Edith B Clement Financial Disclosure Report for 2009

8/3/2019 Edith B Clement Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE REPORT R ~ p o r t R e q u i r e d b y t h e E l h i c sin Governmen t ,4 c t of 1978FOR CALENDAR YEAR 2009 0 u.s .c , app. ,~ /01-111)I . P e r ~ o r t R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t i a l ) 2. Court or O rgtn ira t ion 3, Date of Repor tC L E M ~ q T . E D I T H B . Appe a l s C our t , Ac t ive 05/I 3 /2010

4 . T i t l e ( A r t i c l e I l l j u d g e s i n d i ~ t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a l o t y p e ) 6 . Repor t ing Per iodm a g i s t r a t e j u d g ~ i n d i e a l e f u l l - o r p a r t - a l i n e ) [ ] Nomina t ion , D a t e 0l/0 I/2,009C i r c u i t C o u r t J u d g e [] Initial [] A n n u a l [] Final to12/31/ 20095 b . [] A m e n d e d R e p o r t

7 . C ham be . . . . Office Address 8 . O n the bas is of the lafo rmafion contained In th i ; Rep or t and ,nym o d i f ic a t io n s p e r t a i n i n g t h e r ~ t o , i t L % t n r a y o p i n i o n , i n c o m p l i a n c e6 0 0 C A M P S T R E E T . R O O M 2 0 0 with applicable laws and regu la t ions.N E W O R L E A N S . L A 7 0 1 3 0

Reviewing Officer D a t e

I M P O R T A N T N O T E S : The ins t rucaons accompany ing th is fo rm must be fo l lowed . Comple te a l l par t rochecking the NONE beet for each part where you have no repo~able in formation , Sign on last page.

I . P O S I T I O N S . ( a ,~ , o , ,~ g z.~., t o.e; ~ ~ ~-, af, tding instructions.)NONE (No reportable positions.)

POSITION N A M E O F O R G A N I ZA T I O N / E N T |T Y1 .


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Pa ge F INA 2qCIA L2 o f 1 0 D I S C L O S U R E R E P O R T 0 5 1 1 3 ~ 0 1 0

A. Fihrs Non-Investment I n c o m eNO~ ~o r~ortable non-in~ent income.)~ ours , no t spouse s )

I.2.

3.

4.

B. S p o u s e s N o n - In v e s t m e n t I n co m e -(Dolla~ amount n~t r~ui~d ~c~t f~r honoraria.)

N O ~ ~ o reportable non-inve~ent income.)SO~CE

1 .2,3.

4.

IV. R EIM BU RS E M EN TS -.~ ,~ o-.~ o~ ~ o ,~ z i ,~ z ,~ oo~ o ., ., ~ o i.~ .~( I n c l u d e s I h ~ t o s p o u s e a n d d ~ p e n d e n t c h i l d r e n ; s e e p p , 2 5 -2 7 o f fi l in g i ~ t ~ c t i o n s . )

~ N O N E ~ o reportab& reim~rsements.)~ ~ L O C A T I O N P~OSE ~MS PA~ OR PRODDED

I. Yale Fed~l~t S~e~ M a ~ h 25 - 26 , 20 0 9 N~ Haven, ~ D e l i v e ~ a s~ech. T r a ~ p o ~ t i o n , l o d g i n g ~ d m e a l s

2. F~E Fo~dafion Ju ly 1 9 - 23 , 2~ 9 ~latin Galway, MT A~nd~ a s~in~. T~n~tion, lodging ~d some meals3. W i ~ e mp~ n Ins t i ~ t e , A u n t 1 4 - 1 5 , 2 0 1 0 Pfin~n, NJ D e l i v e ~ a s p e e c h . T ~ n ~ o ~ l i o n , l o d g i n g m d s o m e m ~ I s~n~mn Univ~i~4.5.


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F IN A N C I A L D IS C L O S U R E R E P O R T [ N , r a e ~ f P e r k ; on R e p o r t in g D,t, of ReportIPag e 3 o f 10 I C L E M E N T , E D I T H B . 0 5 / 1 3 / 2 0 1 0

V . G I F T S. a ~ u ~ s ~ o s , to ~o~e and dependent children; stpp~ 28-3I of falng insrructlottr.)N O N E ( N o reportable girls.)

S O U R C E D E S C R I P T I O N ~1.

2.

3.4.

5.

V I . L I A B I L I T I E S . a n o t h e r , h o s e o ~ o ~ o ~ , a ~ o ~ a o , , children; $ e , p p . 3 2 - 3 3 offdlng butructlonr.)N O N E ( N o reportable liabilities.)

