kfmhkFOR MORE INFORMATION

www.kaplan.com.hk/kfm

CHARTEREDALTERNATIVEINVESTMENTANALYSTSM

CAIA ®

LEADING GLOBAL PROVIDEROF CAIA EXAM PREP First Hong Kong classroom course provider Global team of professional trainers to deliver content & instruction

EXPERT TRAINERLectured by the most experienced trainer in Hong Kong

COMPREHENSIVE STUDY MATERIALSHuge package of study slides, practice questions & mock examEarly start with Schweser Live Online Weekly Class

CATCH-UP VIDEOS (Unlimited access)Review or make up missed sessions anytime online

CPT AWARDED

Approved PrepProvider

It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. Non-local course registration no. 361838 CAIAA does not endorse, promote, review or warrant the accuracy of the products or services offered by Kaplan Financial (Hong Kong) Ltd., nor does it endorse any pass rates claimed by the provider. CAIAA is not responsible for any fees or costs paid by the user to Kaplan Financial (Hong Kong) Ltd., nor is CAIAA responsible for any fees or costs of any person or entity providing any services to Kaplan Financial (Hong Kong) Ltd. CAIA®, CAIA Association®, Chartered Alternative Investment AnalystSM, and Chartered Alternative Investment Analyst Association® are service marks and trademarks owned by CHARTERED ALTERNATIVE INVESTMENT ANALYST ASSOCIATION, INC., a Massachusetts non-profit corporation with its principal place of business at Amherst, Massachusetts, and are used by permission.For detailed terms and conditions, please refer to enrollment form.

E XAM

SEP2021

CHARTEREDALTERNATIVEINVESTMENTANALYSTSM

CAIA ®

LEADING GLOBAL PROVIDEROF CAIA EXAM PREP First Hong Kong classroom course provider Global team of professional trainers to deliver content & instruction

EXPERT TRAINERLectured by the most experienced trainer in Hong Kong

COMPREHENSIVE STUDY MATERIALSHuge package of study slides, practice questions & mock examEarly start with Schweser OnDemand Class

CATCH-UP VIDEOS (Unlimited access)Review or make up missed sessions anytime online

CPT AWARDED

Approved PrepProvider

E XAM

MAR2022

It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. Non-local course registration no. 361838 CAIAA does not endorse, promote, review or warrant the accuracy of the products or services offered by Kaplan Financial (Hong Kong) Ltd., nor does it endorse any pass rates claimed by the provider. CAIAA is not responsible for any fees or costs paid by the userto Kaplan Financial (Hong Kong) Ltd., nor is CAIAA responsible for any fees or costs of any person or entity providing any services to Kaplan Financial (Hong Kong) Ltd. CAIA®, CAIA Association®, Chartered Alternative Investment AnalystSM, and Chartered Alternative Investment Analyst Association® are service marks and trademarks owned by CHARTERED ALTERNATIVE INVESTMENT ANALYST ASSOCIATION, INC., a Massachusetts non-profit corporation with its principal place of business at Amherst, Massachusetts, and are used by permission.For detailed terms and conditions, please refer to enrollment form.

Kaplan Financial - Financial Market HK

kaplanhk_fm

kaplan.com.hk/financial-markets

THE CAIA® PROGRAMCertification Requirements

Successfully complete

bothLevel I & Level II exams

U.S. BachelorDegree

(or equivalent)

>1 YEARProfessionalExperience*

4 YEARProfessionalExperience*

OR

Establish andmaintain

membership inthe CAIA Association®

* Professional Experience = full-time employment within the

regulatory,banking, financial or related fields

EXAM STRUCTURE

EXAM TOPIC APPROX. WEIGHT

Professional Standards and Ethics 15-25%

Introduction to Alternative Investments 20-28%

Real Assets 11-17%

Hedge Funds 11-17%

Private Equity 12-20%

Structured Products 10-14%

EXAM TOPIC APPROX. WEIGHT

MULTIPLE CHOICE

CONSTRUCTED RESPONSE

Ethics, Regulation, and ESG 0% 10%

Models 8-12% 0-10%Institutional Asset Owners and Investment Policies 8-12% 0-10%

Risk and Risk Management 8-12% 0-10%Methods for Alternative Investing 8-12% 0-10%Accessing Alternative Investments 8-12% 0-10%Due Diligence and Selecting Strategies 8-12% 0-10%Volatility and Complex Strategies 8-12% 0-10%

Emerging Topics 0% 10%

LEVEL I LEVEL I ISession 1

100Multiple-Choice

Questions

2Hrs Session 2

100Multiple-Choice

Questions

2Hrs Session 1

100Multiple-Choice

Questions

2Hrs Session 2

3Essay type

Questions

2Hrs

Candidates are reminded to always refer to the examination body’s official website for the most updated information. Information contained herein about exam registration deadlines is correct at the time of brochure publication and is provided “as is,” without any conditions, warranties, or other terms of any kind. Kaplan does not warrant the accuracy of the data which may be subject to changes. For more details about the exam, please visit www.caia.org.

