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ASRS Database Report Set
Emergency Medical Service Incidents
Report Set Description .........................................A sampling of reports concerning Emergency Medical Service (EMS) incidents.
Update Number ....................................................18.0
Date of Update .....................................................May 31, 2017
Number of Records in Report Set ........................50
Number of New Records in Report Set ...............12
Type of Records in Report Set .............................For each update, new records received at ASRS will displace a like number of the oldest records in the Report Set, with the objective of providing the fifty most recent relevant ASRS Database records. Records within this Report Set have been screened to assure their relevance to the topic.
National Aeronautics and Space Administration
Ames Research Center Moffett Field, CA 94035-1000
TH: 262-7
MEMORANDUM FOR: Recipients of Aviation Safety Reporting System Data
SUBJECT: Data Derived from ASRS Reports
The attached material is furnished pursuant to a request for data from the NASA Aviation Safety Reporting System (ASRS). Recipients of this material are reminded when evaluating these data of the following points.
ASRS reports are submitted voluntarily. The existence in the ASRS database of reports concerning a specific topic cannot, therefore, be used to infer the prevalence of that problem within the National Airspace System.
Information contained in reports submitted to ASRS may be amplified by further contact with the individual who submitted them, but the information provided by the reporter is not investigated further. Such information represents the perspective of the specific individual who is describing their experience and perception of a safety related event.
After preliminary processing, all ASRS reports are de-identified and the identity of the individual who submitted the report is permanently eliminated. All ASRS report processing systems are designed to protect identifying information submitted by reporters; including names, company affiliations, and specific times of incident occurrence. After a report has been de-identified, any verification of information submitted to ASRS would be limited.
The National Aeronautics and Space Administration and its ASRS current contractor, Booz Allen Hamilton, specifically disclaim any responsibility for any interpretation which may be made by others of any material or data furnished by NASA in response to queries of the ASRS database and related materials.
Linda J. Connell, Director NASA Aviation Safety Reporting System
CAVEAT REGARDING USE OF ASRS DATA
Certain caveats apply to the use of ASRS data. All ASRS reports are voluntarily submitted, and thus cannot be considered a measured random sample of the full population of like events. For example, we receive several thousand altitude deviation reports each year. This number may comprise over half of all the altitude deviations that occur, or it may be just a small fraction of total occurrences.
Moreover, not all pilots, controllers, mechanics, flight attendants, dispatchers or other participants in the aviation system are equally aware of the ASRS or may be equally willing to report. Thus, the data can reflect reporting biases. These biases, which are not fully known or measurable, may influence ASRS information. A safety problem such as near midair collisions (NMACs) may appear to be more highly concentrated in area “A” than area “B” simply because the airmen who operate in area “A” are more aware of the ASRS program and more inclined to report should an NMAC occur. Any type of subjective, voluntary reporting will have these limitations related to quantitative statistical analysis.
One thing that can be known from ASRS data is that the number of reports received concerning specific event types represents the lower measure of the true number of such events that are occurring. For example, if ASRS receives 881 reports of track deviations in 2010 (this number is purely hypothetical), then it can be known with some certainty that at least 881 such events have occurred in 2010. With these statistical limitations in mind, we believe that the real power of ASRS data is the qualitative information contained in report narratives. The pilots, controllers, and others who report tell us about aviation safety incidents and situations in detail – explaining what happened, and more importantly, why it happened. Using report narratives effectively requires an extra measure of study, but the knowledge derived is well worth the added effort.
Report Synopses
ACN: 1425113 (1 of 50)
Synopsis ZBW Controllers reported that an aircraft was descended below the Minimum IFR Altitude
in error to get it below clouds to see the airport.
ACN: 1425045 (2 of 50)
Synopsis Air ambulance helicopter pilot reported a failure to complete the flight risk assessment
process due to iPad communication problems in a rural area.
ACN: 1421777 (3 of 50)
Synopsis ZLA Controller and Helicopter pilot reported of incorrect information which led to an
Airspace Deviation. The Controller had advised the pilot that the restricted airspace was
inactive, approved the flight through the airspace when the airspace was actually active
ACN: 1421137 (4 of 50)
Synopsis Helicopter pilot reported encountering icing conditions and landed at the nearest airport.
ACN: 1408366 (5 of 50)
Synopsis A TRACON Controller reported a departing aircraft in conflict with an overflight helicopter
they were working.
ACN: 1405035 (6 of 50)
Synopsis EC-130 pilot reported attempting to set down on a dolly with a tailwind, but hit a skid on
the dolly and pulled the collective to ascend. Sensing what the pilot thought could be
dynamic rollover developing, he landed the helicopter. It was determined that a skid had
caught on the dolly.
ACN: 1399837 (7 of 50)
Synopsis Helicopter Captain reported encountering IMC conditions during a night VFR ambulance
flight. Pilot reported a turn to return to VMC and mentioned that wearing Night Vision
Goggles can make it difficult to detect reduced visibility conditions.
ACN: 1398441 (8 of 50)
Synopsis A Maintenance Technician reported that During Track and balance on a EC-135 Helicopter,
a Main Rotor blade was needed. Upgraded the existing blade per a Service Bulletin.
ACN: 1396857 (9 of 50)
Synopsis A Pilot of a Piper PA28R reported while setting up for a flight maneuver they nearly
collided with a medical helicopter.
ACN: 1396205 (10 of 50)
Synopsis Air taxi Captain reported experiencing a NMAC with a C172 on approach to the non-
Towered AAO airport.
ACN: 1392986 (11 of 50)
Synopsis ZLC Controller reported observing an aircraft at 10,000 feet in a MVA area designated
11,000 feet.
ACN: 1390677 (12 of 50)
Synopsis Air carrier flight crew described the confusion resulting from the First Officer mistakenly
confirming aircraft established on a VOR radial, instead stating the aircraft heading which
confused ATC.
ACN: 1381828 (13 of 50)
Synopsis A helicopter pilot reported difficulty maintaining the FAR required altitude above terrain
due to a lowering weather ceiling and rising terrain.
ACN: 1375426 (14 of 50)
Synopsis C90 Captain reported being awakened from sleep to fly a medevac flight but not
comprehending the assignment due to fatigue. When informed that the flight is ready to
depart he quickly jumped in the aircraft without checking NOTAMs. After landing he
learned that the airport was closed for runway resurfacing.
ACN: 1372997 (15 of 50)
Synopsis
Air ambulance flight crew landing at RLD reported a near collision with another aircraft
taking off on an intersecting runway. The other aircraft reportedly was not communicating
on CTAF frequency.
ACN: 1368320 (16 of 50)
Synopsis An Air Traffic Controller Trainee reported failing to take sufficient action to keep a VFR
aircraft away from an IFR aircraft executing an approach to an airport. The Trainee
Controller mistakenly believed he could not vector the VFR aircraft below the MVA.
ACN: 1364396 (17 of 50)
Synopsis CHS Tower Controller reported of a problem with traffic into the airport. The pattern traffic
was working until the reporter was given a point out on a Lifeguard aircraft which caused
the pattern to be disrupted and caused a wake turbulence problem.
ACN: 1361710 (18 of 50)
Synopsis Medevac helicopter pilot reported being advised of a UAV which was operating in the
vicinity of his proposed flight path. This information caused him to be distracted which
resulted in his non-compliance with company risk assessment procedures.
ACN: 1359784 (19 of 50)
Synopsis An EMS helicopter pilot reported hearing an iPad notification sound which he thought
indicated Dispatch's mission approval after his risk assessment. In fact, Dispatch wanted
to discuss weather. A distinctive Dispatch approval notification "ding" was discussed as a
solution.
ACN: 1356741 (20 of 50)
Synopsis An EC-135 EMS pilot landed for patient pickup, but because the patient had expired, the
flight returned to base. The pilot started his takeoff with an engine in idle, but landed
immediately, returned the engine to fly and departed. Upon arrival he discovered a CAD
FADEC #1 "ENGINE EXCEED" alert so the aircraft was removed from service.
ACN: 1354660 (21 of 50)
Synopsis Several ATC Controllers reported that an aircraft was allowed to get less than the required
distance from an active ATC Assigned Airspace. A Controller had used incorrect procedures
to allow the aircraft to proceed toward the airspace.
ACN: 1351591 (22 of 50)
Synopsis ZLA Controller and two flight crews describe a serious airborne conflict which developed
after an air taxi inexplicably climbed from their assigned FL270 into an air carrier at FL280.
The aircraft at their closest were 100 feet vertically and about 1 mile horizontally.
ACN: 1350521 (23 of 50)
Synopsis EC135 medevac pilot reported encountering unannounced jumpers in the air on arrival to
an uncontrolled airport.
ACN: 1350154 (24 of 50)
Synopsis During scheduled maintenance on a Helicopter ECD-EC135 a mechanic safety wired an O2
bottle manual shutoff valve in the closed position when it should have been in the open
position.
ACN: 1348316 (25 of 50)
Synopsis The Captain of a medevac helicopter flight reported that an external inspection access
door opened in flight and struck the rotor blades. The flight landed safely and there were
no injuries reported.
ACN: 1345784 (26 of 50)
Synopsis MBB BK-117 pilot reported they had a GEN OVHT caution light which required a shutdown
of the number one engine. Successful landing was made at an airport.
ACN: 1343602 (27 of 50)
Synopsis AW-139 helicopter pilot reported an NMAC when they took off without clearance.
ACN: 1343584 (28 of 50)
Synopsis BH206 pilot reported an NMAC on final to a hospital helicopter pad.
ACN: 1341241 (29 of 50)
Synopsis
C182 pilot reported being admonished by the SMO Tower Controller for crossing CULVE
below 1120 feet during the VOR Approach to SMO in VMC. The VOR Approach is a circle to
land only approach with an MDA of 680 feet.
ACN: 1339538 (30 of 50)
Synopsis Helicopter pilot reported a loss of GPS signal on both Garmin units during departure from a
hospital. The outage lasted 10 seconds on the G530 and three to four minutes on the
G430.
ACN: 1330540 (31 of 50)
Synopsis CE560 flight crew experienced a strong rolling tendency and aileron trim binding during
initial climb then the controls are passed to the PIC in the right seat. The crew elects to
return to the departure airport and the PIC is able to adjust the aileron trim to neutralize
the rolling tendency prior to landing.
ACN: 1329046 (32 of 50)
Synopsis HWD Tower Controller reported of Class Delta airspace violation. The Controller working
the Approach Control position was called by HWD Tower Controller and asked about the
violating aircraft. Converging traffic was being worked by the Tower Controller. Overlying
TRACON Controller never asked for a point out or advised that visual separation was being
used.
ACN: 1327145 (33 of 50)
Synopsis FXE Tower Controller reported a recurring problem with coyotes. An aircraft was issued a
go-around due to a coyote on the runway. A landing aircraft reported almost hitting a
coyote on the runway.
ACN: 1322533 (34 of 50)
Synopsis An AS-350 pilot described a helicopter dolly rotating on an icy ramp during engine start
while preparing to fly off the dolly.
ACN: 1320955 (35 of 50)
Synopsis An aircraft was climbed through a Controller's sector without a handoff or point out.
ACN: 1318864 (36 of 50)
Synopsis CRP TRACON Controller reported an opposite direction landing and takeoff occurred at CRP
airport with less than the required miles of separation according to the local directives.
ACN: 1318643 (37 of 50)
Synopsis An aircraft departed with a known radio/navigation component malfunctioning. In flight
the pilot noticed the aircraft's transponder, clock, and standby attitude indicator had failed.
ACN: 1317220 (38 of 50)
Synopsis PHL Local Controller reported a loss of separation when a helicopter passed under an
aircraft transporting skydivers. The Controller had not been advised that the jumpers had
exited the aircraft. Reporter noted a lack of communication between TRACON and Tower
supervisors.
ACN: 1315961 (39 of 50)
Synopsis Flight crew reported lining up for HUA airport instead of their destination, HSV, during a
night visual approach.
ACN: 1309600 (40 of 50)
Synopsis A helicopter pilot called ATC after a NMAC with an UAS at 1,400 feet over the STL
metropolitan area.
ACN: 1309270 (41 of 50)
Synopsis An air taxi flight crew reported an issue with the ILS Runway 6L signal at CLE that caused
an unexpected pitch up and down with the autopilot engaged.
ACN: 1307864 (42 of 50)
Synopsis ARTCC Controller reported an aircraft calling with an unreadable request, but the
Controlled believed the aircraft was in distress. Aircraft was at 3600 feet descending and
reversing course. Controller improperly issued aircraft a VFR clearance and sends them to
TRACON even though the aircraft was IFR and wishing to remain as such.
ACN: 1307731 (43 of 50)
Synopsis An employee reports he was informed by their Lead Mechanic that a Mandatory Service
Bulletin inspection of Engine Front Support Pins issued by the engine manufacturer for
their BK-117C1 Eurocopters also included a logbook entry requirement after the last flight
of the day. The logbook entry requirement had not been included in the pilot maintenance
checklist/signoff form from their company.
ACN: 1305430 (44 of 50)
Synopsis Local Controller working Ground combined reported that hour breaks are common at this
facility and safety is being jeopardized. Controller was too busy at times and because of
this aircraft were delayed. Controller recommended keeping ground control open during a
specific time.
ACN: 1295901 (45 of 50)
Synopsis An SJU Controller failed to issue a full route clearance after missing the note in the
remarks of the flight plan. Aircraft became airborne on a closed airway.
ACN: 1294768 (46 of 50)
Synopsis Bell 407 pilot reported he had a TFR incursion and stated the TFR was not listed on the
FAA briefing website. Both TFRs were for sporting events.
ACN: 1294332 (47 of 50)
Synopsis Several Maintenance Technicians reported difficult working conditions that resulted in
maintenance errors including the possible installation of the incorrect part number.
ACN: 1292795 (48 of 50)
Synopsis An air taxi crew at 6,000 ft was issued a traffic advisory at 5,500 ft by ROA TRACON on
vectors for ROA. The crew did not see the aircraft but responded to a TCAS RA CLIMB with
the traffic 500 ft beneath.
ACN: 1286321 (49 of 50)
Synopsis AS350B3 helicopter pilot reported two NMACs with crop dusters during flight.
ACN: 1284059 (50 of 50)
Synopsis A helicopter pilot preparing to depart a Charleston area hospital helipad attempted
clearance into CRW Class C, but could not hear ATC and so hovered at 100 feet until
cleared. ATC was upset that he took off, but communications from area hospital helipads is
poor.
Report Narratives
ACN: 1425113 (1 of 50)
Time / Day
Date : 201702
Local Time Of Day : 1201-1800
Place
Locale Reference.ATC Facility : ZBW.ARTCC
State Reference : NH
Altitude.MSL.Single Value : 3100
Environment
Flight Conditions : IMC
Weather Elements / Visibility : Icing
Aircraft
Reference : X
ATC / Advisory.Center : ZBW
Aircraft Operator : Air Taxi
Make Model Name : Light Transport
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Descent
Route In Use : Vectors
Route In Use : Visual Approach
Airspace.Class E : ZBW
Person : 1
Reference : 1
Location Of Person.Facility : ZBW.ARTCC
Reporter Organization : Government
Function.Air Traffic Control : Enroute
Function.Air Traffic Control : Departure
Function.Air Traffic Control : Approach
Qualification.Air Traffic Control : Fully Certified
ASRS Report Number.Accession Number : 1425113
Human Factors : Distraction
Human Factors : Situational Awareness
Person : 2
Reference : 2
Location Of Person.Facility : ZBW.ARTCC
Reporter Organization : Government
Function.Air Traffic Control : Handoff / Assist
Qualification.Air Traffic Control : Fully Certified
ASRS Report Number.Accession Number : 1425123
Human Factors : Distraction
Human Factors : Situational Awareness
Human Factors : Confusion
Person : 3
Reference : 3
Location Of Person.Facility : ZBW.ARTCC
Reporter Organization : Government
Function.Air Traffic Control : Supervisor / CIC
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 5
ASRS Report Number.Accession Number : 1425110
Human Factors : Time Pressure
Human Factors : Distraction
Human Factors : Confusion
Human Factors : Situational Awareness
Events
Anomaly.Airspace Violation : All Types
Anomaly.ATC Issue : All Types
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Inflight Event / Encounter : Weather / Turbulence
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Air Traffic Control : Provided Assistance
Result.Air Traffic Control : Issued Advisory / Alert
Result.Air Traffic Control : Issued New Clearance
Assessments
Contributing Factors / Situations : Airport
Contributing Factors / Situations : Airspace Structure
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Contributing Factors / Situations : Weather
Primary Problem : Weather
Narrative: 1
Aircraft X was trying to land at CYES (an uncontrolled airport without an instrument
approach). I descended him to 050 for arrival. I advised him of moderate rime icing in the
vicinity from a PQI departure with the altitudes and temperature. I advised him that no
weather was available for CYES and offered him the FVE weather since it was the closest
airport. I provided him the FVE special observation and advised him to contact FSS for the
current NOTAMS. He advised that his intentions were to land at CYES visually and advised
that his plan was to fly the RNAV approach into FVE via the IAF if he was unable to get the
field in sight. He asked for a lower altitude to get ground contact.
I descended him to 031 which is the Minimum IFR Altitude (MIA) around PQI. Montreal
center called to get an updated departure time for Aircraft X and advised that they were
blocking the airspace for him. By this time the complexity of the sectors was rapidly
increasing due to weather and increased traffic. I provided Aircraft X with the updated
weather at FVE and asked his intentions. He wanted to continue and try to get the field in
sight. The PQI departure that had reported moderate rime icing was now reporting severe
icing and requesting a climb to avoid.
I called the Controller in Charge (CIC) over to report the severe icing while getting further
reports from [the PQI departure]. A D side was provided at this time and while they were
being briefed, I noticed that Aircraft X had entered the 035 MIA. I told Aircraft X that if he
didn't have the field in sight that he needed to climb to 035. He advised that he did not
have the field and was climbing. He stated that he couldn't get the field in sight and
wanted to fly the RNAV for FVE. He was issued a right turn to 110 to avoid a higher MVA.
While this was occurring, a BGR departure (which I leveled at 100 due to a BGR arrival at
110) reported moderate rime icing at 100. This report was passed to an ALTRAV that was
entering the sector that was also landing BGR. I asked the CIC to split the sectors due to
complexity and Surry Sector was split off.
Any time that an aircraft is going to enter uncontrolled airspace an MSAW alert goes off
due to the fact that the MIA is listed as 128. An MSAW alert would be expected and would
be looked over. I recommend that there be an instrument approach into CYES.
Narrative: 2
I was returning from my break and began running the list to see which Certified
Professional Controller (CPC) was ready for a break. The CIC at the time asked me to open
up 15/16 D-Side, to assist the radar controller, because there was weather and icing in the
Surry sector. As I was opening up the D-side, and getting myself caught up on the traffic
situation, the radar controller announced to me that he had mistakenly descended an
aircraft below the MIA at 031 in a 035 feet shelf. The aircraft call sign was Aircraft X and it
was inbound to CYES, which is an airport in uncontrolled airspace just outside our
airspace. The weather conditions were very IFR at CYES. I am not sure why the radar
controller descended the aircraft below the MIA, since it happened right as I was sitting
down. I am thinking that he was trying to use the TAA [Terminal Arrival Area] for the
RNAV 32 approach into the neighboring airport FVE in hopes that the aircraft would get
CYES in sight and be able to proceed visually. Unfortunately, I do not know further details
about how or why the aircraft was below the MIA. The radar controller was actively
working with the CIC to remedy the situation at the time, and then the CIC quickly split
the sectors as the next controller was walking into the control room right at that time.
There is a lot of ambiguity surrounding aircraft landing at CYES, since it is in uncontrolled
airspace and is in Canada. There are no instrument approaches going into that airport, so
many times controllers are able to successfully use the approach into FVE to get the
aircraft to get CYES in sight. Unfortunately, there is no other way to allow the aircraft to
descend below 035 without using that to be able to get low enough to get the airport in
sight. It would be very helpful to have an airway that went from PQI to YYY VOR that
would allow an aircraft to descend below the 035 MIA, or better yet, an instrument
approach going into CYES airport.
Narrative: 3
I was working the CIC position for Area D performing a request for a controller when I
walked by sector 15/16 and noticed an aircraft that appeared to be flying below the MIA at
3100 feet. I asked the controller working the position what they were doing with that
aircraft. The reply from them did not seem the safest answer. Upon further discussion with
them it was decided to climb the aircraft back up to the MIA of 3500 feet. I asked the
controller to fill out a report and reported it to the Operations Manager In Charge (OMIC).
Synopsis
ZBW Controllers reported that an aircraft was descended below the Minimum IFR Altitude
in error to get it below clouds to see the airport.
ACN: 1425045 (2 of 50)
Time / Day
Date : 201702
Local Time Of Day : 1801-2400
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Altitude.AGL.Single Value : 0
Environment
Flight Conditions : VMC
Weather Elements / Visibility.Visibility : 10
Light : Night
Ceiling.Single Value : 4000
Aircraft
Reference : X
Aircraft Operator : Air Taxi
Make Model Name : Helicopter
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Flight Plan : VFR
Mission : Ambulance
Flight Phase : Parked
Route In Use : Direct
Component
Aircraft Component : Other Documentation
Aircraft Reference : X
Problem : Improperly Operated
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Single Pilot
Qualification.Flight Crew : Instrument
Qualification.Flight Crew : Commercial
Qualification.Flight Crew : Rotorcraft
Experience.Flight Crew.Last 90 Days : 30
Experience.Flight Crew.Type : 5500
ASRS Report Number.Accession Number : 1425045
Human Factors : Situational Awareness
Human Factors : Time Pressure
Human Factors : Workload
Human Factors : Communication Breakdown
Communication Breakdown.Party1 : Flight Crew
Communication Breakdown.Party2 : Ground Personnel
Events
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Flight Crew
When Detected : Pre-flight
Result.Flight Crew : Became Reoriented
Assessments
Contributing Factors / Situations : Environment - Non Weather Related
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Human Factors
Narrative: 1
Captain for air ambulance was on a training flight and had put his EMS base on a 15
minute delay in case the base received a call from dispatch. Captain submitted a risk
assessment for the training flight and checked the box for 'accepts change to mission'. 5
minutes after departing on training flight, base received an air ambulance operation; pilot
returned to base, picked up crew and departed. Upon landing at the community hospital,
the Captain attempted to complete a new risk assessment, but could not get the iPad
tablet to have connectivity (rural area). Med crew came out of ER with patient, Captain
started aircraft and flew to trauma center. Captain forgot to attempt to complete the risk
assessment at that location. Entire crew flew back to base and the Captain filled out a risk
assessment for the entire patient flight upon return to base. It has been determined that
the Captain did not intend to circumnavigate the risk process and acted in good faith. The
Captain received counseling from his immediate supervisor on how to appropriately handle
this type of situation if it happens again.
Synopsis
Air ambulance helicopter pilot reported a failure to complete the flight risk assessment
process due to iPad communication problems in a rural area.
ACN: 1421777 (3 of 50)
Time / Day
Date : 201702
Local Time Of Day : 1801-2400
Place
Locale Reference.ATC Facility : ZLA.ARTCC
State Reference : CA
Aircraft : 1
Reference : X
ATC / Advisory.Center : ZLA
Aircraft Operator : Air Taxi
Make Model Name : Helicopter
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Flight Plan : VFR
Mission : Ambulance
Flight Phase : Cruise
Route In Use : None
Airspace.Special Use : R2510
Aircraft : 2
Aircraft Operator : Military
Make Model Name : Fighter
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 91
Flight Plan : VFR
Mission : Tactical
Flight Phase : Cruise
Airspace.Special Use : R2510
Person : 1
Reference : 1
Location Of Person.Facility : ZLA.ARTCC
Reporter Organization : Government
Function.Air Traffic Control : Enroute
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 18
ASRS Report Number.Accession Number : 1421777
Human Factors : Communication Breakdown
Human Factors : Confusion
Human Factors : Human-Machine Interface
Human Factors : Situational Awareness
Human Factors : Distraction
Communication Breakdown.Party1 : ATC
Communication Breakdown.Party2 : Flight Crew
Communication Breakdown.Party2 : ATC
Person : 2
Reference : 2
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Pilot Flying
Function.Flight Crew : Single Pilot
Qualification.Flight Crew : Instrument
Qualification.Flight Crew : Commercial
Qualification.Flight Crew : Rotorcraft
Experience.Flight Crew.Total : 3500
Experience.Flight Crew.Last 90 Days : 100
Experience.Flight Crew.Type : 300
ASRS Report Number.Accession Number : 1422236
Human Factors : Confusion
Human Factors : Situational Awareness
Human Factors : Communication Breakdown
Communication Breakdown.Party1 : ATC
Communication Breakdown.Party2 : Flight Crew
Events
Anomaly.Airspace Violation : All Types
Anomaly.ATC Issue : All Types
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Deviation - Procedural : Clearance
Detector.Person : Flight Crew
When Detected : In-flight
Result.Flight Crew : Requested ATC Assistance / Clarification
Result.Air Traffic Control : Issued New Clearance
Assessments
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Procedure
Narrative: 1
Aircraft X called me and asked if restricted area R2510 was active. On my display it was
showing inactive. I told the pilot it was inactive and quickly glanced at the time it was to
change and told him that as well.
