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Vol. 3, 1547-1555, September 1997 Clinical Cancer Research 1547
Effect of Recombinant a-Interferon on Pharmacokinetics,
Biodistribution, Toxicity, and Efficacy of ‘311-Labeled
Monoclonal Antibody CC49 in Breast Cancer:
A Phase II Trial’
Daniel J. Macey, Edward J. Grant, Leela Kasi,
Michael G. Rosenblum, Hua-Zhong Zhang,
Ruth L. Katz, Paula T. Rieger, Donna LeBherz,
Michael South, John W. Greiner, Jeffrey Schiom,
Donald A. Podoloff, and James L. Murray2
National Cancer Institute, Bethesda, Maryland 20815 [J. W. G., J. S.],and the University of Texas M. D. Anderson Cancer Center, Houston,Texas 77030 [D. J. M., E. J. G., L. K., M. G. R., H-Z. Z., R. L. K.,P. T. R., D. L., M. S., D. A. P., J. L. M.]
ABSTRACT
Preclinical studies have demonstrated that recombinantIFN-ot (rIFN.a) can enhance the tumor associated glycopro-
tein 72 (TAG-72) on tumors. To determine whether rIFN-a
could enhance TAG-72 expression in vivo in patients, 15
women with breast cancer were randomized to receive dailyinjections of rIFN-a (3 x 106 units/m2 for 14 days) begin-
ning on day 1 (group 1 7 patients) or on day 6 (group 28 patients). On day 3, all patients received a 10-20-mCi
tracer dose of ‘311-CC49, a high-affinity murine monoclonalantibody reactive against TAG-72, followed by a therapy
dose of 60-75 mCi/m2 of ‘311-CC49 on day 6. Whole body
and single-photon emission computed tomography scansalong with whole blood pharmacokinetics were performed
following tracer and treatment phases. Hematological toxic-ity was considerable; reversible grade 3-4 neutropenia andthrombocytopenia was observed in 12 of 15 patients. Twelve
of 14 patients tested developed human antimouse antibodies3-6 weeks after treatment. For group 1 patients, whole
blood residence time increased significantly between thatpredicted from the tracer doses and therapy doses (42.6 ±
4.7 versus 51.5 ± 4.8 h, respectively; P < 0.01). The calcu-lated radiation absorbed dose to red marrow from therapycompared to tracer activity was also significantly higher forthis group (1.25 ± 0.35 versus 1.07 ± 0.26 cGy/mCi; P <
0.05). Treatment with rIFN-ot was found to enhance TAG-72
expression in tumors from patients receiving rIFN-a (group
1) by 46 ± 19% (P < 0.05) compared to only 1.3 ± 0.95%
in patients not initially receiving IFN (group 2). The uptakeof CC49 in tumors was also significantly increased in rIFN-
a-treated patients. One partial and two minor tumor re-sponses were seen. In summary, rIFN-a treatment alteredthe pharmacokinetics and tumor uptake of ‘311-CC49 in
patients at the expense of increased toxicity.
INTRODUCTION
Radioimmunotherapy of solid tumors with MoAbs3 has
met with limited success due to poor tumor targeting of antibody
(tumor uptakes of 0.001-0.01 %ID/gram; Ref. 1). Hence, meth-
ods to improve tumor uptake of MoAbs and diminish normal
organ toxicity are of paramount importance.
Most solid tumors are heterogeneous with respect to sur-
face antigen expression; in fact, some tumors may express little
or no antigen, thereby preventing MoAbs or immunoconjugates
from binding to a sufficient number of cells to elicit a therapeu-
tic response. Putative methods to overcome antigenic heteroge-
neity might be the use of antibody “cocktails” (2, 3) or methods
to enhance surface antigen expression (4). IFN-a and IFN--y
have been shown to enhance expression of several tumor-spe-
cific antigens both in vitro (5-8) and when administered to mice
bearing human tumors xenografts (9-1 1). Among several breast
cancer-associated antigens, TAG-72, a high molecular weight
glycoprotein, has been shown to be significantly increased on
tumor cells in vitro following exposure to rIFN (12-14). Recent
studies have shown improved tumor targeting, as well as effi-
cacy, of radiolabeled CC49 (a second-generation, high-affinity
murine MoAb against TAG-72) when given in combination
with IFN-�1i in mice bearing TAG-72-positive tumors (15).
On the basis of the above, the main objectives of this study
were to determine the following: (a) whether rIFN-a could
enhance TAG-72 expression and uptake of ‘31I-labeled CC49
(‘31I-CC49) in breast cancer patients; (b) the toxicity of 1311..
CC49 plus rIFN-a; (c) whether rIFN-a could modify the bio-
distribution and pharmacokinetics of CC49; and (6) the response
rate to the combination.
Received 2/3/97; revised 5/19/97; accepted 5/28/97.
