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E.Y. Andrei Electronic properties of Graphene and 2 - D materials Eva Y. Andrei Rutgers University 2D materials background Carbon allotropes Graphene Structure and Band structure Electronic properties Electrons in a magnetic field Onsager relation Landau levels Quantum Hall effect Engineering electronic properties Kondo effect Atomic collapse and artificial atom Twisted graphene Aug 27-29, 2018

Electronic properties of Graphene and 2-D materials

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Page 1: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Electronic properties of Graphene and 2-D materials

Eva Y. Andrei

Rutgers University

2D materials – background

Carbon allotropes

Graphene Structure and Band structure

Electronic properties

Electrons in a magnetic field

Onsager relation

Landau levels

Quantum Hall effect

Engineering electronic properties

Kondo effect

Atomic collapse and artificial atom

Twisted graphene

Aug 27-29, 2018

Page 2: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Graphene: a theorists invention

2016

Page 3: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

No long range order in 2-Dimensions

…continuous symmetries cannot be spontaneously broken at finite temperature

in systems with sufficiently short-range interactions in dimensions D ≤ 2.

David Mermin Herbert Wagner

… No Magnets

….No superfluids

…No superconductors

... No 2D crystals

No long range order in 2D

.. long-range fluctuations

can be created with little energy cost and

since they increase the entropy they are favored.

Page 4: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

First 2D materials

Andre Geim Konstantin Novoselov

Graphene, hBN, MoS2,

NbSe2, Bi2Sr2CaCu2Ox,

Page 5: Electronic properties of Graphene and 2-D materials

ANY LAYERED MATERIAL

SLICE DOWN TO

ONE ATOMIC PLANE?

Can We Cheat Nature?

A. Geim

Page 6: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

300nm oxide

White light300nm oxide560nm green light

200nm oxide

White light

Making graphene

Micromechanical cleavage by “drawing”

Novoselev et al (2005)

SiO2300 nm

Si

P. Blake et.al, 2007

D. S. L. Abergel 2007

S. Roddaro et. al Nano Letters 2007

Andre GeimK. Novoselov

Page 7: Electronic properties of Graphene and 2-D materials

Properties: Mechanical

S. Bunch et al,Nano Letters‘08

• Young’s modulus ~ 2 TPa

0.5 µm

T. Booth et al,Nano Letters‘08

Young’s modulus E ~ 2TPa

Stiffest materal

Unsupported graphene

with Cu particles

~5m ~1nm

1011 nano-particles

graphene

Page 8: Electronic properties of Graphene and 2-D materials

Properties: Optical

Transmittance at Dirac point:

T=1-ap =97.2%

P. Blake et al, Nano Letters, ‘08

,

R.R. Nair et al, Science (2008).

Page 9: Electronic properties of Graphene and 2-D materials

Properties: Chemical

F Schedin et al,Nature Materials ‘07

Single molecule detection

NO2, NH3, CO

Page 10: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

2D Building Blocks

10

E.g.: Graphene, hBN,

Silicene, Germanene,

Stanene.

Graphene family Transition Metal Dichalcogenides

(TMDCs)

E.g.: MoS2 ,WSe2 , NbS2, TaS2

Phosphorene family

E.g.: Phosphorene, SnS, GeS, SnSe, GeSe

Group 13 Monochalcogenides

E.g.: GaS, InSe

Group 2 Monochalcogenides

E.g.: BaS, CaS, MgS

• About 40 2D

materials are

currently known.

• About half of them

have been isolated.

• Others shown to be

stable using

simulations.

Page 11: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Van der Waals heterostructures

Nature 499, 419 (2013)

Page 12: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Stacking 2D Layers

Page 13: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

The most important element in nature

Page 14: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Carbon chemical bonds

2S + 2px + 2py + 2pz hybridize

4 sp3 orbitals: tetrahedron

Diamond

sp3

Carbon: Z=6

4 valence electrons 2s22p2

Page 15: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Carbon chemical bondsCarbon: Z=6

4 valence electrons 2s22p2

2S + 2px + 2py hybridize

3 planar s orbitals: tetragon

1 Out of plane 2pz [“p” orbital]

sp2

p electrons allow

conduction

s bonds: 2D and

exceptional rigidity

Page 16: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Carbon chemical bondsCarbon: Z=6

4 valence electrons 2s22p2

2S + 2px + 2py hybridize

3 planar s orbitals: tetragon

1 Out of plane 2pz [“p” orbital]

sp2

Graphite

Page 17: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Diamond

Carbon allotropessp2sp3

Graphite

p

s

Diamond is Metastable in ambient conditions!! break

Page 18: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

3D

Graphite ~16 century

Carbon Allotropes sp2

2D

GrapheneSingle -layer 2005

“1D”

Carbon nanotube

Multi-wall1991

Single wall 1993

“0D”

Buckyball

1985

2010

1996

Page 19: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Graphene

2D materials – background

Carbon allotropes

Graphene Structure and Band structure Electronic properties

Electrons in a magnetic field

Onsager relation

Landau levels

Quantum Hall effect

Engineering electronic properties

Kondo effect

Atomic collapse and artificial atom

Twisted graphene

Page 20: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Tight binding model

Eigenstates of the isolated atom:

aaa EHat =

• Overlaps between orbitals a corrections to system Hamiltonian.