It turns out, whoever was responsible for updating the restricted areas made a mistake so
it was showing cold when in fact it was hot. The pilot called in to the front desk to
complain about being "buzzed" by fighter jets when transiting the airspace.
When I looked back over my left shoulder to find the time the restricted area was to
change, I should have taken a closer look. I would have realized that the board was
accurate. It showed the restricted area active, but I didn't look that far. I only looked at
the time It was to change. I should have paid closer attention. Although the restricted area
should have been displayed as active on my display I could have prevented the incident
with a little more awareness.
Narrative: 2
40 nm west of BWC, I contacted LA Center on Freq. to determine whether R-2510 was
"hot or cold". I was then told by the Controller that R-2510 was in fact "cold/inactive". I
was then approved to enter the restricted airspace eastbound to [my] destination. Middle
of the airspace (15nm east of BWC), I noted a formation of 4 fighter jet aircraft
performing aerobatics with smoke. Upon the jets finishing their maneuver I elected to
climb in altitude to about 3000MSL to provide more vertical separation. I then contacted
LA Center to confirm again that the airspace was "cold", he replied that it was indeed
"cold/inactive". During this time, one of the four fighter jets approached the helo to
recon/ident our aircraft. I reported the event to the controller, where he then contacted
resources on his end to further confirm the status of R-2510. The LA Center controller
came back and stated "there are schedule conflicts in the system and the airspace has
gone hot/active, but was cold when I was cleared through." The controller then provided
me with a supervisor number where I followed up after landing. It was determined that
the pilot was not at fault since he was cleared through the "thought-to-be" inactive zone.
Synopsis
ZLA Controller and Helicopter pilot reported of incorrect information which led to an
Airspace Deviation. The Controller had advised the pilot that the restricted airspace was
inactive, approved the flight through the airspace when the airspace was actually active
ACN: 1421137 (4 of 50)
Time / Day
Date : 201701
Local Time Of Day : 1801-2400
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Environment
Flight Conditions : Marginal
Weather Elements / Visibility : Icing
Light : Night
Aircraft
Reference : X
Aircraft Operator : Air Taxi
Make Model Name : EC135
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Mission : Ambulance
Flight Phase : Cruise
Airspace.Class E : ZZZ
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Single Pilot
Qualification.Flight Crew : Rotorcraft
Qualification.Flight Crew : Commercial
Qualification.Flight Crew : Instrument
ASRS Report Number.Accession Number : 1421137
Human Factors : Training / Qualification
Human Factors : Situational Awareness
Events
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Deviation - Procedural : FAR
Anomaly.Inflight Event / Encounter : Weather / Turbulence
Detector.Person : Flight Crew
When Detected : In-flight
Result.Flight Crew : Landed As Precaution
Result.Flight Crew : Diverted
Assessments
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Weather
Primary Problem : Weather
Narrative: 1
I was on a medical mission with patient on board. The forecast had shown low visibility
along the route but nothing lower than four miles. There were several small snow flurries
reported in the surrounding area but none along the route. I had checked the TAF [for the
airports involved] as well as METARS along the route of flight. I had mentioned to my crew
that we would have to stay extra vigilant with regards to low visibility on the flight. I was
under NVGs on the flight and after taking off from the referring hospital I referenced the
visibility to be greater than ten miles. About twenty five minutes into the flight I began to
notice the visibility to be decreasing. I stated to my crew that we had low visibility ahead
but was still approximately four miles (referenced by local airfield with lighted beacon and
GPS distance). Shortly after the visibility in front was less, while out of my peripheral I
could see much greater visibility. I scanned right, then left and estimated a four mile
difference in visibility. I thought it may be the windscreen fogging up so I turned on the
heating/demist. After a short time it had still not improved. It was at this time I thought
something was wrong and flipped my goggles up and turned my lip light on. Instantly I
noticed my windscreen was covered in ice! I immediately notified my crew and started a
descent while making a radio call to the local airfield of my intent to emergency descend
and land. Crew was able to see clearly out of side windows and was vigilantly looking for
obstacles. We made a safe landing and notified dispatch via satellite phone. I set the
aircraft to idle and placed the friction on the controls to exit. Once outside I noticed the ice
on the windscreen was slushy as if starting to melt. I cleared the windscreen and returned
to the cockpit. I did not notice any other icing at this time.
Once inside we initiated protocol to get the patient to proper care. Dispatch was still
looking for a facility to take the patient when I happened to look out my right window and
noticed a hospital less than a mile away. We found the hospital in our local landing zone
guide and relayed the info to dispatch. Arrangements were made with that hospital and we
were requested to re position to their helipad if possible. We had been sitting at idle for
about twenty minutes and ceilings were higher than previously per weather station. The
area was well lit from ground lights and I was able to clearly see the hospital and the cloud
levels. Conditions had changed enough so a decision was made to relocate to the hospital.
Once landed on the pad, I assisted the crew down into the hospital.
I returned to the aircraft about an hour after landing and inspected the aircraft. It was at
this time I noticed the icing on the blades. I contacted Operations to discuss the situation
and possible relocation of the aircraft. The process of running the helicopter on the ground
for a short time to try to loosen and shed the ice on the blades, then shutting down and
inspecting the blades was discussed. It was stated that if there was no ice found and icing
conditions did not exist I could possibly relocate the aircraft to the airfield. I checked in
with the crew to get an update on future logistics then returned to the aircraft about forty
minutes later. At this time I went to proceed with the ground run and noticed the
conditions had worsened. The helicopter had accumulated more ice on the structure and
the blades and I witnessed rain freezing on contact to the windscreen. I referenced
conditions at the airfield once again to find conditions subject to freezing fog and drizzle.
I cannot say I have any suggestions on how to avoid flying into that situation. Of course
hindsight is only great for learning from a situation but isn't present at the time of an
event, but I would say I would not re position to the hospital without full shut down and
complete post flight inspection if there was a chance to do it again. But at the time I used
the information available to me and deemed the weather to have improved enough to
proceed to the hospital.
Synopsis
Helicopter pilot reported encountering icing conditions and landed at the nearest airport.
ACN: 1408366 (5 of 50)
Time / Day
Date : 201612
Local Time Of Day : 1201-1800
Place
Locale Reference.ATC Facility : ZZZ.TRACON
State Reference : US
Altitude.MSL.Single Value : 2000
Environment
Flight Conditions : VMC
Light : Daylight
Aircraft : 1
Reference : X
ATC / Advisory.TRACON : ZZZ
Aircraft Operator : Air Taxi
Make Model Name : Helicopter
Operating Under FAR Part : Part 91
Flight Plan : VFR
Mission : Ambulance
Flight Phase : Cruise
Route In Use : VFR Route
Airspace.Class C : ZZZ
Aircraft : 2
Reference : Y
Make Model Name : Small Aircraft
Crew Size.Number Of Crew : 1
Flight Plan : IFR
Flight Phase : Climb
Route In Use : Vectors
Person
Reference : 1
Location Of Person.Facility : ZZZ.TRACON
Reporter Organization : Government
Function.Air Traffic Control : Approach
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 2.25
ASRS Report Number.Accession Number : 1408366
Human Factors : Training / Qualification
Events
Anomaly.ATC Issue : All Types
Anomaly.Conflict : Airborne Conflict
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Air Traffic Control : Issued New Clearance
Result.Air Traffic Control : Separated Traffic
Assessments
Contributing Factors / Situations : Airspace Structure
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Procedure
Narrative: 1
I was working arrival radar with light traffic. Local control was training. A medical
helicopter called me northeast of the field and needed medevac-priority handling to the
local hospital. I radar identified the aircraft and told the helicopter to maintain 2,000 feet
for traffic in the traffic pattern at ZZZ. The direct route for this helicopter to get to the
hospital would take him directly over the right downwind for Runway XY and directly over
the departure end of Runway XY. Since this was a Medevac flight, I was not going to alter
the route. Runway XY was the active runway at the time. When the helicopter was 15
miles to the northeast of ZZZ, I called tower and asked for a pointout to 2,000 feet to go
to [a local] Hospital and stated that the helicopter was medevac-priority. The local control
trainee approved the pointout.
Local control had two aircraft in the pattern at 1,500 feet for runway XY and my helicopter
had both in sight. When the pattern traffic was no factor for my helicopter, I called Local
Control to ask if I could descend my helicopter towards the hospital. It was then that I
realized an IFR aircraft just departed Runway XY on runway heading and was directly
below my helicopter. IFR aircraft depart ZZZ with an initial altitude of 3,000 feet. This IFR
aircraft would be talking to another radar controller and not me. Local control ended up
stopping the IFR aircraft, Aircraft Y, at 1,500 feet, well below the Minimum Vectoring
Altitude for the area. The trainer on Local Control asked me to put the medevac helicopter
on local's frequency so that they could solve the issue since this was all taking place right
off the departure end of the runway. I made sure that my helicopter had the aircraft in
sight and switched him to the tower frequency. I'm not exactly sure what local did to solve
this issue.
A short time later I was in the break room and the trainee walked in and tried to explain
what had happened. He told me that he had forgotten about the pointout. He had put the
aircraft in question into position on the runway behind his pattern traffic and when he had
the correct runway spacing, he gave it a take-off clearance. Throughout this whole time,
the trainer did not stop the trainee and let the situation play out making this aircraft come
within 500 feet of a medevac-priority helicopter that needed to descend.
Local control has the ability to turn datablocks yellow to signify a pointout (a memory aid).
I do not know if this was performed. Maybe I called for a pointout too early? I could have
waited a few more minutes when the helicopter was a few miles from tower's airspace and
then maybe the trainee would not have forgotten about the helicopter. The trainer needed
to pay more attention to what the trainee was doing.
Synopsis
A TRACON Controller reported a departing aircraft in conflict with an overflight helicopter
they were working.
ACN: 1405035 (6 of 50)
Time / Day
Date : 201611
Local Time Of Day : 1201-1800
Environment
Flight Conditions : VMC
Weather Elements / Visibility.Other
Light : Daylight
Aircraft
Reference : X
Aircraft Operator : Air Taxi
Make Model Name : EC130
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Landing
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Single Pilot
Qualification.Flight Crew : Commercial
Qualification.Flight Crew : Instrument
Qualification.Flight Crew : Rotorcraft
ASRS Report Number.Accession Number : 1405035
Human Factors : Situational Awareness
Events
Anomaly.Ground Event / Encounter : Object
Detector.Person : Flight Crew
Were Passengers Involved In Event : N
When Detected : In-flight
Result.Flight Crew : Became Reoriented
Result.Flight Crew : Regained Aircraft Control
Result.Flight Crew : Landed As Precaution
Assessments
Contributing Factors / Situations : Procedure
Contributing Factors / Situations : Weather
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Airport
Primary Problem : Human Factors
Narrative: 1
Was returning to base after completing patient flight with strong winds. Our base has a
very small pad and the dolly cannot be turned to face into the winds. I landed back at the
base into the wind in the grassy area to the east of the pad/dolly so the medical crew
could get out. I told them I was going to attempt to land on the dolly one time, then if it
didn't feel right, I would land back to the grassy area. After the crew got out, I hovered
over to the dolly and attempted to land with a tailwind. As I was about to touch down on
the dolly, a wind gust caused the helicopter to yaw right about 20-30 degrees and
descend. The skids hit the dolly and I immediately pulled in collective to stop the descent
and to move back to the grassy area. However, as I pulled in collective, the helicopter felt
like it was hung on something and began to feel like what I imagine dynamic rollover feels
like. I lowered the collective to stop that from happening and shut down.
After looking at the helicopter, it appears that the right rear skid got hung in the gap in
the middle of the dolly. That caused the dynamic rollover feeling. Another thing I noticed
was the dolly had shifted several feet. I don't know when that happened, before the skids
contacted the ground, or when the skids contacted the dolly.
Synopsis
EC-130 pilot reported attempting to set down on a dolly with a tailwind, but hit a skid on
the dolly and pulled the collective to ascend. Sensing what the pilot thought could be
dynamic rollover developing, he landed the helicopter. It was determined that a skid had
caught on the dolly.
ACN: 1399837 (7 of 50)
Time / Day
Date : 201611
Local Time Of Day : 0001-0600
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Environment
Flight Conditions : Mixed
Weather Elements / Visibility : Rain
Light : Night
Aircraft
Reference : X
Aircraft Operator : Air Taxi
Make Model Name : Helicopter
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 135
Flight Plan : VFR
Mission : Ambulance
Flight Phase : Cruise
Airspace.Class E : ZZZ
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Captain
Function.Flight Crew : Pilot Flying
Qualification.Flight Crew : Commercial
ASRS Report Number.Accession Number : 1399837
Events
Anomaly.Inflight Event / Encounter : Weather / Turbulence
Anomaly.Inflight Event / Encounter : VFR In IMC
Detector.Person : Flight Crew
When Detected : In-flight
Assessments
Contributing Factors / Situations : Weather
Primary Problem : Weather
Narrative: 1
I checked weather before departing sending facility. Weather at sending facility was
OVC033 and 10SM. Weather at closest reporting station along route was FEW026 BKN041
and 10SM. I also checked the Helicopter Emergency Medical Services (HEMS) Tool and it
showed VFR weather conditions with some rain showers along the route. About 10 min
from receiving hospital I encountered light to moderate rain showers and visibility between
6 and 7 NM. Because of the rain it was difficult to estimate the ceiling, but I thought I was
more than 500 feet below the clouds. About 7NM west of [the hospital] I encountered
Inadvertent IMC (IIMC). It happened extremely fast. I immediately transitioned to
instruments. Once the aircraft was stable I initiated a turn to return to VMC. I maintained
my cruising altitude as I turned. The Company IIMC Procedure calls for a climb to the
MSA. The OAT indicated 3.5C and I did not want to risk climbing into icing conditions. I
knew that my cruising altitude would keep me clear of all terrain and obstacles in the area,
and I knew that there were VFR conditions behind me and to the North. Approximately 1-2
min later I returned to VMC.
I marked the "Reduced Safety Standards" Box above because I did not maintain the safety
standard of cloud clearance and visibility for the class of airspace I was in.
I was wearing Night Vision Goggles (NVGs) for the flight. It can be difficult to detect the
extent of reduced visibility conditions while using NVGs. In the future I will periodically
look under my goggles to help identify reduced visibility conditions in front of me. If I can
identify the conditions sooner than I can deviate prior to entering the IMC.
One final note. The Altitude and Heading Reference System (AHRS) 1 and the Auto Pilot
were MEL'd for this flight. This increased my workload. In the future, when items that
increase my workload are MEL'd I will increase my personal limitations for Ceiling and
Visibility.
Synopsis
Helicopter Captain reported encountering IMC conditions during a night VFR ambulance
flight. Pilot reported a turn to return to VMC and mentioned that wearing Night Vision
Goggles can make it difficult to detect reduced visibility conditions.
ACN: 1398441 (8 of 50)
Time / Day
Date : 201610
Local Time Of Day : 0601-1200
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Altitude.AGL.Single Value : 0
Aircraft
Reference : X
Aircraft Operator : Air Taxi
Make Model Name : EC135
Operating Under FAR Part : Part 135
Mission : Ambulance
Flight Phase : Parked
Maintenance Status.Maintenance Deferred : N
Maintenance Status.Records Complete : Y
Maintenance Status.Released For Service : Y
Maintenance Status.Required / Correct Doc On Board : Y
Maintenance Status.Maintenance Type : Scheduled Maintenance
Maintenance Status.Maintenance Items Involved : Installation
Component
Aircraft Component : Main Rotor Blade
Aircraft Reference : X
Problem : Malfunctioning
Person
Reference : 1
Location Of Person : Company
Reporter Organization : Air Taxi
Function.Maintenance : Technician
Qualification.Maintenance : Powerplant
Qualification.Maintenance : Airframe
ASRS Report Number.Accession Number : 1398441
Human Factors : Troubleshooting
Events
Anomaly.Aircraft Equipment Problem : Less Severe
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Maintenance
When Detected : Routine Inspection
Result.General : Maintenance Action
Assessments
Contributing Factors / Situations : Procedure
Contributing Factors / Situations : Aircraft
Primary Problem : Procedure
Narrative: 1
During Track and balance of Aircraft X, it was determined a Main Rotor (M/R) blade was
needed. Mechanic I was working with and I removed blade and replaced with the same
part number we removed. We finished track and balance and accumulated 0.3 flight time
while completing the job. Upon return to the hangar to remove tracking equipment Quality
Assurance (Mechanic) informed us that we installed the wrong Part Number.
We reviewed the paperwork from both blades and determined it was not an upgraded
blade that was installed. To upgrade the blade a Service Bulletin needed complied with
installing upgraded dampeners. We installed the upgraded dampeners on the blade in
question and corrected paperwork to reflect the change to the blade. The aircraft was then
placed back in service.
It was found that the removed blade was not properly identified, as per the Service
Bulletin, to reflect it was an upgraded blade. The Service Bulletin states that a line will be
drawn through the last two digits of the part number. In this case it would have been the
number XY. Further, the number XZ will be written in permanent marker next to the lined
out number. The removed blade did not have a line through the last two digits and the XZ
was not legible.
Synopsis
A Maintenance Technician reported that During Track and balance on a EC-135 Helicopter,
a Main Rotor blade was needed. Upgraded the existing blade per a Service Bulletin.
ACN: 1396857 (9 of 50)
Time / Day
Date : 201610
Local Time Of Day : 1801-2400
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Altitude.MSL.Single Value : 2300
Aircraft : 1
Reference : X
Aircraft Operator : Personal
Make Model Name : PA-28R Cherokee Arrow All Series
Flight Plan : None
Mission : Training
Flight Phase : Cruise
Route In Use.Other
Airspace.Class D : ZZZ
Airspace.Class E : ZZZ
Aircraft : 2
Reference : Y
Make Model Name : Helicopter
Mission : Ambulance
Airspace.Class D : ZZZ
Airspace.Class E : ZZZ
Person
Reference : 1
Reporter Organization : Personal
Function.Flight Crew : Pilot Flying
Qualification.Flight Crew : Instrument
Qualification.Flight Crew : Private
Experience.Flight Crew.Total : 275
Experience.Flight Crew.Last 90 Days : 60
Experience.Flight Crew.Type : 20
ASRS Report Number.Accession Number : 1396857
Human Factors : Training / Qualification
Human Factors : Situational Awareness
Analyst Callback : Completed
Events
Anomaly.Conflict : NMAC
Detector.Person : Flight Crew
Miss Distance.Horizontal : 250
Miss Distance.Vertical : 50
When Detected : In-flight
Result.Flight Crew : Took Evasive Action
Assessments
Contributing Factors / Situations : Airspace Structure
Primary Problem : Airspace Structure
Narrative: 1
Near mid air collision.
Callback: 1
The reporter stated that he was in a practice area just outside of a class "D" airspace, with
a flight instructor doing some training. They were setting up for some flight maneuvers
when he saw a Medical Helicopter coming up on him on a collision course. He took evasive
action to avoid hitting the helicopter. The reporter stated that he believes the helicopter
pilot never saw them at all. The reporter also stated that there was never any
communication with ATC or the helicopter pilot. He said he was aware of a helicopter in
the area, but believed the helicopter was much farther north from their position.
Synopsis
A Pilot of a Piper PA28R reported while setting up for a flight maneuver they nearly
collided with a medical helicopter.
ACN: 1396205 (10 of 50)
Time / Day
Date : 201610
Local Time Of Day : 1801-2400
Place
Locale Reference.Airport : AAO.Airport
State Reference : KS
Relative Position.Distance.Nautical Miles : 8
Altitude.MSL.Single Value : 4000
Environment
Flight Conditions : VMC
Light : Dusk
Aircraft : 1
Reference : X
ATC / Advisory.CTAF : AAO
Aircraft Operator : Air Taxi
Make Model Name : Commercial Fixed Wing
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Nav In Use.Localizer/Glideslope/ILS : Runway 19
Flight Phase : Initial Approach
Route In Use : Vectors
Airspace.Class E : ICT
Aircraft : 2
Reference : Y
ATC / Advisory.CTAF : AAO
Aircraft Operator : Personal
Make Model Name : Skyhawk 172/Cutlass 172
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 91
Mission : Personal
Flight Phase : Initial Approach
Airspace.Class E : ICT
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Captain
Function.Flight Crew : Pilot Flying
Qualification.Flight Crew : Instrument
Qualification.Flight Crew : Air Transport Pilot (ATP)
Qualification.Flight Crew : Flight Instructor
Qualification.Flight Crew : Multiengine
Experience.Flight Crew.Total : 3200
Experience.Flight Crew.Last 90 Days : 30
Experience.Flight Crew.Type : 130
ASRS Report Number.Accession Number : 1396205
Human Factors : Situational Awareness
Events
Anomaly.ATC Issue : All Types
Anomaly.Conflict : NMAC
Detector.Automation : Aircraft TA
Detector.Person : Flight Crew
Miss Distance.Vertical : 300
When Detected : In-flight
Result.General : None Reported / Taken
Assessments
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Human Factors
Narrative: 1
I was flying left seat as pilot in command with a second in command pilot in the right seat.
We were on an IFR flight plan in VFR conditions and were receiving vectors from Wichita
[TRACON] to intercept the ILS for Runway 19 AAO which was our final destination. After
clearance to descend to 4000 and vectors to intercept the inbound course the controller
advised traffic, a primary target at our location as I was turning and descending to
intercept the localizer. Then the controller advised us to change to the advisory frequency.
At that point I was turning inbound in the course and immediately stopped the descent
while looking for the reported traffic. The SIC changed to the advisory frequency, and
established radio contact with the pilot of the C172. As that pilot was advising us that our
aircraft was passing overhead of his aircraft, I noticed the TCAS system display a target
within 300 ft of our aircraft. The SIC radioed the pilot of the C172 we were on an active
Medevac flight and asked if he would clear the area while we completed our approach and
landing into AAO. He agreed and we were able to complete our approach and landing into
AAO without further incident or delay. At the time of this incident the aircraft flight and
navigation systems were operating properly to the best of my recollection.
In my opinion the controller should have had us remain on the [TRACON] frequency to
assist us in remaining clear of that primary target.
Synopsis
Air taxi Captain reported experiencing a NMAC with a C172 on approach to the non-
Towered AAO airport.
ACN: 1392986 (11 of 50)
Time / Day
Date : 201610
Local Time Of Day : 0601-1200
Place
Locale Reference.ATC Facility : ZLC.ARTCC
State Reference : UT
Altitude.MSL.Single Value : 10000
Environment
Light : Daylight
Aircraft
Reference : X
ATC / Advisory.Center : ZLC
Aircraft Operator : Air Taxi
Make Model Name : Small Transport, Low Wing, 2 Turboprop Eng
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Climb
Airspace.Class E : ZLC
Person
Reference : 1
Location Of Person.Facility : ZLC.ARTCC
Reporter Organization : Government
Function.Air Traffic Control : Enroute
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 6
ASRS Report Number.Accession Number : 1392986
Human Factors : Situational Awareness
Human Factors : Human-Machine Interface
Events
Anomaly.Airspace Violation : All Types
Anomaly.ATC Issue : All Types
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Inflight Event / Encounter : CFTT / CFIT
Detector.Automation : Air Traffic Control
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Flight Crew : Requested ATC Assistance / Clarification
Result.Air Traffic Control : Issued New Clearance
Assessments
Contributing Factors / Situations : Airspace Structure
Contributing Factors / Situations : ATC Equipment / Nav Facility / Buildings
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Procedure
Narrative: 1
I took the sector over and didn't notice an aircraft level at 10000 feet that indicated in the
data block a climb to 17000 feet and there was a loss of separation with terrain. The
previous controller released Aircraft X to 10,000 feet. They removed the interim altitude of
10000 feet removed from the radar data block. Aircraft X checked on climbing to 10,000
feet. I plugged in for a position briefing. I took over the sector.
