END OF DAY FILES - Saxo Bank · 17-01-2013 1.3 Contract Options included, updated with data types, descriptions and examples 02-07-2013 1.4 New look&feel. All descriptions verified

END OF DAY FILES

File and field description

For external use

File and field description For external use

Functional 30 November 2015 Page 2 of 93

CONTENT 1 Document properties .................................................................................................................................... 5

1.1 Purpose of this document .................................................................................................................... 5

1.2 Document location ............................................................................................................................... 5

1.3 Revision history ................................................................................................................................... 5

2 Reporting Dates............................................................................................................................................ 7

3 AccountStatus .............................................................................................................................................. 8

4 ActiveAccounts ........................................................................................................................................... 10

5 ActiveCounterparts ..................................................................................................................................... 11

6 ActiveUsers ................................................................................................................................................ 12

7 BondsClosedPositions ............................................................................................................................... 13

8 BondsCoupons ........................................................................................................................................... 15

9 BondsOpenPositions .................................................................................................................................. 17

10 BondsTradesExecuted ............................................................................................................................... 19

11 BookkeepingCash ...................................................................................................................................... 22

12 BookkeepingRolling .................................................................................................................................... 24

13 BorrowingCostAmounts .............................................................................................................................. 26

14 CashTransactions ...................................................................................................................................... 27

15 CFDClosedPositions .................................................................................................................................. 28

16 CFDFinance ............................................................................................................................................... 30

17 CFDFinanceAmounts ................................................................................................................................. 31

18 CFDOpenPositions ..................................................................................................................................... 32

19 CFDTradesExecuted .................................................................................................................................. 33

20 CustodyFeeCalculationDetails ................................................................................................................... 35

21 ETOClosedPositions .................................................................................................................................. 36

22 ETOOpenPositions ..................................................................................................................................... 38

23 ETOTradesExecuted .................................................................................................................................. 39

24 FuturesClosedPositions ............................................................................................................................. 42

25 FuturesOpenPositions ................................................................................................................................ 44

26 FuturesTradesExecuted ............................................................................................................................. 45

27 FXClosedPositions ..................................................................................................................................... 47

28 FXClosingRates.......................................................................................................................................... 49

29 FXOpenPositions ....................................................................................................................................... 50

30 FXOptionClosedPositions .......................................................................................................................... 51

31 FXOptionOpenPositions ............................................................................................................................. 52

32 FXOptionTradesExecuted .......................................................................................................................... 53

33 FXTradesExecuted ..................................................................................................................................... 55

34 IBCommissionsExtended ........................................................................................................................... 57

35 Interest ........................................................................................................................................................ 58



36 InterestAmounts ......................................................................................................................................... 59

37 InterestRates .............................................................................................................................................. 60

38 NewAccounts.............................................................................................................................................. 61

39 NewCounterparts........................................................................................................................................ 62

40 OrderActivity ............................................................................................................................................... 63

41 PLConversionRates ................................................................................................................................... 64

42 ProjectedAmounts ...................................................................................................................................... 65

43 ServiceBillingAmounts ................................................................................................................................ 66

44 ServiceBillingSubscriptions ........................................................................................................................ 67

45 ShareClosedPositions ................................................................................................................................ 68

46 ShareDividend ............................................................................................................................................ 69

47 ShareOpenPositions .................................................................................................................................. 71

48 ShareTradesExecuted ................................................................................................................................ 73

49 SwapPositionsFX ....................................................................................................................................... 75

50 SwapPricesFX ............................................................................................................................................ 76

51 UpdatedAccounts ....................................................................................................................................... 77

52 UpdatedCounterparts ................................................................................................................................. 78

53 UpdatedMiFIDClassifications ..................................................................................................................... 79

54 WLPCommissionsExtended ....................................................................................................................... 80

55 Fixed Field Values ...................................................................................................................................... 81

55.1 BKAmountType .................................................................................................................................. 81

55.2 Bond TradeType ................................................................................................................................ 84

55.3 CAEventType ..................................................................................................................................... 85

55.4 CFDClosedPositionType ................................................................................................................... 86

55.5 CFD TradeType ................................................................................................................................. 86

55.6 ETO TradeType ................................................................................................................................. 86

55.7 ETO OptionsSubType ........................................................................................................................ 87

55.8 ForwardType ...................................................................................................................................... 87

55.9 Futures ClosedPositionType ............................................................................................................. 87

55.10 Futures TradeType ........................................................................................................................ 87

55.11 FX ClosedPositionType ................................................................................................................. 88

55.12 FX Option OptionType ................................................................................................................... 88

55.13 FX Option OptionSubType ............................................................................................................. 88

55.14 FX Option TradeType .................................................................................................................... 88

55.15 FX Options ClosedPositionType .................................................................................................... 89

55.16 FX TradeType ................................................................................................................................ 89

55.17 Interest Type .................................................................................................................................. 89

55.18 SettlementPriceSource .................................................................................................................. 90

55.19 Share ClosedPositionType ............................................................................................................ 90

55.20 Share TradeType ........................................................................................................................... 90



55.21 TradeAllocation .............................................................................................................................. 90

55.22 Order Activity TransactionType ..................................................................................................... 91

55.23 Borrowing Cost Amount TransactionType ..................................................................................... 91

55.24 CFD Finance Amount TransactionType ........................................................................................ 91

55.25 Custody Fee Calculation TransactionType .................................................................................... 91

56 Variable Field Values ................................................................................................................................. 93



1 DOCUMENT PROPERTIES

1.1 PURPOSE OF THIS DOCUMENT

This document provides a detailed description of each supported End of Day file, including description and data type for each field.

1.2 DOCUMENT LOCATION

The latest working version of this document is available from download on our EOD File Change Archive: http://institutional.saxobank.com/institutional-notification/end-of-the-day-file-changes-archive-wlc.

1.3 REVISION HISTORY

DATE VERSION CHANGE

26-10-2012 1.0 First temporary version

30-10-2012 1.1 Compliance and Bond related files updated with correct field types

05-12-2012 1.2 Overall descriptions of files and file names added to each section

17-01-2013 1.3 Contract Options included, updated with data types, descriptions and examples

02-07-2013 1.4 New look&feel. All descriptions verified.

22-08-2013 1.5 All descriptions in files and fields are verified and completed.

09-10-2013 1.6 New template with SCM and SB logo 25-10-2013 1.6 Update of Corporate action types and BkAmountTypes

29-10-2013 1.7 Updated Bookkeeping to BookkeepingCash

22-11-2013 1.8

AccountStatus now include inactive accounts with Total Equity ≠ 0. CostToClose have been hardcoded to 0 – Field bugged. Column 15 is renamed to “ActiveAccount” and holds the answer Yes/No. OpenBondPositions will now include BKAmountTypeID = 99 (Unrealized Bond Interest)

09-12-2013 1.9 Updated table 55.16 FX TradeType

13-02-2014 2.0 BKAmountType table updated.

03-03-2014 2.1 BOR_CashTransactions replaced with CashTransactions BOR_ShareDividend replaced with ShareDividend

29-03-2014 2.2

ShareOpenPositions and ShareClosedPositions have been enhanced with previous ISIN code FuturesTradesExecuted, FxOptionTradesExecuted, FxTradesExecuted, ShareTradesExecuted have been updated with OrginalTradeID and CorrectionLeg FX TRADETYPE table have been updated with “SaxoDirect” renamed to “SaxoPrime” and “B2B Server” renamed to “SaxoDirect”

10-05-2014 2.3 ContractOptions EOD files replaced with ETO’s Updated Bonds with PreviousISINcode, CorrectionLeg and OriginalTradeID

15-05-2014 2.4 Updated descriptions and examples for ETO’s. Updated BKAmountTypesID table

02-06-2014 2.5 Updated ShareTradesExecuted, WLPCommisionExtended, FuturesOpenPositions, FuturesClosedPositions, FuturesTradeExecuted and AccountStatus with changes from newsletter April 2014 with effect 24

th of May 2014.

27-08-2014 2.6

Updated ActiveAccounts, NewAccounts, UpdatedAccounts, FXTradesExecuted, Bookkeeping_Rolling, AccountStatus, CFDTradesExecuted, ActiveAcounterparts, BKAmountType table, BondsCoupons, BondsTradesExecuted, BondsOpenPositions and BondsClosedPositions with changes from newsletter June 2014 with effect 30

th of August

2014.

10-01-2014 2.7 Updated WLPCommissionsExtended, IBCommissionsExtended, FuturesTradesExecuted, FXOptionTradesExecuted, FXOptionOpenPositions and FXOptionClosedPositions with changes from newsletter July 2014 with effect 27

th of September 2014.

13-11-2014 2.8

Updated AccountStatus, ActiveAccounts, NewAccounts, UpdatedAccounts, ShareTradesExecuted, CFDTradesExecuted, BookkeepingCash, ETOTradesExecuted, ShareDividend and BookkeepingRolling with changes from newsletter September 2014 with effect 25

th of October 2014.

21-11-2014 2.9 Updated CAEventType table

09-01-2015 3.0 Updated AccountStatus, BondsOpenPositions, BondsTradesExecuted, FuturesTradesExecuted, FXClosedPositions and FXOpenPositions with changes from newsletter October 2014 with effect 3

rd of January 2015.



Including update of BKAmountTypes.

02-03-2015 3.1 Updated UpdatedCounterparts with changes from newsletter December 2014 with effect 28

th

of February 2015.

30-03-2015 3.2 Updated AccountStatus, CFDTradesExecuted and FXTradesExecuted with changes from newsletter January 2015 with effect 28

th of March 2015

04-05-2015 3.3 Updated ActiveCounterparts, BondsOpenPositions, BondsTradesExecuted and BondsClosedPositions with changes from newsletter February 2015 with effect 25

th of April

2015.

20-06-2015 3.4 Updated ActiveUsers, NewCounterparts, UpdatedCounterparts, CFDFinance, InterestAmounts, and InterestRates with changes from newsletter April 2015 with effect 20

th

June 2015. Added detail about Saxo reporting dates.

29-08-2015 3.5 Updated BookkeepingCash, BookkeepingRolling, Interest, OrderActivity, ShareClosedPositions, ShareOpenPositions and ShareTradesExecuted with changes from newsletter May 2015 with effect 29

th August 2015.

28-11-2015 3.6

Added ProjectedAmounts and CustodyFeeCalculationDetails. Updated AccountStatus, ActiveAccounts, BondsCoupons, BondsTradesExecuted, BookkeepingCash, BookkeepingRolling, CashTransactions, CFDTradesExecuted, ETOTradesExecuted, FuturesTradesExecuted, FXOptionTradesExecuted, FXTradesExecuted, NewAccounts, ServiceBillingAmounts, ShareTradesExecuted, UpdatedAccounts and UpdatedCounterparts with changes from newsletter August 2015 with effect 28

th November 2015.



2 REPORTING DATES Saxo Bank’s end of day back office process runs for all trading days of the year except for 1 January, regardless of country specific public holidays.

Therefore EOD files are available and delivered for all report dates which are trading days, excluding 1 January, regardless of the country where a client is based.



3 ACCOUNTSTATUS The Account Status file gives an overview of all accounts under the Institutional Client setup, at close of business (1700h EST) on a given report date. It includes Omnibus, Funding, Collateral, Interest, Commission and customer sub-accounts.

The file provides an EOD snapshot per account on the given report date of: the Cash Balance, Value-Dated Cash Balance, unrealised P/L, value of positions, margins, ‘Net Equity for Trading’ and Total Equity, for each account.

All totals are reported in the account currency.

Default file name: AccountStatus_DD-MM-YYYY

Period type: Daily, Weekly, Monthly, Quarterly, Upon Request

Periodic: Yes

Historical: Yes

NO NAME DESCRIPTION DATA TYPE EXAMPLE

1 Account Unique Saxo Bank account number. Text(16) 12345/WLC123

2 Date The Reporting Date of the Account snapshot. Date(8) 20130117

3 AccountCurrency The currency of the account. Text(3) EUR

4 Balance The Cash Balance on the given ReportDate (Corresponds to the Cash Balance in WebConnect Account Summary).

Decimal(19) 106288.19

5 OpenPositionsFX UnrealisedPLAccount of all Open ETO Positions on the Reporting Date.

Decimal(19) 4021.47

6 OpenPositionsOTC UnrealisedPLAccount of all Open FX Option Positions on the Reporting Date.

Decimal(19) -28147.47

7 OpenPositionsStock UnrealisedAmountAccount of all Open Bonds Positions on the Reporting Date.

Decimal(19) 0

8 OpenPositionsCFD UnrealizedPLAccount of all Open CFD Positions on the Reporting Date.

Decimal(19) 2455

9 ReservedForFutureInstrument1 Reserved for future use. Field value equals 0. Decimal(19) 0

10 OpenPositionsFutures UnrealizedPLAccount of all Open Futures Positions on the Reporting Date.

Decimal(19) 0

11 OpenPositionsETO UnrealizedPLAccount of all Open ETO Positions on the Reporting Date.

Decimal(19) 0

12 OpenPositionsManagedFund Unrealized P&L of Open Managed Funds Positions on the Reporting Date.

Decimal(19) 0

13 OpenPositionsBonds (UnrealisedAmountAccountCurrency + AccruedInterestAccountCurrency) of all Open Bonds Positions on the Reporting Date.

Decimal(19) 0

14 ReservedForFutureInstrument2 Reserved for future use. Field value equals 0. Decimal(19) 0

15 ActiveAccount Is the given account active? Yes/No. Text(3) Yes

16 ReservedForFutureUse Reserved for future use. Field value equals 0. Decimal(19) 0

17 TotalEquity The sum of fields 4 through 14. Total account balance on the Reporting Date. (Account Value in WebConnect)

Decimal(19) 84617.19

18 MarginForNFE Interest margin required. Decimal(19) -8416.1

19 NetEquityForTrading TotalEquity + Margin Decimal(19) 76201.09

20 PartnerAccountKey Optional account identifier chosen by a WLC. Text(30) MyCRMID123

21 ValueDateCashBalance The account balance on Value Date. Decimal(19) 107531.67



22 MarginForTrading Margin used for open positions. Decimal(19) 84384.03

23 RiskGroupProfile The "Risk Group Profile ID" of the account. Numeric(19) 1

24 AccountRiskProfile The risk group profile name of the account. Text(50) None

25 AccountLevelMargining Is the risk profile of the given account margined on the account level? Yes/No.

Text(3) Yes

26 CounterpartID Unique Saxo Bank ID for the counterpart who owns the account.

Numeric(10) 1234567

27 OtherCollateral Trading- and Credit lines. This data is only indicative and not reconciled.

Decimal(19) -192257.61

28 NotAvailableAsMarginCollateral

A percentage of the current investments is available as margin collateral, and this line states the amount that is not available as margin collateral. This data is only indicative and not reconciled.

Decimal(19) -62525405.05

29 OwnerID The OwnerID of the counterpart. Numeric(10) 225503



4 ACTIVEACCOUNTS This report provides details of all active Accounts as of close of business (1700h EST) on the given report date. Reports can be requested historically, but only for one trade day at a time.

Default file name: ActiveAccounts_DD-MM-YYYY

Period type: Daily, Upon Request

Periodic: No

Historical: Yes


1 CounterpartId Unique Saxo Bank ID for the counterpart who owns the account.

Numeric(10) 1234567

2 CounterpartName Name of the counterpart who owns the account. Text(200) 123JaneDoe

3 AccountNo Unique Saxo Bank account number. Text(16) 12345/WLC123

4 AccountDescription Name/description of the account corresponding to the given account number.

Text(150) MyCRMID123 – Account1

5 BaseCurrency The calculating currency for margin and interest purposes for the account.

Text(3) EUR

6 CommissionProfile The commission profile of the account. Text(50) <Saxo Bank – Retail>

7 InterestProfile The interest profile of the account. Text(200) Retail Client

8 CFDFinance Name of the CFD interest profile chosen for the account.

Text(200) <Default(SaxoRetail)>

9 ForwardProfile The forward profile of the account. Text(200) <Default>

10 Products The list of products tradable on the account. Text(500) Cash, FX Options

11 CreationTime Date and time when the account was first registered at Saxo Bank.

Time(17) 20141113 07:46:58

12 CreatedBy Who created the account? Text(30) CFK


14 SubType For ETOs: ‘Stock Option’, ‘Future Option’ and/or ‘Stock Index Option’

Text(200) Stock Option

15 Active Is the given account active? Yes/No. Text(3) Yes

16 ConversionMarkUp P/L Conversion Mark-Up. Text(50) 0.50% Spread

17 MoneyManagerFee Money Manager fee. Text(50) Not Applicable

18 AccountRiskProfile The risk profile of the given account. Text(50) None

19 RiskGroupProfile The "Risk Group Profile ID" of the account. Decimal(19) 2


Text(3) Yes

21 IBAN The IBAN number on the account (if applicable). Text(18) DK1234567891234545




5 ACTIVECOUNTERPARTS This report provides details of all active Counterparts as of close of business (1700h EST) on the given report date. Reports can be requested historically, but only for one trade day at a time.

Default file name: ActiveCounterparts_DD-MM-YYYY


Periodic: No

Historical: Yes

NO NAME DESCRIPTION DATATYPE EXAMPLE

1 OwnerName Name of the counterpart owner Text(200) WLC name

2 CounterpartID Unique Saxo Bank ID for the counterpart owning the account Numeric(10) 5262071

3 CounterpartName Name of the counterpart owning the account Text(200) 123JaneDoe

4 MarginCallProfile Name of the margin call profile for the counterpart Text(32) Saxo Bank - Subsidiary

5 MarginRequirementProfile

Name of the margin requirement profile for the counterpart Text(24) Saxo Bank no collateral

6 SwissBrokerIntroduced Is the counterpart introduced by a Swiss broker? (0=No, 1=Yes)

Numeric(1) 0

7 SwissStampDutyExempt

Is the counterpart exempt from Swiss stamp duty. (0=No, 1=Yes)

Numeric(1) 0

Note: This flag only applies to Swiss residents.

