Evaluation of The Recycle Bowl

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    Recycle-Bowl Competition - Program Evaluation

    Cinthia Josette Arvalo

    Blint Pet

    Agustina Suaya

    Morgan Taylor

    Spring 2013

    T r a c h t e n b e r g S c h o o l o f P u b l i c P o l i c y a n d P u b l i c A d m i n i s t r a t i o n

    M a s t e r o f P u b l i c P o l i c y C a p s t o n e : S p r i n g 2 0 1 3

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    Table of Contents

    Acknowledgements ....................................................................................................................................... 3

    Executive Summary ...................................................................................................................................... 3

    1. Introduction & Background .................................................................................................................. 4

    2. Literature Review .................................................................................................................................. 6

    3. Data & Methodology .......................................................................................................................... 10

    Data ......................................................................................................................................................................... 10

    Methodology ........................................................................................................................................................... 13

    4. Descriptive statistics ........................................................................................................................... 17

    5. Analysis............................................................................................................................................... 22

    Question 1: Effect of Haulers and Self-haulers on Recycling Rates .......... .......... ........... .......... ........... .......... ......... 22

    Question 2: Effect of the Recycle-Bowl Competition ............................................................................................. 28

    Question 3: Analysis of data collection methods used by KAB .......... .......... ........... .......... ........... .......... .......... ...... 30

    6. Limitations .......................................................................................................................................... 32

    7. Final Comments .................................................................................................................................. 36

    8. Tables and figures ............................................................................................................................... 38

    Recommended Updates to Recycle-Bowl Competition Surveys ......... ........... .......... ........... .......... ........... .......... .... 43

    9. References ........................................................................................................................................... 51

    10. Appendix ......................................................................................................................................... 53

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    Acknowledgements

    The authors would like to acknowledge Kelley Dennings and Keep America Beautiful for giving

    us the opportunity to work for them on this evaluation. Ms. Dennings provided the data and

    contact information for the recycling coordinators, without which this project would never have

    taken place. The authors would also like to acknowledge the recycling coordinators who sent us

    pre-competition data for our analyses. The authors would also like to acknowledge Professors

    Kathryn Newcomer and Dylan Conger for their advice on the evaluation process and data

    analysis. The authors would also like to acknowledge both Professor Elizabeth Rigby and Gene

    Carpenter for their guidance and assistance throughout the project.

    Executive Summary

    This document is the product of the Capstone project completed by four graduate students of the

    George Washington Universitys Master of Public Policy program for Keep America Beautiful

    (KAB). The study evaluates the effects of KABs schools recycling competition, the Recycle-

    Bowl, a contest that reaches out to approximately one million students, and engages schools and

    their community in recycling.

    The evaluation focuses on three research questions: (1) Do schools that self-haul recycle morethan those that work with hauling companies? How important is this factor compared to other

    school factors in shaping recycling rates among participating schools?; (2) Does the competition

    meet its objective of increasing recycling rates in participating schools?; (3) What additional data

    could KAB collect in the survey to better assess the programs impact, particularly in the long-

    term?

    The study worked with data provided by KAB about schools that registered and competed.

    Additionally, the authors collected pre-competition data about weights recycled by schools andabout the proportion of students eligible for free or reduced price lunch, a proxy for income

    levels. The final dataset, after cleaning and excluding some observations, contained 1,118

    schools. Pre-competition data were collected for about one quarter of participating schools

    (277), and for 193 non-participants. From these data, two datasets were generated: one cross-

    sectional, and one employing a panel design.

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    The study concludes that:

    (1)There is no statistically significant difference between the per-capita weight recycled of

    schools that self-haul and per-capita weight recycled of schools that have a commercial

    hauler, after controlling for all available observed characteristics.(2)The Recycle-Bowl Competition had a positive effect on competing schools of increasing

    their recycling rates by 0.44 pounds per capita during the competition, relative to schools

    that did not participate in the program in 2012. However due to the limitations to the

    analysis, the result should not be interpreted as a causal effect.

    (3)Some changes need to be implemented in the registration and results reporting survey

    sent out to schools during competition, which will assist in the data analysis of future

    evaluations.

    Due to many threats to validity, the conclusions of the dataset have their limitations. First of all,

    conclusions have no generalizability outside the sample. Second, omitted variable bias and

    selection bias pose threats to internal validity. Due to these threats, causality cannot be

    determined.

    We are hoping that our work has contributed to better understanding of the effect mechanisms of

    Recycle-Bowl, and to designing a data collection procedure that allows for future impact

    evaluations with greater internal, and potentially external, validity.

    1.

    Introduction & Background

    The Master of Public Policy degree program at George Washington Universitys Trachtenberg

    School of Public Policy and Public Administration concludes with a pro bono Capstone research

    project for an external client. The present study is the product of a Capstone project performed

    by the authors for the non-profit organization Keep America Beautiful (KAB) during January-

    April 2013.

    KAB is engaged with more than 1,200 affiliates and participating organizations and with

    millions of volunteers to develop various programs with the aim to improve the community

    environment. Keep America Beautifuls mission is to engage individuals to take greater

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    responsibility for improving their communitys environment.1 Its mission includes offering

    solutions that create clean, beautiful public places, reduce waste and increase recycling,

    generate positive impact on local economies and inspire generations of environmental stewards.

    KAB offers programs through public-private partnerships that help individuals and organizations

    engage to take greater responsibility for improving their communitys environment. One of

    these programs is the annual Recycle-Bowl Competition.

    The Recycle-Bowl Competition is a national recycling contest that started in 2011 for K-12

    schools occurring each fall semester. In 2012, the competition took place from October 15 to

    November 9. Recycle-Bowl is designed for teachers, student green teams and facility managers

    to engage students and the community in recycling.2

    In 2012, KABs Recycle-Bowl reached

    approximately 1 million students.

    In addition, it is important to mention that Recycle-Bowl has two categories of winners

    announced each year: schools that participate in the competition for the cash prize and only

    count recycling material within the school (called School-to-School in this study), and schools

    that also collect recycled material from the public (called Community-to-School in this study)

    and do not compete against schools that only recycle their own waste. This study will perform

    different analyses for these two categories.

    Objectives of the Research

    This Capstone projects objective is to provide the client, KAB, with useful information on the

    Recycle-Bowl Competitions impacts, important factors that drive school recycling rates, and

    recommendations on how to improve data collection in the future to better assess the programs

    effects. KAB will benefit from this research project by having a deeper understanding of the

    effects of the program, as well as information to shape their managerial decisions regarding how

    to implement the program. Second, this information could allow KAB to document its current

    program operation and effectiveness in order to retain and/or increase funding sources. Finally,

    one of the implicit objectives of KAB is to be the leading organization in the field and to reach

    more schools and students every year. Therefore, this study can provide KAB with information

    1Mission Statement provided by Kelley Dennings from Keep America Beautiful.2http://www.kab.org/site/PageServer?pagename=programs_home

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    they can use not only to promote the engagement of the schools that are already in the

    competition, but also to also promote the participation of new schools into the competition.

    Specific research questions

    1. Do schools that self-haul recycle more than those that work with hauling companies?

    How important is this factor compared to other school factors in shaping recycling rates

    among participating schools?

    2. Does the competition meet its objective of increasing recycling rates in participating

    schools? Is there also an increase in recycling in the long term?

    3. What additional data could KAB collect in the survey to better assess the programs

    impact, particularly in the long-term?

    2. Literature Review

    Overview

    From previous literature regarding recycling habits, the following conclusions have been

    extracted. First, policy context matters in patterns of recycling; local policies can fosterrecycling behaviors. Second, local drop-off and curbside policies show positive effects on

    recycling for the entire community. Third, socio-economic factors also matter in recycling

    behavior. The literature suggests that higher-income families are more inclined to recycle.

    Fourth, recycling programs in other parts of the US and Canada that similar are to the one being

    examined in this analysis have seen successful results. Finally, commitment, attitude, and the

    amount of effort required all play an important role of forming the long-term recycling behavior.