The costs of publication of this article were defrayed in part by the
payment of page charges. This article must therefore be hereby markedadvertisement in accordance with 18 U.S.C. Section 1734 solely to
indicate this fact.
I Supported by United States Public Health Service Contract CM97610
from the National Cancer Institute2 To whom requests for reprints should be addressed, at the Universityof Texas M. D. Anderson Cancer Center, Box 002, 15 15 Holcombe
Boulevard, Houston, Texas 77030.
3 The abbreviations used are: MoAb, monoclonal antibody; TAG, tu-mor-associated glycoprotein; rIFN-a, recombinant IFN alpha; WBTV2;
whole body half-life; BT#{189},blood half-life; WBRT, whole body resi-dence time; BRT, blood residence time; SPECT, single-photon emission
computed tomography; %IA, percentage of injected activity; %ID,percentage of injected dose; ROI, region of interest; HAMA, humanantimouse antibody; MA, mean absorbance; CEA, carcinoembryonic
antigen.
Research. on March 28, 2021. © 1997 American Association for Cancerclincancerres.aacrjournals.org Downloaded from
RANDOMIZE
NO IFN-a
131I-CC49 PUNCH BIOPSY
�2 3 4 5
t t1311-CC49 PUNCH BIOPSY
DELAYED IFN-a : GROUP 2(begin IFN-a) If -�
6 7 8 9 10 11 12 13 14
(etc., off IFN-a Day 20)
Fig. I Schedule of ‘ #{176}1-CC49and rIFN-a administration. Patients began daily rIFN-a injection either on day 1 (group I) or day 6, correspondingwith the therapy dose of ‘311-CC49 (group 2). All patients received 14 days of rIFN-a treatment.
1548 Phase II Trial of CC49 and IFN
Diagnostic Phase (outpatient) Treatment Phase (inpatient)
2�1!.BEGIN IFN-a (3 x 106 units/rn2) -
A GROUP 1 1311-CC497 6 7 8 9 10 11 12 13 141 2 3 4 5
t t
PATIENTS AND METHODS
Patient Eligibility. To be eligible for the study, all pa-
tients had to have a Karnofsky performance status of greater
than 70% and life expectancy of �3 months. Normal hepatic
(bilirubin �2 mg/dl), renal (creatinine �2 mg/dl), and hemato-
logical (absolute granulocytes �2000/mm3; platelets � 100,000/
mm3) function was required for entry into the study. To deter-
mine whether rIFN-a was capable of modulating TAG-72
expression in vivo, all patients were required to have one or
more tumors accessible for punch or excisional biopsy (i.e. , skin
or lymph nodes). This protocol was approved by the National
Cancer Institute and the Surveillance Committee at the Univer-
sity of Texas M. D. Anderson Cancer Center. All patients gave
written informed consent to participate in the study.
Radiolabeled Antibody Preparation. CC49 was pro-
duced using conventional hybridoma techniques and purified
under good manufacturing practice conditions by Dow Chemi-
cal Company (Cincinnati, OH). The MoAb was provided by the
Cancer Treatment Evaluation Program, National Cancer Insti-
tute, in sterile vials containing PBS at a total mass of 15.9
mg/vial ( 10.6 mg/ml). CC49 was radiolabeled with 60-75
mCi/m2 of high specific activity ‘�‘I (500-700 mCi/ml; Du-
pont-NEN, Boston, MA) at a specific activity of 60 p.g of
protein per mCi of 1311 to be used via the Iodogen technique and
purified as described previously ( 16). Purified, radiolabeled
CC49 was collected through a 0.2-p.m sterile filter. Labeling
yield was estimated, and aliquots were taken for quality control
tests. Unlabeled MoAb then was added to the preparation so that
the total mass of protein was 15 mg, and the volume was made
up to 50 ml with 0.05 M phosphate buffer (pH 7.4) containing
1 % human serum albumin for injection.
The labeling yield was 80 ± 5% after purification. The
radiochemical purity and protein-bound iodine were consis-
tently greater than 95%. The immunoreactivity of the labeled
MoAb, as determined by the percentage of radiolabeled CC49
that bound to antigen-coated beads, was greater than 75%
(Rhochek, Rhomed Inc., Albuquerque, NM). The injected ra-
diopharmaceutical was always sterile and free of pyrogens as
assayed using Bactec Sterility Kits (Johnson Laboratories, a
subsidiary of Becton Dickinson, Baltimore, MD) and the
Limulus assay (Whitaker Bioproducts, Walkersville, MD),
respectively.
IFN-ot. Roferon-A (Hoffman-La Roche) was supplied
for this trial by the National Cancer Institute as sterile lyophi-
lized powder for parenteral administration in two concentra-
tions, 3 X 106 and 18 x 106 units. Prior to use, the contents of
each vial were reconstituted with 1 ml of sterile water for
injection. After reconstitution, each via] contained 3 X 106 or
18 X 106 units of rIFN-a along with 9 mg of sodium chloride
and 5 mg of human albumin.