8 SwissResidency Is the counterpart a Swiss resident? (0=No, 1=Yes) Numeric(1) 0

9 BaseCurrency The calculating currency for margin and interest purposes for the counterpart

Text(3) EUR

10 EmailAddress The registered e-mail address for the counterpart Text(50) [email protected]

11 CreationTime Date and time when the counterpart was first registered in Saxo Bank.

Time(17) 20031127 08:35:19

12 CreatedBy Who created the counterpart? Text(30) SEMS

13 WithholdTaxProfile The name of the Withholding tax profile for the counterpart Text(50) No Tax

14 ReliefAtSource Client eligible for withholding tax relief at source. 1 = Yes. 0 = No

Numeric(10) 0

15 TaxCountry Tax domicile Text(50) Portugal

16 ReliefAtSourceDocumentationType

Relief at source documentation status Text(200) Documented eligible treaty

17 ReliefAtSourceExpiryDate

Expiry date of relief at source document Date(10) 19-08-2014

18 CurrentPrimaryGroup Primary Group Text(50) Saxo Bank Clients

19 CurrentSecondaryGroups

Secondary Group Text(1000) Stock Clients I All External CFDs

20 InterestProfile Interest Profile Text(100) <Saxo Bank - Retail>

21 MarginProfile Margin Profile Text(100) Saxo Bank Default

22 OwnerID OwnerID Numeric(10) 225503

23 TradeRestrictor If TradeRestrictor = "TRUE", the counterpart is restricted to trade. If TradeRestrictor = "FALSE", then there is no restrictions.

Text(200) FALSE



6 ACTIVEUSERS This report provides details of all active Users as of close of business (1700h EST) on the given report date. Reports can be requested historically, but only for one report date at a time.

Default file name: ActiveUsers_DD-MM-YYYY


Periodic: No

Historical: Yes


1 UserID System ID of the user Numeric(10) 306270

2 UserName Name of the user Text(50) Tramd Roncari


4 Active Whether the user is active or not - “Yes”/”No” Text(3) Yes

5 LoginName The name used for application login. Default = UserID Text(30) Roncariwl

6 AccessProfile Access profile defines what trading platforms and back office system user has access to

Text(200) WLC BO & Tools

7 Roles Each role defines user access to specifc parts (defined by assigned role) to the back office systems

Text(200) Cash Management



7 BONDSCLOSEDPOSITIONS This report provides details of all Bond positions which were closed on a given report date, (1700h EST to 1700h EST). The report contains closed positions in both Omnibus accounts and underlying customer accounts.

The report can be requested historically and for a reporting period of several days/months. This will show all positions that were closed during the reporting period.

Default file name: BondsClosedPositions_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 ReportingDate The Reporting Date of the position details Date(8) 20150108

2 InstrumentType The type of instrument Text(200) Bonds

3 CounterpartID Unique Saxo Bank ID for the counterpart owning the account

Numeric(10) 537242


5 AccountNumber Unique Saxo Bank Account number Text(16) 12345/WLC123

6 PartnerAccountKey Optional account identifier chosen by the White Label

Text(30) MyCRMID123

7 AccountCurrency The currency of the account Text(3) CHF 8 ISIN The ISIN Code of the traded product Text(32) AU00000RSGG8

9 IssueDate The date the Bond was issued Date(8) 20141215

10 Instrument The unique Saxo Bank alphanumeric code of the instrument

Text(32) AU00000RSGG8

11 Description Description of the instrument Text(200) Resolute Mining 10% 15 Dec 2017, AUD

12 InstrumentCurrency The currency of the instrument Text(3) AUD

13 ExchangeDescription The name of the exchange where the instrument is traded

Text(200) Generic Bonds exchange

14 MaturityDate The Expiry Date of the bond Date(8) 20171215

15 OpenTradedAmount Traded amount in number of contracts (negative if OpenBuySell = Sell)

Decimal(19) 500

16 FigureSize Price multiplier Decimal(19) 0.01

17 OpenTradeNumber Unique Saxo Bank position ID within Saxo Bank Back Office system of the opening side of the trade

Numeric(10) 769779463

18 OpenOrderNumber Unique Saxo Bank FrontOffice Order ID of the opening side of the trade

Numeric(10) 638009248

19 OpenTradeTime The precise date and time of the trade execution opening side of the trade

Time(17) 20150107 07:56:26

20 OpenTradeDate The date of trade execution on the opening side Date(8) 20150107

21 OpenBuySell Buy/Sell from account point of view on opening side

Text(4) Buy

22 TradedPriceOpenDirty

The dirty, gross traded price of the position's opening trade (i.e. traded price excluding trading costs, including accrued interest at OpenTradeDate)

Decimal(19) 1

23 CloseTradedAmount Traded amount in number of contracts (negative if OpenBuySell = Sell)

Decimal(19) -500

24 CloseTradeNumber Unique Saxo Bank position ID within Saxo Bank Back Office system for the closing side of the trade

Numeric(10) 770286462

25 CloseOrderNumber Unique Saxo Bank FrontOffice Order ID of the closing side of the trade

Numeric(10) 638517113

26 CloseTradeTime The precise date and time of the trade execution closing side of the trade

Time(17) 20150108 08:50:26

27 CloseTradeDate The date of trade execution on the closing side Date(8) 20150108

28 CloseBuySell Buy/Sell from account point of view on closing side Text(4) Sell

29 TradedPricecloseDirty Dthe dirty, gross traded price of the position's clsing trade (i.e. traded price excluding trading costs,

Decimal(19) 1



including accrued interest at CloseTradeDate)

30 AmountInstrumentCurrency The amount in instrument currency Decimal(19) 4.09

31 ValueDate Value date of the closing trade Date(8) 20141128

32 InstrumentToAccountRate The conversion rate between the InstrumentCurrency and the AccountCurrency of the closing trade.

Decimal(19) 1

33 AmountAccountCurrency AmountInstrumentCurrency x InstrumentToAccountRate

Decimal(19) 4.09

34 IsPartial ‘Yes’, if the closed position is partial. ‘No’, if the closed position is not partial

Text(3) No

35 StampDuty The Stamp Duty applied to the transactions, in instrument currency of the closing trade.

Decimal(19) 0

36 StampDutyAccountCurrency Stamp Duty x InstrumentToAccountRate Decimal(19) 0

37 ExchangeFee Exchange fee charged in Instrument Currency of the closing trade

Decimal(19) 0

38 ExchangeFeeAccountCurrency Exchange Fee x InstrumentToAccountRate Decimal(19) 0

39 AccruedInterest The unrealised value of the Bond attributed to interest of the closed trade

Decimal(19) 0

40 ZeroCoupon Indicates whether is a Zero Coupon Bond (Yes/No) Text (3) No

41 BookingAccountNumber Stated if special booking rules in BackOffice has moved the PL to a different account

Text(16) 12345/WLC456

42 BookingAccountCurrency The currency of the booking account Text(3) CHF

43 ClosedPositionType The type of closing: − Trade (note: will only include Trade for now)

Text(10) Trade

44 PreviousISINCode The previous ISIN Code of the traded product Text(200) AU00000MKGG7

45 EODRateDirtyPrice The EODRateDirtyPrice Decimal(19) 1

46 Subtype Type of Bond Text(200) COU

47 CountryofIssue ISO 3166-1 alpha-2 code for the country of issuance

Text(200) AU

48 IssuerName Issuer Text(200) Resolute Mining Ltd

49 TradedPriceOpenClean The clean, gross traded price of the position's opening trade on OpenTradeDate

Decimal(19) 1

50 TradedPriceCloseClean The clean, gross traded price of the position's closing trade on CloseTradeDate

Decimal(19) 1

51 DVP

If Delivery Versus Payment (DVP) = "Yes", the bond position has been settled with the client's custodian. If DVP = "No", it means the bond positions has been closed and settled with Saxo's custodian.

Text(3) No



8 BONDSCOUPONS This report provides details of all bond coupons received on a given trade date, (1700h EST to 1700h EST). The report contains coupons in both Omnibus accounts and underlying customer accounts.

The report can be requested historically and for a reporting period of several days/months. This will show all coupons in the requested reporting period.

Default file name: BondsCoupons_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 InstrumentType The type of instrument. Text(200) Bonds


Numeric(10) 1234567

3 CounterpartName Name of the counterpart who owns the account.

Text(200) 123JaneDoe

4 AccountNumber Unique Saxo Bank account number. Text(16) 12345/WLC123

5 AccountCurrency The currency of the account. Text(3) EUR

6 TradeNumber Unique Saxo Bank trade ID within Saxo Bank Back Office system.

Numeric(10) 553417354

7 FigureSize Price multiplier. Decimal(19) 0.01

8 ISIN The ISIN code of the traded instrument.

Text(32) XS0775870982

9 InstrumentCode The unique Saxo Bank alphanumeric code of the instrument.

Text(32) XS0775870982

10 InstrumentDescription The name of the underlying instrument paying the coupon.

Text(200) RCI Banque 4.25% 27 Apr 2017. EUR

11 InstrumentCurrency The currency of the instrument. Text(3) EUR

12 CouponDate Date the coupon is paid. Date(8) 20140427

13 ValueDate Value Date of the coupon payment. Date(8) 20140427

14 HoldingAmount The holding amount of the underlying bond which is eligible for coupon payment.

Decimal(19) 10000

15 Rate The coupon rate (%). Decimal(19) 4.25

16 ExCouponDate The Ex Date of the coupon. Date(8) 20140427

17 Factor The Figure size of the coupon rate (1, or 0.1, or 0.01 etc).

Decimal(19) 1

18 AmountType

The BkAmountType corresponding to BkAmountTypeID. This is the transaction identifier according to a predefined list of Saxo transaction types. Please see section 55.1 BkAmountType for a breakdown of BkAmountTypes.

Text(200) Bond Coupon Interest

19 GrossAmountInstrumentCurrency

The gross booked coupon in InstrumentCurrency.

Decimal(19) 4250

20 GrossAmountAccountCurrency

The gross booked coupon in Account Currency. GrossAmountInstrumentCurrency x InstrumentToAccountRate.

Decimal(19) 4250



21 TaxPercent The tax percentage applied to the gross coupon.

Decimal(19) 0

22 TaxAmountInstrumentCurrency The tax paid on the coupon in the Instrument Currency.

Decimal(19) 0

23 NetAmountAccountCurrency

The net coupon booked in the Account Currency. NetAmountAccountCurrency = GrossAmountAccountCurrency – TaxAmountAccountCurrency

Decimal(19) 4250

24 CountryofIssue ISO 3166-1 alpha-2 code for the country of issuance of the underlying instrument.

Text(200) FR

25 TaxAmountAccountCurrency The tax paid on the coupon in the Account Currency.

Decimal(19) 0

26 CouponCurrency

The currency of the coupon. CouponCurrency <> InstrumentCurrency only for dual currency bonds.

Text(3) EUR

27 InstrumentToAccountRate The transaction conversion rate to convert Instrument Currency to Account Currency.

Decimal(19) 1

28 PartnerAccountKey Optional account identifier chosen by a WLC.

Text(200) MyCRMID123

29 TradeDate Date of coupon booking. Numeric(8) 20140428

30 InstrumentSubType Type of Bond. Text(200) COU

31 CouponRecordID Unique ID of coupon payment. Numeric(10) 182861

32 IssuerName The name of the bond issuer. Text(200) RCI Banque

33 InstrumentUIC Saxo's unique (numeric) identifier code for the traded instrument.

Numeric(10) 878



9 BONDSOPENPOSITIONS This report provides details of all open Bond positions as of close of business (1700h EST) on the given report date. The report contains open positions in both Omnibus accounts and underlying customer accounts.

Reports can only be requested historically for one report date at a time.

Default file name: BondsOpenPositions_DD-MM-YYYY


Periodic: No

Historical: Yes



2 InstrumentType The type of instrument Text(200) Bonds



5 AccountNumber Unique Saxo Bank Account number Text(16) 12345/WLC123 6 PartnerAccountKey Optional account identifier chosen by the White Label Text(30) MyCRMID123

7 AccountCurrency The currency of the account Text(3) CHF

8 ISIN The ISIN Code of the traded product Text(32) AU00000RSGG8

9 Sector The sector to which the traded instrument belongs Text(200) Financials - Bonds

10 Instrument The unique Saxo Bank alphanumeric code of the instrument Text(32) AU00000RSGG8

11 Description Description of the Instrument Text(200) Resolute Mining 10% 15 Dec 2017, AUD

12 InstrumentCurrency The currency of the instrument Text(3) AUD

13 ExchangeDescription The name of the exchange where the instrument is traded Text(200) Generic Bonds exchange

14 MaturityDate The Expiry Date of the bond Date(8) 20171215

15 Amount Number of lots traded (negative if BuySell = Sell) Decimal(19) 500


17 TradeNumber Unique Saxo Bank position ID within Saxo Bank Back Office system

Numeric(10) 770340340

18 OrderNumber Unique Saxo Bank FrontOffice Order ID Numeric(10) 638579913

19 TradeTime The precise date and time of the trade execution Time(17) 20150108 10:35:05

20 TradeDate The date of trade execution Date(8) 20150108

21 ValueDate Value date of the trade Date(8) 20150108

22 BuySell Buy/Sell from account point of view Text(4) Buy

23 CleanPrice The clean, gross traded price of the position's entry trade in the instrument currency (i.e. clean traded price excluding trading costs)

Decimal(19) 1

24 QuotedValue Clean entry value of open position in instrument currency (negative if Buy/Sell = Buy) (-1 * Amount * FigureSize * CleanPrice)

Decimal(19) -5

25 EODRateCleanPrice Closing clean price of the instrument on the relevant exchange in instrument currency. If no closing price available, last traded price is used as closing price.

Decimal(19) 1

26 InstrumentToAccountRate

The closing conversion rate from the InstrumentCurrency to the AccountCurrency on ReportingDate

Decimal(19) 0.69962939

27 IsPartial Yes, if the open position is partial No, if the open position is not partial

Text(3) No

28 UnrealisedAmountInstrument

The clean, unrealised open position of the Bond in Instrument Currency (EODRateCleanPrice *FigureSize * Amount)

Decimal(19) 5

29 UnrealisedAmountAccount

The clean, unrealized open position of the Bond in Account Currency (UnrealisedAmountInstrument * InstrumentToAccountRate)

Decimal(19) 3.5

30 UnrealizedAmountSubjectToWHT

The unrealised value of the Bond which will be subjected to WithHolding Tax

Decimal(19) 3.69

31 AccruedInterestAccountCurrency

The Accrued Interest of the open position of the Bond in Account Currency (AccruedInterestInstrumentCurrency * InstrumentToAccountRate)

Decimal(19) 3.69

32 ExternalOrderID External Order ID /if applicable Text(200) 0



33 PreviousISINCode The previous ISIN Code of the traded product Text(200)

34 DirtyPrice CleanPrice + Accrued Interest (per tradable unit) as at TradeDate

Decimal(19) 1

35 Subtype Type of Bond Text(200) COU

36 CountryofIssue ISO 3166-1 alpha-2 code for the country of issuance Text(200) AU

37 IssuerName Issuer Text(200) Resolute Mining Ltd 38 LastCouponDate Last coupon payment date Numeric(8) 20171215

39 CouponFrequency Frequency of coupon payments Text(200) Quarterly

40 CouponBasis Day count convention Text(200) Actual/Actual

41 EODRateDirtyPrice EODRateCleanPrice + Accrued Interest (per tradable unit) as at ReportingDate

Decimal(19) 2.056

42 AccruedInterestInstrumentCurrency

The Accrued Interest of the open position of the Bond in Instrument Currency ((EODRateDirtyPrice - EODRateCleanPrice) * FigureSize * Amount)

Decimal(19) 5.28

43 DVP

If Delivery Versus Payment (DVP) = "Yes", it means the bond position is in a DVP account and has not yet settled with the client's own custodian. Once settled, the position will no longer be reflected in the BondsOpenPositions file, nor in the OpenPositionsBonds total in AccountStatus file. At that time, the position will move to the BondsClosedPositions file. If DVP = "No", it means it is an position settled with Saxo's custodian. The position will always reflect in BondsOpenPositions and the OpenPositionsBonds total in AccountStatus file, until it is closed.

Text(3) No



10 BONDSTRADESEXECUTED This report provides details of all Bond trades executed during the course of a trade day, (1700h EST to 1700h EST). The report contains trades executed in both Omnibus accounts and underlying customer accounts.

The report can be requested historically and for a reporting period of several days/months. This will show all trades executed during the reporting period.

Default file name: BondsTradesExecuted_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 ReportingDate The date of the reported snapshot in the EOD file.

Date(8) 20150107

2 InstrumentType The type of instrument. Text(200) Bonds


Numeric(10) 1234567





Text(30) MyCRMID123

7 AccountCurrency The currency of the account. Text(3) CHF


Text(32) AU00000RSGG8

9 InstrumentDescription The name of the underlying instrument. Text(200) Resolute Mining 10% 15 Dec 2017, AUD

10 ISIN The ISIN code of the traded instrument. Text(32) AU00000RSGG8

11 IssueDate The date the bond was issued. Date(8) 20141215

12 InstrumentCurrency The currency of the instrument. Text(3) AUD

13 ExchangeDescription The name of the Exchange where the instrument is traded.

Text(200) Generic Bonds exchange

14 MaturityDate The Maturity Date of the bond. Date(8) 20171215

15 TradedAmount Number of bonds traded (negative if BuySell = Sell).

Decimal(19) 500

16 FigureSize Price multiplier. Decimal(19) 0.01


Numeric(10) 769779463

18 OrderNumber Unique Saxo Bank FrontOffice Order ID. Numeric(10) 638009248

19 TradeTime The precise date and time of the trade execution.

Time(17) 20150107 07:56:26

20 TradeDate The date of trade execution. Date(8) 20150107

21 ValueDate Value Date of the trade. Date(8) 20141128

22 BuySell Whether or not the trade is a Buy/Sell from account point of view.

Text(4) Buy

23 CleanPrice The clean, gross traded price in the Instrument Currency (i.e. clean traded price excluding trading costs).

Decimal(19) 1



24 QuotedValueInstrumentCurrency

Clean value of trade in Instrument Currency (negative if Buy/Sell = Buy). (-1 * TradedAmount * FigureSize * CleanPrice)

Decimal(19) -5

25 CommissionInstrumentCurrency The commission charged in Instrument Currency.

Decimal(19) 0

26 ExchangeFeeInstrumentCurrency The total exchange fee charged on the trade in Instrument Currency.

Decimal(19) 0

27 StampDutyInstrumentCurrency The total stamp duty charged on the trade in Instrument Currency.

Decimal(19) 0

28 TaxAccountCurrency Taxes charged on the trade in Account Currency

Decimal(19) 0

29 RelatedTradeID The TradeNumber that the trade is related to.

Numeric(10) 0

30 TradeType

Defines the trade type. Please see section 55.2 "Bond TradeType" in Saxo's File and Field Descriptions document for set of values and their definitions

Text(50) Trade Correction

31 TradeAllocation

Defines if the trade is part of an allocation or not. Please see section 55.21 "TradeAllocation" in Saxo's File and Field Descriptions document for the set of values and their definitions.