C R E D I T O R D E S C R I P T I O N V A L U E . C O D E1.2.

3.4.5.


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FINANCIAL DISCLOSURE REPORT l ~ .m e o r l e r ~ n R e p * r t i ~ g I D.teorReportP a g e 4 o f 1 0 C L E M E N T , E D I T H B .I

0 5 /1 3 /20 1 0

V I I. i N V E S T M E N T S a n d T R U S T S - ~ . c o . , ~ , ~ t . ~ ~ . . ~ . ~ o , = a~t.d.~ 1~o . of spo~e and ~p,nd,.tch~dr~; tee p ~ J 4 ~ O of f ing i ~ u ~ )NONE ~o reportable income, assets, or ~actio~.)

A. B. [ C. D. ...........................D ~ p f i o n o f ~ se ~ I n c o m e d ~ g ~ Gro~ v~ u a t ~ d Transitions during ~g peH~( i n c lu d i n g ~ ~,~ ~ ~ ~ , ~ [ ~ ) ~,~ ~ > F ~ " F S ~ T ~ . . . . . . . ~ :f ........C o d eexempt ~m ~or d~c lom= C~= 2 M~ buy, * ~ t m ~ d ~ [C~e 2 ~ C~e 1 / buyw/selter( A - H ) o r i n L ) { J - P ) C ~ ( Q . ~ 3 r~empti~) ; i ( J P ) i (A-H) ~ ( i fpHw~

I. J P M o rg~ Ch=e (~c ~ B~ One 7/05) A Di~dend O T2. R e n ta l P rope r ty /R e s ide n t i a l FM V, N e w E R e n t N WOrleans, LA3. AI M Mi d C ap Core E q u i ty F u n d C I C , None S o l d 08/07/09 L A

GTACX4. Al l i a nc e Be rn . s t e in Gl ob a l Va l ue , ABC GX None S o l d 0 8 / 0 7 1 0 9 L A5. Al l i a nc e Be rns t e l n I n t l Va l ue F und C, None S o l d 08/07/09 M AA B I C X6. Al l i a nc e I n t l Growth F und C l a ss C , None S o l d 08/07/09 M AA W P C X7. A l li a n z O C C R e n a i s s a n ce C , P Q N C X None S o l d 0 8 / 0 7 1 0 9 K A8 . A! M F unds C a p i t a l Inc om e C I BC X A D i v i d e n d S o l d 0 9 / 1 I 1 0 9 L A9, A M Funds Ca p i t a l W or ld & Inc Fund C la ss B D i v i d e n d S o l d 0 8 / 0 7 1 0 9 L AC , C W G C X

1 0 . American F u n d s G r ow th Fund of Amer ica None S o l d 0 8 / 0 7 1 0 9 K AF u n d C l ~ s C GFACX1 1 . Am e r ic a n F unds N e w P re spe c ive N P F C X None S o l d 08/07/09 M A1 2 . B ank of Amer ica Co N A D i v i d e n d L T1 3 . Blackrnck Income Opportuni ty, n /c 2002 C D i v i d e n d K TBlack. N.Am Govt

1 4. B P A m o c o P L C A D R B D i v i d e n d S o l d I I / I 6 / 0 9 K C1 5. Che v ro n Co rp , r d c 5 / 9 f m Chw , , ro n te x a e o C D i v i d e n d S o l d I 1 / 1 6 / 0 9 M EC or p C V X

1 6 , C i g n a C o r p A Distribution S o l d 08/20/09 K A1 7 . C I T I GR O U P , I n c . B l ~ v i d e n d L T

I . I t~come G~n C ode* : A =11.000 or lest B =$I.001 - I ;2,500 C =$Z ,501 - $5.000 D =$5#01 . S 15.0~0 E --S 15.001 - $50,000( S ee C o l u mn s B I a n d D 4 } F ~5 0 .O 01 - $1 0 0 .0 O O G =$ l O O ,0 0 1 - $1 ,0 0 0 ,0 0 0 H 1 =$1 ,0 (~O ,O O | - $5 ,0 0 0 ,0 0 0 H2 =M t a x t ha n2 , Va lue Ccx~s J =$15,000 ot le.~a K =$15,001 - ~zS0,0OO L =150.001 - $1O0.l~OO M =$1OO.001 - $250,000(S~ Colm"nnt C l t n d D 3 1 N - $ 2 ~ 0 , 0 0 1 $ 5 0 0 , 0 0 0 O " $$~ 3 , 0 0 1 - SI , 0 0 0 , 0 0 0 P l =S I ,000 . 001 - $ S ,000 . 0 ( X ] P2 = $5 , 0 ~ 0 , D 0 1 -

