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Environmental Assessment Report Summary Environmental Impact Assessment Project Number: 40050 May 2007 People’s Republic of China: Jilin Urban Environmental Improvement Project Prepared by Jilin Provincial Government for the Asian Development Bank (ADB). The summary environmental impact assessment is a document of the borrower. The views expressed herein do not necessarily represent those of ADB’s Board of Directors, Management, or staff, and may be preliminary in nature.

Environmental Assessment Report - Asian … Page I. INTRODUCTION 1 II. DESCRIPTION OF THE PROJECT 3 III. DESCRIPTION OF THE ENVIRONMENT A. Physical Environment 6 B. Topography and

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Environmental Assessment Report

Summary Environmental Impact Assessment Project Number: 40050 May 2007

People’s Republic of China: Jilin Urban Environmental Improvement Project

Prepared by Jilin Provincial Government for the Asian Development Bank (ADB).

The summary environmental impact assessment is a document of the borrower. The views expressed herein do not necessarily represent those of ADB’s Board of Directors, Management, or staff, and may be preliminary in nature.

CURRENCY EQUIVALENTS (as of 4 May 2007)

Currency Unit – yuan (CNY) CNY1.00 = $0.13

$1.00 = CNY7.7223

ABBREVIATIONS

ADB – Asian Development Bank CEMC – Changchun Municipal Environmental Monitoring Center CEPB – Changchun Municipal Environmental Protection Bureau CHP – combined heat and power plant CMG – Changchun municipal government COD – chemical oxygen demand CPMO – Changchun municipal project management office dB(A) – A-weighted decibel DI – design institute DHP – district heating plant EIA – environmental impact assessment EMP – environmental management plan EMC – environmental management consultant EMU – environmental management unit FS – feasibility study HDPE – high density polythylene IA – implementing agency JPEB – Jilin Provincial Environmental Protection Bureau JPG – Jilin provincial government JPMO – Jilin project management office JPLG – Jilin Provincial Project Leading Group MOC – Ministry of Construction PDMF – project design and monitoring framework PPMS – project performance management system PPTA – project preparatory technical assistance PRC – People’s Republic of China RP – resettlement plan SEIA – summary environmental impact assessment SEPA – State Environmental Protection Administration SRB – Songhua River basin TDS – total dissolved solids TSP – total suspended particulates TSS – total suspended solids WWTP – wastewater treatment plant YEMC – Yanji municipal Environmental Monitoring Center YEPB – Yanji municipal Environmental Protection Bureau YMG – Yanji municipal government YPMO – Yanji municipal project management office

WEIGHTS AND MEASURES

ha – hectare km – kilometer km2 – square kilometer m – meter m2 – square meter m3 – cubic meter m3/d – cubic meter per day m3/a – cubic meter per annum mg/l – milligram per liter mm – millimeter m/s – meter per second mu – unit of land measure, 667 m2

t/d – tons per day t/yr – tons per year

NOTE

In this report, “$” refers to US dollars.

CONTENTS

Page I. INTRODUCTION 1 II. DESCRIPTION OF THE PROJECT 3 III. DESCRIPTION OF THE ENVIRONMENT A. Physical Environment 6 B. Topography and Geology 6 C. Ambient Air Quality and Pollution 9 D. Noise 9 E. Social and Economic Conditions 10 F. Natural and Cultural Heritage 10 IV. ANALYSIS OF ALTERNATIVES A. With or Without Yanji Wastewater Management Subproject 11 B. Site Selection and Treatment Process Alternatives for Yanji Wastewater Management Subproject 11 C. With or Without Yanji Water Supply Subproject 11 D. Alternative Sites and Water Sources for Yanji Water Supply Subproject 12 V. ANTICIPATED ENVIRONMENTAL IMPACTS AND MITIGATION MEASURES A. Positive Impacts and Environmental Benefits 13 B. Potential Adverse Impacts and Mitigation Measures during the Design Phase 14 C. Environmental Impacts and Mitigation Measures during Construction Phase 15 D. Environmental Impacts and Mitigation Measures during Operation Phase 17 E. Land Acquisition and Resettlement 18 VI. ECONOMIC ASSESSMENT 19 VII. ENVIRONMENTAL MANAGEMENT PLAN A. Objectives 21 B. Mitigation Measures 21 C. Implementing Organization and Responsibilities 21 D. Inspection, Monitoring, and Reporting 22 E. Mechanism for Feedback and Adjustment 22 VIII. PUBLIC CONSULTATIONS AND DISCLOSURE 23 IX CONCLUSIONS A. Benefits 24 B. Risks 25 C. Overall Conclusion 25

Appendixes

1. References 2. Environmental Management Plan

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I. INTRODUCTION

1. The Songhua River basin (SRB) is one of the seven major largest river basins of the People’s Republic of China (PRC) and is the third largest river basin in the PRC after those of the Yangtze and Yellow rivers. It has an area of 557,000 square kilometers (km2) and a population of 62 million. Major cities such as Changchun and Harbin, and PRC’s largest oil fields are located in the basin. Agriculture is well-developed and there is a large industrial base. The Songhua River catchment area covers portions of three provinces—Jilin and Heilongjiang provinces and the autonomous region of Inner Mongolia. Changchun is located in the upstream part of the Songhua River, which flows through Harbin. After Harbin, the river joins the Heilongjiang River, enters Russia, and eventually discharges into the sea. 2. Like other river basins in the PRC, the SRB is seriously polluted and is now acknowledged by the State Environmental Protection Administration (SEPA) as being one of the four most polluted basins among 47 major rivers in the PRC. Pollution is recognized as impairing both natural resources and economic development within the region. Water pollution issues within the SRB, especially in relation to the protection of drinking water resources for the municipality of Harbin, have received increased national and international attention due to the recent well-publicized pollution incident in the SRB. 3. Pollution is due mainly to the discharge of untreated or partially treated wastewater in Heilongjiang Province and Jilin Province. By 2004, the wastewater treatment rate in the SRB had reached only 15%, and even in big cities such as Changchun, Daqing, Harbin, and Mudanjiang, the rate is below 40%. 4. Changchun is an industrial, communication, and transportation center in northeast PRC. Pillar industries include manufacturing automobiles and automobile parts, raising agricultural products and refining by-products, and manufacturing high-tech products. With an urban population of 420,400, Yanji City is the capital of Yanbian Korean Autonomous Prefecture bordering Russia and the Democratic People's Republic of Korea. It is the economic center of east Jilin Province and is one of the most developed cities in the province rivaling Changchun and Jilin City. Key industrial sectors include food, pharmaceuticals, textiles, farm machinery, and bus manufacture. 5. All major rivers in Changchun (Yitong and Yongchun rivers) flow into the SRB. In Yanji, the Buerhatong River crosses the urban built-up area from west to east and eventually empties into the Tumen River. Jilin Province, therefore, has a critical role to play in wastewater management in the SRB. Underdevelopment of wastewater collection and wastewater treatment in Changchun and Yanji leads to the discharge of untreated wastewater into local rivers, and eventually to the pollution of Songhua River. Water quality in the Yitong and Yongchun rivers in Changchun does not meet class V of PRC surface water quality standards.1 Due to the discharge of untreated wastewater into the Buerhatong River, water quality in the Yanji section of the river has deteriorated from class III to class IV. 6. The lack of adequate wastewater management degrades local rivers, poses a threat to public health, and adversely affects the quality of life in Changchun and Yanji. There is an urgent need to expand the sewer network and wastewater treatment capacity in Changchun and Yanji to improve water quality in the Yitong and Buerhatong rivers. The Yanji municipal government (YMG) has just completed a wastewater treatment plant (WWTP) with a capacity of

1 Class V is the lowest rank of water quality in the People’s Republic of China.

2

100,000 cubic meters (m3) per day. Upon completion in 2006, it had the capacity to achieve 100% treatment of municipal wastewater discharge in Yanji. To ensure that the capacity is fully utilized, improvements in the sewer network are urgently required. 7. Changchun and Yanji rely primarily on surface water for their water supply. Their per capita production levels are well within the normal range for the PRC. Under normal conditions, water demand is expected to exhaust capacity in both Changchun and Yanji by 2010. Both cities experienced supply problems during a severe episode of drought in 2004, leading to dangerously low water levels in water supply reservoirs and a resulting loss of effective treatment plant capacity. Both cities experienced low pressure and supply interruptions. 8. Changchun has a domestic solid waste management system featuring domestic waste collection, extensive informal recovery of recyclables, and disposal in a managed landfill. Given that the present landfill site will be fully utilized within 2 years, timely construction of a new domestic solid waste treatment facility is urgent. 9. Yanji’s existing district heating plant (Yanji DHP) services only about 15% of the building space (2 million square meters [m2]) due to the retrofitted distribution system that does not allow efficient hot water delivery. The remaining area is heated by approximately 700 small inefficient boilers. As a result, total suspended particulates in the urban area average 0.38 milligram (mg)/m3 in winter, which is more than twice the PRC ambient air quality standard of 0.15 mg/m3. Yanji will construct a combined heat and power plant (Yanji CHP), which is expected to be completed by early 2009, allowing complete coverage of the city with a central heating service, together with the existing Yanji DHP. However, to fully capture the benefits of these facilities, the heating distribution system needs to be upgraded, and treated wastewater effluent is required for plant cooling. 10. To help address pollution in the SRB, the Asian Development Bank (ADB) provided technical assistance (TA) for the Songhua River Basin Water Quality and Pollution Control Management (SRBWQPCM).2 The completed TA (i) addressed the technical knowledge gaps, (ii) strengthened the capacity of the Songhua Water Resources Protection Bureau, and (iii) assisted the Government in developing a long-term water pollution control plan for the SRB beyond 2010. The TA provided strategic policy inputs to the 11th Five-Year Plan and Songhua River Pollution Control Plan (SRBPCP). The SRBPCP was endorsed and approved by SEPA, National Development Reform Commission (NDRC), and the Ministry of Construction (MOC)3 in 2006 with a prioritized list of water supply, landfill, wastewater, and sewerage development projects to clean up the SRB and promote sustainable development. The Jilin Urban Environmental Improvement Project (Jilin II) is the first outcome of the Songhua TA and follows this priority list of SRBPCP. 11. Jilin II is also a continuation of ADB’s effort for environmental improvement in the SRB following the Jilin Water Supply and Sewerage Development Project (Jilin I). Lessons learned from Jilin I regarding the integration of wastewater treatment, water reuse, and water resource protection are considered and improvements are made in Jilin II. Further, Jilin II focuses on strengthening the environmental management institution and mechanism for continuously seeking to improve environmental performance, and initiated a policy dialogue on integrated river basin management. The experience of Jilin II would benefit other PRC projects.

2 ADB. 2002. Technical Assistance to the People’s Republic of China for Songhua River Water Quality and Pollution

Control Management. Manila. 3 SEPA, 2006, NDRC, MOC, Songhua River Pollution Control Plan, Beijing.

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12. The ongoing Jilin I will allow Changchun to meet the state target of 70% secondary treatment by 2010.4 After completion of the Jilin II Project, domestic and industrial5 wastewater collection and treatment will increase to 80% in Changchun and 100% in Yanji, thus improving the water quality of the Xinlicheng drinking water reservoir, Buerhatong and Yitong Rivers, and downstream of SRB. By replacing the 700 polluting coal-based boilers, the Yanji heat network upgrading subprojects will help increase central heating coverage in Yanji from 15% to 100%, resulting in air quality improvement from Class III to the targeted Class II in winter.The proposed water supply and waste management subprojects will greatly improve the reliable and safe water supply in Changchun and Yanji and improve sanitation in Changchun. 13. This summary environmental impact assessment (SEIA) was prepared in accordance with the Environmental Impact Assessment Technical Guidelines of the PRC and Environmental Assessment Guidelines (May 2003) of ADB. The SEIA is based on the environmental impact assessment (EIA) reports for individual subprojects prepared by qualified local institutes using methodologies and standards consistent with relevant guidelines established by SEPA, applicable PRC laws and regulations, as well as relevant ADB safeguard requirements (Appendix 1). The individual subproject EIAs have been submitted to Jilin Environmental Protection Bureau (JEPB) and SEPA, respectively, in 2006, with the last one expected to be approved in early 2007.

II. DESCRIPTION OF THE PROJECT

14. The Project will comprise seven subprojects: (i) Changchun No. 5 water treatment plant and distribution network; (ii) Changchun Jingyue WWTP; (iii) Changchun municipal solid waste management; (iv) reuse of Yanji wastewater treatment effluent, associated network, and upgrading and expansion of the sewerage network; (v) upgrading and expansion of the Yanji water treatment plant, associated transmission mains and distribution network, and existing water distribution network; (vi) Yanji heating network for a planned Yanji CHP; and (vii) the second heating network for the existing Yanji DHP. The project components are summarized in Table 1 and the locations of physical investments are shown in Map 2 and Map 3.

Table 1: Summary of Project Description Subproject Scope of Work Implementation

Agency 1. Changchun No. 5

Water Treatment Plant and Distribution Mains

- 300,000 m3/d treatment plant; - 25.5 km water transmission main, 1,400 mm to 1,600 mm in diameter - 58.15 km distribution main, 400 mm to 1,600 mm in diameter; and, - northern booster pumping station (120,000 m3/d capacity, civil works

not included) and southern booster pumping station (180,000 m3/d)

Changchun Water Group

2. Changchun Jingyue WWTP

- 100,000 m3/d WWTP; - 54.36 km sewer pipelines; - 34.2 km storm water pipelines; and - 36 km wastewater interceptor

Changchun Jingyue Development and Construction General Co.

4 State Government policies require that urban environmental pollution and ecological damage be controlled by

2010. Major cities, such as provincial capitals, should attain a wastewater treatment rate of 70% by 2010. 5 The urban WWTP receives both domestic wastewater and industrial wastewater that meet the Discharge

Standards for Municipal Wastewater (MOC, CJ3082-1999). If industrial wastewater cannot meet the standard, pretreatment is required according to the standard.

4

Subproject Scope of Work Implementation Agency

3. Changchun Domestic Solid Waste Management

- 2,600 t/d sanitary landfill with 10-year service life and an expected additional service life of 12 after expansion; including a 300 m3/d leachate treatment plant, retention walls, 36,800 m3 leachate regulating tank, 1.6 km inside roads;

- One transfer station with 2,000 t/d capacity and associated machinery and equipment; and

- 30 solid waste transport trucks

Changchun Municipal Liya Environmental Sanitation and Infrastructure Construction Co.

4. Yanji Effluent Reuse and Sewerage Upgrade and Expansion

- 50,000 m3/d tertiary wastewater plant; - 16.1 km water reuse transmission main, 500 mm to 800 mm in

diameter; and - 40 km sewerage networks, including new pipe, existing pipe

replacement

Yanji Sewerage Treatment Co.

5. Yanji Water Treatment Plant and Network Upgrade and Expansion

- 60,000 m3/d treatment plant; - 10.1 km water transmission main, 800 mm in diameter; - 9 km distribution main, 700 mm to 1,000 mm in diameter; and - 35.7 km water supply networks, including new pipe and existing pipe

replacement

Yanji Water Supply Co.

6. Yanji Heating Networks for Combined Heat and Power Plant

- Heating for 6.9744 million m2 area; - 44 km heating pipe networks; - 35 heat exchange stations; and - 1 booster PS

Yanji Combined Heat and Power Plant Preparatory Committee

7. Secondary Heating Networks for Yanji District Heating Plant

- Heating for 9.3 million m2 area; - 77.6 km heating pipe networks, including new pipe and existing pipe

replacement; and - 57 heat exchange stations

Yanji District Heating Plant

km = kilometer, m2 = square meter, m3 = cubic meter, m3/d = cubic meter per day, mm = millimeter, PS = pumping station, t/d = tons per day, WWTP = wastewater treatment plant. Source: Project feasibility study reports, 2006. 15. The Changchun No. 5 water treatment plant will improve water supply capacity. The subproject will construct (i) a 300,000 m3/d treatment plant; (ii) 25.5 kilometer (km) water transmission mains, from 1,400 millimeters (mm) to 1,600 mm in diameter; (iii) a 58.15 km distribution pipeline network, from 400 mm to 1,200 mm in diameter; and (iv) a northern lifting station (120,000 m3/d) and a southern lifting station (180,000 m3/d), to ensure sufficient pressure to the users at the end of the pipes. 16. The Changchun Jingyue wastewater treatment subproject will intercept, collect, and treat wastewater from Jingyue district, which currently discharges into the Yitong River without any treatment. Following completion of the project, the wastewater treatment rate in the district will increase from the current zero to 100%, complying with the state and provincial pollution control requirements and significantly improving the quality of receiving water in the Yitong River and the downstream water bodies in the SRB. The subproject will construct (i) a 100,000 m3/d WWTP, (ii) a 54.36 km wastewater collection system, (iii) a 34.2 storm drainage system, and (iv) a 36 km wastewater interceptor. 17. The Changchun municipal solid waste management subproject will upgrade and improve the city’s solid waste management by replacing the existing, overcapacity landfill with a new, better designed landfill. The subproject will construct (i) a 2,600 tons per day (t/d) sanitary landfill with a 26-year life span; the landfill will include a leachate collection system, 300 m3/d leachate treatment plant, retaining walls, 36,800 m3 equalization tank, drainage management,

5

1.6 km inside roads, and a landfill gas collection system; and (ii) one transfer station of 2,000 t/d capacity. It will also procure 30 heavy-duty hauling trucks to expand the solid waste vehicle fleet and transport efficiency. 18. After the completion of the Changchun solid waste subproject, the existing Sandao landfill 6 will be closed by the end of 2008. Closure will be according to the requirements specified in PRC landfill technical specification for urban domestic solid waste.7 Currently, the leakage treatment facility has been completed and put into operation, and the effluent from the leakage treatment plant can meet Class I of PRC discharge standards. A methane gas collection system is under construction and methane gas will be used for electricity generation. 19. The Yanji wastewater management will support water conservation in the city by reusing the effluent as cooling water in the city’s co-generation plant and saving on fresh water usage. The wastewater management component will improve the city’s wastewater collection efficiency and ensure a newly constructed WWTP with matching wastewater collection capacity. The subproject will construct (i) a 50,000 m3/d wastewater reuse plant to ensure that the effluent will reach sufficient quality standards for the intended usage; (ii) 16.1 km water reuse transmission mains, from 500 mm to 800 mm in diameter; and (iii) a 40 km sewerage network, including new pipelines and replacement of existing pipes. 20. The Yanji water treatment plant and water supply network upgrading subproject will improve the city’s water supply capacity and reduce the dependence of the city’s water supply on weather conditions. The subproject will construct (i) a 60,000 m3/d treatment plant; (ii) a 10.1 km water transmission main, from 800 mm in diameter; (iii) a 9 km distribution main, from 700 mm to 1,000 mm in diameter; and (iv) a 35.7 km water supply network, including new pipes and replacement of existing pipes. 21. Yanji has an existing DHP8 that services the downtown core. This system services about 15% of the building space (2 million m2). It is inefficient because of the retrofitted distribution system and insufficient heat exchange stations that do not allow efficient hot water delivery. Heat and energy losses result from poor insulation of the piping materials, hot water leaks from the network, and insufficient heat exchange stations. To fully utilize the existing DHP, the second network needs to be improved and expanded. The subproject will (i) build or replace 77.6 km of steam pipe lines, and (ii) build 57 units of heat exchange stations. 22. The plan now is to build a new Yanji CHP9 for expanding the central heating area. The ADB subproject―heating networks for Yanji CHP― will construct (i) a 44 km hot water/steam pipe network, including new pipes and replacing existing water leaking/heat loss pipes; (ii) 35 units of heating exchange stations; and (iii) one booster pumping station. Heating networks

6 The capacity of the Sandao landfill is about 6.08 million m3 and the remaining capacity is about 1.28 million, which

can last for about 2 years. The Sandao landfill started to construct HDPE (high-density polyethylene) liners protected by geotextile in 2003; however, about half of the completed landfill was constructed before 2003 without any standardized liner system. It is reported that ground drinking water downstream of the landfill is polluted. After the closure of the landfill, groundwater pollution will still be a major environmental issue if the landfill is not rehabilitated.