    The Role of Local Policies in Fostering Recycling

    Local policies have an effect in fostering recycling. Some areas in the United States see more

    recycling rates than others due to the presence of recycling regulations. Likewise, community

    recycling programs, such as curbside recycling, increase recycling rates for those communities

    that participate.

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    Almost 60% of the states have some kind of regulation that promotes recycling. All the states of

    the Middle Atlantic and New England regions have at least one law that foster recycling.

    However, in the South-East Central region and Plains region none of the states have regulations.

    Regulations regarding recycling include Bottle Bill Laws, electronic waste laws, and newly

    launched regulations to reduce the number of plastic bags.

    Curbside programs, which have gained popularity in the last few decades, promote recycling

    through the collection of recyclable items from the consumer (Jenkins et al, 2003). Some

    programs are voluntary, but there are some instances of mandatory curbside programs. Jenkins

    et al. (2003) used data from a survey to analyze the recycling participation of different

    households. They find that two elements seem to be critical to improve the recycling of the

    families: presence of a local drop-off recycling near the house and existence of curbside

    recycling program in the area. A study by Reschovsky and Stone (1994) focusing on the use of

    market incentives to encourage household waste recycling by pricing waste-disposal services

    according to the quantity of waste generated, finds that curbside pickup had the greatest effect on

    reported recycling behavior.

    Maximizing and sustaining citizen participation in solid waste recycling programs depends upon

    the programs design. Folzs (1991) analysis of municipalities shows that democratizing the

    programs design and planning process had significant impacts on citizen participation, as didmandating participation in recycling. In addition, Folz mentions even voluntary programs

    worked well when combined with other implementation strategies, such as curbside delivery, the

    use of private contractors, public education programs, and the provision of free bins (Folz,

    1991: 222).

    Nyamwange (1996) includes several strategies for recycling program designs in her evaluation of

    public perception of recycling programs: increasing the level of knowledge about recycling,

    using effective channels to inform the community about recycling, increasing the convenience of

    recycling by placing recycling containers in accessible locations, and getting input from the

    public regarding changes that would induce full participation in recycling programs

    (Nyamwange 1996). Likewise, Derksen and Gartrell (1991) show that communities with

    structured recycling programs tend to recycle more than those without. Attitudes towards the

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    environment only affect the level of recycling for those communities with structured systems, as

    attitudes cannot overcome the lack of community programs. Another important issue that the

    literature suggests is that recycling programs seem to increase their effectiveness over time

    (Jenkins et al, 2003).

    Recycling regulations and community programs have grown in the past few decades, thus

    increasing recycling rates. Individual participation in recycling can be fostered through the

    provision of community recycling programs. However, the design of recycling programs and

    educating the public about such programs are also important in increasing participation levels.

    Socio-economic Factors and Their Relationship with Recycling Rates

    Socio-economic factors also play a role in the recycling rate of a household. Granzin and Olsen

    (1991) discuss what types of people participate in pro-environment activities, such as recycling.

    While younger generations tend to have more concern for environmental issues, older

    generations are more likely to actively participate in recycling. Likewise, individuals with

    higher education levels tend to demonstrate more concern about the environment and new

    conservation activities. Similar results were found during studies looking at the effect of income

    on recycling, where higher income brackets tend to actively participate in recycling activities

    more than less-affluent individuals. Jenkins et al. found that household income has a significant

    and positive effect on intensity of recycling effort for newspaper only (Jenkins et al, 2003: 313).

    Household size has also some effect on the recycling behavior. Increasing the number of

    occupants of the average household by 1 person leads to a 3 percent increase in the probability

    that the household will recycle over 95 percent of its glass bottle waste and a 2 percent increase

    in the probability of recycling over 95 percent of yard waste (Jenkins et al, 2003: 313). In

    addition, they observed that single-family dwellings show a higher participation in curbside and

    drop-off recycling programs, something that was also found in previous studies (Granzin and

    Olsen, 1991: EPA, 1994). People who recycle often view environmental issues as a whole-worldissue, thus increasing their recycling efforts. As shown through the literature, socio-economic

    factors affect recycling rates. Individuals with higher education, and who are more affluent, tend

    to recycle more than others.

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    Similar Programs to the Recycle-Bowl Competition and Their Achievements

    Similar programs to Recycle-Bowl are being implemented in the U.S. and Canada, which share

    experienced overall success in their competitions. The nonprofit organization Encorp Pacific

    (Canada) created the School Recycling Program for beverage containers in British Columbiaschools. Cash prizes are given to schools that performed better in a year. The Cambridge

    Department of Public Works (Massachusetts) has two recycling initiatives to promote recycling

    in schools. RecycleCraze is a fourteen week recycling competition between the Cambridge

    Public Schools, where winners receive a unique recycled metal trophy by a renowned artist. The

    Rockin' Recyclers Award is an award to recognize the school with the best efforts to educate

    and involve students in recycling and waste prevention. The winning school is given public

    recognition. Mecklenburg County Land Use & Environmental Services Agencys solid waste

    division staff conducted a study of 24 local government recycling and waste diversion programs

    to identify program elements that offer successful diversion of solid waste from landfills. They

    conclude all school programs vary widely among local governments in terms of employee

    dedication, program type, and sponsorship. The overall success of these programs, marked by

    high recycling rates in the schools, shows that such programs can potentially shape behavior.

    Factors that Affect Long-Term Behavioral Change in Recycling

    Certain factors affect long-term behavior change regarding recycling, including ownership of

    commitment and acknowledgement from others. However, behavior change can be difficult to

    achieve. Carlson (2001) examines whether social norms can resolve large-number, small

    payoff problems, which require heterogeneous groups of individuals with no real connection to

    one another to change their behavior for little or no economic gainenvironmental matters (such

    as waste recycling) for example. Carlson concludes that norm creation or norm management in

    itself is insufficient for solving such problems if the behavioral change is inconvenient or

    requires significant effort. Thus, targeting behavioral change requires either the amount of effort

    needs to be decreased or financial incentives be put in place, rather than just strengthening social

    norms. Shultz and Oskamp (1996) also researched the role of effort in behavioral change, and

    found that larger effort required results in attitude becoming a stronger predictor of behavior

    change. The effect of attitude on recycling was also examined by Biswas et al. (2000), who

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    found that attitude has a significant effect on recycling behavior. Thus, if attitudes can be

    changed, behavior will follow accordingly.

    Baca-Motes et al. (2013) examine the effect of commitment on behavior change. They

    conducted an experiment to determine whether hotel guests commitment to practice

    environmentally friendly behavior during their stay motivates environmentally friendly behavior.

    They found that when guests made a brief, but specific commitment at check-in, and received a

    lapel pin to symbolize their commitment, they were over 25% more likely to hang at least one

    towel for reuse; this increased the total number of towels hung by over 40%. Their experiment

    proved that a symbolic commitment with no financial, moral or any other potential consequences

    can significantly change the behavior of individuals, especially if the commitment is publicly

    announced, because individuals manage their image via social signalingthey behave in ways

    that communicate to others what kind of a person they are (Baca-Motes et al., 2013, p. 1071.)

    While behavior change prove to be difficult to full achieve, increasing the feeling of commitment

    to others has shown to increase behavior change regarding recycling.

    The findings from the literature review shaped the methodology for evaluating the effect of the

    Recycle-Bowl Competition. Controls for perception of the recycling program and the physical

    location of the school (by region, as well as urban, rural, and suburban areas) have been included

    per the results found in the first section of the literature review. From the second section,controls were created for income-level of the school and type of school (public, private, or

    charter) to control for socio-economic factors which may affect the rate of recycling. A more in-

    depth analysis of the methodology follows in the next section.

    3.

