Upload
others
View
14
Download
1
Embed Size (px)
Citation preview
EASYGroup™ Technical Reference Guide
V2108.01Last Updated: August 19, 2021 4:26 pm
EASYGroup™ Technical Reference Guide
Published August 2021The format of this document is 8.5 x 11”
© 2021 Optum.
All rights reserved.
This document is protected by copyright law and international treaties. Unauthorized reproduction or distribution of this document, or any portions of it, may result in sever civil and criminal penalties, and will be prosecuted to the maximum extent under the law.
CPT® codes, descriptions, and other CPT® materials obtain a copyright of 2020 American Medical Association (AMA). All Rights Reserved. No fee schedules, basic units, relative values, or related listings are included in CPT®. The AMA does not directly or indirectly practice medicine or dispense medical services. The AMA assumes no liability for data contained or not contained herein. CPT® is a registered trademark of the American Medical Association.
Current Dental Terminology, © 2020 American Dental Association. All rights reserved.
Applicable FARS/DFARS Restrictions Apply to Government Use.
3M™ is a trademark of the 3M™ Company. The 3M™ Grouper Plus System (3M™ GPS) and the 3M™ Grouper Plus Content Services (GPCS) along with the 3M™ Enhanced Ambulatory Patient Grouping System (3M™ EAPGS) and it’s logic are proprietary to the 3M™ Company and are sub-ject to the terms and conditions of the software licensing agreement between 3M™ and Optum.
© 2021, American Hospital Association (AHA), Chicago, Illinois. Reproduced with permission. No portion of this publication may be reproduced, sorted in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without prior express, written consent of AHA.
Optum and the Optum logo are registered trademarks of Optum. All other brand or product names or trademarks are registered marks of their respective owners. Because we are continuously improving our products and services, Optum reserves the right to change specifications without prior notice. Optum is an equal opportunity employer.
EDC Analyzer™ - U.S. Patent No. 10,417,382
Optum11000 Optum Circle
Eden Prairie, MN 55344
Optum | www.optum.com August 19, 2021 Page 3
Table of ContentsChapter 1: Overview. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
Introduction to This Guide. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7Organization of This Guide . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7Document Conventions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8About Optum. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9Contact Us . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Chapter 2: Optimizer Return Codes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11Optimizer Return Code . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
Chapter 3: Function Return Codes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15Function Return Codes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
Chapter 4: Analyzer Return Codes and Error Codes . . . . . . . . . . . . . . . . . . . . . 19Claim-Level Analyzer Return Codes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20Claim-Level Analyzer Error Codes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
Chapter 5: Editor Return Codes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23ACE, CAH Method II Editor, and TRICARE APC Editor Return Codes . . 24DSC Editor Return Codes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27EASYEdit™ Editor Return Codes (C Only) . . . . . . . . . . . . . . . . . . . . . . . 29LCD Editor Return Codes (C Only). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29MOE Return Codes (C Only) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30Physician Editor Return Codes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
Chapter 6: Grouper/Reader Return Codes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32APC and ASC Grouper Return Codes . . . . . . . . . . . . . . . . . . . . . . . . . . . 33APG Grouper Return Codes (C Only) . . . . . . . . . . . . . . . . . . . . . . . . . . . 33DRG Grouper Return Codes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35IRF Grouper Return Codes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42HHA HHRG/PDGM Reader Return Codes . . . . . . . . . . . . . . . . . . . . . . . . 44SNF Reader Return Codes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46
Chapter 7: Pricer Return Codes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47Claim-Level Pricer Return Codes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48Line-Level Pricer Return Codes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73
Chapter 8: Mapper Return Codes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97Claim-Level Mapper Return Codes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98Diagnosis-Level Mapper Return Codes . . . . . . . . . . . . . . . . . . . . . . . . . . 99Procedure-Level Mapper Return Codes . . . . . . . . . . . . . . . . . . . . . . . . . 100
Chapter 9: Troubleshooting & Logging in EASYGroup™. . . . . . . . . . . . . . . . . 101General EASYGroup™ Logging . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102Configuring Logging . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105How to Resolve Return Code 60 and 61 . . . . . . . . . . . . . . . . . . . . . . . . 107Additional Logging for EASYGroup™ Server . . . . . . . . . . . . . . . . . . . . . 110Additional Logging for EASYGroup™ Web Service . . . . . . . . . . . . . . . . 115Additional Logging for Optum Exchange PPS (OEPPS) . . . . . . . . . . . . 117
Chapter 10: Hospital & Physician Rate Calculator File Key Fields. . . . . . . . . . 122C Platform Key Fields . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123COBOL Platform Key Fields . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 124
Chapter 11: Medicare Hospital Rate Calculator File Layouts. . . . . . . . . . . . . . 128
Optum | www.optum.com August 19, 2021 Page 4
Inpatient Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 130Outpatient Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 146Physician Layouts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 170
Chapter 12: Medicaid Hospital Rate Calculator File Layouts . . . . . . . . . . . . . . 178Inpatient Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 180Outpatient Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 201
Chapter 13: Other Hospital Rate Calculator File Layouts. . . . . . . . . . . . . . . . . 209Inpatient Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 210Outpatient Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 218
Chapter 14: Physician Factor File Layout. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 239C and COBOL Platform Layout . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 240
Chapter 15: Fee Schedule File Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 241Overview. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 242Fee Schedule Data File Layout . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 244Legacy Fee Schedule Data File Layout . . . . . . . . . . . . . . . . . . . . . . . . . 263
Chapter 16: Code Table Data File Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . 265File Naming Conventions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 266Code Table Data File Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 268
Chapter 17: New York Medicaid APG Zip Code File Layout . . . . . . . . . . . . . . 307New York Medicaid APG Zip Code File Layout (C Platform Only) . . . . . 308
Chapter 18: Payers File Layout . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 309File Naming Conventions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 310Payers File Layout . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 310
Chapter 19: Configuration File Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 312File Naming Conventions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 313C Platform Layout . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 314COBOL Platform Layout . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 323
Chapter 20: Rate File Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 332File Naming Conventions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 333C Platform. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 333COBOL Platform. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 362
Chapter 21: Rule File Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 382File Naming Conventions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 383APC Rule File . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 383ASC Rule File . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 386ACE Rule File . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 388Mapping Rule File . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 390
Chapter 22: Editor File Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 393DSC Editor File Layouts (C and COBOL Platforms). . . . . . . . . . . . . . . . 394LCD Editor File Layouts (C Platform Only) . . . . . . . . . . . . . . . . . . . . . . . 400MOE File Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 408Physician Editor File Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 412
Chapter 23: Reader File Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 419HHA PDGM V01 Reader File Layout . . . . . . . . . . . . . . . . . . . . . . . . . . . 420
Chapter 24: Analyzer File Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 421
Optum | www.optum.com August 19, 2021 Page 5
EDC Analyzer™ File Layouts (C Platform Only). . . . . . . . . . . . . . . . . . . 422E&M Analyzer Pro File Layouts (C Platform Only) . . . . . . . . . . . . . . . . . 426
Chapter 25: Mapping Data File Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 431 Mapping Data File . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 432
Chapter 26: Description File Layouts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 434DRG and MDC Grouper Description Files . . . . . . . . . . . . . . . . . . . . . . . 435APG Grouper Description File . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 436APC Grouper Description File . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 436
Chapter 27: Date-Sensitive Codes & Titles Files and Translation File Layouts 437Date-Sensitive Codes and Titles Overview . . . . . . . . . . . . . . . . . . . . . . 438Distinguishing Different Code Types . . . . . . . . . . . . . . . . . . . . . . . . . . . 439Identifying the Appropriate Code Value Record . . . . . . . . . . . . . . . . . . 439CPT® Copyright Notice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 440ICD-9-CM, ICD-10-CM/PCS, and HCPCS Codes & Titles File Layouts. 440EASYGroup™ Translation File . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 446
Index. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 449
Optum | www.optum.com August 19, 2021 Page 6
1 Overview
This chapter provides an overview of this manual and how to contact Optum. It contains the following sections:
• Introduction to This Guide• Intended Audience• Organization of This Guide• Document Conventions• About Optum• Contact Us
- Corporate Address- Need Assistance? Contact Optum Client Care- Portal- Found an Error in This User’s Guide?
Optum | www.optum.com August 19, 2021 Page 7
1.1 Introduction to This GuideThe EASYGroup™ Technical Reference Guide contains technical information to configure and analyze all EASYGroup™ components.
1.1.1 Intended AudienceThis guide is directed to:
- Information Technology Personnel- System Administrators
This guide assumes that the reader has a working knowledge of C and/or COBOL language syntax and file structures. All EASYGroup™ COBOL components utilize standard COBOL, using a compiler that conforms to INCITS/ISO/IEC 1989-2002 standard, “High” level specifications. The COBOL file types used are SEQUENTIAL and INDEXED.
1.2 Organization of This GuideTable 1-1: Guide Contents
Section DescriptionChapter 1, Overview Overview of Optum and of this user’s guideChapter 2, Optimizer Return Codes Listing of all EASYGroup™ Optimizer
Return CodesChapter 3, Function Return Codes Listing of all EASYGroup™ Function Return
CodesChapter 4, Analyzer Return Codes and Error Codes
Listing of all EASYGroup™ Analyzer Return Codes
Chapter 5, Editor Return Codes Listing of all EASYGroup™ Editor Return Codes
Chapter 6, Grouper/Reader Return Codes Listing of all EASYGroup™ Grouper Return Codes
Chapter 7, Pricer Return Codes Listing of all EASYGroup™ Pricer Return Codes
Chapter 8, Mapper Return Codes Listing of all EASYGroup™ Mapper Return Codes
Chapter 9, Troubleshooting & Logging in EASYGroup™
Troubleshooting and logging information for EASYGroup™
Chapter 10, Hospital & Physician Rate Calculator File Key Fields
Instructions on how to set up the hospital/provider rate calculator files, along with key fields
Chapter 11, Medicare Hospital Rate Calculator File Layouts
Listing of Medicare Rate Calculator File variables
Chapter 12, Medicaid Hospital Rate Calculator File Layouts
Listing of Medicaid Rate Calculator File variables
Optum | www.optum.com August 19, 2021 Page 8
1.3 Document ConventionsThis guide uses the following conventions:
• Any screen fields, buttons, tabs, or other controls that you can manipulate are printed in bold type. Keys that you press on the keyboard are also printed in bold type. For example:- Press the Exit button.- Press the Enter key.
• Keyboard keys that you must press simultaneously are printed in bold type and separated by a plus (+) sign. For example:- Press Ctrl + C.
• Links embedded in the text that you can select to jump to another section are in orange. For example:- Mappers
• Field names for the C Platform and filenames are italicized. For example: - pricer_rtn_code- EASYGroup.exe
Chapter 13, Other Hospital Rate Calculator File Layouts
Listing of other Hospital Rate Calculator File variables
Chapter 14, Physician Factor File Layout Listing of Physician Factor File variablesChapter 15, Fee Schedule File Layouts Listing of Fee Schedule File variablesChapter 16, Code Table Data File Layouts Listing of Code Table Data File variablesChapter 17, New York Medicaid APG Zip Code File Layout
Listing of the New York Medicaid APG Zip Code File variables
Chapter 18, Payers File Layout Listing of Payers File variablesChapter 19, Configuration File Layouts Listing of Configuration File variablesChapter 20, Rate File Layouts Listing of Rate File variablesChapter 21, Rule File Layouts Listing of Rule File variablesChapter 22, Editor File Layouts Listing of Editor file variablesChapter 24, Analyzer File Layouts Listing of the data files and corresponding
variables utilized by the AnalyzerChapter 25, Mapping Data File Layouts Listing of the Mapping Data File variablesChapter 26, Description File Layouts Description of DRG, MDC, APG, and APC/
ASC Description FilesChapter 27, Date-Sensitive Codes & Titles Files and Translation File Layouts
Listing and descriptions of the Date-Sensitive Codes & Titles File(s), the Translation File variables
Index Quick reference index
Table 1-1: Guide Contents
Section Description
Optum | www.optum.com August 19, 2021 Page 9
• Field names for the COBOL Platform are in all caps. For example: - PRCR-RTN-CODE
• Field Description titles are printed in bold type:- NICU Accreditation Indicator
• Legislation titles are italicized. For example:- Balanced Budget Act of 1997
1.4 About OptumOptum is a health services business dedicated to making the health system work better for everyone. At Optum, we help modernize the health ecosystem, by bringing inter-operable and connected technology, real-time information, streamlined administration and managed compliance, risk, and costs.
1.5 Contact Us1.5.1 Corporate Address
Optum11000 Optum CircleEden Prairie, MN. 55344T 1 + (888) 445-8745www.optum.com
1.5.2 Need Assistance? Contact Optum Client CareWe welcome you as a valued client. When opening a ticket with Optum Client Care you will be issued a ticket number. These ticket numbers correlate to individual issues. If you are experiencing multiple issues, it is recommended that you obtain individual ticket numbers.Please contact Optum Client Care using one of the methods detailed below:
• Navigating to the Optum Payment Integrity Software Support Portal• Sending an Email to Optum Client Care:
1. Include name and number and detailed description of product issue.2. Response time to email is generally within a few business hours.3. Service technician has ability to do prior research before calling back.
• Via the Optum Client Care Phone: 800-999-DRGS (3747)When calling Optum Client Care regarding a previously opened ticket, have your ticket number available. If you misplaced or did not receive a ticket number, please ask the technician to provide it to you.
Optum | www.optum.com August 19, 2021 Page 10
1. Calls are answered in the order that they are received. If there is a high call volume, calls are held in a queue until a technician becomes available.
2. Calls classified as an industry expert category (i.e., case and reimbursement, logic encoder, etc.) will be escalated to Optum experts.
3. Technicians are available 24/7.
1.5.3 PortalFor access to the latest release information, announcements, user documentation, release schedules, and much more please visit the Regulatory Portal.
1.5.4 Found an Error in This User’s Guide?Please feel free to contact our Optum PPS Product Suite Documentation Team with any errors you may have found within this document:Optum PPS_DocumentationWe welcome feedback from our clients.
Optum | www.optum.com August 19, 2021 Page 11
2 Optimizer Return Codes
This chapter provides a list of all EASYGroup™ Optimizer Return Codes. For more information on the EASYGroup™ Optimizer please refer to the EASYGroup™ User’s Guide and the Input and Output Parameter Blocks User’s Guide. This chapter includes the following sections:
• Optimizer Return Code- OOB1 [opt_output_block1] and OOB1-OPT-OUTPUT-BLOCK1 Return
Codes
Optum | www.optum.com August 19, 2021 Page 12
2.1 Optimizer Return Code2.1.1 OOB1 [opt_output_block1] and OOB1-OPT-OUTPUT-BLOCK1 Return Codes
Table 2-1: OOB1 [opt_output_block1] and OOB1-OPT-OUTPUT-BLOCK1 Return CodesReturn Code Short Description Long Description C or COBOL or Both00 No Errors Found There were no Optimizer errors found on the claim. Both04 Error Calling the
Analyzer Control Program
The Optimizer cannot find or locate the Analyzer Control Program (caacntl.c/.dll) that is required to process this record. The Analyzer Control Program should be stored in the same directory that contains the Optimizer control program.
C
05 Error Calling the Mapper Control Program
The Optimizer cannot find or load the Mapper Control Program (mapcntl.c/.dll/mapcntl.cob/cmapcntl.cob) that is required to process this record. The Mapper Control Program should be stored in the same directory that contains the Optimizer program.
Both
06 Error Calling the Editor Control Program
The Optimizer cannot find or load the Editor Control Program (edtcntl.c/.dll; edtcntl.cob/edtcntl.cob) that is required to process this record. The Editor Control Program should be stored in the same directory that contains the Optimizer program.
Both
07 Error Calling the Grouper Control Program
The Optimizer cannot find or load the Grouper Control Program (grpcntl.c/.dll; grpcntl.cob/grpcntl.cob) that is required to process this record. The Grouper Control Program should be stored in the same directory that contains the Optimizer program.
Both
08 Error Calling the Pricer Control Program
The Optimizer cannot find or load the Pricer Control Program (prccntl.c/.dll; prccntl.cob/prccntl.cob) that is required to process this record. The Pricer Control Program should be stored in the same directory that contains the Optimizer program.
Both
09 Error Calling the Retrieve Payer Program
The Optimizer cannot find or load the Retrieve Payer Program (rtvpyr.c/.dll; rtvpyr.cob/rtvpyr.cob) that is required to process this record. The Retrieve Payer Program should be stored in the same directory that contains the Optimizer program.
Both
10 Error Calling the Model Control Program
The Optimizer cannot find or load the Modeling Control Program (mdlcntl.c/.dll; mdlcntl.cob/mdlcntl.cob) that is required to process this record. The Modeling Control Program should be stored in the same directory that contains the Optimizer program.
Both
11 Non-Zero Return Code From Mapper
The Optimizer received a non-zero Return Code from the Mapper and cannot continue processing this case. Refer to the Mapper Return Codes section of this guide for further information.
Both
Optum | www.optum.com August 19, 2021 Page 13
12 Non-Zero Return Code From the DSC Editor
The Optimizer received a non-zero Return Code from the Date-Sensitive Code (DSC) Editor and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
Both
13 Non-Zero Return Code From the EASYEdit™
The Optimizer received a non-zero Return Code from EASYEdit™ and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
C
14 Non-Zero Return Code From ACE
The Optimizer received a non-zero Return Code from the Ambulatory Code Editor™ (ACE) and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
Both
15 Non-Zero Return Code From Grouper
The Optimizer received a non-zero Return Code from the Grouper and cannot continue processing this case. Refer to the Grouper/Reader Return Codes section of this guide for further information.
Both
16 Non-Zero Return Code From Pricer
The Optimizer received a non-zero Return Code from the Pricer and cannot continue processing this case. Refer to the Pricer Return Codes section of this guide for further information.
Both
17 Non-Zero Return Code From LCD Editor
The Optimizer received a non-zero Return Code from the LCD Editor and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
C
18 Non-Zero Return Code From Retrieve Payer Program
The Optimizer received a non-zero Return Code from the Retrieve Payer Program and cannot continue processing this case. When Optimizer Return Code 18 is issued, a Function Return Code is also issued. Refer to the Function Return Codes section of this guide for further information.
Both
19 Non-Zero Return Code From Model Control Program
The Optimizer received a non-zero Return Code from the Modeling Control Program and cannot continue processing this case. When Optimizer Return Code 19 is issued, a Function Return Code is also issued. Refer to the Function Return Codes section of this guide for further information.
Both
20 EZGMEM Cannot Be Loaded
The Optimizer cannot find or load the EASYGroup™ Memory Allocation Program (ezgmem.c/.dll) that is required to process this record. The memory allocation program should be stored in the same directory that contains the Optimizer program.
C
21 Non-Zero Return Code from TRICARE APC Editor
The Optimizer received a non-zero Return Code from the TRICARE APC Editor and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
C
22 Non-Zero Return Code From Physician Editor
The Optimizer received a non-zero Return Code from the Physician Editor and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
Both
Table 2-1: OOB1 [opt_output_block1] and OOB1-OPT-OUTPUT-BLOCK1 Return CodesReturn Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 14
23 Non-Zero Return Code From Analyzer
The Optimizer received a non-zero Return Code from the Analyzer and cannot continue processing this case. Refer to the Analyzer Return Codes and Error Codes section of this guide for further information.
C
24 Non-Zero Return Code From Log Control Program
The Log File (logcntl.txt) cannot be created (due to a permissions issue, etc.), therefore the Logging Control Program (logcntl.c/.dll) will generate Optimizer Return Code 24, as well as Function Return Code 18. Refer to the Function Return Codes section for further information.
C
25 Non-Zero Return Code From MOE
The Optimizer received a non-zero Return Code from the MOE and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
C
26 Non-Zero Return Code From CAH Method II Editor
The Optimizer received a non-zero Return Code from the CAH Method II Editor and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
Both
87 Program Cannot Be Loaded
The control program cannot find or load the Optimizer program or the Retrieve Payer Control Program (rtvpyr) that are required. These programs should be stored in the same directory that contains the Optimizer.
C
88 Initialization Error Check required components. C89 Memory Error A memory allocation error has been found or the 3M™
GPS interfacing program (ezgps) cannot be found or loaded.
C
90 Invalid Request An invalid value in the Operation Code 1 (opcode1; ECB-OPCODE1) field was passed to the Optimizer.
Both
94 Invalid Dates Indicates one of the following conditions:- Effective Date on the claim is missing or not a valid
date.- From Date on the claim is missing or is not a valid
date.- Thru Date on the claim is missing or is not a valid
date.- From Date is after the Thru Date.
C
95 Parameter Error There is an error in the parameters being passed to EASYGroup™ and that one of the following is true:- Not enough memory has been allocated by the
calling program.- Memory has not been allocated by the calling
program for a required input or output structure.- The Extended Structure Switch (ext_blk_sw) field
located in the ECB [ezg_cntl_block] is not set to 1.