Text(10) No

32 RootTradeID If applicable, the TradeNumber of the root trade of the trade allocation.

Numeric(10) 0

33 ExternalOrderID External Order ID (if applicable). Text(200) 0

34 OriginalTradeID Original TradeNumber if the current trade is part of a correction of an original trade.

Numeric(10) 0

35 CorrectionLeg Details regarding the correction leg. "Cancel", "Rebook" or "Reverse".

Text(8) Reverse

36 DirtyPrice CleanPrice + Accrued Interest (per tradable unit) as at TradeDate.

Decimal(19) 1

37 InstrumentSubType Type of Bond. Text(200) COU

38 DrawnRecordID Unique ID of the drawn record. Numeric(10) 0

39 MaturityRecordID Unique ID of the maturity record. Numeric(10) 0

40 CountryofIssue ISO 3166-1 alpha-2 code for the country of issuance of the underlying instrument.

Text(200) AU

41 IssuerName The name of the bond issuer. Text(200) Resolute Mining Ltd

42 EODInstrumentToAccountRate The EOD conversion rate to convert Instrument Currency to Account Currency.

Decimal(19) 0.81531142

43 AccruedInterestAccountCurrency Total accrued interest of the trade in Account Currency.

Decimal(19) 0

44 EODRateDirtyPrice EODRateCleanPrice + Accrued Interest (per tradable unit) on the given Reporting Date.

Decimal(19) 0.9

45 ExchangeISOCode

Exchange FIX ISO code. The FIX Organisation maintains values for market identifiers which are unable to establish a MIC value.

Text(4) XOFF

46 ISOMic Market Identification Code (MIC) as per ISO 10383 standard.

Text(4) XSTO



47 DVP

If Delivery Versus Payment (DVP) = "Yes", it means the bond trade is executed on a DVP account, and will be settled with the client's own custodian. If DVP = "No", it means it is a trade that will settle with Saxo's custodian.

Text(3) No


Numeric(10) 878



11 BOOKKEEPINGCASH This report provides details of all cash bookings (commission, interest, profit/loss, etc.) booked on all accounts on a trade date, (1700h EST to 1700h EST). The report contains booked amounts in both Omnibus accounts and underlying customer accounts.

The report can be requested historically and for a reporting period of several days/months. This will show all bookings in the requested reporting period.

Default file name: BookkeepingCash_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 ReportingDate The date of the reported snapshot in the EOD file. Date(8) 20120523

2 InstrumentType The type of instrument. Text(200) CFDs


Numeric(10) 1234567




7 AccountCurrency The currency of the account. Text(3) DKK


Text(32) AONE:xnas


10 AmountInstrumentCurrency The total of the booking in the Instrument Currency Decimal(19) -15

11 BkAmountID Unique Saxo transaction ID of the booking. Numeric(10) 798883569


13 RelatedPositionID The PositionID that the booking is related to. Numeric(10) 401791225

14 RelatedTradeID The TradeNumber that the trade is related to. Numeric(10) 402839739

15 OrderNumber Unique Saxo Bank FrontOffice Order ID if the booking is related to an order.

Numeric(10) 251565112

16 BkAmountTypeID The unique Saxo ID of the corresponding BkAmountType.. Please see section 55.1 BkAmountType for a breakdown of BkAmountTypes

Numeric(10) 4

17 BkAmountType The unique Saxo transaction type identifier according to a predefined list of Saxo transaction types. Please see section 55.1 BkAmountType for a breakdown of BkAmountTypes.

Text (200) Commission

18 ValueDate Value Date of the booking. Date(8) 20100523

19 AmountAccountCurrency The total cash booked in the given account, in Account Currency.

Decimal(19) -11,72


Decimal(19) 0.781333333




Numeric(10) 402839731


Text(8) Cancel

23 CAEventTypeID Unique Saxo ID of the CAEventType. Please see section 55.3 CAEventType.

Numeric(10) 70

24 CAEventTypeName The type of Corporate Action Event. Please see section 55.3 CAEventType.

Text(50) Call on Rights

25 AdhocBookingCodeID Unique Saxo ID of the ad hoc booking code. This field is only populated for bookings where BkAmountType = “Adhoc Booking”.

Numeric(10) 17

26 AdhocBookingCode Unique ad hoc booking code. This field is only populated for bookings where BkAmountType = “Adhoc Booking”.

Text(50) Management Fee


Numeric(10) 878



12 BOOKKEEPINGROLLING This report provides details of coming cash bookings on value date (commission, interest, profit/loss, etc.)

The report contains coming cash bookings in both Omnibus accounts and underlying customer accounts.

Default file name: BookkeepingRolling_DD-MM-YYYY


Periodic: No

Historical: No





Numeric(10) 1234567






Text(32) AONE:xnas


10 AmountInstrumentCurrency The total of the booking in the Instrument Currency Decimal(19) -15

11 BkAmountID Unique Saxo transaction ID of the booking. Numeric(10) 798883569


13 RelatedPositionID The PositionID that the booking is related to. Numeric(10) 401791225


15 OrderNumber Unique Saxo Bank FrontOffice Order ID if the booking is related to an order.

Numeric(10) 251565112

16 BkAmountTypeID

The unique Saxo ID of the corresponding BkAmountType.. Please see section 55.1 BkAmountType for a breakdown of BkAmountTypes

Numeric(10) 4

17 BkAmountType

The unique Saxo transaction type identifier according to a predefined list of Saxo transaction types. Please see section 55.1 BkAmountType for a breakdown of BkAmountTypes.

Text (200) Commission


19 AmountAccountCurrency The total cash booked in the given account, in Account Currency.

Decimal(19) -11,72


Decimal(19) 0.781333333


Numeric(10) 0


Text(8) Rebook




Numeric(10) 70


Text(50) Spin-Off

25 AdhocBookingCodeID Unique Saxo ID of the ad hoc booking code. This field is only populated for bookings where BkAmountType = “Adhoc Booking”.

Numeric(10) 17

26 AdhocBookingCode Unique ad hoc booking code. This field is only populated for bookings where BkAmountType = “Adhoc Booking”.

Text(50) Management Fee


Numeric(10) 878



13 BORROWINGCOSTAMOUNTS This report provides details of all borrowing cost amounts calculated during the course of a trade day, (1700h EST to 1700h EST), for each open CFD position. The report contains borrowing cost amounts in both Omnibus accounts and underlying customer accounts.

Borrowing amounts are calculated daily, but only booked at month end unless an account is closed in which case the borrowing cost is booked during the month.

The report can be requested historically and for a reporting period of several days/months. This will show all borrowing costs amounts in the requested reporting period.

Default file name: BorrowingCostAmounts_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 Date The Reporting Date of the reported amounts Date (8)

2 PositionAccount The Account where the position is held Text (16) 12345/WLC123


4 OwnerID The OwnerID of the Counterpart Numeric(10) 5034547

5 PositionAccountCurrency

The currency of the Account holding the position Text(3) EUR

6 PartnerAccountKey Optional account identifier chosen by the White Label Text(30) MyCRMID123

7 TransactionType Please see section 55.23 Borrowing Cost Amount Transaction Type

Text(25) Borrowing Cost

8 CFDFinanceProfile The Finance Profile the account is configured to Text(200) Saxo Bank

9 InstrumentSymbolCode

The unique Saxo Bank alphanumeric code of the instrument Text(32) EEM:arcx

10 ExchangeShortDescription

The name of the exchange the position / underlying is traded Text(200) NYSE_ARCA

11 InstrumementCurrency The traded currency of the instrument Text(3) DKK

12 PositionOpeningDate The Date the position was opened Date(8) 20150605

13 NetPositionOpenValue The value of the accumulated borrowing cost amount Decimal(19) -6444

14 InterestDays The day count the interest calculation is subjected to Numeric(10) 3 15 BorrowingRate The applied interest rate for the calculation Decimal(19) 2

16 BorrowingCostAmount The borrowing cost in Account currency Decimal(19) -1.07

17 BookingDate Date of the booking Date(8) 20150605

18 BookingAccount The Account to which the borrowing costs is booked to Text(16) 12345/WLC1234

19 BookingAccountCurrency

The currency of the booking account Text(3) EUR

20 ConversionRate Conversion rate used to convert BorrowingCostAmount into BorrowingCostAmountAccountCurrency

Decimal(19) 1

21 BorrowingCostAmountAccountCurrency

The borrowing cost in Account Currency Decimal(19) -1.07



14 CASHTRANSACTIONS This report shows all cash bookings reported in the corresponding BookkeepingCash file where BkAmountType = ‘Cash Amount’. The report contains cash bookings in both Omnibus accounts and underlying customer accounts.

The report can be requested historically and for a reporting period of several days/months. This will show all ‘Cash Amount’ bookings in the requested reporting period.

Default file name: CashTransactions_DD-MM-YYYY


Periodic: Yes

Historical: Yes




3 TransactionNumber Unique number to identify the cash transfer. Numeric(10) 402641899


5 FrontOfficeLinkID

This ID ties related cash transfers together, (e.g. Funding Account withdrawal in favor of a Sub Account deposit, will be linked via the same FrontOfficeLinkID).

Numeric(10) 410388587

6 Date The Reporting Date of the reported amounts. Date(8) 20100523


8 GrossAmountCashCurrency The cash transferred on the given account in the Cash Currency.

Decimal(19) 500

9 CashCurrency Currency of the cash transferred. Text(3) EUR

10 FeeCashCurrency The fee for transferring the cash in the Cash Currency.

Decimal(19) 0

11 CashToAccountRate The transaction conversion rate to convert Cash Currency to Account Currency.

Decimal(19) 1

12 GrossAmountAccountCurrency The gross cash transferred on the given account in the Account Currency.

Decimal(19) 500

13 FeeAccountCurrency The fee for transferring the cash in the Account Currency.

Decimal(19) 0

14 NetAmountAccountCurrency

The net cash transferred in the Account Currency. NetAmountAccountCurrency = GrossAmountAccountCurrency - FeeAccountCurrency

Decimal(19) 500


16 Comment The free text description for the cash transaction which is also visible in WebConnect.

Text(1024) My deposit


Numeric(10) 1234567



15 CFDCLOSEDPOSITIONS This report provides details of all CFD positions which were closed on a given report date, (1700h EST to 1700h EST). The report contains closed positions in both Omnibus accounts and underlying customer accounts.


Default file name: CFDClosedPositions_DD-MM-YYYY


Periodic: Yes

Historical: Yes



2 InstrumentType The type of instrument Text(200) CFDs





7 AccountCurrency The currency of the account Text(3) EUR

8 Instrument The unique Saxo Bank alphanumeric code of the instrument Text(32) AAPL:xnas

9 Description Description of the Instrument Text(200) Apple Inc.

10 InstrumentCurrency The currency of the instrument Text(3) USD

11 ISINCode The ISIN Code of the traded product Text (14) US0378331005 12 ExchangeDescription The name of the exchange where the instrument is traded Text(200) NASDAQ


Decimal(19) 50

14 FigureSize Price multiplier Decimal(19) 1

15 OpenTradeNumber Unique Saxo Bank position ID within Saxo Bank Back Office system for the opening transaction

Numeric(10) 585691329

16 OpenOrderNumber Unique Saxo Bank FrontOffice Order ID for the opening transaction

Numeric(10) 440982563


Time(17) 20121123 14:48:34

18 OpenTradeDate The date of trade execution on the opening side Date(8) 20121123 19 OpenBuySell Buy/Sell from account point of view on opening side Text(4) Buy

20 TradedPriceOpen Trade price for the opening side Decimal(19) 564.15


Decimal(19) -50

22 CloseTradeNumber Unique Saxo Bank position ID within Saxo Bank Back Office system for the closing transaction

Numeric(10) 586396891

23 CloseOrderNumber Unique Saxo Bank FrontOffice Order ID for the closing transaction

Numeric(19) 441736476


Time(17) 20121128 14:32:31

25 CloseTradeDate The date of trade execution on the closing side Date(8) 20121128 26 CloseBuySell Buy/Sell from account point of view on closing side Text(4) Sell

27 TradedPriceClose The trade price for the closing side Decimal(19) 574.7966667

28 PLAmountInstrumentCurrency

The PL amount in instrument currency Decimal(19) -532.33

29 ValueDate Value date of the trade Numeric(10) 20121128


The conversion rate between the InstrumentCurrency and the AccountCurrency

Numeric(10) 1

31 PLAmountAccountCurrency

The PL amount in account currency (adjusted for currency cut)

Numeric -532.33

32 IsPartial Yes, if the closed position is partial No, if the closed position is not partial

Text(3) No

33 BookingAccountNumber

Filled in if special booking rules in BackOffice has moved the PL to a different account

Text(16) 12345/WLP123

34 BookingAccountCurren The currency of the booking account Text(3) USD



cy

35 ClosedPositionType The Tradetype of the closing trade. Please see section 55.4 CFDClosedPositionType.

Text(200) Trade



16 CFDFINANCE This report provides details of CFD financing amounts booked at the end of the month, for each net CFD position per account. The report contains CFD financing amounts in both Omnibus accounts and underlying customer accounts. The file is only populated at month end.

The report can be requested historically and for a reporting period of several days/months. This will show all monthly CFD financing amounts booked in the requested reporting period.

Default file name: CFDFinance_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 Account Saxo Bank Account number Text(16) 12345/WLC123

2 AccountCurrency The currency of the account Text(3) EUR

3 TradeNumber Currently hard-coded BLANK Numeric(10)

4 ContractType Currently hard-coded to “IN” Text(200) IN

5 Instrument Shows the currency of the Booking Account Text(32) EUR

6 TradeDate The date of the CFD Finance booking Date(8) 20150618

7 ValueDate Value date of the booking Date(8) 20150618

8 Amount The amount of the booked CFD Finance Decimal(19) -81.39

9 ConversionRateInterest

Conversion rate used to convert Amount into BookedInterest Decimal(19) 1

10 BookedInterest Amount in account currency Decimal(19) -81.39

11 Type Text describing the type of the current line in the file. Text(200) CFD Finance

12 InterestAccount The Saxo Bank account number for the account where the interest has been booked.

Text(16) 12345/INTEUR

13 WithheldTax Amount of withheld tax Decimal(19) 0


15 WithheldTaxAccount The account number of the account to which the withholding tax will be credited.


16 ReasonForTaxing The type of tax that has been withheld Text(200) Swiss

17 TransactionView The interest file holds information of the Interest payments seen from different views. This field indicates which perspective the Interest amount belongs to.

Text(200) Client Borrowing Cost

18 Cancel Indicated whether it is a cancel transaction or not. Text(200) No 19 TaxAccountCurrency The Currency of the Tax Account Text(3) EUR

20 TaxAccountConversionRate

Conversion Rate used to convert Amount in Instrument Currency into Tax Account in Tax Account Currency

Decimal(19) 1

21 TaxAccountWithheldAmount

The Amount withheld on Tax Account in Tax Account Currency

Decimal(19) 251.11



17 CFDFINANCEAMOUNTS This report provides details of CFD financing amounts calculated during the course of a trade day, (1700h EST to 1700h EST), for each net CFD position per account. The report contains CFD financing amounts in both Omnibus accounts and underlying customer accounts.

CFD financing amounts are calculated daily, but only booked at month end unless an account is closed, in which case the CFD financing amount is booked during the month.

The report can be requested historically and for a reporting period of several days/months. This will show all CFD financing amounts in the requested reporting period.

Default file name: CFDFinanceAmounts_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 Date The Reporting Date of the reported amounts Date(8) 20150619

2 PositionAccount The Account where the position is held Text(16) 12345/WLC123



5 PositionAccountCurrency

The currency of the Account holding the position Text(3) EUR


7 TransactionType Shows the perspective of the amount, as desctibed in table 55.24.

Text(20) CFD finance

8 CFDFinanceProfile The Finance Profile the account is configured to Text(200) Saxo Bank

9 InstrumentSymbolCode

The unique Saxo Bank alphanumeric code of the instrument Text(32) USO:arcx

10 ExchangeShortDESCRIPTION

The name of the exchange the position / underlying is traded Text(15) NYSE_ARCA

11 InstrumementCurrency The traded currency of the instrument Text(3) USD

12 NetPositionOpenValue The value of the open position Decimal(19) 1822.5

13 NetPositionMarketValue

**Not in use** Text(10) Not In Use

14 UseMarketValue **Not in use** Text(10) Not In Use

15 InterestDays The day count the interest calculation is subjected to Numeric(10) 3

16 Spread The spread/mark up the client has over the interest rate Decimal(19) 0.85

17 InterestRate The applied Interest rate for the calculation Decimal(19) 1.04

18 CFDFinanceAmount The amount of CFD Financing in the instrument currency Decimal(19) -0.16

19 SharedAmount The amount of the client charge that has to be shared with Saxo as defined in the agreement

Decimal(19) 0

20 TotalCFDFinanceAmount

Total CFD Finance amount including any share Decimal(19) -0.16

21 BookingDate Date of the CFD financing amount calculation Date(8)

22 BookingAccount The Account to which the CFD Finance will be booked at month end

Text(16)



24 ConversionRate Conversion rate used to convert TotalCFDFinanceAmount into CFDFinanceAmountAccountCurrency

Decimal(19) 1

25 CFDFinanceAmountAccountCurrency

The CFD Finance in account currency Decimal(19) -0.16



18 CFDOPENPOSITIONS This report provides details of all open CFD positions as of close of business (1700h EST) on the given report date. The report contains open positions in both Omnibus accounts and underlying customer accounts.


Default file name: CFDOpenPositions_DD-MM-YYYY


Periodic: No

Historical: Yes



2 InstrumentType The type of instrument Text(200) CFDs




7 AccountCurrency The currency of the account Text(3) DKK

8 Instrument The unique Saxo Bank alphanumeric code of the instrument Text(32) BCP:xlis

9 Description Description of the Instrument Text(200) Banco Comercial Portugues SA

10 InstrumentCurrency The currency of the instrument Text(3) EUR

11 ISINCode The ISIN Code of the traded product Text (32) PTBCP0AM0007

12 ExchangeDescription The name of the exchange where the instrument is traded Text(200) Euronext Lisbon 13 Amount Number of CFDs traded Decimal(19) 10000



Numeric(10) 356007018




19 ValueDate The Value Date of the trade Date(8) 20090924


21 Price The Price of the trade in instrument currency Decimal(19) 1

22 QuotedValue The Position value, revalued at EODRate, in instrument currency (negative if Buy/Sell = Buy)

Decimal(19) -6390

23 EODRate

Closing rate follows the closing rate of the underlying instrument. If no closing rate available, last traded price is used as closing rate.