    Data & Methodology

    Data

    To answer the research questions, the authors of this paper drew from a range of data sources

    which included a registration dataset of schools that registered to compete in the Recycle-Bowl

    Competition (provided by KAB), a dataset containing competition results of the Recycle-Bowl

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    Competition reported by competing schools (provided by KAB)3, and information on the

    percentage of schools population that are eligible for subsidized lunch from the National Center

    for Education Statistics. In addition to these, the authors collected pre-competition recycled

    weights data from recycling coordinators. From these data, two datasets were generatedone

    cross-sectional and one employing a panel designas described below.

    Cross-sectional Data

    KAB provided two datasets with information on school characteristics (from the registration

    dataset) and recycling weights (from the results dataset) of participating schools in 2012. The

    datasets contained registration and results information separately with a unique identifier

    available only for the results dataset. Information on 1,575 schools that registered for KAB

    Recycle-Bowl Competition in 2012 (661 schools registered by non-coordinators and 914 schools

    registered by recycling coordinators) was available in the registration dataset. Approximately

    72% (1,138) of those schools reported the recycling results after the competition.

    The information of the registration and results datasets was combined by matching the schools

    names within states and by assigning the same unique identifier to those schools in the

    registration dataset. This matching resulted in a single dataset with school characteristics and

    recycling weights of 1,125 schools that participated and reported results (13 schools could not be

    matched. There is no reason to believe that excluding these 13 cases changed the results since

    they are assumed to be missing at random.)

    Out of the 1,138 schools, 21 were excluded from the analysis because their reported competition

    results could not be matched with the registration data (13 schools), or they were considered

    outliers according to their reported per capita recycling weights (7 schools).4 Thus, the analytic

    sample for the cross sectional analysis is 1,118 schools that participated in the Recycle-Bowl

    Competition. (SeeTable 2.)

    3Schools complete registration application and a reporting results survey, these came in the form of two sep arate

    datasets.4A school was classified as outlier if its reported per capita weight recycled during the competition was more than

    3 standard deviations higher than the mean per capita weight recycled. Thus, the study excluded schools with a

    higher than 80.54 per capita recycling weights.

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    In addition, in order to include an income level control, zip codes were used to match schools

    with information on the percentage of students eligible for free or reduced price lunch, a

    common proxy for the income level of students in the school. These data were obtained from the

    National Center for Education Statistics Common Core Dataset (NCES 2012). Consequently,

    133 additional schools were excluded because they could not be matched to this administrative

    data, leaving an analytic subsample for the regression analysis that includes income of 9845

    schools who participated in Recycle-Bowl in 2012.

    Panel Dataset

    The panel dataset includes information from the cross-sectional dataset mentioned above, and

    information on monthly pre-competition recycling weights from some schools. The authors of

    this paper elicited additional information by contacting recycling coordinators by email to collect

    monthly amounts from before the competition. The pre-competition data was obtained from a

    small subset of recycling coordinators that were willing and able to provide that information in

    the given time frame, and therefore is from a non-random subset of schools. In some cases there

    is information available on a couple of months previous the competition, and in other cases there

    are more data points in time. There was a positive side-effect to the data-collection campaign.

    As some coordinators sent data on all of the schools under their supervision, the authors had

    access to amounts recycled in schools that did not participate in the competition, which is used as

    a comparison group (one that was not randomly selected) for the analysis. The authors of this

    paper managed to obtain information from 12 recycling coordinators who provided pre-

    competition data for 441 schools (270 schools that participated in the Recycle-Bowl

    Competition, and 171 schools that did not participate in the competition and are used as a

    comparison group). It is important to note that this dataset contains information only of schools

    with recycling coordinators in 11 states6, and therefore the analysis might only be representative

    of that sample. In addition, the information of the subsample comparison group dataset of 171

    schools that did not participate in the competition came only from 3 recycling coordinators of

    only 3 states: Indiana, North Carolina and Nebraska. Thus, conclusions that result from the

    5When the income variable is added to the hauler regression for the whole sample, the sample drops to 979.6AL, CT, FL, IN, MN, NC, NE, PA, RI, SC, and TX.

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    panel data analysis that uses this comparison subset might not be generalizable to participating

    schools in other states.

    Methodology

    In order to address the research questions, this study performs a quasi-experimental design

    analysis. Given that the task is to assess the impact of a program that has already been

    implemented, conducting the analysis with the gold standard experimental design is not

    possible for two main reasons. First, schools that participate in the competition were not

    randomly selected from the population of schools. Second, treatment (that is participation in

    the program) was not randomly assigned to schools that were selected for the program. Thus, the

    analysis will have to be conducted with extreme caution due to the number of threats to both the

    internal and the external validity of the results and conclusions. Threats to validity will be

    thoroughly discussed throughout the analysis.

    First QuestionCross-sectional Hauler Analysis

    The methodology for the first topic of this study (Do schools that self-haul recycle more than

    those that work with hauling companies?) is described in this section.

    The data used for this analysis, provided by KAB, includes data from the registration and results

    datasets of the 2012 Recycle-Bowl Competition (1,118 schools). In order to assess if schools

    that self-haul recycle more (in recycling per capita terms) than schools with commercial haulers,

    the chosen method is regression analysis. The methodology tries to make sure the analysis has

    ruled out other possibilities that could explain the differences in recycling weights per capita

    between the two groups. Nevertheless, it is important to mention that this methodology has to

    deal with threats to internal validity, such as selection bias.

    The authors perform a cross-sectional regression analysis, controlling for school characteristics

    in two specifications:

    1. Bivariate regression analysis that compares recycling weights per capita between self-

    hauler schools and schools with commercial haulers.

    2. The second (full) specification controls for all available characteristics of schools:

    whether they have recycling coordinators or not, the weighting report method (e.g. actual

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    weight from hauler, actual weigh from house scale, volume-to-weight estimates), school-

    level characteristics such as type of school (public, private, charter), zone (urban, rural,

    suburban), and level (elementary, middle, high), the income level of the school

    (percentage of reduced price and free lunch eligible students is used as a proxy), and

    finally it controls for regional/geographical characteristics.

    The regression equation for the first specification takes the following form:

    (1) Weightpcs= 0+ 1SelfHaulers+ s

    Where: Weightpcs= the recycle weight per capita of schools

    SelfHaulers = dummy variable that equals 1 if the school self-hauls the recycling material

    and equals 0 if the school has a commercial hauler.s= the error term

    The coefficient of interest is 1, which indicates if schools that self-haul compared to schools

    with commercial haulers recycle more (or less). If the coefficient is positive and statistically

    significant, then self-hauler schools would, on average, recycle more than schools with

    commercial haulers, and vice versa.

    The regression equation that includes all the controls takes the following form:

    (2) Weightpcs= 0+ 1 SelfHaulers+ 2 Coords + 3 WMethods + 4Incomes+ Ss+ Rs+ s

    Where: Weightpcs= the recycle weight per capita of schools

    SelfHaulers = dummy variable that equals 1 if the school self-hauls the recycling material

    and equals 0 if the school has a commercial hauler.

    Coords= dummy variable that equals 1 if the school has a recycling coordinator

    WMethods= a set of dummy variables that measure they weighting method used by the

    school (5 weight method dummies. The reference group is actual weight from hauler)

    Incomess= school income level proxy that measures the percentage of students that are

    eligible to reduced and free lunch.

    Ss= a vector of school characteristic controls (type, zone, and level)

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    Rs= a set of regional dummy variables (8 regional dummy variables. The reference group

    is East North Central).

    s= the error term

    The coefficient of interest is 1, and its interpretation is similar to that in the first specification: it

    indicates if schools that self-haul compared to schools with commercial haulers recycle more (or

    less), holding all control variables constant. If the coefficient is positive and statistically

    significant, then self-haulers would, on average, recycle more than those contracted with

    commercial haulers, and vice versa.