7 Ministry of Construction (MOC), 2004. Landfill Technical Specification for Urban Domestic Waste, CJJ17-2204. Beijing.

8 The existing DHP is equipped with highly efficient dust removers and desulfurization devices that can meet PRC emission standard for air pollutants for thermal power plants (GB13223-1996).

9 The EIA of the Yanji CHP is being reviewed by SEPA and will be approved in April. TheYanji CHP will be equipped with highly efficient dust remover (electrostatic precipitators) and desulfurization devices that can meet PRC emission standards.

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subprojects, together with Yanji CHP (which is not a part of ADB subproject), will significantly conserve coal consumption and improve the central space heating efficiency, and hence improve energy efficiency. The technology applied for clean combustion, emission treatment and energy savings is sufficient and acceptable. The energy efficiency would be higher than that of the average for the PRC. Circulating Fluidized Bed technology will be used to control SO2 emissions with the removal rate greater than 80%. The plant will be equipped with advanced electrostatic precipitators to remove dust and with a wastewater treatment facility. The water reuse and water recycling rate will be as high as 98%.

III. DESCRIPTION OF THE ENVIRONMENT

A. Physical Environment

23. The project area is in the central and eastern part of Jilin Province encompassing the cities of Changchun and Yanji. Changchun is the provincial capital with an area of 20,571 km2 and a population of 7.24 million. The Changchun municipal government (CMG) administers an area of 3,563 km2 with an urban population of 2.98 million. Yanji is 420 km east of Changchun and has an area of 1,350 km2 and a population of 420,040. Yanji is the capital of Yanbian Korean Minority Autonomous Prefecture and the Korean population is 60.8% of the total in the city. B. Topography and Geology

24. Changchun lies in a transitional zone between the Changbaishan Mountain ranges to the east and the Songliao plains to the west. The terrain is characterized by gently sloping hilly plains going east to west. Typical topographic features include low hills and valleys, mesa plains, alluvial plains, and volcanic cones. The underlying geology is alluvial structure over a granite layer. The geological formation becomes increasingly complicated toward the south, and the southern part of the city lies within the transitional zone between the east and west structural system. 25. Yanji lies at the center of Yanji plain in the north of Changbaishan Mountain. The city is surrounded by hills and the terrain slightly slopes from north to south. typical topographic features include some valley plains formed by alluvium of the Buerhatong River and its branches, and many low hills produced by erosion. The geological formation belongs to the Cretaceous system and consists of sand and shale with various colors.

1. Climate and Rainfall

26. The project area is in the northern temperate continental climate zone. Seasonal changes are distinct, with long winters that are cold and dry, short summers that are hot and rainy, springs that are dry and windy, and falls that are cool. Some typical climate data are shown in Table 2.

Table 2: Climate Data Parameter Changchun Yanji Annual Average Temperature (0C) 4.3–4.9 5.7 Average Temperature in January (0C) (16.9)–(18.8) (13.7) Lowest Temperature (0C) (40.7) (27.9) Average Temperature in July (0C) 22.4–22.7 24.9 Highest Temperature in July (0C) 38

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Parameter Changchun Yanji Average Humidity (%) 65 64.6 Annual Rainfall (millimeters) 597.2 563 Ground Frozen Depth (meters) 1.69 1.5

( ) = negative. Sources: Individual environmental impact assessment reports.

27. The prevailing wind in Changchun is from the southwest, with a frequency of 24.5% to 32%. This is followed by winds from the south, with a frequency of 9.4%. Windless conditions occur at a frequency of 9.8%. The annual average wind speed is 3.7 meters per second (m/s). 28. The prevailing wind in Yanji is from the west, with a frequency of 15.57%. This is followed by winds from the northwest, with a frequency of 13.18%. Windless conditions occur at a frequency of 29.59%. The annual average wind speed is 2.26 m/s.

2. River System and Hydrology

29. Changchun is in the SRB. Two major rivers pass through the city. The Yitong River is the largest branch of the Yinma River. The Yitong River is 383 km long with a catchment area of 8,714 km2. It is the major body receiving municipal and industrial wastewater. The Xinkai River, one of the larger branches of the Yitong River, is 127 km long and has a catchment area of 2,419 km2. 30. Yanji is in the Tumen River basin. Three rivers flow through the city: Buerhatong, Hailan and Yanji Rivers. The Buerhatong River flows through the city from west to east and then north after it is joined by the Hailan River. The Buerhatong River is 242 km long and has a catchment area of 7,141 km2. The Yanji River empties into the Buerhatong River in the city and has a catchment area of 231 km2 in the city. 31. Groundwater resources in the project area are mostly in the Quaternary fluvial valley aquifer. In the Changchun area, this layer is approximately 3 m underground with a thickness of approximately 10–20 m, and is in an equilibrium state between extraction and replenishment in recent years. In the southern part of the project area, the depth (5–20 m below ground) and thickness (4–16 m) of this aquifer layer vary considerably due to extraction for potable, industrial, and irrigation water use.

3. Ecological Resources

32. Changchun is rich in secondary forest resources. Forest coverage is approximately 14.4%. Major species include Pinus tabuliformis mukdensis, Populus pseudosimonii, and Cinnamomum camphora. In urban Changchun, most vegetation is planted. One type of vegetation is protective woodland consisting of coniferous and broadleaf trees. Another type is the landscaped woodland consisting of trees, shrubs, and herbaceous plants. The third type is agricultural land dominated by dry farming of vegetables. 33. Due to human disturbance, farmland inhabitants and grassland inhabitants typify the wildlife in Changchun. Common farmland avifauna include the sparrow, sand martin, red-rumped swallow, magpie, and crow. Common farmland mammals include various species of mice such as Cricetulus barabensis, Mcromys minutus, and Apodemus agrarius. Common species that inhabit grassland and riparian habitats include different species of frogs and toads such as Rana temporaria and R. nigromacula.

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34. Aquatic life in Changchun includes plankton and annelids. Phytoplankton includes blue algae, green algae, dinoflagellates, and diatoms. 35. Human activities have disturbed the wildlife in Changchun. Large wildlife no longer inhabit the area. Only a few roe deer could occasionally be found in woodlands far from human habitation. Common wildlife includes Manchurian hare, squirrel, yellow-throated marten, Himalayan weasel, mountain weasel, badger, fox, raccoon dog, muskrat, and pheasant. No threatened or endangered species has been recorded in Changchun. 36. In Yanji, there are 700 km2 of forests and grasslands, more than 900 cash plants, and more than 10 precious wild animals. The forest cover is about 38%, consisting of natural secondary forests. Major species include broadleaf woodland forms, shrubs, and cash trees. The grassland cover is about 5%. 37. Human activities have disturbed the wildlife in Yanji. However, there are more than 10 precious wild animals in the area. No threatened or endangered species has been recorded in the project sites.

4. Water Quality and Pollution

38. The Yitong River receives Changchun’s domestic and industrial wastewater. Water quality downstream of the Yitong River in Changchun has been characterized as Class V or worse than Class V,10 based on water quality monitoring data for this project. Major pollutants are chemical oxygen demand (COD), biological oxygen demand (BOD), ammonia nitrogen (NH3-N), and petroleum hydrocarbon (Table 3). 39. The Buerhatong River receives Yanji’s domestic and industrial wastewater. Water quality upstream of the Buerhatong River in Yanji has been characterized as Class III except for the NH3-N, and water quality downstream is characterized as Class IV except for the NH3-N. 40. The Shitoumen reservoir in Changchun will be the source of potable water to Changchun no. 5 water supply plant. The reservoir was built under the World Bank-funded Songhua River water diversion to Changchun project. The raw water source for the proposed No. 5 water treatment plant comes from mixing water from the Shitoumen reservoir and from the Majiajiang section of the Songhua River. In general, the quality of the raw water source meets the Class II standard for surface water environmental quality (GB3838-2002) as well as Class II water quality standard for domestic drinking water source (CJ3020-93) published by MOC. The irrigation capacity of the reservoir after the expansion is 386 million m3, and serves as drinking water source of 1.12 million m3/day to existing water treatment plants nos. 1, 2, 4, and the proposed water treatment plant no. 5 in Changchun. 41. The Xinlicheng reservoir, also one of the drinking water sources for Changchun. Its designed irrigation capacity is 275 million m3. However because of drought in the past several years, the water remaining in the reservoirs was much lower than the designed capacity. To assure the water supply to Changchun, currently water for the reservoir is diverted mainly from the Songhua River. Due to lack of a sewerage system, raw wastewater is directly discharged

10 In the PRC, Class I is suitable for natural reservoir and river source. Class II is suitable as first-level protective zone

for drinking water sources; and Class III, as second-level protective zone for drinking water sources. Class IV is suitable for industrial use and noncontact recreational use; and Class V for agricultural use and the landscape.

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into the reservoir and the water quality of the reservoir cannot meet the requirement specified by the Changchun government as drinking water source. 42. The locally funded Yanji reservoir is under construction, it will mainly provide drinking water sources for the proposed Yanji water treatment plant. The water quality monitored at the reservoir site meets Class II standards (Table 3).

Table 3: Surface Water Quality of Rivers Water Body Main Pollutants Current Water

Quality Water Quality Requirement

Yitong River COD, BOD, NH3N > V Class III Buerhatong River IV III Shitoumen Reservoir COD Close to II II Yanji Reservoir II II Xinlincheng BOD, NH3-H III II Diverted water from Songhua River

II II

BOD5 = 5-day biological oxygen demand, COD = chemical oxygen demand, NH3N = ammonia, TN = total nitrogen, TP = total phosphorus. Source: Environmental impact assessments.

43. Project activities will have no adverse impacts on the water bodies, provided that environmental management plan (EMP) clauses are implemented. After the Project (Jingyue WWTP component) is completed, the water quality of Xinlicheng will significantly improve to Class II. The COD in various sections of the Yitong River will be lower in 2010 than it was in 2005 by 8–13%, and nitrogen contamination will decrease by 4–10%. Similarly, the Yanji water reuse component will reduce the concentration of all pollutants discharged in the Buerhatong River by 50%.

C. Ambient Air Quality and Pollution

44. Recent monitoring indicates that air quality in the project area could be characterized as Class II of ambient air quality standard11 (GB3095-1996) except during the winter heating period in Yanji. The major air pollutant is total suspended particulates (TSP), particularly in Changchun where TSP background levels have been found to approach the Class II limit. During the winter heating period in Yanji from October to April, since most of the heating means are still individual boilers, both TSP and sulfur dioxide (SO2) exceed Class II limits and sometimes even exceed Class III. D. Noise

45. Primary sources of noise in the project areas are traffic and social activities. The noise levels for all components comply with Class II except that the water, wastewater, water reuse, and heating network pipeline subcomponents are in areas where the noise standards are Class IV (Urban Environment Noise Standards, GB3096-93).

11 According to Ambient Air Quality Standard of PRC (GB3095-96) and its amendment (2000), ambient air quality

(i) Class I is applied to natural scenic and specially protected areas; (ii) Class II to urban areas and mixed urban, residential, business, and traffic areas; and (iii) Class III to industrial areas. Therefore, Class II should apply to the project corridor.

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E. Social and Economic Conditions

46. Some socioeconomic indexes in Changchun and Yanji are shown in Table 4.

Table 4: Social-Economic Indexes

Item Indexes Changchun Yanji PRC Area Districts Changyao, Erdao,

Kuancheng, Luyuan, Nanguan, Shuangyang

Nil

Towns/Counties Dehui, Jiutai, Nongan, Yushu,

County-Level City

Economy GDP

CNY150.9 billion CNY7.464 billion CNY136.9

trillion Per capita GDP CNY20,728 CNY17,754 CNY10,561 Average salary of

employed workers CNY15,109 CNY17,052 CNY16,024

Urban and rural residents’ disposable income

CNY10,065 CNY10,001 CNY9,422

Ecological Tourism

Parks area 7,862 ha 912 ha 1,320,000 ha

Per capita public green land area

3.8 m2 3.9 m2 7.1 m2 ( city only)

Tourists annually 12.19 million 520,000 1,302.9 million Transportation Conditions

Urban city roads 1,769 km 142 km 223,000 km

Per capita road area

4.2 km2 7.3 km2

Airport one one GDP = gross domestic product, ha = hectare, km = kilometer, km2 = square kilometer, m2 = square meter, PRC = People’s Republic of China. Source: Changchun statistical yearbook 2006, Yanji statistical yearbook 2006.

F. Natural and Cultural Heritage

47. The project is not expected to encroach on known cultural heritage sites.

IV. ANALYSIS OF ALTERNATIVES

48. During project development, various alternatives were proposed, screened, and compared using technical, economic, as well as environmental criteria. In the environmental comparison of alternatives, the primary objective was to identify and adopt options with the least adverse environmental impacts and maximum environmental benefits.

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A. With or Without Yanji Wastewater Management Subproject

49. Compared with the with-project scenario, the without-subproject scenario would result in

(i) the discharge of 50,000 m3/d of treated effluent to the Buerhatong River. Although the existing Yanji WWTP can be expected to reach the applicable discharge standards, the result is still wastewater, with quality worse than Category V. Discharge of this effluent would still cause adverse impacts on the receiving water, which is now of Category III quality;

(ii) the extraction of 50,000 m3/d of fresh water from the environment, taking the resource that can be avoided and adding to the burden of the environment, which is experiencing chronic water shortage, particularly during drought years when even the drinking water supply in the city is endangered; and

(iii) the increase in operating costs of Yanji CHP if cooling water uses fresh water instead of the recycled wastewater effluent from the Yanji water reuse plant.

B. Site Selection and Treatment Process Alternatives for Yanji Wastewater

Management Subproject 50. Sites located on reserved land within the existing WWTP or outside were considered and compared. Using the reserved land adjacent to the existing secondary treatment plant has apparent advantages―it will rule out acquisition of new land and thus avoid the associated potential environmental and social impacts, comply with the city’s master plan and zoning requirement, make unnecessary the construction of a pipeline from the existing plant to the new plant and eliminate the associated potential environmental and social impacts during construction, and minimize capital and operating costs as some supporting and auxiliary facilities and management and operating duties can be shared between the two plants if they are adjacent to each other. Moreover, there are no sensitive receptors surrounding the existing WWTP including the reserved land. 51. Two alternative water reuse treatment processes (also called tertiary treatment process) have been proposed and compared. One basically involves aerated biological filters followed by high-efficiency fiber filtration, while the second involves the same biological filter followed by V-shaped filtration. Although the second alternative has the advantages of simple equipment and thus simple operation and maintenance, the first alternative is selected mainly because of its high effluent quality particularly on the basis of suspended solids, which is critical in reuse operation; low capital costs; and the smaller land area to be occupied. C. With or Without Yanji Water Supply Subproject

52. Compared with the with-subproject scenario, the without-subproject scenario would result in continued water supply shortage that will gradually worsen with the growing population, economic development, and the standard of living; weakened competitiveness of the city and its attractions for outside investments; impeded further development of the city and its economy as well as further improvement of the standard of living for its citizens; continued leaks in the old and in some cases obsolete water distribution pipes and network resulting in wastage of valuable resources; and reduced drinking water safety, reliability, and sufficiency in general. The with-subproject scenario will have some adverse impacts during the construction phase, but these impacts are temporal and localized and can be minimized if mitigation measures are implemented properly.

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D. Alternative Sites and Water Sources for Yanji Water Supply Subproject

53. Two alternative sites were identified and proposed in the planning stage: one is located east of the city, about 3 km to the city center, and the other is north of the city and 2.5 km to the center. Both sites have an area of 3 hectares (ha) with elevation of 230 to 254 m above the sea. Detailed site evaluation and discussion with the project engineers show that the first site is better than the second in that it has shorter water transmission distance and thus, less environmental and social impacts such as damage to natural vegetation. There are no sensitive receptors within a 200 m radius, and the site is in full compliance with the city’s master plan. Locating at the first site would also service a bigger area than in the second but has a lower land acquisition cost. With nearly all advantages in favor of the first alternative, this site is selected for the project. 54. Yanji has five rivers as well as groundwater that can potentially be used as drinking water source. Each river, including reservoirs built along the rivers, has some advantages and limitations. Evaluation of the sources for this water supply subproject gives the following findings. 55. The Chaoyang River already has five reservoirs, providing water at 100,000 m3/d. Although, based on its annual average flow of 150 million m3, there is still potential for further extraction, its water quality is not as good as that in the Yanji River and the water transmission distance is also very long. If selected as the source of water supply in this subproject, the reservoirs also need expansion and reconstruction, which will entail substantial engineering difficulties.

(i) The Yilan River water quality meets the requirements, but because of its

elevation, extensive lifting to the water plant would be needed, increasing substantially the cost of water supply.

(ii) On the Hailan River, the Helong hydro station is being constructed. Although its water quality meets industrial use standards, its water supply capacity is only 44,000 m3/d.

(iii) The Buerhatong River’s main function is irrigation. As such, in about 50 km upstream and downstream from the city section, there is no suitable location for water extraction. In addition, the river flow often cuts off during the dry season in winter, making the river unsuitable as a year-round reliable source of water supply.

(iv) The groundwater source in the Yanji city area is about 70 million m3, with an extractable amount of approximately 4 million m3 per year. Since 2001, groundwater has already been overextracted to a level of 5.3 million m3 per year. As a result, the groundwater table has dropped to 65 m and further extraction is not feasible.

(v) This leaves the Yanji River, which has an annual flow of 26 million m3, with high water quality and suitable geology and topography for reservoir construction. Because of its location, water transmission distance is also short. With all these considerations, the Yanji River is considered, and selected, as the most appropriate source for water supply in this subproject.

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V. ANTICIPATED ENVIRONMENTAL IMPACTS AND MITIGATION MEASURES

A. Positive Impacts and Environmental Benefits

56. Water Quality. The Project will significantly contribute to improving to Class II the water quality of Xinlicheng reservoir in Changchun, which especially provides drinking water to some of the city residents; and to reducing the concentration of COD in the Yitong River from 58.5 milligrams per liter (mg/l) to 34.3 mg/l, about 42% reduction, by collecting the wastewater in the Jingyue tourism development zone. The Yanji water reuse plant will reuse 50% of the effluent of WWTP for industry and green spaces, and hence reduce 50% of the effluent being discharged into the Buerhatong River. Total reduction of COD concentration in the water of the river will be 1.56 mg/l. The comprehensive emphasis on wastewater interception will support the same objective, as the collected untreated wastewater will be diverted away from the rivers and reservoir and treated in various WWTPs. Furthermore, improving water quality in the Yitong and Buerhatong rivers will greatly improve water quality in the vast area downstream. 57. Water Pollutant Discharge. By intercepting direct discharges of raw sewage into the Yitong River and Xinlicheng reservoir, the Jingyue WWTP will reduce discharge loads into the reservoir and the river as follows: (i) COD—12,411 tons per year (t/yr), (ii) NH3-N—547 t/yr. In Yanji, 50,000 t/yr of effluent from Yanji WWTP will be further treated by the Yanji water reuse plant and reused by the Yanji CHP for plant and urban green space. Total COD reduction into the Buerhatong River will be 1,825 t/yr, which accounts for 50% of total loads into that river from the existing Yanji WWTP. After completion of the Project, wastewater collection and treatment will be up to 100% in Yanji and up to 80% in Changchun. 58. Water Saving. The Yanji wastewater reuse subproject will reuse 30,000 m3/d of the effluent as cooling water for the CHP and 20,000 m3/d for urban green space watering and various industries in the Yanji Economic Development Zone. It is estimated that the annual water saving of about 18.25 million m3 will help reduce the supply needed in Yanji. 59. Air Quality. Yanji has an existing DHP that services the downtown core. This system services only about 15% of the building space (2 million m2) due to an inadequate heating network. Yanji will construct a new CHP,12 which is expected to be completed by early 2009. The Yanji DHP and the planned CHP will allow complete coverage of the city with a central heating service. However, to fully capture the benefits of this facility, the heating distribution system needs to be upgraded. The proposed ADB project, together with Yanji CHP and DHP, will replace 700 polluting coal-based boilers, resulting in a major improvement in indoor and outdoor air quality in Yanji, and a significant improvement in public health in the city. Reductions of TSP and SO2 are estimated at 12,245 t/yr and 3,887 t/yr, and air quality will improve from Class III to Class II in the heating period. 60. Energy Conservation. In Yanji, the existing secondary heating networks are in poor condition. The water leakage and thus the heat/energy losses from the networks are 3–5 times higher than the standards. Economic loss of water and heat was estimated to be as much as CNY20 million a year. The project will replace with central heating a large number of small stoves currently heating millions of square meters of space. The stoves are inefficient with no 12 The project proposal for the Yanji CHP was approved by the National Development Reform Commission (NDRC) in

1995. In 2003, NDRC confirmed that the 1995 approval was still valid. The EIA report of the Yanji CHP has been prepared and is being evaluated by SEPA. According to the EIA, the plant will be equipped with advanced electrostatic precipitators (ESP), dust removers, and a waste treatment facility. The water reuse and water recycling rate will be up to 98%. The energy efficiency is higher than that of the average for the PRC.