Computer Based Exam

EXAMINATION SESSION

LEVEL 1 28 Feb - 11 Mar 2022

LEVEL 2 14 - 25 Mar 2022

EXAM REGISTRATION DATES

EARLY 4 Oct - 15 Nov 2021(all in New York Time)

STANDARD 16 Nov 2021 - 7 Feb 2022(all in New York Time)

WHAT OURSTUDENTS SAYKaplan is certainly your best choice. This is how I passed my CAIA exams in one go.As my job is related to structured products, CAIA is highly related to my work. CAIA provides in-depth financial knowledge to me and that is why I took the CAIA exam. I can now do a lot of comparisons to different products before providing investment advice to relationship managers.

Neo LoProduct Analyst,

KGI Securities, Kaplan Alumni

LARRY YUENMSc Risk Management Science (CUHK),

MSc (ECom&IComp) (HKU),

MFE (Lond), CFA, CAIA, FCA

TRAINER’S PROFILE All-round trainer with extensive experience in finance, risk management and accounting

Over 20 years of experience in the financial industry spanning across wealth management and capital markets

Held senior positions at Pictet, Citi, Deutsche Bank, ABN Amro, and Schroder

Expertise in portfolio management and fund management

Product specialist of mutual funds,hedge funds, and private equities

Experienced trainer in delivering master- level finance courses

THE INTENSIVE COURSE (LEVEL I)

COURSE FEE - BLENDED LEARNING

COURSE FEE - STANDALONE LIVE MOCK EXAM & REVIEW

CLASSROOM TUITIONSCHEDULE (ENG)This program commences on 24 Oct 2021, you can start preparing for the exam

with CAIA Curriculum.

DATES TIME DAY

1 06/01/22 19:00 - 22:15 THU

2 08/01/22 09:30 - 12:45SAT

3 08/01/22 14:00 - 17:15

4 16/01/22 09:30 - 12:45

SUN

5 16/01/22 14:00 - 17:15

6 23/01/22 09:30 - 12:45

7 23/01/22 14:00 - 17:15

8 06/02/22 09:30 - 12:45

9 06/02/22 14:00 - 17:15

10 13/02/22 09:30 - 12:45

11 13/02/22 14:00 - 17:15

Online Mock Exam - 2 SessionsDATES TIME DAY

19/02/2210:00 - 12:00

SAT12:30 - 14:30

Mock Exam Review (Eng)DATES TIME DAY

22/02/22 19:00 - 21:00 TUE

MOCK EXAM &REVIEW SCHEDULE

Classroom Tuition

Online Mock Exam & Review

Course Materials

ONLINE CLASS

Learn critical concepts quickly from our online faculty. OnDemand Class will expire at the end of the month folloing the Mar 2022 exam window.

ClassroomTuition

Classroom Tuition 35.75 Hours

Mock Exam & Review 6 Hours

AKaplan

Slidepack(Print)

Schweser Mock

Exams 1 & 2

Online

SchweserProTM

Qbank

Online

SchweserNotesTM three-book set &

Schweser’s QuickSheetTM

eBook

SchweserNotesTM

three-book set &Schweser’s QuickSheetTM

Print

Schweser Student Package*, include

Optional: Add $500 to get

Optional: Add $1,000 to get

SchweserOnDemand Class

B

Certification for CPTParticipant who achieved at least 70% attendance will be awarded a certificate within two weeks from the completion of the course

Student Support

Resource library on basic concepts of finance and quantitative analysis

If you cannot attend the class, catch up by watching the recorded lectures online

Online Catch-up Videos( For Classroom Tuition )

Schweser Resource Library

ENROLLED BY

18/12/21$14,500

EARLY BIRDPRICE

UP TO

12%OFF

ENROLLED BY

11/12/21$13,200

LOYALTYPRICE

UP TO

20%OFF

ENROLLED BY

11/12/21$8,900

RESITTERPRICE

UP TO

46%OFF

$16,500

ORIGINAL PRICE

ENROLLED BY 18/12/21 $900EARLY BIRD PRICE $1,000NORMAL PRICE

THE CAIA® PROGRAM

TimesSquare

Plaza 2000

WanchaiFire Station

Bowringtong RoadMarket

EasternCommercial Centre

LOCKHART ROAD

HENNESSY ROAD

HENNESSY ROAD

TIN LOK LANE

SHARP STREET WEST

WAN CHAI ROAD

E-Tech

Centre

Causeway BayMTR

BOW

RING

TON

ROAD

TANG LUNG STREET

CANAL RO

AD FLYO

VER

RUSSELL STREET

Kaplan Financial (HK) LimitedG/F to 3/F, E-Tech Centre, Nos 402-406 Hennessy Road, Wanchai(Causeway Bay MTR Exit A)Tel : 2526 3686 Email : hkcaia@kaplan.comFax : 2501 0589 www.kaplan.com.hk/kfm

BEST VALUE FOR MONEY KAPLAN SCHWESER STUDY PACKAGE LEVEL I & II Versions Premium Package EssentialPlus