    Second QuestionPre-/-Post Comparison Group Design

    In order to answer the question of whether there is an increase in recycling rates in schools that

    participate in the Recycle-Bowl Competition, the methodological approach consists of a before-

    and-after non-experimental difference-in-difference design with a comparison group using the

    panel dataset for schools that competed in the Recycle-Bowl Competition and the comparison

    group schools (441 schools in total7). Equation (3) is a Difference-in-Difference estimation with

    school fixed effects8. The regression equations take the following form:

    (3)Weightpcst= 0+ 1RBmonthst+ 2Interactionst+ s+ st

    Where: Weightpcst= the recycle weight per capita of schools in timet

    RBmonthst= dummy variable that equals 1 ifweight per capita data corresponds to

    October or November 2012 (which are the months the Recycle-Bowl competition takes

    place) and equals zero if data corresponds to September 2012.

    Interactionst= is the interaction term product of the multiplication ofRecycleBowlst

    (RecycleBowlst= dummy variable that equals 1 if school participated in the Recycle-

    Bowl competition and equals 0 if did not participate in the competition) andRBmonthst

    . It

    is equal to 1 if data corresponds to participating schools during Recycle-Bowl

    7 Outliers in weight per capita were excluded from the analysis8In addition, we added cluster controls to the model.

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    competition months, and equals zero if data corresponds to comparison group (non-

    participating schools) or September 2012.

    s= School fixed effects.9

    Coefficient 1in equation (3) indicates the difference in average recycling weight per capita for

    schools that did not participate between September 2012 and Recycle-Bowl months (October and

    November), holding constant all school characteristics that do not change over time. The

    coefficient of interest, 2, indicates a difference-in-difference estimation of how much

    participating schools increased (or decreased) their recycling rates from September to

    October/November compared to the change in recycling rates in the same time frame for non-

    participating schools, holding constant all school characteristics that do not change over time. In

    other words, this coefficient provides an estimate of the effect of the Recycle-Bowl Competition

    on recycling rates.

    The long term part of the question: Is there also an increase in recycling in the long term?

    would require post-competition future data collection for several points in time, so that the long

    term behavioral change of schools could be examined. This was not feasible in the available

    timeframe of this study. Nevertheless, the results of this analysis will provide valuable insights

    about the attitudes of schools toward recycling and potentially about behavioral change.

    However, further quantitative analysis following up on this work will be required for morereliable conclusions.

    Third Question - Improving the Recycle-Bowl Competition Survey

    The third task in the evaluation is to give recommendations to Keep America Beautiful on how

    they could improve the survey sent out to schools during the competition.

    This task was performed last, based on the issues that were faced in answering the first two sets

    of evaluations questions (especially data processing issues). The survey will have to be

    improved based on the following three principles: (1) it will have to collect all necessary data for

    further evaluations (including long-term impact evaluations); (2) it will refrain from collecting

    9Controls for things that affect recycling rates and that differ across schools but that are constant over time for each

    school, such as location, student/teacher population, infrastructure, etc.

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    unnecessary data in order to keep the workload of survey responders at a reasonable level, and to

    increase response rates; and (3) the survey has to meet all criteria for a good survey, such as

    phrasing questions that are as short as possible, that have simple unbiased vocabulary, it has to

    be confined to just one issue per question, and it has to avoid the possible bias carried by the

    structure of a survey.

    All in all, a future survey will have to rely on the experience gained from this evaluation, and it

    has to provide for future similar evaluations.

    4.

    Descriptive statistics

    This descriptive section first presents some basic, univariate descriptive statistics of the dataset

    of the 1,118 remaining schools, and then presents bivariate statistics based on the following 4

    dummy variables: (1) whether or not schools had a recycling coordinator, (2) whether or not they

    are self-haulers, (3) whether they participated in the School-to-School or in the Community-to

    School competition, and (4) whether or not schools perceived the competition as having a

    positive impact on their recycling weights.

    Univariate Descriptive Statistics

    Table 2in

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    Tables and figurespresents the basic univariate statistics of participating schools that were not

    excluded from the sample.10

    These 1,118 schools have a total school population of 893,033 (including teacher population). In

    total, they recycled about 1,860 tons of materials during the competition, averaging a per capita

    recycling weight of 5.2 per school. Recycling coordinators are present in 67% of schools, and

    87% have external hauler agreements. A vast majority of the schools are public schools (over

    90%), and they show an approximately even distribution in the proportion of students eligible for

    free or reduced price lunch. Urban and suburban schools are also approximately equally

    represented, while there are some more schools from rural neighborhoods in the sample (37%).

    A majority of the schools (55%) perceived that the Recycle Bowl Competition had a positive

    impact in their recycling weights.

    Bivariate Descriptive Statistics

    Table 3in

    10A similar table in theAppendix (Table 11presents univariate statistics for the full set of variables.

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    Tables and figurespresents data based on whether competition results were provided by

    recycling coordinators (67%) or not (33%). Differences between schools with and without

    coordinators are important to consider since only schools with recycling coordinators were

    contacted in order to obtain pre-competition data for a before-and-after comparison to answer the

    second evaluation question (whether the competition increased recycling rates). Therefore,

    coordinator/no-coordinator differences could bias the estimates based on data only from schools

    with coordinators.11

    There are statistically significant differences between schools with and without recycling

    coordinators in a number of variables.12

    It might be surprising that the average per capita weight

    recycled is significantly higher in schools that do not have a recycling coordinator (no

    coordinators: 6.77 pounds, coordinators: 4.44 pounds). This may be due to the fact that

    coordinators take too good care of schools that, as a result, have little to do in the competition

    and hence their performance is less conscious. This phenomenon is also reflected in the fact that

    schools are more likely to have perceived the competition as having a positive impact on their

    recycling weights if they do not have a coordinator (77.6 % vs. 43.4%).

    At the same time, coordinators keep the data organized, so the percentage of schools with high

    confidence in the measurement methods is significantly higher for the ones that work with

    coordinators (84.4%) than for those that do not (69.9%).

    The data show that schools that serve more affluent neighborhoods (the ones with lower

    proportion of students on free and reduced price lunches) are less likely to have a recycling

    coordinator. The data also show that there is a significantly larger portion of schools that self-

    haul their recycling material among schools without coordinators (36.1% of schools without

    coordinators are self-haulers, while only 1.9% of schools with coordinators are self-haulers).

    Table 4 in

    11This does not affect the cross-sectional analysis that assesses whether self-haulers recycle more than schools with

    hauling services since all schools that reported results for 2012 are included.12

    A similar table in theAppendix (Table 12presents coordinator-comparison statistics for the full set of variables.

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    Tables and figures compares descriptive statistics of schools that are self-haulers (146 schools,

    13%) to those of schools with external hauler agreements (972 schools, 87%). Note that a

    separate section of this analysis aims at answering the first evaluation question about the

    differences in recycling rates between self-haulers and non-self-haulers.

    There are two major and statistically significant differences between the two groups. First, self-

    hauling schools are much more likely to have perceived the competition as having a positive

    impact on their recycling weights. This may be related to the fact that schools with coordinators

    have a less positive perception of impact of the competition on their recycling weights. As the

    proportion of schools with coordinators is significantly higher among schools with hauler

    agreements (75.9%) than among self-haulers (9.59%), the coordinator effect on positive

    perception is (probably spuriously) captured as a hauler effect. Another plausible explanation for

    this might be that if a school self-hauls students and teachers can regularly see the materials

    recycled at the facilities of the school, and this might positively affect the perception of the

    competitions effect. On the contrary, schools that have a contracted commercial hauler cannot

    see the amount they collected all together, so probably the effect for them is less clear.

    Second, schools with external hauler agreements have significantly higher confidence in their

    measured values as external contractors charge schools based on weight recycled (82.2% vs.

    63.0%).13

    The tables also show that a significantly smaller proportion of self-haulers are in urban areas

    (17.1%) than are schools with hauler agreements (27.7%). This is expected with urban schools

    having better access the hauler companies services. The data show basically no difference in

    other variables, such as per capita weight recycled, socio-economic status or region.