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pollution control compared with industry-scale and high-efficiency furnaces. It is estimated that coal consumption for space heating will be reduced by 40%. 61. Public Health. The World Health Organization (WHO) reports in a recent seminar that despite methodological difficulties and wide variation of epidemiological studies, there is sufficient evidence to support the conclusion that improving water supply and sanitation can have a significant impact on human health. The annual health benefit directly from improved and reliable drinking water and environmental conditions is estimated to be CNY186 million (for more details, see section 5 economic assessment of the consultant’s draft final report13). 62. Employment. The Project is expected to result in the direct creation of a substantial number of full-time jobs over the 5-year construction period plus additional indirect jobs related to materials supply and services. 63. Other potential benefits are (i) a more reliable and stable water supply in Changchun and Yanji, (ii) a more reliable and around-the-clock heating supply in winter in Yanji, (iii) enhanced quality of life and living standards for residents living downstream of the river service areas, and (iv) greater public satisfaction with the urban environment. B. Potential Adverse Impacts and Mitigation Measures during the Design Phase

64. The following mitigation measures are to be undertaken during the design phase.

(i) All project sites will be carefully selected to avoid or minimize potential adverse impacts on the environment and surrounding communities.

(ii) The facilities will be located and designed to minimize resettlement impacts. (iii) The technical design of the WWTP and water reuse plant will be adequate,

providing for the desired treatment to meet discharge/reuse standards and safety of plant operations.

(iv) The technical design of the water treatment plant will also be adequate, providing for the desired water quality and waste treatment/disposal that meet existing government regulations, and safety of plant operations.

(v) The water treatment plant, WWTP, water reuse plant, pump stations/heat exchange stations, and the leachate treatment facility layouts are designed so that sources of noise and odors will be as far away from nearby residential areas as possible.

(vi) Landfill will be designed according to MOC standards with proper vertical and horizontal high density polythylene liners (protected by geotextile and clay and soil) and drainage control of polluted rainfall runoff to prevent seepage into the groundwater. The leachate treatment facilities will be designed to ensure that the leachate is properly collected, treated, and disposed of.

(vii) The water treatment plant, WWTP, water reuse plant, and leachate treatment facility designs will limit odor emissions and noise to acceptable levels regulated by existing national standards.

(viii) Adequate detailed technical design for gas recovery for the landfill will ensure that the targets for gas collection are met.

13 PPTA consultant, consultant’s draft final report of Jilin Urban Environmental Improvement Project, Jilin, 2007.

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C. Environmental Impacts and Mitigation Measures during the Construction Phase

65. Construction activities are expected to generate the following impacts that are more or less similar among the subcomponents.

(i) Airborne dust. Excavation, demolition, construction vehicle movement, and material handling could generate airborne dust.

(ii) Odor. Landfill, sludge dewatering, and transportation could increase odors, which affect residents on the riparian areas and residents adjacent to the landfill, pumping stations, WWTP, and water reuse plant.

(iii) Noise. Construction equipment and vehicular movements could increase noise levels, potentially affecting nearby residents and schools.

(iv) Traffic congestion. Pipeline construction along existing roads and increased construction traffic in urban areas could exacerbate traffic congestion.

(v) Wastewater from construction camps and sites. Wastewater (sewage, cleaning water, waste oils from machinery maintenance, surface runoff) could pollute water sources adjacent to the sites. Rainwater runoff from landfill may pollute the adjacent rivers.

(vi) Solid waste from construction camps and sites. Pollution can arise from construction waste, packaging material, soil, sludge, and other wastes from construction activities and workers’ living encampments.

(vii) Soil erosion. Large amounts of soil, sand, and subsoil will be collected and disturbed during construction. When it rains, these earth piles and other disturbed land could erode and cause soil loss with detrimental impacts on water quality.

(viii) Land impact. Construction activities for the Project will occupy considerable land areas. All seven components will require permanent acquisition of 88.9 ha, including 45.5 ha of farmland, and temporary acquisition of 209.7 ha.

(ix) Ecological impacts. In general, no plant and animal species on the national protection lists are found within 300 m from the subproject sites. The adverse impact on endangered and rare species is negligible. The Changchun solid waste treatment site will permanently occupy 142 ha of woodland and bush.

(x) Infectious diseases. Construction near water might increase the number of flies, mosquitoes, and rats/vectors, resulting in the spread of infectious diseases among both workers and residents.

(xi) Resettlement and land acquisition. The Project will require resettling residents in the affected areas as well as acquiring land, either permanently or temporarily.

66. On the basis of the results of the impact assessments and the goals of minimizing adverse impacts in accordance with application standards, regulations, and ADB safeguard policies, the following mitigation measures have been identified for the construction phase.

(i) Sewage and wastewater. Sewage and wastewater from construction camps will be collected and treated in septic tanks before discharge to avoid contaminating the surrounding areas. Where possible, the wastewater will be discharged directly to the municipal sewer. At the construction sites, temporary tanks to control and treat muddy and sandy runoff will be installed.

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(ii) Erosion and runoff. Strict measures to control erosion and runoff at the construction sites will be imposed on contractors through detailed specifications.

(iii) Dust. To avoid dust pollution, the construction sites and materials-handling sites will be regularly sprayed with water, especially sites near sensitive receptors, such as residential and school areas. Construction sites will be enclosed, and covered transportation will be used whenever appropriate.

(iv) Exhaust fumes. Exhaust fumes from vehicles will be minimized, and construction machine will undergo good maintenance to ensure that the exhaust gases are in accordance with specified standards.

(v) Noise. Main measures to reduce noise are as follows: (a) no noisy construction machine will be used at night (22:00–6:00 hours) near residential or other sensitive areas, such as schools, kindergartens, hospitals, etc.; (b) no noisy construction machine will be set up within 50 m from residential houses; (c) construction machine will be maintained and operated properly to minimize noise; and (d) heavy transport vehicles will use proper transportation routes away from residential areas.

(vi) Solid waste. Solid waste will be regularly collected and conveyed by sealed vehicles to facilities assigned by the sanitary department. Construction waste will be promptly removed from the sites, and will be classified into two categories, usable and nonusable. The usable portion will be recycled and the nonusable portion collected and sent to an urban sanitary landfill. Burning of construction waste will be prohibited.

(vii) Excavated soil. Excavated soil will be handled in accordance with local regulations for environmental sanitation management. Usable earth removed will be used in urban parks, or for riverbank reinforcement and road construction, while the silt will be delivered to controlled landfills.

(viii) Land occupation. Temporary land occupation will be planned well in advance to minimize effects of the disturbances, and land will be reinstated to its original condition upon completion of construction. Topsoil will be removed and stockpiled for use during restoration.

(ix) Ecological impacts. Changchun will permanently occupy 146 ha of forest or woodland (secondary woodland, bush, and cash trees), which needs to be approved by the National Forestry Authority prior to construction. In compliance with PRC’s Forestry Law, the implementing agencies (IAs) will undertake compensatory planting of an equivalent or larger area of affected trees. This will be done in coordination with Changchun forestry departments.

(x) Traffic congestion. In conjunction with relevant authorities, traffic flow regulation plans will be prepared before construction begins in the congested, built-up urban areas. Temporary roads will be built and proper transportation routes used. Rush hour traffic will be avoided. Roads will be reinstated as soon as possible.

(xi) Safety. Contractors will be required to implement necessary safety measures to protect the public and workers, including posting of warning signs to alert the public to potential safety hazards around the construction sites. Workers will be examined regularly, and pertinent protective clothing and safety equipment provided. Contractors and construction supervisors will be required to attend environmental and health safety training programs before construction starts, unless they can produce relevant documentation showing that they already have the required competence.

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D. Environmental Impacts and Mitigation Measures during the Operation Phase

67. The following impacts could be relevant to the operation phase:

(i) Overflow at WWTP. To reduce the risk of accidental overflow, the WWTP will have relevant standby equipment. Pumping stations will adopt dual-power supply lines, as well as proper operation and maintenance and process control that include emergency plans.

(ii) Chlorine hazard. The WWTP and water treatment plant would use chlorine for disinfection. The storage facility should be sited, as far as practicable, downwind and farthest from residential areas outside the plant and the administrative buildings and offices inside the plants. Automatic chlorine dosing equipment is preferred over manual dosing. The chlorine storage facility must be equipped with a chlorine gas detector, an alarm system, and an automatic chlorine gas collection system that will collect as well as neutralize the chlorine gas. When the chlorine level in the storage facility reaches a predetermined level, the alarm will go off to alert the workers, and the chlorine gas collection system will be automatically activated to collect and neutralize the chlorine, thus preventing it from leaking into the outside atmosphere.

(iii) Odor. To avoid nuisance odor from the WWTP, Yanji water reuse plant, leachate treatment plant, and pumping stations, the following mitigation measures will be implemented: (a) a buffer belt of trees around the facilities and trees planted inside the facilities area, (b) sludge removed in a timely and proper manner, and (c) odor-mitigating devices properly operated. At the Changchun landfill, a gas capture system with flaring device will be installed.

(iv) Groundwater pollution. Groundwater wells for monitoring will be installed around the landfill site with risk of groundwater pollution.

(v) Drainage/storm water. Water drainage and storm water systems will be cleaned at regular intervals.

(vi) Industrial discharge to sewers. According to PRC requirements, industrial wastewater discharged to municipal sewers must meet discharge standards for municipal wastewater (MOC, CJ3082-1999). However, illegal discharge of industrial wastewater may produce toxic effects on microorganisms and wastewater treatment processes. To prevent damage to the wastewater treatment process, the following mitigation measures will be implemented: (a) the IA and local Environmental Protection Bureau (EPB) will monitor water quality in the municipal sewer systems in the WWTP subproject areas at least four times a year; and (b) in case of noncompliance, the WWTP will terminate the illicit discharge either by requesting the violator to voluntarily stop or by disconnecting the discharger’s effluent pipe until compliance is confirmed. Also during its implementation, the Project will actively pursue the policy dialogue on enforcing industrial pretreatment regulations and strengthening the enforcement system. The Project will provide a comprehensive training program on investigating industrial discharge noncompliance and finding the pollution culprits, and on diagnosing and preventing WWTP upsets as a result of potential industrial noncompliance, as part of the EMP troubleshooting training.

(vii) Noise. Noise monitoring will be undertaken at regular intervals. To reduce noise from the WWTP, water treatment plant, water reuse plant, leachate treatment

18

plant, and pump stations, low-noise equipment will be used, mufflers provided for high-noise equipment, and a buffer belt of trees planted around the plants.

(viii) Sludge disposal. Sludge generated by Jinyue WWTP will be 20 t/d or 7,300 t/yr, that from the Yanji water reuse plant will be 6.3 t/d or 2,370 t/yr. To avoid adverse impacts, sludge generated from the Jingye WWTP will be sent to the new landfill that will be completed by 2009. In case the new landfill is not completed in 2009 while the Jinyue WWTP is completed as scheduled, sludge will be temporally sent to the existing Sandao landfill, which will be closed after the new landfill is completed. Sludge from the water reuse plant will be sent to the Yanji landfill in a timely manner and in sealed transport vehicles.

(ix) Pipeline sediments. Sediments collected from pipelines during regular cleaning will be tested and analyzed, then removed for agricultural use, or disposed of in a controlled landfill.

(x) Safety. To protect operators and other workers from occupational hazards associated with working in the water treatment plant, WWTP, water reuse plant, landfill including a leachate treatment plant, pump stations, and in the pipeline network, the owner will provide personal protective clothing and safety equipment such as gas detectors, and install necessary hazard warning signs.

(xi) Farmers’ health. Since some farmlands adjacent to the landfill will be retained, some farmers will farm there once the landfill starts operation according to the current phased implementation plan. During public consultation, the farmers expressed concern over traveling difficulties and bad working environment that may be caused by the adjacent landfill. The farmers must be compensated, or possibilities of converting the farmlands into other uses should be explored to protect farmers’ health.

(xii) Water usage. The Yanji reservoir was designed for flood control and drinking water supply. The average annual water inflow to the reservoir is 26.1 million m3/a and planned water supply to Yanji city for industrial and domestic use is about 18.25 million. As there are no significant water users downstream, the remaining flow will be released as ecological water river flow, sufficient for downstream users. The Shitongmen reservoir is designed as the drinking water source of Changchun city. The amount of water diverted from the Songhuajiang River depends on the water needs of Changchun. Therefore, there is no remaining water for release downstream.

(xiii) The Yanji CHP will comply with PRC regulations and ADB Environmental Policy and Guidelines. The consultation processes, comprising of the three formal rounds of public consultations, are consistent with ADB requirements. The EIA conclusion that the residual impacts are insignificant is reliable. The stack emissions will meet the PRC emission standards of air pollutants for the thermal power plants (GB 13223-2003).

E. Land Acquisition and Resettlement

68. People affected physically and economically by the Project include those (i) affected by the acquisition of land, (ii) affected by the temporary use of land, and (iii) whose sources of income are affected during construction. The seven subcomponents will require (i) permanent acquisition of 88.9 ha (1,333.5 mu) of land, (ii) temporary acquisition of 209.7 ha (3,145.8 mu), and (iii) demolition of 68,195 m2 of houses and buildings. No indigenous people or ethnic minorities will be adversely affected by the Project.

19

69. The total cost for both land acquisition and resettlement is estimated to be CNY720 million in 2007 prices. Resettlement impacts have been identified and resettlement plans (RPs) prepared in accordance with PRC land law and ADB’s policy on Involuntary Resettlement 1995) The RPs provide a socioeconomic profile of affected persons and scope of impacts, and address issues related to compensation entitlement, the legal framework, public consultations, grievance procedures, environmental protection, rehabilitation measures, and budget and implementation milestones. Resettlement requirements have been carefully considered and incorporated into the project design. 70. CMG, YMG, and IAs will implement ADB’s full disclosure policy for resettlement activities, i.e., to (i) distribute the resettlement information booklet to affected persons and enterprises, (ii) distribute the draft and final RPs to local government and village offices, and (iii) post the draft and final RPs on the ADB website before appraisal and upon the approval of the Jilin provincial government (JPG). Each IA will establish a project resettlement office to continue public information activities and respond to any questions or grievances. 71. All affected persons will be compensated and resettled in a timely and adequate manner and in accordance with the RP, so that they will be at least as well-off as they would have been without the Project. To ensure that affected persons have been adequately compensated and rehabilitated, CMG, YMG, and IAs will (i) keep ADB informed of the progress in implementing the RPs through quarterly progress reports until resettlement is completed, and (ii) will prepare resettlement completion reports. The project management office (PMO) and IAs will engage an independent agency for semiannual monitoring and annual evaluation of land acquisition and resettlement until 2 years after land acquisition, resettlement implementation, and completion of resettlement.

VI. ECONOMIC ASSESSMENT

72. Costs. The investment costs are estimated to be CNY2.1 billion for all seven subprojects during the 5-year construction period for the seven local roads. Considering the available data, only the total environmental costs (both capital and recurrent costs) associated with the Project are estimated at CNY65.7 million, which include, among others, the costs of (i) preparing the EIA, (ii) implementing the EMP, (iii) environmental personnel training, and (iv) environmental supervision and monitoring. Environmental costs have been listed as part of the project costs. Of this total, environmental costs for implementing the EMP will be around CNY62 million, mainly for the Changchun solid waste subproject. 73. Benefits. Environmental benefits from the Project include (i) improved sanitation by providing clean water supply, wastewater treatment, and solid waste collection and disposal services in Changchun and Yanji; (ii) providing industrial users with an alternative low-cost supply of water by making possible the reuse of treated wastewater effluent in Yanji; and (iii) reduced environmental costs of air pollutant emissions because of reduced coal consumption in Changchun and Yanji. All these environmental and sanitation improvements lead to improved human health status as morbidity and mortality due to airborne and waterborne diseases are reduced. The health benefit is estimated from empirical studies of the relationship between pollution and percentage of increase of certain health effects (Table 5). The economic benefit of the health effects are estimated by using a combined method that includes estimation of medical costs, economic working day loss, and early death loss. More details about the health benefit estimation are in the economic analysis section of the draft final report (footnote 13).

20

Table 5: Estimated Health Benefits from the Project (CNY million) Subproject Health Benefit Affected

Population Monetary Value of

Health Benefit

Remarks

Changchun No.5 water treatment plant

5.0027% reduction of morbidity due to intestine and stomach infections and 0.0591% reduction of incidence of hepatitis A

1,219,000 104.6

Changchun Jingyue WWTP

4% reduction of morbidity due to intestine and stomach infections and 0.014% reduction of mortality due to liver and esophagus cancers in Changchun Percentages of reduction of mortality due to liver cancer and esophagus cancer are 0.0459% and 0.0161%, respectively

300,000 17.3

Yanji wastewater effluent reuse and sewer network expansion

4% reduction of morbidity due to intestine and stomach infections and 0.0045% reduction of mortality due to liver and esophagus cancers in Yanji Percentages of reduction of mortality due to liver cancer and esophagus cancer are 0.0459% and 0.0161%, respectively

26,300 4.7

Yanji water supply

5.0027% reduction of morbidity due to intestine and stomach infections and 0.0591% reduction of incidence of hepatitis A

119,700 9.0

Two heating network subprojects

Percentages of reduction of pneumonia, bronchitis, pulmonary heart disease, asthma range from 3.7% to 4%

420,400 50.0 The health benefits here in fact are contributed by both the two heating subprojects and Yanji CHP and DHP.

Total 2,085,400 185.6 CHP = combined heat and power plant, DHP = district heating plant, WWTP = wastewater treatment plant. Source: Project preparatory technical assistance consultant’s draft final report on the Jilin Urban Environmental Improvement Project. 74. The economic internal rate of return (EIRR) is calculated for each project subcomponent and for the whole Project. The input data and assumptions are reviewed by the project preparatory technical assistance consultants and found appropriate. The EIRR calculation takes into account not only the main benefits from different components but also all project-related costs. This approach yields EIRRs ranging from 15.8% to 55.0%, and 23.4% for the whole Project. If nonquantifiable benefits could be added, the EIRR would increase considerably.

