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8/4/2019 ESEA Waivers - SBE Mtg Exec Sum 9-11-11 (3)
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September 12, 2011
Elementary and Secondary Education Act Waiver Consideration
No Child Left Behind (NCLB), the current iteration of the federal Elementary and Secondary Education
Act (ESEA), has served as a catalyst for constructive debate and action on educational issues such as
school and district performance, teacher quality, English language acquisition, and choice options for
students. However, Congress has failed to act on the long overdue reauthorization of ESEA. Significant
NCLB provisions have now become outdated and the constraints of the law prevent many from moving
innovative strategies for improvement forward. Because of the delay in reauthorization, Secretary ofEducation Duncan has made clear his intent to consider waivers to ESEA provisions and requirements
that were previously considered out of bounds. The Colorado Department of Education (CDE) believes
we should take advantage of this opportunity and asks for the support of the State Board of Education
(SBE) in making this request.
In recent years, the SBE, CDE, and Colorados General Assembly have taken steps to significantly reform
Colorados system of accountability for schools and districts. Some examples include:
The Colorado Growth Model that strengthens our ability to gauge students progress towardproficiency
U.S. Department of Education approval to use Colorados Growth Model as an additionalmethod to identify schools and districts for Title I Improvement
Enactment of CAP4K, SB08- 212, that resulted in leaner, clearer standards and a morecomprehensive assessment system focused on college and career readiness
Enactment of the Education Accountability Act of 2009, SB09- 163, which establishedperformance frameworks for the annual evaluation of school and district performance and
timelines for improvement, and created alignments between the state and federal
accountability systems
The launching of SchoolView, a web portal that provides parents, educators, and the generalpublic with access to a wealth of information regarding school and district performance
Development of the Unified Improvement Planning template, a tool that aligns state and federalimprovement planning requirements into a single document
Enactment of SB10- 191, which will help to ensure that every building has a strong leader andevery classroom has an effective teacher
In creating and implementing these reforms, the SBE, CDE, and state legislature have gone to great
lengths to maximize the alignment of the state and federal systems of accountability. However,
Colorado continues to implement a dual accountability system consisting of:
Two sets of criteria state and federal - that are used to assess school and district performance Schools and districts that are identified as in need of improvement under one system but not
the other
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Two sets of labels, timelines and consequences for schools and districts identified forImprovement
Mixed messages to students, parents, and educators regarding school and district performance Choices options for students in some underperforming schools but not in others An inability to target resources to the schools and districts that most need them Unnecessary, duplicative and wasteful administrative burdens on schools, districts, and the state
For these reasons, CDE proposes to submit a comprehensive waiver package to the U.S. Department of
Education (USDE) that replaces most of NCLBs school and district accountability requirements with
Colorados accountability system. Specifically, CDE will request permission to:
Section 1111 - Replace NCLB adequate yearly progress with modified state school and districtperformance frameworks
Section 3122 Replace Title III annual measurable achievement objectives with State measuresof progress toward English language attainment
Section 1116 Use state accreditation rules instead of NCLB school and district improvementconsequences and timelines, and expand choice options to non-Title I schools
Section 1003 (a) and (g) - Target NCLB school improvement resources to schools and districtsidentified by the state as among the lowest performing 15%, regardless of Title I status
Section 2123(a) and (b) and EDGAR 76.700 Use Title II, Part A funds in support of thedevelopment and implementation of an educator evaluation system that focuses on increasing
educator effectiveness
Comparison of ESEA and State Accountability Requirements
ESEA State System Proposed
Goal All students proficient in
reading and math by 2013-
14
All students on track for
proficiency by 10th
grade and
college and career- ready by
exit
All students on track for
proficiency by 10th
grade
and college and career-
ready by exit
Student target foraccountability
Partially proficient orabove
Proficient and above Proficient and above
Assessment of
school/district
performance
criteria
Adequate yearly progress
Weights status over
growth, considers few
indicators outside of
status, comprehensively
disaggregates
performance by student
groups, considers English
language proficiency -
Pass/Fail system
School and district
performance frameworks
Weights growth and
college/career readiness over
status, considers indicators
outside of status,
Disaggregates performance by
student groups in growth.