    Table 5 in

    13Shown inTable 13 in theAppendix.

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    Tables and figures compares School-to School participants to Community-to-School

    participants based on their basic characteristics.

    Clearly, schools that collect material from the community reported a significantly higher per

    capita recycling weight (7.88 pounds) than their counterparts (4.63 pounds).

    Table 14 in theAppendix shows that a higher proportion of schools that collect recyclables from

    the public are in a suburban neighborhood (42.6%) than are schools that do not (26.2%). This

    may be a result of the physical location of the schools and the community. Suburban areas might

    be more closely intertwined with their surrounding communities, and this relationship reinforces

    the positive experience associated with recycling (resulting in a significantly more positive

    perception of the competitions impact on the schools recycling weight). Other variables, such

    as such as socio-economic status or region, are not significantly different for the two contestant

    groups.

    Finally,Table 6 in

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    Tables and figures andTable 15 in theAppendixpresent a descriptive statistics breakdown by

    whether or not a school perceived a positive impact of the competition on their recycling weights

    (self-reported variable from the dataset of results).

    Schools that perceive the competitions impactless positively are more likely to be self-haulers

    (94.7% vs. 80.5%), have more confidence in their measurement (85.6% vs.74.8%), and are less

    likely to be from the affluent neighborhoods. As it has also been shown, schools with no

    recycling coordinator are significantly more likely to evaluate their own work more positively

    and are more likely to have a coordinator.

    There is another interesting difference between schools with positive and schools with less

    positive perceptions: schools in suburban communities rate their own efforts significantly more

    positively than other types of neighborhoods. This might also be a result of the fact that the

    schools and their neighboring communities are closely intertwined; a school effort receives

    constant positive feedback and support from the local community.

    5.

    Analysis

    Question 1: Effect of Haulers and Self-haulers on Recycling Rates

    Regression Analysis

    This section attempts to test whether schools that self-haul recyclable materials present higher

    rates of recycling weight per capita in comparison to schools that work with private hauler

    companies. Furthermore, this analysis aims to evaluate how important is the hauling factor

    compared to other school factors in shaping recycling rates among participating schools.

    As described in the methodology section, the study performs a cross-sectional analysis of the

    schools that registered and presented results in the Recycle-Bowl Competition of 2012. The

    analysis provides results for the whole sample of schools that participated in the Recycle-Bowl

    Competition, School-to-School subsample and Community-to-School subsample. The authors

    decided to do this subgroup analysis because, as shown in the descriptive analysis, there are

    significant differences between the schools that participate in each program.

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    Two different specifications have been used for each of sample. The first one is a bivariate

    regression that compares the recycling weight per capita for schools that are self-haulers relative

    to schools that operate with haulers. The second specification attempts to reduce the number of

    omitted variables that could be influencing the recycling rates in schools by controlling for

    factors such as: presence of a recycling coordinator, weighting method used by the school,

    schools characteristics (type, zone, level), income, and region of the country.

    Self-Hauler Effect on Recycling Rates

    The self-hauler coefficient is the one that shows whether self-hauling is associated with a higher

    recycling rate. Due to this, the authors focus their analysis during this segment on the first row ofTable

    7in

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    Tables and figuresand the first row ofTable 16 in theAppendix.

    Contrary to what was originally hypothesized, schools that self-haul do not present a significant

    difference in the amount recycled compared to schools that work with a hauler. For the whole

    sample analysis, the bivariate association suggests that schools that self-haul recycle more than

    schools that have a hauler, but this difference in means (0.6 pounds per capita) is not statistically

    significant. When more controls are added, the coefficient of interest flips sign, showing that

    schools with haulers recycle more than schools that self-haul (0.5 pound difference). Again, this

    difference is not statistically significant.

    This pattern is reproduced in each of the subsample analysis. The bivariate analysis of the

    School-to-School subsample suggests that schools that self-haul the materials recycle more than

    schools that work with haulers. The difference in means between both groups is almost

    imperceptible, 0.06 pounds per capita, and statistically insignificant. In the multivariate analysis,

    the coefficient of interest presents a change in the direction of the relationship. In this case, and

    holding all other variables constant, schools that self-haul recycle 0.4 pounds less than schools

    with haulers. But again, the difference between groups is not statistically significant either.

    Finally, the results for the Community-to-School subsample also present the same trend. The

    bivariate analysis indicates that self-hauling schools recycle more than schools with haulers, a

    difference of 2 pounds in the means per capita. But this difference is not statistically significant.

    While, in the multivariate regression, holding else equal, self-hauler schools recycle an average

    of 4.5 pounds less per capita than schools that have private hauler companies.

    All in all, the different estimations imply that there is no real effect of self-hauling in the amount

    recycled by the schools. This implies that self-hauler schools do not have a detectable advantage

    in the competition over schools that operate with a hauler company.

    Effect of Other Relevant Variables in the Recycling Rates

    Although the hypothesis that states that self-hauling schools recycle more was not confirmed by

    the evidence, the authors believe that some of the variables that are incorporated in the

    multivariate regression analysis could be useful to identify key factors that drive recycling rates.

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    This segment of the analysis will look at the control variables used in the multivariate regression

    in order to evaluate the effect of other factors in the recycling rates of the schools.

    As the descriptive statistics have shown, the effect of recycling coordinators is not positive. The

    result from the full sample suggests that, after controlling for different factors, having a

    coordinator is associated with a decrease of 2.2 pounds per student recycled. This estimate is

    statistically significant at the 1% level. Although the results are counterintuitive, schools that do

    not have a coordinator could also be schools with an even stronger commitment to recycle. Like

    the literature suggests, motivation is a key factor for determining the amount recycled by a

    person. Another possible explanation is that schools that have coordinators recycle less even

    before the competition, so this difference was there beforehand and is not due to the presence of

    a coordinator; unfortunately there were not pre-data to test this hypothesis.

    Still, the effect of the coordinator disappears when the analysis is conducted separately for each

    type of competition within Recycle-Bowl. As can be observed, the coefficient for coordinator is

    still negative both in the School-to-School and in the Community-to-School subsamples; but

    those coefficients are no longer statistically significant. This implies that in the subsample

    analyses, there is no real difference in the amount per capita recycled between schools that have

    a recycling coordinator and schools that do not have one.

    Table 16 in theAppendixpresents detailed results for the complete variable set. Another

    important set of factors that could have some effect on the recycling rates are school

    characteristics shown inTable 16. The multivariate model is controlling for three different

    characteristics: school level, school type and zone/location of the school. In all different sample

    analysis, the school type does not have any statistically significant effect on the recycling weight.

    Although private and charter schools seem to recycle more than public schools, the difference

    between groups is not statistically significant. In the School-to-School subsample, holding all

    things constant, private or charter schools recycle around 1.6 pounds per capita more than public

    schools. In the Community-to-School subsample, the gap in the recycling rates between private

    schools and public schools is much important (8.4 pounds per capita). Still, none of these

    coefficients are significant.

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    On the other hand, there are some significant differences in the school level variables. The full

    sample result suggests that on average, and holding all other variables constant, high schools

    recycle 2 pounds per capita less than elementary schools. This difference is statistically

    significant at the 1% level. Middle schools and mix level schools have a tendency to recycle less

    than elementary schools, but in those cases the difference is not significant. These patterns are

    exactly the same in the School-to-School subsample, only that the magnitude of the difference

    between high schools and elementary schools is slightly smaller (1.8 pounds per capita less for

    high schools relative to elementary schools). In addition, for this subsample there also

    statistically significant differences for between the amount per capita recycled by elementary

    schools and mix level schools, where this former group seems to recycle more than the latter (1.6

    pounds). The Community-to-School results show no effect of school level in recycling weights.

    In addition, the location (or zone) of the school seems to be correlated with the recycling rates.

    In the full sample analysis, holding all things constant, rural schools recycle 2.5 pounds more

    than suburban schools. This is the only zone coefficient that presents statistically significant

    differences, implying that the recycling rates of urban and mix zone schools are not different to

    the rates of rural schools.