21

VII. ENVIRONMENTAL MANAGEMENT PLAN

A. Objectives

75. The objective of establishing an EMP is not only to propose appropriate mitigation measures, but also to recommend the establishment of institutions or mechanisms to monitor and ensure compliance with environmental regulations and implementation of the proposed mitigation measures. Such institutions and mechanisms will seek to ensure continuously improving environmental protection activities during preconstruction, construction, and operation so as to prevent, reduce, or eliminate adverse impacts. 76. An EMP includes (i) objectives; (ii) mitigation measures; (iii) implementing organization and responsibilities; (iv) inspection, monitoring, and reporting; and (v) mechanism for feedback and adjustment. The EMP will be reviewed and updated at the end of the detailed design to make it consistent with the final detailed design. B. Mitigation Measures

77. Mitigation measures are summarized in Table A2.1 of Appendix 2. C. Implementing Organization and Responsibilities

78. The Jilin project management office (JPMO) will be responsible for setting up the environmental management system consisting of inspection, monitoring, reporting, and initiating corrective actions or measures. In the design stage, the JPMO and IAs will pass the EMP14 to DIs (design institutes), which will incorporate mitigation measures into the detailed designs. The EMP will be updated at the end of the detailed design, and finally passed on to selected contractors. To ensure that contractors comply with the EMP’s provisions, the JPMO and IAs will prepare and provide the following specification clauses for incorporation into the bidding procedures: (i) a list of environmental items to be budgeted by the bidders in their proposal, (ii) environmental clauses for contract conditions and specifications, and (iii) full EIAs and SEIA for compliance. The JPMO, Changchun municipal PMO (CPMO), and Yanji municipal PMO (YPMO) will each nominate dedicated, trained, and qualified environment specialists or establish environmental management units to undertake environmental management activities and ensure effective EMP implementation. Environmental supervision companies (ESC) contracted by the IAs will be responsible for inspection, monitoring, and evaluating the implementation of mitigation measures. 79. Environmental training will be essential for IAs and contractors to implement the EMP. The JPMO will be responsible for organizing training programs, which will cover (i) environmental laws, regulations, and policies; (ii) how to implement mitigation measures; (iii) how to handle environmental conflicts with residents and schools near the facility area; (iv) environmental technologies and procurement; (v) facility maintenance and operation; (vi) environmental monitoring and supervision; and (vii) documentation and reporting. The cost of training is shown in Table A2.5 of Appendix 2.

14 The EMP was developed on the basis of the EIAs and PPTA suggestions. The EMP may be updated during the

detailed design stage.

22

D. Inspection, Monitoring, and Reporting

80. The JPMO will recruit one or more ESCs for conducting internal environmental inspections to ensure that environmental mitigation measures are properly implemented. Inspections or audits will mainly cover construction activities, but will also review the affected environment. The inspections or audit activities will be conducted in general every week during the construction period. Inspections or audit activities and observations will be well-documented, and the contractors and IAs will be informed of the outcomes. 81. The Changchun municipal Environmental Protection Bureau (CEPB) and Yanji municipal Environmental Protection Bureau (YEPB) will be responsible for undertaking regular and random external environmental monitoring activities (Table A2.2 of Appendix 2 gives details) before, during, and after construction, as well as in the event of emergencies. 82. Inspection and monitoring reports will be prepared and submitted to CPMO/YPMO and CEPB/YEPB every month and to JPMO and JEPB every half year during construction. The results of the environmental inspection and monitoring activities will be used for assessing the (i) extent and severity of the environmental impacts against the predicted impacts, (ii) performance or effectiveness of the environmental protection measures or compliance with pertinent rules and regulations, (iii) trends in impacts, (iv) overall effectiveness of the project EMP, and (v) need for taking further mitigation measures. 83. To ensure proper and timely implementation of the EMP and adherence to agreed-upon environmental covenants, the JPMO will submit to ADB semiannual reports on environmental performance based on the monitoring and audits. Moreover, within 3 months after each subproject completion, or no later than 1 year with environmental authority (CEPB/YEPB or JEPB) permission, environmental acceptance monitoring and audit reports for each subproject completed will be (i) prepared by a qualified environmental monitoring institute in accordance with the PRC regulation on environmental check-and-acceptance of project completion (SEPA, 2001); (ii) reviewed for approval of the official start of individual subproject operation by environmental authorities, and (iii) finally reported to ADB. The environmental acceptance reports of subproject completions will indicate the timing, extent, and effectiveness of completed mitigation and of maintenance, as well as point out needs for further mitigation measures and monitoring during operation. E. Mechanism for Feedback and Adjustment

84. Based on the inspection and monitoring reports, environmental authorities will decide whether (i) further mitigation measures are required as corrective action, or (ii) some improvement is required to environmental management practices. If it is found during inspection that there has been substantial deviation from the EMP or any changes made to any of the subprojects may cause substantial adverse environmental impacts or increase the number of affected people, then the JPMO should immediately consult with environmental authorities and ADB and form an EIA team to conduct additional environmental assessment and, if necessary, further public consultation. The revised EIA reports should be submitted to environmental authorities for review and approval, and then to ADB.

23

VIII. PUBLIC CONSULTATIONS AND DISCLOSURE

85. Two rounds of public consultations with various groups of stakeholders were conducted. They included (i) meetings attended by representatives of the affected public and other stakeholders concerned, and (ii) an interview survey using questionnaires. 86. The first round of public consultation was conducted through questionnaire by the EIA institutes of the individual subprojects during the EIA stage.15 The 410 stakeholders consulted, were mainly people affected by the Project. The primary objective of the first-round consultation was to disclose information to the public and gather information on potential concerns about the subprojects. A concise project description and a questionnaire in plain language were distributed to the public through handover brochures, newspapers, and the internet. A summary of the main EIA findings, proposed mitigation measures, relevant project information, and the contact telephone lines of organizations responsible for the proposed project to achieve its environmental objectives and sustainability were prepared and distributed to the public. Most of the stakeholders consulted supported the Project, since it aims to improve the environment and provide clean water and heating supply. Several concerns were raised: (i) construction dust and noise impacts; (ii) odor from the Changchun landfill; (iii) pollution of the groundwater that provides drinking water to the villages near the Changchun landfill area; and (iv) land acquisition and resettlement, especially for the Changchun landfill and Yanji water supply subproject. Technical remedies to mitigate such impacts were explained, and the concerns were resolved. The stakeholders also suggested the strengthening of construction management to reduce nuisance to residents, use of quiet equipment during construction, adoption of advanced leachate and odor control technologies for the Changchun landfill subproject. The concerns and suggestions were considered in the final EIA and the EMP. 87. A second round of five meetings, held on 11–12 February 2007 and 21 March 2007, was attended by about 146 participants, including residents adjacent to the subprojects, village or community-based organizations, government officials, the design institutes, and representatives of the people’s congress. The first two meetings were held in a JPMO meeting room in Changchun and the next three 16 at Yanji Hotel in Yanji. The primary objective was to communicate the EIA findings from the individual draft EIA reports and the proposed mitigation measures, and gauge public acceptance. The major opinions and concerns gleaned from the second round of consultations were as follows: (i) most of the people surveyed knew about the proposed project through the media, conferences, public meetings, etc., and were aware of the environmental assessment work and resettlement planning; (ii) most people support the Project and expect social and economic development and improvements in the quality of life as a result of its implementation; the villages in Yanji currently without access to clean water express their strong support to the Yanji water supply subproject; (iii) most of the people surveyed were satisfied with the mitigation measures proposed to address the anticipated adverse environmental impacts; (iv) most of the people think that the water reuse subproject will ease the water shortage in Yanji city; (v) most people also think constructing a central heating system and upgrading the second heating network components will improve air quality in Yanji city, reduce water loss due to leakage (the city suffers an estimated economic loss of CNY20 million annually), and save energy; (vi) the farmers affected by the Changchun landfill express their 15 The first-round public consultation for the Jingyue WWTP was held from 7 to 13 March 2007, Changchun solid

waste subproject on 19 January, Changchun water supply subproject in 2005, Yanji water reuse subproject and Yanji water supply in December 2006, Yanji secondary heat network in 2001, Yanji heat network for Yanji CHP in December 2006.

16 The second-round public meetings for Yanji heating supply network and Yanji second heating network were combined into a meeting.

24

concern that after their houses are relocated, they have to come back to their fields, which will be far from their new houses; they also worry that there may be health risks to work on farmland within 500 m from the landfill; and (vii) farmers affected by the Yanji water supply subproject hope that with permanent or temporary relocation, utilities including the irrigation system should be completed before construction starts so as not to affect their daily life and agricultural activities. 88. After the mitigation measures proposed in the EIAs and EMP were explained, the public expressed satisfaction with the measures. The only remaining issue is health risks associated with work on farmland within 500 m from the landfill. According to PRC regulation,17 only houses within 500 m should be relocated. Compensation to the farmers will be made during the operation period.

IX. CONCLUSIONS

A. Benefits

89. By intercepting raw sewage that is directly discharged into the Yitong River and Xinlicheng reservoir and treating it in Jingyue WWTP, the Jingyue subproject will (i) improve the quality of water from Xinlicheng reservoir from Class III to Class II to meet the environmental requirement for drinking water source; (ii) improve water quality of the SRB downstream by reducing pollution loads of COD (12,411 t/yr) and NH3-N (547 t/yr). 90. The Yanji water reuse subproject and network upgrading subproject will (i) allow full use of the capacity of the existing Yanji WWTP; (ii) reduce by 50% the COD of the effluent discharge into the Buerhatong River and hence significantly improve its water and downstream of the SRB; and (iii) conserve 50,000 m3/d or 18.25 million m3 of fresh water through water reuse, relieving the water supply demand in Yanji city. 91. After completion of the Project, wastewater collection and treatment will be up to 100% in Yanji and up to 80% in Changchun. 92. The proposed network upgrading subprojects will allow full utilization of the existing Yanji DHP and planned CHP, which will increase central heating coverage from 15% to 100%. The proposed ADB subprojects, together with the central heating plants, will be able to replace 700 polluting coal-based boilers, resulting in

(i) a major improvement in indoor air quality and outdoor air quality in Yanji city from Class III to the targeted Class II in winter due to the replacement of heavy polluting small boilers that have no high-efficiency dust removers;

(ii) 40% of energy saving due to replacement of small energy-inefficient boilers by low-energy-intensity boilers; and

(iii) 3–5 times reduction of hot water leakage by upgrading the retrofitted existing heat network, which will save CNY20 million a year.

93. WHO reports in a recent seminar that there is sufficient evidence to support the conclusion that improving water supply and sanitation can have a significant impact on human health. The annual direct health benefit from improved and reliable drinking water and environmental conditions is estimated to be worth CNY189 million.

17 SEPA Standard for Pollution Control on the Landfill Site for Domestic Waste, GB16889-1997.

25

94. The Project has developed an EMP with a detailed training program. The EMP not only proposes appropriate mitigation measures for the whole duration of the project cycle but also emphasizes the establishment of institutions and mechanisms to monitor and ensure compliance with environmental regulations and implementation of the proposed mitigation measures. It also seeks to ensure continuously improving environmental protection activities throughout the project cycle. This mechanism is carefully designed to fit into the PRC existing management system, and the experiences of setting up this system in Jilin II would indicate the possibility for replicating it in other PRC domestic or internationally supported project. 95. Other potential benefits of the Project include (i) creation of a substantial number of full-time jobs over the 5-year construction period plus additional indirect jobs, (ii) more reliable and stable water supply in Changchun and Yanji, (iii) more reliable and around-the-clock heating supply in winter in Yanji, (iv) enhanced quality of life and living standards for residents downstream of the river service areas, and (v) greater public satisfaction with the urban environment. B. Risks

96. The main project risk relates to the low level of institutional capacity currently associated with the project cities, particularly the secondary city Yanji. This lack of capacity manifests itself in a number of ways including (i) immature and inexperienced IAs, some of which have never worked with international lending institutions, (ii) multiple IAs even within the same city, (iii) lack of awareness of policy and reform issues, (iv) limited IA awareness of ADB requirements, and (v) low levels of financial management capability. The following measures have been identified to mitigate the project risks: (i) appointment of project implementation and monitoring consultants, including EMCs; (ii) EMP monitoring mitigation arrangements; (iii) EMP environmental management training (details are in Table A2.5 of Appendix 2); (iv) specific assurances from the Government; and (v) project reviews by ADB. 97. Assurances and covenants related to the environmental aspects of the Project are as follows:

(i) The CMG and YMG will ensure that the IAs build, operate, maintain, and monitor the project facilities in strict conformity with (a) all applicable laws and regulations, including national and local regulations and standards for environmental protection, health, labor, and occupational safety; and (b) ADB’s Environment Policy (2002) and the environmental mitigation and monitoring measures detailed in the approved subproject EIAs and EMP.

(ii) The JPMO will ensure that the training program described in the EMP will be provided to local PMOs and IAs properly and on time.

(iii) The municipal government will ensure that the IAs provide monthly monitoring reports to the PMO, which will prepare and submit to ADB semiannual environmental reports, in a format acceptable to ADB, until loan closure.

C. Overall Conclusion

98. In general, the Jilin II Project will strengthen water supply, enhance wastewater and domestic solid waste management and the quality of water resources, and improve urban air quality.

26

99. The Jilin II Project is a part of and key step in ADB’s long commitment as a partner of the PRC Government for Songhua River improvement in the following aspects:

(i) It is the first outcome of ADB TA 4061: Songhua River Water Quality and Pollution Control Management.

(ii) It represents ADB’s continuous effort following Jilin I to support the Songhua River basin management and sustainable development. Lessons learned from Jilin I as regards integration of wastewater treatment, water reuse, and water resource projection are applied and improved under Jilin II.

(iii) As part of the implementation of the priority projects of the Songhua River Basin Pollution Control Plan (SRBPCP) endorsed and approved by SEPA, NDRC, and MOC, the Project will have demonstration effects for future implementation of the SRBPCP.

(iv) The experience, particularly of strengthening the environmental management plan tested in Jilin II, will be useful for ADB in the next SRB pollution control at town and county levels.

100. The experiences in establishing a mechanism for seeking continuous environmental improvement will be also a model for other PRC projects. 101. The overall findings of the SEIA and EIAs are that negative impacts on air, water, and the acoustic environment are expected, especially during construction. In general these impacts will be temporary and localized. The proposed mitigation measures are described in the SEIA. These measures will be developed into a detailed EMP in the design and construction phases. The EMPs will be implemented by IAs, monitored, and supervised by professional environmental management specialists/companies and local environmental monitoring centers, and reported to the JPMO, JEPB, and ADB. 102. Any adverse environmental impacts associated with the Project will be prevented, eliminated, or minimized to an acceptable level if the EMP proposed under the SEIA is effectively implemented, particularly the establishment of the mechanism and institutions for the continuous improvement of environmental mitigation measures.

Appendix 1 27

REFERENCES

A. Documents and Reports

1. Asian Development Bank. 2003. Environmental Assessment Guidelines. Manila. 2. Asian Development Bank. 2006. Environmental Considerations in ADB Operations.

Operations Manual, Section F1. Manila. 3. Asian Development Bank. 2002. Environment Policy of the Asian Development Bank.

Manila. 4. Feasibility study reports of individual subprojects 5. Environmental impact assessment reports for subprojects 6. Information concerning environmental impact assessment of this project B. National Laws, Regulations, and Policy Guidelines

1. Environmental Protection Law of People’s Republic of China (26 December 1989) 2. Water Law of PRC (1 October 2002) 3. Land Management Law of PRC (29 August 1998) 4. Water and Soil Conservation Law of PRC (29 June 1991) 5. Environmental Impact Assessment Act of PRC (1 September 2003) 6. Water Pollution Prevention Act of PRC (15 May 1996) 7. Solid Waste Pollution Control Act of PRC (30 October 1995) 8. Noise Pollution Control Act of PRC (29 October 1996) 9. Air Pollution Prevention Act of PRC (29 April 2000) 10. Environmental Protection Management Regulations for Construction Projects, issued by

the State Council of PRC (December 1998) 11. Environmental Protection Management Directories for Construction Projects (No. 9,

[1999]), issued by State Environmental Protection Administration 12. Notice to Strengthen the Environmental Impact Assessment and Management of

Construction Projects Financed by Loan from International Financial Organizations, jointly issued by the State Environmental Protection Administration, the State Planning Commission, the Ministry of Finance, and the People’s Bank of China (21 June 1993)

13. Regulation on Environmental Check-and-Acceptance of Project Completion (SEPA, 2001)

C. Standards and Technical Guidelines

1. Environmental Impact Assessment Technical Guideline (HJ/T2.1-2.3-93, HJ/T2.4-1995, HJ/T19-1997), issued by the State Environmental Protection Administration

2. PRC Provision of Public Consultations for Environmental Impact Assessment (SEPA, 2006)

3. Environmental Quality Standards for Surface Water of PRC (GH3838-2002) 4. Quality Standards for Groundwater of PRC (GB-T 14848-93) 5. Integrated Wastewater Discharge Standard (GB8978-1996) 6. Discharge Standards for Municipal Wastewater (CJ3082-1999) Discharge Standards of Pollutants for Municipal Wastewater Treatment Plant (GB18918-

2002) and its Amendment (2006) 7. Water Quality Standards for Agricultural Irrigation (GB5084-92) 8. Urban Environment Noise Standards (GB3096-93) 9. Integrated Emission Standards of Air Pollutants (GB16297-1996)

28 Appendix 1

10. Ambient Air Quality Standards of PRC (GB3095-1996) 11. Emission Standards for Odour Pollutants of PRC (GB14554-93) 12. The Control Standards of Pollutants in Sludge for Agricultural Use of PRC (GB4284-84) 13. Environmental Quality Standard for Soils (GB 15618-1995) 14. Standards for Environmental Air Quality (GB3095-1996) 15. Integrated Wastewater Discharge Standards (GB8978-1996) 16. Standards for Construction Noise Limits (GB12523-90) 17. Technical Code for Sanitary Landfill of Municipal Domestic Refuse (CJJ17-2004) 18. Construction Standard for Urban Sewerage Treatment Facility (GBJ43-82)

Appendix 2 29

ENVIRONMENTAL MANAGEMENT PLAN

A. Objectives

1. The objective of establishing an environmental management plan (EMP) is not only to propose appropriate mitigation measures, but also to recommend the establishment of institutions or mechanisms to monitor and ensure compliance with environmental regulations and implementation of the proposed mitigation measures. Such institutions and mechanisms will seek to ensure continuously improving environmental protection activities during project preparation, construction, and operation so as to prevent, reduce, or eliminate adverse impacts.

2. An EMP includes (i) objectives, (ii) summary of potential impacts, (iii) mitigation measures, (iv) environmental monitoring, (v) planned public consultation, (vi) responsibilities and implementing authorities, (vii) institutional strengthening and training, (viii) reporting and supervision, (ix) work plan, (x) procurement and cost estimation, and (xi) mechanism for feedback and adjustment. The EMP will be reviewed and updated at the end of the detailed design phase to make it consistent with the final detailed design.

B. Summary of Potential Impacts and Mitigation Measures

3. Potential impacts of the Project during the construction and operation phases, as identified by the individual environmental impact assessments (EIAs), as well as corresponding mitigation measures designed to minimize the impacts are summarized in Table A2.1. The mitigation measures will be incorporated into the tender documents (where appropriate), construction contracts, and operational management plans, and will be implemented by contractors and implementing agencies (IAs) under the supervision of the Jilin provincial project management office (JPMO), Changchun municipal project management office (CPMO), Yanji municipal project management office (YPMO), Changchun Municipal Environmental Protection Bureau (CEPB), and Yanji Municipal Environmental Protection Bureau (YEPB). The effectiveness of the measures will be evaluated on the basis of the results of environmental monitoring to determine whether they should be continued or improvements should be made. Improvements need to be confirmed through stipulated environmental management procedures.

4. Resettlement plans (RPs) were prepared to ensure proper resettlement of the affected persons to avoid deterioration of the quality of life. Details of required actions are given in the RPs for the individual subprojects.

30 Appendix 2

Tabl

e A

2.1:

Sum

mar

y of

Pot

entia

l Im

pact

s an

d M

itiga

tion

Mea

sure

s

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

1. P

reco

nstr

uctio

n 1.

1 E

IAs

and

feas

ibili

ty

stud

y st

age

Site

/alig

nmen

t se

lect

ions

Th

e re

com

men

ded

site

s/pi

pelin

e ro

utes

for

the

indi

vidu

al s

ubpr

ojec

ts

wer

e se

lect

ed fr

om

vario

us a

ltern

ativ

es s

o as

to

min

imiz

e ad

vers

e im

pact

s on

the

envi

ronm

ent.

DIs

and

EIA

in

stitu

tes,

IAs

CP

MO

, Y

PM

O,

JPM

O,

CE

PB

, Y

EP

B

2 2

4 2

4 2

2 18

Tr

eatm

ent

tech

nolo

gy

sele

ctio

ns

CSW

: Thr

ee a

ltern

ativ

es

(com

post

ing,

land

fill,

and

inci

nera

tion)

wer

e ev

alua

ted

on th

e ba

sis

of

was

te c

hara

cter

istic

s,

cost

, and

env

ironm

enta

l im

pact

s.

