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8/17/2019 Engineering Thermodynamics for Fuel Cells
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THERMODYNAMIC EVALUATION OF GREEN ENERGY
TECHNOLOGIES
COURSE READER
May 2016
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Contents
1 Carbon Dioxide Separation and Entropy 1
1.1 The Problem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11.1.1 The Thermodynamic Problem . . . . . . . . . . . . . . . . . . 3
1.1.2 The Ideal Gas Law . . . . . . . . . . . . . . . . . . . . . . . . 4
1.2 First Law of Thermodynamics . . . . . . . . . . . . . . . . . . . . . . 9
1.2.1 Work . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
1.2.2 Heat . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
1.2.3 Internal Energy and the First Law . . . . . . . . . . . . . . . 12
1.2.4 Heating an Ob ject . . . . . . . . . . . . . . . . . . . . . . . . 13
1.2.5 Reversible and Irreversible Processes . . . . . . . . . . . . . . 151.2.6 Defining the Second Law . . . . . . . . . . . . . . . . . . . . . 17
1.3 Entropy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
1.4 Minimum Work for Separating Carbon Dioxide . . . . . . . . . . . . 20
1.4.1 Minimum Work for Gas Separation . . . . . . . . . . . . . . . 25
2 Fuel Cells and Chemical Equilibria 27
2.1 Introduction to Fuel Cells . . . . . . . . . . . . . . . . . . . . . . . . 27
2.1.1 Thermodynamic Problem . . . . . . . . . . . . . . . . . . . . 29
2.2 Chemical Work . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
2.2.1 The Chemical Potential . . . . . . . . . . . . . . . . . . . . . 32
2.3 The Gibbs Free Energy . . . . . . . . . . . . . . . . . . . . . . . . . . 32
2.4 Chemical Equilibrium . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
2.5 Chemical Equilibrium in a Fuel Cell . . . . . . . . . . . . . . . . . . . 39
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2.6 Voltage of a Fuel Cell . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
2.6.1 A Note on Units . . . . . . . . . . . . . . . . . . . . . . . . . 432.6.2 Dependence of Voltage on Partial Pressure . . . . . . . . . . . 44
2.6.3 Voltages with Different Fuels . . . . . . . . . . . . . . . . . . . 45
2.7 Law of Mass Action . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47
2.8 Fuel Cell vs. Heat Engine . . . . . . . . . . . . . . . . . . . . . . . . 48
3 Solar Thermal, Phase Transitions, Heat Engines 50
3.1 The Three Phases of Water . . . . . . . . . . . . . . . . . . . . . . . 52
3.2 Phase Transition in Water . . . . . . . . . . . . . . . . . . . . . . . . 55
3.3 The Clausius-Clapeyron Relation . . . . . . . . . . . . . . . . . . . . 58
3.4 Evaporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60
3.5 The Carnot Engine . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63
3.5.1 Isothermal Expansion of Gas . . . . . . . . . . . . . . . . . . . 63
3.5.2 The Carnot Cycle . . . . . . . . . . . . . . . . . . . . . . . . . 66
3.6 The Carnot Theorem . . . . . . . . . . . . . . . . . . . . . . . . . . . 68
3.6.1 Stacking a Carnot Heat Engine and a Heat Pump . . . . . . . 69
3.6.2 Case Studies of a Carnot Engine and a Heat Pump . . . . . . 71
3.6.3 Carnot Engine as the Most Efficient Heat Engine . . . . . . . 733.6.4 η for a Heat Pump . . . . . . . . . . . . . . . . . . . . . . . . 73
3.7 Efficiency of a Solar Thermal Power Plant . . . . . . . . . . . . . . . 74
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List of Tables
2.1 Chemical species and reactions in a fuel cell . . . . . . . . . . . . . . 40
3.1 Table describing the four parts of the Carnot cycle given in Fig. 3.10. 67
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List of Figures
1.1 Correlation between fossil fuel combustion and atmospheric concentra-
tion of CO2. Adapted and used with permission from M. L. Machala,
Carbon-neutral Synthetic Fuels , large.stanford.edu/PHYS240. . . . . . 1
1.2 Correlation between atmospheric concentration of CO2, CH4 and T.
Courtesy of the Intergovernmental Panel on Climate Change, 2001;
http://www.ipcc.ch, N. Oreskes, Science 306, 1686, 2004; D. A. Stain-
forth et al, Nature 433, 403, 2005. . . . . . . . . . . . . . . . . . . . . 2
1.3 Minimum work required to separate one mole of CO2 at difference con-
centrations of CO2. From Wilcox, J. Carbon Capture , 2012, Springer
Publishing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
1.4 The initial state of mixed gases and the final state with CO2 separation
and other gases. From Wilcox, J. Carbon Capture , 2012, Springer
Publishing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
1.5 Representation of differential volume dV . . . . . . . . . . . . . . . . 6
1.6 Schematic of the difference between heat and work . . . . . . . . . . 11
1.7 Representation of how the internal energy of a closed system may change. 12
1.8 Depending on the arrangement of the molecules, the entropy–or disorder–
can differ. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
1.9 A partitioned box containing carbon dioxide and vacuum. . . . . . . . 15
1.10 A gas lattice with J sites and N molecules. . . . . . . . . . . . . . . . 19
1.11 The processes of mixing and demixing gases. . . . . . . . . . . . . . . 20
1.12 A barrier divides α moles of C O2 with 1− α moles of other gas. Both
gases have the same pressure. . . . . . . . . . . . . . . . . . . . . . . 22
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1.13 The entropy of mixing as a function of the C O2 fraction. . . . . . . . 24
1.14 The specific entropy of mixing as a function of the C O2 fraction. . . . 241.15 The partial molar entropy as a function of the C O2 fraction. . . . . . 25
1.16 The minimum work required to separate a mol of CO2 as a function
of the C O2 fraction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
2.1 Hydrogen and oxygen gas separated by a membrane that is permeable
to protons but not electrons . . . . . . . . . . . . . . . . . . . . . . . 28
2.2 A fuel cell with a completed circuit, in the form of a light bulb. The
net reaction is 2H 2 + O2 ⇔ 2H 2O. . . . . . . . . . . . . . . . . . . . . 29
2.3 Hydrogen and oxygen gas at the same temperature and pressure, sep-arated by a barrier. All walls, including the internal purple one, are
impermeable to heat, work and matter. . . . . . . . . . . . . . . . . . 30
2.4 Using the slope and intercept, we can map the monotonically-decreasing
function U to a value of G for every value of U and V . It is important
for U to be monotonically decreasing such that there is only one value
of V for every value of U . . . . . . . . . . . . . . . . . . . . . . . . . 34
2.5 An illustration of a system in a heat and work reservoir. . . . . . . . 36
2.6 The voltage of a fuel cell as a function of the pressure. The interceptis given by µ0rxn and can be changed by modifying the chemistry of the
reaction. Increasing the reactant concentration increases the voltage,
while increasing the product concentration decreases it. . . . . . . . . 45
2.7 The efficiency of a fuel cell as compared to the Carnot efficiency of a
heat engine . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48
3.1 Schematic of a solar thermal power plant. This module will focus on
the thermodynamics of phase transitions and heat engines. . . . . . . 51
3.2 The specific Gibbs free energy ( Ḡ) as a function of the temperature
(T ). The stable phase of water is the one with the lowest Ḡ at a certain
T . Here, we neglect the temperature dependence of H̄ and S̄ . . . . . 53
3.3 Schematic of Gibbs free energy before and after boiling. . . . . . . . . 55
3.4 Gibbs free energy of water vapor and liquid water during boiling. . . 57
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3.5 Sketch of the Clausius-Clapeyron relation given by equation 3.13. The
boiling temperature rises with higher pressure. . . . . . . . . . . . . . 603.6 Schematic of boiling from vacuum (top) and evaporation from a dry
environment (bottom) with liquid water at room temperature. In both
cases, the liquid water evaporates/boils into water vapor (left) initially,
but the rate of evaporation (blue arrows) and condensation (red ar-
rows) eventually equilibrate after waiting a long time, leaving a partial
pressure of water equal to the water vapor pressure. . . . . . . . . . . 62
3.7 A piston in a heat reservoir isothermally expanding. Here the wall of
the piston is impermeable to matter but allows heat transfer from the
reservoir. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64
3.8 Pressure, volume, temperature, and entropy during isothermal expan-
sion of a gas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65
3.9 A piston that isothermally expands and compresses between two pres-
sures. No net work is being done in a cycle. . . . . . . . . . . . . . . 66
3.10 The T vs S diagram of the Carnot engine. . . . . . . . . . . . . . . . 67
3.11 The Carnot efficiency, defined in equation 3.15, as a function of the
hot reservoir temperature. . . . . . . . . . . . . . . . . . . . . . . . . 68
3.12 A heat pump and a heat engine stacked. The work from the heat
engine is being used to power the heat pump. Here, ∆QH,1 and ∆QC,2
are positive because heat flows out, whereas ∆QC,1 and ∆QH,2 are
negative as heat flows in. . . . . . . . . . . . . . . . . . . . . . . . . . 69
3.13 The maximum efficiency of a solar thermal power plant at different
temperatures and light concentration (C). This expression accounts
for both efficiency of sunlight to heat, after account for re-radiation,
and the efficiency of the heat to work through a Carnot engine. . . . 75
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 2
Industrialized and developing nations emit tens of millions of tons of carbon diox-
ide (CO2) into the atmosphere every year. Natural processes–such as CO2 uptakeby biomass through photosynthesis and absorption by oceans–cannot recapture and
sequester CO2 at the rate humans are producing it, particularly through the combus-
tion of fossil fuels. This leads to an increase in CO2 concentration in the atmosphere
shown in Fig. 1.1.