Package Essential Package

Study Solutions Include HK$7,900 HK$5,400 HK$3,900

Online Instruction

OnDemand Class-includes online slides

Online

Instructor Link Online

Study Notes and Practice Tools

SchweserNotesTM Book 1-3 Print , eBook & Online

QuickSheet* Print , eBook & Online

SchweserProTM Qbank Online

Resource Library Online

Final ReviewOnDemand Review Workshop-includes online slides

Online

Secret Sauce®* Print & eBook

Schweser Mock Exams OnlineMock Exam 1-3 Mock Exam 1-2 Mock Exam 1

Pass Guarantee

Schweser Commitment and PassProtectionTM Print , eBook & Online

*eBook version is only available to review through VitalSource® for the SchweserNotesTM, Secret Sauce®, and QuickSheet with limited access period. For more information regarding VitalSource®, please visit our FAQ page (https://www.schweser.com/faq?344-1_active=4)

System Requirement:

For PC: Mac OS X 10.8+, Window XP+, Chrome 60+, Firefox 28+, IE 9+

For Moblie: Apple iOS 6+,Google Android 4.1-4.5

PassProtectionTM is applicable to purchasers* of the PremiumPlusTM, Premium, EssentialPlus, and Essential Package.

*Sep 2021 purchaser who will repeat in Mar 2022; or Sep 2021 purchaser who will repeat in Sep 2022.

The Schweser CommitmentReceive the same version of study package FREE OF CHARGE for Sep 2022 exam for same level.

You are eligible if you meet the following criteria: • Available for 2022 purchasers of the Premium, EssentialPlus, or

Essential Packages. • You must answer at least 50% of your available online questions

(i.e. QBank and Mock Exams).

PassProtectionTM

If you don’t meet the above criteria, still receive up to 50% off on PremiumPlusTM or Premium Package for the Sep 2022 exam season.

SchweserNotesTM* and QuickSheetTM

Schweser Mock Exams

OnDemand Weekly Class

SchweserProTM QBank (Online)

Online Review Workshop PackagePractice and perform with the Online Review Workshop Package - the ideal way to wrap up your study plan. Evaluate your CAIA® exam readiness, review the key concepts, and receive exam tips with products specifically designed for late-season review. Online Review Workshop Package includes 3 items:

(a) OnDemand Review WorkshopEvery candidate has questions they wish they could ask an expert before the exam. Those last-minute questions can be answered in this live webcast covering the essential curriculum topics. The workshop includes 8 hours of review, the opportunity to develop an overall exam-day strategy and coverage of key concepts and formulas.

(b) Schweser Mock ExamNow that you are ready to perform on the CAIA exam, assess your knowledge and practice your test-taking skills by successfully completing the Online Schweser Mock Exam. This mock exam will identify your weak areas and demonstrate your mastery of the CAIA curriculum. The Online Schweser Mock Exam includes (i) 4-hour multiple-choice exam for Level I

(multiple-choice/essay question for Level II) and(ii) Online access and scoring so candidates can take the

exam anytime, anywhere.

(c) Schweser’s Secret Sauce®(Print & eBook)

This late-season guidebook prepares you for CAIA exam success with a review of critical concepts and concise summaries of essential LOS. It is designed to be a companion to our more comprehensive study tools. It includes exam-day tips and strategies and focused summaries of critical concepts.

Resource LibraryNew and innovative streaming on-demand videos will allow you to start preparing early for the exam with an introduction to the core concepts of the CAIA® curriculum.

Instructor LinkConnect with a CAIA instructor for personal assistance outside of office hours as you prepare for the exam.

Flashcards

HK$ 1,200

All online products will expire at the end of the month after the exam of your purchased semester. Kaplan Schweser releases a new version of products every year as the curriculum changes.

HK$ 1,500

Pre-recorded video lectures provides the structure and focus of classroom instruction. Our expert instructors know the CAIA®

curriculum and how to prepare for the exam.

Gain the confidence you need to perform your best on the actual CAIA exam. Full-length mock exams will give you an idea of the types of questions you will experience on the CAIA exam.

Prepare for the CAIA exam and increase your comprehension of the curriculum with concise study notes that cover every Learning Objective for the CAIA exam. This clearly written 3-book set is the foundation of your CAIA study program.

Prepare for the CAIA exam on the go! This compact study tool folds out to 6 pages, providing a quick review of the “must-know” key formulas, definitions, and concepts of the CAIA curriculum. The printed QuickSheet is a 6 page, 8½ X 11”, laminated tri-fold.

Practice critical concepts, assess your knowledge of the CAIA curriculum, and gain confidence to perform your best. Build exams and review more than a thousand questions based on personal preference with our flexible, online tools included in the SchweserProTM QBank.

In order to enjoy the Schweser Commitment or PassProtectionTM, you must attach the following documents for same level:

(1) 2022 receipt from a Schweser authorized source as proof of previous purchase for same level

(2) Mar 2022 exam fail notice(3) Sep 2022 exam registration notice(4) Schweser Commitment Application Form

Frequent practice with key concepts from the CAIA® curriculum is essential for making your exam experience a success. Schweser Flashcards are indexed by reading and Learning Objectives, color-coded by topic and ideal for quizzing yourself on-the-go.

Schweser Product Availability: https://bit.ly/38WOnny