Decimal(19) 0.639



Decimal(19) 1


Text(3) No

26 UnrealisedPLInstrument

Unrealised P/L in instrument currency Decimal(19) -3610

27 UnrealisedPLAccount Unrealised P/L in account currency Decimal(19) -3610

28 ExternalOrderID External Order ID /if applicable Text(200)

29 ExpiryDate The Expiry date in case of CFD on Future instrument Date(8)



19 CFDTRADESEXECUTED This report provides details of all CFD trades executed during the course of a trade day, (1700h EST to 1700h EST). The report contains trades executed in both Omnibus accounts and underlying customer accounts.


Default file name: CFDTradesExecuted_DD-MM-YYYY


Periodic: Yes

Historical: Yes



Date(8) 20100505



Numeric(10) 1234567







Text(32) AONE:xnas

9 InstrumentDescription The name of the underlying instrument. Text(200) A123 Systems Inc.

10 InstrumentCurrency The currency of the instrument. Text(3) USD

11 ISINCode The ISIN code of the traded instrument. Text (32) US03739T1088


Text(200) NASDAQ Global Markets

13 TradedAmount Number of CFDs traded (negative if BuySell = Sell).

Decimal(19) 400

14 FigureSize Price multiplier. Decimal(19) 1


Numeric(10) 402845347



Time(17) 20100505 13:32:14




Text(4) Buy

21 Price The traded price in the Instrument Currency. Decimal(19) 11605

22 QuotedValueInstrumentCurrency The value of the trade in Instrument Currency (negative if Buy/Sell = Buy). (-1 * TradedAmount * FigureSize * Price)

Decimal(19) -4642


Decimal(19) -15

24 TransferFee Always blank. Decimal(19) 0



25 TaxInstrumentCurrency Taxes charged on the trade in Instrument Currency.

Decimal(19) 0


27 TradeType

Defines the trade type. Please see section 55.5 "CFD TradeType" in Saxo's File and Field Descriptions document for set of values and their definitions

Text(50) STP Service


Text(50) Spin-Off

29 CAEventID Unique ID of the corporate action event giving rise to the trade.

Numeric(10) 0

30 TradeAllocation


Text(10) No


Numeric(10) 0



Numeric(10) 0


Text(8) Reverse


Numeric(10) 67

36 EODRate

Closing price of the instrument on the given Reporting Date on the relevant exchange. If no closing price is available, last traded price is reported.

Decimal(19) 0.46

37 ExchangeISOCode

Operating MIC. An operating MIC identifies the entity operating an exchange, trading platform, regulated or non-regulated market or a trade reporting facility in a specific country; it is the ‘parent’ MIC (as per MIC, ISO 10383 standard).

Text(4) XLON


Text(4) XLON


Numeric(10) 878



20 CUSTODYFEECALCULATIONDETAILS This report provides details of the daily calculated custody fee amounts per account, per open holding at close on the given reporting date.

Custody fee amounts are calculated daily in underlying instrument currency, but the total accumulated custody fee, which is the sum of all daily amounts, is only booked at month end (unless an account is closed, in which case total accumulated custody fee is booked during the month). The total booked custody fee for a given month is reported in BookkeepingCash on the first trade date of the following month.

The report can be requested historically and for a reporting period of several days/months. This will show all daily custody fee calculations for all calendar days in the period.

Default file name: CustodyFeeCalculationDetails_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 ReportingDate The date on which custody fees are being calculated.

Date(8) 20151001


Numeric(10) 123456

3 AccountNumber Unique Saxo Bank account number. Text(16) 12345/WLC


5 Type

The unique Saxo transaction type identifier according to a predefined list of Saxo transaction types. Please see section 55.25 for a breakdown of all custody fee transaction types.

Text(200) Client Custody Fee

6 AccountCurrency The currency of the account. Text(3) GBP

7 Product The type of instrument. Text(200) Shares

8 Instrument The ISIN code of the instrument on which the custody fee is being calculated.

Text (32) FR0004035913


10 Amount The total amount of the instrument in the account, on which the custodyfee is being calculated.

Decimal(19) 2000

11 EodPrice


Decimal(19) 180.85

12 ProfileID Custody fee profile ID. Numeric(10) 11

13 ProfileName Custody fee profile name. Text(200) Retail 12bps, MF EUR 5

14 Day Always set to 1. Numeric(1) 1

15 CalculatedAmountInstrumentCurrency Daily calculated custody fee amount for the given instrument, calculated in instrument currency.

Decimal(19) -1.205666667

16 VATPercentage Configured VAT % of the given CounterpartID as at the given ReportingDate.

Decimal(19) 8



21 ETOCLOSEDPOSITIONS This report provides details of all ETO positions which were closed on a given report date, (1700h EST to 1700h EST). The report contains closed positions in both Omnibus accounts and underlying customer accounts.


Default file name: ETOClosedPositions_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 ReportingDate The Reporting Date of the reported position details Date(8) 20140110

2 InstrumentType The type of instrument Text(200) Contract Options





7 AccountCurrency The currency of the account Text(3) AUD


9 Instrument The unique Saxo Bank alphanumeric code of the instrument Text(32) OGB/G14C127.5:xmoo

10 Description Description of the Instrument Text(200) 10 Year Government of Canada Bond Feb2014 127.500

11 InstrumentCurrency The currency of the instrument Text(3) CAD

12 ExchangeDescription The name of the exchange where the instrument is traded Text(200) Bourse de Montreal Inc.

13 ExpiryDate The Expiry date of the contract option Date(8) 20140217


Decimal(19) 3



Numeric(10) 668276522


Numeric(10) 1018317311


Time(17) 20140109 13:52:18

19 OpenTradeDate The date of trade execution on the opening side Date (8) 20140109

20 OpenBuySell Buy/Sell from account point of view on opening side Text(4) Buy

21 TradedPriceOpen Trade price for the opening side Decimal(19) 1


Decimal(19) -3


Numeric(10) 668276716


Numeric(10) 1018317591


Time(17) 20140110 08:54:52

26 CloseTradeDate The date of trade execution on the closing side Date (8) 20140110


28 TradedPriceClose The trade price for the closing side Decimal(19) 0.1 29 ValueDate Value date of the trade Date(8) 20140110


The conversion rate between the InstrumentCurrency and the AccountCurrency (Can be blank)

Decimal(19) 0.95535758


Text(3) No


Filled in if special booking rules in BackOffice has moved the PL to a different account (Can be blank)

Text(16) 51859INET




The currency of the booking account (Can be blank) Text(3) AUD

34 ClosedPositionType The type of closing Text(200) Expired

35 Strike Strike price of the option Decimal(19) 127.5

36 CallPut Call or Put Text(30) Bought Call

37 DeferredPremiumInstrumentCurrency

Premium amount on Future style options in instrument currency

Numeric(10) -2700



22 ETOOPENPOSITIONS This report provides details of all open ETO positions as of close of business (1700h EST) on the given report date. The report contains open positions in both Omnibus accounts and underlying customer accounts.


Default file name: ETOOpenPositions_DD-MM-YYYY


Periodic: No

Historical: Yes



2 InstrumentType The type of instrument Text(200) Contract Options






9 Instrument The unique Saxo Bank alphanumeric code of the instrument Text(32) OGB/G14C127.5:xmoo

10 Description Description of the Instrument Text(200) 10 Year Government of Canada Bond Feb2014 127.500

11 InstrumentCurrency The currency of the instrument Text(3) CAD

12 ExchangeDescription The name of the exchange where the instrument is traded Text(200) Bourse de Montreal Inc.

13 ExpiryDate The expiry date of the contract option Date(8) 20140217

14 Amount Number of contracts traded (negative if OpenBuySell = Sell) Decimal(19) 3



Numeric(10) 111111111



19 TradeDate The date of trade execution Date(8) 20140109 20 ValueDate Value date of the trade Date(8) 20140109


22 Price The Price of the trade in instrument currency Decimal(19) 1

23 QuotedValue Position value in instrument currency (negative if Buy/Sell = Buy)

Decimal(19) -1380

24 EODRate Closing rate of the instrument on the relevant exchange. If no closing rate available, last traded price is used as closing rate.

Decimal(19) 0.46



Decimal(19) 1.0467285

26 IsPartial ‘Yes’, if the open position is partial ‘No’, if the open position is not partial

Text(3) No

27 UnrealizedPLInstrument

The unrealised profit or loss in instrument currency Decimal(19) -1620

28 UnrealizedPLAccount The unrealised profit or loss in account currency Decimal(19) -1695.7

29 SettlementPriceSource The source of the EOD Settlement Price used Text(200) Closing Price


31 CallPut Call or Put Text(30) Bought Call

32 PremiumInstrumentCurrency

Premium paid or received (negative if paid) Decimal(19) -197.53

33 UnderlyingInstrument Underlying instrument which the option relates to Text(30) CGBH4

34 UnderlyingInstrumentPrice

Price of the underlying instrument which the option relates to Decimal(19) 127.76



23 ETOTRADESEXECUTED This execution report provides details of all ETO trades executed during the course of a trade day, (1700h EST to 1700h EST). The report contains trades executed in both Omnibus accounts and underlying customer accounts.

The report will contain all trades executed in the requested reporting period.

Default file name: ETOTradesExecuted_DD-MM-YYYY


Periodic: Yes

Historical: Yes



Date(8) 20140203

2 InstrumentType The type of instrument. Text(200) Contract Options


Numeric(10) 1234567





Text(30) MyCRMID123

7 AccountCurrency The currency of the account. Text(3) JPY

8 Sector The sector to which the traded instrument belongs.

Text(200) Equity and Derivative Indexes


Text(32) NKI/Z13P15500:xses

10 InstrumentDescription The name of the underlying instrument. Text(200) Nikkei 225 Dec2013 15500.000 P

11 InstrumentCurrency The currency of the instrument. Text(3) JPY


Text(200) Singapore Exchange Derivatives Trading Ltd.

13 ExpiryDate The Expiry Date of the exchange traded option (ETO).

Date(8) 20131213

14 TradedAmount Number of ETOs traded (negative if BuySell = Sell).

Decimal(19) 1



Numeric(10) 668288431



Time(17) 20140203 14:22:54




Text(4) Buy

22 Price The traded price in the Instrument Currency.

Decimal(19) 0




Decimal(19) 0


Decimal(19) 0


Decimal(19) 0

26 TaxInstrumentCurrency Taxes charged on the trade in Instrument Currency

Decimal(19) 0

27 RelatedTradeID The TradeNumber that the trade is related to.

Numeric(10) 0

28 TradeType

Defines the trade type. Please see section 55.6 "ETO TradeType" in Saxo's File and Field Descriptions document for set of values and their definitions

Text(50) Normal

29 TradeAllocation


Text(10) No


Numeric(10) 0

31 Strike Strike price of the option. Decimal(19) 15500

32 CallPut Whether or not the ETO of the trade is a Call or a Put.

Text(50) Bought Put

33 PremiumInstrumentCurrency Premium paid or received in the Instrument Currency. (Negative if paid from the point of view of the account).

Decimal(19) -197.53

34 ToOpenClose Is the trade opening or closing a position? Open/Close

Text(50) Open


Text(50) XSIM

36 OptionStyle American style or European style. Text(50) European

37 UnderlyingInstrumentCode Instrument code of the underlying instrument of the ETO.

Text(50) SSIZ3

38 SettlementStyle Cash or physical delivery. Text(50) Cash settled


Numeric(10) 668288429


Text(8) Cancel

41 InstrumentSubType Type of ETO. Text(50) Futures Options


Numeric(10) 0

43 FinalSettlementPrice The final settlement price of the underlying instrument of the option when the exchange traded option (ETO) expires.

Decimal(19) 15303.19

44 PremiumStyle Style of the premimum. Full or Future. Text(10) Full


Text(50) Stock Split


Numeric(10) 70



47 EODRate


Decimal(19) 0.46

48 ExchangeISOCode


Text(4) XLON


Numeric(10) 878



24 FUTURESCLOSEDPOSITIONS This report provides details of all Futures positions which were closed on a given report date, (1700h EST to 1700h EST). The report contains closed positions in both Omnibus accounts and underlying customer accounts.


Default file name: FuturesClosedPositions_DD-MM-YYYY


Periodic: Yes

Historical: Yes



2 InstrumentType The type of instrument Text(200) Contract Futures






8 Sector The sector to which the traded instrument belongs Text(200) Financials - Currencies

9 Instrument The unique Saxo Bank alphanumeric code of the instrument Text(32) ECM0

10 Description Description of the Instrument Text(200) Euro FX - Jun 2010


12 ExchangeDescription The name of the exchange where the instrument is traded Text(200) GLOBEX

13 ExpiryDate Expiry date of the instrument Future Date(8) 20100614

14 OpenTradedAmount Traded amount in number of lots (negative if OpenBuySell = Sell)

Decimal(19) 19



Numeric(10) 400160877


Numeric(10) 248898657


Time(17) 20100426 12:52:16




22 CloseTradedAmount Traded amount in number of lots (negative if OpenBuySell = Sell)

Numeric(10) -19


Numeric(10) 402780177


Numeric(10) 251504498


Time(17) 20100505 12:35:46





The P/L amount in instrument currency Decimal(19) -106400




Decimal(19) 0.78120583


The PL amount in account currency (adjusted for currency cut)

Decimal(19) -83120.30


Text(3) No

34 BookingAccountNumb Filled in if special booking rules in BackOffice has moved the Text(16) 52415A/700001



er PL to a different account



36 ClosedPositionType Please see section 55.9 Futures ClosedPositionType Text(200) Trade

37 FutureStrategy Spread Trade – ‘Yes’ / ‘No’ Text(3) Yes



25 FUTURESOPENPOSITIONS This report provides details of all open Futures positions as of close of business (1700h EST) on the given report date. The report contains open positions in both Omnibus accounts and underlying customer accounts.


Default file name: FuturesOpenPositions_DD-MM-YYYY


Periodic: No

Historical: Yes



2 InstrumentType The type of instrument Text(200) Contract Futures





8 Sector The sector to which the traded instrument belongs Text(200) Financials - Currencies


10 Description Description of the Instrument Text(200) Euro FX - Jun 2010


12 ExchangeDescription The name of the exchange where the instrument is traded Text(200) GLOBEX 13 ExpiryDate Expiry date of the Future Date(8) 20100614

14 Amount Number of lots traded Decimal(19) 23



Numeric(10) 402794315






22 Price The Price of the trade in instrument currency Decimal(19) 1.2896

23 QuotedValue Trade value in instrument currency (negative if Buy/Sell = Buy)

Decimal(19) -3686037.39

24 EODRate Closing rate of the instrument on the relevant exchange. If no closing rate available, last traded price is used as closing rate.

Decimal(19) 1.28209996



Decimal(19) 0.7812058


Text(3) No


Unrealised profit/loss in instrument currency Decimal(19) -21562.61

28 UnrealizedPLAccount Unrealised profit/loss in account currency Decimal(19) -16844.84

29 SettlementPriceSource The source of the EOD Settlement Price used. Please see section 55.18 SettlementPriceSource

Text(1) Currently hard-coded BLANK

30 ExternalOrderID External Order ID /if applicable Text(200) Currently hard-coded BLANK

31 FutureStrategy Spread Trade – Yes / No Text(3) Yes



26 FUTURESTRADESEXECUTED This report provides details of all Futures trades executed during the course of a trade day, (1700h EST to 1700h EST). The report contains trades executed in both Omnibus accounts and underlying customer accounts.


Default file name: FuturesTradesExecuted_DD-MM-YYYY


Periodic: Yes

Historical: Yes



Date(8) 20100505

2 InstrumentType The type of instrument. Text(200) Contract Futures


Numeric(10) 1234567





8 Sector The sector to which the traded instrument belongs.

Text(200) Financials - Currencies


Text(32) ECM0

10 InstrumentDescription The name of the underlying instrument. Text(200) Euro FX - Jun 2010



Text(200) GLOBEX

13 ExpiryDate The Expiry Date of the future. Date(8) 20100614

14 TradedAmount Number of Futures traded (negative if BuySell = Sell).

Decimal(19) 23



Numeric(10) 402794315



Time(17) 20100505 12:53:35




Text(4) Buy

22 Price The traded price in the Instrument Currency. Decimal(19) 1.2896


Decimal(19) -3707600




Decimal(19) -230


Decimal(19) -37.26

26 TaxInstrumentCurrency Taxes charged on the trade in Instrument Currency

Decimal(19) 0


28 TradeType

Defines the trade type. Please see section 55.10 "Futures TradeType" in Saxo's File and Field Descriptions document for set of values and their definitions


29 TradeAllocation


Text(10) No


Numeric(10) 0



Numeric(10) 0


Text(8) Rebook

34 FutureStrategy Spread Trade – Yes / No. Text(3) Yes

35 ETORelatedClosingPosition ID of the Related Closing ETO Position. Numeric(10) 265418700

36 EODRate


Decimal(19) 0.639

37 ExchangeISOCode


Text(4) XOME


Text(4) XSTO


Numeric(10) 878



27 FXCLOSEDPOSITIONS This report provides details of all Forex positions which were closed on a given report date, (1700h EST to 1700h EST). The report contains closed positions in both Omnibus accounts and underlying customer accounts.