Study Design. Patients were randomized into two groups
using the balanced block method (i.e., patients balanced every
four subjects for a two-armed study), based on the sequence of
rIFN-a administration (Fig. 1 ). For group 1 (7 patients), rIFN-a
was administered s.c. at a dose of 3 X 106 units/m2/day for a
total of 14 days beginning on day 1. Group 2 patients (n = 8)
received the same schedule of injections beginning on day 6. On
day 3, all patients received a tracer amount (10-20 mCi) of
‘31I-CC49 along with 15 mg of unlabeled MoAb iv. over 1 h.
Vital signs (blood pressure, pulse, and respiration) were moni-
tored during and up to 1 h after the infusion. Two days prior to
MoAb infusion, all patients received Lugol’s solution (SSKI-lO
drops p.o. daily for 14 days) to block uptake of free 1311 in the
thyroid. Four total-body Anger camera anterior and posterior
images were acquired at 4, 24, 48, and 72 h after infusion. ROI
counts detected in an Anger camera image from individual
tumors in a patient could be determined with a reproducibility
within ± 10%. All images were acquired using a 20% window
centered over the 364-keV photopeak. Whole blood samples
were collected at various times after the start of the ‘31I-CC49
infusion. Isotope decay-corrected plasma cpm were used to
construct clearance curves for each patient. Whole body reten-
tion of radioactivity was established from the 364-KeV photo-
peak counts recorded with a Nal probe located 1 m from the
patient at various times postinjection as described previously
( 17). The accuracy of whole body retention measurements with
this probe approach was validated with the reciprocal of urine
excretion of Ho-l66 phosphorate DOTMP and was found to
agree within 10% ( I 7). WBT#{189} was determined for each patient
from a monoexponetial fit of the decay-corrected clearance data.
On day 6, the absorbed dose to red marrow was calculated
from the tracer dose of I 3 ‘I-CC49. If this was less than 200 cGy,
patients then went on to receive 60-75 mCi/m2 of ‘31I-CC49
infused over 1 h on a designated high-activity ward in the
hospital. IFN-cs was given 1-2 h prior to ‘31I-CC49 and then
daily for 14 days. The activity used was derived from a previous
Phase I study in breast cancer patients in which the maximum
tolerated dose was 75 mCi/m2 (18). Vital signs were monitored
Research. on March 28, 2021. © 1997 American Association for Cancerclincancerres.aacrjournals.org Downloaded from
Clinical Cancer Research 1549
as described. Whole blood samples were collected at various
intervals to measure the clearance of ‘311-CC49 and compared
with the total body retention of radioactivity. Whole BRT and
WBRT, which are the integral of the %IA versus time (area
under the curve) were also calculated for the tracer and therapy
doses. Patients were discharged from the hospital when the total
body activity of ‘�‘I was estimated to be �30 mCi, equivalent
to a dose rate of 5 mRem/h at 1 meter. Following discharge, all
patients had an additional total body image acquired as
described above.
Red Marrow Dose Estimation. The red marrow dose
for each patient was calculated from WBT#{189}and blood retention
data measured for both tracer and therapy activities adminis-
tered to each patient, as described previously (19), using the
Tulane table to estimate blood volume from the height and
weight of each patient (20, 21).
Tumor Dosimetry. Radiation absorbed dose estimates
were calculated for all tumor sites that were visualized in serial
Anger camera images from the number of counts detected after
background substraction. For chest wall tumors, a ROI was
drawn around the perimeter of the uptake site, and a background
region was selected in the area adjacent. For axilla uptake sites,
a contralateral region was selected for background substraction.
The net counts after background substraction were converted to
activity using the sensitivity measured from the image of a
standard lO-ml source of 131J (1% of the administered ‘�‘I) that
was included in every Anger camera image and placed along-
side the boundary of the body. The sensitivity of the Anger
camera whole body image is derived from the number of counts
detected from this source in air and used with no attenuation
correction because lesions with demonstrated uptake were soft
tissue lesions on the chest wall or axillary lymph nodes. The
tumor activity measured on each imaging day was corrected for
physical decay of ‘�‘I to the time of administration of the
radiopharmaceutical and then converted to %IA using the fol-
lowing equation:
[CR01 � Cbgrd],.
%IA,(tumor) = S X A c 100
where [CR01 _Cbgrd] represents the counts detected at time
after administration in a ROI and a background region of the
same size, S is the sensitivity of the camera/collimator system
cps/p.Ci, and A is the administered ‘�‘I in p.Ci.
A trapezoidal method was used to calculate the area under
the curve of %IA versus time for each source in the body.
The area under the curve of %IA versus time (residence
time) was calculated for each tumor site using a trapezoidal
integration scheme that was implemented in a spreadsheet. An
extrapolation scheme was used from the last measured point to
0 assuming that the activity is 0 at 10 times the biological
half-time of the uptake site. The volume of each tumor site was
estimated from a set of contiguous transverse section images
that were reconstructed from a SPECT study that was acquired
at day 4 after the patient received radionuclide therapy.
