Does Advertising Equal AUM? On September 23, the Jumpstart Our Business Startups (JOBS) Act officially opened up new avenues for capital raising to hedge funds, private equity funds and other limited partnership entities. But does general solicitation equal increased assets under management (AUM)? You’re invited to join Rothstein Kass for an informative discussion about the new fundraising options available under the JOBS Act. Industry experts will discuss the legal, regulatory, compliance and practical implications of the JOBS Act on your fundraising efforts. Date: Tuesday, November 19, 2013 Time: 4:30 p.m. – 7:00 p.m. Location: Rothstein Kass 1350 Avenue of the Americas New York, NY 10019 Agenda: 4:30 p.m. – 6:00 p.m. Presentation and Discussion 6:00 p.m. – 7:00 p.m. Networking Cocktail Reception Topics: • Rule 506(c) • Disqualifications from use of Form D • "Bad Actor" Rules and Compliance Challenges • Marketing options and considerations • Investor Perception Welcome and Overview: Stacey Schell, CPA, Principal, Rothstein Kass Presenters: Brad Caswell, Special Counsel, Schulte Roth & Zabel LLP Meredith Jones, Director, Rothstein Kass Evan Katz, Managing Director, Crawford Ventures Steven Saltzstein, LXE Marketing & Media CPE Credit: 1.5 Specialized Knowledge and Applications Fee: No Fee Required Prerequisites: None Advanced Preparation: Not Required Instructional Delivery Method: Group-Live
Rothstein KassDoes Advertising Equal AUM?On September 23, the Jumpstart Our Business Startups (JOBS) Act officially opened up new avenues for capital raising to hedge funds, private equity funds and other limited partnership entities. But does general solicitation equal increased assets under management (AUM)?You’re invited to join Rothstein Kass for an informative discussion about the new fundraising options available under the JOBS Act. Industry experts will discuss the legal, regulatory, compliance and practical implications of the JOBS Act on your fundraising efforts.Date:Tuesday, November 19, 2013 Time:4:30 p.m. – 7:00 p.m. Location:Rothstein Kass 1350 Avenue of the AmericasNew York, NY 10019Agenda:4:30 p.m. – 6:00 p.m.Presentation and Discussion6:00 p.m. – 7:00 p.m.Networking Cocktail ReceptionTopics:• Rule 506(c)• Disqualifications from use of Form D• "Bad Actor" Rules and Compliance Challenges• Marketing options and considerations• Investor PerceptionWelcome and Overview:Stacey Schell, CPA, Principal, Rothstein KassPresenters:Brad Caswell, Special Counsel, Schulte Roth & Zabel LLPMeredith Jones, Director, Rothstein KassEvan Katz, Managing Director, Crawford VenturesSteven Saltzstein, LXE Marketing & MediaCPE Credit: 1.5 SpecializedKnowledge and ApplicationsFee: No Fee RequiredPrerequisites: NoneAdvanced Preparation: Not Required Instructional Delivery Method: Group-Live
Citation preview
Does Advertising Equal AUM? On September 23, the Jumpstart Our
Business Startups (JOBS) Act officially opened up new avenues for
capital raising to hedge funds, private equity funds and other
limited partnership entities. But does general solicitation equal
increased assets under management (AUM)? Youre invited to join
Rothstein Kass for an informative discussion about the new
fundraising options available under the JOBS Act. Industry experts
will discuss the legal, regulatory, compliance and practical
implications of the JOBS Act on your fundraising efforts.
Date: Tuesday, November 19, 2013 Time: 4:30 p.m. 7:00 p.m.
Location: Rothstein Kass 1350 Avenue of the Americas New York, NY
10019 Agenda: 4:30 p.m. 6:00 p.m. Presentation and Discussion 6:00
p.m. 7:00 p.m. Networking Cocktail Reception Topics:
Rule 506(c) Disqualifications from use of
Form D "Bad Actor" Rules and Compliance
Challenges Marketing options and
considerations Investor Perception
Welcome and Overview: Stacey Schell, CPA, Principal, Rothstein
Kass Presenters: Brad Caswell, Special Counsel, Schulte Roth &
Zabel LLP Meredith Jones, Director, Rothstein Kass Evan Katz,
Managing Director, Crawford Ventures Steven Saltzstein, LXE
Marketing & Media CPE Credit: 1.5 Specialized Knowledge and
Applications Fee: No Fee Required Prerequisites: None Advanced
Preparation: Not Required Instructional Delivery Method:
Group-Live