Default file name: FXClosedPositions_DD-MM-YYYY


Periodic: Yes

Historical: Yes



2 InstrumentType The type of instrument Text(200) Fx Spot & Forwards






8 Instrument The unique Saxo Bank alphanumeric code of the instrument Text(32) EURUSD


10 OpenTradedAmount Trade amount in base currency (negative if OpenBuySell = Sell)

Decimal(19) 10000


Numeric(10) 402010529


Numeric(10) 250734278


Time(17) 20100503 13:48:46



16 TradedPriceOpen Trade price for the opening side Decimal(19) 1,32285

17 AdjustedTradedPriceOpen

The trade price adjusted for swap and financing Decimal(19) 1.32289581

18 CloseTradedAmount Close Trade amount in base currency (negative if OpenBuySell = Sell)

Decimal(19) -10000


Numeric(10) 402612411


Numeric(19) 251332022


Time(17) 20100523 06:05:34




25 AdjustedTradedPriceClose

The trade price adjusted for swap and financing Decimal(19) 1.29714


The P/L amount in instrument currency Decimal(19) -257.56




Decimal(19) 0.78121603


The P/L amount in account currency (adjusted for currency cut)

Decimal(19) -201.21


Text(3) No


Filled in if special booking rules in BackOffice has moved the P/L to a different account

Text(16) 52415/405367

32 BookingAccountCurren The currency of the booking account Text(3) EUR



cy

33 ClosedPositionType Please see section 55.11 FX ClosedPositionType Text(200) Trade

34 FXType Spot or Forward Text(200) Forward



28 FXCLOSINGRATES This file shows the closing rate for all FX crosses, i.e. the rates at 17:00h New York time on the trading day.

Default file name: FXClosingRates_DD-MM-YYYY


Periodic: No

Historical: Yes


1 Date The trading date to which the rates apply Date(8) 20100523 2 FXCross The name of the FX Cross Text(6) EURUSD

3 ClosingRate The closing rate Decimal(19) 1.13485



29 FXOPENPOSITIONS This report provides details of all open Forex positions as of close of business (1700h EST) on the given report date. The report contains open positions in both Omnibus accounts and underlying customer accounts.


Default file name: FXOpenPositions_DD-MM-YYYY


Periodic: No

Historical: Yes


1 ReportingDate The Reporting Date of the reported positions Date(8) 20100523

2 InstrumentType The type of instrument Text(200) Fx Spot & Forwards





8 Instrument The unique Saxo Bank alphanumeric code of the instrument Text(32) EURGBP


10 Amount Trade amount in base currency (negative if BuySell = Sell) Decimal(19) 10000


Numeric(10) 402010529

12 OrderNumber Unique Saxo Bank FrontOffice Order ID Numeric(10) 250734278 13 TradeTime The precise date and time of the trade execution Time(17) 20100503 13:48:46


15 ValueDate Current value date of the trade Date(8) 20141023


17 SpotPrice Original traded spot price Decimal(19) 0.75902

18 SwapPrice Original traded swap price (in case of forward) Decimal(19) 0

19 Price SpotPrice+SwapPrice Decimal(19) 0.75902

20 QuotedValue Trade value in instrument currency (negative if Buy/Sell = Buy)

Decimal(19) -6390

21 AccumulatedFinancingInterest

Total sum of financing interest since first roll Decimal(19) 0.00016708

22 AccumulatedTomNext Total sum of t/n swap adjustment since first roll Decimal(19) 0.004197 23 AdjustedTradedPrice Price+AccumulatedFinancingInterest+AccumulatedTomNext Decimal(19) 129714

24 EODRate Saxo Bank’s closing rate of the instrument on 17.00 EST (New York close)

Decimal(19) 0.639



Decimal(19) 0.78121603

26 IsPartial ‘Yes’, if the open position is partial. ‘No’, if the open position is not partial

Text(3) No


Unrealised P/L in instrument currency Decimal(19) -257.56

28 UnrealizedPLAccount Unrealised P/L in account currency Decimal(19) -201.21

29 ExternalOrderID External Order ID /if applicable Text(200)

30 DiscountFactor Multiplier which discounts the forward element of the unrealized P/L back to spot

Numeric(10) 1

31 FXType Spot or Forward Text(200) Forward



30 FXOPTIONCLOSEDPOSITIONS This report provides details of all Forex Option positions which were closed on a given report date, (1700h EST to 1700h EST). The report contains closed positions in both Omnibus accounts and underlying customer accounts.


Default file name: FXOptionClosedPositions_DD-MM-YYYY


Periodic: Yes

Historical: Yes



2 InstrumentType The type of instrument Text(200) FX Options





7 AccountCurrency The currency of the account Text(3) USD

8 Instrument The unique Saxo Bank alphanumeric code of the instrument Text(32) EURUSD


10 OpenTradedAmount Trade amount in base currency of the opening side of the trade (negative if OpenBuySell = Sell)

Decimal(19) -1000000


Numeric(10) 696625155


Numeric(10) 559931754

13 OpenTradeTime The precise date and time of the trade execution of the opening side of the trade

Time(17) 20140428 20:20:21

14 OpenTradeDate The date of trade execution on the opening side of the trade Date(8) 20140429

15 OpenBuySell Buy/Sell from account point of view on opening side of the trade

Text(4) Sell

16 TradedPriceOpen Trade price for the opening side of the trade Decimal(19) 0.0019

17 CloseTradedAmount Trade amount in base currency of the closing side of the trade (negative if CloseBuySell = Sell)

Decimal(19 1000000

18 CloseTradeNumber Unique Saxo Bank position ID within Saxo Bank Back Office system of the closing side of the trade

Numeric(10) 705452773


Numeric(10) 569623492

20 CloseTradeTime The precise date and time of the trade execution of the closing side of the trade

Time(17) 20140602 13:31:14

21 CloseTradeDate The date of trade execution on the closing side of the trade Date(8) 20140602

22 CloseBuySell Buy/Sell from account point of view on closing side of the trade

Text(4) Buy

23 TradedPriceClose The trade price for the closing side of the trade Decimal(19) 0.0019


Text(3) No

25 OptionType Please see section 55.12 FX Option OptionType Text(25) Vanilla Option

26 CallPut Please see section 55.13 FX Option OptionSubType Text(15) Call


28 ClosedPositionType Please see section 55.15 FX Options ClosedPositionType Text(16) Trade



31 FXOPTIONOPENPOSITIONS This report provides details of all open Forex Option positions as of close of business (1700h EST) on the given report date. The report contains open positions in both Omnibus accounts and underlying customer accounts.


Default file name: FXOptionOpenPositions_DD-MM-YYYY


Periodic: No

Historical: Yes



2 InstrumentType The type of instrument Text(200) FX Options








10 Amount Trade amount in base currency (negative if BuySell = Sell) Decimal(19) 100000


Numeric(19) 402794315




15 ValueDate Current Value date of the trade Date(8) 20140505

16 BuySell Buy/Sell from account point of view Text(4) Sell

17 Price The Price of the trade in instrument currency Decimal(19) 0.0072 18 OptionType Please see section 55.12 FX Option OptionType Text(25) Vanilla Option

19 CallPut Please see section 55.13 FX Option OptionSubType Text(15) Call


21 EODRate Saxo Bank’s closing rate of the instrument on 17.00 EST (New York close)

Decimal(19) 0.00045435

22 UnrealisedPLInstrument

Unrealised P/L in instrument currency Decimal(19) -45.43504381



Decimal(19) 0.82189319

24 UnrealisedPLAccount Unrealised P/L in account currency Decimal(19) -37.35


Text(3) No

26 ExpiryDate Expiry date of the Forex Option Date(8) 20140630

27 ExpiryCut Time of day for Expiry: New York Cut (10am NY time) Tokyo Cut (3pm Tokyo time)

Text(15) NY Cut

28 ExpiryValueDate Value Date of the FX Spot position if option expires in the money

Date(8)

20140702

29 Barrier The barrier prices. Reported as [<LowerBarrier> , <UpperBarrier>]. Example [1.0000, 1.5000]. No upper or lower barrier reported as 0.0000.

Text(20) [0.0000, 0.0000]

30 VariableNetTradedAmount

Quoted value Decimal(19) 121400

31 PctOfPremium Premium as percent of Quoted value Decimal(19) 0.008741

32 Delta The Delta value of the option Decimal(19) -0.17958

33 Eta The Eta value of the option Decimal(19) 0.063417

34 Gamma The Gamma value of the option Decimal(19) 86.22079

35 Theta The Theta value of the option Decimal(19) -0.00004834



32 FXOPTIONTRADESEXECUTED This report provides details of all Forex Option trades executed during the course of a trade day, (1700h EST to 1700h EST). The report contains trades executed in both Omnibus accounts and underlying customer accounts.


Default file name: FXOptionTradesExecuted_DD-MM-YYYY


Periodic: Yes

Historical: Yes



2 InstrumentType The type of instrument. Text(200) FX Options


Numeric(10) 1234567






Text(32) AUDUSD


10 TradedAmount Number of FXOptions traded (negative if BuySell = Sell).

Decimal(19) 150000


Numeric(10) 402794315


13 TradeTime The precise date and time of the trade execution. Time(17) 20140505 12:53:35




Text(4) Buy


18 OptionType OptionType. Please see section 55.12. Text(25) FX Vanilla

19 CallPut Whether or not the FXOption of the trade is a Call or a Put.

Text(15) Call

20 Strike Strike price of the option. Decimal(19) 15500

21 CommissionInstrumentCurrency The commission charged in Instrument Currency. Decimal(19) -230

22 Premium Premium paid or received in the Premium Currency. (Negative if paid from the point of view of the account).

Decimal(19) -60

23 PremiumCurrency The currency of the premium. (Same as the Instrument Currency)

Text(3) USD




25 TradeAllocation


Text(50) No


Numeric(10) 0

27 ExpiryDate The Expiry Date of the FX option. Date(8) 20140630

28 ExpiryCut Time of day for Expiry: New York Cut (10am NY time) Tokyo Cut (3pm Tokyo time)

Text(20) NY Cut

29 ExpiryValueDate Value Date of the FX Spot position if the FX option expires in the money.

Date(8) 20140702

30 Barrier The barrier prices. Reported as [<LowerBarrier> , <UpperBarrier>]. Example [1.0000 , 1.5000]. No upper or lower barrier reported as 0.0000.

Text(50) [0.0000, 0.0000]

31 TradeType

Defines the trade type. Please see section 55.14 "FX Options TradeType" in Saxo's File and Field Descriptions document for set of values and their definitions

Text(32) Normal


Numeric(10) 696648155


Text(8) Reverse

34 EODRate Saxo Bank’s closing rate of the instrument as at 17.00 EST (New York close)

Decimal(19) 0.639


Numeric(10) 878



33 FXTRADESEXECUTED This report provides details of all Forex trades executed during the course of a trade day, (1700h EST to 1700h EST). The report contains trades executed in both Omnibus accounts and underlying customer accounts.


Default file name: FXTradesExecuted_DD-MM-YYYY


Periodic: Yes

Historical: Yes



2 InstrumentType The type of instrument. Text(200) Fx Spot & Forwards


Numeric(10) 1234567




7 AccountCurrency The currency of the account. Text(3) USD


Text(32) AUDUSD


10 TradedAmount Trade amount in base currency (negative if BuySell = Sell).

Decimal(19) -250000


Numeric(10) 762268332


13 TradeTime The precise date and time of the trade execution. Time17) 20141210 14:42:32




Text(4) Sell

17 SpotPrice Original traded spot price. Decimal(19) 0.83114

18 SwapPrice Original traded swap price (in case of forward). Decimal(19) 0



Decimal(19) 207785

21 CommissionInstrumentCurrency The commission charged in Instrument Currency. Decimal(19) 0




23 TradeType

Defines the trade type. Please see section 55.16 "FX TradeType" in Saxo's File and Field Descriptions document for set of values and their definitions

Text(20) Open Order

24 TradeAllocation


Text(50) No


Numeric(10) 0



Numeric(10) 762474241


Text(8) Cancel

29 FXType FX Spot or FX Forward. Text(200) FX Spot

30 LiquidityFactor The ability of a market to accept large transactions. Decimal(19) 1

31 EODRate Saxo Bank’s closing rate of the instrument as at 17.00 EST (New York close)

Decimal(19) 0.639


Numeric(10) 878



34 IBCOMMISSIONSEXTENDED The file provides a trade-by-trade, account-by-account breakdown of all commissions/income received by the Institutional Client on any given day.

Default file name: IBCommissionsExtended_000000 _DD-MM-YYYY (000000 is the identifier of the Institutional Client.


Periodic: Yes

Historical: Yes


1 CommissionAccount Account number for the account where the commission is credited

Text(16) 1234/COMMEUR

2 CommissionPartnerAccountKey

Optional identifier chosen by the White Label Text(32)

3 Currency Currency for the commission account Text(3) EUR

4 AccountID Unique Saxo Bank Account number Text(16) 12345/WLC123 5 PartnerAccountKey Optional account identifier chosen by the White Label Text(30) MyCRMID123

6 AccountName Name/description of the account Text(50) MyCRMID123 – Account1

7 CommissionGroup The name of the commission group Text(250) Retail

8 Type Text describing the type of commission booking Text(128) Commission

9 BackOfficeID Unique Saxo Bank position ID within Saxo Bank Back Office system

Numeric(10) 416466327

10 FrontOfficeID Unique Saxo Bank FrontOffice Order ID Numeric(10) 265418900

11 ContractType Contract type for the trade Text(50) CFD

12 InstrumentCode The unique Saxo Bank alphanumeric code of the instrument Text(32) AAPL:xnas

13 InstrumentName Instrument name for the traded instrument Text(128) Apple Inc.


15 OptionSubType If Option: ‘Sock Option’, ‘Future Option’ or ‘Stock Index Option’




18 BuySell Buy/Sell from account point of view Text(2) B

19 Contracts Number of contracts traded Decimal(19) 20

20 ClientPrice Client Traded Price Decimal(19) 0.014

21 PartnerPrice Partner Traded Price Decimal(19) 0.014

22 PriceDifferenceShare ClientPrice – PartnerPrice. The difference between ClientPrice and PartnerPrice

Decimal(19) 0

23 ConversionRateMarkup

Conversion rate used to convert the PricedifferenceShare into Commission’s Account Currency

Decimal(19) 0.7098555

24 PriceDifferenceShareAccountCurrency

PriceDifferenceShare in Commission Account Currency Decimal(19) 0

25 ClientCommission Commission paid by the client, (outside the spread) Decimal(19) 25 26 PartnerCommission Commission paid by the Partner for the trade Decimal(19) 15

27 CommissionDifferenceShare

ClientCommission – PartnerCommission. Difference between ClientCommission and PartnerCommission

Decimal(19) 10

28 ConversionRateCommission

Conversion rate used to convert CommissionDifferenceShare into Commission’s Account Currency

Decimal(19) 0.709855

29 CommissionDifferenceShareAccountCurrency

The converted CommissionDifferenceShare booked into the commission account

Decimal(19) 7.1

30 ExchangeFee Cost related to Exchange Fees Decimal(19) -1.42

31 TotalAmount Total commission for the trade in account currency Decimal(19) 7.1

32 Sum Sum (only used in summation lines) Decimal(19) 0



35 INTEREST This file contains an overview of account interest based on the Net Free Balance as well as financing interest for CFD positions paid or received.

As the interest is only booked once a month, the file will only ever contain entries once a month as well.

The interest booked is based on agreement between the Institutional Client and Saxo Bank Group.

All client interest (if any) is predefined by the Institutional Client.

Default file name: Interest_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 Account Unique Saxo Bank Account number Text(16) 12345/WLC123 2 AccountCurrency The currency of the account Text(3) DKK


Numeric(19) 0

4 ContractType “IC” = Account interest, “IN” = CFD interest Text(200) IC

5 Instrument Instrument currency Text(3) EUR

6 TradeDate The date of the interest booking Date(8) 20150529

7 ValueDate The Value Date of the interest booking Date(8) 20150601

8 Amount The interest amount booked Decimal(19) -2548.87

9 ConversionRateInterest

Conversion rate used to convert CFD Interest amounts into Interest account currency

Decimal(19) 1

10 BookedInterest Amount in account currency Decimal(19) -2548.87

11 Type Please see section 55.17 Interest Type Text(200) Interest

12 InterestAccount The Saxo Bank account number for the account where the interest has been booked.

Text(16) 12345/INTGBP

13 WithheldTax Amount of withheld tax Decimal(19)


15 WithheldTaxAccount The account number of the account to which the withholding tax will be credited.

Text(16) 0

16 ReasonForTaxing The type of tax that has been withheld. Text(200) No Tax

17 TransactionView The interest file holds information of the Interest payments seen from different views. This field indicates which perspective the Interest amount belongs to.

Text(200) Client Interest

18 Cancel Indicated whether it is a cancel transaction or not (‘YES’ / ‘NO’) Text(3) NO

19 TaxAccountCurrency The Currency of the Tax Account Text(3) EUR

20 TaxAccountConversionRate

Conversion Rate used to convert Amount in Instrument Currency into Tax Account in Tax Account Currency

Decimal(19) 1

21 TaxAccountWithheldAmount

The Amount withheld on Tax Account in Tax Account Currency

Decimal(19) 251.11



36 INTERESTAMOUNTS This file contains an overview of all Interest Booked Amounts.

Default file name: InterestAmounts_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 Date The Reporting Date of the reported amounts Date(8) 20150301


Numeric(10) 5262071



5 Type Please see section 55.17 Interest Type Text(200) Interest


7 CounterpartBaseCurrency The calculating currency for margin and interest purposes for the counterpart

Text(3) AUD


9 InterestProfile Name of the interest profile chosen for the account Text(200) Client Investment Services

10 CashBalance The Value dated cash balance of the client Decimal(19) -270

11 UnrealizedPL The Unrealized Profit and Loss of the client Decimal(19) 0

12 MarginRequired The margin required for the NetFreeEquity calculation (different from trade margin requirements)

Decimal(19) 2644717.62

13 NetFreeEquity The NetFreeEquity of the client Decimal(19) -2644987.62

14 InterestDays The day count the interest calculation is subjected to Numeric(10) 1

15 MarkUp The Markup Applied to the Sourced Interest Rate Decimal(19) 0.25

16 InterestRate The interest rate applied to the calculation Decimal(19) 1.7

17 InterestAmount The Interest amount for the day Decimal(19) -123.19

18 BookingDate Date of the booking Date(8) 20150323

19 BookingAccount The Account to which the Borrowing Costs is booked to


20 BookingAccountCurrency The currency of the booking account Text(3) EUR

21 ConversionRate Conversion rate used to convert InterestAmount into InterestAmountBookingAccountCurrency

Decimal(19) 2.560135

22 InterestAmountBookingAccountCurrency

The InterestAmount x ConversionRate Decimal(19) 1.28

23 InterestRateBid The sourced Bid market rate Decimal(19) 0.360890923

24 InterestRateAsk The sourced Ask market rate Decimal(19) 0.392386685

25 InterestRateFloor The floor of the interest rate Decimal(19) -1.05



37 INTERESTRATES This file shows the interest rates for all currencies, reflecting the agreed rates as stated in the Institutional Client agreement.