    This factor also exhibits some differences in this subsample analysis. In the School-to-School

    case, the magnitude of the coefficient is slightly smaller relative to the one presented for the fullsample. On average, and holding all things constant, suburban schools recycle 1.5 pounds per

    capita less than rural schools. This seems reasonable because schools in the subsample have an

    average per capita weight that is smaller than the one for the whole sample (4.6 and 5.13

    respectively). Thus, the estimates for the subsample are expected to show smaller coefficients.

    Another important difference with the full sample analysis is that in the School-to-School

    subsample, urban schools present a difference in the amount recycled per student that is

    statistically different from the rural schools. In this case, the estimation suggests that on average

    and holding all other variables constant, urban schools recycle 1.6 pounds more per student than

    rural schools. Likewise, the location of the school appears to have some effect in the

    Community-to-School subsample. As in the results for the whole sample, holding other

    variables constant, suburban schools present a recycling rate that is smaller than rural schools.

    The magnitude of the coefficients for the Community-to-School subsample is around 6 pounds

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    larger than the estimate presented for the full sample, and similarly this subsample estimate is

    statistically significant. In addition, this subsample analysis also indicates that schools in urban

    areas have an average recycling rate that is smaller than rural schools. Holding all other

    variables constant, urban schools that participate in the Community-to-School competition

    recycle 6.5 pounds less than rural schools. This difference is statistically significant at

    conventional levels. Finally as it was observed for the other two samples, there are no real

    differences in recycling rates between rural and mix zone schools.

    In the full sample results, the income proxy variable insinuates that, holding all other variables

    constant, an increase of one percentage point in the number of students with free or reduced price

    lunch in the school is associated with an increase in the recycling rates of 0.8 pounds per capita.

    The subsample analyses also present this tendency of increasing recycling rates as the number of

    low income students increases. Although these results seem to contradict the literature, which

    suggests that high income families recycle more, these conclusions are not represented here, as

    none of the coefficients are statistically significant at conventional levels.

    Finally, the geographic region controls also present some differences in the analysis. Again, the

    School-to-School subsample presents results that are quite consistent with the ones for the full

    sample. In both cases, there are some statistically significant differences between schools in

    different regions of the US. It appears that East North Central schools recycle more than schoolsin other regions. This is true for all the regions in the School-to-School analysis, showing a

    difference that is between 5.5 and 13.2 pounds, depending on the region that is being compared

    with. In the regressions for the full sample, the difference between the recycling rates of East

    North Central and the ones of other regions varies from 1.4 and 8.5. However, four regions (East

    South Central, the Middle Atlantic, Pacific and West-South Central) do not have a statistically

    significant difference in the amount recycled per student compared to schools in East North

    Central region. Lastly, the Community-to-School results indicate that there are not statistically

    significant differences across regions.

    Partial Conclusions

    Haulers: In all the tables the authors find that there is no statistically significant

    difference in the recycling rate between school with and without haulers.

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    Coordinators: In the whole sample, having a coordinator is associated with a decrease in

    the amount recycled, but this is not the case for the subsample analysis. In both the

    School-to-School category and in the Community-to-School category, the coefficient

    becomes statistically insignificant when controlling for other factors.

    School type: For all samples, there is no statistically significant difference between

    public, private and charter schools recycling weights per capita.

    School level: In the whole sample and in the School-to-School subsample it is observed

    that holding other variables constant, high schools have an average recycling rate that is

    lower than the estimate for elementary schools (around 2/1.8 pounds respectively). Mix

    level schools also present some statistically significant differences in the recycling rates,

    but only for the School-to-School subsample. From the Community-to-School analysis,

    it can be concluded that there are no differences between groups.

    School zone: In all samples the authors observe that, holding other variables constant,

    suburban schools have an average recycling rate that is lower than the estimate for rural

    schools. Both subsample analysis, there are statistically significant differences between

    rural and urban schools. In the Community-to-School subsample, holding all other

    variables constant, urban schools recycle 6.5 pounds per capita less than rural schools;

    while in the School-to-School urban schools recycle 1.6 pounds per capita more than

    rural schools.

    Question 2: Effect of the Recycle-Bowl Competition

    Up to this point the authors analyzed what are the factors believed to drive the recycling rates in

    the schools that participate in the Recycle-Bowl Competition. It has been found that there are

    some critical variables such as presence of a coordinator, schools level, and location of the

    schools. Now, the authors test whether the recycling rates increase during the month of the

    competition. Although this will not show a causal effect, it can be assumedholding all other

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    variables constantan increase in the recycling rates during the competition month could be

    associated with the effect of the Recycle-Bowl Competition14

    .

    To analyze this effect, the authors first examined the differences in recycling rates before and

    during the competition of schools that participated in the Recycle-Bowl, and the comparison

    group schools that did not participate in the competition (SeeTable 8). The results show that

    schools that participated in the Recycle-Bowl Competition recycle about 3 more pounds per

    capita than non-participating schools during September (non-competition month) and

    October/November (competition months). The table shows the difference in recycling weights

    before and during competition months for participating and non-participating schools. The

    results show that participating schools seem to have increased their recycling rates in 0.55

    pounds per capita during the Recycle-Bowl Competition, although this difference is not

    statistically significant. In the same way, non-participating schools seem to have decreased their

    recycling rates in 0.02 pounds per capita during the Recycle-Bowl Competition compared to

    September 2012, although this difference is not statistically significant. Thus, the difference of

    those differences would imply that participating schools increased their recycling rates in 0.57

    pounds per capita more than non-participating schools during the competition months, but this

    result is not statistically significant.

    These results would suggest that schools participating in the Recycle-Bowl Competition do notchange their normal recycling patterns during the competition. This conclusion can be read in

    two different ways. One can interpret that schools exhibit some kind of recycling behavior that

    occurs previous to the decision to participate in the program, and they self-select into the

    competition. Another possible interpretation is that registration into the Recycle-Bowl

    Competition is a factor that motivates the schools to recycle, and that effect can be seen from the

    moment they registered instead of only during the competition month. In addition, since the

    recycling rate increases for both participating and non-participating schools, there could also be

    some seasonal or monthly effect that increases recycling rates for all schools during that period.

    Unfortunately, the data used for this analysis do not allow the authors to say if either of these

    interpretations is true. Additionally,Table 8 shows that overall schools that participated in the

    14As we can assume that schools do not change dramatically between September and October/November, we are

    confident that the main factor that changes is whether schools are in a competition month or non-competition month.

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    Recycle-Bowl Competition seem to have increased their recycling rates in 0.57 pounds per capita

    more than non-participating schools during the competition months. Nevertheless, these results

    are not only statistically insignificant, but they also only show simple differences and they do not

    control for other factors, so regression analysis with schools fixed effects was performed.

    As explained in the methodology section, the authors performed a difference-in difference

    analysis that compares the recycling rates of schools in the Recycle-Bowl Competition with

    schools that do not participate in the program (before and during the competition). As mentioned

    before, the sample in this part of the analysis only consists of schools that have a recycling

    coordinator. It is important to point out that the analysis only considers schools for which

    recycling coordinators had pre-competition data. Thus, the regression is performed using panel

    data of September, October and November for 441 schools.

    Table 9presents the difference-in-difference regression analysis with school fixed effects

    (explained by equation 3 in the methodology). This table indicates that, after controlling for

    school characteristics that do not change over time (school fixed effects), schools that

    participated in the Recycle-Bowl Competition increased their recycling weight by 0.44 pounds

    per capita more during the competition than schools that did not participate (see interaction

    coefficient inTable 9). This result is statistically significant at the 99% level. This is the closest

    estimate of an impact of the Recycle-Bowl Competition in 2012. What this means is theRecycle-Bowl Competition had a positive effect on competing schools of increasing their

    recycling rates by 0.44 pounds per capita during the competition, compared to non-participating

    schools. Nevertheless, it is important to mention that this study cannot determine that this is a

    causal relationship, and the authors suggest that the estimate be interpreted as a correlation

    between the two variables.