1 3 = $- Z5 , 0 0 0 , 0 0 1 - $5 0 . 0 0 0 , 0 0 0 P4 =Mo.m tbtn $50,000,0003. Vt t h : M el~ b ~ l Codr~ O =Appr~ i~ l R =Ctnt O~al F.sm~ Only) S =~smmll T =C a s h M a rk e t(See Columr; C21 U =Book Value V ,=Othe~ W = Estimaled


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FINANCIAL DISCLOSURE REPORT N . m e o t P . r . o . R e p o ~ o g D t e o r R w o ,P a g e 5 o f 1 0 C L E M E N T , E D I T H B . 0 5 / 1 3 1 2 0 1 0

N ON E ~ o reportable income, assets, or ~ansactions.)c. - .........................D.D ~ f ip~ on o f Asse ~ Inoome d~ng Gross vM~ a t e~ T ~ a c t ions du r ing ~ po~ ing ~ f iod(inci~ing ~st ~s~s) rcpoaing p ~ of ~ng p~od

P l a c e " ( ~ " aR~ ~ c h ~ = t A m o u n t T~(e,g.. Value V a lu ~ T~(e.g., D a t e G a i n ~ Idcnt i~ of x~pt f rom pfor disclosu~ C od e I d i v . , m n ~ C o d e 2 Mcth~ buy, sell, m ~ d ~ y ~ [ C ~ e(AH) .rlm.) ( J - P ) ~3 r~cmptio. , [ (A-H. (ifp~vat.(~ ~ s a c t l o n ) J~ ol on iM Ba nk B In~t J T

1 9 . Conooophil l ips (formerly Burl ington B D i v i d e n d S o l d 11/16 /09 K BR .e sou txc s , m e rge d 4 /0 620 . D e von E ne rgy A D i v i d e n d K T S o l d 0g / 2 0 / 09 M F21 . D ia m ond Of f sh o re D r i l l i ng C D i v i d e n d S o l d 09 / 11 / 09 L F22 . E a t o n V a n c e W o r ld w i d e H e a l th S i c e n c e s N dne S o l d 0 8 / 0 7 1 0 9 L AFund C I C23 . Ge ne ra l E l e c t r i c C o C D i v i d e n d L T

24 . G o o d y e a r T i r e & R u b be r B Interest K . T25 . He w l e t t- P a c k a rd C o . A D i v i d e n d S o l d 08 / 2 0 / 09 L E26 . Longlea fPa r tne r s Fund None S o l d 08/07/09 J A27 . M e dc o He a l th So l u t ions , I nc . None S o l d 08 / 2 0 / 09 J D28 . J .P . M orga n C h a se & C o . , c a l l: 9 / 1 /1 3 C D i v i d e n d S o l d 08/24/09 L C29 . Oc c ide n ta l P e t e C orp B D i v i d e n d S o l d 1 1 1 1 6 / 0 9 M F30 . Oc e a n E ne rgy 1 nc . , 8 . 25 % due 7 /1 1 20 1 g D Interest L T( b o n d )31 . P e ps ic o C A P R e s I nc . 4 /I / 20 1 1 None J T32 . P e ps ic o C AP R e s I ne , 4 /1 /20 1 2 None K T

3 3 . P I M C O H i g h Y i e ld F u n d C L C B D i d d e n d S o l d 09 / 11 / 09 K A3 4 . P re c i s ion D r i l l i ng T rus t U n i t (me rge d w i th A D i v i d e n d S o l d 08 / 2 0 / 09 J AG r e y W o l f )


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FINANCIAL DISCLOSURER E P O R T [ s .... t r .... R . p o a f . ~ [ D . ,e o r R e p o r tPage 6 of 10

[ C L E M E N T , E D I T H B . [0 5 1 1 3 / 20 1 0

N O N E ~ o reportable income, assets, or ~a~actio~.)

