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ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR BROWNFIELD SITES AK Technical Assistance Workshop May 13, 2015

ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

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Page 1: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

ENVIRONMENTALSITE ASSESSMENT & CLEANUP FOR

BROWNFIELD SITES

AK Technical Assistance WorkshopMay 13, 2015

Page 2: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Agenda

1 Introductions

2 CERCLA, All Appropriate

Inquiry (AAI) & ASTM 1527-13

3 Phase I Environmental Site

Assessments (ESAs)

4 Phase II ESAs

5 Cleanup /Reuse Planning

6 Discussion

Page 3: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

IntroductionsStantec Consulting Services Inc.

Chris Gdak, Brownfield Specialist• Civil/Environmental Engineer• Environmental Assessment, Cleanup

and Reuse• Project Manager for 10 current EPA

Brownfield Grant clients in Western US• Over $5M in Grants since 2012

Sara Lindberg, Manager of Env. Resources• Anchorage AK Office• Environmental Scientist• Environmental Assessment, Permitting

and Compliance• 85 Multi-Discipline Staff in AK

Page 4: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Goal of BrownfieldsRedevelopmentTransform underutilized brownfield sites from liabilities into assets, restoring them to safe, viable properties that contribute to the well-being of the community.

Requires Assessment Cleanup and Revitalization!

Page 5: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Example: City of Wausau WI Riverfront

31 Acres 100 Years of industrial useDecades of underutilization

Before

Page 6: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

$2M of EPA and state grants. Transformed into mixed-use development, public library, trail, and kayak course. $45M of new investment. 840 jobs

After

Example: City of Wausau WI Riverfront

Page 7: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Brownfields and CERCLA Liability• To be eligible for an EPA Brownfield Grant, entities must

demonstrate that they are not liable for the contamination under CERCLA

• CERCLA = Comprehensive Environmental Response, Compensation and Liability Act (1980):

• Addresses abandoned hazardous sites• Establishes liability/funding eligibility

• To claim protection from liability, prospective purchasers/property owners must conduct All Appropriate Inquiry (AAI)

Page 8: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

All Appropriate Inquiry (AAI)(40 CFR Part 312)

• A process for the evaluation of a property to identify potential environmental contamination and assess liability

• Must be conducted by an “Qualified Environmental Professional” within one year prior to acquisition of the property

Satisfying AAI can provide liability protection for prospective purchaser’s of impacted properties

Page 9: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

All Appropriate Inquiry (AAI)(40 CFR Part 312)

AAI can also:

• Remove unknowns and concerns• Identify current and historic sources of contamination• Inform site selection and acquisition decision-making

(purchase price)• Inform site-specific reuse planning• Satisfy requirements of lenders and other stakeholders

Page 10: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

American Society for Testing & Materials (ASTM) E1527-13The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI

• Published by the American Society for Testing & Materials (ASTM)

• Updated in 2013• Defines Phase I ESA process and criteria in detail!

Page 11: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESAs - Logistics • First step in the assessment process

• A detailed, site-specific study aimed at establishing historic use, ownership, and current conditions of a property

•• Costs range from $3,000-$10,000+

• 2-6 Weeks to complete (avg. 4)

• Shelf life = 1 Year*

*Updates for certain components required after 6 months

Page 12: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESAs - Logistics • Results in:

• 100’s (sometimes 1000’s) of pages of information!

• The presence (or absence!) of Recognized Environmental Conditions (RECs)

*Updates for certain components required after 6 months

Page 13: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESAs – Activities Interviews:

• Current Owner• Past Owners• Occupants/Operators• Adjacent Properties• Regulators

Property records:• Assessors• Recorders (Ownership)• Fire Department• Building Permits• Health Department

Page 14: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESAs – Activities Review of historical records:

• Sanborn Fire Ins. Maps – 1870s-1960s• Topo Maps – 1900-Present• Aerial Photographs – 1930s-Present• City Directories – 1800s-Present• Other Archives

Page 15: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESAs – Activities Review of historical records:

• Sanborn Fire Ins. Maps – 1870s-1960s• Topo Maps – 1900-Present• Aerial Photographs – 1930s-Present• City Directories – 1800s-Present• Other Archives

Page 16: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESAs - Activities Review of regulatory records:

• Federal – EPA (ACRES), NPDES, RCRA, TRI, CERCLIS, etc.• State – ADEC Contaminated Sites Database• Local – Code enforcement, inspections, etc.• Target property + properties within a certain radius• Radius Map Report (All-in-one)!