• Tight binding a small overlaps a small corrections DU

rUR-rHrHR

at ()()( D=

kkk EH =

Periodic potential

Atomic orbitals

Page 21: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Lattice vector

1. Normalization

2. Eigenstate of the Hamiltonian

3. Algebra aFind Solutions in terms of:

Tight binding model

Build Bloch waves out of atomic orbitals (Bravais lattice!)

kkk EH =

Solutions have to satisfy:

)()( j

R

Rrrj

=

aa jRik

k e

1=kk

• Nearest neighbor transfer (hopping) integral

• Nearest neighbour overlap integral

ijji tH =

ijji s=

Page 22: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Wallace, 1947

Band Structure

Bravais lattice

Parabolic dispersion

How is graphene different?

Simple metal

honeycomb lattice Not Bravais

strong diffraction by lattice

z unconventional dispersion

*m

pE

2

2

=

E

px

Page 23: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Graphene honeycomb lattice1. 2D2. Honeycomb structure (non-Bravais)3. 2 identical atoms/cell

A

B

2 interpenetrating Bravais (triangular) lattices

Page 24: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

BB

N

R

Rki

B RreN

rkB

B

= .1,

Honeycomb lattice – two sets of Bloch functions1. 2D2. Honeycomb structure (non-Bravais)3. 2 identical atoms/cell

A

B

AA

N

R

Rki

A RreN

rkA

A

= .1,

sum over all type

B atomic sites

in N unit cells

atomic

wavefunction

= 0,

3

4

aK

p

Page 25: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

1. 2D2. Honeycomb structure (non-Bravais)3. 2 identical atoms/cell

A

B

==

BBAAk

ccr )(

2 interpenetrating Bravais (triangular) lattices

New degree of freedom –like spin up and spin down -

but instead sublattice A or B a pseudo-spin

)0,1(3

4

aK

p=

Honeycomb lattice – two sets of Bloch functions

Page 26: Electronic properties of Graphene and 2-D materials

Tight binding model of monolayer graphene : Energy solutions

=

=

1

1;

** ksf

ksfS

ktf

ktfH

B

B

0det = ESH

Secular equation gives the eigenvalues:

0

0det

222

0

0

*

0

=

=

kfEstE

EkfEst

kfEstE

kfs

kftE

1

0 =

2

32/3/3

1

.cos2

akaikaikkixyy

j

j eeekf

=

==

BA

BA

BBBAAA

atomsidentical

Ht

HH

==

=

0:

;

Note:

If atoms on the two sublattices are different:

=

B

A

ktf

ktfH

*

Solutions more complicated

Edward McCann arXiv:1205.4849

Page 27: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Graphene tight binding band structure

129.0,033.3,00 === seVt

kfs

kftE

1

0 =

2

32/3/cos2

akaikaikxyy eekf

=

Typical parameter values :

Bonding

Anti-

bonding

Page 28: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

==

BBAAk

ccr )(

New degree of Freedom

Pseudospin

Band Structure

KK’

Dirac cones

G

Dirac point

E

kx

ky

6 Dirac points, but only 2 independent

points K and K’, others can be derived with

translation by reciprocal lattice vectors.

Low energy excitations

The Dirac points are protected by 3

discrete symmetries: T, I, C3

Page 29: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Low energy band structure

KK’

Dirac cones

Fermi energy EF

Fermi “surface” =2 points

Conduction band a electrons

Valence band a holes

Page 30: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

1;0,3

4', =

=

p

aKK

2

32/3/cos2

akaikaikxyy eekf

=

2/

2

3

paOipp

akf yx =

p

ak

= 0,

3

4p

Consider two non-equivalent K points:

and small momentum near them:

Linear expansion in small momentum:

p

Low energy band structure

1 Linear expansion near the K point

=

0

0

0

0*

yx

yx

F ipp

ippv

ktf

ktfH

smat

vF /102

3 6=

yip

xip yx

;

Page 31: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

2. Dirac-like equation with Pseudospin

=

B

A

=

=

=

10

01;

0

0;

01

10; zyx

i

isss

pvppvipp

ippvH FyyxxF

yx

yx

F

.

0

0sss ==

=

For one K point (e.g. =+1) we have a 2 component wave function,

with the following effective Hamiltonian (Dirac Weyl Hamiltonian):

Bloch function amplitudes on

the AB sites (‘pseudospin’)

mimic spin components of

a relativistic Dirac fermion.

Low energy band structure

Pauli Matrices

Operate on sublattice degree of freedom

Page 32: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

=

'

'

BK

AK

BK

AK

=

000

000

000

000

yx

yx

yx

yx

F

ipp

ipp

ipp

ipp

vH

To take into account both K points (=+1 and =-1) we can use a 4

component wave function,

with the following effective Hamiltonian:

Note: real spin not included.