Figure 1.2: Correlation between atmospheric concentration of CO2, CH4 and T. Cour-tesy of the Intergovernmental Panel on Climate Change, 2001; http://www.ipcc.ch,N. Oreskes, Science 306, 1686, 2004; D. A. Stainforth et al, Nature 433, 403, 2005.
It has been shown that atmospheric greenhouse gas concentration track average global
temperature. Figure 1.2 shows the correlation over 0.4 million years between concen-
trations of methane (CH4) and CO2 in relation to temperature, T . However, atmo-
spheric CO2 levels never surpassed ∼325 parts per million by volume (ppmv) during
these hundreds of millennia, until the modern day. In 2015, CO2 concentrations levelsexceed 400 ppmv.
As anthropogenic climate change and its adverse effects have been linked to a green
house gas emissions (largely CO2), many have proposed capturing and sequestering
CO2 from the atmosphere as well as from industrialized processes (e.g. from flue
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 3
gas) before it escapes into the atmosphere. But which process is more reasonable
both economically and from an energetic perspective? Figure 1.3 shows the minimum
Figure 1.3: Minimum work required to separate one mole of CO2 at difference con-centrations of CO2. From Wilcox, J. Carbon Capture , 2012, Springer Publishing.
amount of energy it takes to extract 1 mol of CO2 as a function of CO2 concentration in
the original gas. Notice the stark difference between the energy needed to remove onemole of CO2 at atmospheric concentrations versus industrial flue gas concentrations.
During this chapter you we learn how to construct this graph and will be able to
evaluate the thermodynamic viability of one capture process versus another.
1.1.1 The Thermodynamic Problem
As we will show in this module, principles of thermodynamics sets the absolute mini-
mum amount of energy required to capture and separate CO2. Let’s begin by precisely
defining the problem. Initially, CO2 is mixed with other gases. In the atmosphere,
this is mostly N2 and O2, with CO2 concentration ∼0.04 vol%. At the smokestack of
a coal combustion power plant, CO2 is mixed with H2O and N2, and has a concen-
tration typically in the range of a few tens of percent. The process of capture and
separation will separate CO2 into a pure stream from the other gases.
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 4
Figure 1.4: The initial state of mixed gases and the final state with CO2 separation
and other gases. From Wilcox, J. Carbon Capture , 2012, Springer Publishing
Let’s more precisely define the problem using initial and final state. Because thermo-
dynamics does not describe the time-dependent behavior of a system, we will describe
the composition of the gas mixtures rather than the flow rates. Specifically, we can
use a closed volume of gas with appropriate internal partitioning to describe the ini-
tial and final states of the system (Fig. 1.4).
The initial state is a single volume of gas consisting of CO2 mixed with “other gases”
(which we are not specifying). The final state is the same volume but divided into
two partitions with a wall that does not allow the gas to go back and forth: the first
chamber contains pure CO2, while the second chamber contains the “other gases”.
Our goal is to calculate the minimum amount of energy needed to carry out the
separation process per mole of CO2. This represents the absolute best case scenario.
As we will show later, a process requiring energy less than this minimum value is
thermodynamically impossible and is a perpetual motion machine.
1.1.2 The Ideal Gas Law
Before discussing such topics as the First and Second Law of Thermodynamics in the
context of CO2 capture, we must first define an important relation between variables
that we can control in a gaseous system–namely pressure, volume, number of gas
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 5
molecules, and temperature. An equation relating these variables is known as the
Ideal Gas Law. Recall that pressure (P) is defined as force applied per unit area:
P = Force
Area (1.1)
and that momentum is defined as:
Momentum = Force× Time (1.2)
Combining Equations 1.1 and 1.2 gives another relation for pressure
P = ForceArea
= MomentumTime×Area
(1.3)
Consider a gas molecule moving in a box of volume V. This molecule bounces around
inside the box hitting the walls periodically. As the molecule bounces it imparts
outward momentum to the walls of the box. If we add trillions of gas molecules to
the box, the momentum imparted the walls increases per equation 1.3. This outward
momentum is what we experience as pressure. But how does this relate to tempera-
ture and number of gas molecules?
First, we make three assumptions. The molecules:
1. collide with the wall elastically, meaning no energy is lost
2. are very small
3. do not interact with one another
These assumptions define an ideal gas.
The rate at which molecules collide with the wall depends on the volume of the box
and the velocity of the gas molecules. For a given period of time, only a fraction of
the gas molecules in the box will strike the wall, transfer momentum, and contribute
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 7
Since we assumed that the collision of a gas molecule with the wall is elastic, the
kinetic energy of the molecule is conserved and the initial velocity of the moleculevx will rebound with −vx. By conservation of momentum and per Equation 1.2 the
momentum imparted to the wall is 2mvx.
Substituting this result and Eq. 1.6 into Eq. 1.4, we obtain:
P =
i
1
2
2mvx,i
×
vx,iV
=i
mv2x,iV
(1.7)
summed over the number of molecules. The 1
2 accounts for the probability of half of the molecules striking one wall, dA and the other half striking the opposite wall,
which does not exist in reality.
Now we consider the internal energy (U ) of the gases in the box defined as the
translational kinetic energy of the total number of gas molecules, N .
U = 1
2 imv2i
= 12
i
m(v2x,i + v2y,i + v
2z,i) (1.8)
If we sum over all of the molecules in the box, N , and consider the average kinetic
energy of all of the gas molecules, < KE >trans= 1
2m < v >2, then we can rewrite
Equation 1.8 as
U = N < KE >trans (1.9)
Notice similarities between Eqns. 1.7 and 1.8. Let’s begin by manipulating Equation
1.7–which included the momentum of the gas molecules striking the wall. Because weonly consider the x-direction, we multiply the righthand side of Eq. 1.7 by a factor
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 8
of 13
–assuming the molecules move in all directions randomly.
P =i
miv2x,i
V =
1
3
2
2
i
miv2i
V
= 2
3
1
2
i
miv2i
V
Substituting Eqns. 1.8 and 1.9 yields
P = i
miv2x,i
V =
2
3N < KE >trans
V
= 2
3
U
V
(1.10)
Let’s do a sanity check to confirm that U V
has the same unit as pressure
U
V =
Energy
Volume
= Force× Length
Volume
= Force
Area
(1.11)
Rearranging the equation for pressure gives
P V = 2
3U (1.12)
It’s helpful to rescale U to a convenient value with which we are familiar. Let’s define
“temperature” as being linearly proportional to < KE >trans:
U ∝ T (1.13)
Moreover, we select a prefactor for T to scale with the boiling point and freezing
point of water, such that
T H 2Oboiling − T H 2Ofreezing = 100 (1.14)
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 9
and results in
N < KE >trans= U = 32
NkBT (1.15)
This is where the Boltzmann constant (kB) originated. If we substitute Eq. 1.15 into
1.12 we obtain
P V = N kBT (1.16)
The Boltzmann factor is related to another variable to which you may be familiar–theuniversal gas constant, R, by a factor of Avagadro’s number, N A, or one mole.
