands, liabilities, suits, matters, issues, debts, obligations, losses and causes of action of every nature and description; whether fixed or contingent, accrued or unaccrued; liquidated or unliquidatedt;at law orin equity, matured or unmatured, class or individual in nature, suspected or unsuspected, concealed or hidden, whether known claims or Unknown Claims (as defined herein), whether arising under federal, state, foreign, or common law, that Lead Plaintiff or any other member of the Settlement Class: (a)'asserted in the Complaints or could have asserted in any forum that arise out of or are based upon the allegations, transactions, facts, matters or occurrences, representations, or omissions involved,-set forth, or referred to in the Complaints aind '(b) that relate to any purchase or acquisition of-HP common stock from August 19, 2011 through November 20, 2012, inclusive. Settled Claims shall not include any claims: (i) that'members of the Settlement Class may have arising solely under ERISA, including without limitation in the'action captioned {n re HP Etf/SA Ut/gat/on, No. C-12-6199 (N.D. Cat.). (i'O that members of the Settlement Class may have solely in a derivative capacity, including without limitation in the action captioned In re HP Shareholder Derivative Litigation, No. C-12-6003 CRB (N.D. CaL), or (iii) to.enforce the terms of the Settlement. For the avoidance of doubt, Settled Claims.shall also exclude any and all claims referenced in paragraph 8 of the Stipulation. '' "

"Released Parties" means collectively, all Defendants and their Related Parties.

"Related Parties" means, (1) with respect to HP, its predecessors, successors, past, present or future parents, subsidiaries, and affiliates (including without limitation Autonomy Corporation Limited, Autonomy Systems Limited, and Autonomy Inc., (coHectively, the "Autonomy Entities")), SpifiCo and its predecessors, successors, past, present or future parents; subsidiaries, and affiliates, and, with respect to HP, SpinCo and the Autonomy Entities, each of their respective past or present officers, directors, agents, partners, principals, members,;, employees, attorneys, advisors, auditors and accountants, insurers and reinsurers, and any firm, trust, corporation, or other entity in which'HP, ' SpinCo or the Autonomy Entities has or had a controlling interest; (2) with respect to the Individual Defendants, their respective spouses, marital community, immediate family members, heirs, successors, executors, estates, administrators, attorneys, accountants, personal representatives,-^ trusts and any other entity'in which any of them has a controlling interest, and as to such entities, each and all of their predecessors, sucdessors, ' past, present or future parents, subsidiaries, affiliates, and each of their respective past or present officers, directors, shareholders, agents, partners, principals, members, employees, attorneys, advisors, trustees, auditors and accountants, insurers and reinsurers.. For the avoidance ~ of doubt, Sushovan Hussain, Qatalysl Partners and Deloitte U.K. LLP shall also be included within the definition of Related Parties, as they were formerly an employee, advisor, or accountant, respectively, affiliated with one or more of the Autonomy Entities.

"Unknown Claims" means any and all Settled Claims which Lead Plaintiff and/or any other. Settlement Class Member does not know or suspect to exist in his, her or its favor at the lime of the release of such claims, and any Released Parties' Claims which the Settling Defendants or any other Released. Party does not know or suspect to exist in his, herorits'favorat thei time of the release of such claim's, which if known by him, her or it might have affected his, her or its decision(s) with respect to the Settlement. With respect to any and at! Settled Claims and Released Parties' Claims, the Settling Parties stipulate and agree that upon the Effective Date, Lead Plaintiff and the Settling Defendants shall expressly waive, and each other Settlement Class Member and each other Released Party shall be deemed tp havevwaived, and.by. .. operation of the Judgment shall have expressly waived, any and all provisions, rights and'benefits conferred by any law of any state or territory • of the United States, or principle of common law, which is similar, comparable, or equivalent to Cal, Civ. Code § 1542, which provides:

A general release does not extend to claims which the creditor does not know or suspect to exist in his or her favor at the time of executing the release, which if known by him or her must have materially affected his or her settlement with the debtor.