Aircraft X leveled at 10,000 feet while I was still "nesting" after signing on to position. The
MSAW alert went off and the aircraft requested a higher altitude. I asked him what altitude
he would like and then I realized he wasn't climbing and issued a climb to 17,000 feet as
the aircraft entered an 11000 foot Minimum Vectoring Altitude. A low altitude alert was
issued and pilot responded he had the terrain in sight. Don't remove interim altitude
before issuing new altitude. Scan faster.
Synopsis
ZLC Controller reported observing an aircraft at 10,000 feet in a MVA area designated
11,000 feet.
ACN: 1390677 (12 of 50)
Time / Day
Date : 201609
Local Time Of Day : 1801-2400
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Altitude.MSL.Single Value : 4000
Environment
Light : Night
Aircraft : 1
Reference : X
ATC / Advisory.Center : ZZZ
Aircraft Operator : Air Carrier
Make Model Name : Large Transport, Low Wing, 2 Turbojet Eng
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 121
Flight Plan : IFR
Mission : Passenger
Nav In Use : FMS Or FMC
Flight Phase : Climb
Airspace.Class E : ZZZ
Aircraft : 2
Reference : Y
ATC / Advisory.Center : ZZZ
Aircraft Operator : Air Taxi
Make Model Name : Any Unknown or Unlisted Aircraft Manufacturer
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Climb
Airspace.Class E : ZZZ
Person : 1
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Carrier
Function.Flight Crew : Captain
Function.Flight Crew : Pilot Flying
Qualification.Flight Crew : Air Transport Pilot (ATP)
ASRS Report Number.Accession Number : 1390677
Human Factors : Confusion
Human Factors : Situational Awareness
Human Factors : Workload
Human Factors : Communication Breakdown
Communication Breakdown.Party1 : Flight Crew
Communication Breakdown.Party2 : ATC
Person : 2
Reference : 2
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Carrier
Function.Flight Crew : First Officer
Function.Flight Crew : Pilot Not Flying
Qualification.Flight Crew : Air Transport Pilot (ATP)
ASRS Report Number.Accession Number : 1390679
Human Factors : Confusion
Human Factors : Situational Awareness
Human Factors : Workload
Human Factors : Communication Breakdown
Communication Breakdown.Party1 : Flight Crew
Communication Breakdown.Party2 : ATC
Events
Anomaly.ATC Issue : All Types
Anomaly.Deviation - Track / Heading : All Types
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Deviation - Procedural : Clearance
Anomaly.Inflight Event / Encounter : Other / Unknown
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Flight Crew : Requested ATC Assistance / Clarification
Result.Flight Crew : Became Reoriented
Result.Air Traffic Control : Issued Advisory / Alert
Result.Air Traffic Control : Issued New Clearance
Assessments
Contributing Factors / Situations : Environment - Non Weather Related
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Human Factors
Narrative: 1
We requested a "hold for release IFR clearance", due to departing "IFR" traffic ahead of us.
Our ATC clearance was to depart a specific runway, climb to 3000 feet, and turn left to a
heading of 180. (Note: ATC radar was out of service). After given our "release for
departure", we were then given further climb altitudes. During the early climb, ATC
requested us to intercept a VOR radial. We were filed on an FMC route and needed to tune
the VOR. The First Officer (FO) mistakenly told ATC we were established on the 160 radial.
I mentioned to the FO that we were not yet established and that I would do a 140 degree
heading intercept. The FO then told ATC that we were not established on the 160 radial
and were heading to 140. Communication breakdown. ATC then said flying 140 climb to
and maintain xx altitude. We understood this to mean climb to xx altitude and maintain
140 (an intercept heading would be a normal course of action and not need a revised
altitude). When in radar contact we received further direct routing and our final altitude.
On hand off he asked us to give center a call upon arrival.
Communication breakdown/confusing instructions.
Narrative: 2
Cleared, heading 180, climb 3,000 feet. Checked in with Center, cleared to 4,000 feet.
Soon after, cleared to 9,000 feet. Medevac flight which departed before us was seen on
TCAS 2,500 feet above us and 10-12 miles ahead at our 11 o'clock. Center asked us to
intercept the 160 radial off of ZZZ. I mistakenly observed unreliable NDB needle on the
160 radial (it was 140 radial and bouncing), but quickly responded on the radio that we
were already on the ZZZ 160 radial (in error). The Captain pointed out my mistake and as
we discussed, center became concerned leveling us off and inquired about our 180
heading clearance from ZZZ Radio. More confusion followed for we didn't know if we
should continue to intercept the 160 radial or return to 180 heading. Center has us come
further right of course and continue climb. We never came closer to 5 miles of the
medevac aircraft, yet 15-20 minutes later center gave us a phone number to contact citing
a possible investigation into pilot navigation error/discrepancy. Following debrief and
contact with center supervisor, we were told that a quality control check was being
pursued.
Lack of good communication techniques with my Captain and ATC following poor
situational awareness.
Synopsis
Air carrier flight crew described the confusion resulting from the First Officer mistakenly
confirming aircraft established on a VOR radial, instead stating the aircraft heading which
confused ATC.
ACN: 1381828 (13 of 50)
Time / Day
Date : 201608
Local Time Of Day : 1801-2400
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Relative Position.Distance.Nautical Miles : 10
Altitude.MSL.Single Value : 6600
Environment
Flight Conditions : VMC
Weather Elements / Visibility : Turbulence
Weather Elements / Visibility.Visibility : 20
Light : Night
Ceiling.Single Value : 2000
Aircraft
Reference : X
ATC / Advisory.CTAF : ZZZ
Aircraft Operator : Air Taxi
Make Model Name : Helicopter
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Flight Plan : VFR
Mission : Ambulance
Flight Phase : Cruise
Route In Use : Direct
Airspace.Class E : ZZZ
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Pilot Flying
Function.Flight Crew : Single Pilot
Qualification.Flight Crew : Flight Instructor
Qualification.Flight Crew : Air Transport Pilot (ATP)
Qualification.Flight Crew : Multiengine
Qualification.Flight Crew : Instrument
Experience.Flight Crew.Total : 8700
Experience.Flight Crew.Last 90 Days : 150
Experience.Flight Crew.Type : 184
ASRS Report Number.Accession Number : 1381828
Human Factors : Workload
Human Factors : Distraction
Events
Anomaly.Inflight Event / Encounter : Weather / Turbulence
Anomaly.Inflight Event / Encounter : CFTT / CFIT
Detector.Automation : Aircraft Terrain Warning
Detector.Automation : Aircraft TA
When Detected : In-flight
Result.Flight Crew : FLC complied w / Automation / Advisory
Assessments
Contributing Factors / Situations : Procedure
Contributing Factors / Situations : Weather
Primary Problem : Ambiguous
Narrative: 1
While returning to base from a patient transfer I encountered reduced ceilings enroute.
The ceiling was consistent at about 2000 feet AGL. There was rising terrain ahead. I
selected an altitude that would allow me to cross the high ground an equal distance from
the terrain and the ceiling. The terrain was not level, as I crossed the apex of the pass the
terrain alerting system in the aircraft announced minimums several times. My focus was
outside the aircraft but when I did glance at the radar altitude I noted that I had gone
below 500 feet AGL several times. This terrain crossing lasted a few minutes. I could have
minimized the number of terrain alerts but chose to stay in a stable flight profile. The
visibility was very good and the illumination from cultural lighting was more than sufficient
to identify obstacles and prevent CFIT.
I am required to maintain 500 AGL at night per the FARs. My decision to stay an equal
distance from the clouds and the terrain put me below minimums. I felt that the greatest
risk during this portion of the flight was an Inadvertent IMC (IIMC) event. Based on the
visibility and the illumination I felt that a lower altitude guaranteeing cloud clearance was
the most conservative approach.
Landing the aircraft was always an option. What I did not want to do was climb the aircraft
closer to the clouds to satisfy the system. The risk was an IIMC event, the terrain and
obstacles were clearly illuminated.
Since Night Vision Goggles (NVG) are in such wide use today there should be a change
that allows pilots to fly at lower altitudes with NVGs. We are able to reduce our weather
minimums but not our in route minimum altitude.
Synopsis
A helicopter pilot reported difficulty maintaining the FAR required altitude above terrain
due to a lowering weather ceiling and rising terrain.
ACN: 1375426 (14 of 50)
Time / Day
Date : 201607
Local Time Of Day : 1201-1800
Place
Locale Reference.Airport : ZZZ1.Airport
State Reference : US
Environment
Flight Conditions : VMC
Weather Elements / Visibility.Visibility : 10
Light : Daylight
Ceiling.Single Value : 12000
Aircraft
Reference : X
Aircraft Operator : Air Taxi
Make Model Name : King Air C90 E90
Operating Under FAR Part : Part 135
Flight Plan : None
Mission : Ambulance
Flight Phase : Landing
Route In Use : Direct
Airspace.Class G : ZZZ1
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Captain
Function.Flight Crew : Pilot Flying
Qualification.Flight Crew : Air Transport Pilot (ATP)
Qualification.Flight Crew : Multiengine
Qualification.Flight Crew : Instrument
Experience.Flight Crew.Total : 6230
Experience.Flight Crew.Last 90 Days : 50
Experience.Flight Crew.Type : 750
ASRS Report Number.Accession Number : 1375426
Human Factors : Fatigue
Human Factors : Situational Awareness
Events
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Deviation - Procedural : FAR
Anomaly.Ground Incursion : Runway
Detector.Person : Flight Crew
When Detected : Aircraft In Service At Gate
Result.Flight Crew : Became Reoriented
Assessments
Contributing Factors / Situations : Human Factors
Primary Problem : Human Factors
Narrative: 1
My crew was dispatched from ZZZ to ZZZ1 at which point we were to pick up a patient in
ZZZ1 and take them to a better care facility in ZZZ2. I was taking a safety nap when
dispatch came in, because of sleep inertia I assumed that we were leaving from ZZZ to
ZZZ2, which is our routine flight and because of this I took my time filing flight plans and
even took a shower because our medics usually take about 30 minutes packaging the
patient to bring them to the plane. One of the medics came in the crew quarters and ask if
I was ready for departure, it was at this point that I realized that I had sleep inertia and
had planned the flight completely wrong. I hurriedly exited the crew quarters and entered
the plane, took off to ZZZ1 without checking NOTAMs. The Runway was NOTAMed closed
for resurfacing, I did not notice the yellow X off the end of the runway because it was
laying in weeds which blocked my view of it from a lateral angle. There were no workers or
equipment present on the runway. I spoke with the Airport Manager and he gave me
permission to depart ZZZ1.
Synopsis
C90 Captain reported being awakened from sleep to fly a medevac flight but not
comprehending the assignment due to fatigue. When informed that the flight is ready to
depart he quickly jumped in the aircraft without checking NOTAMs. After landing he
learned that the airport was closed for runway resurfacing.
ACN: 1372997 (15 of 50)
Time / Day
Date : 201607
Local Time Of Day : 1801-2400
Place
Locale Reference.Airport : RLD.Airport
State Reference : WA
Altitude.AGL.Single Value : 0
Environment
Flight Conditions : VMC
Light : Dusk
Aircraft : 1
Reference : X
ATC / Advisory.CTAF : RLD
Aircraft Operator : Air Taxi
Make Model Name : Light Transport, Low Wing, 2 Turbojet Eng
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 135
Flight Plan : VFR
Mission : Ambulance
Flight Phase : Landing
Route In Use : Visual Approach
Aircraft : 2
Reference : Y
Aircraft Operator : Personal
Make Model Name : Small Aircraft
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 91
Mission : Personal
Flight Phase : Takeoff
Person : 1
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Captain
Function.Flight Crew : Pilot Flying
Qualification.Flight Crew : Multiengine
Qualification.Flight Crew : Air Transport Pilot (ATP)
Qualification.Flight Crew : Flight Instructor
Qualification.Flight Crew : Instrument
Experience.Flight Crew.Total : 6500
Experience.Flight Crew.Last 90 Days : 50
Experience.Flight Crew.Type : 500
ASRS Report Number.Accession Number : 1372997
Human Factors : Situational Awareness
Analyst Callback : Attempted
Person : 2
Reference : 2
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : First Officer
Function.Flight Crew : Pilot Not Flying
Qualification.Flight Crew : Multiengine
Qualification.Flight Crew : Air Transport Pilot (ATP)
Qualification.Flight Crew : Flight Instructor
Qualification.Flight Crew : Instrument
Experience.Flight Crew.Total : 4900
Experience.Flight Crew.Last 90 Days : 50
Experience.Flight Crew.Type : 2000
ASRS Report Number.Accession Number : 1372992
Human Factors : Situational Awareness
Analyst Callback : Attempted
Events
Anomaly.Conflict : Ground Conflict, Critical
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Flight Crew
Miss Distance.Horizontal : 75
Miss Distance.Vertical : 0
When Detected : In-flight
Result.Flight Crew : Took Evasive Action
Assessments
Contributing Factors / Situations : Human Factors
Primary Problem : Human Factors
Narrative: 1
We were landing on runway 19 [which is] shorter and narrower than average. We had
reported the airport in sight about 15 miles out on an IFR flight plan and received the
visual. Runway 19 is the calm wind runway and also the runway with the least amount of
slope. The winds were calm and the time of day was sunset. At about 8 miles out we
canceled IFR and switched over to advisory frequency. The PNF made radio calls on CTAF.
I was flying and concentrating rather intently on Vref and the proper angle to be flown for
a short field landing. I touched down about 1,000 feet down the runway and almost
immediately spotted a small airplane moving at a high rate of speed from my right to my
left on runway 8. The closure rate was very fast and I applied pressure on the right rudder
to veer as safely as possible to my right and miss the small aircraft. We missed each other
by about 75 feet right at the intersecting point of the two runways. Left rudder was briskly
applied to correct the airplane back to the center of the runway. More radio calls were
made after we observed the airplane continue his takeoff run and return for a landing. No
answers were received. The sun was setting on our right side and obscured the view of the
approach end of runway 8.
Corrective Action: Our industry has progressed far too much in the last 25 years to not
require a radio for all aircraft that use the terminal area of a specific size of airport. This
particular airport has multiple approaches and is located within 5 miles of a class D airport.
Narrative: 2
I believe the contributing factors to this near collision were crossing runways at an
uncontrolled airport, the sun obstructing our view to the west, and an aircraft that was not
making position reports on CTAF. In my opinion, in the technological age in which we live,
all aircraft should be mandated to have an operational radio and to participate in position
reports on CTAF at non controlled airports, especially with instrument approaches. Had the
other pilot been on the radio, this event would never have happened.
Synopsis
Air ambulance flight crew landing at RLD reported a near collision with another aircraft
taking off on an intersecting runway. The other aircraft reportedly was not communicating
on CTAF frequency.
ACN: 1368320 (16 of 50)
Time / Day
Date : 201606
Local Time Of Day : 1801-2400
Place
Locale Reference.ATC Facility : GEG.TRACON
State Reference : WA
Altitude.MSL.Single Value : 3500
Environment
Flight Conditions : VMC
Light : Daylight
Aircraft : 1
Reference : X
ATC / Advisory.TRACON : GEG
Aircraft Operator : Air Taxi
Make Model Name : Small Transport
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 135
Flight Plan : VFR
Mission : Ambulance
Flight Phase : Climb
Route In Use : Vectors
Airspace.Class D : SFF
Aircraft : 2
Reference : Y
ATC / Advisory.Tower : GEG
Aircraft Operator : Air Carrier
Make Model Name : Medium Large Transport
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 121
Flight Plan : IFR
Mission : Passenger
Flight Phase : Initial Approach
Route In Use.Other
Airspace.Class C : GEG
Person
Reference : 1
Location Of Person.Facility : GEG.TRACON
Reporter Organization : Government
Function.Air Traffic Control : Trainee
Function.Air Traffic Control : Departure
Qualification.Air Traffic Control : Developmental
ASRS Report Number.Accession Number : 1368320
Human Factors : Training / Qualification
Human Factors : Situational Awareness
Events
Anomaly.ATC Issue : All Types
Anomaly.Conflict : Airborne Conflict
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Flight Crew : FLC complied w / Automation / Advisory
Result.Flight Crew : Executed Go Around / Missed Approach
Result.Air Traffic Control : Separated Traffic
Result.Air Traffic Control : Issued New Clearance
Assessments
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Airspace Structure
Contributing Factors / Situations : Procedure
Primary Problem : Procedure
Narrative: 1
I am currently a CPC-IT (Controller In Training) and was training on radar. I had just
taken the position from a previous controller and saw that Aircraft X was departing off SFF
on a heading of 300 restricted at or below 3500 feet(this is a built in procedure for VFR
aircraft coming off SFF). I was briefed that Aircraft Y was cleared on the RNAV Z RWY 21
approach and had been switched to the tower. I recognized that the two aircraft were
going to be a conflict and was trying to formulate a solution. Aircraft Y was descending out
of approximately 4500 feet when Aircraft X checked on level at 3500 feet. At this point the
two aircraft were pointed right at each other approximately 3 miles apart. I knew aircraft
on the RNAV Z RWY 21 approach were allowed to descend to 3500 which is the exact
altitude that Aircraft X was restricted at. When Aircraft X checked on I told him altitude
your discretion and to proceed on course, followed by a traffic call. My initial plan was to
have Aircraft X climb above the descending Aircraft Y, then issue a northerly heading if
necessary. My instructor keyed over me at that point, gave a traffic alert and told Aircraft
X to fly northbound. The tower then called saying Aircraft Y was responding to a TCAS
alert and was coming back to radar for resequencing. Aircraft X continued on course below
Aircraft Y and the session continued without further incident.
Foremost, it was poor control judgment on my part to not issue an immediate turn to
Aircraft X and to think that an altitude swap alone was going to resolve the situation. I was
slow to see how quickly the situation was developing and should have been quicker to
react. However, I do think that the letter of agreement (LOA) pertaining to automatic VFR
releases between SFF and GEG is flawed. The procedure calls for all VFR aircraft whose
departure routes will take them towards GEG Class C surface area to either fly heading
300 at or below 3500 feet or remain south of the interstate at or below 3500 feet. My two
main concerns with this procedure relate to aircraft separation and vectors below the
minimum vectoring altitude. VFR aircraft departing SFF on a heading of 300 at or below
3500 points them directly at GEG's final. Typically aircraft on the visual approach to RWY
21 and other approach procedures pass over these VFR aircraft at 4000. However, outside
of issuing an immediate control instruction to avoid a conflict, there is no ensured
separation with this procedure. This lack of separation can also happen with VFR aircraft
departing south of the interstate at or below 3500 feet. It is especially concerning to me
that aircraft on the RNAV Z RWY 21 approach can descend to 3500 feet on the base turn,
the exact altitude that a VFR aircraft coming off of SFF can be at.
I also think the LOA is contradictory to the 7110.65 relating to vectors below the MVA
(Minimum Vectoring Altitude). In the 7110.65 per 5-6-1 it makes it very clear that a VFR
aircraft cannot be assigned a heading and altitude below the MVA (with certain exceptions
that either don't apply in this case or have not been made clear to me). All of our MVAs in
the area are above 3500 ft MSL which make me unsure of how this LOA is meeting the
7110.65 requirement.
This incident definitely drove home the point that imminent traffic situations can develop
very quickly and at any time. In future situations I will take more evasive action and be
more vigilant to avoid making a similar mistake. I think departing VFR aircraft either to the
NE or SE would be a better procedure for SFF. However, I know there is higher terrain
east of SFF so this might not be possible. The other idea would be for SFF to call for VFR
releases. I definitely think this procedure should be revisited to avoid conflicts with future
aircraft.
Synopsis
An Air Traffic Controller Trainee reported failing to take sufficient action to keep a VFR
aircraft away from an IFR aircraft executing an approach to an airport. The Trainee
Controller mistakenly believed he could not vector the VFR aircraft below the MVA.
ACN: 1364396 (17 of 50)
Time / Day
Date : 201606
Local Time Of Day : 1201-1800
Place
Locale Reference.ATC Facility : CHS.Tower
State Reference : SC
Aircraft : 1
Reference : X
ATC / Advisory.Tower : CHS
Aircraft Operator : Military
Make Model Name : Military Transport
Flight Plan : IFR
Flight Phase : Final Approach
Airspace.Class C : CHS
Aircraft : 2
Reference : Y
ATC / Advisory.Tower : CHS
Make Model Name : Small Aircraft, Low Wing, 1 Eng, Fixed Gear
Flight Plan : VFR
Flight Phase : Initial Approach
Route In Use : None
Airspace.Class C : CHS
Aircraft : 3
Reference : Z
ATC / Advisory.Tower : CHS
Aircraft Operator : Air Taxi
Make Model Name : Helicopter
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Cruise
Airspace.Class C : CHS
Person
Reference : 1
Location Of Person.Facility : CHS.Tower
Reporter Organization : Government
Function.Air Traffic Control : Local
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 9.6
ASRS Report Number.Accession Number : 1364396
Human Factors : Distraction
Human Factors : Situational Awareness
Human Factors : Workload
Human Factors : Confusion
Events
Anomaly.ATC Issue : All Types
Anomaly.Conflict : Airborne Conflict
Anomaly.Deviation - Procedural : Clearance
Anomaly.Inflight Event / Encounter : Wake Vortex Encounter
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Air Traffic Control : Provided Assistance
Assessments
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Procedure
Narrative: 1
TRACON called to coordinate the request of Aircraft X to fly TACAN 03, circle overhead
("the entire airfield") to Runway 33, then entry into the Tower pattern. I was given "your
control in the tower pattern" from TRACON. The data tag conflicted with the information
from verbal coordination, so I reattempted coordination with TRACON to verify the
situation. The Front Line Manager (FLM) called on the telephone to straighten that out and
to give me other airfield information. West radar then called and restated the situation,
"Aircraft X, TACAN RY03, circle 33 with the overfly. Aircraft Y will be straight in to follow
Aircraft X". Aircraft X was shipped to me at about 7 NM final RY03 and stated the request
to overfly the airport for RY33. Clearance was issued. When Aircraft X was short final, she
requested to enter initial on the missed approach. I told her that we will be able to
accommodate that request. When Aircraft X was over the intersection, Aircraft Y checked
onto my frequency straight into RY33 (10 NM final). I asked if he had Aircraft X in sight
and the answer was no. While I started to go through my options, I asked again if Aircraft
Y had the Aircraft X in sight, turning onto the downwind for RY33. He said yes. I then
instructed Aircraft Y to "Maneuver as necessary to follow Aircraft X, caution wake
turbulence for Aircraft X, RY33 cleared to land". When Aircraft X was turning base I issued
the same instructions (360, "s" turns, whatever he needed).
When Aircraft X went around, I adjusted the data block of the Aircraft X to reflect initial
RY03, full stop in accordance with CHS7110. I then adjusted the flight paths of Aircraft Y
and a corporate jet to make a hole for Aircraft X. After Aircraft X entered initial RY03,
TRACON called for a point out on Aircraft Z, a helicopter to a local hospital. I asked if the
helicopter was a lifeguard (priority) since he was enroute to a hospital and the data tag
failed to reflect that information. The answer was yes. I approved the point out and fixed
the data tag for West Radar/TRACON. I was watching to see how the situation was
working between Aircraft X and the helicopter, and between Aircraft X and the gap that I
had built with the RY33 arrivals. I saw that Aircraft X would be descending onto the
helicopter, losing wake turbulence separation, so I asked Aircraft X to go around and
reenter initial. She complied. She flew out bound 5-7 NM to reenter when West Radar
called to ask what she was doing, I told him. An aircraft was over Aircraft X at 3000 for
RY03. West radar resequenced the arrival onto RY33 and I fixed that data tag.
