Effective Leadership and Management 1

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    EffectiveLeadership and

    ManagementGroup 7 BSN-4 NA and ND

    November 16, 2011

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    Healthcare

    Organization

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    Organizational Theory Max Weber, a German social scientist, is known as the father

    of organizational theory. He developed the most comprehensive classic formulation on

    the characteristics of bureaucracy.

    Characteristics of bureaucracies (as identified by Weber):

    A clear division of labor

    A well-defined hierarchy of authority in which superiors areseparated from subordinates

    Impersonal rules and impersonality of interpersonal relationships. A system of procedures for dealing with work situations must

    exist.

    A system of rules covering the rights and duties of each positionmust be in place.

    Selection for employment and promotion based on technical

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    Organizational Culture

    A system of symbols and interactions unique toeach organization.

    It is the ways of thinking, behaving, and

    believing that members of a unit have incommon.

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    Shared Governance

    An organizations governance that is shared

    among board members, nurses, physicians, andmanagement.

    Thus, decision- making and communicationchannels are altered.

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    Components of Organizational Structure

    Relationships and chain of command The organization chart defines formal relationships

    within the institution.

    Formal relationships, lines of communication andauthority are depicted on a chart by unbroken (solid)lines.

    Unity of command is indicated by the vertical solidline position on the organization chart.

    One person/one boss: employees have one managerto whom they report and to whom they areresponsible.

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    Components of Organizational Structure

    Span of Control The number of people directly reporting to any one

    manager represents that managers span of

    control and determines the number of interaction

    expected of him or her.

    The number of people directly reporting to any onesupervisor must be the number that maximizesproductivity and worker satisfaction.

    Too many people reporting to a single managerdelays decision making, whereas too few results inan inefficient, top-heavy organization.

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    Components of Organizational Structure

    Managerial Levels

    Top-level managers look at the organization as a whole,coordinating internal and external influences and generallymake decisions with few guidelines or structures.

    Middle-level manager coordinate the effort of lower levels ofthe hierarchy and are the conduit between lower and top-level managers. Middle-level managers carry out day to dayoperations but are still involved in some long-term planningand in establishing unit policies.

    First- level managers are concerned with their specific unitswork flow. They deal with immediate problems in the units

    daily operations with organizational needs, and withpersonal needs of employees.

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    Components of Organizational Structure

    Centrality Centrality refers to the location of a position on an

    organization chart where frequent and various types ofcommunication occur.

    Centrality is determined by organizational distance.Employees with relatively small organizational distancecan receive more information than those who are moreperipherally located.

    Middle manager often has a broader view of theorganization than other levels of management. A middlemanager has a large degree of centrality because thismanager receives information upward, downward andhorizontally.

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    Advantages of the Organization Chart

    Maps lines of decision-making authority

    Helps people understand their assignments and those of

    their coworkers

    Reveals to managers and new personnel how they fit into

    the organization

    Contributes to sound organizational structure

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    Limitations of Organizational Chart

    Shows only formal relationships

    Does not indicate degree of authority

    May show things as they are supposed to be or

    used to be rather than as they are

    Possibility exists of confusing authority with

    status

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    Although it defines authority, it does not define

    responsibility and accountability.

    Authorityis defined as the official power to act/person to

    which responsibility is given.

    Responsibilityis a duty, an assignment or an obligation.

    Accountabilitymeans that individuals agree to be morally

    responsible for the consequences of their actions/liability or

    answerability.

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    Types of Organizational Structure

    Line Structure

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    Types of Organizational Structure

    Ad Hoc Design The ad hoc design is a means of overcoming the inflexibility of line

    structure and serves as a way for professionals to handle the

    increasingly large amounts of available information.

    Ad hoc structures use a project team or task approach and are

    usually disbanded after a project is completed.

    Disadvantage: decreased strengths in the formal chain of

    command and decreased employee loyalty to the parent

    organization.

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    Matrix Structure

    Types of Organizational Structure

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    Service Line Organization

    Service lines, sometimes called care-centered

    organizations are smaller in scale than a larger

    bureaucratic system.

    For example, in this organizational design the overall

    goals would be determined by the larger organization,

    but the service line would decide on the processes to

    be used to achieve the goals.

    Types of Organizational Structure

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    Flat Design

    Chief Nursing Officer

    Nurse Manager Nurse Manager Nurse Manager

    Staff Staff Staff

    Types of Organizational Structure

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    Modes of Organizing Patient Care

    Total Patient Care Nursing or Case MethodNursing

    Nurses assume total responsibility for meeting all

    needs of assigned patients during their time onduty

    Advantage: intensity of focus on the patientthroughout that shift.

    Disadvantages: lack of communication and lack ofcontinuity over time.

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    Modes of Organizing Patient Care

    Functional Method

    Functional nursing is done through work assignment by

    functions or tasks, such as passing medicine, doing dressing

    changes, giving baths, or taking vital signs.

    Advantage: no role confusion; method is efficient and cheap;

    tasks are completed quickly.

    Disadvantage: client could not identify who their caretaker

    was, because there were so many caretakers; fragmented

    care.

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    Modes of Organizing Patient Care

    Team Nursing

    Team nursing - a team of RNs, licensed practical

    nurses (LPNs), and aides under the supervision of one

    nurse, called the team leader

    RN assigns work on team members expertise.

    Youre accountable for delegating things to people who

    are trained to do them.

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    Primary Nursing

    Primary nursing is an approach in which a nurse

    has responsibility and accountability for thecontinuous guidance of specific clients from

    hospital admission through discharge

    Hallmark to this is that you have

    autonomy/accountability 24 hours a day.