Lead Plaintiff and Settlement Class Members acknowledge, and by operation of law shall be deemed to have acknowledged, that they may hereafter discover facts in addition to or different from those which, he, she or it now knows or believes to be true with respect to the subject matter of the Settled Claims, but Lead Plaintiff shall expressly, fully, finally and forever settle and release, and each Settlement Class Member, ' upon the Effective Date, shall be deemed to have, and by operation of the Judgment shall have fully, finally, and forever settled and released any and all Settled Claims, whether known or unknown, suspected or unsuspected, concealed or hidden, that now exist, or heretofore existed, or may hereafter exist, and without regard to the subsequent discovery or existence of such different or additional facts. Lead Plaintiff and the Settling Defendants acknowledge, and each other Settlement Class Member and each other Released Party by operation of law shall be

(a)

i?

(b)

(c)

(d)

S*


%'

\ 'Ky

PART VJ-,OERINIT10KlS ANP.RELEASE (CONTINUED)" deemed to have acknowledged, that "the inclusion.ofÛnknown Clait separately bargained for and was a'key element of the Settlement.

This release shall be of no force or effect unless and until the Court gives final approval to the Settlement and the Effective Date occurs.


I (We) hereby warrant'and represent that I (we) have not assigned or transferred or purported to assign or transfer, voluntarily or involuntarily, any matter released pursuant to lh)s release or any other part or portion thereof. '

I (We) hereby warrant arid represent that I (we) have included information about afl-of my (our) purchases, acquisitions and sales'transactions in HP common stock which occurred from August 19, 2011 to February 75,2013, inclusive, as well as the number of shares of HP common stock held by me (us) at the close of trading on'August 18, 2011, and the close of trading on February 15, 2013.

... I (We) certify thatj am (we are) not subject to backup withholding under the provisions of Section a406(aj (1} (C) of the Internal Revenue Code.1;

• ' V . i v f ' - ' i • . ' i • , : i • > • i " i • • . • " - • " • ' 1 - • • • '

. .< NOTE: If you have been notified by the Internal Revenue Service that you are subject to backup withholding, please strike, out the language that you are not subject to backup withholding in the certification above.

.. I declare under penalty of perjury under the laws of the State of California and the United States of America that the foregoing information • supplied by, the undereighed is true and correct and thatthis roo^^laiprôrm was • ' ' •" ' l' 1 ' "•

Executed this day of (7 ' Cs , ' ' ' (Month) (Year)

••J'.T'. ^ i *

in • ' (City, State, Country) ' •' •

Signature of Claimant (if this claim is being made on behalf of Joint Claimants, then each must sigh.) JI..~ i . >• y- . »s | > > t J

Print Name of Claimant, . Date ••

• Signature of Joint Claimant,.if any

. Date" Print Name of Joint.Claimant, if any .. .. * • '

If Claimant is other than an individual, oris not the person completing.this form, the following also must be provided: ' • '•

'.!.»• Signature of Person Completing Form •

Print Name of Person Completing Form Date

Capacity of person signing on behalf of claimant, if other than an individual, e;g„ executor, president, trustee, custodian, etc.

i.

&

• )


B

REMINDER CHECKLIST

Please sign the Representations section of the Claim Form on Page 7,

If this claim is befng made on behalf of joint claimants, both must sign.


Do not send original stock certificates or documentation, These items cannot be returned to you by the Claims Administrator.

4

Please do not highlight or use red pen on any portion of the Claim Form or any supporting documentation,

5.

Keep a copy of your Claim Form and all documents submitted for your records. 6,

The Claims Administralor will acknowledge receipt of your Claim Form by mail, within 60 days. Your claim is not deemed filed until you receive an acknowledgement postcard. If you do not receive an acknowledgement postcard within 60 days, please call the Claims Administrator.