C
Table 2-1: OOB1 [opt_output_block1] and OOB1-OPT-OUTPUT-BLOCK1 Return CodesReturn Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 15
3 Function Return Codes
This chapter provides a list of all EASYGroup™ Function Return Codes. This chapter includes the following sections:
• Function Return Codes- ECB [ezg_cntl_block] and FRB-FUNC-RTN-BLOCK Return Codes
Optum | www.optum.com August 19, 2021 Page 16
3.1 Function Return Codes3.1.1 ECB [ezg_cntl_block] and FRB-FUNC-RTN-BLOCK Return Codes
Table 3-1: ECB [ezg_cntl_block] and FRB-FUNC-RTN-BLOCK Return CodesReturn Code Short Description Long Description C or COBOL or Both00 No Errors Found There were no errors found on the claim. Both01 No Hospital Rate
Calculator RecordThere is no Hospital Rate Calculator Record with a matching: - Hospital Number - Paysource Code- Patient TypeWhich has an Effective Date less than or equal to the Reimbursement Date passed to the Pricer.
Both
07 Error Calling the Grouper Control Program
The Optimizer cannot find or load the Grouper Control Program (grpcntl.c/.dll; grpcntl.cob/grpcntl.cob) that is required to process this record. The Grouper Control Program should be stored in the same directory that contains the Optimizer program.
C
08 Error Calling the Pricer Control Program
The Optimizer cannot find or load the Pricer Control Program (prccntl.c/.dll; prccntl.cob/prccntl.cob) that is required to process this record. The Pricer Control Program should be stored in the same directory that contains the Optimizer program.
C
10 No Historical Rate Record Found
The claim has an Effective Date prior to October 01, 2008 and no configuration record or historical hospital rate record was found.
COBOL
12 Non-Zero Return Code From the DSC Editor
The Optimizer received a non-zero Return Code from the Date-Sensitive Code (DSC) Editor and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
Both
13 Non-Zero Return Code From the EASYEdit™
The Optimizer received a non-zero Return Code from EASYEdit™ and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
C
14 Non-Zero Return Code From ACE
The Optimizer received a non-zero Return Code from the Ambulatory Code Editor™ (ACE) and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
Both
15 Non-Zero Return Code From Grouper
The Optimizer received a non-zero Return Code from the Grouper and cannot continue processing this case. Refer to the Grouper/Reader Return Codes section of this guide for further information.
C
16 Non-Zero Return Code From Pricer
The Optimizer received a non-zero Return Code from the Pricer and cannot continue processing this case. Refer to the Pricer Return Codes section of this guide for further information.
C
Optum | www.optum.com August 19, 2021 Page 17
17 Non-Zero Return Code From LCD Editor
The Optimizer received a non-zero Return Code from the LCD Editor and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
C
18 Error Creating Log File The Log File (logcntl.txt) cannot be created (due to a permissions issue, etc.), therefore the Logging Control Program (logcntl.c/.dll) will generate Function Return Code 18, as well as Optimizer Return Code 24. Refer to the Optimizer Return Codes section for further information.
C
19 Grouping or Pricing Operation Failed in the Model Control Program
The Grouping or Pricing operation failed in the Modeling control program. Refer to the Grouper/Reader Return Codes and the Pricer Return Codes sections of this guide for further information.
COBOL
20 Invalid or Missing Taxonomy
The Retrieve Payer Control Program (rtvpyr; RTVPYR) lookup has failed due to a missing or invalid taxonomy code. Practitioner claims must include at least one valid taxonomy code.
Both
21 Non-Zero Return Code from TRICARE APC Editor
The Optimizer received a non-zero Return Code from the TRICARE APC Editor and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
C
22 Non-Zero Return Code From Physician Editor
The Optimizer received a non-zero Return Code from the Physician Editor and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
Both
25 Non-Zero Return Code From MOE
The Optimizer received a non-zero Return Code from the MOE and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
C
26 Non-Zero Return Code From CAH Method II Editor
The Optimizer received a non-zero Return Code from the CAH Method II Editor and cannot continue processing this case. Refer to the Editor Return Codes section of this guide for further information.
Both
62 Closed or Inactive Rate Record
This facility is closed or inactive as indicated by the Closed Facility Switch in Rate Manager/the Configuration File.
Both
70 Configuration Record Error
The Configuration/hospital rate files are out of sync. Claim has an Effective Date on or after October 01, 2008 and the configuration record was not found, but a hospital rate record with an Effective Date on or after October 01, 2008 was found.
Both
87 Program Cannot Be Loaded
The Pricer/Grouper Control program cannot find or load the Pricer/Grouper program or the Retrieve Payer Control Program (rtvpyr) that are required. These programs should be stored in the same directory that contains the Optimizer program.
C
88 Initialization Error Check required components. C
Table 3-1: ECB [ezg_cntl_block] and FRB-FUNC-RTN-BLOCK Return CodesReturn Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 18
89 Memory Error A memory allocation error has been found or the 3M™ GPS interfacing program (ezgps) cannot be found or loaded.
C
94 Invalid Dates Indicates one of the following conditions:- Effective Date on the claim is missing or not a valid
date.- From Date on the claim is missing or is not a valid
date.- Thru Date on the claim is missing or is not a valid
date.- From Date is after the Thru Date.
Both
95 Parameter Error There is an error in the parameters being passed to EASYGroup™ and that one of the following is true:- Not enough memory has been allocated by the
calling program.- Memory has not been allocated by the calling
program for a required input or output structure.- The Extended Structure Switch (ext_blk_sw) field
located in the ECB [ezg_cntl_block] is not set to 1.
C
CL Cannot Load or Open Program
An error occurred during the opening or loading of the Retrieve Payer Control Program (rtvpyr; RTVPYR) or associated programs. Refer to the Interface Function Return Code Status (FRB-RTN-STATUS) field for further information.
COBOL
IO File I/O Error One or more of the rate files cannot be opened or closed. Refer to Interface Function Return Code 2 (FRB-RTN-CODE2) field for further information.
COBOL
R1 Invalid Patient Type The value provided in the Patient Type (pattype) field in the ECB [ezg_cntl_block] structure is invalid. Valid values are as follows:- 01 = Inpatient- 02 = Outpatient- 03 = IRF- 04 = Physician- 06 = SNF
C
Table 3-1: ECB [ezg_cntl_block] and FRB-FUNC-RTN-BLOCK Return CodesReturn Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 19
4 Analyzer Return Codes and Error Codes
This chapter provides a list of all EASYGroup™ Analyzer Return Codes and Error Codes. For more information on EASYGroup™ Analyzers please refer to the EASYGroup™ User’s Guide. This chapter includes the following sections:
• Claim-Level Analyzer Return Codes• Claim-Level Analyzer Error Codes
Optum | www.optum.com August 19, 2021 Page 20
4.1 Claim-Level Analyzer Return CodesIf one of the below Analyzer Return Codes is triggered, the claim will be rejected.
Table 4-1: Claim-Level Analyzer Return Codes
Return Code Short Description Long Description00 No Errors Found There were no errors found on the claim.01 Exclusion File Not
FoundEDC Analyzer™:The Exclusion File (comp0vvv.dat) is missing.
02 Standard Costs File Not Found
EDC Analyzer™:The Standard Costs File (comp1vvv.dat) is missing.
03 Extended Costs File Not Found
EDC Analyzer™:The Extended Costs File (comp2vvv.dat) is missing.
04 Patient Complexity Costs File Not Found
EDC Analyzer™:The Patient Complexity Costs File (comp3vvv.dat) is missing.
05 Exclusion File Not Found
E&M Analyzer Pro:The Exclusion File (excluvvv.dat) is missing.
06 Diagnosis Risk File Not Found
E&M Analyzer Pro:The Diagnosis Risk File (dxrskvvv.dat) is missing.
07 Visit Level Complexity Claim File Not Found
E&M Analyzer Pro:The Visit Level Complexity Claim File (vlccvvv.dat) is missing.
08 Visit Level Complexity Diagnosis File Not Found
E&M Analyzer Pro:The Visit Level Complexity Diagnosis File (vlcdvvv.dat) is missing.
84 Cannot Open Communication Connection
The Analyzer was unable to open the communications channel required to log claim data.
85 Unable to Write Claim to the Log File
The Analyzer was unable to successfully write claim data to the claim results text file. Several conditions could cause this which include insufficient permissions, a hardware error, or lack of disk space.
87 Program Cannot be Loaded
The Analyzer control program cannot find or load the Analyzer program that is required. The Analyzer control program should be stored in the same directory that contains the Optimizer program.
88 Initialization Error Check required components.89 Memory Error A memory allocation error has been found.
Optum | www.optum.com August 19, 2021 Page 21
4.2 Claim-Level Analyzer Error CodesIf one of the below Analyzer Error Codes is returned, the claim will stop processing through the Analyzer (except as noted below), but will not be rejected.
Table 4-2: Claim-Level Analyzer Error Codes
Error Code Short Description Long Description00 No Errors Found There were no errors found on the claim.01 Claim Length of Stay is
Invalid or Greater Than Two Days
The claim spans greater than two days.
02 No Emergency Department Visit on This Claim
EDC Analyzer™:This claim does not include an emergency department visit code (e.g., 99281 – 99285/G0380 – G0384).
E&M Analyzer Pro:This claim does not include an emergency department visit code (e.g., 99281 – 99285).
03 More Than One Emergency Department Visit on This Claim
EDC Analyzer™:This claim includes more than one emergency department visit code (e.g., 99281 – 99285, G0380 – G0384).
E&M Analyzer Pro:This claim includes more than one emergency department visit code (e.g., 99281 – 99285).
04 Invalid, Ambiguous, or No Gender on This Claim
This claim meets one or more of the following criteria:- Gender for the patient was not billed- An invalid or unknown gender for the patient was
billed (i.e., something other than M, F, 1, or 2 was billed)
- Condition Code 45 (Ambiguous Gender Category) was billed (EDC Analyzer™ Only)
05 Claim Excluded Based on Patient Age
This claim meets one of the following criteria:- Patient was under the age of 2 years- Patient was over the age of 124 years (which is
considered invalid)06 Claim Excluded Based
on Diagnosis CodeThis claim includes a diagnosis code (e.g., Schizophrenia) which is excluded from claim processing.
07 There are No Diagnosis Codes on This Claim That are Considered by the Analyzer
EDC Analyzer™:This claim does not include any reason for visit diagnosis codes for which a weight has been established.
E&M Analyzer Pro:This claim does not include any diagnosis codes for which a risk has been established.
Optum | www.optum.com August 19, 2021 Page 22
*This error code is for informational purposes only and will not stop processing through the Analyzer.
08 Claim Excluded Based on Discharge Disposition
EDC Analyzer™:This claim includes a Discharge Disposition other than 01 (Discharged to Home or Self Care), 07 (Left Against Medical Advice), or 81 (Discharged to Home or Self-Care With a Planned Acute Care Hospital Inpatient Readmission).
09 Claim Excluded Based on Procedure Code
This claim includes a procedure code which is excluded (e.g., critical care).
10 Claim Excluded Based on Revenue Code
EDC Analyzer™:This claim includes a revenue code which is excluded from claim processing.
11* Claim Excluded Because Minimum Facility Claim Data Was Not Provided
E&M Analyzer Pro:This claim does not contain the minimum facility claim data that is required. This includes the following:- UB-04 Bill Type- Discharge Disposition- At least one claim line with a procedure code or
revenue code
12* Claim Excluded Because a High Risk Procedure Code Was Identified on the Facility Claim
E&M Analyzer Pro:This facility claim includes a high risk procedure code which is excluded from claim processing.
13* Claim Excluded Because Observation Services Were Identified on the Facility Claim
E&M Analyzer Pro:This facility claim includes an observation service which is excluded from claim processing.
14* Claim Excluded Due to Death or Admission Identified on Facility Claim
E&M Analyzer Pro:This claim is excluded because either the patient died or was admitted to another health care setting. Therefore this claim is excluded from processing.
15 Claim Excluded Based on Gender Mismatch
EDC Analyzer™:This claim contains a mismatch between the Gender submitted on the claim and the reason for visit diagnosis code. For example, the claim for a Male patient has a diagnosis code of C55 (Malignant Neoplasm of Uterus, Part Unspecified).
Table 4-2: Claim-Level Analyzer Error Codes
Error Code Short Description Long Description
Optum | www.optum.com August 19, 2021 Page 23
5 Editor Return Codes
This chapter provides a list of all EASYGroup™ Editor Return Codes. For more information on EASYGroup™ Editors please refer to the EASYGroup™ User’s Guide. This chapter includes the following sections:
• ACE, CAH Method II Editor, and TRICARE APC Editor Return Codes• DSC Editor Return Codes• EASYEdit™ Editor Return Codes (C Only)• LCD Editor Return Codes (C Only)• MOE Return Codes (C Only)• Physician Editor Return Codes
Optum | www.optum.com August 19, 2021 Page 24
5.1 ACE, CAH Method II Editor, and TRICARE APC Editor Return Codes
Table 5-1: ACE, CAH Method II Editor, and TRICARE APC Editor Return Codes
Return Code Short Description Long Description C or COBOL or Both00 No Parameter or I/O
ErrorsThere were no errors found. TRICARE APC:
C
All Others:Both
02 Code File or Other I/O Error
ACE:Cannot find or open the code file (aceedit.dat).
CAH Method II Editor:Cannot find or open the code file (aceedit.dat or physedit.dat).
C
03 CCI Edit File Open or I/O Error
ACE:Cannot find or open one or more of the CCI Edit Files (cciedit.dat or cciedt2.dat).
CAH Method II Editor:Cannot find or open one or more of the CCI Edit Files (cciedit.dat, cciedt2.dat, or physcci.dat).
C
04 OCE/CCI Edit File Open or I/O Error
ACE and CAH Method II Editor:Cannot find or open one or more of the OCE/CCI Edit Files (ocecci.dat or ocecci2.dat).
C
05 Number of Procedures <1
There are no procedure codes on this claim. The input field Number of Procedure Codes (numhcpcs; PCB1-HCT-NUMHCPCS) must be greater than or equal to 1.
TRICARE APC:C
All Others:Both
06 Claims Spans > 365 Days
ACE and CAH Method II Editor:The claim length of stay ((Thru Date - From Date) + 1) is greater than 365 days.
Both
08 Unsupported Bill Type(3M™ GPS Only)
TRICARE APC Editor:The bill type on the claim is not a valid UB-04 bill type, or is otherwise not supported.
C
09 Number of Diagnoses < 1
There are no diagnosis codes on this claim. Number of Diagnosis Codes (numdx; PCB1-DCT-NUMDX) field must be greater than or equal to 1.
TRICARE APC:C
All Others:Both
10 Final Disposition Exceeds Maximum Acceptable Level of Error
ACE and CAH Method II Editor:Final claim disposition exceeds maximum acceptable level of error.
Both
Optum | www.optum.com August 19, 2021 Page 25
11 ACE and CAH Method II Editor:MUE File Open or I/O Error
TRICARE APC:Claims Dates Outside of Grouper Version
ACE and CAH Method II Editor:Cannot find or open the MUE File (mue.dat).
TRICARE APC: Claim dates outside of Grouper version.
C
12 Invalid Date TRICARE APC:The date on a claim is missing or invalid.
C
13 Code Pair File Open or I/O Error
CAH Method II Editor:Cannot find or open the codepairs.dat file.
C
60 Cannot Load External Software
TRICARE APC:The 3M™ GPS was not installed or configured correctly.
C
61 All Other Errors From External Software
TRICARE APC:The 3M™ GPS returns an unexpected result or an exception is thrown.
C
65 Invalid Certificate TRICARE APC (3M™ GPCS only):The certificate needed for the 3M™ GPCS is not present or is invalid and/or when the required unique key needed for a Super Certificate(s) is not present or is invalid.
C
66 Invalid URL TRICARE APC (3M™ GPCS only):The values set in one of the following environment variables are missing or invalid: - GPCS_URL (i.e., the URL to send claim info to)- GPCS_STSURL (i.e., the URL to validate the
certificate)
C
80 Invalid Content Version TRICARE APC (3M™ GPCS only):An invalid content version (GPCS_ContentVersion) has been passed to the GPCS. This version is set either in an environment variable or in the HssSetup.ini file.
C
87 Program Cannot Be Loaded
The Editor Control Program (edtcntl) cannot find or load the Editor program or the Retrieve Payer Control Program (rtvpyr) that are required. These programs should be stored in the same directory that contains the Optimizer.
NoteFor 3M™ GPCS users only, this Return Code might also be issued if the appropriate version of the Microsoft C++ redistributable and/or the appropriate version of OpenSSL is not installed. Please refer to the EASYGroup™ Installation Guide for a list of appropriate versions for these 3M™ GPCS software requirements.
C
88 Initialization Error Check required components. C
Table 5-1: ACE, CAH Method II Editor, and TRICARE APC Editor Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 26
89 Memory Allocation Error A memory allocation error has been found or the 3M™ GPS interfacing program (ezgps) cannot be found or loaded.
C
95 Parameter Error There is an error in the parameters being passed toEASYGroup™ and that one of the following is true:- Not enough memory has been allocated by the
calling program.- Memory has not been allocated by the calling
program for a required input or output structure.
C
IO File I/O Error ACE and CAH Method II Editor:One or more of the Editor data files cannot be opened or closed. Please refer to AEB1-RTN-CODE2 for details.
COBOL
CL Cannot Load or Open Program
ACE and CAH Method II Editor:An error occurred during the opening or loading of the Editor or associated programs.
COBOL
Table 5-1: ACE, CAH Method II Editor, and TRICARE APC Editor Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 27
5.2 DSC Editor Return CodesTable 5-2: DSC Editor Return Codes
Return Code Short Description Long Description C or COBOL or Both00 No Error Found There were no errors found on the claim. Both01 Insufficient Memory C02 General Processing
ErrorC
03 Code Lookup Error, Code Not Found
C
03 Invalid Number of DX/OP Codes
Exceeds max allowed. COBOL
05 Error Opening Editor File(s)
The Editor is unable to open the ICD-10 Diagnosis and Procedure File (dxopfile.dat; dxopi10.dat).
C
07 Error Reading Editor File(s)
C
09 Maximum Error Code C10 HAC Editor Not Found C16 Invalid ALC Days/
Interrupted DaysThe number of non-covered/leave of absence days reported with UB-04 Occurrence Span Code 74 and UB-04 Occurrence Span Dates 1 and 2 is greater than or equal to the claim Length of Stay. This Return Code is only issued for claims with a Discharge Date greater than or equal to October 01, 2012 that are billed with a procedure code subject to DSC Edit 026.
Both
18 Invalid Occurrence Span Date
The UB-04 Occurrence Span Code 74 has been reported with an invalid UB-04 Occurrence Span Date 1 or 2, or a UB-04 Occurrence Span Date 2 that is before the UB-04 Occurrence Span Date 1. This Return Code is only issued for claims with a Discharge Date greater than or equal to October 01, 2012 that are billed with a procedure code subject to DSC Edit 026.
Both
87 Program Cannot Be Loaded
The Editor Control Program cannot find or load the Editor program that is required. The Editor program should be stored in the same directory that contains the Optimizer program.
C
88 Initialization Error Check required components. C89 Memory Error A memory allocation error has been found. C95 Parameter Error There is an error in the parameters being passed to
EASYGroup™ and that one of the following is true:- Not enough memory has been allocated by the
calling program.- Memory has not been allocated by the calling
program for a required input or output structure.- The Extended Structure Switch (ext_blk_sw) field
located in the ECB [ezg_cntl_block] is not set to 1.
C
IO File I/O Error One or more of the DSC Editor data tables cannot be opened or closed. Please refer to MEB1-RTN-CODE2 and MEB1-RTN-STATUS for details.
COBOL
Optum | www.optum.com August 19, 2021 Page 28
CL Cannot Load or Open Program
An error occurred during the opening or loading of the DSC Editor or associated programs.
COBOL
Table 5-2: DSC Editor Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 29
5.3 EASYEdit™ Editor Return Codes (C Only)
5.4 LCD Editor Return Codes (C Only)
Table 5-3: EASYEdit™ Editor Return Codes
Return Code Short Description Long Description00 Record Edited
Table 5-4: LCD Editor Return Codes
Return Code Short Description Long Description00 No Errors Found There were no errors found on the claim.01 Cannot Open codes.dat File An error occurred during the opening or loading of the codes.dat file.02 Cannot Open i10pairs.dat File An error occurred during the opening or loading of the i10pairs.dat file.03 Cannot Open index.dat File An error occurred during the opening or loading of the index.dat file.04 Cannot Open ap.dat File An error occurred during the opening or loading of the ap.dat file.05 Cannot Open i10sd.dat File An error occurred during the opening or loading of the i10sd.dat file.06 Cannot Open fi.dat File An error occurred during the opening or loading of the fi.dat file.07 Invalid From or Thru Date08 Policy in i10pairs.dat File Has
No Matching Entry in the Index.dat File
The LCD or NCD policy cannot be found in the index.dat file.
09 Provider ID Not Found on Fi.dat File and No Default is Defined
The NPI and/or Facility ID cannot be found in the fi.dat file and no default MAC was defined.
10 I/O Initialization Error13 No Edits Available for the
Fiscal Intermediary, Carrier, or MAC Associated with This Provider ID
No LCD or NCD edits have been defined for this MAC.
14 Cannot Open i10stdx.dat File An error occurred during the opening or loading of the i10stdx.dat file.16 Cannot Open mac.dat File An error occurred during the opening or loading of the mac.dat file.17 No Matching MAC Record
FoundMAC ID cannot be found in the mac.dat file.
18 Number of Diagnoses < 1 There are no diagnosis on this claim.87 Program Cannot be Loaded The Editor Control program cannot find or load the Editor program that
is required. The Editor program should be stored in the same directory that contains the Optimizer program.