    Question 3: Analysis of data collection methods used by KAB

    This section uses findings from the regression analyses on the first two research questions to give

    recommendations to Keep America Beautiful on how they could improve the survey sent out to

    schools during the competition. Improvements made to the survey will also enhance future

    evaluations of the Recycle-Bowl Competition.

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    It is recommended that the survey be improved based on the following three principles:

    It will have to collect all necessary data for further evaluations (including long-term

    impact evaluations);

    It will refrain from collecting unnecessary data in order to keep the workload of survey

    responders at a reasonable level, and to increase response rates;

    The survey has to meet all criteria for a good survey, such as phrasing questions that are

    as short as possible, that have simple vocabulary and that are unbiased, it has to confine

    to just one issue per question, and it has to avoid the possible bias carried by the structure

    of a survey.

    The authors recommend the following alterations to the current Recycle-Bowl registration sheet and

    results report. These recommendations are a result of the evaluation of the program, and are intended

    to assist Keep America Beautiful in future evaluations. A copy of the recommended forms is attached in

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    Tables and figures. The main suggestions are the following:

    Recommend KAB to operationalize a system of school accounts for the registration

    process, including the creation of a registration number per school and an automatic-fill

    form for school information. Such a system would automatically fill in school

    information the next time schools enter the system for either reporting results or

    registering in a new competition year. This will assist KAB in tracking long-term data

    per school to determine what changes or impacts the competition has on the schools

    recycling rates. It will also allow KAB to more effectively track information per school

    and to match the registration and results data for future analysis. This process would

    simplify the registration and reporting process for schools as well, as they would have

    their registration and reporting surveys semi-complete after entering the system.

    Update questions and their order in the results report. The questions in this section have

    been rearranged into an order that increases the flow between questions to assist

    respondents in the survey. Questions have also been updated to meet the criteria of a

    good survey and reduce bias.

    6.

    Limitations

    The authors, per request of KAB, set out to do an impact evaluation of the Recycle-Bowl

    Competition. However, upon receiving and analyzing the data, it was discovered that an impact

    evaluation could not be completed. Therefore, this evaluation is an analysis of the association of

    the competition with recycling behavior. There are three conditions for inferring causality: (1)

    the cause must be statistically associated with the effect, (2) the cause must precede the effect in

    time, and (3) spurious relationships must be ruled out (Adams, 2005). In this section, the

    limitations of the conclusions of the first two research questions will be discussed. Since the

    three conditions are not met with the available data, the conclusions only depict correlation

    between variables and not a causal relationship. The third research question does not infer

    causality, and thus it is not discussed in this section.

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    Since this study does not derive conclusions about schools that do not participate in the Recycle-

    Bowl Competition, external validity concerns are not discussed. The schools that participate in

    the Recycle-Bowl Competition are not representative of all schools within the United States or

    any geographical or political subset thereof. Therefore, conclusions drawn from these analyses

    only apply to the sample analyzed, and have no generalizability outside the sample.

    Limitations Affecting Answers to Both Research Questions

    The sample, regardless of the research question, may be affected by measurement error, which

    could undermine the results. The competition is based on data that are self-measured and self-

    reported via an electronic form. This carries the possibility of both erroneous measurements and

    typographical errors. There are three ways this study tackles this issue.

    First, outliers (schools with per capita recycling weights that are more than 3 standard deviations

    from the mean) were excluded from the analysis. Second, there are two types of measurement

    practices among schools: they either report actual weights or they report volume-to-weight

    estimates. A dummy variable that the models control for reports that information. And third,

    there is another set of dummies controlling for how much the schools trust their measurement

    methods.

    Despite all these, the authors cannot rule out the possibility of some effect of the measurementerror to key variables. Likewise, the authors cannot rule out the possibility that if there are

    errors, they do not randomly affect certain schools, because some recycling coordinators may be

    less careful in their reporting than others. Continuous improvements to data collection methods

    KAB is carrying out will decrease the probability of measurement error. This study contributes

    to better data collection methods by providing recommendations in the Question 3: Analysis of

    data collection methods used by KABsection.

    There is almost certainly some omitted variable biasin the estimations, limiting the internal

    validity of the results. Complete data collection is almost impossible, and there are a number of

    unobserved characteristics of these schools that could affect their recycling rates. Probably the

    most important omitted variable the models do not control for is the existence of parallel

    competitions adversely affecting the unique effect of Recycle-Bowl. There are a number of

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    other hard-to-measure characteristics that were omitted, such as motivation, competition-

    awareness of the school population, personal characteristics of the coordinator / contact person,

    proximity of facilities producing waste in community-to-school participants, income distribution

    of students and teachers, racial mix of the school population, etc.

    Major threats to statistical conclusion validity are heteroskedasticityand multicollinearity. The

    studys calculations deal with those threats by performing multicollinearity testing with Variance

    Inflating Factors and by presenting heteroskedasticity-robust standard errors in all the statistical

    tables.

    Limitations Affecting the Results of the First Research Question15

    In order to answer the first research question, it would be important to make sure that the unique

    effect of the hauler variablethat tells whether a school is a self-hauler or it has a contract with a

    hauling company is measured. Here again, there is an issue ofselection bias, because for an

    ideal analysis random assignment of the hauler variable would allow for statistical conclusions

    with good internal validity. Of course, haulers are not randomly assigned to schools, and thus

    the authors have to make sure to control for all observed variables that might be different

    between the two groups other than the hauler variable and the key dependent variable (weight

    per capita). This is done in the full model of the First QuestionCross-sectional Hauler

    Analysissection ofthe methodology. (Also, seeTable 7). Unfortunately, due to a number of

    omitted variables, the models do not control for unobserved characteristics, and hence suffer

    from an omitted variable bias(see above).

    Limitations Affecting the Results of the Second Research Question16

    The second research question aims at determining a classical causal relationship. The second

    criterion for inferring causality is clearly metthe Recycle-Bowl Competition precedes data

    reporting. Whether or not the Recycle-Bowl is associated with higher recycling rate is examinedin the Question 2: Effect of the Recycle-Bowl Competition sectionof the analysis. Spurious

    15Do schools that self-haul recycle more than those that work with hauling companies? How important is this factor

    compared to other school factors in shaping recycling rates among participating schools?16Does the competition meet its objective of increasing recycling rates in participating schools? Is there also an

    increase in recycling in the long term?

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    effects also need to be ruled out above the ones already mentioned, as to rule out the possibility

    of alternative explanations.

    With its first strategy, the analysis of the second research question compares pre-competition

    data to data reported during competition for schools the authors managed to obtain pre-

    competition data from. The schools that provided data were obviously not randomly selected

    from the whole sample of participating schools, and thus the conclusions drawn for the analyzed

    subset are not generalizable to the whole sample. Therefore, there is an issue ofselection bias.

    The schools providing data could be tendentiously different from other schools. They all have

    recycling coordinators, for example. Differences between the subset and the whole sample are

    presented inTable 1 andTable 10,but above those there could be a number of unobserved

    characteristics differentiating the subset from the whole sample.

    In its second strategy, the study performs a difference-in-difference analysis between

    participating and non-participating schools before and during the competition. The analysis uses

    October and November monthly weights instead of the reported weights during the course of the

    competition (Oct 15Nov 9). This should not affect internal validity, since the results of

    monthly data analysis most probably underestimate the effect of the competition by diluting

    competition data with non-competition data.

    Ideally, in order to disentangle the unique effect of Recycle-Bowl, the likelihood of a school

    participating in the competition should be exactly the same for the compared groups. This way,

    random assignment would take care of any dissimilarities between the two groups that are not

    attributed to the effects of the competition. The organization of the competition does not allow

    for this ideal; therefore, there isselection bias. As it has been discussed, Keep America

    Beautiful only has information about recycling weights for participating schools during the

    competition. Ex-post efforts by the authors to collect data from before the competition and from

    non-participating schools could not possibly have resulted in an unbiased comparison group.