If your address changes in the future, or if this Claim Form was sent to an old or incorrect'address, please send the Claims Administrator written notification of your new address. If you change your name, please inform the Claims Administrator.

• \

the address below or toll-free at (888) 985-9382, or visit www.HPSecuritiesLitigationSettlement.com.

t

THIS CLAfM FORM MUST BE MAILEO/POSTMARKED NO LATER THAN OCTOBER 31, 2015, ADDRESSED AS FOLLOWS:

In re HP Securities Litigation Settlement cJo GCG


Dublin, OH 43017-5724


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In re HP Securities Litigation Settlement c/o GCG Claims Administrator P.O. Box 10224 Dublin, OH 43017-5724 (888)985-9382 HWD0294972151






Dear Claimants):


Your Claim may have been rejected for one or more reasons. If you wish to cure your Claim, please review the attached "Rejection Reason^)" document and respond accordingly. Please note the following when responding:



Very truly yours,




Claim No: 1622591

REJECTION RJEASONYS)

1. YOU DID NOT PROVIDE ANY DOCUMENTATION TO SUPPORT YOUR CLAIM.


HOW TO RESOLVE: You can resolve this rejection reason by submitting acceptable documentation to support your Claim to the Claims Administrator by the Response Due Date. All transactions and holding positions must be properly documented. You must submit acceptable documentation supporting all the transactions and holding information called for in Part m of the Claim Form. Acceptable documentation includes securities broker's confirmation slips, month and year-end account statements or similar documentation (handwritten or self-generated documents are not acceptable).


* * *

If you do not intend to supply additional information/documentation, and you still disagree with the determination, you may request Court review of the determination. To request Court review, you must send a letter to the claims administrator within twenty (20) days of the date of this letter and it must: (1) specifically state that you "request that the Court review the rejection of your claim," (2) state your arguments) for why your claim should be accepted, (3) attach any supporting documents you may have to support your argument, and (4) be signed. Please also include a copy of this letter when requesting Court review of the rejection of your claim. Your claim and its administrative rejection will be presented to the Court for review.





What You Need to Know

WHAT IS THE REASON FOR THE REJECTION OF MY CLAIM?

To view ihcreason(s) for the rejection of your Claim, please

review the allachcd "Rejection Rcason{s)" documenl.

AM I REQUIRED TO RESPOND TO THIS NOTICE?

No. If you agree with the delcrminalion that your Claim is

ineligible, and/or you do not wish, or are unable, (o cure the

identified rejection rcason(s), then no further action is required. I

HOW CAN I CURE THE

REJECTION REASON(S)?

Information regarding how to cure the rejection rcason(s) can be found on the attached "Rejection Reason(s)" document under

"How to Resolve." Please do nol re-submil the same supporting documentation that you previously submitted as Ibis has already been deemed insuflicicnt.

IK I CURE THE REJECTION REASON(S) WILL MY CLAIM BE ELIGIBLE FOR PAYMENT?

Your Claim MUST CALCULATE TO A RECOGNIZED LOSS UNDER THE COURT-APPROVED PLAN OF ALLOCATION in order lo be eligible for paymenL Once you have cured your Claim, your Claim will be presented to the

Court for approval if the Claim calculates to a Recognized Loss under the Court-approved Plan of Allocation.

If your response cures some, but not all of the identified

rejection rcason(s), your Claim and Recognized Loss will be calculated using only those eligible transactions which have been substantiated based on your submitted supporting

documentation. If curing a deficiency is on absolute requirement in order for the Clnim to be eligible and there

arc other dencicnctes in the Claim which are cured, your

Claim still will not be eligible, even for "partial acceptance," unless this deficiency is also cured.