88 Initialization Error Check required components.89 Memory Error A memory allocation error has been found.
Optum | www.optum.com August 19, 2021 Page 30
5.5 MOE Return Codes (C Only)
5.6 Physician Editor Return Codes
Table 5-5: MOE Return Codes
Return Code Short Description Long Description00 No Errors Found There were no errors found on the claim.02 Code File Open or I/O Error Cannot find or cannot open the MOE Code File (moeedit.dat).04 OCE/CCI Edit File Open or I/O
ErrorCannot find or cannot open the OCE/CCI Edit File (ocecci2.dat).
05 Number of Procedures < 1 The number of procedure codes (numhcpcs) must be greater than or equal to 1.
09 Number of Diagnoses < 1 The number of diagnosis codes (numdx) must be greater than or equal to 1.
10 Final Disposition Exceeds Maximum Acceptable Level of Error
Final claim disposition exceeds maximum acceptable level of error.
11 MUE File Open or I/O Error Cannot find or cannot open the MUE File (mue.dat)12 Edit Cannot be Found on Code
FileMOE cannot locate a requested edit (for the claim From Date) in the MOE Code Table File (moeedit.dat).
87 Program Cannot Be Loaded The Editor control program (edtcntl) cannot find or load the Editor program or the Retrieve Payer Control Program (rtvpyr) that are required. These programs should be stored in the same directory that contains the Optimizer.
88 Initialization Error Check required components.89 Memory Error A memory allocation error has been found.
Table 5-6: Physician Editor Return Codes
Return Code Short Description Long Description C or COBOL or Both
00 No Errors Found There were no errors found on the claim. Both02 Code File Open or I/O Error Cannot locate or open the code file
physedit.dat.C
03 CCI Edit File Open or I/O Error Cannot locate or open the CCI edit file physcci.dat.
C
05 Number of Procedures < 1 The input field Number of Procedure Codes (numhcpcs; PCB1-HCT-NUMHCPCS) must be greater than or equal to 1.
Both
09 Number of Diagnoses < 1 The input field Number of Diagnosis Codes (numdx; PCB1-DCT-NUMDX) must be greater than or equal to 1.
Both
10 Final Disposition Exceeds Maximum Acceptable Level of Error
Final claim disposition exceeds maximum acceptable level of error.
Both
Optum | www.optum.com August 19, 2021 Page 31
11 Edit Cannot Be Found on Code File
Cannot locate a requested edit (for the claim from date) in the code file physedit.dat.
C
12 MUE File Open or I/O Error Cannot find or cannot open the mue.dat file. C
13 Code Pair File Open or I/O Error
Cannot find or cannot open the codepairs.dat file.
C
87 Program Cannot Be Loaded The Editor control program (edtcntl) cannot find or load the Editor program or the Retrieve Payer Control Program (rtvpyr) that are required. These programs should be stored in the same directory that contains the Optimizer.
C
88 Initialization Error Check required components. C89 Memory Error A memory allocation error has been found. CIO File I/O Error One or more of the Editor data files cannot be
opened or closed. Please refer to PEB1-RTN-CODE2 and PEB1-RTN-STATUS for details.
COBOL
CL Cannot Load or Open Program An error occurred during the opening or loading of the Editor or associated programs.
COBOL
Table 5-6: Physician Editor Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 32
6 Grouper/Reader Return Codes
This chapter provides a list of all EASYGroup™ Grouper/Reader Return Codes. For more information on EASYGroup™ Groupers please refer to the EASYGroup™ User’s Guide. This chapter includes the following sections:
• APC and ASC Grouper Return Codes• APG Grouper Return Codes (C Only)• DRG Grouper Return Codes• IRF Grouper Return Codes• HHA HHRG/PDGM Reader Return Codes• SNF Reader Return Codes
- Claim Level- Line Level
Optum | www.optum.com August 19, 2021 Page 33
6.1 APC and ASC Grouper Return Codes
6.2 APG Grouper Return Codes (C Only)
Table 6-1: APC and ASC Grouper Return Codes
Return Code Short Description Long Description C or COBOL or Both00 No Errors Found There were no errors found on the claim. Both62 Closed or Inactive
Rate RecordThis facility is closed or inactive as indicated by the Closed Facility Switch in Rate Manager/the Configuration File.
Both
87 Program Cannot Be Loaded
The Grouper control program cannot find or load the Grouper program or the Retrieve Payer Control Program (rtvpyr) that is required. These programs should be stored in the same directory that contains the Optimizer.
C
88 Initialization Error Check required components. C89 Memory Error A memory allocation error has been found. C90 Invalid Function Code Claim contains an invalid Operation Code (ECB-
OPCODE1).COBOL
91 Invalid Grouper Type The Grouper Type is missing or is invalid. COBOL92 Invalid Patient Type The Patient Type is missing or is invalid. COBOL93 Invalid Function for
This Patient TypeCOBOL
94 Invalid From/Thru Date Relationship
The service dates on the claim are invalid. COBOL
CL Cannot Load or Open Program
An error occurred during the opening or loading of the Grouper or associated programs.
COBOL
IO File I/O Error One or more of the Grouper data files cannot be opened or closed. Please refer to GOB1-GRPR-RTN-CODE2 and GOB1-GRPR-RTN-STATUS for details.
COBOL
Table 6-2: APG Grouper Return Codes
Return Code Short Description Long Description00 No Errors Found There were no errors found on the claim.01 No Claim Lines Submitted Claim received, but no line-level information is present. 02 No Principal Diagnosis Code
SubmittedClaim did not include regulation information for EAPG processing.
03 Invalid or Inconsistent From/Thru or Service Dates
The Grouper will not process From/Thru dates as entered.
04 Error Acquiring Grouper Version/Payer Exceptions
A schedule is not found or the 3M™ payment database cannot be opened.
29 Error Reading eapgdata.dat File The APG Grouper Table (eapgdata.dat) cannot be found or read.30 Error Writing to Database 3M™ GPS only:
The payer exceptions and Grouper version that are passed to the APG Grouper are not written to the 3MPay folder.
Optum | www.optum.com August 19, 2021 Page 34
56 Date Not Supported by Grouper Version
From Date is not supported by this EAPG Grouper version.
60 Cannot Load External Software The 3M™ GPS was not installed or configured correctly. 61 All Other Errors Returned from External
Software This error is returned when the 3M™ GPS returns an unexpected result or an exception is thrown.
62 Closed or Inactive Rate Record The Closed Facility Switch is set to 1 (Closed) in Rate Manager/the Configuration File.
65 Invalid Certificate 3M™ GPCS only:This error will occur when the certificate needed for the 3M™ GPCS is not present or is invalid and/or when the required unique key needed for a Super Certificate(s) is not present or is invalid.
66 Invalid URL 3M™ GPCS only:This error will occur when the values set in the 3M™ GPCS, GPCS_URL (i.e., the URL to send claim info to) and/or the GPCS_STSURL (i.e., the URL to validate the certificate) environmental variable or hsssetup.ini are missing or invalid.
67 All Other Errors Return From GPCS 3M™ GPCS only:This error will occur after a claim has been sent to the 3M™ GPCS and a maximum of 15 seconds has passed (by default). If this Return Code is triggered, the claim should be re-submitted. If this error is issued again, there may be an issue with the client’s Server clock.
The length of time to wait before issuing this Return Code is configurable by adjusting the GPCS_HTTPS_Timeout variable in the hsssetup.ini file or via the environment variable.
80 Invalid Content Version 3M™ GPCS only:An invalid content version (GPCS_ContentVersion) has been passed to the GPCS. This version is set either in an environment variable or in the HssSetup.ini file.
87 Program Cannot Be Loaded The Grouper Control Program (grpcntl) cannot find or load the Grouper program or the Retrieve Payer Control Program (rtvpyr) that are required. These programs should be stored in the same directory that contains the Optimizer.
NoteFor 3M™ GPCS users only, this Return Code might also be issued if the appropriate version of the Microsoft C++ redistributable and/or the appropriate version of OpenSSL is not installed. Please refer to the EASYGroup™ Installation Guide for a list of appropriate versions for these 3M™ GPCS software requirements.
88 Initialization Error Check required components.89 Memory Allocation Error A memory allocation error has been found or the 3M™ GPS
interfacing program (ezgps) cannot be found or loaded.94 Error Opening Grouper Table95 Parameter Error Check parameters.
Table 6-2: APG Grouper Return Codes
Return Code Short Description Long Description
Optum | www.optum.com August 19, 2021 Page 35
6.3 DRG Grouper Return CodesTable 6-3: DRG Grouper Return Codes
Return Code
Short Description Long Description Example C or COBOL or Both
00 No Errors Found There were no errors found on the claim.
Both
01 Diagnosis Cannot Be Used as Principal
Principal diagnosis is valid but cannot be used as principal for purposes of the DRG assignment.
A claim with an external cause of injury code as the principal diagnosis will receive Return Code 01.
Example: Principal diagnosis W19.XXXA.
Both
02 Record Does Not Meet Criteria for Any DRG in MDC, as Indicated by Principal Diagnosis
Claim did not match any DRG in the MDC indicated by the principal diagnosis.
NoteNot returned for ICD-9 Medicare DRG and TRICARE/CHAMPUS DRG V28 through V32 Groupers.
A patient with sex = 1 (Male) and PDX = 650 would be grouped into MDC = 14.
A male patient should not have a PDX that would group him into MDC = 14 (Pregnancy, Childbirth, and Puerperium).
This patient’s record criteria did not match any DRG in the MDC indicated by the PDX.
Both
03 Invalid Age in Years or Age in Days on Admission
APR-DRG and TRICARE/CHAMPUS DRG:Age is not in the range 0 - 124.
AP-DRG:This Return Code may also indicate that age is non-numeric or less than 0.
An age greater than 125 years and a principal diagnosis of S06.6X0A.
Both
04 Invalid Sex The submitted gender for the patient is not male (1 or M), female (2 or F), or unknown (3 or U).
The claim with a gender of 0 (Undetermined).
Both
05 Invalid Discharge Status
Claim contains an invalid discharge status or is missing a discharge status.
The claim with a Discharge status of 00 and a principal diagnosis of Z38.00.
Both
Optum | www.optum.com August 19, 2021 Page 36
06 Illogical PDX Medicare, TRICARE/CHAMPUS DRG, North Carolina Medicaid, Ohio Medicaid, and Wisconsin Medicaid:Principal diagnosis criteria matches DRG criteria whose DRG number is 470 or 999 and indicates illogical PDX.
NoteNot returned for ICD-10 DRG Groupers.
ICD-9 Example: PDX = 76509 (Extreme Immaturity 2500+g) is conflicting in nature. It is considered to be an illogical PDX and would group a newborn into MDC = 15. This is the only diagnosis code which generates this Return Code.
Both
07 Invalid PDX (PDX Not Found)
Principal diagnosis could not be found in the Grouper diagnosis table.
Claims with a principal diagnosis code which is invalid, or invalid for the claim discharge date, will generate Return Code 07.
Example: A principal diagnosis of 123 (ICD-9 or ICD-10).
Both
08 Invalid Mapping Ohio Medicaid:Diagnosis and procedure code mapping is required, but was not requested in the map_flag field.
APR-DRG:Inconsistency between the claim admit and discharge dates and the Grouper version requested.
C
Table 6-3: DRG Grouper Return Codes
Return Code
Short Description Long Description Example C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 37
15 Invalid birth weight AP-DRG: Birth weight extracted from the patient record (in grams) was non-numeric or not in the Grouper’s range of minimum and maximum birth weight values.
APR-DRG: Also, no birth weight in grams is submitted and 1) no birth weight diagnosis codes are available to impute the birth weight, or 2) submitted birth weight diagnosis codes are conflicting.
Ohio Medicaid (C Only): A neonate claim with principal diagnosis 76500 and secondary diagnosis 27701 without a birth weight submitted will receive this Return Code.
NoteNot returned for Medicare DRG Grouper for ICD-9 or the ICD-10 Medicare DRG Grouper.
Certain Groupers require a birth weight to assign a DRG to neonatal claims. For these Groupers, a missing or invalid birth weight will generate Return Code 15.
Example: A neonatal claim with no birth weight and with principal diagnosis V3000 (ICD-9) or Z3800 (ICD-10).
For the Ohio Medicaid V15 Grouper only: a neonatal claim with no birth weight and with a principal diagnosis of 76500 and a secondary diagnosis code of 27701.
Both
Table 6-3: DRG Grouper Return Codes
Return Code
Short Description Long Description Example C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 38
16 Conflicting birth weights
TRICARE/CHAMPUS DRG and ICD-10 TRICARE DRG: Birth weight categories were derived from available diagnosis codes. All codes indicated conflicting birth weight values.
AP-DRG: The birth weight category derived from available diagnosis codes conflicts with the birth weight (in grams) extracted from the patient record.
APR-DRG:The birth weight is invalid or conflicts with the gestational age as derived from the available diagnosis codes.
One of the following is true:
- Birth weight < 200 grams or > 7000 grams
- Gestational Age < 24 weeks and birth weight > 1249 grams
- Gestational Age = 24 weeks and birth weight > 1499 grams
- Gestational Age = 25 - 26 weeks and birth weight > 1999 grams
- Gestational Age = 27 - 28 weeks and birth weight > 2499 grams
- Gestational Age = 33 - 34 weeks and birth weight < 500 grams
- Gestational Age = 35 - 36 weeks and birth weight < 750 grams
- Gestational Age > 37 weeks and birth weight < 1000 grams
Example: A newborn claim (birth date equals admit date) with a principal diagnosis of V3000 (ICD-9) or Z3800 (ICD-10), with two secondary diagnosis codes of 76412 and 76418 (ICD-9) or P0508 and P0502 (ICD-10).
Example: A newborn claim (birth date equals admit date) with a birth weight of 1200 grams, a principal diagnosis of V3000 (ICD-9) and a secondary diagnosis of 76418.
NoteThe APR-DRGs can be configured with different birth weight reporting options. It is not possible to provide an example that will work for all configurations.
Both
17 Non-Specific birth weight
TRICARE/CHAMPUS DRG, ICD-10 TRICARE DRG. AP-DRG, and Wisconsin Medicaid: A birth weight category was derived using available diagnosis codes. birth weight was required for grouping and the only birth weight codes on the record indicated a non-specific birth weight.
A newborn claim (birth date equals admit date) with a principal diagnosis of V3000 (ICD-9) or Z38.00 (ICD-10), with a secondary diagnosis code of 76490 (ICD-9) or P05.9 (ICD-10).
Both
Table 6-3: DRG Grouper Return Codes
Return Code
Short Description Long Description Example C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 39
18 Invalid Discharge Age
AP-DRG: Age in days on discharge was non-numeric or less than 0.
TRICARE/CHAMPUS DRG and ICD-10 TRICARE DRG: Age in days on admission was non-numeric or less than 0.
Both
19 Invalid Length of Stay
Length of stay was required for DRG assignment and was non-numeric or less than 0.
Both
20 Invalid Facility Type or County
Wisconsin Medicaid V24 and Previous:Either the facility type or county fields contained values not recognized by the Grouper.
C
21 Invalid Admission Source
Wisconsin Medicaid:Record admission source was not among the admission source values recognized by the Grouper.
C
22 Invalid Nursery Level
NoteThis Return Code is Reserved in COBOL
Ohio Medicaid V0805 and Previous: Nursery level was required for DRG assignment and was set to a value not recognized by the Grouper.
C
Table 6-3: DRG Grouper Return Codes
Return Code
Short Description Long Description Example C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 40
23 HAC Editor Not Found
Hospital-Acquired Condition impact on DRG assignment has been requested, but the HAC Editor cannot be found.
APR-DRG:The Hospital-Acquired Condition impact on DRG assignment has beenrequested, but is not available due toone of the following:- The HAC Version is not valid for the
HAC Override ID.- Medicaid HCAC logic with a HAC
V28 was requested with a discharge date prior to July 01, 2011. Medicaid HCACs are only valid beginning with V28 for discharge dates on and after July 01, 2011.
- This is an ICD-10 claim with a HAC version other than versions 26.0 - 31.0.
NoteThis Return Code applies to all Groupers that allow HAC/HCAC assignment. Refer to the EASYGroup™ User’s Guide for further information.
Both
28 Invalid Data APR-DRG:Incorrect or missing required claims data.
C
60 Cannot Load External Software
APR-DRG:Refer to the Troubleshooting & Logging in EASYGroup™ section for more information on this Return Code.
C
61 All Other Errors From External Software
APR-DRG:Refer to the Troubleshooting & Logging in EASYGroup™ section for more information on this Return Code.
C
62 Closed or Inactive Rate Record
The Closed Facility Switch is set to 1 (Closed) in Rate Manager/the Configuration File.
Both
Table 6-3: DRG Grouper Return Codes
Return Code
Short Description Long Description Example C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 41
65 Invalid Certificate
Note3M™ GPCS only.
APR-DRG Grouper:This error will occur when the certificate needed for the 3M™ GPCS is not present or is invalid and/or when the required unique key needed for a Super Certificate(s) is not present or is invalid.
C
66 Invalid URL
Note3M™ GPCS only.
APR-DRG Grouper:This error will occur when the values set in the 3M™ GPCS, GPCS_URL (i.e., the URL to send claim info to) and/or the GPCS_STSURL (i.e., the URL to validate the certificate) environmental variables are missing or invalid.
C
80 APR-DRG Grouper:Invalid Content Version
APR-DRG Grouper (3M™ GPCS only):An invalid content version (GPCS_ContentVersion) has been passed to the GPCS. This version is set either in an environment variable or in the HssSetup.ini file.
C
87 Program Cannot Be Loaded
The Grouper Control program (grpcntl) cannot find or load the Grouper program or the Retrieve Payer Control Program (rtvpyr) that are required. These programs should be stored in the same directory that contains the Optimizer.
NoteFor 3M™ GPCS users only, this Return Code might also be issued if the appropriate version of the Microsoft C++ redistributable and/or the appropriate version of OpenSSL is not installed. Please refer to the EASYGroup™ Installation Guide for a list of appropriate versions for these 3M™ GPCS software requirements.
Both
88 Initialization Error Check required components. C89 Memory Allocation
ErrorAPR-DRG:A memory allocation error has been found or the 3M™ GPS interfacing program (ezgps) cannot be found or loaded.
C
Table 6-3: DRG Grouper Return Codes
Return Code
Short Description Long Description Example C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 42
6.4 IRF Grouper Return CodesTable 6-4: IRF Grouper Return Codes
Return Code Short Description Long Description C or COBOL or Both
00 No Errors Found There were no errors found on the claim. Both01 No CMG Match Both02 No HIPPS Code on the Claim Both03 Reserved Both04 Reserved Both05 Computed Age is Greater Than
140 Years Both
06 Submitted Age is Invalid Both07 Birth Date After Admission Date/
From DateBoth
08 Invalid Birth Date Both09 Invalid Admission Date/From Date Both10 Self Care, Eating (FIM39A,
Admission Value) is Out of RangeBoth
11 Self Care, Grooming (FIM39B, Admission Value) is Out of Range
Both
12 Self Care, Bathing (FIM39C, Admission Value) is Out of Range
Both
13 Self Care, Dressing, Upper Body (FIM39D, Admission Value) is Out of Range
Both
14 Self Care, Dressing, Lower Body (FIM39E, Admission Value) is Out of Range
Both
15 Self Care, Toileting (FIM39F, Admission Value) is Out of Range
Both
16 Sphincter Control, Bladder Management (FIM39G, Admission Value) is Out of Range
Both
17 Sphincter Control, Bowel Management (FIM39H, Admission Value) is Out of Range
Both
18 Transfers, Bed, Chair, Wheelchair (FIM39I, Admission Value) is Out of Range
Both
19 Transfers, Toilet (FIM39J, Admission Value) is Out of Range
Both
20 Locomotion, Walk/Wheelchair (FIM39L, Admission Value) is Out of Range
Both
Optum | www.optum.com August 19, 2021 Page 43
21 Locomotion, Stairs (FIM39M, Admission Value) is Out of Range
Both
22 Comprehension (FIM39N, Admission Value) is Out of Range
Both
23 Expression (FIM39O, Admission Value) is Out of Range
Both
24 Social Interaction (FIM39P, Admission Value) is Out of Range
Both
25 Problem Solving (FIM39Q, Admission Value) is Out of Range
Both
26 Memory (FIM39R, Admission Value) is Out of Range
Both
27 Reserved Both28 Reserved Both29 Reserved Both30 Reserved Both31 Reserved Both32 Reserved Both33 Reserved Both34 Reserved Both35 Reserved Both36 One or More Admission Motor
Scores Out of RangeOne of the 18 submitted motor scores is out of range.
Both
37 Impairment Group Code is Invalid Both38 Total Motor Score, Admission, Out
of RangeBoth
39 Total Cognitive Score, Admission, Out of Range
Both
62 Closed or Inactive Rate Record The Closed Facility Switch is set to 1 (Closed) in Rate Manager/the Configuration File.
Both
87 Program Cannot Be Loaded The Grouper control program cannot find or load the Grouper program or the Retrieve Payer Control Program (rtvpyr) that is required. These programs should be stored in the same directory that contains the Optimizer program.