D ~ c ~ p f o n o f A s ~ In~ d~ng ] Gross value(including ~ s~ ) r~ingp~

[of~ng

Pla~(X)"~er~h ~set A m o u r T ~ ( e .g . , Value V a l ~ T~ (~ .g . , I D~te l Value n G~n Ident i~ ofe g e m p t ~ m p d o r d i m l ~ e C ~ * I div., real C ~ e 2 M e ~o d b u y , ~ 1 1 , ~d~] C~e ~ ~de I buyer/sel l~( Q - W ) [ _ ~ s a c t i o n )

35 . ~ n c ~ p a l C I ~ s ( m o n e y m ~ k e t ) A Di~d~d M e r g ~ 0 7 ~ 1 / 0 9(~h l in v 80)3 6 . ~etor & ~mbl Co. C D i v i d e n d M T37 . Regions Financing Tr. , cal l 6115/I 3 B Interest S o l d 1 0 8 / 2 5 1 0 9 K A38 . Sn ow C a p ita l O p p ortu n ity No n e S o l d 07/22/09 K A39 . Thor nbur g Value Fund Clas s C A D i v i d e n d S o l d 08/I I109 M A40 . Vic to ry D ive rs i f i e d S toc k A D i v i d e n d S o l d 0 8 / 0 7 1 0 9 L A41 . F HL M ~ C M O Se r i e s 5 . 5 %, 0 4 /1 5 /20 37 A Interest K T Bu y 03/04/09 K( 3 13 97 GTNX4)42 . M a ture d 04/15/09 J A4 3 . i S h a r e s M S C I B R I C I n d e x F u n d ( B K F ) A D i v i d e n d K T Bu y 08/12/09 L44. S o l d 10/78/09 K Az , 5 . igha~es FTSEfX.inhua Ch ina 25 Index (FXI) I A D i v i d e n d K T Bu y 08/ I 2/09 K4 6 . Sold 1 0 1 3 0 / 0 9 J A47 . ~arket Vectors Gold Miners ETF (GDX) None B u y 0 8 1 1 2 / 0 9 M4 8 . S o l d 1 2 / 0 8 1 0 9 M A4 9 . l v lk t Ve e tom R VE Ha rd Asse t~ P roduc e rs A D i v i d e n d L T Bu y 08/12/09 M( ~ A P )50 . S o l d 1 0 / 2 8 / 0 9 L B5 1 . i Sha r e s T rus t Come x Gold ( IA U) None L T Bu y 08/12/09 L

[S ~ ~ h m n C 2 ) U ~ B ~ k V a ~ V ~ W =~imnt~


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[l a m e o f P e r s o n R e p o r ti n g D a t e o f R e p o r tP a g e F I ~ A N C I A L 7 o f 1 0 D I S C L O S U R E R E P O R T [ CLEMENT, E D IT H B . 0 5 / 1 3 / 2 0 1 0N O N E ( N o r e p o r t a b le i n c o m e , a s s e t s , o r t r a n s a c t i o n s . )

A . B . C. D .D e s c ~ - i p ~ o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c x l o n ~ d u r i n g r e p o r t i n g

~ i n c l u d i n g t r u s t ~ s s e ~ ) r e p o r t i n g p e r i o d o f r e p o r t l n g p e r i o dP l a c e ( X ) " a f t e r e a c h a s , c a A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g . , Dale [ Vsbae I Gain [ I d e n t i t y

e x e m p t f r o m p r i o r d L s c l o s u r C o d e 1 d i v . , r e n t , C o d e 2 M e! h o d b u y , ~ 1 1 , m n d d d / yy I Co d e 2 [Co d e I [ buyer/se lle r( A - H ) o r i n t . ) ( J .P ) C o d e 3 r e d e m p t io n ) |(J.P) [ {A-H) [ (ifprivate

5 2 , iShnres GlobalInfrastructure (IGF) A Dividend K . T Bu y 08/12/09 K53. iShares TrS&P Global Energy Sector Index A Dividend L T Bu y I 1/17/09 LFund ( IXC)5 4 . Po~vershares India ETF (PIN) A Dividend K , T Bu y 0g/] 2/09 K55 . S o l d 10/26 /09 J B~ a r t )5 6 . P~ydex Inverse Gov t Long Bd (RYJ-UX) N one N T Bu y 0 8 / 1 2 / 0 9 N5 7 . U S N atur a l G as Fund 0JN G ) N one B u y i 08 / 12 / 09 K5 8 , S o l d 09 / 03 / 09 K A5 9 . V a n g u a r d C o n s u m e r S t a p l e s ( V D C i A D i v i d e n d J T Bu y 08 / 2 6 / 09 J60 , " V a n g u a rd E n e r g y ( V D E ) A D i v i d e n d L T Bu y 1 0 9 1 1 1 / 0 9 , M6 1 . S o l d 111/18/09 M D( p a n )62 . Va ngua rd He a l th c a re (VHT ) A D i v i d e n d K T Bu y 1 0 8 / 1 2 / 0 9 1 K6 3 . Va ngu~ ud I ndus t r i a i s (VI S) A D i v i d e n d J T Bu y 0g / I 2 / 09 : J6 4 . Va ngua rd I n f o T e c h no l ogy (VGT ) A D i v i d e n d K T Bu y 08/12/091 K6 5 . Va ngua rd I n t l E qty I nde ~ F T SE Al l Wor l d C D i v i d e n d M T Bu y 1 0 1 1 5 / 0 9 M6 6 . V a n g u a r d L a r g e C a p ( V V ) A D i v i d e n d K T Bu y 0 8 1 1 2 / 0 9 K