These rates are used to calculate any interest charged or paid to customers’ accounts.

Default file name: InterestRates_DD-MM-YYYY


Periodic: No – Request of period will result in InterestRates from first date in the requested period.

Historical: Yes


1 TradeDate The trading date to which the rates apply Date(8) 20150323

2 CurrencyCode Instrument currency Text(3) AED

3 Days The interest type, e.g. 1 day = overnight, 30 days = monthly Numeric(10) 30

4 Bid The sourced Bid market rate Decimal(19) 0.360890923

5 Ask The sourced Ask market rate Decimal(19) 0.392386685 6 InterestRateFloor The floor of the interest rate Decimal(19) -1.05



38 NEWACCOUNTS This report provides details of all new Accounts created on the given report date. Reports can be requested historically.

Default file name: NewAccounts_DD-MM-YYYY


Periodic: Yes

Historical: Yes



Numeric(10) 1234567






Text(3) EUR

6 CommissionProfile The commission profile of the account. Text(50) WL 3 - CIS

7 InterestProfile The interest profile of the account. Text(200) WL - no interest


Text(200) WL 2.5%/3%


10 Products The list of products tradable on the account. Text(500) Fx Spot & Forwards, Fx Options, Contract Futures, Shares, CFDs, Cash

11 CreationTime Date and time when the account was first registered at Saxo Bank.

Time(17) 20100505 09:40:58

12 CreatedBy Who created the account? Text(30) CFK






17 MoneyManagerFee Money Manager fee. Text(50) Not Applicable




Text(3) Yes





39 NEWCOUNTERPARTS This report provides details of all new Counterparts created on the given report date. Reports can be requested historically.

Default file name: NewCounterparts_DD-MM-YYYY


Periodic: Yes

Historical: Yes




Numeric(10) 5262071


4 MarginCallProfile Name of the margin call profile for the counterpart Text(32) Saxo CH Retail

5 MarginRequirementProfile Name of the margin requirement profile for the counterpart

Text(24) Saxo Bank Default


Numeric(1) 1

7 SwissStampDutyExempt Is the counterpart exempt from Swiss stamp duty. (0=No, 1=Yes) Note: This flag only applies to Swiss residents.

Numeric(1) 0

8 SwissResidency Is the counterpart a Swiss resident? (0=No, 1=Yes) Numeric(1) 0

9 BaseCurrency The calculating currency for margin and interest purposes for the counterpart

Text(3) CHF

10 EMailAddress The registered e-mail address for the counterpart Text(50) [email protected]

11 CreationTime Date and time when the counterpart was first registered in Saxo Bank.

Time(17) 20150323 10:25:40

12 CreatedBy Who created the counterpart? Text(30) MIDAS2\SEMService

13 WithholdTaxProfile The name of the Withholding tax profile for the counterpart

Text(50) No Tax

14 ReliefAtSource Client eligible for withholding tax relief at source. 1 = Yes. 0 = No

Numeric(10) 0

15 TaxCountry Tax domicile Text(50) Switzerland

16 ReliefAtSourceDocumentationType

Relief at source documentation status Text(200) Documented eligible treaty

17 ReliefAtSourceExpiryDate Expiry date of relief at source document Date(10) 19-08-2014

18 CurrentPrimaryGroup Primary Group Text(50) Saxo Bank Clients

19 CurrentSecondaryGroups Secondary Group Text(1000)

ALL External | All External FX | All External Contract Futures

20 InterestProfile Interest Profile Text(100) <Saxo Bank - Retail>

21 MarginProfile Margin Profile Text(200) Saxo Bank Default

22 TradeRestrictor If TradeRestrictor = "TRUE", the counterpart is restricted to trade. If TradeRestrictor = "FALSE", then there is no restrictions.

Text(200) FALSE

23 OwnerID OwnerID Numeric(10) 5262071



40 ORDERACTIVITY This file provides an overview of the events affecting orders. This ranges from Order Creation to Order Modification, Market Stop Out and Cancellation to Orders being filled and becoming thus trades and positions.

The order activity file contains all order related data for the specific date.

Default file name: OrderActivity_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 Account Unique Saxo Bank Account number Text(16) 12345/WLC123


3 CreationDate Date and time of the event Time(17) 20100505 20:24:12

4 InstrumentType The type of instrument Text(40) CFD

5 Instrument The unique Saxo Bank alphanumeric code of the instrument Text(32) DAX.I 6 TransactionType Please see section 55.22 Order Activity TransactionType Text(40) Change Order


8 OrderType The type of order the event applies to Text(30) Market

9 Duration The duration (if applicable) on the order Text(30) GTC

10 OrderAmount The amount/size of the order Decimal(19) 20

11 OrderPrice The price of the order Decimal(19) 334.12

12 ExecutedAmount If the order gets filled, this is the amount being executed Decimal(19) 20

13 ExecutedPrice If the order gets filled, this is the price at which the order gets executed

Decimal(19) 334.12


15 Exchange The name of the exchange where the instrument is traded Text(40) OTC

16 ISIN Code The ISIN Code of the traded product, if applicable Text(14) DE0008123008


18 PositionID If applicable. The positionID of the trade, when the order gets filled

Numeric(10) 265418900

19 UserID System ID of the User executing the action, (zero value is used for a system action).

Numeric(10) 0

20 OldOrderNumber Old unique Saxo Bank FrontOffice Order ID. In cases where order numbers need to be replaced, the last order number will be reported here

Numeric(10) 113819538

21 DurationDate Order Duration Date Numeric(10) 20150423

22 LastChangedBy The User ID who last changed the order. Numeric(10) 2991759 23 TradedCurrency The currency of the Trade Text(3) AUD



41 PLCONVERSIONRATES This file shows the raw closing rate for all currencies, using the rates at 17:00h New York time.

These rates are used to convert P&L from the instrument currency into the actual account currency.

Default file name: PLConversionRates_DD-MM-YYYY


Periodic: No

Historical: Yes


1 TradeDate The trading date to which the rates apply Date(8) 20100505

2 FromCurrency The instrument currency Text(3) USD

3 ToCurrency The account currency Text(3) EUR

4 ConversionRate Conversion rate between instrument currency and account currency

Decimal(19) 1



42 PROJECTEDAMOUNTS This report contains all bookings from BookkeepingCash with ValueDates 1, 2, 3 or 4 trading days ahead of the given Report Date.

Reports can be requested historically, but only for one trade day at a time

Default file name: ProjectedAmounts_DD-MM-YYYY


Periodic: No

Historical: Yes


1 ReportDate The date of the reported snapshot in the EOD file. Date(8) 09-11-2015

2 CounterPartId Unique Saxo Bank ID for the counterpart who owns the account.

Numeric(10) 5830649

3 CounterPartName Name of the counterpart who owns the account. Text(300) Perianth Limited

4 AccountNumber Unique Saxo Bank account number. Text(16) 76000/106406USD

5 PartnerAccountKey Optional account identifier chosen by a WLC. Text(30)

6 AccountCurrency The currency of the account. Text(3) USD

7 BkAmountTypeId The unique Saxo ID of the corresponding BkAmountType.. Please see section 55.1 BkAmountType for a breakdown of BkAmountTypes

Numeric(10) 2

8 BKAmountType

The unique Saxo transaction type identifier according to a predefined list of Saxo transaction types. Please see section 55.1 BkAmountType for a breakdown of BkAmountTypes.

Text (200) Share Amount

9 NetAmountReportDatePlus1 AmountAccountCurrency from BookkeepingCash if ValueDate = ReportDate + 1 Trading Day

Decimal(19) 0


Decimal(19) 0


Decimal(19) 1084.19


Decimal(19) 0



43 SERVICEBILLINGAMOUNTS This report provides information on all historical bookings which have taken place as a result of feed incurred from Subscription to live data.

Default file name: ServiceBillingAmounts _DD-MM-YYYY


Periodic: Yes

Historical: Yes



2 AccountCurrency The currency of the account. Text(3) GBP

3 BookingDate Date of the booking. Date(8) 20150619


5 BookingText The description of the service fee charged. Text(200) 599999 OPRA Options, Level 1, Private

6 ServiceCurrency Currency of the charge/fee, e.g. EUREX will always charge in “EUR”.

Text(10) USD

7 AmountServiceCurrency The total service billing fee in the Service Currency. Decimal(19) -1.25

8 ServiceToAccountRate The transaction conversion rate to convert Service Currency to Account Currency.

Decimal(19) 0.632

9 AmountAccountCurrency The total service billing fee in the Account Currency, (AmountServiceCurrency x ServiceToAccountRate).

Decimal(19) -0.79



Numeric(10) 1234567



44 SERVICEBILLINGSUBSCRIPTIONS The report provides individual subscriber detail, (name, address, occupation), the report is typically used for further reporting to the exchanges.

Default file name: ServiceBillingSubscriptions_DD-MM-YYYY


Periodic: Yes

Historical: Yes






5 Account Unique Saxo Bank Account number Text(16) 12345/WLC123

6 UserName Name of the user Text(200)

7 UserID System ID of the user Numeric(10)

8 Street1 Address line 1 Text(800)

9 Street2 Address line 2 Text(800)

10 City City Text(200)

11 PostalCode Postal Code Text(200)

12 Country Country Text(200)

13 EmployerName Name of Employer Text(200)

14 EmployerAddress Address of Employer Text(800) 15 EmploymentFunctions Employment Functions Text(200)

16 Occupations Occupations Text(200)

17 Position Position held Text(200) 18 ServiceName Name of service one is subscribing for Text(200)

19 LevelName The Level of the service (Level1, Level2) Text(200)

20 StatusName The current status of the service, (Professional / Private) Text(200)

21 ActivationDate The date the Service was turned on Date(8) 22 DeactivationDate The date the Service was turned off Date(8)



45 SHARECLOSEDPOSITIONS This report provides details of all Share positions which were closed on a given report date, (1700h EST to 1700h EST). The report contains closed positions in both Omnibus accounts and underlying customer accounts.


Default file name: ShareClosedPositions_DD-MM-YYYY


Periodic: Yes

Historical: Yes



2 InstrumentType The type of instrument Text(200) Shares





7 AccountCurrency The currency of the account Text(3) USD

8 Instrument The unique Saxo Bank alphanumeric code of the instrument Text(32) NOAH:xnys

9 Description Description of the Instrument Text(200) Noah Holdings ADR


11 ISINCode The ISIN Code of the traded product Text(32) US12347X1028

12 ExchangeDescription The name of the exchange where the instrument is traded Text(200) New York Stock Exchange

13 OpenTradedAmount Trade amount in number of shares (negative if OpenBuySell = Sell)

Decimal(19) 300



Numeric(10) 818502059


Numeric(10) 691798911


Time(17) 20150602 19:47:12

18 OpenTradeDate The date of trade execution on the opening side Date(8) 20150602 19 OpenBuySell Buy/Sell from account point of view on opening side Text(4) Buy


21 CloseTradedAmount Trade amount number of shares (negative if CloseBuySell = Sell)

Decimal(19) -300


Numeric(10) 824309287


Numeric(10) 697742343


Time(17) 20150619 14:41:13

25 CloseTradeDate The date of trade execution on the closing side Date(8) 20150619 26 CloseBuySell Buy/Sell from account point of view on closing side Text(4) Sell



Text(3) Yes

29 ClosedPositionType Please see section 55.19 Share ClosedPositionType Text(200) Trade

30 PreviousISINCode The previous ISIN Code of the traded product Text(200) US12347X1082

31 DVP

"If Delivery Versus Payment (DVP) = ""Yes"", the share position has been settled with the client's custodian. If DVP = ""No"", it means the share position has been closed and settled with Saxo's custodian."

Text(3) No



46 SHAREDIVIDEND This report provides details of all share dividends received on a given trade date (1700h EST to 1700h EST) for both Share and CFD positions. The report contains payments resulting from share dividends in both Omnibus accounts and underlying customer accounts.

The report can be requested historically and for a reporting period of several days/months. This will show all dividends in the requested reporting period.

Default file name: ShareDividend_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 UnderlyingInstrumentType The underlying instrument type generating the booking, i.e. Share or CFD

Text(10) Share

2 CAEventID Unique ID of corporate action Numeric(10) 377002

3 ExDate The date on which the shareholder is entitled to receive the announced dividend / cash adjustment

Date(8) 20100403

4 TradeDate The date of the dividend booking Date(8) 20100505 5 ValueDate The Value Date of the booking Date(8) 20100603

6 ClientID The Client ID owning the Account onto which the booking is made

Numeric(10) 5262071

7 ClientName The name of the client owning the Account onto which the booking is made






Numeric(10) 796402373

12 Instrument Instrument name for the traded instrument Text(200) US SPX500

13 InstrumentCode The unique Saxo Bank alphanumeric code of the instrument

Text(32) SP500.I

14 ISIN The ISIN Code of the traded product Text(32) US78378X1072

15 CountryOfIssue ISO 3166-1 alpha-2 code for the country of issuance of the shares / cfd

Text(32) US

16 FigurSize Price multiplier Decimal(19) 1


18 TradedAmount The number of items traded Decimal(19) 3

19 TradedAmountPriceCurrency

The traded amount of the trade stated in instrument currency

Decimal(19) 0.82

20 ConversionRate Conversion rate used to convert GrossAmountDividendCurrency into NetBookedAmount

Decimal(19) 1.174437038

21 NetBookedAmount Net booked amount in account currency Decimal(19) 0.96 22 TaxPercentage Applied Tax Percentage to the Dividend Decimal(19) 0

23 BookedAmountTax Amount booked due to tax Decimal(19) 0

24 GrossAmountDividendCurrency

Gross booked amount in Dividend currency Decimal(19) 0.82

25 DividendCurrency The currency of the Dividend Text(3) DKK

26 FrankedAmount For Australian Dividends the amount of dividend (if any) which can be reclaimed via dividend imputation

Decimal(19) 0

27 UnFrankedAmount For Australian Dividends the nominal unit of tax (if any) which cannot be reclaimed via dividend imputation

Decimal(19) 0

28 FrankingCredit For Australian Dividends the nominal unit of tax (if any) paid by company for dividend imputation

Decimal(19) 0

29 GrossRate Dividend per Share Decimal(19) 0.2

30 CAEventTypeID ID number of the CA Event Numeric(10) 10

31 CAEventTypeName The type of Corporate Action Event Text(50) Cash Dividend





47 SHAREOPENPOSITIONS This report provides details of all open Share positions as of close of business (1700h EST) on the given report date. The report contains open positions in both Omnibus accounts and underlying customer accounts.


Default file name: ShareOpenPositions_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 ReportingDate The Reporting Date of the positions detailed Date(8) 20150619

2 InstrumentType The type of instrument Text(200) Shares




7 AccountCurrency The currency of the account Text(3) GBP

8 Instrument The unique Saxo Bank alphanumeric code of the instrument Text(32) GVC:xlon

9 Description Description of the Instrument Text(200) GVC Holdings Plc

10 InstrumentCurrency The currency of the instrument Text(3) GBP

11 ISINCode The ISIN Code of the traded product Text(32) IM00B5VQMV12

12 ExchangeDescription The name of the exchange where the instrument is traded Text(200) London Stock Exchange (SEAQ)

13 Amount Number of traded shares (negative if BuySell = Sell) Decimal(19) 434



Numeric(10) 585691329






21 Price The Price of the trade in instrument currency Decimal(19) 280.5

22 QuotedValue The Position value, at EODRate, in instrument currency (negative if Buy/Sell = Buy)

Decimal(19) -1985.55

23 EODRate

Closing rate follows the closing rate of the underlying instrument. If no closing rate available, last traded price is used as closing rate.

Decimal(19) 457.5



Decimal(19) 1


Text(3) No

26 UnrealisedValueInstrument

Unrealised value of position in instrument currency Decimal(19) 1985.55

27 UnrealisedValueAccount

Unrealised value of position in account currency Decimal(19 1985.55

28 ExternalOrderID External Order ID / if applicable Text(200)

29 PreviousISINCode The previous ISIN Code of the traded instrument Text(200) IM00B5VQMV13

30 DVP

"If Delivery Versus Payment (DVP) = ""Yes"", it means the trade is in a DVP account and has not yet settled with the client's own custodian. Once settled, the position will no longer be reflected in the ShareOpenPositions file, nor in the OpenPositionsShares total in AccountStatus file. At that time, the position will move to the ShareClosedPositions file. If DVP = ""No"", it means it is an position settled with Saxo's custodian. The position will always reflect in SharesOpenPositions and the OpenPositionsShares total in AccountStatus file, until it is closed."

Text(3) No



31 ExchangeISOCode Exchange fix ISO code Text(4) XOME

32 ISOMic Exchange ISO mic code Text(4) XSTO



48 SHARETRADESEXECUTED This report provides details of all Share trades executed during the course of a trade day, (1700h EST to 1700h EST). The report contains trades executed in both Omnibus accounts and underlying customer accounts.


Default file name: ShareTradesExecuted_DD-MM-YYYY


Periodic: Yes

Historical: Yes





Numeric(10) 1234567






Text(32) AONE:xnas

9 InstrumentDescription The name of the underlying instrument. Text(200) LJC Individual


11 ISINCode The ISIN code of the traded instrument. Text(32) NO246546164


Text(200) NASDAQ

13 TradedAmount Number of shares traded (negative if BuySell = Sell).

Decimal(19) 150



Numeric(10) 402845347


17 TradeTime The precise date and time of the trade execution. Time(17) 20100505 13:32:14


19 ValueDate Value Date of the trade Date(8) 20100505


Text(4) Buy

21 Price The traded price in the Instrument Currency. Decimal(19) 11605


Decimal(19) -4642

23 CommissionInstrumentCurrency The commission charged in Instrument Currency. Decimal(19) -15




Decimal(19) 0

25 TransferFee Any transfer fee payable by the client. Decimal(19) 0

26 TaxInstrumentCurrency Any tax amount that has been imposed on the trade

Decimal(19) -0.96


28 TradeType

Defines the trade type. Please see section 55.20 "Share TradeType" in Saxo's File and Field Descriptions document for set of values and their definitions



Text(50) Bonus Issue


Text(10) 0

31 TradeAllocation


Text(10) No


Numeric(10) 0



Numeric(10) 402899763


Text(8) Rebook

36 PositionID If applicable, the corresponding PositionId of the trade.

Numeric(10) 265418900


Numeric(10) 491300

38 ExchangeISOCode


Text(4) XOME


Text(4) XSTO

40 ETORelatedClosingTrade ID of the Related Closing ETO Trade. Numeric(10) 265418700


Numeric(10) 150

42 DVP

If Delivery Versus Payment (DVP) = "Yes", it means the bond trade is executed on a DVP account, and will be settled with the client's own custodian. If DVP = "No", it means it is a trade that will settle with Saxo's custodian.