C
88 Initialization Error Check required components. C89 Memory Error A memory allocation error has been found. C90 Invalid Function Code COBOL91 Invalid Grouper Type COBOL92 Invalid Patient Type COBOL93 Invalid Function for This Patient
TypeCOBOL
Table 6-4: IRF Grouper Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 44
6.5 HHA HHRG/PDGM Reader Return Codes
94 Invalid From/Thru Date Relationship
COBOL
95 Reserved COBOL96 Reserved COBOL97 Reserved COBOL98 Reserved COBOL99 Reserved COBOLCL Cannot Load or Open Program An error occurred during the opening or loading of
the Grouper or associated programs.COBOL
IO File I/O Error One or more of the Grouper data files cannot be opened or closed. Please refer to GOB1-GRPR-RTN-CODE2 and GOB1-GRPR-RTN-STATUS for details.
COBOL
Table 6-5: HHA HHRG and PDGM Reader Return Codes
Return Code Short Description Long Description C or COBOL or Both
00 No Errors Found There were no errors found on the claim. Both01 Invalid Bill Type This Home Health claim has a UB-04 Bill Type other
than 0322, 0327, 0329, 032Q, 0332, 0337, 0339, 033Q, or 034X.
NoteEffective October 01, 2013, Home Health claims with UB-04 Bill Types 033X (where X = any value) are no longer payable.
Both
02 Invalid Number of HIPPS Codes This Home Health claim has a UB-04 Bill Type of 0322, 0332, 0327, 032Q, 0337, 0329, 0339, or 033Q and has either no claim lines with a HIPPS code and Revenue Code 0023 or has more than one claim line with a HIPPS code and Revenue Code 0023.
NoteEffective October 01, 2013, Home Health claims with UB-04 Bill Types 033X (where X = any value) are no longer payable.
Both
Table 6-4: IRF Grouper Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 45
03 Invalid HIPPS Code The HIPPS code submitted on this claim with Revenue Code 0023 is invalid.
Prior to January 01, 2020 (HHRG):Position one of the HIPPS code must be a 1, 2, 3, 4, or 5. Position two of the HIPPS code must be an A, B, or C. Position three of the HIPPS code must be an F, G, or H. Position four of the HIPPS code must be a K, L, M, N, or P. Position five of the HIPPS code must be an S, T, U, V, W, X, 1, 2, 3, 4, 5, or 6.
Effective January 01, 2020 (PDGM):Position one of the HIPPS code must be a 1, 2, 3, or 4. Position two of the HIPPS code must be an A, B, C, D, E, F, G, H, I, J, K, or L. Position three of the HIPPS code must be an A, B, or C. Position four of the HIPPS code must be a 1, 2, or 3. Position five of the HIPPS code must always be a 1.
Both
27 Invalid or No Treatment Authorization Code
HHA HHRG:This Home Health claim (UB-04 Bill Types 0322, 0327, 0329, 032Q, 0332, 0337, 0339, or 033Q) is either missing or has an invalid Treatment Authorization Code (TAC).
NoteEffective October 01, 2013, Home Health claims with UB-04 Bill Types 033X (where X = any value) are no longer payable.
Both
31 Principal Diagnosis Code Not Assigned to a Clinical Group
HHA PDGM:The principal diagnosis code billed does not qualify for a clinical group. A different principal diagnosis code must be submitted or the claim will be denied.
Both
62 Closed or Inactive Rate Record The Closed Facility Switch is set to 1 (Closed) in Rate Manager/the Configuration File.
Both
78 Error Reading HHA PDGM Reader File
HHA PDGM:The Reader cannot find or load the PDGM Reader file.
Both
87 Program Cannot Be Loaded The Reader control program cannot find or load the Reader program or the Retrieve Payer Control Program (rtvpyr) that is required. These programs should be stored in the same directory that contains the Optimizer program.
C
88 Initialization Error Check required components. C89 Memory Error A memory allocation error has been found. C
Table 6-5: HHA HHRG and PDGM Reader Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 46
6.6 SNF Reader Return Codes6.6.1 Claim Level
6.6.2 Line Level
Table 6-6: Claim Level
Return Code Short Description Long Description C or COBOL or Both
00 No Errors Found There were no claim-level Grouper errors found on the claim.
Both
02 No HIPPS Code on Claim In order to be considered for reimbursement, SNF Part A (UB-04 Bill Type 018X or 021X) claim lines must be provided with both a HIPPS code and Revenue Code 0022. If no lines, on a submitted Part A claim are submitted with Revenue Code 0022, then a Return Code of 02 will be issued.
Both
62 Closed or Inactive Rate Record The Closed Facility Switch is set to 1 (Closed) in Rate Manager/the Configuration File.
Both
87 Program Cannot Be Loaded The Reader control program cannot find or load the Reader program or the Retrieve Payer Control Program (rtvpyr) that is required. These programs should be stored in the same directory that contains the Optimizer.
C
88 Initialization Error Check required components. C89 Memory Error A memory allocation error has been found. C90 Invalid Function Code Claim contains an invalid Operation Code (ECB-
OPCODE1).COBOL
91 Invalid Grouper Type The Grouper Type is missing or is invalid. COBOLCL Cannot Load or Open Program An error occurred during the opening or loading of the
Grouper or associated programs.COBOL
IO File I/O Error One or more of the Grouper data files cannot be opened or closed. Please refer to GOB1-GRPR-RTN-CODE2 and GOB1-GRPR-RTN-STATUS for details.
COBOL
Table 6-7: Line Level
Return Code Title Description C or COBOL or Both
00 No Errors Found There were no errors found on the claim line. Both01 Invalid HIPPS Code (Part A Only) The Part A claim line with Revenue Code 022
contains a missing or invalid HIPPS code.Both
Optum | www.optum.com August 19, 2021 Page 47
7 Pricer Return Codes
This chapter provides a list of all EASYGroup™ Pricer Return Codes. For more information on EASYGroup™ Pricers please refer to the EASYGroup™ User’s Guide. This chapter includes the following sections:
• Claim-Level Pricer Return Codes• Line-Level Pricer Return Codes
Optum | www.optum.com August 19, 2021 Page 48
7.1 Claim-Level Pricer Return CodesTable 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
00 No Errors Found There were no claim-level Pricer errors found on the claim. Both01 No Hospital Rate
Calculator RecordMedicare CAH Method II:The Pricer was unable to obtain a valid Hospital/Physician Rate Calculator record for this claim for one of the following reasons:- The Facility ID/NPI (with or without Taxonomy Code) and
Payer ID/Contract Code cannot be found with an Effective Date that is less than or equal to the From Date of this claim.
- The claim-level Rendering Provider Taxonomy Code is missing.
- This Facility ID/NPI (with or without Taxonomy Code), Payer ID/Contract Code, and Effective Date has been designated as closed or inactive.
- A Configuration record has been found for this Facility ID/NPI (with or without Taxonomy Code), Payer ID/Contract Code, and Effective Date, but no matching Hospital/Physician Rate Calculator record can be found.
All Other Pricers:The Pricer was unable to obtain a valid Rate Calculator record for this claim for the Facility ID/NPI (with or without Taxonomy Code) and Payer ID/Contract Code with an Effective Date that is less than or equal to the Reimbursement Date.
Both
02 No DRG/CMG Rate Record
The DRG/CMG rate record cannot be found. Both
03 Pricer Type Not Licensed
The EASYGroup™ Pricer is not licensed by client. Both
04 Medicare ESRD:Invalid or Missing Value Code/Value Amount
Medicare IRF:Invalid Pricer Type
Medicare ESRD:One or more of the following conditions are present:- The claim does not include a Kt/V reading (Value Code D5).- The claim does not include a hemoglobin reading (Value Code
48) or a Hematocrit reading (Value Code 49).- Erythropoiesis-Stimulating Agents (ESA) (e.g., EPO and/or
Aranesp) have been reported with hemoglobin and Hematocrit readings of 99.99 (No Reading).
NoteThis Return Code can be overridden for a given facility/paysource/effective date in Rate Manager with the Return Code Override Flag.
Medicare IRF:The Pricer Type is not 90 (Medicare IRF).
Both
Optum | www.optum.com August 19, 2021 Page 49
05 Invalid or Missing Modifier
Medicare ESRD:One or more of the following modifier requirements have not been met:- Hemodialysis claims (Revenue Code 0821) must include a
route of access Modifier V5, V6, or V7 with the last reported Hemodialysis session on the claim.
- ESA drugs (Revenue Codes 634 or 635) and procedure code J0882 must be reported with a route of administration Modifier JA, JB, or JE.
- Hemodialysis claims (Revenue Code 0821) must include at least one session billed with one of the URR reading Modifiers G1, G2, G3, G4, G5, or G6.
- Iron injections administered via Dialysate (procedure codes J1443 or Q9976) must be billed with Modifier JE.
NoteThis Return Code can be overridden for a given facility/paysource/effective date in Rate Manager with the Return Code Override Flag.
Both
06 LOS Value Required, Must be > 0
Medicare IRF:The length of stay is zero.
Both
07 No DRG Weights/Rates Available
Medicare IRF:Length of Stay Inconsistent With Claim From/Thru Dates
Arizona Medicaid, California Medicaid, Illinois Medicaid APR, Iowa Medicaid, Kansas Medicaid, Kentucky Medicaid, Medicaid APR Pro (for Colorado Medicaid, Florida Medicaid, Louisiana Medicaid, Massachusetts Medicaid, Minnesota Medicaid, Mississippi Medicaid, New Jersey Medicaid APR, Rhode Island Medicaid, Virginia Medicaid APR, Washington DC Medicaid, and Wisconsin Medicaid APR), Michigan Medicaid APR, Nebraska Medicaid APR, New Jersey Medicaid, New Mexico Medicaid, Ohio Medicaid APR, Pennsylvania Medicaid APR, South Carolina Medicaid, and Washington Medicaid APR:DRG-specific weights/means or rates were not available for the patient’s assigned DRG. This error will occur if:- Users attempt to price claims for patients assigned to MS-
DRGs 0998 or 0999, claims for patients assigned to APR-DRGs 955 or 956, or claims for patients assigned to AP-DRGs 0470 and 0469.
- A patient is assigned to a DRG for which weights and means or inlier rates have not been established.
Medicare IRF:The submitted length of stay does not equal the length of stay calculated based on the claim admit date from date and the claim through-date.
Medicare IRF:Both
All Others:C
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 50
08 Zero-Divide Error
Medicare IRF:Discharge Status Invalid/Missing
Arizona Medicaid, California Medicaid, Illinois Medicaid APR, Indiana Medicaid APR, Iowa Medicaid, Kentucky Medicaid, Medicaid APR Pro Pricer (for Colorado Medicaid, Florida Medicaid, Massachusetts Medicaid, Minnesota Medicaid, Mississippi Medicaid, New Jersey Medicaid, Rhode Island Medicaid, Virginia Medicaid, Washington DC Medicaid, and Wisconsin Medicaid APR), Medicare LTC, Michigan Medicaid APR, Medicare Inpatient, Medicare IPF, Nebraska Medicaid APR, Multi-Pricer/DRG Pro, New York Medicaid APR, North Carolina Medicaid, Ohio Medicaid APR, Pennsylvania Medicaid APR, South Carolina Medicaid, Texas Medicaid, TRICARE/CHAMPUS, and Washington Medicaid APR:A divide by zero was attempted by the Pricer. Usually this occurs when the average length of stay is not available for the DRG that has been assigned to a transfer claim, or when a facility has both operating and capital RCCs (Ratio of Costs to Charges) set to zero.
New Mexico Medicaid APC:A divide by zero was attempted by the Pricer. Usually this occurs when the units submitted for a claim line subject to multiple procedure discounting was set to zero.
Medicare IRF:The discharge status code was not submitted, is zero, or is inconsistent with the submitted CMG.
Medicare LTC, Medicare Inpatient, Medicare IPF, and Medicare IRF:Both
All Others:C
09 Enhanced New York Medicaid APG:Missing or invalid Rate File Record
New York Medicaid APG:Case Not Priced
Medicare IRF:CMG/HIPPS Code Missing or Invalid
Enhanced New York Medicaid APG:The base rate is set to $0.00 in the rate files or the base rate is not found in the Enhanced New York Medicaid APG Rate File (rateny.dat).
New York Medicaid APG:The base rate is set to $0.00 in the rate files for the rate code billed on the claim.
Medicare IRF:One or more of the following conditions is present:- CMG/HIPPS code is missing.- First position of the HIPPS code (i.e., the comorbidity tier) is
invalid.
Medicare IRF: Both
All Others:C
11 CMG/HIPPS ALOS is Missing
Medicare IRF:The associated CMG rate record does not contain a valid (non-zero) average length of stay for the applicable comorbidity tier. This average length of stay is required for transfer pricing.
Both
12 Missing Rate Code Enhanced New York Medicaid APG and New York Medicaid APG:A rate code has not been submitted with Value Code 24 in the Value Amount field.
C
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 51
13 Admit Date Equals Discharge Date
Enhanced New York Medicaid APG and New York Medicaid APG:Invalid Rate Code
Arizona Medicaid, Medicaid APR Pro (for Washington DC Medicaid), and North Carolina Medicaid:The Discharge Date equals the Admit Date.
Enhanced New York Medicaid APG:The rate code is invalid.
New York Medicaid APG:One or more of the following conditions is present:- An invalid rate code was submitted for dates of service.- Rate code 1477, 1510, 1513, 1522, 1525, 1582, 1585, or 1591
is submitted on a claim with a patient age greater than or equal to 21 (prior to July 01, 2019).
C
14 Invalid DRG Pricing Option
Multi-Pricer/DRG Pro:The pricing option selected for the patient’s DRG is not valid. Users select one of six pricing options to be utilized with each DRG. Allowable pricing options are selected through the use of the DRG Pay Type on the DRG Rate file.
Both
15 Invalid Tier Start Days Multi-Pricer/DRG Pro:An invalid tier start date. When the Tiered Per Diem Pricing option is selected within the Contract Multi-Pricer, the starting day for tier 1 must be greater than zero. In addition, the starting day for each subsequent tier must be greater than the starting day for the previous tier. For example, the starting day for tier 3 must be after the staring day for tier 2.
Both
16 Invalid ALC Days/Interrupted Days
Kansas Medicaid, Medicaid APR Pro (for Colorado Medicaid, Florida Medicaid, New Jersey Medicaid), Medicare IPF, Medicare IRF, Medicare LTC, and New York Medicaid APR:The Alternate Level of Care (ALC) days or the number of interrupted days is greater than the length of stay on the claim. This could indicate an incorrect number of days were passed with Occurrence Span Code 74 or 75, Value Code 81, or the Alternate Level Of Care field (KS).
Medicare IPF, Medicare IRF, and Medicare LTC:Both
All Others:C
17 Number of ECT Treatments Not Coded
Medicare IPF:One or more of the following conditions is present:- Electroconvulsive Therapy (ECT) is not billed with Revenue
Code 0901 - Revenue Code 0901 is present with no units (i.e., number of
ECT treatments)
Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 52
18 Invalid Occurrence Span Date
Medicare Hospice, Medicare IPF, Medicare IRF, Medicare LTC, New Jersey Medicaid, and New York Medicaid APR:One of the following is present:- the Occurrence Span Date 1 is invalid- the Occurrence Span Date 2 is invalid- the Occurrence Span Date 1 is greater than the Occurrence
Span Date 2.
Medicare SNF:One of the following is present:- the Occurrence Span Date 1 is invalid- the Occurrence Span Date 2 is invalid- the Occurrence Span Date 1 is greater than the Occurrence
Span Date 2- the Admission Date or From Date is after the Occurrence
Span Date 1
New Jersey Medicaid and New York Medicaid APR:C
All Others:Both
19 ECT Units Coded Without Appropriate Procedure
Medicare IPF:ECT units are billed on a claim line with Revenue Code 0901 but procedure code GZB0ZZZ, GZB2ZZZ, or GZB4ZZZ was not billed on the same claim.
Both
20 Requested Inpatient PPS Rate Information Cannot be Found
Medicare LTC:There is no hospital rate record found for the supplied:- Inpatient Facility Identifier- Inpatient NPI/Taxonomy- Inpatient Payer ID
Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 53
21 Invalid Present on Admission (POA) Indicator
Medicare CAH Method II, Medicare ESRD, Medicare FQHC, Medicare Hospice, Medicare HHA, Medicare SNF, and TRICARE APC:Invalid Bill Type
Arizona Medicaid, Georgia Medicaid, Illinois Medicaid APR, Indiana Medicaid APR, Iowa Medicaid, Kansas Medicaid, Kentucky Medicaid, Medicaid APR Pro (for Colorado Medicaid, Florida Medicaid, Louisiana Medicaid, Massachusetts Medicaid, Minnesota Medicaid, Mississippi Medicaid, New Jersey Medicaid, Rhode Island Medicaid, Virginia Medicaid APR, Washington DC Medicaid, and Wisconsin Medicaid APR), Medicare Inpatient, Multi-Pricer/DRG Pro, Michigan Medicaid APR, Nebraska Medicaid APR, New Jersey Medicaid, New York Medicaid APR, New Mexico Medicaid, North Carolina Medicaid, Ohio Medicaid APR, Pennsylvania Medicaid APR, South Carolina Medicaid, Texas Medicaid, TRICARE/CHAMPUS, Washington HCA, Washington Medicaid APR, and Wisconsin Medicaid:There is either a missing POA indicator or an invalid POA indicator on the claim.
Medicare CAH Method II:The claim does not contain a UB-04 Bill Type of 014X or 085X.
Medicare ESRD:The claim does not contain a UB-04 Bill Type of 072X.
Medicare FQHC:The claim does not contain a UB-04 Bill Type of 077X.
Medicare Hospice:The claim does not contain a UB-04 Bill Type of 0811, 0812, 0813, 0814, 0817, 0821, 0822, 0823, 0824, or 0827.
Medicare HHA:One or more of the following conditions are present:- This home health claim has a UB-04 Bill Type other than 0322,
0327, 0329, 032Q, 0332, 0337, 0339, 033Q, or 034X. - Condition Code 54 was incorrectly billed with a UB-04 Bill
Type of 0322 or 034X.
NoteEffective October 01, 2013, home health claims with UB-04 Bill Types 033X (where X = any value) are no longer payable.
Medicare SNF:The claim does not contain a UB-04 Bill Type of 018X, 021X, 022X, or 023X.
TRICARE APC:The claim does not contain a valid UB-04 Bill Type or the claim includes a Condition Code 41, with an inappropriate UB-04 Bill Type.
Medicare CAH Method II, Medicare Inpatient, Medicare ESRD, Medicare FQHC, Medicare Hospice, Medicare HHA, and Medicare SNF:Both
All Others:C
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 54
22 Denial Claim APC-HOPD, Contract APC/APC Pro, and Medicare CAH Method II:One or more of the following conditions are present:- Claim contains Condition Code 20 or 21 - Claim contains a UB-04 Bill Type ending with a last character
of zero. These types of claims are not eligible for reimbursement.
NoteFor Contract APC/APC Pro, this Return Code can be overridden for a given facility, paysource, or effective date in Rate Manager by utilizing the Claim Denial Override Flag.
New Mexico Medicaid APC and Medicaid APG Pro (for Colorado Medicaid, Florida Medicaid, Massachusetts Medicaid, Nebraska Medicaid, Virginia Medicaid, and Washington DC Medicaid APG):The claim contains a UB-04 Bill Type ending with a fourth character of zero. These types of claims are not eligible for reimbursement.
Medicare ESRD:One or more of the following conditions are present:- Claim does not contain Condition Code 59, 71, 72, 73, 74, 76,
80, 84, or 87 - Condition codes 73 and 74 are billed on the same claim- Claim contains dates in two different yearsEffective July 01, 2017:- Condition Code 87 and Condition Codes 71, 72, 73, 74, or 76
are billed on the same claim.
Medicare Hospice:One or more of the following conditions are present:- The claim contains an UB-04 Bill Type ending with a last
character of zero or eight. These types of claims are not eligible for reimbursement
- A claim needs to be submitted to the Fiscal Intermediary (FI) for denial verification (condition code 21) or review (condition code 20).
Medicare SNF:The claim contains one of the following:- A Thru Date of October 01, 2019 and a discharge status of 30
(Still a Patient).- A From Date before October 01, 2019 and a Thru Date after
October 01, 2019.
New Mexico Medicaid APC and Medicaid APG Pro: C
All Others:Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 55
23 APC-HOPD, APG Pricers, Contract APC/APC Pro, Contract ASC/ASC Pro, Medicare ASC, Medicare CAH Method II, Medicare ESRD, Medicare FQHC, Medicare HHA, Medicare Hospice, New Mexico Medicaid APC, and TRICARE APC:Invalid Service Date, From-Thru Dates, or Admission Date
Medicare IRF:Invalid Service Date orOut of Range
Medicare SNF (Part B claims only):Service Date Invalid or Out of Range
Medicare Physician:Invalid Service Date or From-Thru Dates
APC-HOPD, APG Pricers, Contract APC/APC Pro, Contract ASC/ASC Pro, Medicare ASC, Medicare CAH Method II, Medicare ESRD, Medicare FQHC, Medicare IRF, Medicare Physician, Medicare SNF (Part B claims only), New Mexico Medicaid APC, and TRICARE APC:One or more of the following conditions are present: - The From Date and/or Thru Date on the claim is missing or is
not a valid date. - The From Date is after the Thru Date. - Any individual service date is missing or is not a valid date (for
lines containing procedure codes only). - Any individual service date is outside the claim date range
(“From Date” to “Thru Date”).