The SPECT images indicated that the uptake sites were
usually highly irregular and followed the contour of the chest
wall. Because no S values were available for these irregularly
shaped source regions, radiation absorbed dose to each tumor
was calculated by assuming the dose to each site was a combi-
nation of energy deposited by the �3 particles emitted by ‘� 11 and
a photon dose contribution equivalent to the penetrating fraction
from activity in the total body. This was defined as follows:
Dtumor(tumor) = D,�(tumor) + D�(who1e body)
where � (tumor) is the tumor self dose from the �3 particles
emitted by the ‘�‘I in the tumor and D�(total body) is the photon
dose from all of the 131J in the whole body. This equation
applies only to superficial lesions in the chest wall and axilla,
and the sensitivity measured from the image of the l0-ml source
in air was used for all of the activity calculations described in
this study. It is also based on the assumptions that all of the �3
particles from 1311 in the tumors are absorbed locally and the
penetrating fraction of the total ‘�‘I flux in the whole body has
no appreciable gradient across these small tumor volumes. The
reproducibility of this technique for an individual patient is
greater than 90%.
Radiometric and Immunohistochemical Analyses of
TAG-72 and CC49 in Tumor Biopsies. Tumor biopsies were
weighed and analyzed per gram for this %IA, as well as TAG-72
expression and CC49 uptake, in 13 of the 15 patients (2 patients
had insufficient tumor samples for analysis) using quantitative
immunohistochemistry as described previously using a SAMBA
4000 image analyzer (22) as reported previously (23). Data were
expressed as MA index, which is equivalent to a mean labeling
concentration (22).
Measurement of HAMA Response. Blood for HAMA
assay was drawn from each patient 1 week before the study and
at 6-8 weeks. Serum was analyzed for the presence of HAMA
using an Immunostrip#{174} ELISA according to the specification of
the manufacturer (Immunomedics, Warren, NJ; Ref. 16). Values
above 74 ng/ml were considered significant. This value repre-
sents 2 SDs above the mean value of HAMA obtained in sera of
25 healthy individuals.
Response Criteria. Patients were followed at appropri-
ate intervals to assess toxicity and response. Appropriate radi-
ographic and other studies were repeated at 8 weeks after
initiating therapy. Responses were assessed using standard cri-
teria (24).
Statistical Analyses. Comparison of mean ± SD phar-
macokinetic parameters between group I and group 2 patients
was analyzed using the t test for independent means. Differences
in TAG-72 expression as determined by binding of CC49 and
CC49 uptake in tumor by quantitative immunohistochemistry
pre- and post-IFN-a treatment or in patients not receiving IFN-a
were analyzed using the paired t test. This test was also used to
compare differences in BT#{189}and WBT#{189} and residence times
between the tracer and therapy doses of ‘31I-CC49.
RESULTS
Patient Characteristics. Fifteen women with a mean age
of S 1 years were studied. Mean Karnofsky performance status
was 90%. Metastatic sites were primarily skin and soft tissue (14
of 15 patients), lung (6 of 15), liver (3 of 15), and bone (3 of 15).
Fourteen of the 15 patients had received more than one course
of combination chemotherapy, and 10 had received local radi-
Research. on March 28, 2021. © 1997 American Association for Cancerclincancerres.aacrjournals.org Downloaded from
0
><
0
7.5
6.0
4.5
3.0
1.5
0.0
I-
>-ImI-m-IC,,
><
0
0 1 2 3 4 5 6 7 8 9 10
1550 Phase II Trial of CC49 and IFN
Weeks Post Rx
Fig. 2 Hematological toxicity. Significant decreases in WBC and
platelet counts occurred at 4-6 weeks posttreatment; the counts recov-ered by 8-10 weeks.
ation to isolated bone metastases or to chest wall skin recur-
rences.
Toxicity. There were no instances of nonhematological
toxicity from ‘311-CC49. Therapeutic doses of ‘311-CC49 rang-
ing from 60 to 75 mCi/m2 of 1311 caused reversible grade 3-4
hematological toxicity in 12 of the 15 patients treated (Fig. 2).
The initial four patients who received 75 mCi/m2 of ‘31I-CC49
plus rIFN-a developed grade 4 thrombocytopenia with platelets
<25,000 at 4-6 weeks posttreatment; hence, subsequent pa-
tients received ‘� ‘I-CC49 at a reduced activity level of 60
mCi/rn2. Overall, WBC count fell from a mean ± SE of 7400 ±
900 cells/mm3 to 2300 ± 760 cells/mm3 by day 26 of therapy
(range, 14-43) and recovered by 8 weeks. Absolute granulo-
cytes decreased from 53 18 ± 826 to 1083 ± 251 over the same
time interval. Mean ± SE platelet count decreased from
288,000 ± 22,000 to 35,000 ± 9,000. There were no differences
in mean ± SE platelet count between group 1 (34,000 ± 6,800)
and group 2 (37,000 ± 4,500). Similar findings were noted for
WBC count. There was a slight yet significant prolongation of
time before platelets fell below 100,000 in group 2 patients (6 ±
0.2 days) compared to group 1 (4 ± 0. 1 days; P = 0.05). Two
patients had persistent grade 3-4 thrombocytopenia requiring
multiple platelet transfusions. One patient did not recover from
thrombocytopenia despite platelet transfusions and growth fac-
tor support and eventually died of progressive disease.