    Modes of Organizing Patient Care

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    Modes of Organizing Patient Care

    Case Management

    Case management in acute care hospital nursing

    has been defined as a system of client care

    delivery that focuses on the achievement of client

    outcomes within effective and appropriate time

    frames and resources.

    Focus is on individual patients, not populations of

    patients

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    Factors to consider when organizing committees and making appointments

    composed of people who want to contribute in terms of

    commitment, energy, and time

    variety of work experience and educational backgrounds

    should have enough members to accomplish assigned tasks

    task and responsibilities should be clearly outlined

    assignments should be given ahead of time

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    Delivery of

    Nursing Care

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    Staffing

    Recruitment is the process of actively seeking out or attractingapplicants for existing positions.

    Selection is the process of choosing from among applicants the best-

    qualified individual or individuals for a particular job or position.

    Placement is the process when the astute leader is able to assign a

    new employee to a position within his or her sphere of authority where

    the employee will have a reasonable chance for success.

    Indoctrination refers to planned, guided adjustment of an employee to

    the organization and the work environment through induction and

    orientation.

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    Factors AffectingStaffing-External

    Nature of Competition for Human

    Resources

    Legal factors

    Socio-culture Factors

    External influences

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    Factors AffectingStaffing-Internal

    Size of Organization

    Organizational Image

    Technology Used

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    Staffing Computation

    Step 1: Determine the type of hospital (primary,secondary, or tertiary).

    Step 2: Categorize patients according to levels ofcare.

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    Staffing Computation

    Step 3: Find the total number of NCH needed by

    patients at each level of care.

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    Staffing Computation

    Step 4: Find the total NCH per year(x 365 days)

    Step 5:Find the actual working hours rendered by

    each Nursing Personnel per year.

    40 h/week- 1,728 work hours/year

    (locality of > 1 million populations)

    48 h/week- 2, 144 work hours/year

    (locality of < 1 million populations)

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    Staffing Computation

    Step 6: Find the total number of nursingpersonnel needed.

    a. (NCH/year) Actual working hours/year

    b. # of relievers needed (nursing personnel needed *

    0.095)

    c. Total nursing personnel needed: (sum of A & B)

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    Staffing Computation

    Step 7: Categorize into professional and non-professional.

    Primary 55:45

    Secondary 60:40

    Tertiary 65:35

    Step 8: Distribute by shifts.

    AM 45%

    PM 37%

    Night 18%

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    Evaluation of Staff

    Performance

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    Using the Performance Appraisal to Motivate Employees

    Performance appraisal implies an appraisal of how well employees

    perform the duties of their job as delineated by the job description.

    Factors influencing effective performance appraisal

    Appraisal should be based on a standard.

    Employee should have input into development of the standard.

    Employee must know the standard in advance.

    Employee must know the sources of data gathered for the

    appraisal. Appraiser should be someone who has observed employees

    work.

    Appraiser should be someone who the employee trusts andrespects.

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    Strategies to Ensure Accuracy and Fairness inthe Performance Appraisal

    Develop self-awareness regarding own biases and prejudices.

    Use appropriate consultation.

    Gather data adequately over a period of time.

    Keep accurate anecdotal records for the length of appraisal period.

    Collect positive data and areas where improvement is needed.

    Include employees own appraisal of his or her performance.

    Guard against the halo effect, horns effect, central tendency trap

    and Matthew effect.

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    Strategies to Ensure Accuracy and Fairness in thePerformance Appraisal

    The halo effect occurs when the appraiser lets one or twopositive aspects of the assessment or behavior of the employeeunduly influence all other aspects of the employees

    performance.

    The horns effect occurs when the appraiser allows somenegative aspects of the employees performance to influence theassessment to such an extent that other levels of jobperformance are not accurately recorded.

    The manager who falls into the central tendency trap is

    hesitant to risk true assessment and therefore rates allemployees as average.

    The Matthew effectis said to occur when employees receivethe same appraisal results, year in and year out.

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    Performance Appraisal Tools

    Trait Rating Scales

    Rates an individual against some standard

    Job Dimension Scales

    Rates the performance on job requirements

    Behaviorally Anchored Rating Scales (BARS)

    Rates desired job expectations on a scale of

    importance to the position Checklists

    Rates the performance against a set list of desirablejob behaviors

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    Performance Appraisal Tools

    Essays

    A narrative appraisal of job performance

    Self-Appraisals

    An appraisal of performance by the employee

    Management by Objectives

    Employee and management agree upon goals ofperformance to be reached

    Peer Review

    Assessment of work performance carried out by peers

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    Overcoming Appraisal Interview Difficulties

    Be calm, courteousand

    prepared.

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    Performance Management

    Experts believe that annual performance

    appraisals should be replaced by ongoing

    performance management.

    In performance management, appraisals are

    eliminated and the manager places his or her

    efforts into ongoing coaching, mutual goal setting

    and the leadership training of subordinates.

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    Coaching

    Coaching is a mechanism for informal performance appraisal that promotes improvedwork performance and team building.

    To become an effective coach, one must be:

    Be specific, not general.

    Be descriptive, not evaluative.

    Be certain that the feedback is not self-serving but meets the needs of the employee.

    Direct the feedback toward behavior that can be changed.

    Use sensitivity in timing the feedback.

    Make sure that the employee has clearly understood the feedback and that the

    employees communication also has been clearly heard.

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    Thank You for

    Listening.