R = N AkB (1.17)
Substituting Eq. 1.17 into 1.16 gives
P V = N
N ART = nRT (1.18)
where n is the number of moles of gas molecules. Thus, the Ideal Gas Law can bewritten as
P V = nRT (1.19)
We have shown how pressure, volume, number of molecules, and temperature are
related for an ideal gas and that pressure exerted on a container is due to the thermal
motion of gas molecules.
1.2 First Law of ThermodynamicsThere are two ways that energy can be transferred into and out of a thermodynamic
system: work and heat.
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 10
1.2.1 Work
Work is the transfer of energy through directed motion. In our convention, we
define positive work as work done by the system on the surrounding (e.g. a piston–
the system–expanding against atmosphere–the surrounding), and negative work is
done by the surrounding on the system (a piston being compressed). Figure 1.6
shows a schematic of work. Recall from mechanics that work W done is given by
∆W = F ∆x (1.20)
where F is the force and x the displacement. Here the operator ∆ refers to the
difference between the initial and final state. In differential form, this is written as
dW = F dx
= P Adx
= P dV
(1.21)
Here, P is the pressure (which is defined as F A
, or force per unit area), A the area, and
V the volume. This expression states that the differential work equals the pressure
multiplied by the differential change in volume.
For example, consider doing work on a piston that is held at constant temperature
(e.g. by contacting it to a thermal reservoir), Fig. 1.6. From the Ideal Gas Law, we
know that P V = nRT = constant. Substituting this relation for P (V ), we can solve
for the work done by the system when the piston expands from V 1 to V 2
∆W =
dW
= V 2
V 1
nRT V
dV
= nRT ln
V 2V 1
(1.22)
This is known as isothermal expansion.
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 11
1.2.2 Heat
Figure 1.6: Schematic of the difference between heat and work
Heating, on the other hand, is the transfer of energy through random motion. An
example is the random motion of gas molecules. The sign for heat is positive for heat
added into the system.
The difference between heat and work is that for work, the atoms are all traveling
in the same direction. For heat, on the other hand, the molecules are traveling
in random directions. Both heat and work added to a system involve a transfer of
kinetic energy, but they are in different directions. Figure 1.6 shows a schematic of the
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 12
difference between heat and work. For work, gas molecules can all move in a specific
direction–the piston moving upward–and energy in the form of work is transferred forthis movement. When heat is added to the system, the random velocities of the gas
molecules increases.
1.2.3 Internal Energy and the First Law
Change in the internal energy (dU) = Heat In (dQ) - Work Done (dW)
dU = dQ − dW (1.23)
Figure 1.7: Representation of how the internal energy of a closed system may change.
In this class we will use the following definitions to classify systems: open, closed,
and isolated. An open system allows the passage of heat, work and mass into and out
of the system. A closed system is impermeable to mass but still allows the transferof heat and work. An isolated system allows nothing to pass in and out. Consider
the isolated system shown in Fig. 1.7 where there is no energy flow into or out of the
system. There is a closed system contained within this larger, isolated system. The
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 13
first law of thermodynamics states that
dU = (dQ1 − dQ2)− (dW 1 − dW 2) (1.24)
In other words, the total energy of an isolated system is conserved. The net heat
and work coming into and out of the inner box must be zero. Since the universe is a
isolated system, the total energy of the universe is conserved.
1.2.4 Heating an Object
To heat up a gas is to increase the random motion of the gas molecules. There aretwo components to heating:
1. Increasing randomness or disorder of the gas molecules
2. Increasing the average velocity (< KE >) of the gas molecules
Let’s consider four indistinguishable molecules sitting in a 4x4 “lattice”, shown in Fig.
1.8, with each lattice position identical to the other (i.e. no edge or corner effects).
Figure 1.8: Depending on the arrangement of the molecules, the entropy–or disorder–can differ.
• (A): the four molecules are clustered in groups of 4
• (B): they are clustered in groups of 2
• (C): there is no cluster (only groups of 1)
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 14
For simplicity, assume that the clusters cannot rotate.
The measure of disorder is related to the number of unique ways to arrange the
molecules in the lattice. The greater the number of unique arrangements, the greater
the disorder. We count the number of possible arrangements in Fig. 1.8.
• (A): 9 Ways
• (B): 12 × 12 = 144 ways
• (C) 16 × 16 × 16 × 16 = 65536 ways
Note that we are overcounting here by allowing molecules to occupy the same lattice
position (because they are identical). We are ignoring the few cases in (B) where the
configuration is in clusters of 4, as well as for (C).
Now, suppose that the average kinetic energy < KE > for (A), (B), and (C) are all
equal, meaning the molecules have the same average velocity. Which of the following
“transformations” requires a greater amount of heat?
• (A) → (B), or
• (A) → (C)
Recall that heating is the increase of random motion. Since the average speed of
the three systems are the same, the change in the randomness also determines the
extent of heating. Thus, (A) → (C) requires a greater amount of heating.
From this, we make the following definition:
Heating = < KE > × Change in Disorder
In differential form, heating is represented by dQ, average kinetic energy is repre-
sented by T (at constant temperature) and changes in disorder are represented by a
change in entropy (dS ). Here, S is the entropy which is a measure of disorder. We
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 15
will give a more quantitative definition later.
In the following equation we substitute variables in for < KE >, disorder and heating.
dQ = T dS (1.25)
1.2.5 Reversible and Irreversible Processes
Figure 1.9: A partitioned box containing carbon dioxide and vacuum.
As we will show through an example, Eq. 1.25 only holds under very specific con-
ditions. Consider a partitioned box (Fig. 1.9) with walls impermeable to energy a
matter, where the left partition contains a gas (e.g. CO2) and the right partitioncontains no gas (i.e. vacuum). Now, let’s break the wall. The gas from the left
partition expands to fill the entire box. This process is known as the free expansion
of gas and results in the increase of disorder in the system–the number of potential
gas lattice sites has increased. Therefore, the entropy of the system increases and
∆S = S final − S init > 0. In contrast to isothermal compression or expansion (see
1.2.1), no work is done as we assume that breaking the wall requires negligible work,
like popping a balloon. So we have:
∆W = 0 (1.26)
Again, ∆ refers to the difference between the final and initial states. Moreover,
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 16
because the box is an isolated system, the internal energy remains constant:
∆U = 0 (1.27)
Combining these two equalities with the First Law of Thermodynamics, we obtain:
∆Q = ∆U + ∆W = 0 (1.28)
This result contradicts with Eq. 1.25 and our earlier statement that the entropy of
the system increases when the wall is broken. It turns out Eq. 1.25 only applies to
a reversible process, that is, a process that can be reverted back to the initial statewithout doing additional work. In this free expansion of gas thought problem, it is not
a reversible process because no work is needed to expand the gas, yet work is required
to compress the gas back to the initial state. There are a few more equivalent ways
to define an irreversible process:
• Occurs in one direction
• Occurs spontaneously without work being done on the system
A reversible process, at any given point during the process, must not be far from
equilibrium (where equilibrium reflects a state of balance, with no net flow of matter
or energy). In other words, a reversible process occurs sufficiently slowly such that
the system is essentially in equilibrium at all time. This is also known as a quasistatic
process.
Note that a reversible process must be quasistatic, but not all quasistatic processes are
reversible. As an example, consider the system in Fig. 1.9. Now as a thought prob-
lem, add a special valve on the partition wall which lets one molecule flow through at
a time. The system is near equilibrium (i.e. static) at all times, but the gas expands
spontaneously and irreversibly as work must be done to remove the gas molecules.
Returning to Eq. 1.25, it only applies to reversible processes. Irreversible processes,
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 17
such as the free expansion of gas, cause the entropy to increase more than the heat
added to the system. Therefore, we modify Eq. 1.25:
dQ ≤ T dS (1.29)
with dQrev = T dS (1.30)
where the subscript “rev” indicates a reversible process.
1.2.6 Defining the Second Law
There are three ways to state the Second Law of Thermodynamics
• An isolated system always tends to a configuration that maximizes disorder
(entropy)
• The disorder of an isolated system (such as the universe) increases due to oc-
currence of spontaneous and irreversible processes
• dQ/T ≤ dS , where dQrev/T = dS is the reversible limit
Whereas the First Law specifies the conservation of energy, the Second Law specifies
the direction of the process. For example, the Second Law says that gas expands when
a barrier to vacuum is broken. The First Law does not state the order of events, only
that the internal energy of the system is the same whether or not it is confined by
the barrier.