Text(3) No

43 EODRate


Decimal(19) 1.28



49 SWAPPOSITIONSFX This file holds information about Tom/Next swap activity performed on FX.

The report will include all open FX trades where the value date has been swapped to the following day.

The rates used will be in the “SwapPricesFX”.

Default file name: SwapPositionsFX_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 PositionId Unique Saxo Bank position ID within Saxo Bank Back Office system

Numeric(10) 776155833

2 AccountId Unique Saxo Bank Account number Text(16) 12345/WLC123

3 AccountCurrency The currency of the account Text(3) GBP

4 Instrument The unique Saxo Bank alphanumeric code of the instrument Text(32) EURGBP

5 Amount The traded amount Decimal(19) 10000

6 B_S Buy/Sell from account point of view Text(1) B

7 ForwardDate The date of the forward Date(10) 22-06-2015

8 ForwardType The type of forward. Please see section 55.8 ForwardType

Text(50) Normal Forward

9 CurrentValueDate Current Value Date of the trade Date(10) 23-06-2015

10 NewValueDate New Value Date of the trade after swap Date(10) 24-06-2015

11 OpenRate Price of the open position Decimal(19) 0.76338408

12 SpotNow The value of the instrument at the time of doing the swap Decimal(19) 0.71472

13 FinancingInterest Overnight interest, in SwapPoints, for rolling an unrealised profit/loss

Decimal(19) 0.00000164

14 ForwardPrice The future currency cross rate adjusted by the interest rates Decimal(19) 0.000028

15 NewRate The “New Rate/Price” of the position. Tomorrow the NewRate will be the OpenRate

Decimal(19) 0.76341372

16 NewPositionId Unique Saxo Bank position ID within Saxo Bank Back Office system

Numeric(10) 776155833




50 SWAPPRICESFX This file contains the Tom/Next prices. The list of prices reflects the actual agreed Tom/Next price as stated in the Institutional Client agreement.

These rates are used to calculate the swaps in the file: “SwapPositionsFX”.

Default file name: SwapPricesFX_DD-MM-YYYY


Periodic: No

Historical: Yes


1 AccountId Unique Saxo Bank Account number Text(16) 12345/WLC123

2 Instrument The unique Saxo Bank alphanumeric code of the instrument Text(32) CADUSD

3 ForwardDate Reporting date Date(10) 19-06-2015

4 CurrentValueDate Current Value Date of the trade Date(10) 19-06-2015

5 NewValueDate New Value Date of the trade after swap Date(10) 22-06-2015 6 CurrencyRate The current instrument rate Decimal(19) 0.81770160433055

7 Long The mark-up/mark-down to be applied on the CurrencyRate for holding a long position

Decimal(19) 0.00001537891525

8 Short The mark-up/mark-down to be applied on the CurrencyRate for holding a short position

Decimal(19) -0.00008825041516

9 BaseCurrencyDepositRate

Base Currency Deposit Rate (Financing interest). Decimal(19) -0.15

10 BaseCurrencyLoanRate

Base Currency Loan Rate (Financing interest). Decimal(19) 1.43

11 QuotedCurrencyDepositRate

Quoted Currency Deposit Rate (Financing interest). Decimal(19) -0.67

12 QuotedCurrencyLoanRate

Quoted Currency Loan Rate (Financing interest). Decimal(19) 0.87



51 UPDATEDACCOUNTS This report provides details of all Accounts that were updated on the given report date. Reports can be requested historically.

Default file name: UpdatedAccounts_DD-MM-YYYY


Periodic: Yes

Historical: Yes



Numeric(10) 1234567






Text(3) EUR

6 CommissionProfile The commission profile of the account. Text(50) WL 3 – CIS

7 InterestProfile The interest profile of the account. Text(200) WL – no interest


Text(200) WL 2.5%/3%


10 Products The list of products tradable on the account. Text(500) Cash, FX Options

11 UpdateTime Data and time when the update to the account was registered.

Time(17) 20100505 09:40:58

12 UpdatedBy Who updated the account? Text(30) CFK






17 MoneyManagerFee Money Manager fee. Text(50) BLANK




Text(3) Yes





52 UPDATEDCOUNTERPARTS This report provides details of all Counterparts that were updated on the given report date. Reports can be requested historically.

Default file name: UpdatedCounterparts_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 OwnerName The owner name of the counterpart. Text(50) WLC name


Numeric(10) 1234567



4 MarginCallProfile The margin call profile of the counterpart. Text(32) PARTNER NONE

5 MarginRequirementProfile The margin requirement profile of the counterpart.

Text(24) Saxo Bank no collateral


Numeric(1) 0

7 SwissStampDutyExempt Is the counterpart exempt from Swiss stamp duty. (0=No, 1=Yes). Note: This flag only applies to Swiss residents.

Numeric(1) 1

8 SwissResidency Is the counterpart a Swiss resident? (0=No, 1=Yes)

Numeric(1) 1

9 BaseCurrency The counterpart's base currency. Text(3) GBP

10 EMailAddress The registered e-mail address for the counterpart.

Text(40) [email protected]

11 UpdateTime Data and time when the update to the counterpart was registered.

Time(17) 20140619 15:53:09

12 UpdatedBy Who updated the counterpart? Text(30) SEMS

13 WithholdTaxProfile The withholding tax profile of the counterpart. Text(50) No Tax

14 ReliefAtSource Client eligible for withholding tax relief at source. 1 = Yes. 0 = No.

Numeric(10) 0

15 TaxCountry Tax domicile. Text(50) Portugal

16 ReliefAtSourceDocumentationType Relief at source documentation status. Text(200) Documented eligible treaty

17 ReliefAtSourceExpiryDate Expiry date of relief at source document. Numeric(200) 42735

18 CurrentPrimaryGroup Counterpart primary group. Text(50) Saxo Bank Clients

19 CurrentSecondaryGroups Counterpart secondary group. Text(1000) Stock Clients I All External CFDs

20 InterestProfile The interest profile of the counterpart. Text(200) Saxo Bank – Client profile – fixed 0.5%

21 MarginProfile The margin profile of the counterpart. Text(200) Saxo Bank no collateral

22 Active Is the given counterpart active? Yes/No. Text(3) Yes


24 TradeRestrictor If TradeRestrictor = "TRUE", the counterpart is restricted to trade. If TradeRestrictor = "FALSE", then there are no restrictions.

Text(200) FALSE



53 UPDATEDMIFIDCLASSIFICATIONS This report will show which clients have changed one or more classifications. It will only list the classifications that have been changed.

The included classifications are those as defined by the EU Markets in Financial Instruments Directive: Retail, Professional and Eligible Counterpart.

Default file name: UpdatedMiFIDClassifications_DD-MM-YYYY


Periodic: Yes

Historical: Yes


1 ReportingDate The Working Date where this snapshot is from Date(8)




5 UpdateTime Data and time when the update to classifications were registered Time(17)

6 UpdatedBy Who updated the classifications? Text(30)

7 Overall The overall level classification of the client Text(200)

8 FxSpot The client’s product classification for FX Spot Text(200)

9 FxForwards The client’s product classification for FX Forwards Text(200)

10 FxOptions The client’s product classification for FX Options Text(200) 11 Futures The client’s product classification for futures Text(200)

12 Options The client’s product classification for options Text(200)

13 CFDs The client’s product classification for CFDs Text(200) 14 Stocks The client’s product classification for stocks Text(200)

15 Bonds The client’s product classification for bonds Text(200)

16 ManagedFunds The client’s product classification for managed funds Text(200)



54 WLPCOMMISSIONSEXTENDED The file provides a trade-by-trade, account-by-account breakdown of all commissions/income received by the Institutional Client on any given day.

Default file name: WLPCommissionsExtended _000000 _DD-MM-YYYY (000000 is the identifier of the Institutional Client.

Period type: Monthly, Upon Request

Periodic: Yes

Historical: Yes


1 CommissionAccount Account number for the account where the commission is credited

Text(16) 1234/COMMEUR

2 CommissionPartnerAccountKey

Optional identifier chosen by the White Label Text(30)

3 Currency Currency for the commission account Text(3) EUR

4 AccountID Unique Saxo Bank Account number Text(16) 12345/WLC123 5 PartnerAccountKey Optional account identifier chosen by the White Label Text(30) MyCRMID123

6 AccountName Name/description of the account Text(50) MyCRMID123 – Account1

7 CommissionGroup The name of the commission group Text(200) Retail

8 Type Text describing the type of commission booking Text(128) Commission

9 BackOfficeID Unique Saxo Bank position ID within Saxo Bank Back Office system

Numeric 416466327

10 FrontOfficeID Unique Saxo Bank FrontOffice Order ID Numeric(10 265418900

11 ContractType Contract type for the trade Text(50) CFD

12 InstrumentCode The unique Saxo Bank alphanumeric code of the instrument Text(15) AAPL:xnas

13 InstrumentName Instrument name for the traded instrument Text(128) Apple Inc.


15 OptionSubType Stock Option, Future Option or Stock Index Option Text(200) Stock Option 16 TradeDate The date of trade execution Date8) 20100623


18 BuySell Buy/Sell from account point of view Text(2) B

19 Contracts Number of contracts traded Decimal(19) 20

20 ClientPrice Client Traded Price Decimal(19) 0.014

21 PartnerPrice Partner Traded Price Decimal(19) 0.014

22 PriceDifferenceShare ClientPrice – PartnerPrice. The difference between ClientPrice and PartnerPrice

Decimal(19) 0

23 ConversionRateMarkup

Conversion rate used to convert the PricedifferenceShare into Commission’s Account Currency

Decimal(19) 0.709855

24 PriceDifferenceShareAccountCurrency

PriceDifferenceShare in Commission Account Currency Decimal(19) 0

25 ClientCommission Commission paid by the client, (outside the spread) Decimal(19) 25 26 PartnerCommission Commission paid by the Partner for the trade Decimal(19) 15

27 CommissionDifferenceShare

ClientCommission – PartnerCommission. Difference between ClientCommission and PartnerCommission

Decimal(19) 10

28 ConversionRateCommission

Conversion rate used to convert CommissionDifferenceShare into Commission’s Account Currency

Decimal(19) 0.709855

29 CommissionDifferenceShareAccountCurrency

The converted CommissionDifferenceShare booked into the commission account

Decimal(19) 7.1

30 ExchangeFee Cost related to Exchange Fees Decimal(19) -1.42

31 TotalAmount Total commission for the trade in account currency Decimal(19) 7.1

32 Sum Sum (only used in summation lines) in account currency Decimal(19) 0



55 FIXED FIELD VALUES As mentioned in the relevant field descriptions, some fields have a fixed set of values which can be populated in the field. This section provides descriptions of each of the fixed sets of values.

55.1 BKAMOUNTTYPE

This table contains the Bookkeeping Amount Types which can appear in the End of Day files.

Referred to from the following files:

• BondCoupons

• BookkeeepingCash

• BookkeepingRolling

• ProjectAmounts

BKAMOUNTTYPEID BKAMOUNTTYPE DESCRIPTION

1 P/L Realised profit or loss amount related to closing of a position

2 Share Amount The Booking due to buying or selling a share

4 Commission Commission Paid by the trading customer

6 Settled Amount For customer trading FX Settlement, the resulting bookings from a Trade

10 CFD Finance CFD Finance amount paid or received

12 Premium Premium on OTC Options

19 Realised Swap Overnight costs related to keeping an FX Position open overnight, (mutually exclusive to 20)

20 Japanese Swap Overnight costs related to keeping an FX Position open overnight, (mutually exclusive to 19)

21 Partner Commission Trading income for Saxo Bank Partners

22 FX T/N Commission FX Tom Next income for Saxo Bank Partners

23 P/L Commission Profit and Loss income for Saxo Bank Partners

24 Unrealized P/L Commission Unrealized Profit and loss income for Saxo Bank Partners

25 Cancel Unrealized P/L Commission

Cancel of 24

26 Currency Cut Commission Conversion income for Saxo Bank Partners

29 Service Billing Amounts Cost related to Price feed / live data costs

30 Exchange Fee Cost related to Exchange fees

31 Tax Not in use

32 Management Fee Commission

Not in use

33 Management Fixed Fee Commission

Not in use

34 Performance Fee Commission Not in use

39 Stamp Duty Stamp fee

40 Exchange Fee Commission Exchange fees absorbed by the White Label

41 Tax Commission Swiss Stamp Duty amount received by WLC from WLC client. Counterpost as 157 or 158

45 Interest Interest amount paid or received

46 Partner/Client Interest Interest amount paid/received by the WLC. Counterpost as 47

47 Client Interest Interest amount paid/received by the WLC client. Counterpost as 46

51 Cancel Interest Cancel of 45

52 Cancel Partner/Client Interest Cancel of 46

53 Cancel Client Interest Cancel of 47

54 Withholding Tax Not in use

55 Corporate Actions - Withholding Tax

Withholding Tax on Corporate Actions

56 Corporate Actions - Cash Dividends

Cash Dividend resulting from Corporate Actions

57 Corporate Actions - Fractions Fraction compensation received from a corporate action, for example in a dividend option or stock split

58 Corporate Actions - Cash Compensation

Cash compensation received in a corporate action, for example merger or tender offer.



66 Benchmark Earnings Commission

BME Commission

67 Withholding Tax Interests Withholding Tax on Interests

69 Partner CFD Finance CFD Finance amount paid/received by the WLC. Counterpost as 71

71 Client CFD Finance CFD Finance amount paid/received by the WLC client. Counterpost as 69

73 Cancel CFD Finance Cancel of 10

74 Cancel Client CFD Finance Cancel of 71

75 Cancel Partner CFD Finance Cancel of 69

76 Cash Amount Cash bookings including transactions from/to customers and bookings between omnibus accounts

77 Account Management Fee Account management Fee

78 Account Management Fee Share

Account management Fee on shares

79 Corporate Actions - Franked Amount

Franked Amounts resulting from a cash dividend in an Australian instrument where dividend classified as franked.

80 Cash adjustments Webtrader Not in use

81 Manual Correction Amount Amount resulting from a manual correction. Share Transfers are booked as Manual Correction amount. Ad hoc fees booked manually by Saxo Bank are booked as Manual Correction amounts.

83 Withholding Tax for CFD Finance

The Withholding Tax for CFD Finance

89 Bond Traded Value Amount Booked amount due to trading a bond, (based on clean price)

90 Bond Accrued Interest Booked Bond trade interest amount

91 Bond Coupon Interest Bond Coupon interest booking

93 Mark-up/down Income Mark-up’s or down’s on income

94 Bond Withholding Tax (Broker) Market charged Tax on coupons

95 Bond Drawn Amount Particular to DKK Bonds, partial "redemption" on the held Bonds

96 Bond Maturity Amount Amount related to an expiry of a Bond

97 Cancel Bond Coupon Interest Cancel of 91

98 Cancel Bond Withholding Tax (Broker)

Cancel of 94

103 Borrowing Cost Borrowing cost amount paid or received

104 Client Borrowing Cost Borrowing cost amount paid/received by the WLC customer. Counterpost as 105

105 Partner Borrowing Cost Borrowing cost amount paid/received by the WLC. Counterpost as 104

106 Bond Withholding Tax Coupons

Bonds Coupons Withholding Tax

107 Bond Withholding Tax Accrued Interest

Bonds Accrued Interest Withholding Tax

108 Cancel Bond Withholding Tax Coupons

Cancel of 106

109 Partner Swap Price Commission

Commission generated from swap markup

113 Write-Off Write-off on a customer's account

114 Service Billing Commission Service Billing Comission

115 MoneyManager Management Fee

Management fee charged to the account

116 MoneyManager Management Partner Fee

Management fee going to the commission account of the Money Manager

117 MoneyManager Performance Fee

Performance fee charged to the account

118 MoneyManager Performance Partner Fee

Performance fee going to the commission account of the Money Manager

119 Custody Fee Custody fee amount paid by client to Saxo Bank

120 Cancel Custody Fee Cancel of 119

121 Share Transfer Fee Not in use

122 Cancel Share Transfer Fee Cancel of 121

123 VAT VAT amount paid by client to Saxo Bank

124 Discount not in use Not in use

125 VAT Partner VAT amount received by WLC from WLC client. Counterpost as 159

126 VAT on Fee Client VAT amount paid by WLC client to WLC. Counterpost as 194

127 MoneyManager Management Corrected Management fee charged to the account



Fee Correction

128 MoneyManager Management Partner Fee Correction

Corrected Management fee going to the commission account of the Money Manager

129 MoneyManager Performance Fee Correction

Corrected Performance fee charged to the account

130 MoneyManager Performance Partner Fee Correction

Corrected Performance fee going to the commission account of the Money Manager

131 Managed Funds Traded Value Value of the traded Managed Funds

133 MoneyManager Flat Fee Flat fee charged to the account

134 MoneyManager Flat Fee Correction

Corrected Flat fee charged to the account

135 MoneyManager Flat Partner Fee

Flat fee going to the commission account of the Money Manager

136 MoneyManager Flat Partner Fee Correction

Corrected Flat fee going to the commission account of the Money Manager

137 Corporate Actions - Withholding Tax Collections

Collection of tax related to customers subject to French residential tax on dividends

138 Final Withholding Tax Final Withholding Tax

139 Custody Fee Commission not in use

Not in use

140 Cancel Custody Fee Commission not in use

Not in use

141 Final Withholding Tax Partner Final Withholding Tax for partner

142 Client Custody Fee Custody fee amount paid by WLC client to WLC

143 Cancel Client Custody Fee Cancel of 142

144 Partner/Client Custody Fee Custody fee amount received by WLC from WLC client

145 Cancel Partner/Client Custody Fee

Cancel of 145

146 MoneyManager Investment Advisor Fee

Management fee that is charged to the account, but this fee is charged by the investment advisor

147 MoneyManager Investment Advisor Fee Correction

Correction to 146

148 MoneyManager Partner Investment Advisor Fee

Management Fee that is allocated to the Investment Advisor’s Commission account.