NoteAPC-HOPD (COBOL Only) - If the Pricer is being used as a stand-alone product (so that the claims are not being pre-processed by ACE), it will accept only same-day claims (that is, the from date must equal the Thru date) unless the claim has a condition code 41 or a Bill Type of 076X.
Medicare IRF - Only applies to claim lines with HIPPS codes and UB-04 Revenue Code 0024.
Medicare HHA (prior to January 01, 2020 (HHRG)):One or more of the following conditions are present:- Any individual service date is missing or is not a valid date. A
valid service date is not required for a line billed with Revenue Code 027X (except 0274) or 0623 when the claim has a UB-04 Bill Type of 0322, 0327, 0329, 032Q, 0332, 0337, 0339, or 033Q.
- Any individual service date is outside the claim date range (From Date to Thru Date). A service date that is outside the claim date range is allowed on subsequent RAP claims (i.e., claims with a UB-04 Bill Type of 0322 or 0332 and an Admission Date that does not equal the From Date) as long as the service date is within 60 days of the From Date.
- Admission Date is greater than the From Date.
NoteEffective October 01, 2013, Home Health claims with UB-04 Bill Types 033X (where X = any value) are no longer payable.
continued below...
APG Pricers, New Mexico Medicaid APC, and TRICARE APC:C
All Others:Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 56
23<continued>
APC-HOPD, APG Pricers, Contract APC/APC Pro, Contract ASC/ASC Pro, Medicare ASC, Medicare CAH Method II, Medicare ESRD, Medicare FQHC, Medicare HHA, Medicare Hospice, New Mexico Medicaid APC, and TRICARE APC:Invalid Service Date, From-Thru Dates, or Admission Date
Medicare IRF:Invalid Service Date orOut of Range
Medicare SNF:Service Date Invalid or Out of Range
Medicare Physician:Invalid Service Date or From-Thru Dates
Medicare HHA (on or after January 01, 2020 (PDGM)):- The From Date is before January 01, 2009.- Any individual service date is missing or is not a valid date. A
valid service date is not required for a line billed with Revenue Code 027X (except 0274) or 0623 when the claim has a UB-04 Bill Type of 0322, 0327, 0329, or 032Q.
- Any individual service date is outside the claim date range (From Date to Thru Date). A service date that is outside the claim range is allowed on subsequent RAP claims (i.e., claims with a UB-04 Bill Type of 0322 and an Admission Date that does not equal the From Date) as long as the service date is within 30 days of the From Date.
- Admission Date is greater than the From Date.
Medicare Hospice:One or more of the following conditions are present:- The Admission Date is greater than the From Date.- The From Date is before October 01, 2020.- The Date of Service is missing, invalid, prior to the From Date,
greater than the Thru Date.
APG Pricers, New Mexico Medicaid APC, and TRICARE APC:C
All Others:Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 57
24 DRG Pricers and Medicare FQHC:Non-Covered Claim
DRG Pricers:- Arizona Medicaid, Medicaid APR Pro (for Louisiana
Medicaid, Virginia Medicaid), Pennsylvania Medicaid APR, and Texas Medicaid:
Payment is requested for a non-covered DRG.- Kentucky Medicaid: Payment is requested for transplant DRGs 103, 480, 481, or 495 and either the Transplant Payment Maximum or the Transplant Payment Percentage in the Hospital Rate Calculator File is set to zero (no longer issued on or after October 01, 2015).- Medicare Inpatient:The claim contains a UB-04 Bill Type other than 0110 and also contains a non-covered procedure as determined by the Date-Sensitive Code (DSC) Editor. - Ohio Medicaid APR: Payment is requested for APR-DRG 772.- Nebraska Medicaid APR: Payment is requested for transplant APR-DRGs 001, 002, 006, 007, 008, or 440 on a claim paid by Managed Care payers.- New York Medicaid APR: Payment is requested for an elective early delivery claim and Condition Code 81, 82, or 83 have not been supplied to document medical necessity.
NoteFor New York Medicaid APR, this Return Code can be overridden for a given facility, paysource, or effective date in Rate Manager by utilizing the Return Code 24 Override option.
Medicare FQHC:The claim contains an UB-04 Bill Type of 0770.
Medicare APC, Medicare ASC, Medicare FQHC:Both
All Others:C
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 58
25 APC-HOPD and Contract APC/APC Pro:Invalid Partial Hospitalization Claim
DRG Pricers, Medicare IRF, and Medicare SNF:Non-Payment Claim
APC-HOPD and Contract APC/APC Pro:The partial hospitalization claim (Condition code 41 or UB-04 Bill Type 076X) was not processed with ACE, therefore cannot correctly be price.For a list of qualifying services, or a more comprehensive description of the requirements for a valid partial hospitalization claim, refer to the EASYGroup™ User’s Guide or APC Assistant™.
Arizona Medicaid, California Medicaid, Georgia Medicaid, Illinois Medicaid APR, Indiana Medicaid APR, Iowa Medicaid, Kansas Medicaid, Kentucky Medicaid APR, Medicaid APR Pro (for Colorado Medicaid, Florida Medicaid, Louisiana Medicaid, Massachusetts Medicaid, Minnesota Medicaid, Mississippi Medicaid, New Jersey Medicaid, Rhode Island Medicaid, Virginia Medicaid APR, Washington DC Medicaid, and Wisconsin Medicaid APR), Michigan Medicaid APR, Medicare Inpatient, Medicare IPF, Medicare IRF, Medicare LTC, TRICARE/CHAMPUS, New Mexico Medicaid, New York Medicaid APR, Nebraska Medicaid APR, North Carolina Medicaid, Ohio Medicaid APR, Pennsylvania Medicaid APR, South Carolina Medicaid, Texas Medicaid, Wisconsin Medicaid, and Washington Medicaid APR:A non-payment claim with a UB-04 Bill Type of 0110.
In addition to the condition above, this Return Code may also indicate the following:Arizona Medicaid:- Claim has a Discharge Status Code of 30 and does not have a
UB-04 Bill Type of 0112, 0113, or 0117.- Claim has a Discharge Status Code of 30, a UB-04 Bill Type of
0112, 0113, or 0117 and a length of stay less than 30.- Claim has a UB-04 Bill Type of 0112 or 0113 and does not
have a Discharge Status Code of 30.California Medicaid:- This claim has a UB-04 Bill Type of 0110, 0114, or 0115.- This claim has a Discharge Status Code of 30 and does not
have a UB-04 Bill Type of 0112 or 0113. - This claim has a Discharge Status Code of 30, a UB-04 Bill
Type of 0112 or 0113, and a length of stay less than 30.- This claim has a UB-04 Bill Type of 0112 or 0113 and does not
have a Discharge Status Code of 30.Medicare SNF:Claim has a UB-04 Bill Type of 0210, 0220, 0230, or 0180.
APC-HOPD, Contract APC/APC Pro, Medicare Inpatient, Medicare IPF, Medicare IRF, Medicare LTC, and Medicare SNF:Both
All Others:C
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 59
26 APC-HOPD and Contract APC/APC Pro:Invalid Credit/Adjustments Claim
New York Medicaid APR:Claim Contains a Never Event or an Adverse Event
Medicare SNF:Total Units Exceed Patients Length of Stay (Part A Only)
APC-HOPD and Contract APC/APC Pro:This claim contains one or more line items billed with negatives units or charges and credit/adjustment bills are not accepted; Replacement bills should be submitted instead.
New York Medicaid APR:The claim contains a never event or an adverse event as indicated by Rate Code 2590 or 2591.
Medicare SNF:Part A claims only. Total units billed with revenue code 0022 exceeds the number of billable days on the claim by one or more days.
New York Medicaid APR:C
All Others:Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 60
27 Wrong Procedure Performed
Medicare ESRD:Missing Diagnosis Code
Arizona Medicaid, California Medicaid, Georgia Medicaid, Illinois Medicaid APR, Indiana Medicaid APR, Iowa Medicaid, Kansas Medicaid, Kentucky Medicaid, Medicaid APR Pro (for Colorado Medicaid, Florida Medicaid, Louisiana Medicaid, Massachusetts Medicaid, Minnesota Medicaid, Mississippi Medicaid, New Jersey Medicaid, Rhode Island Medicaid, Virginia Medicaid APR, Washington DC Medicaid, and Wisconsin Medicaid APR), Medicare Inpatient, Medicare IPF, Medicare LTC, Michigan Medicaid APR, Multi-Pricer/DRG Pro, Nebraska Medicaid APR, New Mexico Medicaid, North Carolina Medicaid, Ohio Medicaid APR, South Carolina Medicaid, Texas Medicaid, TRICARE/CHAMPUS, Washington Medicaid APR, and Wisconsin Medicaid:The claim contains a diagnosis code that indicates that one of the following errors has occurred: - the wrong procedure has been performed- a procedure was performed on a patient not scheduled for
surgery- a procedure was performed on the wrong body part or wrong
side of body.
Medicare IRF:The claim contains a diagnosis code that indicates that a wrong procedure has been performed.
Wisconsin Medicaid APG:This claim contains one or more claim lines with Modifier PA, PB, or PC.
Medicare ESRD:One or more of the following are present:- The ESRD claim does not contain a principal diagnosis of
N18.6.- The AKI claim does not contain at least one of the following
diagnosis codes as principal or secondary diagnosis code: N17.0, N17.1, N17.2, N17.8, N17.9, T79.5XXA, T79.5XXD, T79.5XXS, or N99.0
Medicare ESRD, Medicare Inpatient, Medicare IPF, Medicare IRF, and Medicare LTC:Both
All Others:C
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 61
28 Invalid Reimbursement Configuration
Medicare ESRD:Invalid Case-Mix Adjustment
California Medicaid:One or more of the following is equal to zero:- hospital-specific cost-to-charge ratio- age adjustment factor- service adjustment factor- NICU adjustment factor- DRG assigned to the claim- hospital-specific marginal cost factor
Iowa Medicaid:The claim is from a CAH designated swing bed unit and was submitted with a UB-04 Bill Type other than 018X or 028X.
Multi-Pricer/DRG Pro:Both the minimum and maximum percent of charges reimbursement methodologies have been selected and the maximum percent of charges is less than the minimum percent of charges.
Medicare ESRD:One or more of the following conditions are present:- The claim contains a patient height greater than 300 cm (9.8
feet) or patient weight greater than 500 kg (1102 pounds) submitted with Value Codes A8 and A9
- The claim contains the Body Mass Index (BMI), age, Body Surface Area (BSA), comorbidity, onset, or modality factor is equal to 0.
California Medicaid and Iowa Medicaid:C
All Others:Both
29 California Medicaid:Invalid Rehabilitation Claim
Medicare ESRD:Attempted Divide by Zero
California Medicaid:The claim was assigned to a rehabilitation DRG, but no claim line with a rehabilitation room and board Revenue Code of 0118, 0128, 0138, or 0158 has been billed.
Medicare ESRD:A divide by zero was attempted by the Pricer. Usually this occurs when the average length of stay is not available for the DRG that has been assigned to a transfer claim, or when a facility has both operating and capital RCCs (Ratio of Costs to Charges) set to zero.
California Medicaid:C
Medicare ESRD:Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 62
30 Kansas Medicaid:Neonate Regroup
Medicare HHA and Medicare Hospice:Invalid Home Health/Hospice Claim Dates
Kansas Medicaid:The claim grouped to MS-DRG 789 with an adjusted length of stay (claim length of stay - ALC days) that is greater than or equal to three days. Per Kansas Medicaid, the Discharge Disposition should be changed to 01 and re-process the claim.
Medicare HHA (prior to January 01, 2020 (HHRG)):One or more of the following conditions are present:- The length of stay for this HHA claim is greater than 60 days. - The length of stay for this HHA Partial Episode Payment
(PEP) claim is greater than or equal to 60 days.Medicare HHA (on or after January 01, 2020 (PDGM)):One or more of the following conditions are present:- The length of stay for this HHA claim is greater than 30 days.- The length of stay for this HHA PEP claim is equal to 30 days
and the discharge disposition is 06.
Medicare Hospice:The claim’s From Date and Thru Date spans over a calendar month.
Kansas Medicaid:C
All Others:Both
31 Medicare HHA:Invalid Number of HIPPS Codes
Medicare HHA:The claim has a UB-04 Bill Type of 0322, 0332, 0327, 032Q, 0337, 0329, 0339, or 033Q and has no claim lines with a HIPPS code and Revenue Code 0023, or has more than one claim line with a HIPPS code and Revenue Code 0023.
NoteEffective October 01, 2013, Home Health claims with UB-04 Bill Types 033X (where X = any value) are no longer payable.
Both
32 Medicare HHA HHRG:HIPPS Code Indicates NRS Were Provided, but NRS Not on Claim
Medicare HHA HHRG (prior to January 01, 2020):The claim has a UB-04 Bill Type of 0327, 0337, 0329, 032Q, 0339, or 033Q and a HIPPS code that indicates that non-routine supplies were provided during the episode, but does not have at least one non-routine supplies claim line with Revenue Code 027X or 0623.
NoteEffective October 01, 2013, Home Health claims with UB-04 Bill Types 033X (where X = any value) are no longer payable.
Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 63
33 Medicare HHA and Medicare Hospice:Invalid or Missing CBSA
Medicare HHA:The Core Based Statistical Area (CBSA) is missing or an invalid CBSA has been provided on this Home Health claim in the UB-04 Value Amount field with UB- 04 Value Code 61.
Medicare Hospice:One or more of the following is present:- RHC (Revenue Code 0651) or CHC (Revenue Code 0652)
services are provided, but a CBSA has not been identified with UB-04 Value Code 61.
- IRC (Revenue Code 0655) or GIP (Revenue Code 0656) services are provided, but a CBSA has not been identified with UB-04 Value Code G8.
Both
34 Final Claim Must Have At Least One Visit-Related Revenue Code
Medicare HHA:The claim has a UB-04 Bill Type of 0327, 0329, 032Q, 0337, 0339, or 033Q and does not have at least one claim line with a valid Home Health visit. Valid Home Health visits are defined by the following procedure code and Revenue Code combinations:- Physical Therapy Visit: procedure codes G0151, G0157, or
G0159 and Revenue Code 042X.- Occupational Therapy Visit: procedure code G0152, G0158,
or G0160 and Revenue Code 043X. - Speech-Language Pathology Visit: procedure code G0153 or
G0161 and Revenue Code 044X. - Skilled Nursing Visit: procedure code G0154 (prior to January
01, 2016), G0162, G0163 (prior to January 01, 2017), or G0164 (prior to January 01, 2017), G0299, G0300 (on or after January 01, 2016), G0493, G0494, G0495, G0496 (on or after January 01, 2017) and Revenue Code 055X.
- Medical Social Services Visit: procedure code G0155 and Revenue Code 056X.
- Home Health Aid Visit: procedure code G0156 and Revenue Code 057X.
NoteEffective October 01, 2013, Home Health claims with UB-04 Bill Types 033X (where X = any value) are no longer payable.
Both
35 No Available HHRG/PDGM Weight/Rate
Medicare HHA:A weight/rate record cannot be found for this particular facility ID, payer ID, effective date, and Home Health Resource Group (HHRG), Alternate HHRG, or Alternate PDGM.
Both
36 Medicare ESRD:Incorrect Billing of AMCC Test
Medicare ESRD (prior to April 04, 2015):Automated Multi-Channel Chemistry (AMCC) procedure code component codes must be billed separately. All panel procedure codes will be rejected by the ESRD Pricer.AMCC ESRD-related tests must be reported with Modifier CD, CE, or CF. If at least one of these three Modifiers is not reported for each of the AMCC ESRD-related tests billed on a claim, then the entire claim will be rejected.
Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 64
37 Invalid Billing of Codes for Cardiac Resynchronization Therapy
Medicare ASC and Contract ASC/ASC Pro:When billing services described by procedure codes 33225 and 33249 on the same date, please use procedure code G0448 in lieu of the two previously mentioned procedure codes.
NoteFor Contract ASC/ASC Pro, this Return Code can be overridden for a given facility/paysource/effective date in Rate Manager with the Apply Cardiac Resynch Therapy Logic Flag.
Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 65
38 Invalid or Missing Required Claims Data
Michigan Medicaid APR:A newborn claim with an UB-04 Admission Type of 4 that does not also include a UB-04 Admit Source of 5 or 6, effective January 01, 2015.
Washington Medicaid APR:One or more of the following conditions are present:- The Critical Access Hospital (CAH) or transplant claim has no
covered charges on the claim.- The claim contains regular acute care services plus
administrative days, and the number of administrative days billed with Revenue Code 0169 or 0191 is less than the total length of stay of the claim.
Medicare ESRD:One or more of the following billing requirements have not been met:- The date of the last Kt/V reading was not reported with
Occurrence Code 51, unless Value Code D5 was reported with Value Amount 8.88 or 9.99.
- Procedure code J0604 or J0606 is billed with Modifier AX but without Revenue Code 0636.
NoteThis Return Code can be overridden for a given facility/paysource/effective date in Rate Manager with the Return Code Override Flag.
Medicare HHA:One of the following conditions are present:1. Incorrect billing of the location code Q5001, Q5002, or
Q5009. Every HHA claim with a UB-04 Bill Type 032X (excluding 0322) must contain at least one of these Q codes. These requirements are documented in the HHA chapter of the Medicare Claims Processing manual.
2. Possible LUPA claim conflict: Claims that involve all of the following are denied:
- The UB-04 Bill Type is 032X,- There are 4 or fewer covered visits (occurrences of revenue
codes 042x, 043x, 044x, 055x, 056x and 057x), - The Admission Date matches the From Date, - The first position of the HIPPS code is 1 or 2, - Condition code 47 is not present, and - There is no qualifying skilled service (at least one covered
occurrence of revenue codes 042x, 044x or 055x).3. If the RAP receipt date is after the Thru Date.4. If the RAP receipt date is 99999999 and it is not a LUPA
claim.continued below...
Michigan Medicaid APR and Washington Medicaid APR:C
All Others:Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 66
38 <continued>
Invalid or Missing Required Claims Data
Medicare SNF:The UB-04 Admission/Start of Care Date is either missing or invalid and the UB-04 Bill Type is not 0211, 0212, 0181, or 0182.
39 Claim From Date is Prior to HHA Medicare Participation/Certification
Medicare HHA:The From Date of this claim is before the Medicare participation/certification date for this HHA, which is equivalent to the date the HHA first became enrolled in Medicare.
Both
40 Medicare Hospice and Medicare HHA:Claim Spans Calendar Year
Medicare SNF:Claim Spans Calendar Year (Part B Only)
Medicare Hospice and Medicare HHA:The claim spans a calendar year. Claims are not allowed to cross the calendar year boundary (i.e., January 1st).
Medicare SNF:The SNF Part B claim (UB-04 Bill Type 022X or 023X) spans a calendar year. SNF Part B claims are not allowed to cross the calendar year boundary (i.e., January 1st).
Both
41 Invalid Billing of Therapy Services
APC-HOPD, Contract APC/APC Pro, Medicare CAH Method II, Medicare Physician, and Medicare SNF (Part B only):One or more of the following conditions are present:1. More than one therapy Modifier (GN, GO, or GP) on a single
claim line.2. One of the following therapy revenue codes is billed without
one of the below required therapy modifiers on a single claim line (excluding Medicare Physician):
- Revenue Code 042X billed without Modifier GP- Revenue Code 043X billed without Modifier GO- Revenue Code 044X billed without Modifier GN
3. All “always therapy” procedure codes that are not billed with the correct therapy Modifier (GN, GO, or GP) to identify the correct therapy discipline.
4. If traditional/FFS pricing has been requested, this Return Code will also be issued for claims where a therapy evaluation service is not accompanied by one of the functional limitation G-codes. If Medicare Advantage pricing has been requested, the requirement to provide a G-code with each therapy evaluation service is not enforced (prior to January 01, 2019).
5. A functional limitation G-code that is not reported with appropriate modifiers. Each G-code must be billed with one therapy Modifier (GN, GO, or GP) and one severity/complexity Modifier (CH, CI, CJ, CK, CL, CM, or CN) (prior to January 01, 2019).
continued below...
Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 67
41<continued>
Invalid Billing of Therapy Services
Medicare HHA:Individual procedures are identified as being provided under an outpatient rehabilitation plan of care when the services are billed with Modifiers GN, GO, or GP. Claims with UB-04 Bill Types 034X can only have one type of therapy Modifier (GN, GO, or GP) billed on a single claim line. In addition, claims with UB-04 Bill Types 034X that have claim lines billed with one of the below Revenue Codes must contain the required Modifier listed below. If a claim is not billed according to these guidelines, the HHA Pricer will issue this Return Code. - 042X with Modifier GP - 043X with Modifier GO- 044X with Modifier GN
NoteIn the above-listed revenue codes, X equals any value.
Both
42 APC-HOPD and Contract APC/APC Pro:Invalid Billing of Device Credit
Medicare Physician:Invalid or Missing Place of Service
APC-HOPD and Contract APC/APC Pro:The claim is billed with UB-04 Value Code FD without Condition Code 49 or 50 and/or without a UB-04 Value Amount.