CW

WTP

: Thr

ee

alte

rnat

ive

treat

men

t te

chno

logi

es w

ere

eval

uate

d on

the

basi

s of

en

viro

nmen

tal,

econ

omic

, an

d pr

edef

ined

crit

eria

.

DI/E

IA

inst

itute

and

th

e IA

of

CS

W

CP

MO

, JP

MO

, C

EP

B

2

4

6

Pu

blic

co

nsul

tatio

ns

Two

roun

ds o

f pub

lic

cons

ulta

tions

wer

e co

nduc

ted

on

envi

ronm

enta

l iss

ues,

po

verty

, and

rese

ttlem

ent

durin

g th

e pr

ojec

t des

ign

and

EIA

pre

para

tions

.

EIA

inst

itute

s,

IAs

CP

MO

, Y

PM

O,

JPM

O,

CE

PB

, Y

EP

B

5 5

5 5

5 5

5 35

1.2

Des

ign

stag

e U

pdat

ing

EMP

M

itiga

tion

mea

sure

s de

fined

in e

ach

indi

vidu

al

EMP

will

be

upda

ted

and

inco

rpor

ated

into

the

deta

iled

desi

gn to

m

inim

ize

adve

rse

envi

ronm

enta

l im

pact

s.

DIs

, IA

s JP

MO

, C

PM

O,

YP

MO

, C

EP

B,

YE

PB

10

10

10

10

10

10

10

70

Appendix 2 31

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

1.3

Bidd

ing

and

cons

truct

ion

prep

arat

ion

Bidd

ing

docu

men

ts a

nd

cont

ract

or’s

qu

alifi

catio

ns

(i)

To e

nsur

e en

viro

nmen

tal c

redi

bilit

y am

ong

cont

ract

ors,

pr

epar

e en

viro

nmen

tal

preq

ualif

icat

ion

clau

ses

and

spec

ifica

tions

to b

e in

clud

ed in

the

preq

ualif

icat

ion

pack

age

to c

ontra

ctor

s.

(ii)

Prep

are

an

envi

ronm

ent s

ectio

n in

th

e te

rms

of re

fere

nce

for b

idde

rs.

(iii)

Prep

are

envi

ronm

enta

l co

ntra

ct c

laus

es fo

r co

ntra

ctor

s, n

amel

y sp

ecia

l con

ditio

ns

(e.g

., re

fere

nce

EM

P

and

mon

itorin

g ta

ble)

. (iv

) Pre

pare

cov

enan

ts fo

r lo

an a

gree

men

t as

defin

ed in

the

EM

P.

Envi

ronm

enta

l con

sulta

nts

or c

ompa

nies

co

ntra

cted

by

IAs

JPM

O,

CP

MO

, Y

PM

O,

CE

PB

, Y

EP

B

10

10

10

10

10

10

10

70

En

viro

nmen

tal

oper

atio

n an

d su

perv

isio

n m

anua

l

Con

tract

ors

will

pre

pare

an

env

ironm

enta

l op

erat

ion

and

supe

rvis

ion

man

ual,

as re

quire

d by

th

e co

ntra

ct fo

r app

rova

l by

IAs.

Con

tract

ors

IAs,

JP

MO

, C

PM

O,

YP

MO

, C

EP

B,

YE

PB

10

10

10

10

10

10

10

70

C

ompl

aint

and

in

form

atio

n of

fice

or

appo

inte

d pe

rson

(i)

Est

ablis

h a

com

plai

nt

and

info

rmat

ion

offic

e or

app

oint

a

resp

onsi

ble

pers

on

befo

re s

tarti

ng th

e co

nstru

ctio

n.

(ii)

Ens

ure

that

sta

ff at

the

offic

e is

wel

l-tra

ined

to

hand

le c

onfli

cts

with

re

side

nts

due

to

dist

ress

from

en

viro

nmen

tal

impa

cts.

Con

tract

ors

IAs,

YP

MO

, C

PM

O,

JPM

O

30

15

15

15

15

15

15

120

32 Appendix 2

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

En

viro

nmen

tal

prot

ectio

n tra

inin

g

Env

ironm

enta

l spe

cial

ists

an

d/or

offi

cial

s fro

m J

EP

B

or/a

nd S

EBP

will

be

invi

ted

to tr

ain

rele

vant

pe

rson

s on

how

to

impl

emen

t and

sup

ervi

se

envi

ronm

enta

l miti

gatio

n m

easu

res.

YP

MO

, C

PM

O,

JPM

O

JPLG

In

clud

ed in

the

envi

ronm

enta

l tra

inin

g pr

ogra

m (s

ee T

able

A2.

5)

R

esum

ptio

n of

la

nd a

nd

prop

erty

(i)

Est

ablis

h a

rese

ttlem

ent o

ffice

co

mpr

isin

g lo

cal

gove

rnm

ent o

ffici

als

to

man

age

the

rese

ttlem

ent p

roce

ss.

(ii)

Con

duct

com

mun

ity

cons

ulta

tion

prog

ram

s an

d en

sure

info

rmat

ion

abou

t ent

itlem

ent

base

d on

the

Land

A

dmin

istra

tion

Law

is

diss

emin

ated

. (ii

i) E

nsur

e th

at a

ll re

loca

tion

and

rese

ttlem

ent a

ctiv

ities

ar

e re

ason

ably

co

mpl

eted

bef

ore

cons

truct

ion

star

ts o

n an

y su

bpro

ject

.

IAs

YP

MO

, C

PM

O,

JPM

O

Incl

uded

in th

e in

divi

dual

rese

ttlem

ent p

lans

2. C

onst

ruct

ion

Phas

e 2.

1 W

ater

W

aste

wat

er

from

co

nstru

ctio

n ca

mps

Sew

age

and

othe

r w

aste

wat

er fr

om

cons

truct

ion

cam

ps w

ill b

e co

llect

ed a

nd tr

eate

d in

se

ptic

tank

s be

fore

they

ar

e di

scha

rged

, to

avoi

d co

ntam

inat

ing

the

surro

undi

ng a

reas

.

Con

tract

ors

IAs,

JP

MO

, C

PM

O,

YP

MO

, C

EP

B,

YE

PB

50

50

50

50

50

50

50

350

Appendix 2 33

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

Sp

ill of

ha

zard

ous

and

harm

ful

cons

truct

ion

mat

eria

ls

A c

onst

ruct

ion

mat

eria

ls

hand

ling

prot

ocol

(e.g

., st

orag

e aw

ay fr

om

wat

erco

urse

s an

d pr

ovid

ing

rete

ntio

n ar

eas

to c

onta

in a

ccid

enta

l spi

lls

of s

uch

toxi

c, h

azar

dous

, an

d ha

rmfu

l con

stru

ctio

n m

ater

ials

as

caus

tic a

nd

acid

ic s

ubst

ance

s, o

il an

d pe

trole

um p

rodu

cts,

and

as

phal

t mat

eria

ls) w

ill b

e pr

epar

ed a

nd a

pplie

d to

pr

even

t soi

l and

sur

face

w

ater

/gro

undw

ater

po

llutio

n.

Con

tract

ors

IAs,

JP

MO

, C

PM

O,

YP

MO

, C

EP

B,

YE

PB

5 5

5 5

5 5

5 35

2.2

Air

Gen

erat

ion

of

dust

(i)

V

ehic

les

deliv

erin

g gr

anul

ar a

nd/o

r fin

e m

ater

ials

to th

e si

tes

mus

t be

cove

red.

(ii

) M

ater

ials

sto

rage

site

s m

ust b

e 30

0 m

aw

ay

from

resi

dent

ial a

reas

an

d co

vere

d w

ith

canv

as o

r spr

ayed

with

w

ater

. (ii

i) W

ater

will

be

spra

yed

on c

onst

ruct

ion

site

s,

and

acce

ss ro

ads

twic

e a

day.

(iv

) All

road

s an

d pa

vem

ents

use

d by

ve

hicl

es o

f the

co

ntra

ctor

s or

any

su

bcon

tract

ors

or

supp

lier w

ill b

e ke

pt

clea

n an

d cl

ear o

f all

dust

, mud

, or

extra

neou

s m

ater

ials

dr

oppe

d by

thei

r co

nstru

ctio

n ve

hicl

es.

Con

tract

ors

IAs,

JP

MO

, C

PM

O,

YP

MO

, C

EP

B,

YE

PB

60

60

60

60

60

60

60

420

34 Appendix 2

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

Suc

h cl

eani

ng m

ust b

e co

mpl

eted

on

a re

gula

r ba

sis.

E

mis

sion

s fro

m

vehi

cles

and

eq

uipm

ent

(i)

Veh

icle

em

issi

ons

mus

t be

in c

ompl

ianc

e w

ith P

RC

-GB

1835

2-20

05, G

B176

91-2

005,

G

B 1

1340

-200

5,

GB3

847-

2005

, and

G

B18

285-

2005

. (ii

) E

quip

men

t and

m

achi

nery

em

issi

ons

mus

t be

in c

ompl

ianc

e w

ith P

RC

-GB

1629

7-19

96.

(iii)

A re

gula

r ins

pect

ion

and

certi

ficat

ion

syst

em m

ust b

e in

itiat

ed.

Con

tract

ors

IAs,

JP

MO

, C

PM

O,

YP

MO

, C

EP

B,

YE

PB

5 5

5 5

5 5

5 35

2.3

Noi

se

Noi

se fr

om

vehi

cles

, pla

nt,

and

equi

pmen

t

(i)

Noi

se le

vels

from

eq

uipm

ent a

nd

mac

hine

ry m

ust s

trict

ly

conf

orm

to P

RC

-GB

12

523-

90.

(ii)

Pro

vide

larg

e tru

cks

with

a ro

ute

that

will

ke

ep th

em a

way

from

re

side

ntia

l are

as

(iii)

At c

onst

ruct

ion

site

s w

ithin

500

m o

f the

ne

ares

t hab

itatio

n,

nois

y co

nstru

ctio

n w

ork

will

be

stop

ped

betw

een

2200

and

06

00 h

ours

.

Con

tract

ors

IAs,

JP

MO

, C

PM

O,

YP

MO

, C

EP

B,

YE

PB

10

10

10

10

10

10

10

70

2.4

Solid

w

aste

s D

omes

tic w

aste

fro

m w

orke

rs’

cam

ps

(i)

Mul

ticom

partm

ent

colle

ctio

n bi

ns w

ill b

e pr

ovid

ed to

faci

litat

e th

e re

use,

recy

clin

g,

Con

tract

ors

IAs,

JP

MO

, C

PM

O,

YP

MO

, C

EP

B,

10

10

10

10

10

10

10

70

Appendix 2 35

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

and

com

post

ing

of

solid

was

te.

(ii)

Was

tes

will

be

stor

ed

away

from

wat

er

bodi

es a

nd w

ill b

e re

gula

rly h

aule

d to

a

suita

ble

land

fill o

r de

sign

ated

dum

ping

si

te.

(iii)

App

ropr

iate

was

te

stor

age

cont

aine

rs w

ill

be p

rovi

ded

by th

e co

ntra

ctor

s.

(iv) A

gree

men

ts w

ill b

e si

gned

with

loca

ls fo

r w

aste

dis

posa

l, w

here

ap

prop

riate

, thr

ough

lo

cal f

acili

ties.

The

se

arra

ngem

ents

are

to

be m

ade

befo

re a

ny

wor

k st

arts

.

YE

PB

2.5

Soil

eros

ion

and

ecol

ogy

(i)

S

trip

and

stoc

kpile

to

psoi

l, bu

ild re

tain

ing

wal

ls w

here

nec

essa

ry

befo

re d

umpi

ng.

(ii)

Prov

ide

tem

pora

ry

dete

ntio

n po

nds

or

cont

ainm

ent t

o co

ntro

l si

lt ru

noff.

(ii

i) C

onst

ruct

inte

rcep

ting

ditc

hes

and

chut

es to

pr

even

t out

side

runo

ff fro

m e

nter

ing

disp

osal

si

tes,

and

div

ert r

unof

f fro

m s

ites

to e

xist

ing

drai

nage

sys

tem

or

pond

s.

(iv) P

rese

rve

exis

ting

vege

tatio

n w

here

no

cons

truct

ion

activ

ity is

pl

anne

d or

tem

pora

rily

Con

tract

ors

IAs,

JP

MO

, C

PM

O,

YP

MO

, C

EP

B,

YE

PB

, C

WR

B,

YW

RB

Incl

uded

in c

onst

ruct

ion

cost

30

0 54

0 30

0 30

0

36 Appendix 2

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

pres

erve

veg

etat

ion

whe

re a

ctiv

ity is

pl

anne

d fo

r a la

ter

date

. (v

) R

ehab

ilitat

e th

e di

spos

al a

nd b

orro

w

site

s in

to g

rass

land

, w

oodl

and,

or f

arm

land

af

ter c

losi

ng.

Veg

etat

ion

(i)

In c

ompl

ianc

e w

ith th

e P

RC

’s fo

rest

ry la

w, I

As

will

und

erta

ke

com

pens

ator

y pl

antin

g of

an

equi

vale

nt o

r la

rger

are

a of

affe

cted

fo

rest

tree

s.

(ii)

Rev

eget

atio

n w

ill

com

pris

e a

sele

ctio

n of

sp

ecie

s th

at a

re

suita

ble

for t

he a

rea

and

have

the

mos

t ap

prop

riate

attr

ibut

es

to s

urvi

ve a

nd s

erve

th

eir d

esig

nate

d fu

nctio

ns.

(iii)

All d

ispo

sal s

ites

and

borro

w s

ites

will

be

rest

ored

, whe

re

poss

ible

, to

prod

uctiv

e ag

ricul

tura

l lan

d or

gr

ass

and

woo

dlan

d.

(iv) N

ew p

lant

ings

will

be

mai

ntai

ned

durin

g th

e op

erat

ion

perio

d

Con

tract

ors,

IA

s IA

s, J

PM

O,

CP

MO

, Y

PM

O,

CE

PB

, Y

EP

B

CW

RB

, Y

WR

B,

JWR

B

Incl

uded

in th

e co

nstru

ctio

n bu

dget

s

2.6

Soc

ial

Res

ettle

men

t A

ll af

fect

ed p

erso

ns w

ill

be c

ompe

nsat

ed a

nd

rese

ttled

in a

tim

ely

and

adeq

uate

man

ner,

in

acco

rdan

ce w

ith th

e re

settl

emen

t pla

ns.

IAs

CP

MO

, Y

PM

O,

JPM

O,

CM

G, Y

MG

Incl

uded

in R

P bu

dget

s

Appendix 2 37

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

Tr

affic

jam

or

bloc

k (i)

B

uild

inte

rim ro

ads.

(ii

) S

elec

t tra

nspo

rt ro

utes

to

redu

ce d

istu

rban

ce

to re

gula

r tra

ffic.

(ii

i) D

iver

t tra

ffic

at p

eak

traffi

c ho

urs,

and

re

inst

ate

the

area

to it

s or

igin

al c

ondi

tion

on

com

plet

ion

of

cons

truct

ion.

Con

tract

ors,

IA

s C

PM

O,

YP

MO

, C

hang

chun

an

d Ya

nji

traffi

c au

thor

ities

Incl

uded

in th

e co

nstru

ctio

n bu

dget

s

C

ultu

ral

herit

age

(i)

Cul

tura

l her

itage

va

lues

will

be

pres

erve

d w

here

id

entif

ied.

In

acco

rdan

ce w

ith P

RC

re

gula

tions

, no

pers

on

will

des

troy,

dam

age,

de

face

, con

ceal

, or

othe

rwis

e in

terfe

re

with

a re

lic.

(ii)

If an

impo

rtant

site

is

unea

rthed

, wor

k sh

ould

be

stop

ped

imm

edia

tely

and

the

mat

ter p

rom

ptly

re

ferre

d to

the

coun

ty,

mun

icip

al, p

rovi

ncia

l, or

sta

te a

genc

ies

for

eval

uatio

n an

d de

cisi

on o

n ap

prop

riate

act

ions

.

Con

tract

ors

IA, C

PM

O,

YP

MO

, JP

MO

, lo

cal a

nd/o

r pr

ovin

cial

C

ultu

ral

Her

itage

B

urea

u

/ /

/ /

/ /

/

3. O

pera

tion

Phas

e 3.

1 W

ater

W

aste

wat

er

from

the

man

agem

ent

offic

e

CSW

, CW

WTP

and

YW

R:

Was

tew

ater

from

m

anag

emen

t offi

ce w

ill b

e co

llect

ed in

the

was

te

treat

men

t fac

ilitie

s di

rect

ly.

CW

S a

nd Y

WS

: O

ne s

eptic

tank

or o

ne s

et

of o

n-si

te w

aste

wat

er

Incl

. in

leac

hate

co

ntro

l co

st

350

Incl

. in

the

Cha

ngch

un a

nd

Yan

ji W

WTP

op

erat

ion

cost

s

350

/

/

38 Appendix 2

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

treat

men

t dev

ice

for e

ach

subp

roje

ct w

ill b

e in

stal

led

for t

reat

ing

was

tew

ater

fro

m m

anag

emen

t offi

ces

befo

re it

is d

isch

arge

d in

to

the

rece

ivin

g w

ater

bo

dies

.

C

WW

TP, Y

WR

: m

alfu

nctio

ning

(i)

U

se d

ual p

ower

su

pply

. (ii

) Se

t up

oper

atio

n an

d m

aint

enan

ce m

anua

ls

and

give

ope

rato

rs

adeq

uate

trai

ning

to

ensu

re p

rope

r op

erat

ion

and

mai

nten

ance

of t

he

faci

litie

s.

(iii)

Set u

p ap

prop

riate

co

mm

unic

atio

n pr

otoc

ols,

bot

h in

tern

ally

and

ex

tern

ally

to Y

EP

B

and

heal

th a

utho

ritie

s,

efflu

ent r

euse

use

rs,

and

othe

r age

ncie

s as

de

term

ined

to b

e su

itabl

e.

IA o

f YW

R

CE

PB

, JE

PB

/

/ In

cl.

in

cons

truct

ion

cost

/ /

C

SW

: W

ater

pol

lutio

n du

e to

leac

hate

an

d ru

noff

(i)

A b

otto

m li

ner s

yste

m

incl

udin

g ge

otex

tile,

cl

ay m

embr

ane,

HD

PE

lin

er, a

nd s

and

laye

r w

ill b

e in

stal

led

to

prev

ent g

roun

dwat

er

pollu

tion.

(ii

) A

leac

hate

col

lect

or

will

be

cons

truct

ed, t

he

colle

cted

leac

hate

will

be

trea

ted

in th

e on

-si

te tr

eatm

ent f

acilit

y,

and

efflu

ent w

ill b

e

IA o

f the

C

SW

C

EP

B

59,0

00

/ /

/ /

/ 59

,000

Appendix 2 39

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

reus

ed fo

r spr

ayin

g th

e la

ndfil

l with

wat

er.

(iii)

A re

tent

ion

pond

will

be

con

stru

cted

to

reta

in le

acha

te in

cas

e

the

leac

hate

trea

tmen

t fa

cilit

y m

alfu

nctio

ns.

Inte

rcep

ting

ditc

hes

and

chut

es w

ill b

e co

nstru

cted

to p

reve

nt

outs

ide

runo

ff fro

m

ente

ring

the

land

fill

site

, and

to d

iver

t ru

noff

to th

e ex

istin

g dr

aina

ge s

yste

m.

(iv) A

t clo

sure

sta

ge, t

he

site

will

be

cove

red

with

geo

text

ile, H

DP

E,

and

soil

with

ve

geta

tion.

(v

) A

fter c

losu

re, s

torm

w

ater

runo

ff w

ill b

e ro

uted

from

the

final

co

ver t

o pe

rimet

er

ditc

hes

and

pipe

s.

(vi)

Mon

itorin

g w

ells

will

be

inst

alle

d ar

ound

the

land

fill s

ite to

enh

ance

re

quire

d m

onito

ring

activ

ities

.