How do reversibility and the Second Law connect to carbon dioxide sepa-
ration?
For a closed system, the First Law tells us that the internal energy is fixed, thus
dU = dQ − dW = 0
dQ = dW
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 18
The Second Law states that the disorder of a closed system stays constant or increases
but never decreases.dQ ≤ T dS (1.31)
Combining the two, we obtain the final expression for a closed system, where the
differential work is less than the temperature multiplied by the differential entropy.
dW ≤ T dS (1.32)
In other words, to decrease the entropy of the system, such as separating a gas mixture
containing carbon dioxide, oxygen, and nitrogen to just carbon dioxide and oxygenand nitrogen, work must be done on the system (dW
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 19
Figure 1.10: A gas lattice with J sites and N molecules.
where the exclamation mark ! represents the factorial. If the molecules are indistin-
guishable, then we overcounted by N !. Accounting for this, Eq. 1.34 becomes:
Ω = J !
(J − N )!N ! (1.35)
Thus, Ω is the number of ways to configure indistinguishable gas molecules in the lat-
tice. For gas, the size of each “equivalent cell” is very small, which can be obtained
from quantum mechanics.
Boltzmann postulated that the entropy is related to the number of configurations of the molecules in the lattice.
S = kB ln Ω (1.36)
Here, kB is the Boltzmann constant, which is 1.38×10−23JK −1. For indistinguishable
molecules, it is given by Eq. 1.35. Combining Eqns. 1.35 and 1.36 yields the following
expression for entropy
S = kB ln J !
(J − N )!N ! (1.37)Using the Stirling approximation, ln N ! ≈ N ln N − N , which holds for large values
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 20
of N
S = kB (J ln J − J − (J − N )ln(J − N ) + J − N − N ln N + N )
= kB (J ln J − (J − N )ln(J − N )−N ln N )
= kB
J ln
J
J − N −N ln
N
J − N
(1.38)
If J N , the first term in the expression approaches kBJln(1) = 0. This approxi-
mation is valid when the number of gas molecules is much less than the number of
lattice sites (i.e. low density), which is typically true for a gas except under very high
pressures. Thus, in this limit:
S = −N kB ln N
J (1.39)
This expression describes the entropy of a gas in a lattice.
1.4 Minimum Work for Separating Carbon Diox-
ide
As described in the problem statement, carbon dioxide separation can be depicted as
follows:
Figure 1.11: The processes of mixing and demixing gases.
We want to calculate the minimum work needed to carry out the demixing (separa-
tion) process. For an isolated system, the First Law states that dU = dQ − dW = 0.
The Second Law states that dQ ≤ T dS . Combining this with the First Law yields
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 21
dW ≤ T dS . We call the lower bound the minimum work, W min.
During gas demixing, the system goes from the final state to the initial state shown
in Fig. 1.11, whereas during mixing, the system goes from the initial state to the final
state. Because demixing and mixing involves two identical end states, the associated
entropy changes are precisely opposite of one another:
∆S demix = −∆S mix (1.40)
Conceptually, it is easier to think about mixing, so we write:
∆W min = −T dS mix (1.41)
The minimum work is the work required to carry out the process reversibly. To
evaluate the minimum work, we define the system depicted in 1.11 with the following
parameters:
• α = volume fraction of CO2
• ntot = total moles of gas
• V tot = total volume of gas
Conceptually, what happens to the gas when they mix, as shown in Fig. 1.11?
1. The number of moles of the each gas component does not change, assuming no
exchange of matter with the outside world and no chemical reactions.
2. While the number of moles does not change, the volume occupied by each gas
changes.
Recall from Eq. 1.39, S = −NkB ln N J
, where N is the number of molecules and J is
the number of gas lattice sites. Remember that we can convert N kB = nR, where n
is the number of moles, N is the total number of molecules, and R is the gas constant.
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 23
Thus, we see that the extent of volume expansion for each gas depends on α, the
volume fraction of CO2. Let us look at the entropy of mixing:
∆S mix = S final− S init (1.44)
where ∆ refers to the difference before and after breaking the wall. We consider the
entropy of each component:
S init = S CO2init + S
otherinit
= −αntotR ln αntotαV tot
+ constant+ −(1− α)ntotR ln (1 − α)ntot(1− α)V tot
+ constant= −ntotR ln
ntotV tot
+ constant
where ntot is the total number of moles of gas molecules. After mixing by breaking
the wall
S final = S CO2final + S
otherfinal
= −αntotR ln αntot
V tot+ constant+ −(1− α)ntotR ln
(1 − α)ntotV tot
+ constant= (−αntotR ln α) + (−(1− α)ntotR ln(1− α)) +
−ntotR ln
ntotV tot
+ constant
It can be shown that the constant term is equal for both S init and S final. Thus, we
can write the entropy of mixing as
∆S mix = S final − S init = −ntotR (α ln α + (1 − α) ln(1− α)) (1.45)
Does this make sense? Let’s consider the boundary cases. When α = 0 or α = 1,
∆S mix = 0. In other words, if there is no wall to begin with, there is no change in
the entropy of the system.
The first term represents the entropy gained by expanding CO 2. The second term
represents the entropy gained by the “other” gas. To understand the behavior of the
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 25
Therefore, we also consider ∆S mix = ∆S mixnCO2
. This is known as the specific entropy,
plotted in Fig. 1.14.
∆S mix = ∆S mix
nCO2= −
1
αR (α ln α + (1 − α)ln(1− α)) (1.46)
Figure 1.15: The partial molar entropy as a function of the C O2 fraction.
As the fraction of CO2 increases, the magnitude of the specific entropy of mixing (and
demixing) tends to zero. Finally, sometimes it’s useful to calculate the incremental
change in ∆S mix per incremental addition of CO2. This is known as the partial molar
entropy and is given by the derivative of ∆S mix with respect to nCO2, or ∂ ∆S mix∂nCO2
, and
is plotted in Fig. 1.15.
1.4.1 Minimum Work for Gas Separation
To wrap up, we now have enough information to determine the minimum work re-
quired to separate carbon dioxide as a function of the number of moles of gas ntot
and the fraction of carbon dioxide α.
The minimum work to separate a mole of gas into CO2 and other gases is given
by:
∆W min = T ∆S demix = −T ∆S mix
= ntotRT (α ln α + (1 − α)ln(1− α))(1.47)
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CHAPTER 1. CARBON DIOXIDE SEPARATION AND ENTROPY 26
The minimum work for a single mole of carbon dioxide is given by
∆W min = 1α
RT (α ln α + (1 − α) ln(1− α)) (1.48)
Here, the unit is J mol−1 CO2. This equation shows that it takes more work to cap-
ture a mole of CO2 from a source with low CO2 concentrations than from a source
with a high CO2 concentration. Thus, capturing a mole of CO2 from flue gas would
require less work than capturing a mole of CO2 from the atmosphere.
Sometimes, it’s also convenient to express α in terms of partial pressures instead of vol-
ume fractions, where pCO2 = αptot and pother = (1−α)P tot. Note that pCO2 + pother =
P tot, where P tot is the total pressure.
The minimum work for a mol of CO2 is given by
∆W min = RT
ln
pCO2P tot
+ pother pCO2
ln pother
P tot
(1.49)
This is plotted in Fig. 1.16.
Figure 1.16: The minimum work required to separate a mol of CO2 as a function of the CO2 fraction.
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Chapter 2
Fuel Cells and Chemical Equilibria
2.1 Introduction to Fuel Cells
Modern society requires a steady supply of electricity. There are many ways to
generate electricity, including hydroelectric dams, wind turbines, and solar cells. The
dominant source of electricity arises from burning of fossil fuels like coal or natural
gas, and then using a heat engine to convert the heat of combustion to electricity.
As we will learn in module 3, such heat engines are often fairly inefficient (around 30
% heat to electrical), and cannot be scaled down: for example, you cannot create a
small and efficient natural gas heat engine to power your computer.
An alternative way to convert fuel to electricity is a fuel cell. Here, fuel such as
hydrogen or methane (natural gas) reacts with oxygen to form water and/or carbon
dioxide, and this process directly generates electricity. This process can be much more
energy efficient than combustion, often nearing 70 %. The increased efficiency not
only reduces fuel consumption but also minimizes the release of harmful greenhouse
gases. Additionally, fuel cells are scalable, and can be used to power a device as small
as an integrated circuit to as large as a city.