HAMA Responses. HAMA responses on all 15 patients
are shown in Table 1 . No patient had measurable HAMA prior
to infusion of 131I-CC49. Titers became elevated in 9 of 14
patients studied at 3 weeks post-tracer dose. By 6 weeks, four
patients who were HAMA negative (<74 ng/ml) at 3 weeks had
values greater than 2,000 ng/ml, which is above the limit of
detection by the assay. An additional three patients (patients 3,
5, and 9) also had marked increases in HAMA (>2,000 ng/ml)
at 6 weeks. Interestingly, six patients who were either HAMA
positive or HAMA negative at 3 weeks had no change (patients
8 and 10) or decreases in HAMA by 6 weeks (patients 2, 13, 14,
and 15).
Total Body and Blood Pharmacokinetics of ‘311-CC49.The disappearance curves or biological half-times (tl,2) for
I 3 1 I-CC49 in blood and whole body expressed in h are summa-
Table 1 HAMA re sponse (ng/ml)
Patient Pretreatment 3 wk 6 wk
1
2
3
4
5
67
89
10
11
12
13
1415
<74
<74
<74
<74
<74
<74<74
<74<74<74
<74
<74
<74
<74<74
<74
>2000
201
<74
307
>2000<74
<74
165>2000
NT”
<74
99
>2000380
>2000
460>2000
>2000
>2000
>2000>2000
<74
>2000>2000
NT
405
<74
230<74
a NT, not tested.
Table 2 Total body and blood p harmacokinetics of ‘31I-CC49
Tracer dose Therapy doseParameter (10-20 mCi) (60-75 mCi/m2) P
WBT 1/2 (h)Group 1 82 ± 8” 78 ± 6 NS”Group 2 80 ± 13 63 ± 8 NS
Totalc 81 ± 86 70 ± 5 NS
BT 1/2 (h)Group 1 48 ± 5 56 ± 8 NS
Group 2 43 ± 5 41 ± 6 NSTotal 45±4 48±5 NS
WBRT (h)Group 1 101.0 ± 5 92 ± 5 .07
Group 2 102.6 ± 7 79 ± 67 <0.01
Total 102 ± 6 86 ± 6 NSBRT (h)
Group 1 43 ± 5 51 ± 5 <0.01
Group 2 48.8 46 ± 7 NS
Total 45±7 49±6 NS
a Mean ± SE.b NS, not significant.C Groups 1 and 2 combined.
rized in Table 2. In the first four patients, serial blood samples
were not collected during therapy. Hence, BT#{189}was calculated
for only 1 1 of 15 patients. In short, there were no significant
differences in mean ± SE WBT#{189} between tracer dose (81 ±
8 h) and therapy dose (70 ± 6 h; P > 0.05). Similar findings
were observed for BT#{189}(tracer dose, 45 ± 4 h; therapy dose,
48 ± 5 h; P > 0.05). There were also no significant differences
in WBT#{189} and BT#{189}between group 1 patients (i.e., those
receiving rIFN-a beginning on day I) and group 2 (those
receiving rIFN-a beginning on day 6; Table 2).
In contrast to the above results, in group 1 patients there
was a slight yet significant prolongation in mean ± SE BRT
(i.e., the %ID over time) for the therapy dose of ‘31I-CC49
compared to that predicted from the diagnostic or tracer dose
(43 ± 5 versus 51 ± 5 h; Table 2). A significant decrease in the
WBRT was also noted for the therapy dose compared to tracer
dose for group 2 patients (102 ± 7 versus 79 ± 7 h). A slight
but less significant decrease was seen for group 1 (100 versus
Research. on March 28, 2021. © 1997 American Association for Cancerclincancerres.aacrjournals.org Downloaded from
A
Fig. 3 Differences in residence times. #{149},group1; 0, group 2. A, , expected WBRT; area
within the dashed lines, region within 10% of theexpected WBRT. If the tracer dose were identicalto the therapy dose, all points would be expectedto fall in the region defined by the dashed lines.
As shown, the predicted values for 6 of 7 group 2patients and 4 of 8 group 1 patients fell below thedashed line, indicating that WBRT values calcu-
lated from the tracer dose significantly overesti-mated the WBRTs for each therapy dose. B, mdi-
vidual points for 4 of 6 group 1 patients fell abovethe dashed line of identity, indicating that thetracer dose significantly underestimated the BRT
for the therapy dose. Two of 5 group 2 patientsalso fell above the predicted BRT from the diag-nostic dose.