Synopsis
CHS Tower Controller reported of a problem with traffic into the airport. The pattern traffic
was working until the reporter was given a point out on a Lifeguard aircraft which caused
the pattern to be disrupted and caused a wake turbulence problem.
ACN: 1361710 (18 of 50)
Time / Day
Date : 201606
Local Time Of Day : 1801-2400
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Environment
Flight Conditions : VMC
Weather Elements / Visibility : Thunderstorm
Light : Daylight
Aircraft
Reference : X
ATC / Advisory.Tower : ZZZ
Aircraft Operator : Air Taxi
Make Model Name : EC135
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Mission : Ambulance
Flight Phase : Climb
Airspace.Class B : ZZZ
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Single Pilot
Function.Flight Crew : Pilot Flying
Qualification.Flight Crew : Rotorcraft
Qualification.Flight Crew : Commercial
Qualification.Flight Crew : Instrument
Qualification.Flight Crew : Flight Instructor
ASRS Report Number.Accession Number : 1361710
Human Factors : Distraction
Events
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Flight Crew
When Detected : In-flight
Result.Flight Crew : Requested ATC Assistance / Clarification
Assessments
Contributing Factors / Situations : Airspace Structure
Contributing Factors / Situations : Human Factors
Primary Problem : Human Factors
Narrative: 1
Received a flight request at about XA:30. I built the risk assessment on the iPad and didn't
push send because I was waiting for our com center to send the flight to ZZZ. I went and
talked with the flight crew to make sure that they would be comfortable with the
thunderstorms out west and go over the risk assessment with them. They ended up being
fine with the flight and I accepted it at XA:35. As I was walking through the com center I
was told that there was a drone operating in one of the parking lots next to helipad and
that the com center was going to call to have them stop operations. This was the biggest
distraction for me. I knew nothing about any scheduled drone activity. When I lifted off I
called the control tower and asked if they had been informed that there was a drone
operating in their airspace. They also were unaware of the drone. The control tower said
they would call the state police. Once I was clear of the hospital and no longer worried
about the drone I realized I forgot to push send on the iPad for my risk assessment and
wait for approval. I had my com center call and let them know. [Control] told them I
would need to call in. Once I landed at the scene I shut down and called. [Control] got the
flight approved and we finished the fight.
The only thing I would say is maybe have my com center ask if I have sent in my risk
assessment when I'm walking out the door. But this is not their responsibility and the fault
is mine 100%. I got distracted and forgot to push send and wait for the approval from
[Control].
Synopsis
Medevac helicopter pilot reported being advised of a UAV which was operating in the
vicinity of his proposed flight path. This information caused him to be distracted which
resulted in his non-compliance with company risk assessment procedures.
ACN: 1359784 (19 of 50)
Time / Day
Date : 201605
Local Time Of Day : 1201-1800
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Altitude.AGL.Single Value : 0
Environment
Flight Conditions : VMC
Light : Daylight
Ceiling.Single Value : 2900
Aircraft
Reference : X
Aircraft Operator : Air Taxi
Make Model Name : Bell Helicopter Textron Undifferentiated or Other Model
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Flight Plan : VFR
Mission : Ambulance
Flight Phase : Parked
Flight Phase : Descent
Component
Aircraft Component : Tablet
Aircraft Reference : X
Problem : Design
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Single Pilot
Qualification.Flight Crew : Air Transport Pilot (ATP)
Qualification.Flight Crew : Rotorcraft
ASRS Report Number.Accession Number : 1359784
Human Factors : Communication Breakdown
Human Factors : Distraction
Human Factors : Human-Machine Interface
Human Factors : Situational Awareness
Human Factors : Time Pressure
Human Factors : Confusion
Communication Breakdown.Party1 : Flight Crew
Communication Breakdown.Party2 : Dispatch
Events
Anomaly.Aircraft Equipment Problem : Less Severe
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Deviation - Procedural : FAR
Detector.Person : Dispatch
When Detected : In-flight
Result.General : None Reported / Taken
Assessments
Contributing Factors / Situations : Aircraft
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Contributing Factors / Situations : Weather
Primary Problem : Aircraft
Narrative: 1
I put my risk [assessment] in and went about preparing for flight, I went up to the
aircraft, did my walk around, came in to the cockpit, the iPad dinged like it does with
every flight when OCC (Operations Control Center) approves it. I looked quickly at the
screen and with the glare thought it was approved, it turned out OCC had not approved
the mission but pinged me back to discuss the weather front to my west. I was aware of
the front but in the time I had gone up to the helipad it had made a significant update on
radar and moved closer. I took off with what I thought was an approved brief instead it
was a call from OCC. I let dispatch know I was landing assured and they said call from
OCC. When I did we discussed that the tone for approval and every notification is the
same and the IT department was working on a change so it would be different. Flight was
completed with no problems.
I discussed it with the OCC personnel and a change to the approval ding on the IPad and
other notifications is already in the works. Additionally I will discuss this with my base
pilots and at the upcoming safety meeting to help make other pilots aware of the possible
results of submitting a risk and specifically looking and ensuring the mission is approved
not call OCC.
Synopsis
An EMS helicopter pilot reported hearing an iPad notification sound which he thought
indicated Dispatch's mission approval after his risk assessment. In fact, Dispatch wanted
to discuss weather. A distinctive Dispatch approval notification "ding" was discussed as a
solution.
ACN: 1356741 (20 of 50)
Time / Day
Date : 201605
Local Time Of Day : 1801-2400
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Altitude.AGL.Single Value : 0
Environment
Flight Conditions : VMC
Light : Night
Aircraft
Reference : X
Aircraft Operator : Air Taxi
Make Model Name : EC135
Mission : Ambulance
Flight Phase : Initial Climb
Component
Aircraft Component : Turbine Engine
Aircraft Reference : X
Problem : Improperly Operated
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Captain
Function.Flight Crew : Pilot Flying
Qualification.Flight Crew : Commercial
ASRS Report Number.Accession Number : 1356741
Human Factors : Communication Breakdown
Human Factors : Distraction
Human Factors : Human-Machine Interface
Human Factors : Situational Awareness
Human Factors : Workload
Human Factors : Confusion
Communication Breakdown.Party1 : Flight Crew
Communication Breakdown.Party2 : Ground Personnel
Events
Anomaly.Deviation - Procedural : FAR
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Flight Crew
Were Passengers Involved In Event : Y
When Detected : In-flight
Result.General : Maintenance Action
Result.Flight Crew : Landed As Precaution
Result.Flight Crew : Rejected Takeoff
Result.Flight Crew : Took Evasive Action
Result.Aircraft : Aircraft Damaged
Assessments
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Contributing Factors / Situations : Environment - Non Weather Related
Contributing Factors / Situations : Aircraft
Primary Problem : Human Factors
Narrative: 1
Last night of my shift, landed for patient pickup at XA:56 with flight nurses on board. Upon
landing, the nurses notified me that they had just been contacted by EMS on the VHF radio
and that the patient had expired and we were no longer needed. Everyone remained
seated and belted as we discussed that we hadn't heard anything yet from Operations and
about how best to contact them. The crew members tried and were able to receive them
on the ground and confirmed cancellation. This all took place quickly. I confirmed with
crew that they were ready to lift and began to pull pitch when I noticed the Yellow Caution
Light start to flash. Having just reached a low hover, I saw that only one engine was in fly
and set the aircraft back down. I then realized that as a matter of habit, I must have
begun to shut down on landing and only placed engine #2 in idle as we were being notified
of cancellation.
After full skids down there were no caution, warning lights or exceedances. I returned
engine #2 to fly, and stopped to verify that there was no exceedance. I verified caution
panel and instruments and continued with departure and return flight. After landing at
base, upon placing engines in idle and after shut down, there were no exceedances on
caution advisory display.
After fueling the aircraft at base I had the master battery on to check fuel level and
decided to double check the CAD. After start up, FADEC #1 illuminated an "Engine Exceed"
light on the number one engine. The discrepancy was noted in the aircraft log book, duty
mechanic responded and aircraft was placed out of service with dispatch. The aircraft
being flown was our backup EC-135.
Obviously, I am solely at fault for not exercising better situational awareness. This
situation could have been avoided if I had not interrupted the process of going from flight
to idle, something I don't think I have ever done before, and then re-initiated a complete
pre-takeoff check.
Synopsis
An EC-135 EMS pilot landed for patient pickup, but because the patient had expired, the
flight returned to base. The pilot started his takeoff with an engine in idle, but landed
immediately, returned the engine to fly and departed. Upon arrival he discovered a CAD
FADEC #1 "ENGINE EXCEED" alert so the aircraft was removed from service.
ACN: 1354660 (21 of 50)
Time / Day
Date : 201605
Local Time Of Day : 0001-0600
Place
Locale Reference.ATC Facility : ZMP.ARTCC
State Reference : MN
Altitude.MSL.Single Value : 19000
Aircraft : 1
Reference : X
ATC / Advisory.Center : ZMP
Aircraft Operator : Air Taxi
Make Model Name : Small Transport
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Cruise
Route In Use : Direct
Airspace.Class A : ZMP
Aircraft : 2
Reference : Y
ATC / Advisory.Center : ZMP
Aircraft Operator : Military
Make Model Name : Military
Mission : Tactical
Flight Phase : Cruise
Airspace.Class A : ZMP
Airspace.Special Use : POWDER RIVER 4
Person : 1
Reference : 1
Location Of Person.Facility : ZMP.ARTCC
Reporter Organization : Government
Function.Air Traffic Control : Enroute
Function.Air Traffic Control : Supervisor / CIC
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 27.0
ASRS Report Number.Accession Number : 1354660
Human Factors : Situational Awareness
Person : 2
Reference : 2
Location Of Person.Facility : ZMP.ARTCC
Reporter Organization : Government
Function.Air Traffic Control : Enroute
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 1.25
ASRS Report Number.Accession Number : 1354938
Person : 3
Reference : 3
Location Of Person.Facility : ZMP.ARTCC
Reporter Organization : Government
Function.Air Traffic Control : Enroute
Function.Air Traffic Control : Supervisor / CIC
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 24.5
ASRS Report Number.Accession Number : 1354934
Events
Anomaly.Airspace Violation : All Types
Anomaly.Deviation - Procedural : Clearance
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Air Traffic Control
Result.Flight Crew : Exited Penetrated Airspace
Result.Flight Crew : Requested ATC Assistance / Clarification
Result.Air Traffic Control : Provided Assistance
Result.Air Traffic Control : Issued New Clearance
Assessments
Contributing Factors / Situations : Airspace Structure
Contributing Factors / Situations : Chart Or Publication
Contributing Factors / Situations : Manuals
Contributing Factors / Situations : Procedure
Primary Problem : Procedure
Narrative: 1
Aircraft X was a departure southbound requesting FL190. Powder River 4 ATCAA was
active from 15000 feet to FL260. Aircraft Y was in the airspace. I received a call from the
ZLC supervisor stating the sector (20 or 23) had asked their controller to see if the
airspace could be recalled. I went to the area to see what was happening and Aircraft X
was at 14500 feet flying under the western boundary below the airspace. I confirmed with
the ZLC supervisor that we would like it recalled FL190 and below to accommodate the
medevac aircraft. The sector 20 controller called me later and said they were talking to
Aircraft Y and had issued him FL200 and above and the medevac was going to use the
airspace. I told her we did not control the airspace and it was hot until it was released. I
observed Aircraft X within 1-2 miles of the PRC4 airspace boundary at FL190 prior to the
airspace being recalled. The ZLC supervisor called to release the airspace and felt the
medevac was too close to PRC4 prior to that. I agreed and stated I would file an
Mandatory Occurrence Report. Proper recall procedures were not followed, and Aircraft X
entered the protected airspace of PR4 prior to official airspace recall.
I was the Operation Manager on the midshift. The Traffic Management Unit (TMU) had
gone home so I also had that position. The supervisor in Area 4 asked if she could plug in
because she had two controllers going home. There were two midshift controllers who had
signed in and not worked, and 1 controller who had been on break for 1:45. I told her the
midshift controllers could work. There is a common practice in this area that the midshifts
do not work when they come in. So the first one does not plug in for two hours, and the
other one closer to 5 hours. Several of the supervisors enable this by plugging in instead
of doing their job of supervising the area. She said she needed time anyway, so I allowed
it. I believe she is the one who initiated the recall procedures sector to sector. When the
ZLC supervisor called I had no idea what he was talking about since the proper
coordination of having the sup (now me) call TMU (also me) and coordinated through the
ZLC TMU to recall the airspace. This airspace affects 3 centers, and ZLC is the focal to deal
with the scheduling agency. Also, this airspace goes hot on the requested times, not real
time when aircraft are cleared into the airspace. In this case, Aircraft Y was in the
airspace, so that isn't relevant. After the supervisor in Area 4, currently working sector 20,
had talked to Aircraft Y and had him maintain an altitude above the medevac, there was a
belief they could use this airspace. We have no control or coordination of this airspace and
that is incorrect.
Issues that lead to this event:
Recall procedures are to coordinate through TMU. I was staffing TMU and no request was
made. I was staffing Area 4 OS and no request was made. Area 4 OS was in the sector.
Common practice to not make the mids plug in. Mid shifters had been here and hadn't
worked. Another employee had been on break for over two hours and the sup was
working.
The supervisor should not have been plugged in. This would have allowed proper
supervision of the area and proper coordination procedures for the recall of the airspace in
a timely manner. In this instance, the supervisor, working sector 20, either didn't know or
didn't care that she couldn't use that airspace so I highly doubt the airspace deviation
would have been avoided.
Narrative: 2
Powder River 4 MOA/ATCAA was active from 15000 feet to FL260. Aircraft X departed
requesting FL190 for the final. I climbed them to 14000 feet on the departure clearance
and after I radar identified them I asked if they wanted a small turn to avoid the airspace
or if they wanted to go underneath at 14500. They mentioned the airspace could be
recalled for them because they were a medevac. I told my sup who called ZLC. Shortly
thereafter Aircraft Y checked on with the sector above my airspace (sector 20). Sector 20
owns FL240 and above in that area. Sector 20 asked the aircraft if they were able to
maintain at or above FL200 in the ATCAA. They replied in the affirmative. Sector 20 asked
Aircraft Y if they were the only aircraft in Powder River 4, and they said yes. Sector 20 and
myself are the only sectors that are able to approve entry into Powder River 4. I climbed
Aircraft X to FL190 at that time and then sector 20 received a call from someone, I don't
know whom. Saying the MOA/ATCAA was still active from 15000 feet to FL260. I turned
Aircraft X to the right but was already within 3 NM of the ATCAA boundary. After a few
minutes ZLC called sector 20 and told them the ATCAA was ours FL190 and below, I then
cleared Aircraft X direct [destination airport] at that time.
Powder River Training complex has numerous ATCAAs and MOAs, all of which are
scheduled to go active at a certain time whether aircraft are in them or not. They also stay
active long after aircraft have left. Many times controllers will not get a 10 minute warning
that the airspace is going active. The active times are listed on the TV on the wall, but if
workload increased it can catch you off guard. It does not go active the same way as all of
the other MOAs or ATCAAs in ZMP area 4.
Recommendations:
10 minute warning of Powder River ATCAAs/MOAs going active.
Airspace goes cold the moment participating aircraft exit.
Recalling the airspace should be easier than a long line of phone calls that takes 10 to 15
minutes. Recalling the airspace should be as easy as asking the participating aircraft to
maintain certain altitudes, with their acceptance it is available for Medevacs, aircraft
deviations, emergencies etc.
Narrative: 3
Aircraft X was a Medevac aircraft that departed enroute to an airport [to the south]. The
aircraft's route took it through active military airspace that is wholly contained in our
airspace but control of that airspace is the responsibility of ZLC. The airspace was active
from 15000 feet to FL260 (my sector was from FL240 and up). The controller prior to me
had told me that Aircraft Y was in the airspace and was probably going to exit the airspace
early. I could see Aircraft Y in the airspace orbiting at FL240. The medevac departed and
wanted to stay on course and climb to FL190. I initiated the call to the ZLC controller to
see if we could recall part of the airspace, (from FL190 and down), to accommodate the
medevac aircraft. The controller told me he would call his military and get back to me.
After at least 5 minutes, Aircraft Y called me and said he would like to exit the airspace in
about 10 minutes. At that time, I asked Aircraft Y if he could maintain the block FL200-
FL260. Aircraft Y replied that he could, so I assigned it. I asked him if he was the only
aircraft in the airspace and he said he was. I called the Operations Manager to relay this
information and was told that we still needed to have ZLC release it, (which I knew). I
then saw that the controller who was working the medevac had started to climb the
aircraft. I let the controller know that we still didn't have control of the airspace and he
should turn the aircraft. I think about a minute or two later, (maybe less), the ZLC
controller called me and said we had control of the airspace from FL190 and down. Shortly
after this, the Operations Manager came down and advised us that we had control of the
airspace. I notified him the ZLC had already called me prior to him coming down to the
area to let us know. I was not working the medevac aircraft but I believe that he was
probably closer to the airspace than the required mileage. To my knowledge, we are
supposed to be able to recall this airspace within 5 minutes time, which I do not believe
occurred.
I don't believe that it is very efficient to have a military airspace that is wholly contained in
our area to be controlled by another facility. I was talking to the aircraft that was delaying
in the airspace and yet we needed to wait for approval from the other center before we
could recall part of the airspace. Also, to my knowledge, the airspace was allowed to time
out about 45 minutes later instead of recalling the airspace when the aircraft was clear. I
feel that this could make other aircraft (besides the medevac) get turned large distances
out of their way for an airspace that isn't being used. I don't feel that this is a good way to
treat our users. I have seen medevac aircraft have the same issue (affecting their
route/altitude) before.
Synopsis
Several ATC Controllers reported that an aircraft was allowed to get less than the required
distance from an active ATC Assigned Airspace. A Controller had used incorrect procedures
to allow the aircraft to proceed toward the airspace.
ACN: 1351591 (22 of 50)
Time / Day
Date : 201605
Local Time Of Day : 1801-2400
Place
Locale Reference.ATC Facility : ZLA.ARTCC
State Reference : CA
Altitude.MSL.Single Value : 28700
Environment
Flight Conditions : VMC
Light : Daylight
Aircraft : 1
Reference : X
ATC / Advisory.Center : ZLA
Aircraft Operator : Air Carrier
Make Model Name : Large Transport, Low Wing, 2 Turbojet Eng
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 121
Flight Plan : IFR
Mission : Passenger
Flight Phase : Cruise
Flight Phase : Climb
Airspace.Class A : ZLA
Aircraft : 2
Reference : Y
ATC / Advisory.Center : ZLA
Aircraft Operator : Air Taxi
Make Model Name : Light Transport, Low Wing, 2 Turbojet Eng
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Climb
Airspace.Class A : ZLA
Person : 1
Reference : 1
Location Of Person.Facility : ZLA.ARTCC
Reporter Organization : Government
Function.Air Traffic Control : Enroute
Qualification.Air Traffic Control : Fully Certified
ASRS Report Number.Accession Number : 1351591
Human Factors : Communication Breakdown
Human Factors : Situational Awareness
Communication Breakdown.Party1 : ATC
Communication Breakdown.Party2 : Flight Crew
Person : 2
Reference : 2
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Carrier
Function.Flight Crew : Pilot Flying
Function.Flight Crew : Captain
Qualification.Flight Crew : Air Transport Pilot (ATP)
ASRS Report Number.Accession Number : 1352610
Human Factors : Time Pressure
Human Factors : Workload
Human Factors : Communication Breakdown
Communication Breakdown.Party1 : Flight Crew
Communication Breakdown.Party2 : Flight Crew
Communication Breakdown.Party2 : ATC
Person : 3
Reference : 3
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Carrier
Function.Flight Crew : First Officer
Function.Flight Crew : Pilot Flying
ASRS Report Number.Accession Number : 1352634
Human Factors : Time Pressure
Human Factors : Confusion
Human Factors : Communication Breakdown
Communication Breakdown.Party1 : Flight Crew
Communication Breakdown.Party2 : ATC
Communication Breakdown.Party2 : Flight Crew
Person : 4
Reference : 4
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Pilot Flying
Function.Flight Crew : Captain
Qualification.Flight Crew : Multiengine
Qualification.Flight Crew : Air Transport Pilot (ATP)
Qualification.Flight Crew : Flight Instructor
Experience.Flight Crew.Total : 35000
Experience.Flight Crew.Last 90 Days : 60
Experience.Flight Crew.Type : 4500
ASRS Report Number.Accession Number : 1352525
Human Factors : Situational Awareness
Human Factors : Confusion
Human Factors : Communication Breakdown
Communication Breakdown.Party1 : Flight Crew
Communication Breakdown.Party2 : ATC
Communication Breakdown.Party2 : Flight Crew
Person : 5
Reference : 5
Location Of Person.Aircraft : Y
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Pilot Not Flying
Function.Flight Crew : First Officer
Qualification.Flight Crew : Multiengine
Qualification.Flight Crew : Air Transport Pilot (ATP)
Qualification.Flight Crew : Flight Instructor
Experience.Flight Crew.Total : 25000
Experience.Flight Crew.Last 90 Days : 150
Experience.Flight Crew.Type : 250
ASRS Report Number.Accession Number : 1352529
Human Factors : Time Pressure
Human Factors : Confusion
Human Factors : Communication Breakdown
Communication Breakdown.Party1 : Flight Crew
Communication Breakdown.Party2 : ATC
Communication Breakdown.Party2 : Flight Crew
Events
Anomaly.Conflict : Airborne Conflict
Anomaly.Deviation - Altitude : Excursion From Assigned Altitude
Anomaly.Deviation - Procedural : Clearance
Detector.Automation : Aircraft RA
Detector.Person : Flight Crew
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Flight Crew : Took Evasive Action
Result.Air Traffic Control : Issued Advisory / Alert
Result.Air Traffic Control : Issued New Clearance
Assessments
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Human Factors
Narrative: 1
An Air Taxi checked in north bound climbing to FL230 out of approximately FL180. I
climbed the aircraft to FL270 and received the read-back. I stopped them at FL270
because there was traffic west bound at FL280. When the Air Taxi was approaching BLH, I
called traffic to both Air Carrier and the Air Taxi, clearly stating that the Air Taxi could
expect higher when clear of that traffic. From watching the Falcon I saw that the Air Taxi
climbed from FL265 to FL275 busting their assigned altitude. At the same time, another
aircraft was checking in on the far left side of my radar scope, so I did not notice the
altitude violation. The Air Taxi climbed to FL279 and asked for higher. I then again recalled
the traffic and during the transmission I realized that the Air Taxi was now at FL279 and
not their assigned FL270. I quickly keyed up again and climbed the Air Taxi to their
requested final altitude of FL370 with an expeditious rate. Then I descended the Air Carrier
to FL260 to regain separation and assigned an expeditious rate. At this point the aircraft
were about 8 miles apart, but converging. During this time the Air Taxi began to descend
because I am guessing at some point they realized their mistake. It probably happened
sooner, but there is a delay in the radar data, so I was working with old information. Very
shortly the Air Carrier stated they were in an RA climb. I then told the Air Taxi to
immediately turn 30 degrees to the left. I clearly lost my 5 mile/1000 ft separation
requirement and at this point I was just trying to keep the aircraft safe and prevent a
collision. From the information I gathered from the Falcon, at the closest point the aircraft
were about a mile and 100ft apart. I did not give the Air Taxi the brasher because I was
quite shaken at this point, but the next controller did.
If the Air Taxi would have just followed instructions to begin with, none of this would have
happened.
Narrative: 2
Level at FL280, ATC advised us that we had traffic, an Air Taxi at 10 o'clock and that he
was restricted below us to FL270. I heard the Controller advise an Air Taxi that he had
traffic at 1 o'clock, an Air Carrier at FL280, and to expect higher when clear. Shortly
afterward I heard the Air Taxi request a higher altitude. The Controller responded with "I
see you blew your altitude, climb and maintain FL370". The controller then cleared the Air
Taxi to "expedite to FL370". We then received a clearance to descend to FL260 and to
"expedite all the way down". I selected FL260 in the altitude window and selected Level
Change to ensure an idle descent. I also noted traffic low to my left on the TCAS that was
less than 1,000 feet below us and climbing in very close proximity to us.