To understand fuel cells, consider what happens if we mix two reacting gases,
such as hydrogen and oxygen, in a chamber. The fuel will combust, releasing heat.
However, this thermal energy cannot be converted to work unless it is combined with
a heat engine. Next, consider what happens if we separate the hydrogen and oxygen
27
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 28
gas into separate chambers. The wall dividing the two is replaced by a membrane
that can only conduct protons, but not electrons (Fig. 2.1).
Figure 2.1: Hydrogen and oxygen gas separated by a membrane that is permeable toprotons but not electrons
In Fig. 2.1, a small amount of oxygen gas molecules will dissociate into oxygen ions
and travel across the membrane to react with hydrogen. However, once that happens,
an electrostatic force will develop between the two chambers, which will attract the
protons back into the hydrogen chamber, where they recombine with the electrons to
form hydrogen. As a result, no net reaction will take place and no work is generated.
To create an operational fuel cell, the electron must also be able to conduct from
the hydrogen to the oxygen chamber, enabling a complete, charge-balanced reaction.
Thus, creating an electrical pathway from the hydrogen to the oxygen chamber is
necessary to operate a fuel cell, as shown in Fig. 2.2
In the fuel cell, the oxygen gas in the anode receives electrons through an external
circuit and dissociates into oxygen ions through the half reaction O2 + 4e− ⇔ 2O2−.
The oxygen ions conduct through the membrane, and migrate to the anode and react
with hydrogen to form water through the half reaction 2O2− + 2H 2 ⇔ 2H 2O + 4e−.
Because the hydrogen wants to react with the oxygen to form water (in this module,you will learn why), this driving force gives rise to a voltage between the cathode and
the anode. Electrical work is generated when current flows.
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 29
Figure 2.2: A fuel cell with a completed circuit, in the form of a light bulb. The netreaction is 2H 2 + O2 ⇔ 2H 2O.
2.1.1 Thermodynamic Problem
In this module, we aim to understand the maximum electrical work that can be
derived from a fuel cell. Electrical work equals voltage multiplied by the amount
of charge passed. The charge passed is proportional to the amount of gas reacted:
for example, reacting one oxygen molecule results in a transfer of 4 electrons. The
current is defined as the charge passed per unit of time, so increasing the current
results in an increased fuel consumption.
The voltage, on the other hand, depends strongly on the thermodynamics of the
system. In particular, the voltage under zero current condition, also known as the
open-circuit voltage, is governed purely by thermodynamic conditions. Thermody-
namic variables like temperature, pressure, and the composition of the gas all directly
affect the voltage of a fuel cell. To understand how much electrical work can be pro-duced by a fuel cell, we have to be able to calculate the voltage of a fuel cell, and
understand what factors affect the voltage.
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 30
2.2 Chemical Work
Figure 2.3: Hydrogen and oxygen gas at the same temperature and pressure, sepa-rated by a barrier. All walls, including the internal purple one, are impermeable toheat, work and matter.
In module 1, we learned that mechanical work is defined as P dV . However, this
is not the only form of work possible. Let us consider this thought experiment,
shown schematically in Fig. 2.3: An isolated enclosure of gas is separated by a
barrier impermeable to matter (purple). One chamber contains oxygen, and the other
contains hydrogen. Both sides are at the same temperature and pressure. What
happens when the barrier is broken? Intuitively, we expect the following chemical
reaction to take place
2H 2 + O2 → 2H 2O (2.1)
Specifically
1. The number of hydrogen and oxygen atoms remain unchanged, consistent with
the enclosure being impermeable to matter.
2. 2 mol of hydrogen and 1 mol of oxygen react to form 2 mol of water. In other
word, the chemical bonds rearrange while conserving the number of constituent
atoms, but not the number of molecules.
3. Because the reaction is exothermic, we expect the temperature to increase.
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 31
Since the enclosure is isolated, no heat flows in and no external mechanical work
is being done on the system. Thus, dQ = dW = 0, and the First Law gives dU = 0.Since the internal energy is constant, temperature should not change. This contradicts
point 3. However, since the First Law (dU = dQ−dW ) must be obeyed, we conclude
that our existing definition of work (dW = P dV ) is incomplete. In other words, we
are missing contributions to dW .
To be more precise, we are missing chemical work , which is the transfer of potential
energy contained in the chemical bonds of the molecules to kinetic energy of a system,
just as mechanical work (P dV ) can be converted to internal energy that increases the
temperature, like by a compressing piston. Here, we define chemical work as
Chemical Work = hdn − Tsdn (2.2)
where h is the molar enthalpy, or the bond energy, T the temperature, s the molar
entropy, and dn is the change in the number of moles. The first term in equation
2.2 relates to the change in the bond energy of the molecules (enthalpy). The second
term relates to the change in the degree of randomness in the molecules (entropy).
Equation 2.2 considers a system with a single chemical species, such as water. For
a system composed of many species, such as hydrogen, oxygen, and water, we cansum the chemical work for the ith component of the system:
Chemical Work =i
(hidni − T sidni) (2.3)
By incorporating chemical work as well as mechanical work, we can write an
expanded first law of thermodynamics
dU = dQ − dW (2.4)
dU rev = T dS − P dV +i
(hi − T si)dni (2.5)
Equation 2.5 summarizes this section. In the expression for the internal energy, the
first term relates to the heat added to or removed from the system. The second term
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 32
relates to the mechanical work done on or by the system. The third term is the
chemical energy transferred into the system via the rearrangement of bonds and/orthe exchange of mass.
2.2.1 The Chemical Potential
Now that we have defined chemical work, we introduce a new variable, the chemical
potential of species i, denoted by the variable µi:
µi = hi − T si (2.6)
Like T and P , the chemical potential is independent of the quantity of the material.
Substituting equation 2.6 into equation 2.5 yields
dU rev = T dS − P dV +i
µidni (2.7)
2.3 The Gibbs Free Energy
The internal energy is given by equation 2.7. As written, the expression has three
independent variables: (S,V,n). Consider the special case that S and V are held
constant in a system, such that dS = 0 and dV = 0. Based on equation 2.7, this
indicates that the chemical work done on the system equals the change in the internal
energy. We can write the expression below:
dU =i
µidni|S,V (2.8)
The subscripted S and V after | indicate that those variables are held constant. This
equation can also be rearranged to provide an explicit definition of µi:
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 34
S,V,ni are the independent variables that we control, whereas U, T , P are the depen-
dent variables.STEP 2
We consider the special case where dS = 0 and dni = 0. The Taylor series
expansion for U (equation 2.7) gives
dU =
∂U
∂V
S,ni
dV = −P dV (2.12)
Fig. 2.4 plots U as an arbitrary function of V . The local derivative of the curve is
equal to −P ; since the pressure must be positive, U must monotonically decrease as
a function of V . Suppose we pick an arbitrary point (V 0, U 0). We draw a tangent
line at the point (V 0, U 0) and label the y-intercept of this line as G0, which equals
U 0 − P V 0. More generally, we can map every value of U to a value of G via the
equation U = G − P V , where G is the intercept and −P is slope of the dashed line
in Fig. 2.4.
Figure 2.4: Using the slope and intercept, we can map the monotonically-decreasingfunction U to a value of G for every value of U and V . It is important for U to bemonotonically decreasing such that there is only one value of V for every value of U .
Combining U = G − P V , equation 2.12, and the product rule yields:
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 35
dG = dU + d(P V )
dG = −P dV + P dV + V dP
dG = V dP
Now, we have created a thermodynamic function G whose independent variable
is P rather than V . In this expression, if the pressure is kept constant, there is no
change to G.
STEP 3
Applying the same transformation we did in STEP 2 to V to the variable S , we
can convert U (S,V,ni) to G(T , P , ni). First, the full expression for G is given:
Grev = U + P V − T S (2.13)
It follows that:
dGrev
= dU + d(P V )− d(T S )
= T dS − P dV +i
µidni + P dV + V dP − SdT + T dS
= V dP − SdT +i
µidni
(2.14)
This completes the transformation from U (S,V,ni) to G(T , P , ni). We have created
a thermodynamic function that is dependent on T and P rather than S and V . Now,
by holding T and P constant, as is commonly done during chemical reactions, G is
only dependent on dni, the change in the amount of species in the systems:
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 36
dGrev =i
µidni|T,P (2.15)
µi =
∂G
∂ni
T,P,nj=i
(2.16)
The variable G is called the Gibbs free energy, and is the greatest amount of work
that can be extracted from a system at constant T and P . Moreover, equation 2.16
tells us that the chemical potential of species i is the partial molar Gibbs free energy
at constant T , P , and n j=i.