C

WW

TP:

Illeg

al in

dust

rial

disc

harg

es

(i)

Dev

elop

indu

stria

l po

llutio

n co

ntro

l and

m

anag

emen

t pla

ns;

requ

ire a

dequ

ate

treat

men

t of i

ndus

trial

w

aste

s be

fore

they

are

di

scha

rged

into

the

sew

er s

yste

m.

(ii)

Set

up

an e

ffici

ent

indu

stria

l was

tew

ater

IAs,

CE

PB

C

EP

B

/ /

Incl

uded

in

CE

PB

bu

dget

/ /

/ /

40 Appendix 2

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

mon

itorin

g sy

stem

and

st

rictly

enf

orce

rule

s on

ille

gal i

ndus

trial

di

scha

rges

. (ii

i) Se

lect

an

adeq

uate

pr

oces

s co

ntro

l for

W

WTP

s

C

WW

TP:

Effl

uent

impa

ct

on w

ater

- re

ceiv

ing

bodi

es

(i)

A p

roje

ct

envi

ronm

enta

l ac

cept

ance

aud

it by

a

licen

sed

cons

ulta

nt

com

pany

will

be

cond

ucte

d be

fore

the

form

al o

pera

tions

to

ensu

re th

e ef

fluen

ts

mee

t Cla

ss A

of P

RC

W

WTP

dis

char

ge

stan

dard

s (G

B18

918-

2002

, SE

PA

, 200

2).

(ii)

An

efflu

ent m

onito

ring

prog

ram

will

be

set u

p an

d ca

rried

out

.

Lice

nsed

en

viro

nmen

tal

cons

ulta

nt

com

pani

es

cont

ract

ed b

y IA

s, IA

s

CE

PB

/

/ 30

0 /

/ /

/

3.2

Air

Odo

r C

WW

TP a

nd Y

WR

: (i)

P

rovi

de b

uffe

r zon

e an

d ve

geta

tion

arou

nd th

e YW

R.

(ii)

Encl

ose

pote

ntia

l od

or s

ourc

es s

uch

as th

e sl

udge

de

wat

erin

g ar

ea.

(iii)

Avo

id s

tora

ge o

f de

wat

ered

slu

dge

in

YW

R.

(iv)

Ens

ure

encl

osed

tra

nspo

rtatio

n an

d ha

ul to

land

fill f

or

final

dis

posa

l. (v

) E

nsur

e ad

equa

te

YW

R la

yout

to

min

imiz

e od

or

IAs

of Y

WR

YE

PB

Incl

. in

co

ns-

truct

ion

co

st

/ In

cl in

co

nstru

ctio

n co

st

/ /

Appendix 2 41

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

reac

hing

pot

entia

l re

cept

ors.

C

SW

: (i)

S

et u

p a

buffe

r zon

e w

ithin

500

m fr

om

the

land

fill s

ite.

(ii)

Pla

nt tr

ees

arou

nd

the

site

s.

(iii)

Lim

it th

e si

ze o

f the

w

orki

ng fa

ce, t

o re

duce

the

amou

nt o

f ex

pose

d w

aste

. (iv

) U

se d

aily

and

in

term

edia

te c

over

, pl

ace

cove

r mat

eria

ls

on a

con

tinua

l bas

is,

and

ensu

re th

at a

ll w

aste

is c

over

ed a

t th

e en

d of

eac

h da

y.

(v)

Imm

edia

tely

cov

er

pung

ent w

aste

s an

d th

ose

was

tes

with

th

e po

tent

ial f

or

prod

ucin

g st

rong

od

ors.

IA o

f CS

W

CE

PB

C

WS

, CS

W,

CW

WTP

, YW

S:

Em

issi

on fr

om

the

heat

ing

boile

rs

Dus

t rem

over

s w

ill b

e in

stal

led

for h

eatin

g bo

ilers

so

that

em

issi

ons

mee

t the

Cla

ss II

E

mis

sion

Sta

ndar

d fo

r Air

Pol

luta

nts

for C

oal-

Bur

ning

, Oil-

Bur

ning

and

G

as-F

ired

Boi

ler i

n ph

ase

II (G

B13

271-

2001

, SE

PA

, 20

02).

IAs

CE

PB

, Y

EP

B

100

100

100

100

/ /

/ 40

0

C

SW

: M

etha

ne

emis

sion

and

fir

e ris

k

(i)

A m

etha

ne g

as

colle

ctio

n sy

stem

will

be

inst

alle

d fo

r re

leas

ing

gas

into

the

air.

IA o

f the

C

SW

C

EP

B

3,00

0 /

/

/ /

/ 3,

000

42 Appendix 2

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

(ii)

Two

biog

as p

ower

ge

nera

tion

devi

ces

will

be

inst

alle

d in

the

mid

dle

and

long

term

to

reus

e m

etha

ne

gene

rate

d fro

m

was

tes.

3.3

Noi

se

Noi

se fr

om th

e pu

mp

and

equi

pmen

t op

erat

ion

(i)

Sel

ect l

ow-n

oise

eq

uipm

ent a

nd

vehi

cles

. (ii

) In

stal

l hig

h-no

ise

equi

pmen

t ind

oors

. (ii

i) C

onst

ruct

pum

ping

st

atio

ns in

sem

i-bu

ried

stru

ctur

es.

(iv)

Pla

nt tr

ees

arou

nd

CW

S, C

SW

, YW

S,

YWR

, and

pum

p st

atio

ns o

f YH

S,

YS

HN

. (v

) E

nsur

e ad

equa

te

faci

lity

layo

uts

to

min

imiz

e no

ise

impa

ct o

n po

tent

ial

rece

ptor

s.

IAs

CE

PB

, Y

EP

B

Incl

uded

in d

esig

n an

d co

nstru

ctio

n bu

dget

s

3.4

Solid

w

aste

s C

WS

, CS

W,

CW

WTP

, YW

R:

Slud

ge

CW

S:

(i)

Che

mic

al te

sts

will

be

carri

ed o

ut to

de

term

ine

whe

ther

the

qual

ity o

f slu

dge

com

plie

s w

ith p

ollu

tant

lim

its fo

r slu

dge

used

as

agr

icul

tura

l fe

rtiliz

ers

spec

ified

in

Dis

char

ge S

tand

ards

fo

r Urb

an W

aste

W

ater

Tre

atm

ent

(GB

1891

8-20

02,

SE

PA

).

IAs

CE

PB

, Y

EP

B

50

300

300

300

50

/ /

1,00

0 (b

udge

ts

for Y

WS

&

CW

S

incl

udes

pr

ocur

e-m

ent o

f ve

hicl

e fo

r sl

udge

tra

nspo

rt-ta

tion)

Appendix 2 43

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

(ii)

Use

slu

dge

as

agric

ultu

ral f

ertil

izer

if

it m

eets

the

stan

dard

s,

or s

ent t

o th

e la

ndfil

l if

it do

es n

ot.

(iii)

Prov

ide

timel

y ha

ulin

g to

des

igna

ted

land

fill i

n en

clos

ed v

ehic

les,

or

to a

gric

ultu

ral l

and

if th

e sl

udge

mee

ts P

RC

st

anda

rds

for

agric

ultu

ral u

se.

CW

WTP

: Sl

udge

will

be

sent

to th

e ex

istin

g B

eijia

o W

WTP

(C

hang

chun

) for

co

mpo

stin

g.

YW

R:

Slud

ge w

ill b

e se

nt to

the

Yan

ji la

ndfil

l.

C

SW

: W

aste

col

lect

ion

and

trans

porta

tion

(i)

Cle

an u

p ve

hicl

es a

fter

dum

ping

was

tes.

(ii

) U

se c

lose

d ve

hicl

es o

r pr

otec

tive

cove

rs o

n co

ntai

ners

to p

reve

nt

litte

ring

alon

g co

llect

ion

rout

es a

nd

trans

porta

tion

rout

es.

(iii)

Des

ign

the

trans

fer

stat

ion

to m

eet M

OC

te

chni

cal s

peci

ficat

ion

to m

inim

ize

odor

and

vi

sual

impa

cts

on

near

by re

side

nts.

IA o

f the

C

SW

C

EP

B

In o

pera

-tio

n bu

dget

s

/

/ /

/ /

44 Appendix 2

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

3.5

Ecol

ogy

Plan

tatio

n im

pact

C

WS

, CW

WTP

, YW

R,

YW

S:

Ens

ure

no le

ss th

an 3

0%

spac

e fo

r la

ndsc

apin

g/ve

geta

tion

with

in th

e si

tes.

C

SW

: A

fter c

losu

re, c

over

the

site

with

veg

etat

ion.

IAs

CE

PB

, Y

EP

B

2,00

0 10

0 20

0 10

0 20

0 /

/ 2,

600

C

SW

: C

over

laye

r m

ater

ial

(i)

Use

the

on-s

ite

exca

vate

d m

ater

ial a

s m

uch

as p

ossi

ble.

(ii

) U

tiliz

e m

ater

ials

w

hose

pro

cure

men

t do

es n

ot h

arm

the

envi

ronm

ent.

IA o

f the

C

SW

C

EP

B

Incl

udin

g op

erat

ion

cost

/ /

/ /

/ /

C

SW

: S

ite c

losu

re

Afte

r clo

sure

, cov

er th

e si

te w

ith v

eget

atio

n.

IA o

f the

C

SW

C

EP

B

2,00

0 /

/ /

/ /

/ 2,

000

C

SW

: S

mal

l far

mla

nd

near

by

(i)

Pla

ce a

buf

fer z

one.

(ii

) C

arry

out

pro

per

mon

itorin

g re

gard

ing

odor

and

soi

l, et

c.

IA o

f the

C

SW

C

EP

B

50

/ /

/ /

/ /

50

3.6

Hea

lth

risks

C

SW

:

A la

rge

num

ber

of b

irds

act a

s di

seas

e ve

ctor

s H

ealth

risk

to

wor

kers

H

ealth

thre

at

thro

ugh

its

acce

ssib

ility

to

anim

als

and

scav

enge

rs

(i)

Incr

ease

freq

uenc

y of

w

aste

cov

er-u

p.

(ii)

Pro

vide

pro

per

prot

ectio

n de

vice

s,

educ

atio

n an

d tra

inin

g pr

ogra

m, a

nd h

ealth

ch

ecks

to th

e w

orke

rs.

(iii)

Pla

ce a

fenc

e ar

ound

pr

emis

es, a

nd h

ave

secu

rity

at th

e si

te.

IA o

f the

C

SW

C

EP

B

500

/ /

/ /

/ /

500

3.

7 En

viro

nmen

t-a

l ris

ks

CW

S, C

WW

TP,

YW

S, Y

WR

: C

hlor

ine

gas

disi

nfec

tion

leak

(i)

Inst

all a

larm

dev

ice

and

adso

rptio

n fa

cilit

y.

(ii)

Con

trol s

tora

ge

volu

me.

IAs

CE

PB

, Y

EP

B a

nd

loca

l hea

lth

auth

oriti

es

/ In

clud

ed in

the

cons

truct

ion

budg

ets

and

oper

atio

n co

sts

/ /

Appendix 2 45

Bud

get (

CN

Y1,0

00)

Impa

ct

Fact

or/

Stag

e

Pote

ntia

l Im

pact

s an

d/or

Is

sues

Miti

gatio

n M

easu

res

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

CSW

C

WS

CW

WTP

YW

R

YWS

YHS

YSH

N

Subt

otal

(C

NY

1,00

0)

acci

dent

(ii

i) P

rovi

de b

uffe

r zon

e.

(iv) E

quip

per

sonn

el w

ith

prot

ectiv

e ge

ar.

(v)

Dev

elop

em

erge

ncy

resp

onse

pla

ns.

CW

S, C

WW

TP,

YW

S, Y

HS

, Y

SH

N, Y

WR

: Le

akin

g or

bu

rstin

g of

pi

pes

(i)

Prov

ide

adeq

uate

su

perv

isio

n an

d m

anag

emen

t. (ii

) En

hanc

e op

erat

ion

mon

itorin

g.

(iii)

Prov

ide

emer

genc

y re

spon

se p

lans

.

IAs

and

loca

l pu

blic

util

ity

bure

aus/

co

mpa

nies

Loca

l gov

t, C

EP

B,

YE

PB

/ 10

10

10

10

10

10

60

Fa

cilit

y in

cide

nt

(i)

Reg

ular

ly m

aint

ain

envi

ronm

ent f

acilit

ies.

(ii

) Pr

epar

e em

erge

ncy

resp

onse

pla

ns.

IAs

CE

PB

, Y

EP

B

10

10

10

10

10

10

10

70

In

suffi

cien

t en

viro

nmen

tal

man

agem

ent

capa

city

Con

duct

trai

ning

for

envi

ronm

enta

l m

anag

emen

t and

dev

elop

fa

cilit

y an

d st

aff s

etup

IAs

CE

PB

, Y

EP

B

Incl

uded

in th

e tra

inin

g pr

ogra

m

C

EPB

= C

hang

chun

Mun

icip

al E

nviro

nmen

tal

Prot

ectio

n Bu

reau

, C

PM

O =

Cha

ngch

un p

roje

ct m

anag

emen

t of

fice,

CSW

= C

hang

chun

Sol

id W

aste

Pro

ject

, C

WS

= C

hang

chun

No

5 W

ater

Sup

ply

Proj

ect,

CW

WTP

= C

hang

chun

Jin

gyue

Was

te W

ater

Tre

atm

ent

Pla

nt,

DI

= de

sign

ins

titut

e, H

DP

E =

hig

h de

nsity

pol

ythy

lene

, IA

=

impl

emen

ting

agen

cy,

JPLG

= J

ilin P

roje

ct L

eadi

ng G

roup

, JP

MO

= J

ilin p

roje

ct m

anag

emen

t of

fice,

RP

= r

eset

tlem

ent

plan

, Y

EB

P =

Yan

ji M

unic

ipal

Env

ironm

enta

l Pr

otec

tion

Bure

au, Y

HS

= Ya

nji H

eatin

g Su

pply

Net

wor

k U

pgra

ding

Pro

ject

, YP

MO

= Y

anji

proj

ect m

anag

emen

t offi

ce, Y

SH

N =

Yan

ji Se

cond

Hea

ting

Net

wor

k, Y

WR

= Y

anji

wat

er re

use

plan

t, Y

WS

= Y

anji

Wat

er S

uppl

y P

roje

ct.

a, In

dica

tive

cost

and

will

be fi

naliz

ed a

t a la

ter s

tage

. S

ourc

es: P

PTA

con

sulta

nts

base

d on

the

indi

vidu

al e

nviro

nmen

tal i

mpa

ct a

sses

smen

t rep

orts

(IA

s, 2

001–

2007

).

46 Appendix 2

C. Environmental Monitoring and Inspections

5. An environmental monitoring program is presented in Table A2.2. The program considers the scope of monitoring, environmental media, monitoring parameters, time and frequency, and implementing and supervising agencies. Monitoring will follow the methodology provided in the national standard methods for monitoring pollutants. Other associated standards are national environmental quality standards and pollutant discharge/emission standards.

6. Internal Monitoring and Inspection. During construction, IAs with supervision from the JPMO, CPMO, and YPMO will recruit environmental supervision companies that will conduct internal environmental monitoring and inspections to ensure that environmental mitigation measures are properly implemented. Inspections or audits, which will be conducted every week, will mainly cover construction activities, but will also review the affected environment. Inspections or audit activities and observations will be well-documented, and the contractors and IAs will be informed of the outcomes.

7. During operation periods, IA/operators will be responsible for internal monitoring and report to CEPB/YEPB.

8. External Monitoring and Inspection. Local (Changchun and Yanji) environmental monitoring centers (CEMC/YEMC) under CEPB/YEPB will be responsible for undertaking regular and random environmental monitoring and inspection activities before, during, and after construction, as well as in the event of emergencies.

9. Environmental Acceptance Monitoring and Audit of the Completion of Individual Subprojects. Moreover, within 3 months after completion of each subproject, or no later than 1 year with permissions from environmental authorities, environmental acceptance monitoring and audit reports of the subproject completions will be (i) prepared by a qualified environmental institute in accordance with the People’s Republic of China (PRC) regulation on environmental check-and-acceptance of project completion (SEPA, 2001); (ii) reviewed for approval by environmental authorities who had given approval to the same individual EIA, and (iii) finally reported to the Asian Development Bank (ADB).

10. Environmental monitoring, including environmental benefits, will be incorporated in the project performance management system (PPMS) indicators for the Project. The three PMOs (JPMO, CPMO, and YPMO) with assistance from the IAs will be responsible for analyzing and consolidating the data through their management information system. The PPMS will be designed to allow adequate flexibility to adopt remedial actions with regard to project design, schedules, activities, and development impacts. At the beginning of the Project, the PMOs, IAs, and consultants will develop comprehensive PPMS procedures to systematically generate data on inputs and outputs of the project components and agree on environmental and related social economic indicators to be used to measure project impacts. The PMOs and the IAs will refine the PPMS framework, confirm achievable goals, firm up monitoring and recording arrangements, and establish systems and procedures no later than 6 months after loan effectiveness.

11. The monitoring results will be used to evaluate the (i) extent and severity of environmental impacts compared with the predicted impacts, (ii) performance of the environmental protection measures or compliance with related rules and regulations, (iii) trends of impacts, and (iv) overall effectiveness of the project EMP. Effectiveness of mitigation measures and monitoring plans will be evaluated through a feedback reporting system.

Appendix 2 47

Modification of measures required by the EMP will be performed, if necessary. CEPB/YEPB and the PMOs play critical roles in this feedback and adjustment mechanism (Figure A2.1).

12. Environmental monitoring costs included in Table A2.2 are to be included in the project contracts and counterpart budgets. Before implementing the monitoring plan, responsible agencies will present a further detailed breakdown of the estimated budget. During implementation, the costs can be adjusted based on actual requirements.

48 Appendix 2

Tabl

e A

2.2:

Env

ironm

enta

l Mon

itorin

g Pr

ogra

m

B

udge

t (C

NY

1,00

0)a

Item

Para

met

ers

Loca

tion

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

Tim

e an

d Fr

eque

ncy

CSW

CW

SC

WW

PTYW

RYW

SYH

SYS

HN

Subt

otal

(C

NY

1,00

0)

Con

stru

ctio

n

Inte

rnal

m

onito

ring:

C

ontra

ctor

s,

IAs

CP

MO

/ Y

PM

O a

nd

JPM

O

One

sam

plin

g ea

ch d

ay e

ach

time,

onc

e a

mon

th

24

24

24

48

120

1.1

Sur

face

w

ater

-C

hang

chun

su

bpro

ject

s

pH,

cond

uctiv

ity,

SS

, NH

3N,

TN, T

P,

BO

D5,

CO

DC

r, oi

ls

Cha

ngch

un s

ubpr

ojec

ts

CS

W:

Min

imum

2 lo

catio

ns:

one

upst

ream

of W

ukai

Riv

er

and

one

dow

nstre

am n

ear

the

land

fill c

onst

ruct

ion

site

C

WS

: M

inim

um 2

loca

tions

for

Yito

ng R

iver

nea

r the

co

nstru

ctio

n si

te o

f CW

S

CW

WTP

: M

inim

um 2

loca

tions

for

Yito

ng R

iver

nea

r the

co

nstru

ctio

n si

te o

f C

WW

TP

Yanj

i sub

proj

ects

: Th

ree

or fo

ur lo

catio

ns fo

r Bu

erha

tong

bef

ore,

afte

r, an

d al

ong

the

sect

ion

of

Yanj

i City

Ext

erna

l m

onito

ring:

C

EMC

/YEM

C

CEP

B/YE

PB

One

sam

plin

g ea

ch d

ay e

ach

time,

onc

e a

mon

th

24

24

24

48

120

Inte

rnal

m

onito

ring:

co

ntra

ctor

s,

IAs

CP

MO

/ YP

MO

and

JP

MO

Two

sam

plin

gs 1

da

y at

eac

h lo

catio

n ea

ch

time,

twic

e a

year

10

10

10

10

10

10

10

70

1.2

Air

TSP,

PM

10

Two

mon

itorin

g lo

catio

ns

for e

ach

cons

truct

ion

site

Ext

erna

l m

onito

ring:

C

MEC

/YEM

C

CEP

B/YE

PB

Two

sam

plin

gs 1

da

y at

eac

h lo

catio

n ea

ch

time,

onc

e a

year

5 5

5 5

5 5

5 35

Appendix 2 49

Bud

get (

CN

Y 1,

000)

a Ite

m

Para

met

ers

Loca

tion

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

Tim

e an

d Fr

eque

ncy

CSW

CW

SC

WW

PTYW

RYW

SYH

SYS

HN

Subt

otal

(C

NY

1,00

0)

Inte

rnal

m

onito

ring:

co

ntra

ctor

s,

IAs

CP

MO

/ YP

MO

and

JP

MO

Ran

dom

, but

at

leas

t onc

e m

onth

ly,1

day

ea

ch ti

me

and

two

sam

ples

eac

h da

y: o

nce

durin

g da

ytim

e, o

nce

durin

g ni

ght t

ime

24

24

24

24

24

24

24

168

1.3

Noi

se

Leq

(dB[

A))

Two

or th

ree

resi

denc

es

near

the

cons

truct

ion

site

s

Ext

erna

l m

onito

ring:

C

EMC

/YEM

C

CE

PB

/YE

PB

R

ando

m, b

ut a

t le

ast f

our t

imes

a

year

, a d

ay e

ach

time

and

two

sam

ples

eac

h da

y: o

nce

durin

g da

ytim

e, o

nce

durin

g ni

ght t

ime

8 8

8 8

8 8

8 56

Inte

rnal

m

onito

ring:

co

ntra

ctor

s,

IAs

CP

MO

/YP

MO

, and

JP

MO

Spot

che

ck, f

our

times

a y

ear

8 8

8 8

8 8

8 56

1.