Rating system with four
possible ratings for each
indicator and four plan types
Modified school/ district
performance frameworks*
School and district
improvement
NCLB, Sec. 1116 SB9- 163/SB Rules SB9- 163/SB9-163 Rules
Choices for
students in schools
identified for
Improvement
Public School Choice
Transportation and
Supplemental Educations
Services paid for by Title I
State law provides for intra-
and inter-district school choice
State law and School Choice
Transportation and
Supplemental Educational
Services paid for by Title I
ESEA State System Proposed
Funds for schools Approximately $11 million Provides no funds for schools Allow Title I school
8/4/2019 ESEA Waivers - SBE Mtg Exec Sum 9-11-11 (3)
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and districts
identified for
improvement
annually in Title I school
improvement funds to
support schools and
districts identified for Title
I Improvement
and districts identified for
Improvement
improvement funds to flow
to schools and districts
identified for Improvement
using state performance
frameworks
Funds for educator
evaluation system
Approximately $26 million
in NCLB Title II funds
Provides no additional funds
for school and district
implementation
Allow state and local Title II
funds to be used in support
of the development and
implementation of educator
evaluation systems
*School and district performance frameworks will be evaluated and strengthened to:
Ensure proper weighting and rigor across the four performance indicators Adequately account for academic performance among disaggregated groups of students Incorporate measures of progress toward English language proficiency among English language learners
If granted, the ESEA waivers will affect the number of schools and districts that are identified as in need
of improvement. As noted above, without waivers, Colorado must use both state and federal measures
to annually assess school and district performance. Some schools and districts are identified for
improvement under one system but not by the other and some are identified for improvement underboth systems. With the waivers, Colorado would only use the states modified performance
frameworks. The table below delineates the number of schools and districts identified by the federal
system (NCLB) in the 2010-11 school year as well as the potential impact of the waivers on the number
of school and district improvement designations.
2010-11
school year
status (09-10)
data
Identified by
NCLB Title IA
Total identified
without waiver
(state and NCLB)
Total that would
be identified with
waiver
(state only)*
Schools 202 372 241
Districts 85 91 24* Turnaround and Priority Improvement
By taking advantage of the ESEA waiver opportunity in a strategic manner, Colorado will be able to
improve upon the outdated accountability provisions of NCLB and move ahead with an accountability
system that more effectively serves the citizens of Colorado. Colorados new accountability system will:
Target college and career readiness, not partial proficiency Focus on student progress catch up, keep up, and move up Maintain and expand choice options for students in struggling schools Focus resources on all schools and districts that most need them Cut red tape; streamline and simplify the accountability system Reduce administrative costs and burdens for schools and districts and the State Be accessible, meaningful and useful to parents and educators
CDE will not move ahead with its waiver request without the support of the Colorado State Board of
Education. However, CDE believes Colorado should take advantage of this opportunity and asks for your
support.
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Projected timeline for USDE ESEA waiver process
Action Timeline
CDE internal analysis of the impact and legality of
potential waiver requests
August to mid-September, 2011
CDEs review potential waiver request with State Board Early September, 2011
CDE sends summary of potential waiver request to USDE Early September, 2011
USDE releases call for state ESEA waiver requests Mid-September, 2011
CDE development ofColorados waiver request September to late October, 2011
CDE sends out notice inviting public and stakeholder
comment regarding Colorados waiver request
Mid-September, 2011
Window for public and stakeholder comment closes Mid-October, 2011
CDE submits Colorados waiver request to USDE Late October, 2011
State waiver requests due to USDE Late October, 2011
USDE reviews Colorados waiver request November, December, 2011
USDE provides decision on Colorados waiver request By December 31, 2011
If approved, CDE begins waiver implementation January, 2012