I asked my First Officer (FO) to confirm our descent clearance with ATC and received a
TCAS TA almost immediately followed by a "CLIMB CLIMB CLIMB" RA. I immediately
disconnected the autopilot and auto throttles and complied with the TCAS cues, and my FO
advised ATC we were complying with a TCAS RA and climbing. The controller then issued
an immediate 30 degree left turn to the Air Taxi. By now it was pretty hard to not see the
Air Taxi streaking across our wind screen climbing like a homesick angel. TCAS finally
declared "Clear of Conflict", received clearance to maintain FL280 and proceeded without
further incident.
I believe that in this case the TCAS placed us in closer proximity to the Air Taxi. Once we
had visual contact with the traffic it was obvious that we weren't even close to out-
climbing it, and even though we were following a TCAS climb directive, the other aircraft
out-climbing us is what cleared the conflict.
Narrative: 3
[Report narrative contained no additional information.]
Narrative: 4
The flight crew's understanding of clearance at time of first TCAS TA was climb to FL370,
direct destination and the Autopilot was maintaining flight control of the aircraft. As we
climbed thru approx. FL250, LAX Center asked if we had an air carrier traffic in sight
approximately 15 miles north east at FL280. We responded that the aircraft is in sight. At
that point two things external to this event happened 1) the cabin temperature became
very warm and 2) the navigation computer indicated not enough fuel to make destination.
Since the aircraft was known to be full of fuel this became a secondary concern. The
patient however, was very temperature sensitive and I (the PIC) went off the radio
momentarily to deal with this problem. After finishing with temperature issue (approx 1-2
min) and as I was coming back onto the radio we got a TA (Traffic, Traffic) alert, we were
thru approx. 27,000 feet MSL and climbing approximately 1,800 FPM, in my opinion we
would not adequately clear the traffic who at this time was approximately 8 or 9 miles way
so I stopped the climb (by the time the climb stopped we at approx. 27,900 MSL) and
initiated a shallow descent. The TCAS TA resolved as we started a descent. My First officer
(SIC) transmits: "..requests a higher altitude", he probably should have advised center
about the TA descent, instead of the subsequent need for to continue the climb to a higher
altitude, but what he said is what he said. As I descended the controller said: "Looks like
you busted your altitude" a moment later the controller asked "Say your altitude" as the
question was asked we were leveling at appropriately 27,200, and the First Officer (SIC)
responded "..is leveling FL270", a very short time later the controller issues a climb
clearance: "..expedite your climb to FL370" which we read back. A expedited climb was
initiated (an expedited rate of climb at this altitude, when establish, would be about 3,000
FPM) as the climb was established and approximately 27,600 MSL we got a "climb RA". I
went immediately into emergency climb mode (max power, high angle of attack,
converting any excess energy into altitude) resulting climb rate approximately 4,500 FPM.
The TCAS RA resolved about 20 seconds later resulting in the two aircraft separated by
approximately 2 to 300 feet vertically and about 1 mile horizontal separation. The time
duration of this entire event was approximately 3 minutes.
It appeared that the air carrier also had a TCAS climb command RA which I feel extended
the resolution time somewhat. In retrospect and in my opinion the controller should not
have issued us the expedited climb clearance which caused us to climb into the RA in the
first place, after the initial TCAS TA was resolved.
Narrative: 5
[Report narrative contained no additional information.]
Synopsis
ZLA Controller and two flight crews describe a serious airborne conflict which developed
after an air taxi inexplicably climbed from their assigned FL270 into an air carrier at FL280.
The aircraft at their closest were 100 feet vertically and about 1 mile horizontally.
ACN: 1350521 (23 of 50)
Time / Day
Date : 201604
Local Time Of Day : 1201-1800
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Environment
Flight Conditions : VMC
Light : Daylight
Aircraft
Reference : X
ATC / Advisory.CTAF : ZZZ
Aircraft Operator : Air Taxi
Make Model Name : EC135
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Final Approach
Airspace.Class E : ZZZ
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Pilot Flying
Function.Flight Crew : Single Pilot
Qualification.Flight Crew : Rotorcraft
Qualification.Flight Crew : Commercial
ASRS Report Number.Accession Number : 1350521
Human Factors : Communication Breakdown
Human Factors : Situational Awareness
Communication Breakdown.Party1 : Flight Crew
Communication Breakdown.Party2 : Flight Crew
Events
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Inflight Event / Encounter : Other / Unknown
Detector.Person : Flight Crew
When Detected : In-flight
Result.General : None Reported / Taken
Assessments
Contributing Factors / Situations : Human Factors
Primary Problem : Human Factors
Narrative: 1
Dispatched to ZZZ for patient pickup for an inter-facility hospital transfer. I was
monitoring the ZZZ Unicom frequency at least 30 nm out. I made an inbound call at
approx. 10 nm out and another one at approximately 4 nm out. No response was heard
from any aircraft. Upon arrival at the airport and on short final for landing to the ramp for
shutdown, I heard someone on a handheld radio say "Helicopter approaching, we have
jumpers in the air". My crewmember up front and I scanned the area and saw one single
jumper at approximately 1500 AGL with the chute deployed. It was not in a position to be
a hazard to our final approach so I continued on short final and landed to the ramp and
shutdown. [A military organization] was conducting jump operations in a C-130 at the
time of our arrival. At no time from approximately 30-40 nm out until arrival did I ever
hear any calls on Unicom from a C-130 and did not hear any "jumpers away" calls. In
addition there was another helicopter that approached from the same direction and landed
a few minutes after I did. I talked to him and he said he never heard any "jumpers away"
call. I also heard other small fixed-wing aircraft on the Unicom as I was approaching. The
first call I heard regarding any jump operations was from the person on the handheld
radio on short final. After shutdown, a representative from the [military] unit came and
talked to me. I explained to him what I explained above. He mentioned he would have to
submit a report to the FAA since there was a jumper at 1500 AGL with the chute deployed.
After the medcrew returned in the ground ambulance we loaded the patient. The jump
operations had ceased at that time and we departed without incident and completed our
medical mission.
In addition to monitoring the Unicom frequency and making the inbound position reports
and calls as I did, I would query on Unicom if there were any aircraft in the area and
specifically any jump aircraft in the area.
Synopsis
EC135 medevac pilot reported encountering unannounced jumpers in the air on arrival to
an uncontrolled airport.
ACN: 1350154 (24 of 50)
Time / Day
Date : 201604
Local Time Of Day : 1801-2400
Place
Altitude.AGL.Single Value : 0
Aircraft
Reference : X
Aircraft Operator : Air Taxi
Make Model Name : EC135
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Mission : Ambulance
Flight Phase : Parked
Maintenance Status.Maintenance Type : Scheduled Maintenance
Maintenance Status.Maintenance Items Involved : Work Cards
Component
Aircraft Component : Oxygen System/General
Aircraft Reference : X
Problem : Improperly Operated
Person
Reference : 1
Location Of Person : Company
Reporter Organization : Contracted Service
Function.Maintenance : Technician
ASRS Report Number.Accession Number : 1350154
Human Factors : Fatigue
Human Factors : Situational Awareness
Events
Anomaly.Aircraft Equipment Problem : Critical
Anomaly.Deviation - Procedural : FAR
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Flight Crew
When Detected : Pre-flight
Result.General : Flight Cancelled / Delayed
Result.General : Maintenance Action
Assessments
Contributing Factors / Situations : Aircraft
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Human Factors
Narrative: 1
While the aircraft was out of service for other scheduled maintenance I replaced the
gaseous O2 bottle assembly that was due for its 36 month. After going through all the leak
checks and purging procedures as outlined in the procedures for the system. I safety wired
the manual shut off valve in the closed position on the regulator, it should have been
safety wired in the open position. During the time the aircraft was back in service, the O2
system quantity showed full.
Five days later I was contacted by the pilot stating the O2 system was full but no flow to
the service ports. I was unable to quickly determine what was wrong and I was thinking
while the medical interior was going back in the aircraft one of the clear flex O2 tubing was
pinched, which would require a removal of the overhead and side walls of the cabin
interior.
We had the spare EC135 at our base so I made the call to move the crew over to that
aircraft. I spent the rest of my time that night preparing the spare aircraft. I reach the end
of my duty day after the spare aircraft was ready. I passed on the O2 problem on to the
second base mechanic. He went thru the system and determined that the manual shut off
was in the closed position. (Note in the [company's aircraft configuration] the manual shut
off is not used as with other STC's AKA pilots shut off.)
Two days later I came back to work and started to work the ongoing air conditioning MEL.
During the course of the day I started to put the aircraft back together, I read the pass
down note of where my partner left off and realized my mistake. I safety wired the manual
shut off valve to the on position, verified O2 flow and installed the cover to the bottle.
I have been here for about 2 months. During this time frame both of the mechanics have
average over 60 hours a week dealing with scheduled and unscheduled maintenance on
this aircraft with very little off time. A week before my mistake on the O2 system, I was in
the hospital for a day and a half for a heart issue and I am currently on a 30 day 24 hour
heart monitor. Not using this as an excuse but it is a contributing factor.
It was an honest mistake made by me. All leak checks and purging was checked prior to
the safety wiring of the valve. I would suggest that instead of just reading what is on the
indicator and calling it good that the medical crews do a quick flow test daily as part of
their routine. It was 5 days from the mistake with the safety wire and from the time it was
found, 2 of those days was with the aircraft back in service for medical duty.
Synopsis
During scheduled maintenance on a Helicopter ECD-EC135 a mechanic safety wired an O2
bottle manual shutoff valve in the closed position when it should have been in the open
position.
ACN: 1348316 (25 of 50)
Time / Day
Date : 201604
Local Time Of Day : 1201-1800
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Environment
Flight Conditions : VMC
Light : Daylight
Aircraft
Reference : X
Aircraft Operator : Air Taxi
Make Model Name : MBB-BK 117 All Series
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 135
Mission : Ambulance
Flight Phase : Final Approach
Airspace.Class G : ZZZ
Component
Aircraft Component : Service/Access Door
Aircraft Reference : X
Problem : Improperly Operated
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Captain
Function.Flight Crew : Pilot Flying
Qualification.Flight Crew : Air Transport Pilot (ATP)
ASRS Report Number.Accession Number : 1348316
Human Factors : Other / Unknown
Events
Anomaly.Aircraft Equipment Problem : Less Severe
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Inflight Event / Encounter : Other / Unknown
Detector.Person : Flight Crew
When Detected : In-flight
Result.Aircraft : Aircraft Damaged
Assessments
Contributing Factors / Situations : Aircraft
Contributing Factors / Situations : Human Factors
Primary Problem : Human Factors
Narrative: 1
After a 2 hour four legged patient flight on approach back to [the medical center], the
inspection side of the hydraulic cowling came open and struck the blades. Two flight crew
members were on board. I can only assume my initial and subsequent pre-flight walk
arounds were deficient. Do not allow other pre-flight factors to distract one from security
of cowlings inspection.
Synopsis
The Captain of a medevac helicopter flight reported that an external inspection access
door opened in flight and struck the rotor blades. The flight landed safely and there were
no injuries reported.
ACN: 1345784 (26 of 50)
Time / Day
Date : 201604
Local Time Of Day : 1801-2400
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Environment
Flight Conditions : VMC
Light : Daylight
Aircraft
Reference : X
ATC / Advisory.TRACON : ZZZ
Aircraft Operator : Air Taxi
Make Model Name : MBB-BK 117 All Series
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Mission : Ambulance
Flight Phase : Cruise
Route In Use : Direct
Airspace.Class D : ZZZ
Component
Aircraft Component : Generator Drive
Aircraft Reference : X
Problem : Malfunctioning
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Single Pilot
Function.Flight Crew : Pilot Flying
Qualification.Flight Crew : Rotorcraft
Qualification.Flight Crew : Commercial
ASRS Report Number.Accession Number : 1345784
Events
Anomaly.Aircraft Equipment Problem : Critical
Detector.Person : Flight Crew
Were Passengers Involved In Event : Y
When Detected : In-flight
Result.Flight Crew : Landed in Emergency Condition
Result.Flight Crew : Inflight Shutdown
Assessments
Contributing Factors / Situations : Aircraft
Primary Problem : Aircraft
Narrative: 1
My shift started at XA30 and I showed up twenty minutes early to do my preflight and
paperwork. Upon completion of those two things, I briefed the crew on weather and went
over engine failure and single engine landings as my daily safety topic. The tones went off
shortly after XA30 for an inter-facility transfer. We accepted the flight. The flight to the
hospital was as planned with no issues. I departed the hospital with two medical crew, a
baby (patient) and patient's mother on board. Shortly after leveling off at altitude the GEN
OVHT caution appeared on the number one side of the CAD. I shut the number one
generator off and after one minute the light was still illuminated, so I announced to the
passengers that I need to do a single engine shutdown and I then did the single engine
shut down of the number one engine. I watched my torques limits closely and beeped up
my rotors. I remained within the normal One Engine Inoperative limits during the whole
procedure. Once everything was under control I ask the nurse to read me the GEN OVHT
emergency procedure to make sure I hadn't missed a step. All was good.
The crew made the call to [company] and I contacted approach control and let them know
I would need to come in and land at the airport. They cleared me to land on Runway XX
and I requested the taxiway instead. They approved me as requested. I transferred to the
tower frequency and continued inbound to the airport. Along the way I briefed the crew
but they were already aware of the procedure because this exact emergency procedure
was discussed in our safety topic of the day briefing. I communicated with the mother to
make sure she understood what the landing was going to be like. At 200 feet I let the
passengers know that we needed to have a sterile cockpit. I maintained 40 knots until I
was within 12 feet and started to slow up. I knew I wouldn't have enough power to hover
because my hover power at the hospital was over 70% torque. When I reached an
airspeed in which I could no longer bring in power I gently lowered collective and we
completed the flight with a running landing. I went into the OEI (One Engine Inoperative)
transient just before touchdown for a couple seconds. Everyone was ok and the patient
was transported by our other base. After landing, I walked around the helicopter to inspect
for any signs of fire and didn't find anything.
Synopsis
MBB BK-117 pilot reported they had a GEN OVHT caution light which required a shutdown
of the number one engine. Successful landing was made at an airport.
ACN: 1343602 (27 of 50)
Time / Day
Date : 201603
Local Time Of Day : 0601-1200
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Altitude.AGL.Single Value : 0
Environment
Flight Conditions : VMC
Light : Daylight
Aircraft : 1
Reference : X
ATC / Advisory.Tower : ZZZ
Aircraft Operator : Government
Make Model Name : Agusta Undifferentiated or Other Model
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 91
Mission : Ambulance
Flight Phase : Initial Climb
Route In Use : Direct
Airspace.Class D : ZZZ
Aircraft : 2
Reference : Y
ATC / Advisory.Tower : ZZZ
Make Model Name : Any Unknown or Unlisted Aircraft Manufacturer
Flight Phase : Initial Climb
Airspace.Class D : ZZZ
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Government
Function.Flight Crew : Captain
Function.Flight Crew : Pilot Flying
Qualification.Flight Crew : Multiengine
Qualification.Flight Crew : Air Transport Pilot (ATP)
Qualification.Flight Crew : Flight Instructor
Qualification.Flight Crew : Instrument
Experience.Flight Crew.Total : 3200
Experience.Flight Crew.Last 90 Days : 25
Experience.Flight Crew.Type : 200
ASRS Report Number.Accession Number : 1343602
Human Factors : Communication Breakdown
Human Factors : Situational Awareness
Communication Breakdown.Party1 : Flight Crew
Communication Breakdown.Party2 : ATC
Events
Anomaly.Conflict : NMAC
Anomaly.Deviation - Procedural : Clearance
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Flight Crew : Took Evasive Action
Result.Air Traffic Control : Issued Advisory / Alert
Result.Air Traffic Control : Separated Traffic
Assessments
Contributing Factors / Situations : Human Factors
Primary Problem : Human Factors
Narrative: 1
Near miss occurred when departing from the hangar at a tower controlled airport.
Sequence of events leading up to the near miss are as follows: aircraft requested taxi and
departure to the NE. Tower acknowledged and cleared the aircraft to taxi as requested.
Aircraft taxied out, completed takeoff checks and departed. After takeoff ATC Tower made
immediate evasive maneuver calls to prevent a collision with other traffic that had recently
departed.
This close call was a clear case of a pilot requesting a clearance and hearing the clearance
that he was expecting, not the clearance that was actually given. Tower gave a taxi
clearance and a taxi clearance only. At no time did the tower say "cleared for takeoff". The
pilot was expecting the Tower to issue a taxi and takeoff clearance in one transmission,
but only a taxi clearance was given. [Aircraft] took off without ever hearing or receiving a
"cleared for takeoff" in their clearance.
Synopsis
AW-139 helicopter pilot reported an NMAC when they took off without clearance.
ACN: 1343584 (28 of 50)
Time / Day
Date : 201603
Local Time Of Day : 0601-1200
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Altitude.AGL.Single Value : 350
Environment
Light : Daylight
Aircraft : 1
Reference : X
ATC / Advisory.CTAF : ZZZ
ATC / Advisory.TRACON : ZZZ
Aircraft Operator : Air Taxi
Make Model Name : Jet/Long Ranger/206
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Flight Plan : VFR
Mission : Ambulance
Flight Phase : Final Approach
Route In Use : Visual Approach
Airspace.Class B : ZZZ
Aircraft : 2
Reference : Y
Make Model Name : Helicopter
Flight Phase : Initial Climb
Airspace.Class B : ZZZ
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Single Pilot
Qualification.Flight Crew : Rotorcraft
Qualification.Flight Crew : Commercial
Qualification.Flight Crew : Flight Instructor
Qualification.Flight Crew : Instrument
Experience.Flight Crew.Last 90 Days : 30
Experience.Flight Crew.Type : 4000
ASRS Report Number.Accession Number : 1343584
Human Factors : Situational Awareness
Events
Anomaly.Conflict : NMAC
Detector.Person : Flight Crew
Miss Distance.Horizontal : 400
Miss Distance.Vertical : 50
When Detected : In-flight
Result.Flight Crew : Took Evasive Action
Assessments
Contributing Factors / Situations : Human Factors
Primary Problem : Human Factors
Narrative: 1
On final to [hospital] a helicopter flew right in front of us flying NW. I do not believe they
were on the radio. We were talking to ZZZ Approach, Medcom on FM, and our ZZZ
Operations (air-evac). We were less than 1 mile from landing. We had been handed off
from approach to advisory but remained on ZZZ approach to monitor traffic. We think they
lifted from within the surface area but are not sure of that because we didn't see them till
they were right in front of us between us and our landing area. We deviated left and down
to avoid and after landing on the helipad called ZZZ approach/tower on the phone to
discuss.
Synopsis
BH206 pilot reported an NMAC on final to a hospital helicopter pad.
ACN: 1341241 (29 of 50)
Time / Day
Date : 201603
Local Time Of Day : 0601-1200
Place
Locale Reference.Airport : SMO.Airport
State Reference : CA
Altitude.MSL.Single Value : 1000
Environment
Weather Elements / Visibility : Haze / Smoke
Weather Elements / Visibility.Visibility : 5
Light : Daylight
Aircraft
Reference : X
ATC / Advisory.Tower : SMO
Aircraft Operator : Personal
Make Model Name : Skylane 182/RG Turbo Skylane/RG
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 91
Flight Plan : IFR
Mission : Personal
Nav In Use.VOR / VORTAC : SMO
Flight Phase : Final Approach
Airspace.Class D : SMO
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Personal
Function.Flight Crew : Single Pilot
Qualification.Flight Crew : Flight Engineer
Qualification.Flight Crew : Air Transport Pilot (ATP)
Qualification.Flight Crew : Flight Instructor
Qualification.Flight Crew : Multiengine
Qualification.Flight Crew : Instrument
Experience.Flight Crew.Total : 20000
Experience.Flight Crew.Last 90 Days : 15
Experience.Flight Crew.Type : 200
ASRS Report Number.Accession Number : 1341241
Human Factors : Situational Awareness
Events
Anomaly.Deviation - Altitude : Overshoot
Anomaly.Deviation - Altitude : Crossing Restriction Not Met
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Flight Crew
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Air Traffic Control : Issued Advisory / Alert
Assessments
Contributing Factors / Situations : Chart Or Publication
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Human Factors
Narrative: 1
On final vector into SMO I was given a quick vector to intercept final, descend from 6000
feet to 4000 feet and cleared for the approach. As a result, I crossed BEVEY about 800
feet high and fast. As I descended I went to full flaps and noticed my vacuum compass
was 20 to 30 degrees off (probably due to the low power setting). More time was wasted
confirming my lateral position. Upon contacting tower I was cleared for the straight in
approach and cleared to land. Runway was in sight. A short time later tower gave me a
low altitude alert and indicated that I was supposed to cross CULVE at 1120 feet. It is
impossible to cross CULVE at 1120 feet (circling MDA) and land straight in.
I was lower than I wanted to be when I got the alert from tower. Distraction due to high
rate of descent and compass error did not help. ATC has to find a better way to bring in
traffic without the ram dump approach. It would also help if an LPV approach was
available.
Synopsis
C182 pilot reported being admonished by the SMO Tower Controller for crossing CULVE
below 1120 feet during the VOR Approach to SMO in VMC. The VOR Approach is a circle to
land only approach with an MDA of 680 feet.
ACN: 1339538 (30 of 50)
Time / Day
Date : 201603
Local Time Of Day : 0001-0600
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Altitude.MSL.Single Value : 500
Environment
Flight Conditions : VMC
Weather Elements / Visibility.Visibility : 20
Light : Night
Ceiling.Single Value : 3000
Aircraft
Reference : X
Aircraft Operator : Air Taxi
Make Model Name : Helicopter
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Flight Plan : None
Mission : Ambulance
Flight Phase : Takeoff
Route In Use : Direct
Airspace.Class D : ZZZ
Component
Aircraft Component : GPS & Other Satellite Navigation
Aircraft Reference : X
Problem : Malfunctioning
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Pilot Flying
Function.Flight Crew : Single Pilot
Qualification.Flight Crew : Instrument
Qualification.Flight Crew : Air Transport Pilot (ATP)
Qualification.Flight Crew : Flight Instructor
Experience.Flight Crew.Total : 4000
Experience.Flight Crew.Last 90 Days : 35
Experience.Flight Crew.Type : 1000
ASRS Report Number.Accession Number : 1339538
Events
Anomaly.Aircraft Equipment Problem : Less Severe
Anomaly.Inflight Event / Encounter : Other / Unknown
Detector.Person : Flight Crew
When Detected : In-flight
Result.Aircraft : Equipment Problem Dissipated
Assessments
Contributing Factors / Situations : Aircraft
Contributing Factors / Situations : ATC Equipment / Nav Facility / Buildings
Primary Problem : Ambiguous
Narrative: 1
Loss of reception on both GPS units when departing the helipad. Ground units use this pad
as an LZ due to very few options available in that area. Loss of reception occurred at
XA:40 and GARMIN 530 unit gave me the error message and reacquired satellites in about
10 sec and the GARMIN 430 unit took about 3-4 minutes to reacquire satellites. Reception
was regained and no other anomalies.
Synopsis
Helicopter pilot reported a loss of GPS signal on both Garmin units during departure from a
hospital. The outage lasted 10 seconds on the G530 and three to four minutes on the
G430.