4 S

oil a

nd

vege

tatio

n In

spec

t ve

geta

tion

surv

ival

and

co

vera

ge

rate

. S

ite s

urve

y

All t

he s

ites

Ext

erna

l m

onito

ring:

C

EMC

/YEM

C

CE

PB

/YE

PB

S

pot c

heck

, onc

e a

year

2 2

2 2

2 2

2 14

2. E

nviro

nmen

tal C

heck

-and

-Acc

epta

nce

of P

roje

ct C

ompl

etio

n (n

orm

ally

3 m

onth

s af

ter

proj

ect c

ompl

etio

n ac

cord

ing

to P

RC

regu

latio

n)

2.

1 S

urfa

ce

wat

er q

ualit

y

pH,

cond

uctiv

ity,

SS

, NH

3N,

TN, T

P,

BO

D5,

CO

DC

r , o

ils

Cha

ngch

un s

ubpr

ojec

ts

CS

W:

Min

imum

2 lo

catio

ns: o

ne

upst

ream

of W

ukai

Riv

er

and

one

dow

nstre

am n

ear

CS

W s

ite

CW

S:

Min

imum

2 lo

catio

ns fo

r Yi

tong

Riv

er n

ear t

he

CW

S s

ite

Lice

nsed

En

viro

nmen

t-al

Inst

itute

s

The

sam

e en

viro

nmen

t au

thor

ities

w

ho

appr

oved

in

divi

dual

E

IA

Onl

y on

ce fo

r the

w

hole

aud

iting

pe

riod.

O

ne s

ampl

ing

each

day

for 3

co

nsec

utiv

e da

ys

at e

ach

loca

tion

durin

g th

e au

dit.

4 4

4 4

16

50 Appendix 2

Bud

get (

CN

Y 1,

000)

a Ite

m

Para

met

ers

Loca

tion

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

Tim

e an

d Fr

eque

ncy

CSW

CW

SC

WW

PTYW

RYW

SYH

SYS

HN

Subt

otal

(C

NY

1,00

0)

CW

WTP

: M

inim

um tw

o lo

catio

ns fo

r Yi

tong

Riv

er n

ear t

he

CW

WTP

site

Ya

nji s

ubpr

ojec

ts

Thre

e or

four

loca

tions

for

Buer

hato

ng b

efor

e,

afte

r ,an

d al

ong

the

sect

ion

of Y

anji

city

2.2

Air

CW

S, Y

WS

: P

M10

, TS

P,

SO

2 fro

m th

e he

atin

g bo

ilers

: C

SW

, C

WW

TP,

YW

R: P

M10

, TS

P, S

O2,

NH

3, H

2S,

odor

Two

loca

tions

at e

ach

site

Li

cens

ed

envi

ronm

ent-

al in

stitu

tes

The

sam

e en

viro

nmen

t au

thor

ities

w

ho

appr

oved

in

divi

dual

E

IA

Onl

y on

ce fo

r the

tw

o sa

mpl

ings

1

day

at o

ne

loca

tion

Onl

y on

ce fo

r the

w

hole

aud

iting

pe

riod

20

10

15

15

10

/ /

70

2.3

Noi

se

Leq

(dB(

A))

CSW

, CW

S, C

WW

TP,

YW

S, Y

WR

: M

inim

um 4

loca

tions

for

each

site

aro

und

boun

dary

an

d se

nsiti

ve re

cept

ors

CW

S, C

WW

TP, Y

WR

, Y

HS

, YS

HN

, YW

S:

Pum

p st

atio

ns: m

inim

um 2

lo

catio

ns fo

r eac

h pu

mp

stat

ion

Lice

nsed

en

viro

nmen

t-al

inst

itute

s

The

sam

e en

viro

nmen

t au

thor

ities

w

ho

appr

oved

in

divi

dual

E

IA

Two

sam

plin

gs 1

da

y at

eac

h lo

catio

n O

nly

once

for t

he

who

le a

uditi

ng

perio

d

5 5

5 5

5 5

5 35

2.4

Slu

dge

Wat

er

cont

ent,

Zn,

Cr,

Cd,

Pb,

C

u, H

g

CW

S, C

SW

, CW

WTP

, Y

WR

, YW

S

Lice

nsed

en

viro

nmen

t-al

inst

itute

s

The

sam

e en

viro

nmen

t au

thor

ities

w

ho

Two

spot

sa

mpl

ings

in 1

da

y O

nly

once

for t

he

25

25

25

25

25

/ /

125

Appendix 2 51

Bud

get (

CN

Y 1,

000)

a Ite

m

Para

met

ers

Loca

tion

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

Tim

e an

d Fr

eque

ncy

CSW

CW

SC

WW

PTYW

RYW

SYH

SYS

HN

Subt

otal

(C

NY

1,00

0)

appr

oved

in

divi

dual

E

IA

who

le a

uditi

ng

perio

d

2.5

Effl

uent

s C

OD

Cr,

BO

D5,

SS

, N

H3-

N, P

O3-

, oi

l, fe

cal

colif

orm

CW

S, C

SW

, CW

WTP

, YW

S, Y

WR

: Effl

uent

s Li

cens

ed

envi

ronm

ent-

al in

stitu

tes

The

sam

e en

viro

nmen

t au

thor

ities

w

ho

appr

oved

in

divi

dual

E

IA

1 da

y at

eac

h lo

catio

n O

nly

once

for t

he

who

le a

uditi

ng

perio

d

5 5

5 5

5 /

/ 25

2.6

Soi

l and

ve

geta

tion

Insp

ect

vege

tatio

n su

rviv

al a

nd

cove

rage

ra

te.

Site

sur

vey.

All

site

s Li

cens

ed

envi

ronm

ent-

al in

stitu

tes

The

sam

e en

viro

nmen

t au

thor

ities

w

ho

appr

oved

in

divi

dual

E

IA

Spot

che

ck

Onc

e fo

r the

w

hole

aud

iting

pe

riod

5 5

5 5

5 5

5 35

3. O

pera

tion

In

tern

al

mon

itorin

g:

oper

ator

s, IA

CP

MO

/ Y

PM

O

1 da

y fo

r eac

h tim

e O

nce

mon

thly

an

d

24

24

24

24

24

/ /

120

3.1

Sur

face

w

ater

pH,

cond

uctiv

ity,

SS

, NH

3N,

TN, T

P,

BO

D5,

CO

DC

r, o

ils

Dow

nstre

am o

f Yito

ng

Riv

er w

hich

rece

ives

ef

fluen

t of C

WW

TP a

nd

efflu

ent o

f was

tew

ater

fa

cilit

y fo

r sta

ff at

CW

S,

and

Yanj

i Riv

er w

hich

re

ceiv

es e

fflue

nt o

f was

te-

wat

er fa

cilit

y fo

r sta

ff at

Y

WS

Ext

erna

l m

onito

ring:

C

EMC

/YEM

C

CE

PB

/YE

PB

1

day

for e

ach

time,

four

tim

es a

ye

ar

8 8

8 8

8 /

/ 40

Inte

rnal

m

onito

ring:

O

pera

tors

, IA

s

CP

MO

/ Y

PM

O

Onc

e da

ily,

and/

or re

al ti

me

mon

itorin

g

20

20

20

/ 20

/

/ 80

3.

2 W

aste

- w

ater

from

st

aff a

nd

leac

hate

fro

m

Cha

ngch

un

land

fill

CO

DC

r, B

OD

5, S

S,

NH

3-N

, PO

3-,

oil,

feca

l co

lifor

m

CW

S, C

SW

, CW

WTP

, YW

S: E

fflue

nts

Ext

erna

l m

onito

ring:

C

EMC

/YEM

C

CE

PB

/YE

PB

1

day

for e

ach

time,

twic

e a

year

4

4 4

/ 4

/ /

16

52 Appendix 2

Bud

get (

CN

Y 1,

000)

a Ite

m

Para

met

ers

Loca

tion

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

Tim

e an

d Fr

eque

ncy

CSW

CW

SC

WW

PTYW

RYW

SYH

SYS

HN

Subt

otal

(C

NY

1,00

0)

Inte

rnal

m

onito

ring:

co

ntra

ctor

s,

IAs

CP

MO

/ YP

MO

and

JP

MO

Twic

e a

year

. O

dor w

ill b

e m

onito

red

only

du

ring

the

first

2

year

s af

ter

com

plet

ion

of th

e pr

ojec

t. Tw

o sa

mpl

ings

1

day

at o

ne

loca

tion

10

8 8

10

/ /

36

3.

3 A

ir C

WS,

YW

S:

PM

10, T

SP

, S

O2,

NO

2 C

SW

, YW

R,

CW

WTP

: P

M10

, TS

P,

SO

2, N

O2,

N

H3,

H2S

, od

or

Two

loca

tions

for e

ach

site

Ext

erna

l m

onito

ring:

C

EMC

/YEM

C

CE

PB

/YE

PB

O

nce

a ye

ar.

Odo

r will

be

mon

itore

d on

ly in

fir

st 2

yea

rs a

fter

com

plet

ion

of th

e pr

ojec

t. Tw

o sa

mpl

ings

1

day

at o

ne

loca

tion

5 4

5 5

4 /

/ 23

Inte

rnal

m

onito

ring:

co

ntra

ctor

s,

IAs

CP

MO

/ YP

MO

and

JP

MO

Eve

ry s

econ

d m

onth

. Tw

o sa

mpl

es e

ach

time,

one

sam

ple

durin

g da

ytim

e,

one

at n

ight

eac

h tim

e

12

12

12

12

12

12

12

84

3.4

Noi

se

Leq

(dB(

A))

CSW

, CW

S, C

WW

TP,

YW

R: m

inim

um 4

lo

catio

ns fo

r eac

h si

te

arou

nd b

ound

ary

and

sens

itive

rece

ptor

s C

WS

, CW

WTP

, YW

R,

YH

S, Y

SH

N, Y

WS

: Pum

p st

atio

ns: m

inim

um 2

lo

catio

ns fo

r eac

h pu

mp

stat

ion

Ext

erna

l m

onito

ring:

C

EMC

/YEM

C

CE

PB

/YE

PB

Tw

ice

a ye

ar, a

nd

once

dur

ing

dayt

ime,

onc

e at

ni

ght e

ach

time

6 6

6 6

6 6

6 42

Inte

rnal

m

onito

ring:

co

ntra

ctor

s,

IAs

CP

MO

/ YP

MO

and

JP

MO

Spot

sam

ple,

tw

ice

a ye

ar

50

50

50

50

50

/ /

250

3.5

Slu

dge

Wat

er

cont

ent,

Zn,

Cr,

Cd,

Pb,

C

u, H

g

CS

W, C

WS

, CW

WTP

, Y

WR

, YW

S

Ext

erna

l m

onito

ring:

C

EMC

/YEM

C

CEP

B/YE

PB

Spot

sam

ple,

on

ce a

yea

r 25

25

25

25

25

/

/ 12

5

Appendix 2 53

Bud

get (

CN

Y 1,

000)

a Ite

m

Para

met

ers

Loca

tion

Impl

emen

ting

Age

ncy

Supe

rvis

ing

Age

ncy

Tim

e an

d Fr

eque

ncy

CSW

CW

SC

WW

PTYW

RYW

SYH

SYS

HN

Subt

otal

(C

NY

1,00

0)

Inte

rnal

m

onito

ring:

C

ontra

ctor

s,

IAs

CPM

O a

nd

JPM

O

Spot

sam

ple,

fo

ur ti

mes

a y

ear

50

/ /

/ /

/ 50

10

0 3.

6 G

roun

d-

wat

er

pH, S

S, T

N,

TP, B

OD

5, C

OD

Cr,

met

als

(As,

C

r, C

u, C

d,

Hg,

Pb,

Ni,

Zn),

oils

(tot

al

hydr

o-ca

rbon

s),

cyan

ide,

fe

cal

colif

orm

s,

grou

ndw

ater

le

vel

CS

W:

5 m

onito

ring

wel

ls, o

ne

upst

ream

, 2 d

owns

tream

an

d 2

in w

aste

are

a C

WW

TP

2 or

3 m

onito

ring

wel

ls, 1

up

stre

am, 2

dow

nstre

am

Ext

erna

l m

onito

ring:

C

EM

C

CEP

B Sp

ot, s

ampl

e,

twic

e a

year

, 25

/

15

/ /

/ /

40

Inte

rnal

m

onito

ring:

co

ntra

ctor

s,

IAs

S

pot c

heck

, onc

e a

year

2 2

2 2

2 2

2 14

3.

7 S

oil a

nd

vege

tatio

n In

spec

t ve

geta

tion

surv

ival

and

co

vera

ge

rate

.

All t

he s

ites

Ext

erna

l m

onito

ring:

C

EMC

/YEM

C

CE

PB

/ YE

PB

an

d C

WR

B/

YW

RB

Spot

che

ck, e

very

se

cond

yea

r

1 1

1 1

1 1

1 7

As =

ars

enic

, BO

D5

= 5-

day

bioc

hem

ical

oxy

gen

dem

and,

Cd

= c

adm

ium

, CM

EC =

Cha

ngch

un M

unic

ipal

Env

ironm

enta

l Mon

itorin

g C

ente

r, C

EPB

= C

hang

chun

Mun

icip

al

Envi

ronm

enta

l Pro

tect

ion

Bure

au, C

O =

car

bon

mon

oxid

e, C

OD

Cr =

che

mic

al o

xyge

n de

man

d, C

r = c

hrom

ium

, CPM

O =

Cha

ngch

un M

unic

ipal

Pro

ject

Man

agem

ent O

ffice

, Cu

= co

pper

, C

SW

= C

hang

chun

Sol

id W

aste

Pro

ject

, CW

RB

= C

hang

chun

Wat

er R

esou

rce

Bur

eau,

CW

S =

Cha

ngch

un N

o. 5

Wat

er S

uppl

y Pr

ojec

t, C

WW

TP =

Cha

ngch

un

Jing

yue

Was

te W

ater

Tre

atm

ent P

lant

, H2S

= h

ydro

gen

sulfi

de, H

g =

mer

cury

, IA

= im

plem

entin

g ag

ency

, Leq

= -e

quiv

alen

t con

tinuo

us n

oise

leve

l, N

H3

= am

mon

ia, N

H3-

N—

=

amm

onia

nitr

ogen

, N

i = n

icke

l, N

O2

= ni

troge

n di

oxid

e, P

b =

lead

, pH

= m

easu

re o

f ac

idity

and

alk

alin

ity,

PM10

= p

artic

ulat

e m

atte

r sm

alle

r th

an 1

0 m

icro

met

ers,

SS

=

susp

ende

d so

lids,

TN

= t

otal

nitr

ogen

, TP

= t

otal

pho

spho

r, TS

P =

tot

al s

uspe

nded

par

ticle

s, Y

EB

P =

Yan

ji M

unic

ipal

Env

ironm

enta

l P

rote

ctio

n Bu

reau

, YE

MC

= Y

anji

Mun

icip

al E

nviro

nmen

tal M

onito

ring

Cen

ter,

YPM

O =

Yan

ji m

unic

ipal

pro

ject

man

agem

ent

offic

e, Y

SHN

= Y

anji

seco

nd h

eatin

g ne

twor

k, Y

WR

B =

Yan

ji W

ater

Res

ourc

e Bu

reau

, YW

R =

Yan

ji w

ater

reus

e pl

ant,

YW

S =

Yanj

i Wat

er S

uppl

y Pr

ojec

t , Z

n =

zinc

. a,

Indi

cativ

e co

st a

nd w

ill be

fina

lized

at a

late

r sta

ge.

Sour

ces:

Pro

ject

pre

para

tory

tech

nica

l ass

ista

nce

cons

ulta

nts

base

d on

the

indi

vidu

al e

nviro

nmen

tal i

mpa

ct a

sses

smen

t rep

orts

(IAs

, 200

1–20

07).

54 Appendix 2

D. Public Consultation

1. Public Consultation during Project Preparation

13. Various public consultations were conducted in the course of the preparation of the feasibility studies (FSs) and EIAs. During the FSs, the municipal governments of Changchun and Yanji were consulted to assist in site and process selections. During the EIAs and project preparatory technical assistance (PPTA), public consultations with various groups of stakeholders were conducted. The main focus was to assess the environmental impacts of the proposed subprojects on nearby residents and mitigation measures, and also resettlement issues. The activities were carried out in accordance with PRC Provision of Public Consultations for Environmental Impact Assessment (SEPA, 2006), and ADB Environment Assessment Guidelines.1

2. Future Public Consultation Plan

14. Future plans for public involvement during the design, construction, and operation phases were developed during project preparation. The plans include public participation in (i) monitoring impacts and mitigation measures during the construction and operation stages, (ii) evaluating environmental and economic benefits and social impacts, and (iii) interviewing the public after the Project is completed. They consist of several types of public involvement, e.g., site visits, workshops, investigation of specific issues, interviews, and public hearings (Table A2.3).

15. Public participation plans are part of the project implementation and management plan. The IAs are responsible for public participation during project implementation. The IAs will also establish environmental management units (EMUs) for supervising implementation, continuing public consultation, monitoring progress, and responding to grievances. The staff at the offices will be well-trained to handle crisis situations or conflicts with residents due to distress from environmental impacts. Costs for public participation activities during project construction are included in the project funding. The costs are estimated as CNY3,000 for each expert workshop, CNY20,000 for each public investigation on a particular issue, CNY10,000 for each resettlement survey, CNY5,000 for each public workshop, and CNY6,000 for each press conference. Costs for public participation activities during operation will be covered by the IAs. In addition, the established feedback mechanisms (Figure A2.1) will ensure timely feedback and measures to address any concerns raised by the project-affected communities.