6 7 . V a n g u a r d M a t e r i a l s (V A W ) A D i v i d e n d K T Bu y 08 / 12 / 09 K6 8 . V a n g u a rd M i d e a p ( V O ) A D i v i d e n d K T Bu y 08 / 12 / 09! K


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]Namef P e r s o n " R e p o r t in g D a t e o f R e p o r tF I N A N C I A L D IS C L O S U R E R E P O R T [ C L E M E N T , E D IT H B . 0 5 / 1 3 / 2 0 ~ 0P a g e 8 o f 1 0NO~ ~o reportable income, ~se~, or ~actions.)

A. B. C. D ,( including ~ ~se~) ~ng p~od of r~ing p~od

P ~ c e ( X } ~ e r e a c h ~ s ~ A m o u r I T ~ ( e . g ., Valu~ Value T~e(c .g . , D a m Value Gain ] I d ent i~of( A - H ) o r i n t . ) ( J - P ) ] C~3 ~ d ~ p t i o n ) I I (J-P) ~(A-H)[

69 . V~ SmMICap~B) A D i v i d e n d K T Bu y 0 8 / 1 ~ 0 9 K

70 . Van~a~ Tel~mm~i~tio~ Svcs ~O~ A D i v i d e n d K T Bu y ~08/I ~ K

72 . V~ ~ Yield Co~ Admi~l D D i v i ~ n d N T B~ 0 8 ! 1 ~ 0 9 N73 . V~ard High Y~dd Co~ Invm~r B Divided L T Bu y 09 / 11 / 09 L

74. V~ lnter.Te~ ~ Admi~l (~I~X, B Divided L T Bu y 0 8 ~ 6 / 0 9 M

75 . S o l d 1 1 / I 6 / 0 9 L A

76 . V~ard ST ~v~tmcnt G~d A~i~l D D i v i d e n d O T Bu y 0~61~ O

77. S o ld I0 /1 5 !~ M B

78 . "Van~rd ~ [nv~tme~ G~de Investor A D i ~ d e n d K T Bu y ~ / l 1 / 0 9 K79 . S o l d 11/16 /09 J A


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Name of Person Rep or t tn~ D a t e o f R epor tPage FINANCIAL9 o f I0 D IS CLOS URE R EPOR T [CLEMENT, EDITHB. 0 5 / 1 3 / 2 0 1 0

V I II . A D D I T IO N A L I N FO R M A T I O N O R E X P L A N A T I O N S . a ,~ , ~, ~ ,~ o . r ~, ~ ,o ~ )


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FINANCIAL DISCLOSURE REPORTP a g e 1 0 o f 1 0 C L E M E N T , E D I T H B , 05/I 3 /2010

I X . C E R T I F I C A T I O N .I c e r t if y t h a t a l l i n f o r m a ti o n g i v e n a b o v e ( I n c lu d i n g I n f o r ma t i o n p e r t a i n i n g t o m y ~ p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a ccu ra t e , t -rue , a nd comp le t e t o t he be s t o f my knowle d ge a nd be l i e f , a nd t ha t a ny In fo rma t i on no t r e po r t e d w a s wi t hhe ld be ca u se i t me t a pp l i ca ble s t a tu t o rypr ovis ion~ pe r mi t t ing non-d is c los ur e .I fu r t he r ce r t i fy t ha ~ e a rne d i ncome f rom ou t s i de e mployme n t a nd hono ra r i a a nd t he a cce p t a nce o f g i f t s whi ch ha ve be e n r e po r t e d a r e Incompl i a nce wi t h t he p rov i s i ons o r s U.S .C . a pp . 5 0 1 e L se q . , 5 U.S .C . 735 3 , a nd Jud i c i a l Con fe r e nce r e gu la t i ons .

N O T E : A N Y IN D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y FA L S I FI E S O R F A L L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E,Washington, D.C. 20544

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Edith B Clement Financial Disclosure Report for 2009