ACN: 1330540 (31 of 50)
Time / Day
Date : 201602
Local Time Of Day : 0601-1200
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Environment
Flight Conditions : VMC
Weather Elements / Visibility.Visibility : 10
Ceiling : CLR
Aircraft
Reference : X
ATC / Advisory.TRACON : ZZZ
Aircraft Operator : Air Taxi
Make Model Name : Citation V/Ultra/Encore (C560)
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Climb
Component
Aircraft Component : Aileron Trim System
Aircraft Reference : X
Problem : Malfunctioning
Person : 1
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Pilot Flying
Function.Flight Crew : Captain
ASRS Report Number.Accession Number : 1330540
Human Factors : Confusion
Human Factors : Troubleshooting
Analyst Callback : Completed
Person : 2
Reference : 2
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Carrier
Function.Flight Crew : Pilot Not Flying
Function.Flight Crew : Captain
ASRS Report Number.Accession Number : 1330541
Human Factors : Confusion
Human Factors : Troubleshooting
Events
Anomaly.Aircraft Equipment Problem : Less Severe
Detector.Person : Flight Crew
When Detected : In-flight
Result.General : Maintenance Action
Result.Flight Crew : Overcame Equipment Problem
Result.Flight Crew : Returned To Departure Airport
Result.Flight Crew : Landed in Emergency Condition
Assessments
Contributing Factors / Situations : Aircraft
Contributing Factors / Situations : Human Factors
Primary Problem : Aircraft
Narrative: 1
WX was good so PIC accepted flight, first flight of day checks were completed, med crew
was loaded, engines started. All before taxi checks were completed and we got a taxi
clearance, all taxi and before takeoff checklist was completed. Takeoff roll was normal,
and through V1 and Vr everything felt normal, however what I initially noticed was that it
was increasingly hard to hold runway heading which was what I was assigned. The yoke
control pressure to keep wings level was becoming so hard that it took both hands to
accomplish the task, I then checked the trim indicators to see if they were out of whack
but the indicators were showing centered or very close.
I asked the PNF who was also the PIC to feel the controls, we had a positive exchange of
controls then he agreed that there was a control issue at which point he visually checked
both the aileron and rudder trim indicators that appeared normal. Once he had control I
tried to turn the trim knob and it felt bound but didn't want to overpower it because I was
not the PF and could not experience any inputs that I made. We requested to turn back
and ATC asked what the issue was and we told them we were having control problems. We
turned back to the field and switched controllers. I checked engine gauges to make sure
everything else was normal and it was, the PIC was struggling to keep wings level and we
discussed if it was harder to hold the faster we went and he said he thought it was, which
made me again check the trim indicators but again they looked normal. We were given a
visual approach which we accepted, then discussed how we wanted to bring down flaps
and gear being cautious not to exacerbate the situation. While on final the PIC again tried
adjusting the trim and got movement and the rolling right tendency went away and a
normal landing was conducted.
Callback: 1
The reporter believes that several issues were involved in this incident. First, maintenance
worked on the aircraft the day prior and this was the first flight after. Second, the reporter
does not fly the CE560 very often and was not familiar with the force required to adjust
the aileron trim on this aircraft. And last the aileron trim indicator was mis-indexed so the
gauge did not reflect that the ailerons were out of trim. Maintenance was able to quickly
re-index the aileron trim gauge.
Narrative: 2
[Report narrative contained no additional information.]
Synopsis
CE560 flight crew experienced a strong rolling tendency and aileron trim binding during
initial climb then the controls are passed to the PIC in the right seat. The crew elects to
return to the departure airport and the PIC is able to adjust the aileron trim to neutralize
the rolling tendency prior to landing.
ACN: 1329046 (32 of 50)
Time / Day
Date : 201602
Local Time Of Day : 1801-2400
Place
Locale Reference.ATC Facility : HWD.Tower
State Reference : CA
Altitude.MSL.Single Value : 1400
Environment
Flight Conditions : VMC
Light : Night
Aircraft : 1
Reference : X
ATC / Advisory.Tower : HWD
Aircraft Operator : FBO
Make Model Name : Small Aircraft, High Wing, 1 Eng, Fixed Gear
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 91
Flight Phase : Final Approach
Route In Use : None
Airspace.Class D : HWD
Aircraft : 2
Reference : Y
ATC / Advisory.TRACON : NCT
Aircraft Operator : Air Taxi
Make Model Name : Helicopter
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Mission : Ambulance
Flight Phase : Cruise
Airspace.Class D : HWD
Person
Reference : 1
Location Of Person.Facility : HWD.Tower
Reporter Organization : Government
Function.Air Traffic Control : Local
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 2
ASRS Report Number.Accession Number : 1329046
Human Factors : Communication Breakdown
Human Factors : Distraction
Human Factors : Situational Awareness
Human Factors : Confusion
Communication Breakdown.Party1 : ATC
Communication Breakdown.Party2 : ATC
Events
Anomaly.Airspace Violation : All Types
Anomaly.ATC Issue : All Types
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Deviation - Procedural : Clearance
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Air Traffic Control : Provided Assistance
Assessments
Contributing Factors / Situations : Procedure
Contributing Factors / Situations : Human Factors
Primary Problem : Procedure
Narrative: 1
Aircraft Y flying northbound on a NCT sector tag penetrated Delta airspace without
coordination. Converging traffic advisories issued to Aircraft X on HWD frequency on final
about Aircraft Y converging. Called NCT to tell them to turn Aircraft Y to the east to clear
Delta airspace. The controller stated that he had traffic in sight but never initiated a point
out to transition through Delta airspace nor bothered to call HWD to advise that his
Aircraft Y had Aircraft X in sight.
Familiarize NCT controllers about point outs prior to entering Delta airspace or remain
completely clear of it.
Synopsis
HWD Tower Controller reported of Class Delta airspace violation. The Controller working
the Approach Control position was called by HWD Tower Controller and asked about the
violating aircraft. Converging traffic was being worked by the Tower Controller. Overlying
TRACON Controller never asked for a point out or advised that visual separation was being
used.
ACN: 1327145 (33 of 50)
Time / Day
Date : 201601
Local Time Of Day : 1201-1800
Place
Locale Reference.ATC Facility : FXE.Tower
State Reference : FL
Altitude.AGL.Single Value : 500
Environment
Light : Daylight
Aircraft : 1
Reference : X
ATC / Advisory.Tower : FXE
Aircraft Operator : Air Taxi
Make Model Name : Light Transport, Low Wing, 2 Turbojet Eng
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Final Approach
Route In Use : Visual Approach
Airspace.Class D : FXE
Aircraft : 2
Reference : Y
ATC / Advisory.Tower : FXE
Aircraft Operator : Personal
Make Model Name : Small Aircraft, Low Wing, 1 Eng, Fixed Gear
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 91
Mission : Personal
Flight Phase : Landing
Person
Reference : 1
Location Of Person.Facility : FXE.Tower
Reporter Organization : Government
Function.Air Traffic Control : Supervisor / CIC
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 20.0
ASRS Report Number.Accession Number : 1327145
Human Factors : Situational Awareness
Events
Anomaly.ATC Issue : All Types
Anomaly.Conflict : Ground Conflict, Less Severe
Anomaly.Ground Event / Encounter : Person / Animal / Bird
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Flight Crew : Executed Go Around / Missed Approach
Result.Air Traffic Control : Provided Assistance
Result.Air Traffic Control : Issued Advisory / Alert
Assessments
Contributing Factors / Situations : Environment - Non Weather Related
Primary Problem : Environment - Non Weather Related
Narrative: 1
This is a series of events involving the coyote problem on the field. Coyote observed on
runway, Med evac on approach was issued a go around by Local Control. Security was
summoned to chase the coyote off the field. A pilot on the ramp reported a coyote,
security vehicle was summoned to chase the animal off the field. FAA Vehicle eastbound
on taxiway reported a coyote just north of the approach end of the runway. The vehicle
chased the animal into the treeline. Aircraft Y landed and reported almost hitting a coyote
on landing roll, the animal cut right in front of him on the runway. A coyote was spotted
near a taxiway near the runway. Security was summoned to chase the animal off the field.
A coyote was spotted west of a runway, security was summoned to chase the animal off
the field.
This has been going on since last summer or fall. The population of coyotes is growing as
we often see them in pairs or small groups now. Airport operations does not seem to be
able to achieve the appropriate permissions to handle the situation, e.g. trap or shot, from
the state or local government. This problem is getting progressively worse and aircraft
safety is at risk daily. The above list is a typical day of dealing with the coyote problem on
the airport here.
Get the presiding authority, whomever that may be, to issue the order to handle this
escalating safety problem and capture or kill these animals before there is an accident.
Synopsis
FXE Tower Controller reported a recurring problem with coyotes. An aircraft was issued a
go-around due to a coyote on the runway. A landing aircraft reported almost hitting a
coyote on the runway.
ACN: 1322533 (34 of 50)
Time / Day
Date : 201501
Local Time Of Day : 1801-2400
Place
Altitude.AGL.Single Value : 0
Environment
Flight Conditions : VMC
Weather Elements / Visibility : Icing
Weather Elements / Visibility : Rain
Light : Night
Aircraft
Reference : X
ATC / Advisory.CTAF : ZZZ
Aircraft Operator : Air Taxi
Make Model Name : Eurocopter AS 350/355/EC130 - Astar/Twinstar/Ecureuil
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Mission : Ambulance
Flight Phase : Parked
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Captain
Function.Flight Crew : Pilot Flying
Qualification.Flight Crew : Air Transport Pilot (ATP)
ASRS Report Number.Accession Number : 1322533
Human Factors : Confusion
Human Factors : Distraction
Human Factors : Situational Awareness
Events
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Ground Event / Encounter : Other / Unknown
Detector.Person : Flight Crew
When Detected : Aircraft In Service At Gate
Result.Flight Crew : Overcame Equipment Problem
Result.Flight Crew : Regained Aircraft Control
Result.Flight Crew : Took Evasive Action
Assessments
Contributing Factors / Situations : Company Policy
Contributing Factors / Situations : Weather
Primary Problem : Weather
Narrative: 1
The helicopter was parked on a dolly that was chalked on both sides with heavy rubber
chalks and connected to the truck used for towing. Keeping the truck attached to the dolly
for takeoff and landing is a standard operating procedure by all pilots. I was parked in the
usual start up location, which is between two rows of hangars, with a fence and cars
behind me and various small aircraft in between both rows of hangars. The area is a
confined, albeit roomy area in my opinion. The ramp surface at the time of startup was ice
with pockets of standing water. After starting the helicopter, when slowly advancing the
Fuel Flow Control Lever (FFCL) to fly, the dolly, with the helicopter on it, started to rotate
to my right (to be clear the nose of helicopter went right, tail of helicopter went left). I
immediately aborted the start. The dolly continued to rotate about 60 degrees from its
starting point with the tail moving toward our hangar. The tail cleared the hangar by about
25 feet; I was parked squarely in the middle of the allotted area. If I hadn't been attached
to the truck, I believe the helicopter would have slid into our hangar. There was no
damage to anything. After submitting a safety report in hopes of fixing the safety issues
associated with this event, I was informed via email the following:
"The Towing Equipment Policy states the following: dollies - tow vehicles shall be moved a
safe distance away from dollies during aircraft takeoff and landing. The requirement to
maintain 15 feet clearance from obstacles on the ground for takeoff and landing applies as
well."
I have never seen the towing equipment policy referenced above. I have read our
operations manual more than once and was given adequate operations manual training in
my initial new hire class and was aware of the 15 foot rotor disc clearance policy for
takeoff and landing. However, I did not realize the 15 feet included the tow truck. I was
trained to leave the truck attached to the dolly for reference as this is our standard
operating procedure at both bases and by all pilots.
Please note: I believe having the truck to use as a visual reference and a solid anchor is
imperative for our safety of operations. The truck provides a great visual reference
especially in blowing snow and white out conditions which we encounter often.
I have operated numerous times, in similar conditions, off the dolly while attached to the
truck and chocked and did not realize it would rotate as it did. This should be included in
winter operations training for the pilots so they are not caught by surprise, like I was.
If the tow truck is not to be attached to the dolly for takeoff and landing (which again
compromises our safety of operations), I believe the towing equipment policy should be
incorporated into our operations manual and training should be revised to reflect this
policy.
Synopsis
An AS-350 pilot described a helicopter dolly rotating on an icy ramp during engine start
while preparing to fly off the dolly.
ACN: 1320955 (35 of 50)
Time / Day
Date : 201512
Local Time Of Day : 1801-2400
Place
Locale Reference.ATC Facility : ZJX.ARTCC
State Reference : FL
Altitude.MSL.Single Value : 26000
Environment
Light : Daylight
Aircraft : 1
Reference : X
ATC / Advisory.Center : ZJX
Aircraft Operator : Air Taxi
Make Model Name : Light Transport, Low Wing, 2 Turbojet Eng
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 91
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Climb
Route In Use : Vectors
Airspace.Class A : ZJX
Aircraft : 2
Reference : Y
ATC / Advisory.Center : ZJX
Aircraft Operator : Air Carrier
Make Model Name : Commercial Fixed Wing
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 121
Flight Plan : IFR
Mission : Passenger
Flight Phase : Descent
Airspace.Class A : ZJX
Person
Reference : 1
Location Of Person.Facility : ZJX.ARTCC
Reporter Organization : Government
Function.Air Traffic Control : Enroute
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 7.0
ASRS Report Number.Accession Number : 1320955
Human Factors : Communication Breakdown
Human Factors : Training / Qualification
Human Factors : Situational Awareness
Communication Breakdown.Party1 : ATC
Communication Breakdown.Party2 : ATC
Events
Anomaly.Airspace Violation : All Types
Anomaly.ATC Issue : All Types
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Air Traffic Control : Issued Advisory / Alert
Result.Air Traffic Control : Separated Traffic
Assessments
Contributing Factors / Situations : Airspace Structure
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Procedure
Narrative: 1
Sector 17 began handing off Aircraft Y at 27000 feet. I noticed an enhanced limited data
block within sector 28 Low beneath sector 17, Aircraft X. I brought up the full data block
and noticed it may hinder the ability of the arriving flight to descend, so I requested sector
17 to shortcut Aircraft Y to ZZZZZ intersection before accepting the handoff to allow sector
17 to safely climb Aircraft X. I descended Aircraft Y to 24000 feet as I am allowed to do by
SOP. Aircraft X was handed off to sector 17 climbing to 23000 feet. Sector 17 gave a climb
to this Aircraft X to an altitude above my airspace. Aircraft X came within 2.5 miles of my
airspace at 26000 feet and was finally through my airspace approximately 10 miles in. No
one called me with a point out for Aircraft X climbing through my airspace.
It's me once again with yet another airspace violation from the Central Area at ZJX. I just
sent one in on that area from [three days prior] and elaborated on how this Area has
become inherently unsafe. I am going to fill out an ATSAP for every single one that affects
the sector that I am working from this point forward. I understand us controllers are
human and make mistakes. We all get in a bind from time to time and need an "out" from
fellow controllers. I have no issue on that. The issue is with many controllers completely
disobeying our basic ways to move traffic safely and efficiently through the NAS. The basic
ways are Point outs, APREQ's, etc. I'm actually very unhappy with how this has progressed
in the time I have been hired by the FAA and at ZJX. I look forward to hearing from you
and what steps are going to be taken for people to be accountable for not doing their job
correctly and safely.
Synopsis
An aircraft was climbed through a Controller's sector without a handoff or point out.
ACN: 1318864 (36 of 50)
Time / Day
Date : 201512
Local Time Of Day : 1201-1800
Place
Locale Reference.Airport : CRP.Airport
State Reference : TX
Altitude.AGL.Single Value : 100
Environment
Light : Daylight
Aircraft : 1
Reference : X
ATC / Advisory.Tower : CRP
Aircraft Operator : Corporate
Make Model Name : Small Transport
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 91
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Initial Climb
Route In Use : Vectors
Airspace.Class C : CRP
Aircraft : 2
ATC / Advisory.TRACON : CRP
Aircraft Operator : Military
Make Model Name : Small Transport
Flight Plan : IFR
Flight Phase : Final Approach
Airspace.Class C : CRP
Person
Reference : 1
Location Of Person.Facility : CRP.TRACON
Reporter Organization : Government
Function.Air Traffic Control : Approach
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 2.0
ASRS Report Number.Accession Number : 1318864
Human Factors : Time Pressure
Human Factors : Situational Awareness
Events
Anomaly.ATC Issue : All Types
Anomaly.Conflict : Airborne Conflict
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Deviation - Procedural : Clearance
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Air Traffic Control : Issued New Clearance
Result.Air Traffic Control : Separated Traffic
Assessments
Contributing Factors / Situations : Airspace Structure
Contributing Factors / Situations : Procedure
Primary Problem : Procedure
Narrative: 1
Aircraft Y requested an opposite direction practice approach which was approved by the
Tower. Tower scanned down 2 strips, one of which was Aircraft X. TRACON called back to
ask if we needed to break Aircraft Y off of the approach, local control responded with no.
I'm not sure how much time passed, Aircraft Y was well inside of the cutoff point per our
local opposite direction operation procedures when Aircraft X departed on a 240 heading
climbing to 3,000 feet. A supervisor was working Local Control. Our supervisors get the
minimum amount of time needed to retain currency. Supervisors are not proficient in the
tower. I do not have a solution to this problem, but something obviously needs to happen.
Synopsis
CRP TRACON Controller reported an opposite direction landing and takeoff occurred at CRP
airport with less than the required miles of separation according to the local directives.
ACN: 1318643 (37 of 50)
Time / Day
Date : 201308
Local Time Of Day : 1201-1800
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Altitude.MSL.Single Value : 3700
Environment
Weather Elements / Visibility : Thunderstorm
Light : Daylight
Aircraft
Reference : X
ATC / Advisory.Center : ZZZ
Aircraft Operator : Air Taxi
Make Model Name : PC-12
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Cruise
Flight Phase : Parked
Route In Use : Direct
Airspace.Class E : ZZZ
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Single Pilot
Qualification.Flight Crew : Multiengine
Qualification.Flight Crew : Air Transport Pilot (ATP)
Experience.Flight Crew.Total : 5700
ASRS Report Number.Accession Number : 1318643
Human Factors : Troubleshooting
Human Factors : Situational Awareness
Human Factors : Human-Machine Interface
Events
Anomaly.Aircraft Equipment Problem : Less Severe
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Deviation - Procedural : FAR
Detector.Person : Flight Crew
When Detected : Pre-flight
When Detected : In-flight
Result.General : None Reported / Taken
Assessments
Contributing Factors / Situations : Aircraft
Contributing Factors / Situations : Company Policy
Contributing Factors / Situations : Equipment / Tooling
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : MEL
Primary Problem : Equipment / Tooling
Narrative: 1
Experienced a failure of the number 1 nav/radio, a Garmin 650. Radio was mis-wired by
installation facility and company maintenance accepted aircraft without knowing mis-
installation. Navigation portion of two-in-one radio was working correctly. A big red cross
appeared on and off in the communications section of radio. Checked MEL list in the
aircraft's GOM. MEL gave instructions on procedure for separate nav/com radios and not
for current unit. Was not sure what to write. I had a patient on board and decided to
continue with the flight using the number two radio. EPS in aircraft is installed and is
supposed to provide power to stand-by attitude indicator, transponder, clock, nav and com
radios. On initial power up, those items powered up as normal. After normal engine start,
com radio section showed previously mentioned red cross. Nav portion showed to be
working normal. Red cross disappeared and came back several times. While red cross was
on screen, I was unable to make any radio transmissions.
As I taxied to the runway, the red cross would appear on and off. I used the second radio
to make all transmissions. Departed under VFR and remained under VFR conditions until I
contacted ARTCC. I was given an IFR clearance to my destination. At that point, I noticed
that transponder was not working. I then also noted that clock and stand-by attitude
indicator were not working. As I mentioned before, on original power up of EPS, those
items worked fine. I was distracted by red cross and never noticed that other items
powered by EPS were not working until I was given a transponder code. I could not figure
out why other items were not working. I thought EPS could not be the reason since the
nav portion of the Garmin 650 was still working. I landed and had maintenance look at the
issue. Maintenance found EPS switch to be intermittent, thus the on/off red cross
appearing on com section. However, after further investigation, the Garmin 650 was found
to be not installed correctly. Apparently, even though both nav and com radios are in one
unit, they have separate power sources which should have been connected to the EPS
switch. In this case, the communication section was wired to the intermittent EPS switch
while the navigation section was connected to another source. I should have contacted
maintenance instead of continuing flight with the problem. The Garmin 650 was a new
radio unit to us and I was not familiar with the meaning of the red cross. I had had a
previous flight in the same aircraft where the red cross had come and off twice in quick
succession without any perceivable adverse effects. Communication with TRACON at the
time were not in jeopardy. This was mentioned to maintenance and they had no answer to
issue either. It was basically a wait and see if it happens again.
Synopsis
An aircraft departed with a known radio/navigation component malfunctioning. In flight
the pilot noticed the aircraft's transponder, clock, and standby attitude indicator had failed.
ACN: 1317220 (38 of 50)
Time / Day
Date : 201512
Local Time Of Day : 1201-1800
Place
Locale Reference.ATC Facility : PHL.Tower
State Reference : PA
Altitude.MSL.Single Value : 1000
Environment
Light : Daylight
Aircraft : 1
Reference : X
ATC / Advisory.Tower : PHL
Aircraft Operator : Air Taxi
Make Model Name : Helicopter
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 135
Flight Plan : VFR
Mission : Ambulance
Flight Phase : Cruise
Airspace.Class B : PHL
Aircraft : 2
ATC / Advisory.Tower : PHL
Make Model Name : Small Transport, Low Wing, 2 Recip Eng
Crew Size.Number Of Crew : 2
Flight Plan : IFR
Flight Phase : Final Approach
Route In Use : Visual Approach
Airspace.Class B : PHL
Aircraft : 3
Reference : Z
ATC / Advisory.TRACON : PHL
Aircraft Operator : Military
Make Model Name : Military Transport
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 91
Flight Plan : VFR
Mission : Skydiving
Flight Phase : Cruise
Airspace.Class B : PHL
Person
Reference : 1
Location Of Person.Facility : PHL.Tower
Reporter Organization : Government
Function.Air Traffic Control : Local
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 4.5
ASRS Report Number.Accession Number : 1317220
Human Factors : Situational Awareness
Human Factors : Distraction
Human Factors : Communication Breakdown
Communication Breakdown.Party1 : ATC
Communication Breakdown.Party2 : Flight Crew
Communication Breakdown.Party2 : ATC
Events
Anomaly.ATC Issue : All Types
Anomaly.Conflict : Airborne Conflict
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Air Traffic Control
When Detected : In-flight
Assessments
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Procedure
Narrative: 1
Aircraft Z, was orbiting [nearby] for a practice parachute jump. There was not a TFR in
effect for this operation. The schedule I had showed that the jump would happen from
5,500. Aircraft Y, was on final to 27R. Aircraft X had called me 10 south of the airport for
Class Bravo transition, north of the 27R final approach course and the [area of orbit].
When Aircraft X was about 3 miles south of Aircraft Y, I issued traffic.
Aircraft X replied that he was looking. I asked Aircraft X if he could turn 15 degrees right,
as this would point him at Aircraft Y's tail. He replied that he could. I issued the
instruction, and then updated the traffic call to Aircraft X. Aircraft X reported the traffic in
sight and that he could maintain visual separation. I told Aircraft X to maintain visual
separation from and pass behind Aircraft Y. All of these calls where within about one
minute. The 15 degree turn/passing behind Aircraft Y, put Aircraft X as close to going over
top of the [orbit area] as he could have been without trying. During this time, I noticed
that Aircraft Z was still at 4,500.
As Aircraft X was passing the [orbit area], another controller said that he could see the
jumpers coming down. Aircraft Z was still at 4,500, and I was given no notice that
jumpers where away, or that they would be jumping from any altitude other than 5,500.
The only plan effected to separate traffic from the jump zone, was to have all PHL arrivals
land 27R, and to have Aircraft Z remain north of I-95 (which runs between the [orbit area]
and the 27R final). Aircraft Z notified the approach controller one pass prior to jumpers
way. The approach controller did not notify the tower. While I was expecting to receive
notification, the approach controller thought that the TRACON supervisor would notify the
tower supervisor. This did not happen. There were not any pre-planned notification
procedures.
Synopsis
PHL Local Controller reported a loss of separation when a helicopter passed under an
aircraft transporting skydivers. The Controller had not been advised that the jumpers had
exited the aircraft. Reporter noted a lack of communication between TRACON and Tower
supervisors.
