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Ensuring Integrity and Enforcing Standards at Farmers Markets March 13, 2012

Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

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Page 1: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Ensuring Integrity and Enforcing Standards at Farmers Markets

March 13, 2012

Page 2: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

June Russell

Manager of Farm Inspections and Strategic Development for Greenmarket, GrowNYC

Ann Bliss

Chair, Cobblestone Farmers Market

Page 3: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Winston-Salem, NC

Growing into its 4th year...

Page 4: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Location-driven: same people,

same place, same time, same day

Year 1

‘open secret’

Page 5: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Year 2

Enterprise-driven: Sponsoring

organization (Food Co-op)

promoted and produced a predictable event.

Farmer selection

City permit

Market manager

Scheduled

volunteers

Announced hours

Printed calendar

Featured products

Live music

Cooking demos

Stall fees

Page 6: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Year 3

Sponsor-supported... with structure

Carolina Farm Stewardship Association (CFSA)

501(c)(3) •Donors

•Grant funding

•Budget process

•Paid manager

•Policy process

•Application process

•Selection and appeal process

Page 7: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Carolina Farm Stewardship

Association

Executive Director

Regional Committee

Vendor Selection

Committee

Other

Committees

Page 8: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Carolina Farm Stewardship

Association

Executive

Director

Regional Committee

Vendor Selection

Committee

Application process

Page 9: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Carolina Farm Stewardship

Association

Executive Director

Regional Committee

Vendor Selection

Committee

Application process

Policies and rules

Page 10: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Carolina Farm Stewardship

Association

Executive Director

Regional Committee

Vendor Selection

Committee

Application process

Policies and rules

Appeal

Page 11: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

June Russell

Manager of Farm Inspections and Strategic Development for Greenmarket, GrowNYC

Ann Bliss

Chair, Cobblestone Farmers Market

Page 12: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

“Trust everyone, but verify”

Ronald Reagan

Page 13: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

“Trust everyone,

but cut the cards”

W. C. Fields

Page 14: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Purpose of Inspections

What is the Mission of your market?

Inspections should support the mission

and the rules of the market.

Page 15: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Greenmarket Rules

PART I: MISSION

GREENMARKET MISSION STATEMENT

Greenmarket's mission is to

promote regional agriculture

and ensure a continuing

supply of fresh local produce

for New Yorkers. Greenmarket

supports farmers and

preserves farmland for the

future by providing regional,

small family farmers with

opportunities to sell their fruits,

vegetables and other farm

products to New Yorkers.

Page 16: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Support your identity, and the promise of that identity name/logo/certification.

Page 17: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Inspections verify producers claims. Your identity gives legitimacy to producers. They may

receive contracts, restaurant business, press.

Most importantly, the trust of the individual consumer.

Page 18: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Inspections should also deter participants

from breaking the rules and assist in

holding those who are, accountable.

Page 19: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Inspections are a foundation for

publicity and advocacy.

Page 20: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Inspections ultimately should build trust

and relationships within the community.

Page 21: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

The system for Inspections

Intake: Producer Application

At Market – Managers

– Inventories

In the field

- Confidentiality

– Preparation

– Check lists

Follow up

Violations procedures

Page 22: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Intake: The Application

Each year Producers must complete a full

application, submit product, property

lists and other relevant information about their

operations.

Producers sign an “Agreement”, which is

a legal document, agreeing to submit

truthful information, and play by the rules.

Page 23: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and
Page 24: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and
Page 25: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and
Page 26: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

At Market

Working with our Operations team &

training market managers.

Market managers are the frontline of

enforcement.

Page 27: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

At Market

• Monitoring product at market.

• Knowing what is at your market is

important for several reasons.

– Seasonality/ Publicity - Education

– Authenticity/Inspections

Page 28: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Inventories

Inventories are key in documenting

products and volume at market and

become essential in proving when a

producer is in violation of the rules.

Page 29: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Opening/closing inventories.

Try to get the best information possible.

Complete opening and closing numbers.

If you cannot, close an inventory, tell your RC.

Page 30: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Units of measure. Create standards; i.e.. Apple

crate, tomato box, flats.

Page 31: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

This is

really

Important!

Page 32: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Inventories can be a sensitive area

Always be courteous, and professional.

If you have difficulty with a producer

around inventories, contact your

supervisor immediately.

Page 33: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and
Page 34: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

In the Field: Inspections

Who is doing the inspection? Dynamics will

be different.

– In house, a staff person is a member of the

community. Ideally, they will be removed from final

decision making.

– Contracted inspectors from outside the

community, can be more objective, if less familiar.

Certifying agencies: NOFA, Demeter, Certified Naturally

Grown

Other farm market inspectors

Extension agents

Experts in a particular area or aspect of production

Page 35: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

What do we inspect for?

The big ONE (At Greenmarket)

“Producers must be in full control of the

production of all products sold at

market, except where waived by the

Regulations”. Greenmarket Rules, Part III, A 1.

Page 36: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Traceability

Traceability refers to the ability to verify all

aspects of production in the process

chain, for any particular product being

sold at market.

Page 37: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Inspectors prepare for visits

Inspectors review

– Producer’s application materials • Product lists

• Property listings

• Facilities

• Licenses

• Previous reports

Recent inventories from markets

Page 38: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

On the Farm

Inspectors asses the

farm operation in order to

“verify production” of the

products seen at market.