Page 17: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESAs - Activities Review of regulatory records:

• Federal – EPA (ACRES), NPDES, RCRA, TRI, CERCLIS, etc. • State – ADEC Contaminated Sites Database• Local – Code enforcement, inspections, etc.• Target property + properties within a certain radius• Radius Map Report (All-in-one)!

Page 18: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Radius Map Report

Page 19: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESAs - Activities Site inspections:

• Site features + Neighboring sites• Historic use • Present use• Use of chemicals • Potential sources/locations of environmental

impacts

Page 20: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESAs – Don’t Include* Potential Site Improvement Concerns:

• Hazardous building materials (Hazmat) surveys

• Historic building evaluations

• Mold

• Industrial hygiene

• Indoor air quality

• Geotechnical

• Structural evaluations

* Can be added to the standard scope depending on assessment goals* Requires special expertise

Page 21: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESAs – Don’t Include* Other Environmental Concerns:

• Cultural resources

• Ecological/endangered species surveys

• Critical/sensitive habitat/wetland surveys

* Can be added to the standard scope depending on assessment goals

* Requires special expertise

Page 22: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESAs – Results

Recognized Environmental Conditions (RECs)

The presence or likely presence of hazardous substances or petroleum products in, on, or at a property:

1. Due to release to the environment; or2. Under conditions indicative of a release; or3. Under conditions that pose a material threat of a

future release to the environment

Page 23: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESAs - ResultsExamples of RECs:Target Property:

• Chemical/waste storage areas• Underground/above ground storage tanks (USTs/ASTs)• Evidence of spills• Impacted fill materials

Neighboring Sites: Potential for impacts to migrate to the Target Property via:

• Groundwater (upgradient)• Surface releases (overland flow)• Air emissions (atmospheric deposition)• Vapor (from impacted soil/groundwater

Page 24: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESAs - ResultsOther Terms and Conditions:• De Minimis: Minor impacts that generally do not

represent a threat to human health/ the environment or require enforcement or significant response actions.

• Historic REC (HREC): A past release that has been cleaned up to current standards and does not require AULs or require controls.

• Controlled REC (CREC): A release that has been addressed to the satisfaction of the regulatory agency and is subject to the implementation of required controls.

Page 25: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESAs - ResultsOther Terms and Conditions:• Vapor Encroachment Condition (VEC; ASTM E2600):

Potential for vapor intrusion (VI) into buildings from impacted areas.

• Activity Use Limitations (AULs): Restrictions on use of a site to reduce potential exposure to contaminants.

• Institutional Controls: Land use/deed/groundwater restrictions.

• Engineering Controls: Caps, fencing, ventilation, monitoring.

Page 26: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESA - Outcomes(1.) No RECs:

• Generally satisfies lending/legal/AAI

• Additional assessment/cleanup may not be required

• Other redevelopment related concerns may require action (Hazmat assessment, engineering studies, sensitive environment evaluations, etc.)

Page 27: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase I ESA - Outcomes(2.) One or more RECs:

• May raise concerns with lending/legal interests

• Additional assessment work is likely required:• File Reviews• Phase II ESA• Cleanup?

• In some cases could result in significant delays, development complications, prohibitive costs

Page 28: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase II ESAs - Logistics • Second step in the assessment

process

• Goals: Evaluate identified RECs

• ASTM E1903-11; can also vary based on location/regulatory agency)

• Involves sampling of potentially impacted media (soil, groundwater, surface water, sediments, air, building/waste materials, etc.)

Page 29: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase II ESAs - Logistics

• Costs range from $10,000-$100,000+ [varies widely based on site characteristics, contaminants and risk tolerance of stakeholders]

• ~2 weeks to 6+ months to complete.

• Shelf life = Indefinite (+/-changes in site conditions, sampling methods, regulations, etc.)