ACN: 1315961 (39 of 50)
Time / Day
Date : 201512
Local Time Of Day : 1201-1800
Place
Locale Reference.ATC Facility : HSV.TRACON
State Reference : AL
Altitude.MSL.Single Value : 4000
Environment
Flight Conditions : VMC
Light : Night
Aircraft
Reference : X
ATC / Advisory.TRACON : HSV
Aircraft Operator : Air Taxi
Make Model Name : Medium Transport, Low Wing, 2 Turbojet Eng
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Final Approach
Route In Use : Visual Approach
Airspace.Class C : HSV
Person : 1
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Captain
Function.Flight Crew : Pilot Flying
Qualification.Flight Crew : Multiengine
Qualification.Flight Crew : Air Transport Pilot (ATP)
Experience.Flight Crew.Total : 5600
Experience.Flight Crew.Last 90 Days : 79
Experience.Flight Crew.Type : 2463
ASRS Report Number.Accession Number : 1315961
Person : 2
Reference : 2
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : First Officer
Function.Flight Crew : Pilot Not Flying
Qualification.Flight Crew : Multiengine
Qualification.Flight Crew : Air Transport Pilot (ATP)
Experience.Flight Crew.Total : 10100
Experience.Flight Crew.Last 90 Days : 125
Experience.Flight Crew.Type : 500
ASRS Report Number.Accession Number : 1315979
Human Factors : Situational Awareness
Events
Anomaly.ATC Issue : All Types
Anomaly.Deviation - Track / Heading : All Types
Anomaly.Deviation - Procedural : Clearance
Detector.Person : Air Traffic Control
Miss Distance.Horizontal : 6000
Miss Distance.Vertical : 100
When Detected : In-flight
Result.Flight Crew : Became Reoriented
Result.Flight Crew : Returned To Clearance
Assessments
Contributing Factors / Situations : Environment - Non Weather Related
Contributing Factors / Situations : Human Factors
Primary Problem : Human Factors
Narrative: 1
We were vectored by approach to the East for runway 18L. We were vectored well North of
the airport, and then to the west. We were then given traffic, and then cleared for a visual
approach. At some point, we lost sight of HSV, and acquired HUA by mistake. As we
proceeded inbound to the runway, we had traffic called to us, and then were given a go-
around. It was at this point that we realized we had the wrong airport identified. We were
given straight ahead to 4,000 feet, and then heading 090.
The first officer and I are filling this out together, and after discussion we believe the
biggest contributing factor in this situation is that we fly international missions frequently.
So in this case, we failed to put proper emphasis on this flight as we naturally do in all of
our flights. This is, of course, not an excuse, just that we could have put more emphasis
on this flight so as not to become complacent. Further contributing factors were several.
First, the lights on runway 18L at HSV were not very brightly lit. The lights of runway 17 at
Redstone, HUA, were lit to full intensity. So as we were vectored to the west and given the
traffic the brighter runway visually prevailed. Also there was a shift change with the
approach controller we were talking to. This happened when we were on the downwind
leg. We believe this extended our downwind leg further, and thus caused two things: first,
for us, that as close as the two airports are together, by the time we were turned back to
where we could see the runway, visually, the two airports seemed way closer together.
Secondly, at some point, the new controller asked which airport we were going to, so we
believe there was confusion there, as well, which allowed the approach to continue maybe
a bit further than would have otherwise.
After much discussion, we believe in moving forward, what we will do to prevent further
occurrence, is, #1...that we will not consider any flight of lesser importance. We will
consider every takeoff and landing to be of utmost importance. Complacency is not an
option. #2...We intend to, whenever going in to a runway served by an approach, to shoot
that approach even if in VFR.
Narrative: 2
[Report narrative contained no additional information.]
Synopsis
Flight crew reported lining up for HUA airport instead of their destination, HSV, during a
night visual approach.
ACN: 1309600 (40 of 50)
Time / Day
Date : 201511
Local Time Of Day : 1801-2400
Place
Locale Reference.Airport : CPS.Airport
State Reference : IL
Relative Position.Distance.Nautical Miles : 7
Altitude.MSL.Single Value : 1400
Environment
Flight Conditions : VMC
Light : Night
Aircraft : 1
Reference : X
ATC / Advisory.Tower : CPS
Aircraft Operator : Air Taxi
Make Model Name : Helicopter
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Flight Plan : None
Mission : Ambulance
Flight Phase : Initial Climb
Route In Use : None
Airspace.Class E : T75
Aircraft : 2
Reference : Y
Aircraft Operator : Personal
Make Model Name : UAV - Unpiloted Aerial Vehicle
Operating Under FAR Part : Part 91
Flight Plan : None
Flight Phase : Cruise
Route In Use : None
Airspace.Class E : T75
Person
Reference : 1
Location Of Person.Facility : CPS.Tower
Reporter Organization : Government
Function.Air Traffic Control : Local
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 4.5
ASRS Report Number.Accession Number : 1309600
Human Factors : Workload
Human Factors : Situational Awareness
Events
Anomaly.Conflict : NMAC
Anomaly.Deviation - Procedural : FAR
Detector.Person : Flight Crew
Miss Distance.Horizontal : 100
When Detected : In-flight
Result.General : Police / Security Involved
Result.Flight Crew : Took Evasive Action
Result.Flight Crew : Requested ATC Assistance / Clarification
Result.Air Traffic Control : Provided Assistance
Assessments
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Environment - Non Weather Related
Contributing Factors / Situations : Procedure
Primary Problem : Human Factors
Narrative: 1
A helicopter was flying VFR southbound not in communication with air traffic control. The
pilot checked with CPS tower and reported a near miss UAS incident. The aircraft was at
1,400 ft and 7 NW of CPS. The pilot reported that the drone was less than 100 ft from the
helicopter and had to take evasive action with a 60 degree banking turn to avoid the
drone. There was no reported damage to the aircraft and crew was not injured. The color
of the UAS was reported as black and grey, 3x3 ft, 4 propellers with balloons on top. Law
enforcement was contacted and police dispatched. UAS checklist was followed and
completed. Acn and no further incident occurred.
Add law enforcement procedures to checklist. I was also not sure of what was to be
expected of me with law enforcement. I used my best judgment and had the police
dispatch cars to the possible scene from where the UAS was launched.
Synopsis
A helicopter pilot called ATC after a NMAC with an UAS at 1,400 feet over the STL
metropolitan area.
ACN: 1309270 (41 of 50)
Time / Day
Date : 201511
Local Time Of Day : 0001-0600
Place
Locale Reference.Airport : CLE.Airport
State Reference : OH
Relative Position.Angle.Radial : 60
Relative Position.Distance.Nautical Miles : 6
Altitude.MSL.Single Value : 3000
Environment
Flight Conditions : IMC
Weather Elements / Visibility : Rain
Weather Elements / Visibility.Visibility : 2
Light : Night
Ceiling.Single Value : 1400
Aircraft
Reference : X
ATC / Advisory.Tower : CLE
Aircraft Operator : Air Taxi
Make Model Name : Small Transport, Low Wing, 2 Turbojet Eng
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Final Approach
Route In Use : Vectors
Airspace.Class B : CLE
Component : 1
Aircraft Component : ILS/VOR
Aircraft Reference : X
Problem : Malfunctioning
Component : 2
Aircraft Component : Autoflight System
Aircraft Reference : X
Person : 1
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Captain
Function.Flight Crew : Pilot Flying
Qualification.Flight Crew : Multiengine
Qualification.Flight Crew : Air Transport Pilot (ATP)
Qualification.Flight Crew : Flight Instructor
Qualification.Flight Crew : Instrument
Experience.Flight Crew.Total : 5800
Experience.Flight Crew.Last 90 Days : 35
Experience.Flight Crew.Type : 360
ASRS Report Number.Accession Number : 1309270
Person : 2
Reference : 2
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : First Officer
Function.Flight Crew : Pilot Not Flying
Qualification.Flight Crew : Air Transport Pilot (ATP)
Experience.Flight Crew.Total : 4500
Experience.Flight Crew.Last 90 Days : 40
Experience.Flight Crew.Type : 180
ASRS Report Number.Accession Number : 1309218
Events
Anomaly.ATC Issue : All Types
Anomaly.Deviation - Altitude : Overshoot
Anomaly.Deviation - Track / Heading : All Types
Anomaly.Deviation - Procedural : Clearance
Detector.Person : Flight Crew
When Detected : In-flight
Result.Flight Crew : Overcame Equipment Problem
Result.Air Traffic Control : Issued New Clearance
Assessments
Contributing Factors / Situations : ATC Equipment / Nav Facility / Buildings
Primary Problem : ATC Equipment / Nav Facility / Buildings
Narrative: 1
While on an instrument approach to runway 06L at CLE, we experienced a loss of LOC and
GS prior to the final approach fix (Sasco int) and Hados intersection. We were established
on the LOC and GS was intercepting, descending out of 3000 feet when the aircraft began
to pitch up and down with the autopilot engaged. We noticed the LOC frequency on Nav 1
had change to a VOR frequency (108.??), the LOC and GS pointers were going left to right
full scale on the LOC and up and down full scale on the GS. The autopilot began chasing
the GS causing the airplane to change pitch up and down, gradually increasing in intensity.
I told the First officer we were going missed as I disengaged the auto pilot to hand fly the
airplane and execute the missed approach. Before I disengaged the autopilot, the airplane
had pitched up and I disengaged the autopilot applied forward pressure to level off. The
First Officer called ATC and reported we were executing the missed approach. We were
instructed to climb to 3000 feet on an assigned heading. At the time we were
approximately at 3400 feet and with the trim that the autopilot had applied, we were
climbing at a pretty good rate. By the time I got the trim out and the airplane descending
to 3000 feet, we were at 4200 feet. ATC came back and instructed us to maintain 4000
feet. We maintain the heading of the alternate missed approach instructions but not our
altitude do to the pitch attitude of the airplane and the back pressure applied by the
autopilot. Once I had a feel of the airplane we maintained 4000 feet and proceeded to get
vectored around for the ILS to 06R this time instead of 06L. We informed ATC of the loss
of navigation (LOC and GS) on the ILS for 06L as the reason for the missed approach.
After landing on Runway 06R, tower controller apologized about the issue with the ILS and
mentioned they received an alert regarding the ILS at the same time we called the missed
approached. The ILS for 06L was then NOTAM inop.
It appears there was an issue with the ILS signal that cause the Collins Pro Line to lose the
LOC frequency and revert or default to the VOR frequency. We had not yet extended the
gear or full flaps at the time of losing the GS. I preformed the missed and failed to notice
the FO had not retracted the flaps from Approach to the Up position, while descending
back down to the originally assigned 3000 feet altitude, we received instructions to
maintain 4000 feet. I believe this contributed to us climbing at a higher rate than I
expected making it more difficult to maintain and descended to the originally assigned
3000 feet. It was during the After Takeoff/Go Around checklist that the flaps were noticed
at the Approach position.
I feel I could have abandoned the approach a few seconds sooner and this may have
prevented the airplane from chasing the glide slope to the point of pitching up and down
as much as it did and adding so much nose up elevator pressure and trim. I should have
checked the flap position sooner and that may have helped me maintain altitude sooner
and with less deviation. [The next day] I checked the NOTAMS for CLE and it showed the
ILS 06L inop.
Narrative: 2
On the ILS to 6L at CLE the localizer started drifting and the GS went from on slope to full
scale above then full deflection down. We were at 1900 AGL. We initiated a missed. When
we notified tower we were at 3000ft. We were told to level. We went through the altitude
and were told to level at 4000. Tower vectored us for 6R. We notified tower about ILS
malfunction. They took our report and mentioned they had an "alarm." We completed the
ILS 6R with no incident.
Synopsis
An air taxi flight crew reported an issue with the ILS Runway 6L signal at CLE that caused
an unexpected pitch up and down with the autopilot engaged.
ACN: 1307864 (42 of 50)
Time / Day
Date : 201511
Local Time Of Day : 1801-2400
Place
Locale Reference.ATC Facility : ZZZ.ARTCC
State Reference : US
Altitude.MSL.Single Value : 36000
Environment
Flight Conditions : VMC
Light : Night
Aircraft
Reference : X
ATC / Advisory.Center : ZZZ
Aircraft Operator : Air Taxi
Make Model Name : Light Transport, Low Wing, 2 Turbojet Eng
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Cruise
Route In Use : Direct
Airspace.Class A : ZZZ
Person
Reference : 1
Location Of Person.Facility : ZAN.ARTCC
Reporter Organization : Government
Function.Air Traffic Control : Enroute
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 1.6
ASRS Report Number.Accession Number : 1307864
Human Factors : Communication Breakdown
Human Factors : Situational Awareness
Human Factors : Confusion
Communication Breakdown.Party1 : ATC
Communication Breakdown.Party2 : Flight Crew
Events
Anomaly.ATC Issue : All Types
Anomaly.Deviation - Altitude : Excursion From Assigned Altitude
Anomaly.Deviation - Track / Heading : All Types
Anomaly.Deviation - Procedural : Clearance
Anomaly.Inflight Event / Encounter : Other / Unknown
Detector.Person : Flight Crew
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Flight Crew : Returned To Departure Airport
Result.Flight Crew : Requested ATC Assistance / Clarification
Result.Flight Crew : Overcame Equipment Problem
Result.Air Traffic Control : Issued New Clearance
Result.Air Traffic Control : Provided Assistance
Assessments
Contributing Factors / Situations : Aircraft
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Human Factors
Narrative: 1
Aircraft X was at 36000 feet. Frequencies were somewhat congested and a Radar Assist
with trainer had just plugged in to assist. Aircraft X experienced what I can only assume
was rapid decompression. The first time Aircraft X called, the radio was very scratchy and
unreadable, but upon reviewing the tapes he advised of either needing an emergency
descent, or that he was performing one. I did not hear this transmission due to other
aircraft on frequency and the fact that it was very difficult to read. Aircraft X called at least
twice more advising of their intentions, but I still could not discern what aircraft was
calling me due to the poor quality of the transmission.
Perplexed, my best guess was that the aircraft calling was requesting a popup IFR
clearance in the area. I asked the aircraft to repeat their call sign and intentions again. At
this point, the call sign was a bit more clear and my Radar Assist pointed out the fact that
it was indeed Aircraft X who had turned 180 degrees back and descended ~20,000 feet
without a clearance to do either. Since Aircraft X, [which] I had been working, had safely
climbed through any traffic conflictions and was on course, I failed to correlate that fact
that the call sign being used by the nearly unreadable pilot was the same call sign as the
aircraft I thought to be at cruise altitude. Still convinced that the aircraft calling was
requesting an IFR popup, I radar identified them unnecessarily and asked if they were
"VFR" since they were under 18000 feet. The pilot indicated that they were in VFR
conditions and requested to return to their departure airport. I instructed the pilot to
maintain VFR and issued an altimeter setting. It was only at this time that I started to
realize exactly what had occurred. I immediately inquired with the pilot if they were
experiencing an emergency or required assistance. Their response was that they had
performed an emergency descent, but no longer needed assistance or were an emergency.
My Radar Assist coordinated verbally with TRACON that the aircraft was VFR and returning
with no assistance required and effected a manual handoff. I issued a communication
change to TRACON. One minute later, Aircraft X checked back on asking for "an altitude",
presumably to pick up another IFR clearance as the weather required it. I issued another
communication change to TRACON.
The rapid sequence of unusual events left me very confused even after the dust had
settled. My initial impression was that Aircraft X had just acquired on the radar because
they had a flight plan on file and had squawked the code associated with it and auto
acquired. I also considered the possibility that the aircraft calling me should have been on
a different center frequency so I quickly looked at surrounding sectors searching for a call
sign to no avail. In reality, Aircraft X had departed IFR, I took the handoff and climbed him
to his requested altitude. As soon as Aircraft X was clear of any conflictions, I "forgot"
about the aircraft.
There was no need to expend mental energy on the aircraft anymore in my estimation,
and the next time I would address the aircraft would be when it approached the adjacent
sector boundary and needed to be handed off. I've found this to be a very effective
working practice as it allows for attention to be focused on more important tasks. In this
instance, those items included a large military recovery from multiple MOAs, sequencing,
and airport area traffic. I'd like to make it very clear that I'm not making excuses nor am I
blaming this incident on high workload or combined sectors. I only mention this to help
understand how a controller could possibly not recognize the call sign of an aircraft for
which he is responsible for. There was another west bound IFR aircraft behind Aircraft X at
15,000 feet when they began their turn, but thankfully were far enough behind not to be a
factor by the time Aircraft X descended through their altitude (10-15 miles of separation
existed).
Synopsis
ARTCC Controller reported an aircraft calling with an unreadable request, but the
Controlled believed the aircraft was in distress. Aircraft was at 3600 feet descending and
reversing course. Controller improperly issued aircraft a VFR clearance and sends them to
TRACON even though the aircraft was IFR and wishing to remain as such.
ACN: 1307731 (43 of 50)
Time / Day
Date : 201511
Local Time Of Day : 1201-1800
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Altitude.AGL.Single Value : 0
Environment
Flight Conditions : VMC
Light : Daylight
Aircraft
Reference : X
Aircraft Operator : Air Taxi
Make Model Name : MBB-BK 117 All Series
Operating Under FAR Part : Part 135
Mission : Ambulance
Flight Phase : Parked
Component : 1
Aircraft Component : Aircraft Logbook(s)
Manufacturer : Eurocopter
Aircraft Reference : X
Component : 2
Aircraft Component : Powerplant Mounting
Manufacturer : Turbomeca Arriel
Aircraft Reference : X
Person
Reference : 1
Location Of Person : Hangar / Base
Reporter Organization : Air Taxi
Qualification.Flight Crew : Air Transport Pilot (ATP)
ASRS Report Number.Accession Number : 1307731
Human Factors : Confusion
Human Factors : Situational Awareness
Human Factors : Communication Breakdown
Human Factors : Training / Qualification
Communication Breakdown.Party1 : Maintenance
Communication Breakdown.Party2 : Other
Communication Breakdown.Party2 : Maintenance
Events
Anomaly.Aircraft Equipment Problem : Critical
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Deviation - Procedural : FAR
Detector.Person : Maintenance
Were Passengers Involved In Event : N
When Detected : Routine Inspection
Result.General : Maintenance Action
Assessments
Contributing Factors / Situations : Aircraft
Contributing Factors / Situations : Chart Or Publication
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Manuals
Contributing Factors / Situations : Procedure
Primary Problem : Procedure
Narrative: 1
While at the maintenance hangar, where a BK-117C1 [Eurocopter] was undergoing routine
scheduled maintenance work, it was brought to my attention by our Lead Mechanic that
there was an Engineering Order issued by Company Engineering May 2015 for the aircraft,
regarding a Mandatory Service Bulletin (MSB) from the Engine Manufacture (Turbomeca)
issued March 2015 requiring a Daily Visual Check of the Engine Front Support pins after
the last flight of the day and subsequently [the need to] make a Logbook entry regarding
the completion and result of the inspection. Also required, was a more Detailed
Maintenance Check of the mount that should be completed every 15 hours with an
accompanying compliance Logbook entry.
A Visual Check of that pin was performed as a part of the normal Daily Aircraft Preflight
Inspection. The information regarding the change to require the Logbook entry specified
by Company E/O (Engineering Order) for the MSB (Mandatory Service Bulletin) was never
disseminated, addressed, nor included in the Pilot Maintenance Servicing Training (PMST).
There was no information provided via the Company Form or the [outside] Contracted
Maintenance Compliance Tracking Systems about this Inspection Logbook entry
requirement; nor was it listed on the Pilot Maintenance Servicing Procedures (PMSP)
Training Checklist and Signoff Forms. After further discussions and searching, it was
discovered that the procedure narrative had been added to the PMSP program, but not
followed through and included in the Checklist/Signoff Form. After becoming aware of this,
I inquired further with our Maintenance and Aircraft Compliance Staff regarding this and
any specific training that may be required for us to do the inspection and Logbook entry.
Our BK [Aircraft] Compliance Staff was aware of this procedure for the BK-117C2 (or EC-
145) with these engines, but since the company had only a couple of the C1 versions of
the Model affected, the information didn't get to the Operators by the usual system
process, resulting in that none of the Line or Compliance pilots operating this Aircraft were
aware of the requirements of the Company's E/O, and so none of the required Logbooks
showing the completion of the checks were made for the period of the effective date until
discovered.
The result, is that due to not being advised and my not being aware of the requirement of
Company E/O, I did not comply with logging entries for the checks on the dates that a last
flight of the day inspection Logbook entry would have been required. After the mistake
was identified by our Lead Mechanic and myself, we moved to resolve the issue before
further in service [of affected aircraft] and advised the Regional Maintenance Management
and Compliance Staff and the steps [that] were taken to correct the issue.
Improve the proofing and communications process for the initiating of new procedures and
their integration into the company procedures and implementation into company policy
and practice.
Synopsis
An employee reports he was informed by their Lead Mechanic that a Mandatory Service
Bulletin inspection of Engine Front Support Pins issued by the engine manufacturer for
their BK-117C1 Eurocopters also included a logbook entry requirement after the last flight
of the day. The logbook entry requirement had not been included in the pilot maintenance
checklist/signoff form from their company.
ACN: 1305430 (44 of 50)
Time / Day
Date : 201510
Local Time Of Day : 1801-2400
Place
Locale Reference.ATC Facility : ZZZ.Tower
State Reference : US
Altitude.AGL.Single Value : 0
Environment
Light : Night
Aircraft
Reference : X
ATC / Advisory.Ground : ZZZ
Aircraft Operator : Air Taxi
Make Model Name : Super King Air 200
Operating Under FAR Part : Part 135
Mission : Ambulance
Flight Phase : Taxi
Person
Reference : 1
Location Of Person.Facility : ZZZ.Tower
Reporter Organization : Government
Function.Air Traffic Control : Ground
Function.Air Traffic Control : Local
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 1.5
ASRS Report Number.Accession Number : 1305430
Human Factors : Situational Awareness
Human Factors : Workload
Human Factors : Distraction
Events
Anomaly.ATC Issue : All Types
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Air Traffic Control
When Detected : Taxi
Result.Air Traffic Control : Separated Traffic
Assessments
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Contributing Factors / Situations : Staffing
Primary Problem : Staffing
Narrative: 1
I was working Local and Ground combined to accommodate one hour breaks (standard
practice at this facility). A departing Dash 8 reported FOD on the runway; pilot thought it
was at the approach end. I immediately called the TRACON and informed them to consider
Runway XXR closed due to FOD. I started to taxi aircraft to Runway YY for departure. ZZZ
was in and out on Runways XXL and YY (intersecting RWYs).
With multiple arrivals (military turboprops and Air Taxi's) to Runways XXL and YY
(Lifeguard BE20 and business jets), I worked an intersecting runway operation with Local
and Ground combined. The Lifeguard flight missed his taxi instructions and sat on Taxiway
B waiting to receive his route. A C172 was confused on his new assignment and was
delayed. The pilot did not have an opportunity to query me (frequency congestion) so he
too was delayed. I am coordinating with safety vehicle about FOD removal, taxiing aircraft
to a new runway and shooting gaps between arrivals and departures on intersecting
runways. This is unsafe. This is horrible customer service.
I would recommend keeping Ground Control open from 0700 to 2100. In order to do that,
the culture of this facility would have to drastically change. One hour breaks and spot
leave trump safety and customer service.
Synopsis
Local Controller working Ground combined reported that hour breaks are common at this
facility and safety is being jeopardized. Controller was too busy at times and because of
this aircraft were delayed. Controller recommended keeping ground control open during a
specific time.
ACN: 1295901 (45 of 50)
Time / Day
Date : 201509
Local Time Of Day : 1201-1800
Place
Locale Reference.Airport : SJU.Airport
State Reference : PR
Altitude.AGL.Single Value : 0
Environment
Light : Daylight
Aircraft
Reference : X
ATC / Advisory.Tower : SJU
Aircraft Operator : Corporate
Make Model Name : Light Transport, Low Wing, 2 Turbojet Eng
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 91
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Taxi
Route In Use : None
Airspace.Class C : SJU
Person
Reference : 1
Location Of Person.Facility : SJU.TOWER
Reporter Organization : Government
Function.Air Traffic Control : Flight Data / Clearance Delivery
Qualification.Air Traffic Control : Fully Certified
Experience.Air Traffic Control.Time Certified In Pos 1 (yrs) : 2
ASRS Report Number.Accession Number : 1295901
Human Factors : Distraction
Human Factors : Situational Awareness
Human Factors : Confusion
Events
Anomaly.ATC Issue : All Types
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Deviation - Procedural : Clearance
Detector.Person : Air Traffic Control
When Detected : In-flight
Assessments
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Procedure
Narrative: 1
Aircraft X called for his clearance to ZZZ airport. His clearance was not available and I
informed the pilot that I did not have his clearance. After about 3 minutes the pilot called
again, and as I was trying to verify if the flight plan was in the system, the clearance
popped up and I issued the clearance to the pilot. I do not remember seeing the FRC (Full
Route Clearance) remark for a full route clearance on the strip I used to give the clearance
to the pilot. Within a few minutes after issuing the clearance, I noticed the strip was
removed from the system, I immediately reached out to the pilot informing him that his
clearance was removed from the system and that I was going to try to find out what had
happened.