    Non-participating schools with pre-competition data from mostly come from the same state

    (North Carolina), and even the same county (Wake County). This substantially affects the

    internal validity of the results for question two. Since there were no data available for non-

    participants except for their geographic location and the weight recycled, no comparison table

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    was prepared. There are a number of other unobserved variables affecting recycling that may be

    very different for those two groups. However, by controlling for pre-competition recycling rates

    and school fixed effects the model inherently controls for many characteristics driving those

    rates and hence has better internal validity than the first strategy.

    7.

    Final Comments

    The authors of this analysis of the Recycle-Bowl Competition sought out to show the effects of

    the competition on recycling behavior. Results presented in this evaluation are not generalizable

    to outside of the schools that participate in the Recycle-Bowl. The four central conclusions of

    this analysis are:

    There is no real effect in recycling behavior associated with having a hauler. This

    determination comes from the lack of statistical significance in the regression analysis of

    both variables.

    There is no evidence that suggests schools in the competition recycle more during the

    Recycle-Bowl than in other non-competition months. A lack of difference between

    recycling rates previous the competition and during the competition could result from the

    fact that schools self-select to participate in the competition and already partake in

    recycling efforts.

    The most important result of this analysis is that schools participating in the Recycle-

    Bowl increase their recycling weights per capita by 0.44 pounds more than non-

    participating schools during the competition. The 0.44 pound per capita difference

    between participants and non-participants is seen as the effect of the competition on

    recycling behavior.

    Since the average recycling weight per capita in the School-to-School competition is

    4.628 pounds, we can conclude that program participation is associated with an increase

    of around 10% in the recycling rates.

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    The limitations to these conclusions are numerous and they decrease the internal validity of the

    conclusions greatly. But, it is hoped that by outlaying all these limitations, the authors can

    contribute to designing a data collection procedure that allows for future impact evaluations with

    greater internal, and potentially external, validity.

    Still, this analysis provides KAB with valuable data and results that they can use not only to

    improve the implementation of the program and their fundraising efforts, but also to reach more

    schools in the future.

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    8. Tables and figures

    Table 1. Comparison between sample of schools with and without pre-competition data(only Recycle-Bowl participating schools)

    Category/ variableTotal

    schools

    Schools with NO

    pre-data

    Schools with

    pre-dataDifference

    p-value of the t-test

    of the diff.

    Number of Schools 1118 848 270

    % of schools 100% 75.85% 24.15%

    Student and teacher

    population

    798.800 790.300 825.500-35.231 (0.398)

    (596.7) (615.8) (532.4)

    Average recycle weight per

    capita

    5.201 5.372 4.6640.708 (0.207)

    (8.037) (8.424) (6.663)

    Includes recycled material

    from the public

    0.176 0.221 0.03700.183*** (0.000)

    (0.381) (0.415) (0.189)

    Has a recycling coordinator0.673 0.588 0.937

    -0.349*** (0.000)(0.469) (0.492) (0.243)

    Self-haulers 0.131 0.171 0.004 0.167*** (0.000)(0.337) (0.377) (0.0609)

    Note: Standard deviations in parentheses. * p

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    Table 3. Descriptive statistics by coordinator status(only Recycle-Bowl participating schools)

    Category/ variableTotal

    schools

    Schools without

    recycling

    coordinator

    Schools with

    recycling

    coordinator

    Difference

    p-value of

    the t-test

    of the diff.

    Number of schools 1,118.00 366.00 752.00% of schools 100.00% 32.73% 67.26%

    Student and teacher

    population

    798.800 794.800 800.700-5.900 0.877

    (596.7) (593.8) (598.5)

    Average recycle weight

    per capita

    5.201 6.765 4.4402.325*** 0.000

    (8.037) (10.2) (6.615)

    Includes recycled

    material from the public

    0.176 0.216 0.1570.059* 0.015

    (0.381) (0.412) (0.364)

    Has a recycling

    coordinator

    0.673 0.000 1.000-1.000 .

    (0.469) (0) (0)

    Positive perception of

    the effect of RB on their

    recycling weights

    0.546 0.776 0.4340.342*** 0.000

    (0.498) (0.418) (0.496)

    Self-haulers0.131 0.361 0.019

    0.342*** 0.000(0.337) (0.481) (0.135)

    Note: Standard deviations in parentheses. * p

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    Table 5. Descriptive statistics by community involvement(only Recycle-Bowl participating schools)

    Category/ variableTotal

    schoolsSchool-to-school

    Community-to-

    schoolDifference

    p-value of

    the t-test

    of the diff.

    Number of schools 1,118.00 921.00 197.00% of schools 100.00% 82.38% 17.62%

    Student and teacher

    population

    798.800 793.500 823.400-29.903 0.523

    (596.7) (580.6) (668.1)

    Average recycle weight

    per capita

    5.201 4.628 7.881-3.253*** 0.000

    (8.037) (6.611) (12.42)

    Includes recycled material

    from the public

    0.176 0 1-1.000 .

    (0.381) (0) (0)

    Has a recycling

    coordinator

    0.673 0.688 0.5990.089* 0.015

    (0.469) (0.463) (0.491)

    Positive perception of the

    effect of RB on their

    recycling weights

    0.546 0.504 0.741-0.237*** 0.000

    (0.498) (0.500) (0.439)

    Self-haulers0.131 0.124 0.162

    -0.039 0.144(0.337) (0.330) (0.370)

    Note: Standard deviations in parentheses. * p

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    Table 7. Haulers and Non-haulers Regression Analysis Results(only Recycle-Bowl participating schools)

    Full Sample School-to-School Community-to-School

    Bivariate

    Analysis

    Full

    Regression

    Model

    Bivariate

    Analysis

    Full

    Regression

    Model

    Bivariate

    Analysis

    Full

    Regression

    ModelSelf-Hauler

    Schools

    0.631 -0.534 0.0605 -0.373 2.077 -4.475

    (0.426) (0.555) (0.933) (0.650) (0.404) (0.336)

    Coordinator-2.216** -0.318 -2.203

    (0.005) (0.668) (0.527)

    Type of weight

    method

    controls

    X X X

    School level

    controlsX X X

    Zone controls X X X

    Income controls X X X

    Region controls X X X

    Constant4.869*** 10.34*** 4.574*** 12.48*** 6.439*** 7.919

    (0.000) (0.000) (0.000) (0.000) (0.000) (0.088)

    N 980 980 817 817 163 163

    R2 0.001 0.138 0.000 0.225 0.006 0.350

    Note: Public schools, Rural Schools and schools in East North Central subregion are taken as a reference for

    comparison. P-values in parentheses. * p

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    Table 9. Difference-in-Difference Regression analysis with panel data of participating and

    comparison schools (Effect of the program)

    Category/Variable Coefficient

    Recycle-Bowl Month

    (Oct-Nov)

    0.030

    (0.718)

    Interaction (participant

    during competition months)

    0.437**

    (0.002)

    School Fixed effects Yes

    Constant19.789***

    (0.00)

    N 1282

    R-sq 0.967

    Note: P-values in parentheses. * p

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    Recommended Updates to Recycle-Bowl Competition Surveys

    The following changes are recommendations based upon the evaluation presented in this study.

    All changes are shown by the text in blue, except for the rearrangement of the questions for the

    reporting results survey. The questions were rearranged to provide better flow for the schools in

    answering the questions. Likewise, the honesty pledge for the reporting results survey has beenchanged to statements schools must agree with, rather than questions.

    Registration Information Response

    School Contact Information

    First Name:

    Last Name:

    Physical Address:

    City:

    State:

    Zip:

    Email:

    Phone Number:

    General Information

    1 The person completing this form is an authorized school representative such as a:

    a Community Rec