Often, this includes

seeing logs, receipts,

and invoices verifying a

production chain.

Page 39: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Basic Check list

Meet and greet farmer or person designated to give the tour

Check all areas of production: fields, greenhouses, orchards, livestock areas, processing facilities that etc.

Identify crops, acreage, assess yields and evidence of current and future yields.

Equipment

Labor

Storage facilities: barns, storage units, washing and grading areas

Packing areas and packaging supplies

Cross check with recent inventory.

Exit interview and sign off

Page 40: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and
Page 41: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Confidentiality

Confidentiality is critical to inspections

and must be practiced by both

management and inspectors.

Staff and managers must also abide by

confidentiality.

Page 42: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

“Chatter”

People like to talk about each other ….A LOT.

Rumor – Do listen to rumors but take them with a grain of

salt but know that sometimes there is a grain of truth as well.

– Falsehoods; people will say terrible and wildly inaccurate things about each other. Know that envy, maliciousness and plain ignorance exist.

Work to develop a filter.

Page 43: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Code of Conduct for Inspectors

Support and encourage the development, implementation and advancement of the market’s mission

Abide confidentiality agreements

Maintain the highest possible standards of integrity

Foster goodwill and cooperation

Report suspected fraud

Avoid situations of conflict of interest

Page 44: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Follow Up: After an Inspection

Inspectors write reports.

The Inspections manager reviews.

Sometimes there is a need to gather further information, research issues and topics where things are unclear or questions remain.

Conduct follow up inspections if necessary to further verify products, processes, volume.

Solicit further documentation from the producer.

Page 45: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Build an Archive

Develop baseline information on your producers.

Establish Farmer/producer files – Crop plans, product lists, farm

maps

– Farm Inspection Reports

– Market Inventories

– Permits and licenses

– Photos

Page 46: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

When “issues” emerge

Develop a system for dealing with

“issues” when they become clear.

Establish penalties for violations.

**Penalties should be reasonable and fair, yet strong enough to deter violations of the rules.

Create a system for review that is available for producers to challenge your findings.

Page 47: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Greenmarket’s System

The Inspections Manager reports to the Greenmarket Director.

If there is enough documented proof that a producer is in violation of the rules, they recommend violations to the Executive Director.

Page 48: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

The Farm Inspections Manager, Greenmarket Director and GrowNYC Executive Director, in accordance with the rules, determine the penalty.

The producer is notified through a

phone call, and a formal letter.

Page 49: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Greenmarket has a producer/consumer committee called the FCAC.

If there is a violation, the FCAC members are notified.

A producer has the option to request a hearing, to review our findings before the FCAC.

Page 50: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Transparency

This process makes both the producer

and management accountable to the

larger Greenmarket community.

This also provides a level of

transparency.

Page 51: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Nature of Inspections

Greenmarket is a community and there are agreed upon community norms that producers are expected to follow, in order to “participate in the program”.

Fred’s speed limit /cop theory. “Everybody will speed if they do not see an enforcement presence. People will at least slow down if they see a cop on the highway.”

Page 52: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

For Managers & Inspectors

Develop your resources – Reference materials, seed catalogs

– Trusted advisors who are removed from your community

– Ag. Experts at Universities or extension offices.

– Advocacy organizations: ATTRA, Rodale, Farmers Market Coalition.

– Inspector networks and training: IOIA (Independent Organic Inspectors Association), Organic Certifying agencies, Food Alliance, etc.

– Experience. Get on farms, any time of the year.

Page 53: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Hard truths & difficult situations:

Psychology of Inspections

The human capacity to rationalize and lie – Perfectly likeable people will lie to your face.

– To be caught is (usually), embarrassing.

• Methods of avoidance; distraction, denial, games of cat and mouse…

Confrontation is difficult. Sometimes simply asking a direct question can be confrontational, and will elicit an emotional response.

Always stick to the facts.

Do not make it personal.

Do not take anything personally.

Page 54: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Conclusion; The Social Contract

of the Market

Markets are unique spaces where

management, producers, consumers,

communities and community

agencies come together.

Page 55: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Management Reliability

You will be wrong sometimes, make mistakes, make oversights. You will not know everything.

Your reliability as a Market Manager is most important. Your word is everything.

Producers must ultimately trust that you are working on their behalf, and for the good of the market.

Page 56: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Producer Accountability

Producers who are breaking the rules

must be held accountable.

Bad behavior is bad for community moral,

and is not tolerated.

“Over time, the inconsistencies will be

revealed” Inspector X

Page 57: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

The Consumer

Consumer Trust

Consumers must have trust in the identity

and promise of your market.

Page 58: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Eat well

Page 59: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Greenmarket, GrowNYC 2012

June Russell

[email protected]

917.705.5851

Prepared for the

Farmers’ Market Coalition

Webinar 2012

Page 60: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and
Page 61: Ensuring Integrity and Enforcing Standards at Farmers Markets · Work to develop a filter. Code of Conduct for Inspectors Support and encourage the development, implementation and

Ensuring Integrity and Enforcing

Standards at Farmers Markets Resources

http://bit.ly/inspectionresources

Thank you for supporting FMC!