Figure 2.5: An illustration of a system in a heat and work reservoir.
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 37
To illustrate this, consider a system in contact with an infinite heat and mechanical
work reservoirs, schematically shown in Fig. 2.5. We label the system with thesubscript sys and the reservoir with the subscript res. Thus, both T and P of the
system and the reservoir remain constant. If the heat and work is transferred and done
quasi-statically, then the maximum work that can withdrawn from the combination
of the system and the reservoir is given by:
Total Work Withdrawn = −dU sys − T dS res + P dV res
The first term relate to the change in the internal energy of the system. However,
the change in internal energy due to heat transfer (second term) or work done on thereservoir (third term) cannot be withdrawn.
Since dV res = −dV sys, dS res = −dS sys, and T and P are constant, we can write
Total Work Withdrawn = −dU sys + T dS sys − P dV sys
= −d(U sys − T S sys + P V sys)
= −dGsys
Thus, dGsys is the maximum work extracted from a system at constant P and T
when it is in contact with external reservoirs. In a fuel cell, P and T can be controlled
and kept constant, so dG yields the maximum work.
2.4 Chemical Equilibrium
The Gibbs free energy allows us to define equilibrium for a system at constant T and
P . These three conditions must be satisfied by a system when it is in equilibrium.
1. There is no net flow of energy or matter within the system
2. There is no net exchange of energy or matter with the outside world
3. There is no unbalanced driving forces or potentials
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 38
Note the term “net” in “no net flow” and “no net exchange.” Equilibrium does not
mean there is no flow and no exchange of matter or energy, only that the exchangeis balanced in the forward and reverse directions. More formally, G is minimized
against perturbations in the composition of the system (n1, n2...) at constant T and
P when the system is at equilibrium:
∂G
∂ni
T,P,nj=i
= µi = 0 for all i (2.17)
In other words, an infinitesimally small modification in the composition of the system
yields no change in the Gibbs free energy. This is analogous to how the derivative of
the gravitational potential energy of a ball in a well is 0.
We can also apply this formalism to chemical reactions. Consider the following
reaction at constant T and P :
aA + bB ⇔ cC + dD (2.18)
where the lowercase letters are the stoichiometric coefficients. An example is 2H 2 +
O2 ⇔ 2H 2O, where the stoichiometric coefficients are 2, 1, and 2. Now, consider
what happens to dG when the reaction in equation 2.18 occurs, where dG is equal to
the change in free energy associated with each species, or dGi:
dG = dGA + dGB + dGC + dGD
= µAdnA + µBdnB + µC dnC + µDdnD(2.19)
As written, dG has four degrees of freedom, namely the change in the number of mol of
each species (dnA, dnB, dnC , dnD). In actuality, however, the dni are not independent
from one another. The reason is that the reaction must proceed while obeying thestoichiometry given in equation 2.18 in order to conserve mass. For example, for
every a mol of species A consumed, b mol of species B must also be consumed, while
c mol of species C and d mol of species D must be produced.
Thus, for the reaction shown in equation 2.18, we can substitute dnA = −adx,
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 39
dnB = −bdx, dnC = cdx, and dnD = ddx, where dx is the extent of the reaction.
Combining the above substitutions for dnA, dnB, dnC , dnD with equation 2.19 yields
dG = − aµAdx− bµBdx + cµC dx + dµDdx
= (−aµA − bµB + cµC + dµD)dx
⇒
∂G
∂x
T,P
= −aµA − bµB + cµc + dµD
(2.20)
Now, there is only one degree of freedom, x, or the extent of reaction. At equilibrium,
the Gibbs free energy is minimized with regard to the change in the composition,at a constant temperature and pressure. The more general statement of chemical
equilibrium is given below.
∂G
∂x
T,P
=i
viµi = 0 (2.21)
where, vi is the stoichiometric coefficient of species i. It is negative for reactants and
positive for products.
2.5 Chemical Equilibrium in a Fuel Cell
We want to determine the voltage of the fuel cell (shown schematically in Fig. 2.2) at
open circuit, when the current is infinitesimally small. The reason is that any flowing
current would cause a change in voltage due to resistances in the cell (on the zeroth
order, you can think of this as Ohm’s Law, ∆V = I R). The first step is to consider
the components of the fuel cell where equilibrium is attained at open circuit, so that
we can apply equation 2.21 to these components/species. To attain open circuit, we
would remove the lightbulb and replace it with an infinitely resistive open circuit:
Table 2.1 lists the different species and reactions in a fuel cell. There, only the first,
fourth, and fifth reactions can reach equilibrium because all the participating species
can access each other. The other reactions cannot equilibrate because the species are
physically blocked from each other. The electrons are blocked by the broken circuit,
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 40
Species Location Can Equilibrate ReactionO2− Membrane Yes O2−A ⇔ O
2−C
e− Anode/Cathode NoH 2O Anode No
H 2/e−/O2−/H 20 Anode Yes 2H 2 + 2O
2−A ⇔ 2H 2O + 4e
−A
O2/O2−/e− Cathode Yes O2 + 4e
−C ⇔ 2O
2−C
H 2/H 2O/O2 Anode/Cathode No 2H 2 + O2 ⇔ 2H 2O
Table 2.1: Chemical species and reactions in a fuel cell
and the gases are blocked by the membrane. To calculate the open-circuit voltage of
the fuel cell, we recognize that the following reactions must reach equilibrium at open
circuit:
1. 2H 2 + 2O2−A ⇔ 2H 2O + 4e
−A
2. O2 + 4e−C ⇔ 2O
2−C
3. O2−A ⇔ O2−C
The subscripts denote whether the reaction is happening at the cathode (C ) or the
anode (A). Note that, strictly speaking, number 3 is not a chemical reaction, but a
transport process. Applying the equilibrium condition (equation 2.21), we obtain
1. 2µH 2 + 2µO2−A= 2µH 2O + 4µe−
A
2. µO2 + 4µe−C = 2µO2−C
3. µO2−C = µO2−A
Combining these equations and rearranging, we obtain the chemical potential differ-
ence between electrons in the cathode and the anode as a function of the chemical
potential of the gas species.
µe−C − µe−
A=
1
4 (2µH 2O − µO2 − 2µH 2) (2.22)
The right hand side of equation 2.22 gives the difference in the chemical potential
between the product (H 2O) and reactants (H 2 and O2), multiplied by the appropriate
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 41
stoichiometric coefficients. The left hand side gives the difference in the electron
chemical potential between the anode and the cathode. Equation 2.22 tells us that thedifference in the chemical potential of electrons in the anode and cathode is precisely
balanced by the difference in chemical potential of the reactants and products. The
factor of 4 results from 4 electrons transferred for every molecule of oxygen consumed.
Note for advanced readers: we left out the electrostatic potential to simplify this
problem.
2.6 Voltage of a Fuel Cell
At the end of the last section, equation 2.22 shows that the difference in the chemical
potential of the reactants and products create a difference in the chemical potential
of electrons between the anode and the cathode. We can use a voltmeter to measure
the open-circuit voltage, which is related to the difference in the electron chemical
potential between the two electrodes:
V = −1
F
µe−C
− µe−A
where F is Faraday’s constant, which equals 96,500 Coloumbs of charge per mol of electron, and µ is given in units of J/mol. The negative sign results from electrons
being negatively charged. Thus, a higher electric potential results in a lower energy.
Combining the definition of the voltage with equation 2.22, we arrive at the following
equation for the open-circuit voltage of a fuel cell
V = −1
F
µe−
C − µe−
A
= −
1
4F (2µH 2O − µO2 − 2µH 2) (2.23)
Here, the voltage (also known as the Nernst potential) is a direct measure of the
change in chemical potential of the species (H 2, O2, H 2O) upon reaction. In other
words, the fuel cell develops a precise voltage difference between the anode and cath-
ode to balance out the chemical potential difference between the gas in the two elec-
trodes (H 2 and O2/H 2O), so that equilibrium is achieved locally in the anode and
the cathode and electrolyte as in Table. 2.1.