Including spin gives 8x8 Hamiltonian

H(K)

H(K’)

pvH FK

.s= pvH FK

.*

' s=

2. Dirac-like equation with Pseudospin

Low energy band structure

HK and HK’ are related by time reversal symmetry

Page 33: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Hamiltonian near K point:

3. Massless Dirac Fermions

Massless Dirac fermions

yyxxF

yx

yx

F iivi

ivH =

= ss

0

0

==

i

i

Fse

epsvE1

rk

2

1

Py

Px

EDirac Cone

indexbands

anglepolarpp xy

=

= )/arctan( Pseudospin vector• Is parallel to the wave vector k in upper band

• Antiparallel to k in lower band (s=-1)

But 300 times slower

Massless particle : m=0 cpE =..Photons, neutrinos..

smvF /106

Page 34: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

under pseudospin conservation,

backscattering within one valley

is suppressed

angular scattering probability:

= 0

2/cos0 22

==

4. Absence of backscattering within a Dirac cone

No backscattering within Dirac cone

=

i

i

see

1rk

2

1

Page 35: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

npvpvKH FF

== ss)(

Helical electronspseudospin direction

is linked to an axis

determined by

electronic momentum.

for conduction band

electrons,

valence band (‘holes’)

1=n

s

1=n

s

Hamiltonian at K point:

5. Helicity

Helicity (Chirality)

nh

= sHelicity operator:

hpvKH Fˆ)( =

Helicity is conserved

Page 36: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

pvE F=

xpyp

Helical electronspseudospin direction

is linked to an axis

determined by

electronic momentum.

for conduction band

electrons,

valence band (‘holes’)

1=n

s

1=n

s

p

p

Note: Helicity is reversed in the K’ cone

5. Helicity

Helicity (Chirality)

Helicity conserved a No backscattering between cones

Page 37: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Kkp

=

K’K

conserved Helicity hp

.s

X

X

No Backscattering

No backscattering

High carrier mobility

A

B

No backscattering between cones

No backscattering within cones

Dirac Weyl Hamiltonian

=

0.

.0* p

pvH F

s

s

Page 38: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Pristine graphene

Katsnelson, Novoselov, Geim (2006)

Klein Tunneling

Pseudospin + chirality a Klein tunneling

a no backscattering

a large mobility

Katsnelson, Novoselov, Geim (2006)

No electrostatic confinement

• No quantum dots

• No switching

• No guiding

Page 39: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Klein tunneling

Klein “paradox”

Transmission of relativistic particles

unimpeded even by highest barriers

Physical picture: particle/hole conversion

Katsnelson et al Nature physics (2006)

Angular dependence

of transmission

Carrier density outside the barrier is 0.5 x 1012 cm-2 .

Inside the barrier, hole concentrationn is 1 x 1012 and 3 x

1012 cm-2 for the red and blue curves.

Page 40: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

The Berry phase

Page 41: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Berry phase

Examples

– Curved space

– Mobius strip

– Twisted optical fiber

– Bohm Aharonov phase

– Dirac belt

Berry Phase Tutorial:

https://www.physics.rutgers.edu/grad/682/textbook/ch-3.pdf

Page 42: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Berry phase

=

i

i

ee

1)( rk

2

1

1,02,02 pp

=

p

p

2

)2cos(

2

11i

ikr

ee

p

=

= d

ddphaseBerry Im Homework:

Prove this relationship

Page 43: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Graphene Relatives Many natural materials have Dirac cones in their bandstructure (e.g.

highTc compnds). But the Fermi surface of these materials contains

many states that are not on a Dirac cone. As a result the electronic

properties are controlled by the normal electrons and the Dirac electrons

are invisible.

Graphene is the ONLY naturally occurring material where the Fermi

surface consists of Dirac points alone. As a result all its electronic

properties are controlled by the Dirac electrons.

Page 44: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Graphene – bandstructureGraphene – offshoots

Graphene (2005)

Silicene (2010)

Germanine (2014)

Stanene (2013)

Phosphorene (2014)

Borophene B36 (2014)

1. 2D2. Honeycomb structure 3. 2 identical atoms/cell

Ingredients

Page 45: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Ingredients:1. 2D2. Honeycomb structure 3. Identical populations

Artificial Graphene

nma 2~

sma

tv

meVam

t

F /1032

3

120*

5

2

2

=

A

B

Cold atom “graphene” 87Rb

Also:

Page 46: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Graphene bandstructure

1. 2D2. Honeycomb structure 3. 2 identical atoms/cell4. t1=t2=t3= t Relax the condition: t1=t2=t3

Strain Impose external potential Hybridization

Electrostatic potential Defects

Can one control/manipulate the

bandstructure?

A

B

Page 47: Electronic properties of Graphene and 2-D materials

E.Y. Andrei

Density of states

Summary

1. 2D2. Honeycomb structure (non-Bravais)3. 2 identical atoms/cell

indexbands

seepsvE

i

i

F

1

1; rk

2

1

=

==

pvH F

.s=

Pseudospin ; Helicity

Chiral quasiparticles

No backscattering

Berry phase p

E

v

LEg

F

2

2

2)(p

=

Kkp

=

K’K X