140
120
100
80
60
40
20
0
140
I 20
100
80
60
40
20
0
0 20 40 60 80 100 120 140
B
0 20 40 60 80 100 120 140
Clinical Cancer Research 1551
I-a:
>�
0.
c�1
0
.�
I-
I-a:
0.Co
a,.�
I-
Diagnostic RI (h)
Diagnostic RI (h)
92.1 h; P = 0.07). The residence time results are presented
graphically in Fig. 3.
Biodistribution of ‘311-CC49. Mean ± SD whole body
%IA as estimated from the tracer study averaged 67.7 ± 12.8%
at 48 h after infusion. Mean ± SD %IA in the liver was 6.8 ±
4.9%, and in the blood, 33.5 ± 15%. The %IA in tumor at 48 h
was 0.57 ± 0.29 a�d remained stable or increased slightly in all
patients.
A comparison of 48 h %IA for total body, blood, liver and
tumor did not differ between groups I and 2 (data not shown).
Red Marrow Activity. Estimates of red marrow dose in
cGy/mCi are shown in Table 3. The cGy/mCi contributed from
activity in the blood increased by 28% between tracer and
therapy studies in group 1 patients (from 0.64 ± 0. 16; mean ±
SD to 0.87 ± 0.28; P < 0.007, paired t test), whereas the
cGy/mCi estimates from whole body activity indicated no sig-
nificant change (tracer dose, 0.43 ± 0.15; therapy dose, 0.38 ±
0. 12; P > 0.05). The total red marrow dose from blood plus total
body activity also increased significantly in this group (from
1 .07 ± 0.26 to I .25 ± 0.34 cGy/mCi; P < 0.05). Similar
Research. on March 28, 2021. © 1997 American Association for Cancerclincancerres.aacrjournals.org Downloaded from
1552 Phase II Trial of CC49 and IFN
Table 3 Predicted absorbed dose to red marrow (cGy/mCi)
Parameter Group 1 Group 2
Tracer doseMean administered activity (mCi) 18 ± 5.7” 15 ± 5.6Blood contribution 0.64 ± 0.16 0.81 ± 0.20Total body contribution 0.43 ± 0.15 0.41 ± 0.18Total I .07 ± 0.26 1.23 ± 0.30
Therapy doseMean administered activity (mCi) 100.9 ± 24 109.9 ± 18
Blood contribution 0.87 ± 0.28” 0.89 ± 0.20
Total body contribution 0.38 ± 0.12 0.32 ± 0.14Total 1.25 ± 0.35’ 1.23 ± 0.27
a Mean ± SD.
/� Significantly increased (P < 0.001) versus tracer dose.C Significantly increased (P < 0.05) versus tracer dose.
findings were not observed for group 2 (Table 3). In summary,
increases in cGy/mCi estimates for the therapy dose paralleled
similar increases in BRT for group 1 patients (i.e., those that had
received more rIFN-ct at the time these parameters were meas-
ured during the treatment phase.)
Tumor Dose Estimates. Four patients had soft tissue
metastatic sites that were visualized in SPECT images following
the tracer dose of ‘ � ‘I-CC49 that were used with computed
tomography images to provide volume estimates. As shown in
Table 4, cGy/mCi estimates in tumors averaged 6.09 ± 1.8, with
total radiation absorbed dose equivalents ranging from 438 to
841 cGy, depending on the total activity of ‘�‘I administered.
There was a direct correlation between radiation dose and the
%IA/g of CC49 in tumor biopsies performed 48 h after admin-
istration of the tracer activity (Table 4). No correlation was
observed between estimated tumor volume and rad dose. Be-
cause only one of the patients with tumors visualized (patient 1)
had begun rIFN-a injections prior to the time of measurement
compared to three that had not yet received treatment (patients
2-4), we could not compare radiation dose estimates between
rIFN-a-treated and untreated patients.
Enhancement of TAG-72 Expression and CC49 Uptake
in Tumor by rIFN-a. Different rIFN-a schedules were de-
signed to compare the %IA/g of CC49 in tumor biopsies from
the two groups of patients who were receiving rIFN-a. Results
of rIFN-a treatment on TAG-72 modulation and CC49 uptake
between pretreatment and 48-h post-tracer dose biopsy speci-
mens from the above patients have been detailed in a separate
report (23) and will only be summarized briefly here. Patients
who begin rIFN-a treatment on day I (group I) had an increase
in TAG-72 expression of46 ± 19% (MA pre-IFN-a, 14.5 ± 4;
post-IFN-a, 20 ± 5; P < 0.05) compared to only I .3 ± 0.95%
(MA pre-IFN-a, 12.5 ± 3.7; post-IFN-a, 13.1 ± 3.9; P > 0.05)
for group 2 patients not receiving IFN-a on day 1. Likewise,
tumor targeting of CC49 in group 1 patients (MA, 8.73 ± I .8)
was 4-fold higher than in group 2 patients (MA, 2.46 ± 0.32;
P < 0.01). In contrast, the %IA in tumor between group 1 and
group 2 patients was only 2-fold higher (mean %ID/g =
0.008 ± 0.002 versus 0.004 ± 0.002; P 0.06).