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 42
Now that we have obtained the relationship between the fuel cell voltage and the
gas chemical potentials, we relate the chemical potential and the voltage to the partialpressure of each gas specie. Recall from equation 2.6 that the chemical potential is
related to the partial molar enthalpy (h) and the partial molar entropy (s) of the
species:
µi = hi − T si
Recall from module 1 that the partial molar entropy of a gas is related to the concen-
tration, or the partial pressure ( pi). In module 1, we learned that the entropy (capital
S ) of a gas is given by:
S i = −niR ln pi + constant (2.24)
where R is the gas constant and ni is the number of mol of a gas. It can be shown
that the partial molar entropy,∂S i∂ni
, is given by
si = −R ln pi (2.25)
Strictly speaking, the argument of a logarithm should be unitless, so we modify theabove expression:
si = s0i − R ln
pi pref
(2.26)
Here, pref is the standard pressure such that si = s0i when pi = pref . In the homework
and exams, we typically choose 1 atm or 1 bar as pref . Combining equation 2.26 with
equation 2.6, we can write the chemical potential of species i as:
µi = hi − T s0i + RT ln pi pref (2.27)
Here, s0i not only accounts for the configurational entropy at standard state, but also
all other sources of entropy, such as the number of ways a molecule can rotate. Now,
we combine the hi and T s0i terms into a single term that we refer to as µ
0i . This
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 43
allows us to lump all terms that are independent of the partial pressure pi:
µi = µ0i + RT ln
pi pref
(2.28)
This equation divides the chemical potential into two contributions. The first term,
µ0i , is the standard chemical potential of species i. This is the chemical potential at a
defined temperature T and partial pressure pref . When the partial pressure of species
i changes, µi changes in accordance with the second term in equation 2.28.
By combining this expression for the chemical potential (equation 2.28) with the
expression for the voltage of the fuel cell (equation 2.23), we can write the partial-
pressure-dependent open-circuit voltage:
V = 1
4F
µ0O2 + 2µ
0H 2− 2µ0H 2O + RT ln
( pH 2/pref )
2 pO2/pref ( pH 2O/pref )
2
(2.29)
The first three terms give the standard chemical potential of the reaction, whereas
the last term describes the configurational entropy of the gas molecules. Equation 2.29
states that the voltage of a fuel cell is not only dependent on the types of reactants
and products, but also on the concentration of each species. We combine the firstthree terms into the standard reaction potential ∆µ0rxn = −(µ
0O2
+ 2µ0H 2 − 2µ0H 2O
),
where ∆ indicate the difference between the initial and final state of the reaction. The
standard reaction potential is the change in the Gibbs free energy of the system per
mol of reactants reacted when the reactants and products are have a partial pressure
equal to pref .
2.6.1 A Note on Units
You may also see the voltage written in terms of a single molecule, rather than a mol
of molecules as in equation 2.29. With the proper conversion factors, the following
equation is identical to the one in equation 2.29:
V = 1
4e
µ0O2 + 2µ
0H 2− 2µ0H 2O + kBT ln
( pH 2/pref )
2 pO2/pref ( pH 2O/pref )
2
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 44
Here, µi is the chemical potential of a single molecule of a species, given in units of
electron-volts (eV), rather than the chemical potential of a mol of the species, whichwould have units of J/mol. An electron-volt is the potential energy of an energy
across a voltage of 1 V. e in this equation is the charge of a single electron, which
equals 1.6×10−19 Coulombs. All the constants here differ from ones in equation 2.29
by Avogadro’s number, N A. For example, F = N A × e, R = N A × kB, and the µi
in equation 2.29 (which has units of J/mol) equals Avogadro’s number multiplied by
the µi in this equation (which has units of eV ).
For this course, we will teach in terms of F , R, and µi in units of J/mol, as
in equation 2.29. These units are more typical of chemistry. More physics-oriented
courses will use e, kB, µi in terms of eV. You are welcome to use those units if you
feel more comfortable. However, make sure you do not mix up the units in a single
equation. If you mix up units, you may get unphysical quantities on the order of
10−20 V or 1020 V. If you do find yourself getting those values, check that you are
using consistent units.
2.6.2 Dependence of Voltage on Partial Pressure
To analyze the fuel cell voltage further, we sketch voltage as a function of the partialpressure of each species in Fig. 2.6. Here, one component’s partial pressure is varied
at a time. When P i = P ref , the fuel cell voltage is given only by the standard reaction
potential. The voltage increases when the partial pressure of oxygen or hydrogen is
increased. In contrast, the voltage decreases when the partial pressure of water is
increased. To rationalize the origins, we revisit the net reaction of hydrogen and
oxygen to form water (2H 2 + O2 ⇔ 2H 2O).
When this reaction equilibrates, there will be significantly more water than hydro-
gen and oxygen. In other words, we say that the equilibrium of this reaction lies far tothe right (i.e., favoring the product). We can use this knowledge of equilibrium to ex-
plain why the open-circuit voltage of a fuel cell modulates with the partial pressures.
Let us imagine a fuel cell with a lot of water, and very little hydrogen and oxygen.
In such a fuel cell, there will be almost no driving force toward creating more water.
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 45
Figure 2.6: The voltage of a fuel cell as a function of the pressure. The intercept isgiven by µ0rxn and can be changed by modifying the chemistry of the reaction. In-creasing the reactant concentration increases the voltage, while increasing the productconcentration decreases it.
Accordingly, this fuel cell generates a small voltage because there is no driving force
for the hydrogen and oxygen to react and form water. Alternatively, if the partial
pressures of hydrogen and oxygen is very high, then there will be a significant driving
force for creating water, giving a high fuel cell voltage, which is consistent with thevoltage plot based on equation 2.29.
2.6.3 Voltages with Different Fuels
The voltage of a fuel cell depends strongly on the type of fuel and oxidant. So far,
we have considered hydrogen and oxygen as reactants and water as the product. For
this reaction, we define the reaction potential ∆µ0rxn, and equals -475,000 J/mol of
O2. Thus, −∆µ0rxn
4F = 1.23V at 300 K.
What happens if we change the mobile ion from oxygen ion to proton? In such a
fuel cell, the reactions become:
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 46
Cathode : O2 + 4H + + 4e− ⇔ 2H 2O
Anode : 2H 2 ⇔ 4H + + 4e−
Total : O2 + 2H 2 ⇔ 2H 2O
Because the total reaction and the number of electrons transferred are the same,
the open-circuit voltage is the same and equals the expression in 2.29. This illustrates
an important concept in thermodynamics: thermodynamic variables like open-circuit
voltage and Gibbs free energy is independent of the path taken. Here, regardless of
whether the proton or the oxygen ion is the mobile carrier, the change in the Gibbs
free energy per mol to react hydrogen and oxygen into water is always equal. Thus,
the open-circuit voltage of a fuel cell based on proton conduction equals one based
on oxygen ion conduction.
Finally, let us consider changing the fuel from hydrogen to methane. If oxygen
ions are mobile, this undergoes the following reactions:
Cathode : 2O2 + 8e− ⇔ 4O2−
Anode : CH 4 + 4O2− ⇔ CO2 + 2H 2O + 8e
−
Sum : 2O2 + CH 4 ⇔ 2H 2O + CO2
Here, ∆µ0rxn = -763,000 J/mol at 473 K, and −∆µ0rxn
8F = 1.10V . The voltage
differs from the hydrogen fuel cell because the change in bond energy upon reaction
of methane and oxygen into water and carbon dioxide is significantly different from
the change in bond energy from the reaction of hydrogen and oxygen. Thus, while
changing the mobile ion cannot change the open-circuit voltage, changing the type of
reactants can.
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 47
2.7 Law of Mass Action
The concepts in this module can be used to derive the Law of Mass Action, which is
a very useful relationship. You can find versions of this law throughout many topics
in the physical, chemical, and biological sciences. It governs relationships as diverse
as the number of free electrons in a semiconductor, the yield of ammonia produced in
a chemical reaction plant, the kinetics of a digestion enzyme, and the rate in which
an infectious disease spreads in a population.