Table A2.3: Public Consultation Plan

Stage/Organizer Approach Times Subjects Participants 1. Project preparation IAs, the PMOs, EIA and FS preparation agencies

Public consultation Expert workshop

At least once At least once

Project priority, effects, attitudes toward the Project/subprojects, and suggestions

Residents within construction area Specialists from various sectors

PPTA team Questionnaires Site visits, and public consultations

At least once At least once

Comments and recommendations of the public

Representatives of residents and social sectors

1 ADB. 2003. Environmental Assessment Guidelines. Manila.

Appendix 2 55

Stage/Organizer Approach Times Subjects Participants 2. Construction IAs, the PMOs Public consultation

and site visits At least once a year

Adjusting mitigation measures if necessary, construction impacts, comments and suggestions

Residents within construction area

Expert workshop or press conference

At least once Comments and suggestions on mitigation measures, public opinions

Experts from various sectors, media

Public workshop

At least once a year

Adjusting mitigation measures if necessary, construction impacts, comments and suggestions

Representatives of residents and social sectors

Survey on resettlement

As required by relevant resettlement plan

Comments and suggestions

People affected by resettlement and relocation

3. Test operation IAs and contracted environmental consulting companies

Questionnaires Site visits

At least once during the test operation

Comments and suggestions on operational impacts, public opinions

Representatives of residents and social sectors

4. Operation IAs, the PMOs Public consultation

and site visits At least once Effects of mitigation

measures, impacts of operation, comments and suggestions

Residents adjacent to project sites

Public workshop As needed based on public consultation

Effects of mitigation measures, impacts of operation, comments and suggestions

Representatives of residents and social sectors

Expert workshop or press conference

As needed based on public consultation and workshop

Comments and suggestions on operational impacts, public opinions

Experts from various sectors, media

Public satisfaction survey

At least once Comments and suggestions

Project beneficiaries

PMOs = project management offices including Jilin provincial PMO, Changchun municipal PMO, and Yanji municipal PMO, EIA = environmental impact assessment, IA = implementing agency, PPTA = project preparatory technical assistance. Sources: Individual environmental impact assessment reports, IAs, 2001–2007.

56 Appendix 2

E. Responsibilities and Implementing Authorities

16. The Jilin provincial government is the Executing Agency and has established a project leading group (JPLG) headed by the vice governor of the province and a project management office (JPMO) headed by the vice director of Jilin Provincial Construction Bureau. The JPMO includes members from the JPCB, Jilin Provincial Development and Reform Commission (JPDRC), and Jilin Provincial Finance Bureau (JPFB). The JPMO will have overall responsibility for supervising implementation of mitigation measures and reporting to ADB. To ensure the implementation of mitigation measures, Changchun and Yanji have set up their own project offices (CPMO and YPMO) to coordinate and monitor activities of the IA in each city.

17. The PMOs, IAs, and contractors will each nominate dedicated, trained, and qualified environment specialists to undertake environmental management activities and ensure effective EMP implementation. Consultants will assist the PMOs and the IAs in preparing semiannual EMP progress reports and carrying out training programs. Table A2.4 shows the environmental responsibilities in the different phases of the Project.

Table A2.4: Environmental Responsibility

Phase Responsible Agencies Environmental Responsibility Preparation Environmental institutes Prepare EIAs

The PMOs, JEPB, SEPA,

CEPB, and YEPB

Review and approve individual EIAs including the EMP

JPMO, CPMO, YPMO, ADB

Review and approve the SEIA including the EMP

Design DIs Update the EMP in cooperation with environmental institutes, and incorporate mitigation measures in engineering detail designs and contracts

The PMOs, IAs Review and approve environmental measures

Tendering The PMOs, contractors, IAs

Incorporate EMP clauses in the bids

Construction The PMOs, IAs, CEBP, YEPB

Advise on implementation of mitigation measures

Contractors

Implement mitigation measures

EMCs to be contracted by IAs, IAs

Implement internal inspection and monitoring

CEMC, YEMC Implement external monitoring and inspect implementation of mitigation measures.

Test Operation IA and contracted monitoring institutes

Prepare environmental acceptance monitoring and audit report of project completion and operation

CEPB

Approve environmental acceptance of project operation

Appendix 2 57

Phase Responsible Agencies Environmental Responsibility Operation Environmental monitoring

institutes contracted by IAs, IAs

Internal environmental monitoring and inspection

CEMC, YEMC on behalf of CEPB, YEPB

Carry out periodic and random environmental monitoring and inspection of environmental compliances

CEPB = Changchun municipal Environmental Protection Bureau, CEMC = Changchun Municipal Environmental Monitoring Center, CPMO = Changchun municipal project management office, DI = design institute, EMC = environmental management consultant, IA = implementing agency, JPMO = Jilin provincial project management office, PMOs = project management offices of Jilin, Changchun, and Yanji PMO, SEPA = State Environmental Protection Administration, YEPB = Yanji Municipal Environmental Protection Bureau, YEMC = Yanji Municipal Environmental Monitoring Center, YPMO = Yanji municipal project management office. Sources: PPTA consultants based on the individual environmental impact assessment reports (IAs, 2006) and the EIA report for the ADB loan project as a whole. 18. The IAs will be largely responsible for environmental management and implementation of mitigation measures. They will ensure that the EMP is carried out and will engage design institutes and professional consultants to help with environmental management at the preparation, design, construction, and operation phases. The IAs will be responsible for arranging environmental monitoring reviews and responding to any adverse impacts beyond those foreseen in the EIAs. The IAs will also attend to the request of the environmental protection bureaus and ADB for mitigation measures.

19. Construction contractors will be responsible for implementing mitigation measures during construction, while the IAs will be responsible for implementing such measures during operation.

20. In accordance with the EMP, the IAs will set up their own EMUs that will generally require two employees each. During the project, the EMUs will be responsible for (i) implementing the EMP and developing further implementation details; (ii) supervising contractors’ implementation of mitigation measures during construction; (iii) implementing training programs for contractors; (iv) incorporating environmental management, monitoring, and mitigation measures into the construction and operation management plans; (v) developing and implementing internal routine environmental monitoring; and (vi) reporting performance of the EMP to CPMO, YPMO, JPMO, and responsible agencies. The EMUs will be supported and supervised respectively by CEPB/YEPB and the municipal environmental monitoring centers (CEMC/ YEMC).

21. CEPB/YEPB will ensure compliance with PRC and local environmental regulations through spot checks or regular environmental monitoring and inspection during construction and operation. CEMC/YEMC will conduct actual environmental monitoring on behalf of CEPB/YEPB. CEPB/YEPB will review the effectiveness of regulations annually and modify them, if necessary, in accordance with applicable legal procedures. Appropriate penalties for noncompliance may be levied on IAs and contractors.

22. The local government will provide the IAs with financial and management authority to operate the project facilities. The IAs will be strengthened by environmental management training provided by the Project, as summarized in Table A2.5. They will incorporate environmental management activities into the construction management plans.

58 Appendix 2

F. Institutional Strengthening and Training

23. An assessment undertaken during the project preparatory technical assistance indicates that the JPMO has adequate technical and institutional capacities for project implementation. However, CPMO, YPMO, especially IAs, lack capacity for environmental management and monitoring. For proper implementation of the EMP, it is necessary to build up and strengthen the capacity of the implementing and supervision agencies. The PMOs/IAs will therefore need EMP training (Table A2.5).

24. It is considered that this three-tier arrangement—JPLG, the PMOs, and IAs—provides a reasonable framework for project management and control. It is essential that the PMOs and IAs have the capacity to implement the Project effectively, and that their responsibilities and their relationship with concerned government departments and agencies are clearly defined.

25. Environmental specialists in the PMOs, IAs, some persons from CEMC/YEMC and CEPB/YEPB, and contractors will receive training in environmental management monitoring and supervision, mitigation planning, emergency response, environmental policy making, and other environmental management techniques. Funding for this training will be included in the project budget and in the operation and maintenance budgets during the operation phase.

Table A2.5: Institutional Strengthening and Training

Strengthening Activities

Agencies Strengthening Plans Timing

Capacity building

PMOs, IAs Institutional organization, development of responsibilities for each position

During project preparation and implementation

Monitoring Contractors, IAs, and the PMOs

Procurement of related monitoring instruments and equipment

During project preparation and implementation

Training Attendees Contents Times Period(days)

Number of

Persons

Cost (CNY/

person- day)

Total Cost (CNY1,000)

Environmental laws, regulations, and policies

The PMOs, IAs/operators, contractors

(i) Environmental laws and regulations

(ii) Environmental policies and plans

(iii) Basic environmental management

(iv) Environmental emergency response

1 2 40 each time

300 24

EMP implementation

The PMOs, IAs/operators, contractors

(i) Responsibility and duties in project construction, management, and environmental protection.

1 5 40 300 60

Appendix 2 59

Strengthening Activities

Agencies Strengthening Plans Timing

(ii) Task of environmental protection in project construction

(iii) Key environmental protection contents, etc., in project construction

(iv) Various environmental reports

(v) EMP improvement and corrective actions

Troubleshooting IAs/operators,

contractors (i) Setting up a

troubleshooting unit (ii) Crisis-handling

methods

1 2 20 300 12

Environmental technologies and equipment

The PMOs/IAs/ operators and contractors

Engineering technologies, pollution control equipment selection and procurement

1 2 20 300 12

Environmental facility operation and maintenance

IA/operators, contractors

(i) Operation and (ii) maintenance of

environmental installations

(iii) Safety operation regulations

(iv) Equipment management and emergency response procedures

1 2 40 300 24

Training Attendees Contents Times Period(days)

Number of Persons

Cost (CNY/ person- day)

Total Cost (CNY1,000)

Environmental monitoring and inspection

IAs/operators, CEPB/ YEPB, CEMC/ YEMC, contractors

Monitoring and inspection methods, data collection and processing, interpretation of data, reporting system

1 4 40 300 60

Total 192 CEPB = Changchun Municipal Environmental Protection Bureau, CEMC = Changchun Municipal Environmental Monitoring Center, IA = implementing agency, YEBP = Yanji Environmental Protection Bureau, YEMC = Yanji Environmental Monitoring Center, PMOs = project management offices, here referring to Jilin, Changchun, and Yanji project management office. Sources: Project preparatory technical assistance consultants based on the individual environmental impact assessment reports (IAs, 2001–2006).

60 Appendix 2

G. Reporting and Supervision

26. Internal Monitoring Reports. During the construction period, results of internal monitoring by EMCs contracted by IAs and/or CPMO/YPMO will be reflected in the weekly construction reports. The reports will summarize (i) environmental issues during construction; (ii) mitigation measures taken, if any; and (iii) consequences of the impacts on the environment and/or surrounding communities.

27. The contractors will be trained to take immediate actions to remedy unexpected adverse impacts or ineffective or inefficient mitigation measures, as required by the EMP. The IAs will also respond to these reports to ensure that contractors have taken appropriate and timely action. Additional measures may be taken, if needed, to ensure that all issues raised by the reports are addressed properly.

28. Results of the detailed internal environmental monitoring program and mitigation actions for the construction phase will be submitted weekly to the IA, monthly to CPMO/YPMO and CEPB/YEPB, and twice a year to JPMO and JEPB. CEPB/YEPB and JEPB may request that further environmental mitigation actions be taken, as they deem necessary, and may determine further mitigation measures for different stages, if necessary.

29. External Monitoring Reports. CEMC/YEMC authorized by CEPB/YEPB will be responsible for external monitoring and inspection of the compliance with PRC environmental regulations during construction and operation. The compliance monitoring reports will include (i) the project background, (ii) construction and operation activities, (iii) environmental conditions, (iv) measurement or sampling done during auditing and the locations, (v) analytical results, (vi) interpretation and implication of the monitoring results, (vii) determination of the compliance status with regard to applicable regulations and standards, and (viii) recommendations for improvement. These reports will be submitted to CEPB/YEPB and JEPB by CEMC/YEMC with a copy to CPMO/YPMO and JMPO. CEPB/YEPB and JEPB may request that further environmental mitigation actions be taken if necessary.

30. Environmental Acceptance Monitoring and Audit Report of the Completion of Each Subproject. An environmental acceptance report of the completion of each subproject will be prepared in accordance with the PRC regulation on environmental check-and-acceptance of project completion (SEPA, 2001) within 3 months after such completion. The report will focus on project compliance with environmental requirements when it is put into operation. The report will be sent to environmental authorities for review and approval. If noncompliance is found, the project will be asked to be improved to meet the requirements before the official start of operation.

31. Reports to ADB. The PMOs with the assistance of project consultants will monitor and assess overall project activities under the project design and monitoring framework (PDMF), including environmental targets. The JPMO will submit to ADB the EMP progress reports and information on project implementation and the environmental performance of the contractors, IAs, EMCs, and the PMOs. The reports will include (i) semiannual environmental reports on EMP implementation, and (ii) environmental compliance monitoring and audit report of the completion of each subproject. Progress reports will emphasize (i) progress made in water quality improvement, (ii) monitoring results at appropriate points in the rivers and in Baiyangdian Lake, (iii) implementation of mitigation measures, (iv) environmental compliance, (v) training, and (vi) capacity-building progress (Table A2.6). ADB may request that further environmental

Appendix 2 61

mitigation actions be taken, as they deem necessary, and may determine further mitigation measures for different stages, if necessary.

Table A2.6: Reporting Plan

Reports From To Frequency of Reporting

Construction Phase Weekly internal monitoring reports by contractors

Contractors IAs Weekly Internal monitoring and inspection

Monthly internal monitoring reports by environmental management consultants to be contracted by IAs

EMCs CPMO/YPMO Monthly

Semiannual internal environmental monitoring and inspection reports based on the monthly reports

CPMO/YPMO with assistance from EMCs

JPMO Twice a year

Spot-check monitoring and inspection reports

CEMC/YEMC CEPB/YEPB Random External monitoring and inspection

Monthly external environmental monitoring and inspection reports

CEMC/YEMC CEPB/YEEPB Monthly

Semiannual external environmental monitoring and inspection reports based on the monthly reports

CEMC/YEMC CEPB/YEPB and JEPB

Twice a year

Reports to ADB Semiannual progress reports based on all the internal and external reports

JPMO ADB Twice a year

Test Operation Project acceptance

Environmental acceptance reports of project completion

A certified monitoring institute contracted by IAs

Environment authorities who have given the individual EIA approvals, and ADB

Within 3 months after project completion, or no later than 1 year with permissions

Operation Internal monitoring

Routine environmental monitoring reports IAs/Operators CEPB/YEPB, CPMO/YPMO and JPMO

Monthly

External monitoring and inspection

Environmental compliance reports CEMC/YEMC CEPB/YEPB and JEPB, CPMO/YPMO and JPMO

Quarterly

Reports to ADB Semiannual reports based on all the internal and external monitoring inspection reports during operation

JPMO ADB Twice a year

ADB = Asian Development Bank, CEPB = Changchun Municipal Environmental Protection Bureau, CMEC = Changchun Municipal Environmental Monitoring Center, CPMO = Changchun municipal project management office, EMC = environmental management consultant, IA = implementing agency, JPMO = Jilin provincial project management office, YPMO = Yanji municipal project management office, YEPB = Yanji Municipal Environmental Protection Bureau. Sources: PPTA consultants based on the individual environmental impact assessment reports (IAs, 2001–2006).

62 Appendix 2

H. Work Plan

32. Before construction, the PMOs and IAs will develop detailed responsibilities and requirements for contractors and will provide detailed cost estimates of mitigation measures and environmental monitoring in the construction contracts. The PMOs and IAs also will detail the responsibilities of their environmental management offices and prepare their work schedules.

33. Before operation, the IAs as operators will develop detailed work plans for environmental management and monitoring during operation, based on the EMP. The work plans will be submitted to CEPB/YEPB to help them supervise implementation.

I. Procurement Plan and Cost Estimates

34. The IAs with help from the PMOs will develop detailed plans for procurement of equipment and materials, and civil works for implementing mitigation measures and monitoring plans. The plans will be incorporated into the project contracts. Environmental considerations will be incorporated into the procurement to ensure environmentally responsive procurement.

35. Cost estimates for mitigation measures and monitoring plans are summarized in Table A2.1 and Table A2.2. The IAs will bear all compliance monitoring costs and will ensure that necessary budgets are available for the PMOs and CEMC/YEMC. Internal monitoring costs will be borne by the IAs and contractors during construction, and by the IAs or operation and maintenance companies during operation. They will also ensure that the required budgets are available. Before implementing a monitoring plan, responsible agencies will present a more detailed breakdown of the estimated budget. During project implementation, the budgets will be adjusted based on actual requirements. Contractors will bear the costs for all mitigation measures during construction, which will be included in the tender and contract documents. The IAs will bear the costs related to mitigation measures during operation. Costs related to environmental supervision during construction and operation will be borne by the IAs. Costs for the EMCs and training will be borne by the Project as a whole. The budget for training programs will be included in the construction and operation contracts. During the operation phase the training budget will be included in the operation and maintenance budget.

J. Mechanism for Feedback and Adjustment

36. On the basis of the inspection and monitoring reports, environmental authorities will decide whether (i) further mitigation measures are required as corrective action, or (ii) some improvement is required to environmental management practices. If it is found during inspection that there has been substantial deviation from the EMP or that any changes made to the Project or any subproject may cause substantial adverse environmental impacts or increase the number of affected people, the JPMO should immediately consult with environmental authorities and ADB and form an environmental assessment team to conduct additional assessment and, if necessary, further public consultation. The revised EIA reports including the EMP should be submitted to the environmental authorities for approval, and finally reported to ADB. The revised EMP will be passed to the contractor(s) and IAs for implementation.

No. 1 WTP

No. 2 WTP

North Pumping Station

South Pumping Station

Fangniugou Pumping StationShitoukoumen Reservoir

No. 3 WTPOld No. 3 WTP

No. 4 WTP

No. 5 WTP

Bei Sam HuanTranser Station 300 t/d

Xin Da KaiTransfer Station 200 t/d

Hao Yue Da LuTransfer Station 200 t/d

Mogugou Domestic Solid WasteSanitary Landfill

Original Water Treatment Plant

Proposed Water Treatment Plant

Pumping Station

Transmission Pipeline

Distribution Pipeline

Domestic Solid Waste Landfill

Transfer Station

Collection and Transfer Route of Bei Sam Huan

Collection and Transfer Route of Hei Zai Zi

Collection and Transfer Route of Hao Yue Da Lu

Collection and Transfer Route of Qian Jin West

Collection and Transfer Route of Xin Da Kai

Figure A2.2: Layout ofChangchun Water Treatment Plant Subproject

Figure A2.3: Location of Changchun Domestic Solid Waste Landfill,Transfer Stations, and Routes

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Sta

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Me

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07-1323e HR

Yanji Water Treatment Plant

Baishi Water Treatment Plant

Chaoyang Water Source

Industry Water Sourceto Xiaohelong Reservoir

Yanji EffluentReuse Plant

Yanji Water Treatment Plant

Yanji Effluent Reuse Plant

Yanji Water Treatment Plant

Road

Railway

Existing Combine Sewer

Existing Wastewater Pipeline

Existing Storm Water Pipeline

Proposed Wastewater Pipeline

Tertiary Treated Water Distribution Pipeline

Yanji Water Treatment Plant

Road

Railway

Existing Sewer

Proposed Sewer

County Boundary

Boundaries are not necessarily authoritative.

Figure A2.5: Yanji Water Treatment Plant andNetwork Upgrading

Figure A2.6: Yanji Water Reuse Plant and Pipeline

N

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07-1323f HR

Appendix 2 69

Figure A2.2 Layout of Changchun Water Treatment Plant Subproject

SEPA

CEPB/YEPB

JEPB JPLG ADB

JPMO

CPMO/YPMO

Public Complaints

IAs (operators)

EMC

ADB = Asian Development Bank, CEMC = Changchun Environmental Monitoring Center, CEPB = Changchun Municipal Environmental Protection Bureau, CPMO = Changchun provincial project management office, DI = design institute, EIAC = environmental impact assessment company, EMP = environmental management plan, EMC = environmental management consultant, IA = implementing agency, JEPB = Jilin Provincial Environmental Protection Bureau, JPLG = Jilin Project Leading Group, JPMO = Jilin provincial project management office, SEPA = State Environmental Protection Administration, YEMC = Yanji Environmental Monitoring Center, YEPB = Yanji Environmental Protection Bureau, YPMO = Yanji municipal project management office. Source: PPTA consultants in consultation with JPMO, CPMO, YPMO.

Consultants (DIs, EIAC)

CEMC/YEMC Contractors (during construction)

Implementation of Mitigation Measures and Monitoring Program

Reporting Suggestions and Comments/

Public Complaints

Documents of EMP Implementation and Effectiveness

Response