Antitumor Activity. A partial response was observed in
I of 15 patients studied. A patient with numerous palpable
axillary lymph nodes had a 50% decrease in lymphadenopathy
following treatment (Fig. 4). The same patient also had com-
plete disappearance of numerous pulmonary nodules < 1 cm in
size on chest X-ray along with improvement of bone pain and
partial ossification of lytic metastases. The response lasted 8
weeks following therapy; subsequently, the patient developed
metastases to bone marrow. Minor responses in soft tissue were
observed in two patients, and three other patients had mixed
responses. Ten patients had tumor progression following one
course of treatment. Except for one patient with a persistent MR
in s.c. lesions (all < 1 cm) lasting for 15 months, all patients had
progressive disease by 8 weeks posttreatment.
DISCUSSION
This represents one of the first Phase II radioimmuno-
therapy trials to analyze the biological effects of IFN-a on the
biodistribution pharmacokinetics and tumor uptake of ‘
CC49 in breast cancer patients. A previous study in ovarian
cancer patients demonstrated that the i.p. administration of
IFN-�y (0.1-100 megaunits/week) could enhance the expression
of TAG-72 and CEA in malignant ascites cells (14). In the
above-mentioned trial, IFN--y increased both the percentage of
MoAb B72.3 reactive tumor cells and MoAb staining intensity.
Greiner et a!. (25) have demonstrated elevation of serum CEA
and TAG-72 levels in patients given IFN-�y or IFN-�3.
Significant nonhematological toxicity was not observed.
The majority of patients had significant HAMA responses by 6
weeks. Eight of 15 patients had HAMA greater than 2,000
ng/ml, which is comparable to the results from our previous trial
of murine CC49 (16) and a study of chimeric CC49 (26). The
hematological toxicity observed with the combination differs
substantially from what has been observed with studies of
‘31I-CC49 alone. In our earlier Phase II trial of ‘311-CC49 in
colorectal cancer (16), grade 3-4 thrombocytopenia was only
observed in 7 of 15 patients, compared to 13 of 15 in this study
(P < 0.05, x2). These findings were also validated in a Phase I
trial of ‘31I-CC49 in colon cancer in which the maximum
tolerated dose was 75 mCi/m2 (18). Although these findings
could be due in part to the fact that the breast cancer patients
were more heavily pretreated than the colon cancer patients, it is
also possible that rIFN-a added to the hematological toxicity
because moderate myelosuppression has been shown to occur
with rIFN-a alone. Toxicities at these administered activities
have been observed in patients with prostate cancer receiving
the combination of ‘31I-CC49 and rIFN-a (27). Because radia-
tion can cause stem cell toxicity resulting in irreversible marrow
damage, caution must be exercised in combining radioimmuno-
therapy with drugs/biologicals that might enhance this effect.
An interesting observation that could also explain the en-
hanced hematological toxicity was the significant increase in
whole blood residence time in patients who began rIFN-a
treatment on day 1 . We also observed a significant decrease in
whole body residence time for patients beginning rIFN-a injec-
tions on day 6. A slight decrease was also observed for group 1
(from 101 to 92 h). Although a specific physiological explana-
tion(s) for these findings is lacking, it appears that prolonged
administration of rIFN-a resulted in a shift of ‘31I-CC49 from
the extravascular compartment to the blood resulting in a higher
BRT:WBRT ratio during the therapy phase (i.e., after at least
Research. on March 28, 2021. © 1997 American Association for Cancerclincancerres.aacrjournals.org Downloaded from
Clinical Cancer Research 1553
Fig. 4 Clinical response in left axilla from an individual patient. A, tumor in left axillary lymph nodes prior to therapy; B, posttherapy: note decrease
in size of tumor masses.
Table 4 Predicted absorbe d dose in tumor
TumorDose volume”
Patient (mCi) Tumor site cm3 % IA/g” Total cGy’� cGy/mCi
I 101 Axilla 38 0.014 841 8.32 131 Axilla 61 0.005 438 3.3
3 96 Chestlwall
axilla
71 0.013 632 6.6
4 130 Breast 74 0.011 892 6.2
Mean ± SD 61 ± 16 0.011 ± .003 678 ± 184 6.1 ± 1.807
‘a As estimated from SPECT.b Direct correlation between radiation dose and %IA/g MoAb; r = 0.820; P < 0.01.