In this module, we present the Law of Mass Action in terms of chemical equilib-
rium. Consider the general reaction aA + bB ⇔ cC + dD, and recall the conditions
for equilibrium at a constant T and P from equation 2.21, reproduced below:
−aµA − bµB + cµC + dµD = 0 (2.30)
Substituting equation 2.28 (µi = µ0i + RT ln
piP ref
) and rearranging, we obtain the
following equilibrium condition:
− −aµ0A − bµ0B + cµ0C + dµ0D = RT − ln peqA
pref
a
− ln peqB
pref
b
+ ln peqC
pref
c
+ ln peqD
pref
(2.31)
where the superscript eq represents the equilibrium state. The left hand side of this
equation is −∆µ0rxn, the standard reaction potential. Rearranging yields:
K = exp
−
∆µ0rxnRT
=
peqC
pref
c peqD
pref
d
peqA
pref
a peqB
pref
B (2.32)Here, K , is referred to as the equilibrium constant. Equation 2.32 is the Law of
Mass Action, which relates the reactant and product partial pressure to the standard
chemical potential of the reaction and T . Going back to equation 2.31, we see that
the equilibrium occurs when the disorder of the system (entropy) perfectly balances
the change in the bond energy (enthalpy).
A more general relationship for the Law of Mass Action is shown here: for a
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 48
chemical reaction with the stoichiometric coefficients written as vi:
exp
−
i viµi
RT
=i
peqi pref
vi
(2.33)
where a negative vi indicates a reactant and a positive vi indicates a product, and Π
indicates the product of all the terms enclosed.
2.8 Fuel Cell vs. Heat Engine
At the beginning of the module, we stated that a fuel cell can be much more efficient
than a heat engine. Now, we will close this module by defining and calculating the
efficiency of a fuel cell and a heat engine.
Figure 2.7: The efficiency of a fuel cell as compared to the Carnot efficiency of a heatengine
We define the efficiency as the maximum possible electrical work harvested divided
by the change in the bond energy, or the reaction enthalpy (∆µrxn). It can be shown
that the reaction enthalpy is the amount of heat released if we directly burn the fuel.
At constant pressure, this is known as the thermal efficiency ηtherm. Using oxygen
and hydrogen as reactants in the fuel cell, Fig. 2.7 shows that the efficiency is high
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CHAPTER 2. FUEL CELLS AND CHEMICAL EQUILIBRIA 49
at low temperatures and drops with increased temperature. The reason that the fuel
cell efficiency drops is because the reaction 2H 2 + O2 ⇔ 2H 2O decreases in entropyupon the creation of water. Lowering the entropy means that heat is released, which is
discarded to the environment rather than contribute to the open-circuit voltage of the
fuel cell. At high temperatures, T ds plays a much larger contribution to the chemical
potential (equation 2.6), and therefore reduces ∆µ0rxn and the open-circuit voltage.
However, there are other fuels where the voltage does not fall with temperature, as
you will see in your homework.
Figure 2.7 paints a rather pessimistic picture: the thermal efficiency of a hydro-
gen/oxygen fuel cell is a a little more than 90% at room temperature, and drops to
below 80% at 1000K. only a little more than 80 % at room temperature. In other
words, the electrical energy generated by such a fuel cell is less than 80 % of heat
released from burning the fuel directly. Why, then, should we use a fuel cell? It turns
out that the heat generated by combusting hydrogen with oxygen cannot be converted
to electrical work at 100 % efficiency. As you will learn in module 3, conversion of
thermal energy (heat) into work (electrical, mechanical, etc) is limited by the Carnot
efficiency, which is plotted in red in 2.7. Comparing the fuel cell thermal efficiency
to the Carnot efficiency, we see that fuel cells have a clear efficiency advantage at
temperatures below 1,000 K.
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Chapter 3
Solar Thermal, Phase Transitions,
Heat Engines
In module 2, we described fuel cells as one way to generate electricity from fuel. While
fuel cells are very efficient at converting energy from chemical bonds into electric work,
they require a steady source of fuel to operate, such as hydrogen. Because it readily
reacts with atmospheric oxygen, hydrogen gas is very rare on this planet. As a result,
hydrogen is typically created through methane reformation to meet demand, but
carbon dioxide is released in the process. Alternatively, some fuel cells directly use
methane but also release carbon dioxide that contributes to global warming.
One clean and abundant source of energy is the sun. Forty minutes of solar
irradiation (energy of sunlight reaching the earth’s surface) contains as much energy
as all of humanity ueses in an entire year. To put it another way, we can meet the
energy demands of the world by converting just 10% of the solar energy that shines
on the state of Arizona into electricity.
One way to harness solar power is to use solar cells. In these devices, solar energy is
converted directly to electricity through a semiconductor like silicon. While solar cell
technology has improved greatly in the last decade, they have several disadvantages:
firstly, these devices can only convert some of the sunlight to electricity (typically
15-20%); the rest is not absorbed or released as heat. Secondly, silicon processing
is expensive and energy-intensive. Third, solar cells cannot produce any electricity
50
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CHAPTER 3. SOLAR THERMAL, PHASE TRANSITIONS, HEAT ENGINES 51
when the sun does not shine, such as at night, while there is always demand for
electricity. In the absence of energy storage, solar cells can only produce about 20% of daily electrical demand until another source is required to supplement its production
deficiencies.
Figure 3.1: Schematic of a solar thermal power plant. This module will focus on thethermodynamics of phase transitions and heat engines.
An alternative method to create electricity from the sun is using a solar thermal
plant, shown in Fig. 3.1. Here, sunlight is concentrated by mirrors and used to heat
water or another working fluid. The water boils and passes through a heat engine.
In the heat engine, the difference in the temperature between the water vapor (or
steam) and the liquid water is converted to mechanical work using a turbine. Thismechanical work can be converted to electricity in a generator using the principles of
electromagnetic induction. Solar thermal electricity generation overcomes the three
problems of solar cells: solar thermal plants use most of the energy from the sun
and can attain higher efficiencies, the mirrors in a solar thermal plant are generally
less expensive than silicon, and such plants can store energy in the form of heat to
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CHAPTER 3. SOLAR THERMAL, PHASE TRANSITIONS, HEAT ENGINES 52
continue to produce energy in the absence of sunlight.
As we see in the schematic in Fig. 3.1, there are two key components to a solarthermal plant. First, the water needs to transform from the liquid phase to the
gas phase during heating. Second, the water vapor runs a heat engine to generate
mechanical work. Thus, this module is divided into two parts: phase transitions (i.e.,
boiling water) and heat engines.
To simplify, we will describe the two processes separately and use the Carnot
engine as a model of a heat engine. Combining the two processes in a single ther-
modynamic cycle, as in a Rankine Cycle used in many real solar thermal plants, is
beyond the scope of this class. You may wish to take a more advanced thermody-
namics course in mechanical engineering if you are more interested in heat engines.
3.1 The Three Phases of Water
Water is highly abundant on earth and is the most important material for sustaining
life. Over 70% of the earth’s surface is covered by water, and the human body is more
than 60% water. Due to its abundance and lack of toxicity, it is the working fluid of
choice in most heat engines.
Water exists in three phases: solid ice, liquid water, and gaseous water vapor.
Figure 3.2 sketches the specific Gibbs free energy of water as a function of temperature
for all three phases of water. Recall that Ḡ = H̄ − T S̄ , so the slope of Ḡ vs T gives
−S̄ while the y-intercept gives H̄ . For simplicity, we assume that H̄ and S̄ do not
depend on temperature.
First, we will discuss the specific enthalpy, or the y-intercept of Fig. 3.2. Here,
the specific enthalpy of a molecule such as liquid water is the bond energy relative to
a defined state. In module 2, we chose the elemental form of O and H as the reference
state; however, because there is only one molecular species here, we can choose the
enthalpy of water vapor at 0◦K as the reference. Negative enthalpy implies stronger
intermolecular bonds, such as the hydrogen bonding between liquid water molecules.
However, we note that the specific value of H̄ does not matter (we can choose any
arbitrary point as our reference); choosing a different reference would move all the
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CHAPTER 3. SOLAR THERMAL, PHASE TRANSITIONS, HEAT ENGINES 53
Figure 3.2: The specific Gibbs free energy ( Ḡ) as a function of the temperature (T ).The stable phase of water is the one with the lowest Ḡ at a certain T . Here, weneglect the temperature dependence of H̄ and S̄ .
curves in figure 3.2 up or down. The difference in the H̄ between, however, must be
specifically defined.