Medicare Physician:One or more of the following conditions are present:- Place of Service (POS) code is missing or is not valid for one
or more claim lines- POS code is not the same for every claim line
Both
43 Place of Service Not Applicable for Medicare
Medicare Physician:The POS code provided for every claim line is either:- Not applicable for adjudication of Medicare claims (POS 05
(Indian Health Service Free-Standing Facility), POS 06 (Indian Health Service Provider-Based Facility), etc.)Or
- An unassigned POS code (POS 10 (Unassigned), etc.)
Both
44 Invalid or Missing Zip Code
Medicare CAH Method II:The billing provider zip code is missing or invalid.
Medicare Physician:One or more of the following conditions are present:- Service Facility Zip Code, Billing Provider Zip Code, and
Ambulance Point of Pickup Zip Code all have not been provided or are all invalid. At least one valid zip code must be provided for reimbursement calculations.
- POS code is 12 (Home) and a Service Facility Zip Code has not been provided. If services are provided in a patient's home, the zip code of the patient's home must be provided in the Service Facility Zip Code field.
- Service Facility Zip Code or Billing Provider Zip Code is not a valid zip code.
Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 68
45 Assessment Date is Missing
Medicare IRF:Occurrence Code 50 was not reported or Occurrence Code 50 was reported without occurrence date.
Both
46 Invalid Birth Weight in Grams
Illinois Medicaid APR and Washington Medicaid APR:The claim contains an age of 28 days or less on the date of admission, but UB-04 Value Code 54 with a UB-04 Value Amount are not reported on the claim.
Michigan Medicaid APR:The newborn claim does not contain an UB-04 Value Code of 54 with the birth weight in the UB-04 Value Amount field.
Medicaid APR Pro:The newborn claim does not include the birth weight (value Amount) reported with UB-04 Value Code 54.- Wisconsin Medicaid APR: Age of 14 days or less on the date
of admission.- Minnesota Medicaid: Age of 28 days or less on the date of
admission.
C
47 No APL Code Found Illinois Medicaid APG Pricer and Medicaid APG Pro (for Illinois Medicaid APG):The claim does not contain a valid Ambulatory Procedures Listing (APL) code (prior to July 01, 2020). Please refer to the Illinois Medicaid website for valid list of APL code.
NoteFor claims dated prior to January 01, 2019 (processed using the Illinois Medicaid APG Pricer), users can bypass this Return Code by setting the APL Return Code Override field to 1 (Bypass APL Requirements) in Rate Manager.
For claims dated on or after January 01, 2019 (processed using the Medicaid APG Pro Pricer), users can bypass this Return Code by removing Procedure Numbers 0005 (Claim Level Return Code 52 and 47: Invalid Billing of APL codes - Illinois Medicaid) and 0139 (Find APL Code/Revenue Pair - Illinois Medicaid) from the Illinois Procedure Array using the Procedure Editor functionality within Rate Manager.
C
48 Patient Reason for Visit Diagnosis Not Found
Illinois Medicaid APG Pricer and Medicaid APG Pro (for Illinois Medicaid APG):The claim does not contain a reason for visit diagnosis code and Revenue Code 045X, 0516, 0526, or 0762 was billed.
C
50 Non-FQHC PPS Claim Medicare FQHC:For claims dated prior to October 01, 2020: The claim contains Condition Code 65 (Non-PPS Claim) which indicates that the claim is not subject to the FQHC PPS.
Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 69
51 Claim Does Not Contain Payable Services
Medicare ESRD:This claim does not contain any payable services. Please refer to the line-level Pricer Return Code field to determine why each service is non-payable.
Medicare FQHC:This claim does not contain any payable services.
Both
52 Invalid Billing of ER, Observation, or Psychiatric Service
Illinois Medicaid APG Pricer and Medicaid APG Pro (for Illinois Medicaid APG):ER, Observation, psychiatric services must be billed using specific procedure code and revenue code combo. This claim does not meet those billing requirements. Refer to the Illinois Medicaid website for further details on billing requirements.
NoteFor claims dated prior to January 01, 2019 (processed using the Illinois Medicaid APG Pricer), users can bypass this Return Code by setting the APL Return Code Override field to 1 (Bypass APL Requirements) in Rate Manager.
For claims dated on or after January 01, 2019 (processed using the Medicaid APG Pro Pricer), users can bypass this Return Code by removing Procedure Numbers 0005 (Claim Level Return Code 52 and 47: Invalid Billing of APL codes - Illinois Medicaid) and 0139 (Find APL Code/Revenue Pair - Illinois Medicaid) from the Illinois Procedure Array using the Procedure Editor functionality within Rate Manager.
C
53 Invalid Billing When No Skilled Service
Medicare HHA:The claim contains all of the following conditions:- Condition Code 54 is not billed on the claim,- The UB-04 Bill Type is 0327, 0329, or 032Q,- The From Date is not equal to the Admit Date,- The claim does not contain any skilled home health visits
(Revenue Code 042X, 043X, 044X, or 055X), and- The claim contains other supportive services (at least one
covered occurrence of Revenue Code 056X or 057X).
Both
54 Biosimilar HCPCS Reported Without Biosimilar Modifier
Medicare ASC and Contract ASC/ASC Pro:The claim contains a biosimilar procedure code is reported without the required modifier (prior to April 01, 2018).
NoteFor Contract ASC/ASC Pro, this Return Code can be overridden for a given facility/paysource/effective date in Rate Manager with the Apply Bio-Similar Modifier Logic Flag.
Both
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 70
55 Invalid Therapy Code and Revenue Code Combination
Medicare HHA:Incorrect billing of HHA skilled services based on procedure code and revenue code requirements. These requirements involve effective-dated lists of skilled service G-codes and associated revenue codes for all physical therapy, occupational therapy, speech therapy, skilled nursing, Home Health aide, and social work services. These requirements are documented in the HHA chapter 10 of the Medicare Claims Processing manual.
Both
56 Invalid or Missing FIPS Code
Medicare HHA:Either no Federal Information Processing Standards (FIPS) state and county code or an invalid FIPS code has been provided on this Home Health claim in the UB-04 Value Amount field with UB- 04 Value Code 85.
Both
57 HHA Not Eligible for RAP Reimbursement
Medicare HHA (on or after January 01, 2020 (PDGM):Indicates one of the following conditions are found on UB-04 Bill Type 0322 claims:- The HHA was licensed by Medicare on or after January 01,
2019. These HHAs are not eligible for RAP reimbursement.- The date of service on the claim is on or after January 01,
2021.
NoteThis Return Code can be bypassed for a given facility/paysource/effective date in Rate Manager with the Return Code 57 Override option. The RAP claim will not receive reimbursement.
Both
60 Cannot Load External Software
TRICARE APC:The 3M™ GPS was not installed or configured correctly.
C
61 All Other Errors Returned From External Software
TRICARE APC:The 3M™ GPS returned an unexpected result or an exception is thrown.
C
62 Closed or Inactive Rate Record
The Rate Calculator record for this provider (as indicated by the Facility ID, or the NPI and Taxonomy), Payer ID/Contract Code, and Effective Date has been designated as closed or inactive.
Both
65 Invalid Certificate TRICARE APC:The certificate needed for the 3M™ GPCS is not present or is invalid and/or when the required unique key needed for a Super Certificate(s) is not present or is invalid.
C
66 Invalid URL TRICARE APC:The values set in the 3M™ GPCS, GPCS_URL (i.e., the URL to send claim info to) and/or the GPCS_STSURL (i.e., the URL to validate the certificate) environmental variables are missing or invalid.
C
70 Configuration Record Error
The Configuration File is out of sync with the Rate Calculator File. - Possible Solution: Re-export the rate files from Rate Manager. - Possible Solution: Verify you have copied over all rate files
exported from Rate Manager to your working environment.
C
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 71
72 Hospital/Physician Rate Calculator Record Not Found
The rate record for this provider (as indicated by the Facility ID, or the NPI and Taxonomy), Payer ID/Contract Code, Effective Date cannot be found in Rate Calculator File.
C
73 Cannot Retrieve Rate Record
The record for this case-mix classification (i.e., DRG, APG, APC, etc.) and effective date cannot be found in the Rate File (i.e., rate.dat, wghtrate.dat, rateout.dat, etc).
Both
74 No Weights APC-HOPD:There are no APC rates for requested facility, payer ID, and effective date.
Medicare SNF:There are no RUG rates for the requested facility, payer ID, and effective date.
Both
75 Extended Hospital Rate Calculator Record Not Found
The rate record for the this provider (as indicated by the facility ID, or the NPI and taxonomy), payer ID, and effective date cannot be found in the applicable Extended Hospital Rate Calculator File.
Both
79 Error Reading Rate Code Table
Enhanced New York Medicaid APG:The Enhanced New York Medicaid APG Rate File (rateny.dat) cannot be read or opened.
C
80 Enhanced New York Medicaid APG:Error Reading Zip Code Table
TRICARE APC:Invalid Content Version
Enhanced New York Medicaid APG:The New York Medicaid APG Zip Code File (zipny.dat) cannot be read or opened.
TRICARE APC (3M™ GPCS only):An invalid content version (GPCS_ContentVersion) has been passed to the GPCS. This version is set either in an environment variable or in the HssSetup.ini file.
C
81 Medicare Physician and Medicare CAH Method II:Error Reading Physician Factor File
Medicare Physician and Medicare CAH Method II:The Physician Factor File (facphyyy.dat) cannot be read or open.
C
82 Error Reading Hospital/Physician Rate Calculator File
The applicable Rate Calculator File cannot be read or opened. C
83 Error Reading Rate File
The applicable rate file cannot be read or opened. C
84 Error Reading Fee Schedule File
The requested fee schedule file cannot be read or opened. C
85 Error Reading the Extended Hospital Rate Calculator File
The applicable Extended Hospital Rate Calculator File cannot be read or opened.
C
86 Error Reading Code Table File
The applicable Code Table File cannot be read or opened. C
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 72
87 Program Cannot Be Loaded
The Pricer control program (prccntl) cannot find or load:- the Pricer program - the Retrieve Payer control program (rtvpyr)
NoteFor 3M™ GPCS users only, this Return Code might also be issued if the appropriate version of the Microsoft C++ redistributable and/or the appropriate version of OpenSSL is not installed. Please refer to the EASYGroup™ Installation Guide for a list of appropriate versions for these 3M™ GPCS software requirements.
C
88 Initialization Error Check required components. C89 Memory Error A memory allocation error has been found or the 3M™ GPS
interfacing program (ezgps) cannot be found or loaded.C
90 Invalid Function Code The Operation Code 1 (ECB-OPCODE1) is missing or invalid. COBOL91 Invalid Pricer Type The Pricer Type (ECB-PRCR-TYPE) is missing or is invalid. COBOL94 Invalid Dates Indicates one of the following conditions:
- Effective Date on the claim is missing or not a valid date.- From Date on the claim is missing or is not a valid date.- Thru Date on the claim is missing or is not a valid date.- From Date is after the Thru Date.
Both
95 Parameter Passing Error
Check parameters. C
96 Invalid Billing of Service for Rate Code
Enhanced New York Medicaid APG:One of the following conditions has not been met:- Rate code 1072, 1074, 1076, or 1078 is billed, but procedure
code H0038 is not billed.- A Severe Emotional Disturbance (SED) rate code is billed but
the age of the patient is greater than 21.
C
98 Invalid Outpatient Classification
APC-HOPD, Contract APC/APC Pro, Medicare ASC, Contract ASC/ASC Pro, Medicare ESRD, Medicare FQHC, Medicare HHA, New Mexico Medicaid APC, TRICARE APC, and all APG Pricers:The Classification Type submitted does not match the Classification Type determined based on the rate file lookup.
C
99 No Covered Revenue Code on Claim
New Mexico Medicaid APC:There is no covered revenue code on the claim.
C
CL Cannot Load or Open Program
An error occurred during the opening or loading of the Pricer or associated programs.
COBOL
IO File I/O Error One or more of the Pricer data files cannot be opened or closed. Please refer to POB1-PRCR-RTN-CODE2 and POB1-PRCR-RTN-STATUS for details.
COBOL
Table 7-1: Claim-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 73
7.2 Line-Level Pricer Return CodesTable 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
00 No Errors Found There were no errors found on the claim line. Both01 APC-HOPD, Contract APC/
APC Pro, Contract ASC/ASC Pro, Medicare ASC, Medicare CAH Method II, Medicare ESRD, Medicare HHA, Medicare Hospice, Medicare Physician, New Mexico Medicaid APC, and APG Pricers: No Available APC/APG/Fee Schedule Rate Record
Medicare SNF:No HIPPS or RUG on This Claim Line
APC-HOPD, Contract APC/APC Pro, Contract ASC/ASC Pro, Medicare ASC, Medicare CAH Method II, Medicare ESRD, Medicare HHA, Medicare Physician, New Mexico Medicaid APC, and APG Pricers:Indicates one of the following conditions:1. The Pricer cannot locate a record in the Fee
Schedule file that has an effective date that is less than or equal to the service date with a matching:
- Procedure code- Carrier/locality- Modifier
2. The Pricer cannot locate a record that has an effective date that is less than or equal to the From/Thru Date with a matching:
- APC/APG- Facility ID- Payer ID
Medicare Hospice:The Pricer cannot locate a service billed with UB-04 Revenue Code 0657 in the Fee Schedule file that has an effective date that is less than or equal to the service date with a matching:
- Procedure code- Carrier/locality- Modifier
Medicare SNF:Indicates one of the following conditions:1. The Pricer cannot locate a record in the Fee
Schedule file that has an effective date that is less than or equal to the service date with a matching:
- Procedure code- Carrier/locality- Modifier
2. The Part A claim line contains Revenue Code 0022 and an invalid HIPPS or RUG.
APG Pricers and New Mexico Medicaid APC:C
All Others:Both
Optum | www.optum.com August 19, 2021 Page 74
02 APC-HOPD, Contract APC/APC Pro, Contract ASC/ASC Pro, Medicare ASC, Medicare CAH Method II, Medicare ESRD, New Mexico Medicaid APC:Invalid HCPCS Code
Enhanced New York Medicaid APG and New York Medicaid APG:Visit Consists of All Never Pay or Stand Alone
Medicare SNF:No Rate Available for RUG, HCPCS, or HIPPS Code
APC-HOPD, Contract APC/APC Pro, Contract ASC/ASC Pro, Medicare ASC, Medicare CAH Method II, and New Mexico Medicaid APC:The procedure code on this claim line is invalid.
Medicare ESRD:The procedure code on this claim line is inappropriate:- Procedure code 90999 cannot be billed on Acute
Kidney Injury (AKI) claims, effective January 01, 2017.
- Procedure code G0491 can only be billed on AKI claims, effective January 01, 2017.
- Non-ESRD Erythropoietin Stimulating Agents (ESAs) cannot be billed on standard ESRD claims (UB-04 Bill Type 072X without Condition Code 84).
Enhanced New York Medicaid APG and New York Medicaid APG:New York has deemed a variety of services as Never Pay or Stand Alone. If all services for a given visit fall into these two categories, the Pricer returns a line-level Return Code of 02 for all stand alone services and a line-level Return Code of 03 for all never pay services.
Medicare SNF:Indicates one of the following conditions:- For Part A, the Pricer cannot locate a record that has
an effective date that is less than or equal to the Thru Date with a matching:
- RUG/HIPPS- Facility ID- Payer ID
- For Part B, 1. the claim line does not include a procedure
code. 2. the claim line contains a procedure code that
does not have a fee schedule rate, and either (1) the facility’s Reasonable Charge Factor and Reasonable Charge Co-Payment Factor are set to zero or (2) line-level charges are zero.
Enhanced New York Medicaid APG, New Mexico Medicaid APC, and New York Medicaid APG:C
All Others:Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 75
03 APC-HOPD, Contract APC/APC Pro, and New Mexico Medicaid APC:Invalid Payment Status From Grouper
Enhanced New York Medicaid APG and New York Medicaid APG: Service is Never Pay
APC-HOPD, Contract APC/APC Pro, and New Mexico Medicaid APC:The Payment Status Indicator for this service is invalid.
Enhanced New York Medicaid APG and New York Medicaid APG:New York have deemed a variety of services as Never Pay. If any service for a given visit falls into this category, the Pricer returns a line-level Return Code of 03 for that service.
Enhanced New York Medicaid APG, New Mexico Medicaid APC, and New York Medicaid APG:C
All Others:Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 76
04 APC-HOPD, Contract APC/APC Pro, Contract ASC/ASC Pro, New Mexico Medicaid APC, Medicare ASC, Medicare CAH Method II, Medicare FQHC, and Medicare Hospice:Not Covered or Not Covered Under OPPS
Medicare Physician:Not Covered
Medicare SNF:Invalid HIPPS Code (Part A Only)
New York Medicaid APG:Invalid Ambulatory Surgical Center Claim
APC-HOPD:Indicates one of the following conditions:- Service not in the CMS Ambulance Fee Schedule
that is billed with Revenue Code 054X.- Service is not covered under Medicare Part B
identified by a specific revenue code on a claim with a UB-04 Bill Type of 012X and without condition code W2.
- Service billed with a specific revenue code on a claim with a UB-04 Bill Type of 012X and condition code W2.
- Service is billed with Modifier PA, PB, or PC (indicating a surgical error).
- The procedure code on this claim line is invalid for the specified date of service.
- Service is assigned to Payment Status Indicator B, C, E, E1, E2, M, Q, Q1, Q2, Q3, Q4, W, or Z.
- Service is billed on a UB-04 Bill Type 076X claim and not assigned to Payment Status Indicator P or N.
- Medical visit under certain circumstance. - Kidney Disease Education service billed on a claim
originating from a non-rural facility. Contract APC/APC Pro:Indicates one of the following conditions:- Claim lines without a procedure code that are not
assigned to Payment Status Indicator N, F, or A and the Pricing Selection, Line Items Without HCPCS Codes field is not set to 1 (Package) or 2 (Use Specified Percent of Charges).
- The procedure code on this claim line is invalid for the specified date of service.
- Service is assigned to Payment Status Indicator W or Z.
- Service is billed on a UB-04 Bill Type 076X claim and not assigned to Payment Status Indicator P or N.
- The procedure code on this claim is not on the CMS Ambulance Fee Schedule, is billed with Revenue Code 054X, and the Ambulance Pricing Option is set to 1 (Apply Medicare Rules).
continued below...
New Mexico Medicaid APC and New York Medicaid APG:C
All Others:Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 77
04<continued>
APC-HOPD, Contract APC/APC Pro, Contract ASC/ASC Pro, New Mexico Medicaid APC, Medicare ASC, Medicare CAH Method II, Medicare FQHC, and Medicare Hospice:Not Covered or Not Covered Under OPPS
Medicare Physician:Not Covered
Medicare SNF:Invalid HIPPS Code (Part A Only)
New York Medicaid APG:Invalid Ambulatory Surgical Center Claim
Contract ASC/ASC Pro:Indicates one of the following conditions:- Procedure Code V2785 (Processing, Preserving and
Transporting Corneal Tissue) is billed without a corneal transplant procedure code (i.e., 65710, 65730, 65750, 65755, or 65756).
- Service is billed with Modifier PA, PB, or PC (indicating a surgical error).
- Service is assigned to Payment Status Indicator YY or EX.
New Mexico Medicaid APC:Indicates one of the following conditions:- Service is billed with charges that are less than
$1.01.- Service is assigned to Payment Status Indicator B, C,
E, M, or Y.- Service is billed with Modifier PA, PB, or PC
(indicating a surgical error).
Medicare ASC: Indicates one of the following conditions: - Procedure Code V2785 (Processing, Preserving and
Transporting Corneal Tissue) is billed without a corneal transplant procedure code (i.e., 65710, 65730, 65750, 65755, or 65756).
- Service is assigned to Payment Status Indicator YY.- Service is billed with Modifier PA, PB, or PC
(indicating a surgical error).- Ancillary service (i.e., service assigned to Payment
Status Indicator F4, H7, J7, K2, K7, L1, L6, N1, Z2 or Z3) billed without a valid surgical procedure (i.e., service assigned to Payment Status Indicator A2, G2, H8, J8, P2, P3, or R2).
Medicare CAH Method II:Indicates one of the following conditions:- Service not in the CMS Ambulance Fee Schedule
that is billed with Revenue Code 054X.- Services billed with a Place of Service (POS) of 41 or
42 that are not on the Ambulance Fee Schedule.- Service is billed with Modifier PA, PB, or PC
(indicating a surgical error).- The procedure code on this claim line is invalid for
the specified date of service.- Service is assigned to Payment Status Indicator B, C,
E, E1, E2, M, Q, Q1, Q2, Q3, Q4, W, or Z.continued below...
New Mexico Medicaid APC and New York Medicaid APG:C
All Others:Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 78
04<continued>
APC-HOPD, Contract APC/APC Pro, Contract ASC/ASC Pro, New Mexico Medicaid APC, Medicare ASC, Medicare CAH Method II, Medicare FQHC, and Medicare Hospice:Not Covered or Not Covered Under OPPS
Medicare Physician:Not Covered
Medicare SNF:Invalid HIPPS Code (Part A Only)
New York Medicaid APG:Invalid Ambulatory Surgical Center Claim
- Medical visit under certain circumstance. - Kidney Disease Education service billed on a claim
originating from a non-rural facility.
Medicare FQHC:Service is billed with Modifier PA, PB, or PC (indicating a surgical error).