Research. on March 28, 2021. © 1997 American Association for Cancerclincancerres.aacrjournals.org Downloaded from
1554 Phase II Trial of CC49 and IFN
7-10 days of rIFN-a treatment). Because rIFN-a has been
shown to alter the metabolism of proteins by affecting cyto-
chrome p450 enzymes in liver (28) it may be feasible that
alterations in whole body and blood distribution of ‘31I-CC49
might reflect changes in antibody metabolism. It is also con-
ceivable that changes in tumor vasculature induced by IFN-a
could be responsible for the findings observed (29). Additional
in-depth studies are required to provide answers to these ques-
tions.
The above findings have important consequences with re-
spect to the predicted radiation absorbed dose to marrow from a
tracer dose of ‘31I-labeled antibody. As detailed above, the
calculated radiation dose to marrow from the tracer dose in
patients already receiving rIFN-a did not predict radiation dose
to marrow for the subsequent treatment dose. In essence, the
“tracer principle,” i.e., the central dogma that biodistribution of
radiolabeled antibodies from the tracer dose should predict
distribution of a subsequent dose of radiolabeled MoAb (30),
did not hold true in this study. Because as much as 20% of the
activity contribution to red marrow may be derived from blood
(31), it is conceivable that the increase in blood residence time
reported above could have resulted in a higher radiation dose to
marrow, with the result of greater toxicity than predicted from
the tracer study.
It is possible that lower doses and/or schedules of rIFN-a
other than those used here might up-regulate TAG-72 to a
similar extent without undue toxicity to marrow. In a previous
study performed in malignant melanoma, we observed an en-
hancement of tumor uptake of the melanoma tumor antigen 96.5
following 3 days of rIFN-a (32). Mahvi et a!. (33) demonstrated
that a single iv. infusion of only 106 units of rIFN-a increased
TAG-72 and CEA expression in 3 of 6 patients with primary
colorectal cancer. In a more recent study, Roselli et a!. (34)
tested four dose schedules of rIFN a (2 doses of 3 X 106 units,
2 doses of 6 X 106 units, 3 doses of 3 X 106 units, and 3 doses
of 6 X 106 units) in colon cancer patients prior to surgical
resection of primary tumor. Significant enhancement of TAG-
72/CEA on resected tumors occurred with either 3 or 6 X 106
units of rIFN-a administered for 3 days, but not 2 days. Biopsies
were obtained 1 day after the final rIFN-a injections; hence, the
duration of increased antigen expression without rIFN-a is not
known. One of the reasons for choosing a 14-day schedule in
our study was the desire to maintain constant expression of
TAG-72 for both diagnostic and treatment phases of the study.
Whether enhanced TAG-72 expression persisted over the dura-
tion of the trial is not known and requires further study.
The mean radiation dose estimate to tumor (cGy/mCi) in
this study was significantly higher (6.09 ± 1.80) than that
calculated for colon cancer patients (2.96 ± 2.30; P < 0.05) in
our previous trial (16). It is possible that several factors (e.g.,
tumor location, tumor site, patient status) might also influence
uptake and contribute to the differences observed. Since the
majority of patients studied had received local radiation to chest
wall tumors, the radiation could have enhanced TAG-72 uptake
and binding (35).
Although modest clinical responses in soft tissue were
observed, it was not possible to determine whether these results
were due to ‘ � ‘I-CC49 or rIFN-a alone or to their combination.
In a previous trial of rIFN-a in breast cancer, modest antitumor
activity was observed (36). Several other studies in the literature
using different MoAbs reactive with breast cancer have demon-
strated clinical response rates of 50% when higher activities are
administered, and peripheral blood stem cell rescue was used to
overcome the increase in marrow ablation (37, 38).
In summary, rIFN-a caused an increase in tumor uptake of
‘31I-CC49 at the expense of increased toxicity. These findings
may have ramifications with respect to the use of radiolabeled
antibodies combined with cytokines or other biologicals. Al-
though the modest antitumor activity observed is of interest, a
0.2-2-fold increase in the %IA and radiation absorbed dose to
tumor induced by rIFN-a may be unlikely to eradicate large
tumor burdens in patients with solid tumors. Future clinical
studies with radiolabeled MoAbs should focus on high-dose
radiotherapy combined with autologous bone marrow or periph-
eral blood stem cell rescue and extending treatment to a minimal
disease or adjuvant seuing, combined with additional strategies
to further enhance the tumor to normal tissue ratio. These
approaches are required to significantly improve the therapeutic
index and subsequent patient benefit from radioimmunotherapy
in patients with solid tumors.
ACKNOWLEDGMENTS
The authors acknowledge Dr. Wei-Ya Xia and Larry Kidd for
expert technical assistance and Madonna M. Yancey for manuscript
preparation.
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1997;3:1547-1555. Clin Cancer Res D J Macey, E J Grant, L Kasi, et al. antibody CC49 in breast cancer: a phase II trial.
monoclonalbiodistribution, toxicity, and efficacy of 131I-labeled Effect of recombinant alpha-interferon on pharmacokinetics,
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