Page 30: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase II ESAs - Objectives

• Determine whether contaminants of concern (COCs) are present

• Define nature and extent of impacts

• Define physical characteristics of the site

• Development understanding of redevelopment constraints

• Develop reliable cleanup strategies and cost estimates

Page 31: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase II ESAs – Site Conceptual Model

Page 32: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase II ESAs – Activities

Soil Sampling:• Surface sampling• Test Pits• Soil Borings

Groundwater Sampling:• Monitoring wells

Other Media Sampling:• Drum contents• Waste piles• Surface water• Sediments• Unknown liquids

Page 33: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase II ESA - Outcomes

(1.) Sample Results Below Cleanup Levels (Methods 1-2):

• Generally satisfies lending/legal concerns

• Additional assessment/cleanup may not be required

• Proceed with site acquisition and redevelopment!

Page 34: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Phase II ESA - Outcomes(2.) Sample Results Above Cleanup Levels (Methods 1-2):

• Discharge or Release Notification – ADEC (18 AAC 75.300)

• Initial Response Actions – ADEC (18 AAC 75.310-.320)

• Additional work may be required:• Site Characterization – ADEC (18 AAC 75.325-.390)

• Remedial Investigation (RI)• Establish Cleanup Levels (Methods 1-4)

• Proceed to Cleanup

Page 35: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Cleanup - Logistics • Follows assessment process

• Goals:• Eliminate threats to human

health and the environment

• Restoration, reuse & revitalization!

• AK Site Cleanup Rules -18 AAC 75.325-.390

Page 36: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Cleanup - Logistics

• Activities:• Perform analysis of brownfield cleanup alternatives

(ABCA)• Complete Feasibility Study (FS)• Balance cleanup alternatives with reuse plans• Develop Cleanup Work Plan• Perform Cleanup Activities

• Costs range from $10,000-Millions+

• Weeks to several years to complete.

Page 37: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Cleanup - Alternatives• Many Options:

• Natural attenuation (clean-up via natural processes)• Removal actions, source controls and containment,

engineered system treatments• Institutional controls (e.g., land-use controls)

Page 38: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Cleanup - Alternatives• Many Drivers:

• Redevelopment schedule• Regulatory requirements• Costs• Community considerations• Schedule

• Look for opportunity to combine

Page 39: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Cleanup – Soil Alternatives• Removal

• Excavation, transportation,and disposal (Dig & Haul)

• Considerations• Reliable & long term

solution; liability risks?• Can be costly to implement,

but often quicker

Page 40: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Cleanup – Soil Alternatives• Treatment

• In place (in-situ) treatments: Bioremediation, Soil Vapor Extraction (SVE), Stabilization/Fixation, Thermal Treatment

• Excavation and at the surface (ex-situ) treatments: Land farming, Thermal Treatment, Bioremediation

• Contain and Manage in-place• Engineered “cap” or “cover” remedies• Vapor intrusion mitigation systems

Page 41: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Cleanup – GW Alternatives

• Remove (pump) & treat the groundwater• Hydraulic or physical controls• Air Sparging – from liquid to vapor• Dual-Phase Extraction• In-Situ Remediation Technologies

• Biological (typically bacterial) remediation

• Chemical oxidation

Page 42: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

In-situ BioremediationCleanup – GW Alternatives

Page 43: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Cleanup – GW AlternativesIn-situ Chemical Oxidation

Page 44: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Cleanup –Outcomes

• Site Closure with Unrestricted Use

• Site Closure with Conditions:• Institutional Controls• Engineering Controls

• Restoration, Reuse, and Revitalization !!!

Our U.S. West team secures EPA brownfield grants with a more than90% success rate.

Page 45: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Site-Specific Reuse Planning• Identify future uses

• Strategies to facilitate infrastructure reuse and identify infrastructure improvements

• Market research

Page 46: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Site-Specific Reuse Planning• Community outreach

activities• Implementation

strategy• Phasing/

prioritizing• Catalyst projects• Financial feasibility• Sync with

remediation strategy

Page 47: ENVIRONMENTAL SITE ASSESSMENT & CLEANUP FOR … · The standard recognized for conducting Phase I Environmental Site Assessments (ESAs) that satisfies the requirements of AAI •

Thank You for Participating!Questions???