WHAT IF MY RESPONSE ONLY

PARTIALLY CURES THE

REJECTION REASON(S)?

i

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Morgan Stanley

CL

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For the Period D

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org

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tanley & C

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esearch & A

nalysis (CIR

A), 2

nd

Sta

nd

ard

& Poors equity research ratings m

ay be shown for certain securities. All research ratings represent the 'opinions'

of th

e re

sea

rch provider and are not representations or guarantees of perform

ance. Because (h

e a

pplica

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research report contains more com

plete information regarding the analyst's opinions, analysis, and rating, you

should read the entire research report and not infe

r its con

ten

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the

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pany Is covered by both Morgan Stanley and C

IRA

you can and should view both research reports. C

lRA

s equity research ratings are (1) B

uy, (2) Neutral a

nd

(3) Sell.

For ease of comparison, M

org

an S

tan

ley a

nd S

tan

da

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oofs equity research ratings have been normalized to a 1 (B

uy), 2 (H

old), and 3 (Sell). P

lease refer to the quarter m

onth-end statement (or your first sta

tem

ent, if yo

u have not yet received a statem

ent at th

e q

uarte

r-end) for a sum

mary guide describing M

organ Stanley. CIRA and Standard &

Poor's ratings. Morgan Stanley

Smith B

arney LLC does not take resp

onsib

ility for, and does n

ot g

uara

nte

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e a

ccura

cy, completeness, or tim

eliness of research prepared for Standard & P

oors.

Quantity

Unrealized

Gainftloss)

Estim

ated D

ividend A

nnual Income

Yield %

Security D

escriplion T

otal Cost

Unit C

ost T

rade Date

Market V

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3.70 (2

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Share Price: $14.250; R

ating: 11/4/11

in Stanley: 2, C

iti$ 200.000

27.461 1

:3. S&

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5.4

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Page 6 of 22


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Morgan Stanley

Page 9 of 1

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For the P

eriod October 1-31, 2014

^ B

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100.0%

TOTAL MARKET VALUE

TOTA

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(includes accrued interest) 1 - This inform

ation reflects your requested adjustments to the transaction details.

Unrealized 69ln/(Loss) totals only reflect positions that have cost basis and/or m

arket value information available. C

ash, MM

F, Deposits and positions stating 'P

lease Provide'are not included.

AC

TIVITY

INVESTM

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TOTA

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RE

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MPT

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Purchase and Sale transactions above m

ay have received an average price execution. Details regarding the actual prices are available upon request.

TAXABLE INCO

ME A

ND

DISTRIBU

TION

S C

redlls/fDeblH

l

(Period 10/01.10/31)


8/2/2016

To:


c/o GCG

P.O. Box 10224

Dublin, Ohio 43017-5724

In re HP Securities Litigation Settlement Claim No 1622591

I request that the Court review the rejection of my claim.

I am attaching copies of my Client Statement Account Detail from Morgan Stanley for the Period December 1-31, December 2012, Showing purchase of Two Hundred (200) shares of Hewlett Packard (HPQ.) common stock on 11/4/11. Also my Client Statement Account Detail from Morgan Stanley for the Period October 1-31, 2014 showing the sale of these same Two Hundred (200) shares of Hewlett Packard (HPQ) common stock on 10/7/2014.

I believe that the purchase date of these shares falls within the period of the HP Securities Litigation Settlement for this case {Eligible Securities/CUSIP: HP Common Stock/428236103-Class Period:8/l9/2011 through 11/20/2012, inclusive.

If I need to supply any other documentation, please contact me.

Thank you for your consideration

Sincerely:

attachments


••VJ.

g-rH3A3M03

Claim

s Adm

inistrator c/o

GC

G

P.O. B

ox 10224 D

ublin, Ohio 43017-5724

'• '''430 i 7

-S??2

424

i I


Documents

EXHIBIT - HP Securities Litigation Settlement · 2017. 7. 12. · 5 PART I if- SCHEDULE OF TRANSACTIONS IN HP COMMON STOCK BEGINNING HOLDINGS: Number of shares of HP common stock