I called ZSU flight data to find out what the problem was and the controller (whose initials
I do not remember) told me that he had removed the flight plan because he had two. I
told him I had only one in my system and he said that he would send me the other one,
and not to worry about it. I received the second strip and I did not look carefully to notice
that there was an FRC remark on the strip. I then inform the pilot that the clearance
remained the same and that his new squawk code was XXYY. Just short of departing the
local controller informed me that the strip still had an FRC remark on it, which without
thinking, I removed without questioning or informing the pilot that he had a full route
clearance. When I got home my supervisor called me and asked if I had forgotten to issue
the full route clearance to which I said no and informed me that the aircraft was on a
closed route (I believe it was L455, which apparently was closed for weather). I do not
know the outcome of the aircraft.
Regardless of how quick things might be done, and how incomplete a coordination is made
between controllers, we should always stick to the basics and read the entire strip looking
for changes prior to telling a pilot that his read back was correct, in order to assure the
safety of the pilots and the passengers in the NAS. A flag should have raised in my head
after noticing that there were two strips, which is usually an indication that something
changed and that a full route clearance (FRC) shall be issued.
Synopsis
An SJU Controller failed to issue a full route clearance after missing the note in the
remarks of the flight plan. Aircraft became airborne on a closed airway.
ACN: 1294768 (46 of 50)
Time / Day
Date : 201509
Local Time Of Day : 1801-2400
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Altitude.AGL.Single Value : 1000
Environment
Flight Conditions : VMC
Light : Daylight
Aircraft
Reference : X
ATC / Advisory.Tower : ZZZ
Aircraft Operator : Air Taxi
Make Model Name : Bell Helicopter Textron Undifferentiated or Other Model
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Flight Plan : VFR
Mission : Ambulance
Flight Phase : Final Approach
Route In Use : Visual Approach
Route In Use : Direct
Airspace.Class E : ZZZ
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Pilot Flying
Function.Flight Crew : Single Pilot
Qualification.Flight Crew : Rotorcraft
Qualification.Flight Crew : Commercial
Qualification.Flight Crew : Flight Instructor
Qualification.Flight Crew : Instrument
Experience.Flight Crew.Total : 4000
Experience.Flight Crew.Last 90 Days : 67
Experience.Flight Crew.Type : 1500
ASRS Report Number.Accession Number : 1294768
Human Factors : Situational Awareness
Events
Anomaly.Airspace Violation : All Types
Anomaly.ATC Issue : All Types
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.General : None Reported / Taken
Assessments
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Procedure
Narrative: 1
During an Active HAA (Helicopter Air Ambulance) mission I delivered a patient to the
[hospital]. After completing the mission and departing the area my dispatch said that
[Tower] notified them that I broke the TFR over the stadium for the football game that
was taking place. I was very surprised because earlier in the day I had checked the FAA
standard briefing website for TFR information and there was nothing on that page notifying
me of that TFR. I also have up to the minute XM weather/TFR information being sent
directly to my GPS, and it didn't show any TFR over the stadium. The next day there was
another college football game taking place at [a different college]. Foreflight, a third party
product said that there was a TFR over that stadium but again the FAA website said that
there wasn't. Even when the TFR became active it didn't say anything about it on the FAA
website. I feel that there is a gap in the system that could be either clarified or fixed. It
seems like the TFRs for football games are not being published as expected by pilots.
Synopsis
Bell 407 pilot reported he had a TFR incursion and stated the TFR was not listed on the
FAA briefing website. Both TFRs were for sporting events.
ACN: 1294332 (47 of 50)
Time / Day
Date : 201506
Environment
Work Environment Factor : Temperature - Extreme
Aircraft
Reference : X
Aircraft Operator : Air Taxi
Make Model Name : Eurocopter AS 350/355/EC130 - Astar/Twinstar/Ecureuil
Operating Under FAR Part.Other
Mission : Ambulance
Flight Phase : Parked
Person : 1
Reference : 1
Location Of Person : Repair Facility
Reporter Organization : Contracted Service
Function.Maintenance : Inspector
Function.Maintenance : Technician
Qualification.Maintenance : Powerplant
Qualification.Maintenance : Airframe
ASRS Report Number.Accession Number : 1294332
Human Factors : Time Pressure
Human Factors : Fatigue
Human Factors : Situational Awareness
Human Factors : Workload
Person : 2
Reference : 2
Location Of Person : Repair Facility
Reporter Organization : Contracted Service
Function.Maintenance : Lead Technician
Function.Maintenance : Technician
Qualification.Maintenance : Powerplant
Qualification.Maintenance : Airframe
ASRS Report Number.Accession Number : 1294333
Human Factors : Time Pressure
Human Factors : Fatigue
Human Factors : Situational Awareness
Human Factors : Workload
Person : 3
Reference : 3
Location Of Person : Repair Facility
Reporter Organization : Contracted Service
Function.Maintenance : Inspector
Function.Maintenance : Technician
Qualification.Maintenance : Powerplant
Qualification.Maintenance : Airframe
ASRS Report Number.Accession Number : 1294670
Human Factors : Workload
Human Factors : Situational Awareness
Human Factors : Fatigue
Human Factors : Confusion
Human Factors : Time Pressure
Events
Anomaly.Aircraft Equipment Problem : Critical
Anomaly.Deviation - Procedural : Published Material / Policy
Anomaly.Deviation - Procedural : Maintenance
Detector.Person : Maintenance
Result.General : Maintenance Action
Assessments
Contributing Factors / Situations : Airport
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Contributing Factors / Situations : Weather
Primary Problem : Ambiguous
Narrative: 1
I work in a 145 Repair station as a hangar mechanic, and I was asked to go to assist in a
swashplate change on an AS350B3 that was stuck on the hospital landing pad due to a
swashplate shim protruding from the center of the swashplate. The repair took 11 days.
We had been working very long hours (10-14hrs daily) in very hot weather all outside on
top of the Hospital pad where the helo was stranded. During the swashplate change after
disassembly of the main gear box we noticed that the bolt holes had corrosion build up in
them and the ring gear had also been corroding due to bad sealant on the bolt heads, so
we ended up removing the entire assembly and changed out the epicyclic and housing at
the same time. During the reassembly of the housing and epicyclic, (we had been working
for 14 hours that day) we decided to call it and to get some rest. I left to go to my hotel
and came back in the morning to find that the epicyclic had already been installed into the
housing, however, during my RII of the installation I noticed that the gearbox and
epicyclic had been coated with Turco instead of mineral oil which is what is called out for. I
notified the lead and he said they had installed it after I left. So they came up to the pad
to confirm and ended up flushing the system out before we installed the rest of the mast
and components. The lead mechanic was instructing and helping to assemble the mast and
swashplate assembly (the Maintenance Manual (MM) reference was printed out and we
were going step by step). We had to take breaks often due to how hot it would get on top
of the hospital but the job got finished.
[Several months later] the helicopter was trucked in for a tail rotor strike. During a brief
incoming inspection and cleaning another mechanic noticed that the dust cover and or
boot that covers the top of the swashplate was missing.
During our maintenance ops, there were many people constantly calling to figure out when
we would be done which caused many distractions, so less or no phone calls during
maintenance ops on an Aircraft on Ground (AOG) aircraft would be immensely helpful. If
the aircraft is stuck on the helipad or in an area where it cannot be moved to a hangar,
putting up a temp shelter (roof tent) or something like that would help immensely with
less fatigue and possible heat stroke, which in turn leads to more mistakes and less work
time due to the time spent trying to cool down and regulate body temp and sunburn. No
pilot interaction during these maintenance ops would also help a lot, it makes our jobs as
mechanics a lot harder when we not only have supervisors and their bosses phoning us all
the time to then have the pilot ask how much longer.
Narrative: 2
This aircraft was removed from service and placed under unscheduled maintenance for
removable shims extruding from the swashplate on top of the hospital helipad. A
[contract] was submitted for outside help as the maintenance crew on staff had not
performed this job to a level of comfort. Maintenance support arrived for assistance. Upon
removal of the mast assembly, it was noted that the epicyclic gearbox and sun gear
assembly were corroded beyond limits, further increasing the workload on the [roof] of the
hospital in the middle of summer, requiring a full transmission replacement. Initially, we
were told that removing the aircraft from the hospital by crane was not the best option at
the time, as we were only to be performing a couple days' worth of work, but when the
corrosion was found, it would have taken the same amount of time to reinstall everything
needed to crane the aircraft as to put it back together to return to service. The removal,
disassembly, reassembly, and return to service took us 10 days of all mechanics working
over 10 hours per day. During this time I worked on and off with the mechanics
performing the maintenance, as I am the lead mechanic for the program and had other
priorities. During this 10 day event I called a safety stand down day on day 7 as the
maintenance crew was showing signs of heavy fatigue, both mentally and physically. The
installation, ground runs, and check flights were completed and the aircraft was returned
to revenue service. While I was not the primary mechanic on this job, I feel it necessary to
submit this as I did help and did not notice the issue.
[Over 2 months later] this aircraft was involved in a tail rotor strike at a scene call. This
aircraft was loaded on a truck and shipped to a repair station for maintenance required for
the tail rotor strike inspection. During acceptance inspection, it was noted that the
swashplate appeared to be missing the dust cover on top of the swashplate. I was notified
by my supervisor, and began researching this issue. After consulting the removal and
installation part numbers, it became apparent that the installed part number was not
effective for this aircraft. After consulting the maintenance staff involved, and looking at
the Illustrated Parts Catalog (IPC) for this install, we could not find the correct swashplate
in the IPC, and the only part number shown was the one that was installed. The repair
station has the aircraft at this time, and will make the repairs as necessary. This event
was an eye opener to all of us as we look back to all of the long hours that were put in to
get this aircraft back in service, and that sometimes we need to take a step back and look
at ourselves before we look at the work ahead of us.
In my opinion, there were multiple factors that lead to this incident. Maintenance staff was
pressured, both personally and by the customer, to provide an expedited service that
could not be met. Maintenance pressures were also felt from the heat during this time of
the year, on top of an aluminum helipad, with no shade available at the aircraft. The
airframe IPC played a large role in the incorrect ordering of parts, as the IPC is somewhat
vague when it comes to ordering parts for aircraft with different modifications installed
(i.e. dual hydraulics in this case). I believe this incident could have been avoided if the
aircraft had been removed from the hospital from the very beginning, removing the
pressures from the hospital on a direct level.
Narrative: 3
I was notified that an aircraft had been sent by ground transport to the Repair Station due
to a Tail Rotor strike. I was made aware that during the receiving inspection into the repair
station that it was discovered that the Main Rotor Swashplate assembly was missing the
top dust cover (boot). Later during this day it was also brought to my attention by the
Lead Mechanic that after discussing this situation with Mechanic that was currently on duty
that the Swashplate that is currently installed may be the incorrect assembly.
Due to a previous recent event, the swashplate had been replaced. The replacement was
due to a peel shim that was found during a preflight check that was partially ejected from
the top of the uniball. The work for this replacement was [accomplished several months
ago]. While attempting to order the replacement swashplate I was unable to find the
replacement part number for this assembly in the online AS350B3 Illustrated Parts
Catalog. I notified the lead mechanic to inform him that I was unable to find this part
number. After some discussion we both agreed that the Airbus Helicopter Technical
Representative should be called for support.
I immediately called the Tech. Rep. and explained my situation and that this was to be
installed on an AS350B3 with Dual Hydraulics. I was told that I would not find that part
number in the AS350B3 IPC and that I would need the part numbers found on the
Component Cards for the Rotating and Non-rotating Swashplates (sub-assembly part
numbers) and that he would send me a sheet that would give a breakdown of these part
numbers that would provide the Swashplate Assembly part number (Next Higher
Assembly) that was needed. This Swashplate was ordered and properly received into the
base. Before the work for the replacement of this Swashplate began, I voiced concerns
with the Lead Mechanic that although I have performed this maintenance tasking before
for a swashplate replacement on an AS350B3, it had been maybe as long as 6 years since
the last time I had done this and I had not done this task on an AS350B3 with Dual
Hydraulics. This coupled with the fact that this was a brand new base and that this
maintenance was to be performed on the roof of the hospital with temperatures that were
to be in the high 90's were also concerns that I voiced. The lead mechanic agreed that we
would need additional support. He made arrangements to have a mechanic experienced at
this procedure sent from another Repair Station and requested that I was to perform this
as OJT that was to be documented in the OJT book provided to the field mechanics.
Another experienced Mechanic was also sent for additional maintenance support.
Although another mechanic signed off this installation, the three mechanics, myself
included, involved in this installation shared equally the responsibility of this installation. I
provided the RII and at that time I should have reviewed the installation procedure again
with the two mechanics. I believe that each one of us were under the impression (although
now knowing it to be wrong) that because the assembly that came off did not require the
boot that this was still the case with new assembly that went on.
I have reviewed the procedure in the AS350B3 Aircraft Maintenance Manual (AMM) for the
installation of the swashplate onto the Mast Assembly again and it does not distinguish
between the different assembly types with either the required dust boot or a rain guard as
is found on the AS350B3's with dual hydraulics. The procedure does call out for the
installation of the boot and in retrospect I feel now that I should have questioned our
installation at this time. There is also nothing that I could find on the hard cards that
distinguish the installation of the rain guard as opposed to the lip ring used for the
installation of the dust boot. I feel the process for determining the part number for the
Swashplate assembly is convoluted and not in good practice. I should have questioned this
process at the time that I did not find the part number in the IPC.
I believe there were more challenges with this swashplate change and eventually the Main
Gearbox than normal in a field environment. This was a brand new base that was not
completely equipped yet to handle this type of heavy maintenance. The fact the work that
was to be completed on the roof of the hospital where the OAT was 95 to 100 degrees F
each day and that we were on a metal helipad was extremely challenging. The teardown of
the main gear box and Mast Assembly was completed in a small room on the roof of the
hospital just outside the elevator with no air conditioning or circulation of air. We worked
10 to 14 hours each day in order to reach our goals. Word was getting passed on to us
about some of the outside pressures to have the aircraft back in service and that this was
a new base and a new contract that was taken over and that this issues did not exist with
them.
Synopsis
Several Maintenance Technicians reported difficult working conditions that resulted in
maintenance errors including the possible installation of the incorrect part number.
ACN: 1292795 (48 of 50)
Time / Day
Date : 201509
Local Time Of Day : 1201-1800
Place
Locale Reference.Airport : RDU.Airport
State Reference : NC
Altitude.MSL.Single Value : 6000
Environment
Flight Conditions : VMC
Weather Elements / Visibility : Rain
Light : Daylight
Aircraft : 1
Reference : X
ATC / Advisory.TRACON : ROA
Aircraft Operator : Air Taxi
Make Model Name : Light Transport, Low Wing, 2 Turbojet Eng
Crew Size.Number Of Crew : 2
Operating Under FAR Part : Part 135
Flight Plan : IFR
Mission : Ambulance
Flight Phase : Initial Approach
Route In Use : Visual Approach
Route In Use : Vectors
Airspace.Class E : ZDC
Aircraft : 2
Reference : Y
Make Model Name : Small Aircraft, High Wing, 1 Eng, Fixed Gear
Operating Under FAR Part : Part 91
Flight Phase : Cruise
Airspace.Class E : ZDC
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Pilot Flying
Function.Flight Crew : Captain
Qualification.Flight Crew : Multiengine
Qualification.Flight Crew : Flight Instructor
Qualification.Flight Crew : Air Transport Pilot (ATP)
Qualification.Flight Crew : Instrument
Experience.Flight Crew.Total : 9489
Experience.Flight Crew.Last 90 Days : 89
Experience.Flight Crew.Type : 2288
ASRS Report Number.Accession Number : 1292795
Human Factors : Confusion
Human Factors : Distraction
Human Factors : Situational Awareness
Human Factors : Time Pressure
Human Factors : Communication Breakdown
Communication Breakdown.Party1 : Flight Crew
Communication Breakdown.Party2 : ATC
Events
Anomaly.Airspace Violation : All Types
Anomaly.ATC Issue : All Types
Anomaly.Conflict : Airborne Conflict
Detector.Automation : Aircraft RA
Miss Distance.Vertical : 500
When Detected : In-flight
Result.Flight Crew : Took Evasive Action
Assessments
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Procedure
Narrative: 1
We were flying on a Part 135 flight to ROA. There were four passengers onboard. I was the
assigned PIC for the flight and I was flying from the left seat. It was approximately XA:55
and we were in the terminal area of ROA and communicating with Roanoke Approach
control. We were at 6000 feet and were assigned vectors and told to expect the visual
approach to runway 34. Roanoke Approach control advised us of traffic at our one o'clock
position and 500 feet below us. We both attempted to visually locate the traffic. I adjusted
my TCAS range to 5 miles and could see the traffic on the TCAS display but was not able
to visually locate the traffic. We received an audible message to "monitor vertical speed,"
which I did. Shortly thereafter the TCAS issued a Resolution Advisory to "Climb". I
immediately disconnected the autopilot and began to climb. Within seconds we were clear
of the conflict. The First Officer notified ATC that we had just complied with the RA. Shortly
thereafter we observed the airport and were given the visual approach. We landed without
incident. There were no injuries or damage to the aircraft. I called our Chief Pilot to advise
him of the incident.
I don't believe that we could have handled the situation any differently. The TCAS
performed its function and we complied with the "RA". I believe that the Approach Control
facility should have vectored our aircraft further away from the other aircraft instead of
relying on our ability to see the traffic.
Synopsis
An air taxi crew at 6,000 ft was issued a traffic advisory at 5,500 ft by ROA TRACON on
vectors for ROA. The crew did not see the aircraft but responded to a TCAS RA CLIMB with
the traffic 500 ft beneath.
ACN: 1286321 (49 of 50)
Time / Day
Date : 201508
Local Time Of Day : 0601-1200
Place
Locale Reference.Airport : ZZZ.Airport
State Reference : US
Altitude.AGL.Single Value : 500
Environment
Flight Conditions : VMC
Weather Elements / Visibility.Visibility : 10
Light : Daylight
Ceiling.Single Value : 20000
RVR.Single Value : 10000
Aircraft
Reference : X
Aircraft Operator : Air Taxi
Make Model Name : Eurocopter AS 350/355/EC130 - Astar/Twinstar/Ecureuil
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Flight Plan : VFR
Mission : Ambulance
Flight Phase : Cruise
Route In Use : Direct
Airspace.Class G : ZZZ
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Taxi
Function.Flight Crew : Pilot Flying
Function.Flight Crew : Single Pilot
Qualification.Flight Crew : Commercial
Qualification.Flight Crew : Instrument
Experience.Flight Crew.Total : 4300
Experience.Flight Crew.Last 90 Days : 41
Experience.Flight Crew.Type : 300
ASRS Report Number.Accession Number : 1286321
Human Factors : Situational Awareness
Human Factors : Communication Breakdown
Communication Breakdown.Party1 : Flight Crew
Communication Breakdown.Party2 : Flight Crew
Events
Anomaly.Conflict : NMAC
Detector.Person : Flight Crew
Miss Distance.Horizontal : 0
Miss Distance.Vertical : 200
Were Passengers Involved In Event : Y
When Detected : In-flight
Result.Flight Crew : Took Evasive Action
Assessments
Contributing Factors / Situations : Airspace Structure
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Human Factors
Narrative: 1
I am an EMS helicopter pilot. While flying with a patient from a scene call [to the medical
center], I encountered two crop dusting aircraft in close proximity to my aircraft. I was at
500 feet AGL (Med crew requested lowest altitude due to patients severe head injury) a
crop duster aircraft flew 200 feet below me perpendicular to my flight path. I do not
believe the pilot of the other aircraft saw me at all. After this incident I climbed to 1000
feet AGL and [a few minutes later], I had a second crop duster aircraft fly under me, again
perpendicular to my flight path. As with the previous incident, I do not believe this pilot
saw my aircraft either. Because of my increased altitude, there was at least 700 feet of
separation between us and much less of a factor. Our current flight path flies right through
an area of high crop dusting activity. Because they do not have a common frequency,
there is no way to make advisory calls or communicate with the crop dusting aircraft.
Synopsis
AS350B3 helicopter pilot reported two NMACs with crop dusters during flight.
ACN: 1284059 (50 of 50)
Time / Day
Date : 201508
Local Time Of Day : 1801-2400
Place
Locale Reference.Airport : CRW.Airport
State Reference : WV
Altitude.AGL.Single Value : 100
Environment
Flight Conditions : VMC
Light : Night
Aircraft
Reference : X
ATC / Advisory.Tower : CRW
Aircraft Operator : Air Taxi
Make Model Name : Helicopter
Crew Size.Number Of Crew : 1
Operating Under FAR Part : Part 135
Flight Plan : None
Mission : Ambulance
Flight Phase : Taxi
Component
Aircraft Component : Air/Ground Communication
Aircraft Reference : X
Problem : Design
Person
Reference : 1
Location Of Person.Aircraft : X
Location In Aircraft : Flight Deck
Reporter Organization : Air Carrier
Function.Flight Crew : Pilot Flying
Function.Flight Crew : Single Pilot
Qualification.Flight Crew : Flight Instructor
Qualification.Flight Crew : Commercial
Qualification.Flight Crew : Instrument
ASRS Report Number.Accession Number : 1284059
Human Factors : Situational Awareness
Human Factors : Confusion
Human Factors : Workload
Human Factors : Communication Breakdown
Communication Breakdown.Party1 : Flight Crew
Communication Breakdown.Party2 : ATC
Events
Anomaly.ATC Issue : All Types
Anomaly.Deviation - Procedural : Published Material / Policy
Detector.Person : Flight Crew
Detector.Person : Air Traffic Control
When Detected : In-flight
Result.Flight Crew : Became Reoriented
Result.Air Traffic Control : Issued Advisory / Alert
Assessments
Contributing Factors / Situations : Aircraft
Contributing Factors / Situations : Airport
Contributing Factors / Situations : Human Factors
Contributing Factors / Situations : Procedure
Primary Problem : Aircraft
Narrative: 1
I was parked at hospital helipad and attempted to contact Charleston tower on 125.7 to
get a Class C departure clearance to reposition for fuel. I tried 2 times with no answer
over the radio. This has happened many times over the years flying into all of the
Charleston area hospital helipads. After no contact was made I made sure all radios were
tuned correctly and volumes were appropriate, which they were. I then lifted off the
helipad and at 100 feet above the helipad I could hear the Tower talking to another
aircraft. Once that communication was complete, I immediately called the Tower and
asked to depart the helipad to land at a nearby airport FBO for fuel. I was then asked if I
had departed I said yes because I was flying above the helipad. Departing, which I later
learned from one person in the tower is as they defined, being greater than 200 feet
above the helipad elevation, which I was not when two way radio communication was
established. So I guess I should have said I lifted and not have said I had departed. After I
was given my clearance and actually did depart, I was asked to call a number to speak
with the Tower. I was flying the aircraft and asked the tower to standby until I landed to
give me the number. Once I called the number I was immediately talked to in an
aggressive and unprofessional manner! I introduced myself but the same was not done
until I had to ask who I was taking to, I was told the initials of the two who were on duty
but that's beside the point. The point is from time to time tower cannot be heard from
these hospital helipads. I do not take additional risk or disregard ATC instructions. I guess
the Tower could hear me on the helipad and told me to standby because of other
helicopter traffic but like I stated earlier I could not hear the Tower. Hopefully something
can be done to improve the communications at these hospital helipads.
Synopsis
A helicopter pilot preparing to depart a Charleston area hospital helipad attempted
clearance into CRW Class C, but could not hear ATC and so hovered at 100 feet until
cleared. ATC was upset that he took off, but communications from area hospital helipads is
poor.