149 MoneyManager Partner Investment Advisor Fee Correction

Correction 148

150 MoneyManager Securities Platform Fee

Management fee that is charged to the account, but this fee is charged by the provider of the platform (eg. WLC)

151 MoneyManager Securities Platform Fee Correction

Correction of 150

152 MoneyManager Partner Securities Platform Fee

Management Fee that is allocated to the White label or provider of the platform

153 MoneyManager Partner Securities Platform Fee Correction

Correction of 152

154 UK Stamp Duty UK Stamp Duty charged to the customer

155 UK PTM Levy UK PTM Levy charged to the customer

156 Irish Stamp Duty Irish Stamp Duty charged to the customer

157 Swiss Stamp Duty Domestic Swiss Stamp Duty Domestic charged to the customer

158 Swiss Stamp Duty Foreign Swiss Stamp Duty Foreign charged to the customer

159 VAT on Commission VAT on Commission amount paid by WLC client to WLC. Counterpost as 125

160 Singapore Clearing Fee Singapore Clearing Fee charged to the customer

161 Hong Kong Stamp Duty Hong Kong Stamp Duty charged to the customer

162 Greek Sales Tax Greek Sales Tax charged to the customer

163 SA Securities Transfer Tax South Africa Securities Transfer Tax charged to the customer

164 French Financial Transaction Tax

French Financial Tax charged to the customer

165 Italian Financial Transaction Tax

Italian Financial Transaction Tax charged to the customer

166 Cancel VAT Cancel 123

167 Cancel VAT WLC Partner Cancel 125



168 Cancel VAT WLC Client Cancel 126

169 Irish ITP Levy Irish ITP Levy

170 Corporate Actions – Fee Fee associated with a booking of corporate action

171 EU Withholding Tax Interest EU Withholding Tax on Interest

172 Swiss Withholding Tax Interest Swiss Witholding Tax on Interest

173 EU Withholding Tax for CFD Finance

EU Withholding Tax on CFD Finance

174 Swiss Withholding Tax for CFD Finance

Swiss Withholding Tax on CFD Finacne

175 Bond EU Withholding Tax Accrued Interest

Bond EU Withholding Tax on Accrued Interest

176 Bond EU Withholding Tax Coupons

Bond EU Withholding Tax on Coupons

177 Cancel Bond EU Withholding Tax Coupons

Cancel 176

178 EU Withholding Tax on Capital Gain P/L

EU Withholding Tax on Capital Gain P/L

179 EU Withholding Tax on Dividends

EU Withholding Tax on Dividends

180 Adhoc Booking Client to client bookings or external bookings

181 ContractOptionEqualizationPayment

In case of a contract adjustment, rounding could cause value differences compared to the original contract. Although announced upfront by the exchange, the exact amount of the equalization payment is often defined on ex-day.

182 ContractOptionCashInLieu Some exchanges will support a fractional contract size where in general on final settlement of the option, the fractional part is settled in cash.

183 External Client Interest Client interest not generated by BO

184 External Partner/Client Interest Partner/Client interest not generated by BO

185 External Client PAL Tax Client Pension Tax

186 External Partner/Client PAL Tax

Partner/Client Pension Tax

187 Saxo Stamp Duty Tax Internal Use

188 Inactivity Fee Fee due to inactivity – Not traded for 180 days on account

189 Cancel Inactivity Fee Cancel of 188

190 Client Inactivity Fee Client Inactivity Fee paid by WLC client to WLC – Not traded for 180 days on account

191 Cancel Client Inactivity Fee Cancel of 190

192 Partner/Client Inactivity Fee Partner/Client Inactivity Fee received by WLC from WLC client

193 Cancel Partner/Client Inactivity Fee

Cancel of 192

194 VAT on Fee Partner VAT amount received by WLC from WLC client. Counterpost as 126

195 DvP Cash Cash amount exchanged with other custodian as part of settlement of a DVP transaction in stock or bond

196 Corporate Actions - Interest Corporate action cash distribusiotns resulting from interest.

55.2 BOND TRADETYPE

This table contains the Bond TradeTypes which can appear in the End of Day files.


• BondTradesExecuted

TYPE DESCRIPTION

Order Commander Trade origination from the execution of a pending order

Normal Client executed trade

Averaging The result of several positions in the same instrument being netted into one

Trade Correction Manual modification of the original trade BondMaturity Trade originating from the maturity of a bond

BondDrawing Trade originating from the drawing of a bond

Security Transfer Portfolio transfer to or from Saxo Bank

Position Correction Manual modification of the original position



55.3 CAEVENTTYPE

This table contains the CAEvenTypes which can appear in the End of Day files.


• ShareTradesExecuted

• CFDTradesExecuted

EVENTTYPE EVENT DESCRIPTION

10 Cash Dividend A part of a company’s profit paid out to shareholders 11 Dividend Option The shareholders can choose between stock- or cash dividend

34 Interest Used for CA events being cash distributions on South African REIT securities

60 Reverse Stock Split Decrease of amount of shares. The price per share will increase equivalent

62 Call on Rights First a Right Distribution is booked. When the rights have stopped trading, share clients receive a call on rights in which they are asked what they want to use their rights for

67 Spin-Off

A part- or a subsidiary of a company is spun off. The holders will receive additional securities in another instrument. The original shares will drop in value and together with the holders new shares they will have the same value for the holder as before the Spin Off

70 Stock Dividend Holder receiving additional shares to those already held, in the same security

90 Pari Passu Assimilation from a temporary line to an ordinary line. 132 Stock Split Increase of amount of shares. The price per share will drop equivalent

136 Merger - Mandatory Shareholders will receive new securities in the acquiring company and/or cash in surrender for their original shares. The total value of the holder’s position should be the same after the merger as before

150 Bonus Issue The holder will receive an amount of additional shares based on the size of his original position. The price per share will drop equivalent

184 Merger Shareholders will receive new securities in the acquiring company and/or cash in surrender for their original shares. The total value of the holder’s position should be the same after the merger as before

200 Dividend Reinvestment

Dividend reinvestments are per default the cash payment of a dividend to the shareholder per share held, however, the shareholder will be given the option to elect to receive securities proportional to the shares held. Client eligible for cash will receive payment on Pay date based on the holdings as one day prior to the Ex-date. Clients electing to receive stocks will receive these based on the Dividend Reinvestment Rate at Pay Date.

213 Exchange Offer An offer made by a company to give one security in return for another security or cash. This is a voluntary event.

215 Priority issue

An Offer by an Issuer to the existing shareholders and the public to purchase additional shares in the issuer. Existing shareholders are given priority to apply over members of the public. The Offer to purchase Additional shares are not transferable or renounceable.

217 Tender Offer An offer from a company to take over the clients shares for cash. Only relevant for cash stocks

229 Rights Distribution

A company is offering, for a price to subscribe for new shares. In a rights distribution, clients will be given rights for free at which they can choose to exercise at a price into the mother line. Normally the price would fall as a result of a rights distribution

254 Decrease in value Decrease in value is a cash payment of to the shareholder per share held. Decrease in values is booked on pay date based on the holdings as one day prior to the Ex-date.

258 Capital Gains Distribution Capital Gains Distribution is a cash payment of to the shareholder per share held. Capital Gains Distributions are booked on pay date based on the holdings as one day prior to the Ex-date.

265 Exercise Warrant The exchange of one security (the warrant) for another security, involving the client paying an exercise cost by a specified deadline.

267 Liquidation The removal of a position in a liquidated company and the distribution of any liquidation proceeds or new shares if applicable

272 Share Premium Share Premium is a cash payment of to the shareholder per share held. Share Premiums are booked on pay date based on the holdings as one day prior to the Ex-date.



55.4 CFDCLOSEDPOSITIONTYPE

This table contains the CFD ClosedPositionTypes which can appear in the End of Day files.


• CFDClosedPositions

TYPE DESCRIPTION

Averaged The result of several positions in the same instrument being netted into one

Trade A trade which is not Averaged

55.5 CFD TRADETYPE

This table contains the CFD TradeTypes which can appear in the End of Day files.


• CFDFinance


TYPE DESCRIPTION

AllocationService Trade originating from a Trade Allocation via TradeAllocation Tool


Corporate Action Tool Trades Originating from a Corporate Action, e.g. Stock Split

Margin Service Trades resulting from a Margin Stop out

Mobile Trader Trades done directly through the mobile trader

Normal Trades done via the Desktop Trader (this is the default)

Open Order Monitor Trade origination from the execution of a pending order



SmartPhoneTrader Trades done directly through the SmartPhoneTrader

Stop Out Trades resulting from a Margin Stop out

Trade Correction Manual modification of the original trade

UIC Change Position Move When an exchange traded instrument has a change of ISIN or moves to another exchange Web Trader2 Trades done directly through the Web trader

B2B Server Trades resulting from API trading

55.6 ETO TRADETYPE

This table contains the ETO TradeTypes which can appear in the End of Day files.


• ETOTradesExecuted

TYPE DESCRIPTION

AutoAssignment Trades originating when option expires in the money and thus client holding short option is assigned via system flows

Exercise Trade origination from the exercise of an Contract Option triggered by client

Normal Trades done via Desktop Trader (this is the default)

AutoExercise Trade origination from the exercise of an Contract Option triggered by system when options expire In The Money

Assignment Trades originating when option is exercised in the money thus client holding short option is assigned via manual operations

Stop Out Trades resulting from a Margin Stop Out

Postion Correction Manual modification of the original position


Corporate Action Tool Trades originating from a Corporate Action option adjustment

Expiry Trades resulting from an expired worthless option



55.7 ETO OPTIONSSUBTYPE

This table contains the ETO SubTypes which can appear in the End of Day files.


• ETOOpenPositions

TYPE DESCRIPTION

Put Holder has the right to sell (if long option) or obligation to buy(if short and gets assigned) the underlying instrument at a specified price (Strike)

Call Holder has the right to buy(if long option) or obligation to sell(if short and gets assigned) the underlying instrument at a specified price (Strike)

55.8 FORWARDTYPE

This table contains the ForwardTypes which can appear in the End of Day files.


• SwapPositionFX

TYPE DESCRIPTION

Normal forward Value date and OpenPrice Adjustment

Japanese T/N Value Date Adjustment and realization of Swappoints

55.9 FUTURES CLOSEDPOSITIONTYPE

This table contains the Futures ClosedPositionTypes which can appear in the End of Day files.


• FuturesClosedPositions

TYPE DESCRIPTION



55.10 FUTURES TRADETYPE

This table contains the Futures TradeTypes which can appear in the End of Day files.


• FuturesTradesExecuted

TYPE DESCRIPTION

Front Arena Trades Resulting from the Exercise of a Contract Option

Futures Expiry Trades resulting from a futures expiry

Margin Service Trades resulting from a Margin Stop Out Mobile Trader Trades done directly through the mobile trader






Trade Correction Manual modification of the original trade Web Trader2 Trades done directly through the Web trader

B2B Server Trades resulting from API trading


TabletTrader Trades done directly through the TabletTrader



55.11 FX CLOSEDPOSITIONTYPE

This table contains the FX ClosedPositionTypes which can appear in the End of Day files.


• FXClosedPositions

TYPE DESCRIPTION

Manually Settled Trades resulting from a manually settled trade done by Saxo Bank



55.12 FX OPTION OPTIONTYPE

This table contains the FX Option Types which can appear in the End of Day files.


• FXOptionClosedPositions

• FXOptionOpenPositions

• FXOptionTradesExecuted

TYPE DESCRIPTION

Vanilla Option A vanilla (European) FX option trade with a strike and expiry One-Touch A barrier option that pays out if spot reaches the barrier before expiry

No-Touch A barrier option that pays out if spot does not reach the barrier before expiry

55.13 FX OPTION OPTIONSUBTYPE

This table contains the FX Option SubTypes which can appear in the End of Day files.



• FXOptionOpenPositions


TYPE DESCRIPTION

Call A vanilla option that gives the right to buy at the strike price at expiry

Put A vanilla option that gives the right to sell at the strike price at expiry

55.14 FX OPTION TRADETYPE

This table contains the FX Option TradeTypes which can appear in the End of Day files.



TYPE DESCRIPTION

Barrier Event Trades resulting from a barrier event

Barrier Monitor Trades resulting from a barrier event

Margin Service Trades resulting from a Stop Out



Option Exersize Trade origination from the exercise of an FX Option Position Correction Manual modification of the original position


Web Trader2 Trades done directly through the Web trader

Order Commander Trade origination from the execution of a pending order AllocationService Trade originating from a Trade Allocation via TradeAllocation Tool





Open Order Monitor Trades resulting from the execution of a pending order

55.15 FX OPTIONS CLOSEDPOSITIONTYPE

This table contains the FX Options ClosedPositionTypes which can appear in the End of Day files.



TYPE DESCRIPTION

Exercised Trade closed by an exercise of an FX Option

Expired Trade closed by an expiry of an FX Option

Touched Barrier is touched and the FX Option gets closed ahead of expiry time Trade The trade of an FX Option

55.16 FX TRADETYPE

This table contains the FX TradeTypes which can appear in the End of Day files.


• FXTradesExecuted

TYPE DESCRIPTION


Averaging The result of several positions in the same instrument being netted into one Corporate Action Tool Trade originating from a Corporate Action, e.g. Stock Split

Cash Swap Rolling forward cash swaps booking full CCY amounts the respective clients settlement cash account.

Margin Service Trades resulting from a Margin Stop Out



Open Order Monitor Trade origination from the execution of a pending order

Order Commander Trade origination from the execution of a pending order Position Correction Manual modification of the original position



Trade Correction Trades resulting from Saxo Direct API trading SaxoDirect Trades resulting from API trading – But not through Market Factory

Settlement Trade Generation Not in use

SaxoPrime Trades resulting from Saxo Prime API trading


Option Exersize Trade generated by the exercise of an option

Web Trader2 Trades done directly through the WebTrader

55.17 INTEREST TYPE

This table contains the Interest Types which can appear in the End of Day files.


• Interest

• InterestAmount

TYPE DESCRIPTION

Interest Net Free Interest calculations

CFD Interest CFD interest based on overnight CFD Equity positions

Floating Interest calculations are based on the markup/down over the prevailing Bid/Ask Rates



55.18 SETTLEMENTPRICESOURCE

This table contains the source of the settlement price which can appear in the End of Day files.


• FuturesOpenPositions

TYPE DESCRIPTION

Settlement Price EOD rate is based on the Exchange Settlement Price

Closing Price In the absence of a settlement price, we will use the Closing Price

Last Traded Price The last traded price of the instrument. Used in the absence of Closing price

55.19 SHARE CLOSEDPOSITIONTYPE

This table contains the Share ClosedPositionTypes which can appear in the End of Day files.


• ShareClosedPositions

TYPE DESCRIPTION



55.20 SHARE TRADETYPE

This table contains the Share TradeTypes which can appear in the End of Day files.



TYPE DESCRIPTION


Web Trader2 Trades done directly through the Web trader


Desk commander Trades that originate from orders and are thus executed by the Order Monitor

Margin Service Trades resulting from a Margin Stop Out

UIC Change position Move When an exchange traded instrument has a change of ISIN or moves to another exchange

Security Transfer Portfolio transfer to or from Saxo Bank Trade Correction Manual modification of the original trade

Corporate Action Tool Trade Originating from a Corporate Action, e.g. Stock Split


B2B Server Trades resulting from API trading AllocationService Trade originating from a Trade Allocation via TradeAllocation Tool





55.21 TRADEALLOCATION

This table contains the Trade Allocation types which can appear in the End of Day files.


• BondsTradesExecuted


• ContractOptionTradesExecuted

• FuturesTradesExecuted

• FXOptionsTradesExecuted



• FXTradesExecuted


TYPE DESCRIPTION

Allocation Part of the allocation of the Root Trade

No Trade is not part of an Allocation

BlockTrade An allocation trade entering the allocation account for further allocation (from market to Trading Account)

RootTrade An allocation trade leaving the allocation account for further allocation from block trading account to sub accounts)

55.22 ORDER ACTIVITY TRANSACTIONTYPE

This table contains the Order Activity Transaction Types which can appear in the End of Day files.


• OrderActivity

TYPE DESCRIPTION

Aditional Execution Any partial fil wil be reported as Aditional Execution

Cancel Order The cancelling of an order

Change Order The modification of one or more of the parameters of an existing order

Execution The execution of an order, resulting in a trade

Expire Order The cancelling of an order due to expiry of its validity

Order Now Working The activation of a previously inactive order

Place Not Working Order The placement of an inactive order

Place Order The placement of an active order

55.23 BORROWING COST AMOUNT TRANSACTIONTYPE

This table contains the Borrowing Cost Transaction Types which can appear in the End of Day files.


• BorrowingcostAmounts

TYPE DESCRIPTION

Borrowing Cost The booking of the borrowing cost calculation between Saxo Bank and the White Label Client

Client Borrowing Cost The booking of the borrowing cost calculation between the White Label Client and the subaccounts

55.24 CFD FINANCE AMOUNT TRANSACTIONTYPE

This table contains the Borrowing Cost Transaction Types which can appear in the End of Day files.


• CFDFinanceAmounts

TYPE DESCRIPTION

CFD Finance The booking of the CFD Finance calculation between Saxo Bank and the White Label Client

Client CFD Finance The booking of the CFD Finance calculation between the White Label Client and the subaccounts

55.25 CUSTODY FEE CALCULATION TRANSACTIONTYPE

This table contains the Custody Fee Falculation Transaction Types which can appear in the End of Day files.


• CustodyFeeCalculationDetails



TYPE DESCRIPTION

Client Custody Fee Custody fee amount paid by WLC client to WLC. Custody Fee Custody fee amount paid by client to Saxo Bank.

Partner/Client Custody Fee Custody fee amount received by WLC from WLC client.

VAT VAT amount paid by client to Saxo Bank.

VAT on Fee Client VAT amount paid by WLC client to WLC.

VAT on Fee Partner VAT amount received by WLC from WLC client.



56 VARIABLE FIELD VALUES All fields related to product and instrument lists can change on a daily basis. Saxo Bank Group updates its instrument database with new, changed and deleted products every day.

• Instrument

• InstrumentISIN

• InstrumentType

• ISINCode

• Products

• Sector

It is not possible for Saxo Bank Group to provide files with the updates on a daily basis.

Documents

END OF DAY FILES - Saxo Bank · 17-01-2013 1.3 Contract Options included, updated with data types, descriptions and examples 02-07-2013 1.4 New look&feel. All descriptions verified