Medicare Hospice:Indicates one of the following conditions:- Services billed on dates of service that fall within the
span dates associated with UB-04 Occurrence Span Code 77 are not paid due to untimely NOE submission or untimely physician certification/recertification
- Kidney Disease Education service billed on a claim performed in a non-rural location.
Medicare Physician:Services billed with a Place of Service (POS) of 41 or 42 that are not on the Ambulance Fee Schedule.
Medicare SNF (Part A Only):The Part A claim line contains one of the following:- Revenue Code 0022 and a missing or invalid HIPPS
code.- Revenue Code 0022, the HIPPS code contains a Z,
the HIPPS code is not ZZZZZ, and the From Date is on or after October 01, 2019.
New York Medicaid APG (prior to July 01, 2010):New York has an official list of procedures that can be performed in an Ambulatory Surgical Center (ASC). If the visit does not contain at least one of these official procedures then the Pricer will return line-level Return Code 04 for every service on that visit.
NoteThis applies to ASC rate codes only.
New Mexico Medicaid APC and New York Medicaid APG:C
All Others:Both
05 New York Medicaid APG:Carve-Out Service
Enhanced New York Medicaid APG:Alternate Payment May be Available
Enhanced New York Medicaid APG and New York Medicaid APG:This service is not paid under the APG reimbursement methodology and may be paid under an alternate payment methodology.
C
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 79
06 Missing/Invalid Fee Schedule Type
APC-HOPD, Contract APC/APC Pro, Enhanced New York Medicaid APG, Medicaid APG Pro (for Alabama BCBS APG, Colorado Medicaid APG, Massachusetts Medicaid APG, Nebraska Medicaid APG, Ohio Medicaid APG, Virginia Medicaid APG, and Virginia Medicaid ASC), Medicare CAH Method II, Medicare ESRD, Medicare Hospice, Medicare Physician, New Mexico Medicaid APC, New York Medicaid APG, Washington Medicaid APG, and Wisconsin Medicaid APG:This procedure code is included in the fee schedule with a missing or invalid Fee Schedule Type. The Pricer calculates fee schedule payments using all applicable fee schedules, plus a user-defined fee schedule. Each procedure code in the fee schedule must have a Fee Schedule Type to identify which fee schedule is used for pricing. For a list of valid Fee Schedule Types, please refer to the Fee Schedule File Layouts chapter of this guide.
Enhanced New York Medicaid APG, Medicaid APG Pro, New Mexico Medicaid APC, New York Medicaid APG, Washington Medicaid APG, and Wisconsin Medicaid APG:C
All Others:Both
07 APC-HOPD:Co-Payment Out of Valid Range
Medicaid APG Pro:Paid by Report/Manually Priced
APC-HOPD:The hospital has elected a co-payment amount for this APC that is higher than the national co-payment amount after wage-adjustment, higher than the inpatient Medicare deductible amount, or lower than the minimum co-payment amount after wage-adjustment, as defined by Medicare.
Medicaid APG Pro (for Colorado Medicaid APG and Massachusetts Medicaid APG):This service is to be paid by report/manually priced.
APC-HOPD:Both
All Others:C
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 80
08 Enhanced New York Medicaid APG and New York Medicaid APG:Invalid Modifier Pair
APC-HOPD, Contract APC/APC Pro, Medicare ASC, Medicare CAH Method II, Medicare ESRD, Medicare Hospice, Medicare HHA, and Medicare Physician:Invalid Modifier for Pricing
Enhanced New York Medicaid APG and New York Medicaid APG:This claim line contains both Modifier 52 and 73. Only one of these modifiers is allowed.
APC-HOPD:This claim-line contains one of the following: - Modifier GX, GY, or GZ- Modifier 50 along with Modifier 52 or 73
Contract APC/APC Pro:This claim-line contains one of the following:- Modifier GX, GY, or GZ- Modifier 50 along with Modifier 52 or 73- Modifier PA, PB, or PC (indicating a Never Event is
present)
NoteFor Contract APC/APC Pro, this Return Code can be overridden for a given facility/paysource/effective date in Rate Manager with the Apply Never Event Modifier Flag.
Medicare ASC:This claim-line contains one of the following:- Modifier GX, GY, or GZ- Modifier FB or FC along with Modifier 52 or 73- Modifier FB along with Modifier FC
Medicare CAH Method II:This claim-line contains one of the following: - Modifier GX, GY, or GZ- Modifier 50 along with Modifier 52 or 73- Both Modifier RT and LT. If the procedure was
performed bilaterally, it should be billed on two separate claim lines: one with the Modifier RT and one with the Modifier LT.
Medicare ESRD:This claim-line contains one of the following:- Epoetin Alfa and Darbepoetin Alfa will not be paid if
billed with both Modifier ED and Modifier EE without Condition Code 70 or 76.
- Modifier GX, GY, or GZ- Effective October 01, 2017, Modifier CG is billed with
procedure code 90999 and Revenue Code 0821 or 0881 without Condition Code 73 or 87.
continued below...
Enhanced New York Medicaid APG and New York Medicaid APG:C
All Others:Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 81
08<continued>
Enhanced New York Medicaid APG and New York Medicaid APG:Invalid Modifier Pair
APC-HOPD, Contract APC/APC Pro, Medicare ASC, Medicare CAH Method II, Medicare ESRD, Medicare Hospice, Medicare HHA, and Medicare Physician:Invalid Modifier for Pricing
Medicare HHA and Medicare Hospice:This claim line contains Modifier GX, GY, or GZ.
Medicare Physician:This claim-line contains one of the following:- Both Modifier RT and LT. If the procedure was
performed bilaterally, it should be billed on two separate claim lines: one with the Modifier RT and one with the Modifier LT.
- Modifier GX, GY, or GZ
Enhanced New York Medicaid APG and New York Medicaid APG:C
All Others:Both
09 Packaged Service
NoteThis is not an error condition, but simply an explanation for why the line is being returned with zero payment.
APC-HOPD, APG Pricers, Contract APC/APC Pro, Contract ASC/ASC Pro, Medicare ASC, Medicare ESRD, Medicare FQHC, Medicare Hospice, and New Mexico Medicaid APC:No payment will be calculated for this service because the payment for this service is included in the payments for other services on the claim. If applicable the charges for this service may be included in other payment calculations (i.e., outlier calculations).
APG Pricers and New Mexico Medicaid APC:C
All Others:Both
10 Line Item Denial or Rejection From Editor
APC-HOPD, Contract APC/APC Pro, Contract ASC/ASC Pro, Medicare ASC, Medicare CAH Method II, Medicare ESRD, Medicare ESRD, Medicare HHA, Medicare Hospice, Medicare Physician, Medicare SNF (Part B Only), and New Mexico Medicaid APC:The claim was processed first by the Editor and the Editor has detected one or more errors for this claim line.
APG Pricers:This claim line meets one of the following criteria:- It is assigned to a Correct Coding Initiative (CCI) edit
and/or Medically Unlikely Edit (MUE).- It includes an invalid procedure code.- It is missing a procedure code, but includes a valid
revenue code that is allowed to be billed without a procedure code.
- It is missing both a revenue code and a procedure code.
APG Pricers and New Mexico Medicaid APC:C
All Others:Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 82
11 APC-HOPD, Contract ASC/ASC Pro, Contract APC/APC Pro, Medicare ASC, Medicare CAH Method II, Medicare Physician, and New Mexico Medicaid APC:Invalid Units for This Modifier
Enhanced New York Medicaid APG and New York Medicaid APG:No Payment per New York Medicaid Ancillary Policy
Contract ASC/ASC Pro and Medicare ASC: This claim line was billed with Modifier 52 or 73 and units greater than one.
APC-HOPD, Contract APC/APC Pro, and Medicare CAH Method II:This claim line was billed with Modifier 50, 52, or 73 and units greater than one.
Medicare Physician and New Mexico Medicaid APC:This claim line was billed with Modifier 50 and units greater than one.
Enhanced New York Medicaid APG and New York Medicaid APG:This claim line meets all of the following criteria:- Is assigned to an ancillary APG,- Is not packaged or is paid off the fee schedule, and- Is not billed with Modifier U6.
Enhanced New York Medicaid APG, New Mexico Medicaid APC, and New York Medicaid APG:C
All Others:Both
12 Payment Reduction Per New York Medicaid Ancillary Policy (Information Only)
Enhanced New York Medicaid APG and New York Medicaid APG:This claim line meets all of the following criteria and, as such, a payment reduction is applied, per the APG Ancillary Policy:- Is assigned to an ancillary APG,- Is packaged,- Is not paid off the fee schedule, and- Is not billed with Modifier U6.
C
13 APC-HOPD, Contract APC/APC Pro, Medicare CAH Method II, and Medicare Physician:ZIP Code Missing or Invalid (Ambulance Fee Schedule Service Only)
Medicare SNF:Zip Code Missing or Invalid (Part B Only)
Enhanced New York Medicaid APG and New York Medicaid APG:No Facility Rate Available
APC-HOPD, Contract APC/APC Pro, Medicare CAH Method II, Medicare Physician, and Medicare SNF:For ambulance fee schedule pricing, a zip code must be entered indicating the point of pickup. Ambulance services occurring on a claim with no valid point of pickup zip code receive this Return Code.
Enhanced New York Medicaid APG and New York Medicaid APG:This claim line includes a vaccine code billed with Modifier SL, however the rate record for this facility/effective date does not have non-zero rate in the SL Modifier Rate field.
Enhanced New York Medicaid APG and New York Medicaid APG:C
All Others:Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 83
14 Medicare ASC and Contract ASC/ASC Pro:Device Intensive Procedure Without Device
Enhanced New York Medicaid APG, New York Medicaid APG, Medicaid APG Pro, and Virginia Medicaid APG:Invalid Observation Billing
Medicare SNF:Revenue Code Not Covered Under SNF Part B
Medicare ASC and Contract ASC/ASC Pro:This claim does not contain a valid device code. A valid device code must be coded on the claim when a device-intensive procedure is coded with Modifier FB or FC.
Enhanced New York Medicaid APG and New York Medicaid APG:This claim line includes an observation service (procedure code G0378) billed with units less than 8 or without rate code 1402.
Medicaid APG Pro (for Ohio Medicaid APG):This claim line includes an observation service (procedure code G0378) billed with greater than 24 units in a single day or more than 48 consecutive units over a three day period.
Virginia Medicaid APG:This claim line includes an observation service (procedure code G0378) billed with less than 8 units or greater than 24 units.
Medicare SNF:This claim line includes an excluded revenue code billed on a UB-04 Bill Type 022X claim. Please refer to the EASYGroup™ User’s Guide (SNF Part B Revenue Code Exclusion table) for the list of excluded revenue codes.
Enhanced New York Medicaid APG, Medicaid APG Pro, New York Medicaid APG, and Virginia Medicaid APG:C
All Others:Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 84
15 Enhanced New York Medicaid APG and New York Medicaid APG:Telehealth Facility Fee Invalid
Medicare ESRD and Medicare Hospice:Invalid Units for Revenue Code
Medicare SNF:Not Covered
Enhanced New York Medicaid APG and New York Medicaid APG:The facility fee for Telehealth services is invalid. For procedure code Q3014, with a claim From Date greater than or equal to January 1, 2012, the procedure code Q3014 claim line will be paid only if other claim lines do not receive payment. If any other claim lines receive payment, Pricer Return Code 15 will be issued for the Telehealth claim line.
Medicare ESRD:Indicates one or more of the following conditions are present:- Epoetin Alfa is billed with Revenue Code 0634 and
units >= 100 (corresponds to 10,000 administered units).
- Epoetin Alfa is billed with Revenue Code 0635 and units < 100 (corresponds to 10,000 administered units).
- A claim line is billed with a dialysis Revenue Code and units >1.
- Procedure code Q5105 is billed with one of the appropriate revenue codes, but with inappropriate units for that revenue code.
Medicare Hospice:The claim line is billed with IRC Revenue Code 0655 and units are greater than 5 days.
Medicare SNF:The claim-line contains services billed with Revenue Code 054X and are not on the Ambulance Fee Schedule. These services will not be paid. Ambulance services are only reimbursed on UB-04 Bill Type 022X and 023X claims.
Enhanced New York Medicaid APG and New York Medicaid APG:C
All Others:Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 85
16 Enhanced New York Medicaid APG, Illinois Medicaid APG Pricer, Medicaid APG Pro, and New York Medicaid APG:Never Event
Medicare ESRD:Medically Unlikely Edit
Medicare SNF:Invalid Units for HIPPS Code (Part A Only)
Medicare CAH Method II and Medicare Physician:Claim Contains a Never Event
Enhanced New York Medicaid APG, Illinois Medicaid APG Pricer, Medicaid APG Pro (for Colorado Medicaid APG, Florida Medicaid APG, Illinois Medicaid APG, Massachusetts Medicaid APG, Ohio Medicaid APG, Virginia Medicaid APG, Virginia Medicaid ASC, and Washington DC Medicaid APG), and New York Medicaid APG:Payment will be denied for claim lines billed with Modifiers PA, PB, or PC (indicating a surgical error).
Medicare ESRD:Indicates one of the following conditions:- Darbepoetin Alfa is billed with more than 1,200 units
(prior to July 01, 2017) or 1,500 units (effective July 01, 2017 - December 31, 2019).
- Epoetin Alfa is billed with more than 4,000 units (corresponds to 400,000 administered units) (prior to January 01, 2020).
Medicare SNF:A Part A claim line billed with Revenue Code 0022 contains a HIPPS code with a missing or invalid unit(s).
Medicare CAH Method II and Medicare Physician:Payment will be denied for claim lines billed with Modifiers PA, PB, or PC (indicating a Never Event is present).
Medicare ESRD, Medicare Physician, and Medicare SNF:Both
All Others:C
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 86
17 Enhanced New York Medicaid APG and New York Medicaid APG:Invalid Billing of Offsite Services
Enhanced New York Medicaid APG and New York Medicaid APG:Off-site services billing is invalid. Indicates one of the following conditions:- Effective Prior to January 01, 2013:Rate Code 1507, 1513, 1519, or 1525 has been billed with a procedure code other than H2011, 90801, 90805, 90807, H2010, 90862, 90804, 90806, 90846, or 90847 and the age of the patient is less than or equal to 18.Rate Code 1507, 1513, 1519, or 1525 has been billed with a procedure code other than H2011 and the age of the patient is greater than 18.- Effective January 01, 2013 - March 31, 2013:Rate Code 1507, 1513, 1519, or 1525 has been billed with a procedure code other than H2010, H2011, 90791, 90792, 90832, 90833, 90834, 90836, 90846, 90847, or 90863 and the age of the patient is less than or equal to 18.Rate Code 1507, 1513, 1519, or 1525 has been billed with a procedure code other than H2011 and the age of the patient is greater than 18.- Effective April 01, 2013:Rate Code 1507, 1513, 1519, or 1525 has been billed with a procedure code other than H2010, H2011, 90791, 90792, 90832, 90833, 90834, 90836, 90846, or 90847 and the age of the patient is less than or equal to 18.Rate Code 1507, 1513, 1519, or 1525 has been billed with a procedure code other than H2011 and the age of the patient is greater than 18.- Effective July 01, 2019:Rate Code 1507 or 1519 has been billed with a procedure code other than H2010, H2011, 90791, 90792, 90832, 90833, 90834, 90836, 90846, or 90847 and the age of the patient is less than or equal to 18.Rate Code 1507 or 1519 has been billed with a procedure code other than H2011 and the age of the patient is greater than 18.
C
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 87
18 Enhanced New York Medicaid APG and New York Medicaid APG:Diagnosis and Procedure Code Conflict
Medicare ESRD:Invalid Units for Modifier
Enhanced New York Medicaid APG and New York Medicaid APG:Certain knee arthroscopy procedures are not payable with an osteoarthritis diagnosis unless an additional arthritis diagnosis is also supplied.Certain arthrocentesis procedures and associated medication codes are not covered when billed with a diagnosis of osteoarthritis.
Medicare ESRD:Automated Multi-Channel Chemistry (AMCC) procedure code component codes must have only one occurrence of a CD, CE, or CF Modifier on each line. The same AMCC procedure component code cannot be billed twice on the same service date with the same CD, CE, or CF Modifier unless Modifier 91 is also billed with at least one of the AMCC procedure component codes.
Enhanced New York Medicaid APG and New York Medicaid APG: C
All Others: Both
19 Enhanced New York Medicaid APG and New York Medicaid APG:Missing or Invalid Modifier for Pricing
Medicare ESRD:Payment Included in Composite Rate
Enhanced New York Medicaid APG and New York Medicaid APG:Indicates one of the following conditions:- A therapy code that is grouped to APG 270, APG 271, or APG 272 is not billed with an appropriate Modifier as follows:
APG 270: Modifiers GO, HN, or HO.APG 271: Modifiers GP, HN, or HO.APG 272: Modifiers GN, HN, or HO.
- A therapy code that is grouped to APG 270, APG 271, or APG 272 is billed with more than one appropriate Modifier as shown above.
- An identical therapy code that is grouped to APG 270, APG 271, or APG 272 that is billed with an identical Modifier with an episode rate code.
- An identical therapy code that is grouped to APG 270, APG 271, or APG 272 that is billed with an identical modifier, with a visit rate code on the same day of service.
Medicare ESRD:Automated Multi-Channel Chemistry (AMCC) service is not paid because less than 50% of these services are separately payable for the respective date of service.
Enhanced New York Medicaid APG and New York Medicaid APG: C
All Others: Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 88
20 APG Pricers:Consolidated Service
Medicare ESRD:Incorrect Billing of Telehealth Site Fee
Medicare FQHC:Incorrect Billing of Telehealth Site Fee
APG Pricers:Payment for this service is included in the APG payments for other services on this claim. Note that this is not an error condition, but simply an explanation for why the line is being returned with zero payment.
Medicare ESRD:Occurs when Telehealth originating site fee, procedure code Q3014, is billed incorrectly. Either an ineligible facility, an incorrect date of service (before 01/01/ 2009), an incorrect Revenue Code (not 078X) was used, or an AKI claim contains Telehealth (effective January 01, 2017).
Medicare FQHC:Telehealth originating site facility fee (procedure code Q3014) was not billed with Revenue Code 078X.
APG Pricers:C
All Others:Both
21 Items Paid at a User-Defined Percent of Charges
Medicare ASC and Contract ASC/ASC Pro:This service has been paid at a user-defined percent of charges. This is an informational Return Code and does not impact reimbursement.
Medicare ESRD:A service for which the ESRD fee schedule contains a rate of $0, and the applicable facility rate record has been configured to request percent-of-charge pricing for items with $0 fee schedule rates. This is an informational Return Code and does not impact reimbursement.
Both
22 Contractor Priced Item Requires Additional Setup for Reimbursement
Medicare ASC and Contract ASC/ASC Pro:This service has received zero reimbursement because it is a contractor priced item and it has not been configured to be paid. To have this service paid, refer to the EASYGroup™ User’s Guide.
Medicare ESRD:This service has received zero reimbursement because it is a contractor priced item and it has not been configured to be paid.
Medicare HHA:This service has received zero reimbursement because it is a contractor priced item and it has not been configured to be paid.
Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 89
23 Medicare ESRD and Medicare HHA:Invalid Revenue Code for Pricing
Illinois Medicaid APG Pricer and Medicaid APG Pro:Non-Covered Revenue Code
Medicare ESRD:1. Claim lines for EPO and Aranesp must be billed with
the proper Revenue Codes: - Revenue Code 0634 or 0635 must be used when
billing Epoetin Alfa (EPO).- Revenue Code 0636 must be used when billing
Darbepoetin Alfa (Aranesp). 2. Revenue Code 0250 or 0636 must be used when
billing a NDC code. 3. Revenue Code 0880 is no longer payable, after
January 01, 2011.4. Revenue Code 0821 and 0881 must be billed with
procedure code 90999.5. Revenue Code 082X, 083X, 084X, or 085X (where X
= 0 - 9) must be reported with procedure code G0491 on AKI claims, effective January 01, 2017 - September 30, 2018.
6. Revenue Code 082X, 083X, or 0881 must be reported with procedure code G0491 on AKI claims, effective October 01, 2018.
7. If procedure code Q5105 is billed without Revenue Code 0634 or 0635 it will receive line-level Pricer Return Code 23, effective July 01, 2018.
8. A non-ESRD Erythropoietin Stimulating Agent (ESA) was billed without Revenue Code 0636 on an Acute Kidney Injury (AKI) claim (UB-04 Bill Type 072X with Condition Code 84).
Medicare HHA:This claim line contains Revenue Code 058X or 059X (where X equals any value) or 0275, 0276, 0277, or 0278 with charges greater than zero. This claim line contains Revenue Code 0624.
Illinois Medicaid APG Pricer and Medicaid APG Pro (for Illinois Medicaid APG):This service was billed with a non-covered revenue code.
Illinois Medicaid APG Pricer and Medicaid APG Pro:C
All Others:Both
24 HCT/HGB Exceeds Monitoring Threshold Without Appropriate Modifier
Medicare ESRD:Prior to January 01, 2020, Epoetin Alfa and Darbepoetin Alfa will not be paid if billed without Modifier ED or EE if (1) the patient’s Hematocrit is greater than 39.0% and condition code 70 or 76 is not present, or (2) the patient’s hemoglobin is greater than 13.0g/dl and condition code 70 or 76 is not present.
Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 90
25 Improper Billing of Drugs APC-HOPD and Medicare CAH Method II:The Pricer will deny payment for drugs Epotein Alfa (procedure code Q4081 and J0887) and Darbepoetin Alfa (procedure code J0882) unless procedure code G0257 is also present on the claim. G0257 represents unscheduled or emergency dialysis treatment for an ESRD patient in a hospital outpatient department that is not certified as an ESRD facility. If a claim line is submitted with Q4081, J0887, J0890, or J0882 without an additional line containing G0257 the line will be rejected.
Medicaid APG Pro (for Ohio Medicaid APG):Indicates a pharmaceutical service was billed without Modifier UB and without a National Drug Code (NDC).
Medicare HHA:This claim contains injectable osteoporosis drugs that are not payable because the claim does not meet all of the following criteria: - The patient must be female- Diagnosis code 733.01 (ICD-9) or M81.0 (ICD-10)
must be present- The injectable osteoporosis drug must be billed with
Revenue Code 0636
Medicaid APG Pro:C
All Others:Both
26 Manually Priced by TRICARE C27 Invalid ASCRULE File
ConfigurationContract ASC/ASC Pro:The ASC Payment Status Indicator or Covered Services Indicator entered for this procedure code in the ascrule.dat file is invalid.
Both
28 No Available Extended Fee Schedule Rate
Contract APC/APC Pro: The Pricer cannot locate an extended fee schedule rate record with appropriate values in carrier and effective date for this service date and procedure code.
APG Pricers:The Pricer cannot locate an extended feeschedule rate record with appropriate values inthe carrier and effective date fields for this particularservice date.
NoteNot used by Illinois Medicaid APG, Medicaid APG Pro, New York Medicaid APG, Virginia Medicaid APG, and Washington Medicaid APG.
Medicare SNF:The Pricer cannot locate an extended fee schedule rate record with appropriate values in carrier and effective date for this particular service date and therapy code that is subject to discounting.
APG Pricers:C
All Others:Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 91
29 Contract APC/APC Pro, Iowa Medicaid APC, and New Mexico Medicaid APC:Paid by Report/Manually Priced
APG Pricers:Non-Covered Service
Medicare CAH Method II and Medicare Physician:Paid by Report
Contract APC/APC Pro:This procedure code may be paid subject to rules defined by the payer. Additional documentation must be submitted by the provider.
Iowa Medicaid APC:The procedure code has a Payment Type of MP or a Payment Type of NIP (Non-Inpatient Program) and an Iowa Fee Schedule of By Report.
New Mexico Medicaid APC:Procedure codes identified as OPPS NM Medicaid Price Review, OPPS NM Medicaid Special Revw, or OPPS NM Mcaid Price Revw on the New Mexico Fee Schedule with a rate of $0.00 will receive line-level Pricer Return Code 29.
APG Pricers:Medicaid has identified this service as non-covered.This Return Code will be issued on service lines that contain non-covered procedure codes, non-covered revenue codes, and/or revenue codes that are non-covered only when billed without a procedure code, as identified by the appropriate Medicaid agencies.
NoteFor Ohio Medicaid, this Return Code will also be issued on all other lines on the same date of service as a non-covered code.
Medicare CAH Method II and Medicare Physician:This surgical procedure has been performed by a team of surgeons (i.e., 3 or more surgeons of different specialties) as indicated by Modifier 66. Sufficient documentation must be provided to establish that a team was medically necessary and to allow for payment by report.
APG Pricers, Iowa Medicaid APC, and New Mexico Medicaid APC:C
All Others:Both
30 New York Medicaid APG:Service Exceeded Maximum Number of Allowed Units
Medicare CAH Method II, Medicare Physician, and New Mexico Medicaid APC:Line Bypassed From Claim Processing
New York Medicaid APG:The claim-line contains procedure code 99051 with more than one unit per day (effective January 01, 2015).
Medicare CAH Method II, Medicare Physician, and New Mexico Medicaid APC:This claim line has been denied or rejected by an external Editor (such as the Optum CES® Professional Editor or facility Editor). It has not been used for any reimbursement calculations.
New Mexico Medicaid APC and New York Medicaid APG:C
All Others:Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 92
31 Medicaid APG Pro:Service Not Paid on Independently Billed Claim
Medicare CAH Method II and Medicare Physician:Invalid or Missing Taxonomy
Medicaid APG Pro (for Ohio Medicaid APG):Indicates Modifier UB was not billed with a principal procedure code on an independently billed claim.
Medicare CAH Method II and Medicare Physician:The Billing Provider Taxonomy, Service Facility Taxonomy, or Rendering Provider Taxonomy is missing or is not a valid Taxonomy.
Medicaid APG Pro:C
All Others:Both
32 Enhanced New York Medicaid APG and Medicaid APG Pro:Service Did Not Meet Minimum Required Units or Service Exceeded Maximum Allowed Units
Medicare Physician:Pricing Cannot be Provided for This NDC
Enhanced New York Medicaid APG and Medicaid APG Pro (for Colorado Medicaid APG, Virginia Medicaid APG, and Washington DC Medicaid APG):The procedure code was billed with less than the minimum required units or more than the maximum allowed units.
Medicare Physician:The Physician Pricer cannot locate a record in the Physician Date file (codephys.dat for C; code04.dat for COBOL) for this NDC that has an Effective Date that is less than or equal to the Service Date.
Enhanced New York Medicaid APG and Medicaid APG Pro:C
All Others:Both
33 Medicaid APG Pro:Invalid or Missing Claims Data
Medicare CAH Method II and Medicare Physician:Bundled Service Not Separately Payable
Medicaid APG Pro (for Ohio Medicaid APG):Behavior health reporting requirements were not met.
Medicare CAH Method II and Medicare Physician:Indicates one or more of the following conditions:- Service is assigned to a Status Code T or P and is
billed on the same Service Date as a service assigned to Status Code A. Payment for these services is bundled into the payment of the Status Code A service. Payment for these services will not be bundled if billed without a Status Code A service on the same Service Date.
- Service is assigned to a Status Code B. Payment for these services is always bundled into the payment for other not specified services.
- Conditionally bilateral service billed on two claim lines with the LT (Left Side) Modifier on one line and the RT (Right Side) Modifier on the other line. Payment for the LT Modifier line is bundled into the payment for the RT Modifier line.
- Service subject to endoscopic multiple procedure discounting. Payment for this line has been bundled into the payment for the related endoscopic procedure with the highest fee schedule rate on the same Service Date.
Medicaid APG Pro:C
All Others:Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 93
34 Service Not Payable Medicare CAH Method II and Medicare Physician:This service is assigned to one of the following non-payable Status Codes:- D = Deleted Code- F = Deleted/Discontinued Code- G = Not Valid for Medicare Purposes- H = Deleted Modifier- I = Not Valid for Medicare Purposes- N = Non-Covered Service
NoteThis Pricer Return Code may also be issued for Status Code A services that are billed with an assistant surgeon, co-surgeon, or team surgeon modifier which is not allowed for that service (based on the MPFS assistant surgeon, co-surgeon, or team surgeon indicator).
Both
35 Service for Reporting Purposes Only
Medicare FQHC:This service is used for reporting purposes only and is not payable. Services related to Influenza and PPV vaccines.
Medicare SNF:Used for reporting purposes only. No separate payment is made for this code. No payment will be made.
Medicare CAH Method II and Medicare Physician:This service is assigned to Status Code M. This service is used for quality reporting purposes only and is not payable.
Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 94
36 APC-HOPD and Contract APC/APC Pro:Therapy Code Without MPFS Rate
Medicare SNF:Therapy Code Without MPFS Rate (Part B Only)
Medicare CAH Method II and Medicare Physician:Carrier Priced Service or Restricted Coverage
APC-HOPD and Contract APC/APC Pro:Therapy procedure codes assigned to a Payment Status Indicator of A that are contractor priced or bundled under the MPFS.
Medicare CAH Method II:One or more of the following is present:- Therapy procedure codes assigned to a Payment
Status Indicator of A that are contractor priced or bundled under the MPFS.
- This service is assigned to Status Code C or R and a fee schedule rate has not been established for the service.
Medicare SNF:Therapy procedure codes that are contractor priced or bundled under the MPFS.
Medicare Physician:This service is assigned to Status Code C or R and a fee schedule rate has not been established for the service.
Both
37 Missing or Invalid Status Code Medicare CAH Method II and Medicare Physician:The status code assigned to this service is missing or is invalid. Valid status codes include:- A = Active Code- B = Bundled Code- C = Carriers Price the Code- D = Deleted Code- E = Excluded from Physician Fee Schedule by
Regulation- F = Deleted/Discontinued Code- G = Not Valid for Medicare Purposes- H = Deleted Modifier- I = Not Valid for Medicare Purposes- J = Anesthesia Service- M = Measurement Code- N = Non-Covered Service- P = Bundled/Excluded Code- R = Restricted Coverage- T = Injections- X = Statutory Exclusion
Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 95
38 Payment Bundled with Other AMCC Test
Medicaid APG Pro (for Massachusetts Medicaid APG):Payment for this Automated Multi-Channel Chemistry (AMCC) or clinical laboratory panel code has been bundled with the payment for the first AMCC or panel code on this Service Date.
Medicare Physician:Payment for this Automated Multi-Channel Chemistry (AMCC) or organ disease panel code has been bundled with the payment for the first AMCC or panel code on this Service Date.
Medicaid APG Pro:C
All Others:Both
39 No Physician Rate Calculator Record
Medicare CAH Method II and Medicare Physician:The Pricer cannot locate a record in the Physician Rate Calculator file (medphys.dat for C; hosp04.dat for COBOL) with a matching:- National Provider Identifier (NPI)- Taxonomy- Payer ID- Patient Type (COBOL only)That has an Effective Date that is less than or equal to the claim From Date.
Both
40 Attempted Divide by Zero Medicare CAH Method II and Medicare Physician:The Pricer cannot calculate reimbursement for this service assigned to a Status Code J because the variable Anesthesia Minutes has not been defined in the Physician Rate Calculator file (medphys.dat for C; hosp04.dat for COBOL) for this particular provider NPI, Taxonomy, Payer ID, and Effective Date.
Both
41 Improper Billing of Modifier AY
Medicare CAH Method II and Medicare Physician:Provider Subject to Preclusion and/or OIG Sanction
Medicare ESRD:- Occurs when Modifier AY is applied to a procedure
code that is on CMS’ Consolidated Billing List. CMS does not allow these procedure codes to be separately-payable. Effective January 01, 2012.
- AKI claims cannot be billed with Modifier AY, effective January 01, 2017.
- Procedure code Q5105 is not separately payable with or without Modifier AY and will receive line-level Pricer Return Code 41.
Medicare CAH Method II and Medicare Physician:This provider is on the CMS Preclusion List and/or has been sanctioned by the Office of Inspector General (OIG) as indicated in the Physician Rate Calculator File (medphys.dat; hosp04.dat).
Both
42 Invalid or Missing Specialty Code
Medicare CAH Method II and Medicare Physician:The specialty code assigned to this billing provider is missing or is invalid.
Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 96
43 Not Enough Information for Pricing
APC-HOPD, Contract APC/APC Pro, Contract ASC/ASC Pro, Medicare ASC, Medicare CAH Method II, Medicare ESRD, Medicare Hospice, Medicare HHA, New Mexico Medicaid APC, Medicare Physician, and Medicare SNF:Insufficient pricing information available for this service. For example, the Payment Status Indicator for the service is unknown.
Both
49 Payment Code is Not Eligible for Payment
Medicare FQHC:The FQHC payment code billed on the claim does not meet the criteria for payment.
Both
50 Invalid Observation Billing New Mexico Medicaid APC:Observation services billed with procedure code G0378 have been billed incorrectly. No more than 24 hours/units of observation service will be paid per day.
C
62 Closed Rate Record Medicare CAH Method II and Medicare Physician:A closed rate record is provided in either the Rendering or Service NPI/Taxonomy and that rate record is used for pricing. In addition, the alternate lookup switch is set to 0 or 1.
It is also possible for a 9999999999 record to be closed (if the taxonomy was discontinued), therefore this Return Code may also be triggered if the Alternate Lookup Switch is set to 1 and the Rendering or Service Taxonomy being used for pricing is no longer active.
Both
Table 7-2: Line-Level Pricer Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 97
8 Mapper Return Codes
This chapter provides a list of all EASYGroup™ Mapper Return Codes. For more information on EASYGroup™ Mappers please refer to the EASYGroup™ User’s Guide. This chapter includes the following sections:
• Claim-Level Mapper Return Codes• Diagnosis-Level Mapper Return Codes• Procedure-Level Mapper Return Codes
Optum | www.optum.com August 19, 2021 Page 98
8.1 Claim-Level Mapper Return CodesTable 8-1: Mapper Return Codes
Return Code Short Description Long Description C or COBOL or Both00 No Errors Found There were no claim-level Mapper errors found on the
claim.Both
01 Cannot Determine Coding Version (ICD-9 or ICD-10) for Claim
NoteICD-10 Mapper only.
Both
C only for the Alternate ICD-10 Mapper
02 Target Version Cannot Be Determined Note
ICD-10 Mapper and Alternate ICD-10 Mapper only.
Both
C only for the Alternate ICD-10 Mapper
03 Source Version Does Not Match Coding Version
NoteAlternate ICD-10 Mapper only.
C
05 Mapping Data File Open or I/O Error Note
ICD-10 Mapper only.
C
06 Mapping Override File Open or I/O Error Note
ICD-10 Mapper only.
C
08 Mapping Between Code Version and Grouper Version Not Supported
NoteAlternate ICD-10 Mapper only.
C
23 Mapping Between Code Version and HAC Version Not Supported
NoteAlternate ICD-10 Mapper only.
C
28 Invalid Data Alternate ICD-10 Mapper:Incorrect or missing required claims data.
C
60 Cannot Load External Software
Alternate ICD-10 Mapper:The 3M™ GPS was not installed or configured correctly.
C
61 All Other Errors Returned from External Software
Alternate ICD-10 Mapper:The 3M™ GPS returns an unexpected result or an exception is thrown.
C
65 Invalid Certificate
Note3M™ GPCS only.
Alternate ICD-10 Mapper:The certificate needed for the 3M™ GPCS is not present or is invalid and/or when the required unique key needed for a Super Certificate(s) is not present or is invalid.
C
66 Invalid URL
Note3M™ GPCS only.
Alternate ICD-10 Mapper:The values set in the 3M™ GPCS, GPCS_URL (i.e., the URL to send claim info to) and/or the GPCS_STSURL (i.e., the URL to validate the certificate) environmental variables are missing or invalid.
C
Optum | www.optum.com August 19, 2021 Page 99
8.2 Diagnosis-Level Mapper Return Codes
87 Program Cannot Be Loaded
Alternate ICD-10 Mapper:The Mapper Control Program (mapcntl) cannot find or load the Mapper Program or the Retrieve Payer Control Program (rtvpyr) that are required. These programs should be stored in the same directory that contains the Optimizer.
NoteFor 3M™ GPCS users only, this Return Code might also be issued if the appropriate version of the Microsoft C++ redistributable and/or the appropriate version of OpenSSL is not installed. Please refer to the EASYGroup™ Installation Guide for a list of appropriate versions for these 3M™ GPCS software requirements.
C
88 Invalid Content Version
Alternate ICD-10 Mapper (3M™ GPCS only):An invalid content version (GPCS_ContentVersion) has been passed to the GPCS. This version is set either in an environment variable or in the HssSetup.ini file.
C
89 Memory Allocation Error
Alternate ICD-10 Mapper:A memory allocation error has been found or the 3M™ GPS interfacing program (ezgps) cannot be found or loaded.
C
95 Parameter Error NotePlease refer to the EASYGroup™ User’s Guide for Special Instructions for ICD-9 procedure code 0050 concerning further instruction relating to Return Code 95.
C
CL Cannot Load or Open Program
An error occurred during the opening or loading of the Mapper or associated programs.
COBOL
IO File I/O Error One or more of the Mapper data files cannot be opened or closed. Please refer to MOB1-MAP-RTN-CODE2 for details.
COBOL
Table 8-2: Diagnosis Code Level ICD-10 Mapper Return Codes
Return Code Short Description Long Description C or COBOL or Both00 Mapping, if Needed
Occurred with No Errors
NoteICD-10 Mapper and Alternate ICD-10 Mapper only.
Both
C only for the Alternate ICD-10 Mapper
02 No Mapping Can Occur for This Diagnosis Code
NoteICD-10 Mapper and Alternate ICD-10 Mapper only.
Both
C only for the Alternate ICD-10 Mapper
Table 8-1: Mapper Return Codes
Return Code Short Description Long Description C or COBOL or Both
Optum | www.optum.com August 19, 2021 Page 100
8.3 Procedure-Level Mapper Return CodesTable 8-3: Procedure Code Level ICD-10 Mapper Return Codes
Return Code Short Description Long Description C or COBOL or Both00 Mapping, if Needed
Occurred with No Errors
NoteICD-10 Mapper and Alternate ICD-10 Mapper only.
Both
C only for the Alternate ICD-10 Mapper
02 No Mapping Can Occur for This Procedure Code
NoteICD-10 Mapper and Alternate ICD-10 Mapper only.
Both
C only for the Alternate ICD-10 Mapper
Optum | www.optum.com August 19, 2021 Page 101
9 Troubleshooting & Logging in EASYGroup™
In this chapter you will find troubleshooting and logging techniques. These procedures will be useful when attempting to resolve an issue, or when calling Optum Client Care for assistance. Please refer to Chapter 1 for contact information for Optum Client Care. This chapter includes the following sections:
NoteFor information on logging for the EDC Analyzer™ please refer to the Implementation Plan Guide - EDC Analyzer™.
• General EASYGroup™ Logging- Logging Overview- Types of Logging
• Configuring Logging• How to Resolve Return Code 60 and 61• Additional Logging for EASYGroup™ Server
- The Three Types of Server Logging- Disable the ezgsrv-[YYYYMMDD].log
• Additional Logging for EASYGroup™ Web Service• Additional Logging for Optum Exchange PPS (OEPPS)
- OptumEPPS.log- OEPPSRemoteFileMover.log- <user-defined filename>.log- OptumEPPS.UI.log- OEPPS Troubleshooting
Optum | www.optum.com August 19, 2021 Page 102
9.1 General EASYGroup™ LoggingNote
Before contacting Optum Client Care users should have the applicable log files available to assist in troubleshooting any issues.
9.1.1 Logging OverviewThe Log Control Program (logcntl/LOGCNTL) contains logging functionality for all EASYGroup™ components to assist in troubleshooting any undesired claims processing results. The user must enable logging, as it is not set by default.
NoteLogging may inhibit EASYGroup™ processing time and, as such, logging should only be enabled for troubleshooting purposes. Once troubleshooting is complete, logging should be immediately disabled.
9.1.2 Types of LoggingThere are three types of logging as described below:
• Log Control File- Manually Created Log Control File- Automatically Created Log Control File (C Platform Only)
• EASYGroup™ System Error Log File (C Platform Only)• 3M™ GPS Log File (C Platform Only)
9.1.2.1 Log Control FileThe Log Control File (logcntl.txt) includes all inputs sent to EASYGroup™, all outputs returned by EASYGroup™, and shows all EASYGroup™ components that were utilized along with their version numbers. The Log Control File can be created manually or automatically as described below.
Manually Created Log Control FileTo enable logging manually, you must create an empty text file named logcntl.txt with full read/write/modify permissions and place that file in one of the following locations:
• The directory indicated in the LogcntlFileName variable in the hsssetup.ini file (as shown below).
• The same directory as your EASYGroup™ components.• The Windows® directory.
To disable logging, simply delete or rename the logcntl.txt file.
Optum | www.optum.com August 19, 2021 Page 103
The Log Control File will stop expanding once it reaches 1 GB. Once this limit has been reached a new log file will be created, and the original log file will be deleted along with all previously collected data. Clients can modify the 1 GB file limitation by modifying the LogcntlOutputFileSize setting in the hsssetup.ini file (as shown below).
Automatically Created Log Control File (C Platform Only)The Log Request (log_request) field located in the ECB [ezg_cntl_block] structure allows you to create a Log Control File on demand for a single claim.When this Log Request field is set to 1 (Log File (logcntl.txt) Requested), the log file will be created using the following naming convention: logcntl_[timestamp].txt (the time stamp will include the year, month, day, hours, minutes, and seconds).If the log file cannot be created (due to a permissions issue, etc.), then the Logging Control Program will generate Function Return Code 18 (Error Creating Log File) and Optimizer Return Code 24 (Non-Zero Return Code From Log Control Program (logcntl)).The location of the single claim log file is set as follows:
1. To the EzgClaimLogPath variable found under the [logcntl] heading in the hsssetup.ini file
2. If that variable is not found, then the path will be set to the LogcntlFileName variable found under the [logcntl] heading in the hsssetup.ini file
3. If both variables are not found, then the path will be set to the default path (C:\Windows)
9.1.2.2 EASYGroup™ System Error Log File (C Platform Only)The EASYGroup™ System Error Log File (ezgsyserr.txt) is used to log fatal EASYGroup™ errors. This log file contains the following information as shown below in Figure 9-1:
• Date/time the error was encountered.• The control program that logged the error.• The EASYGroup™ program (e.g., Editor, Analyzer, Grouper, Pricer,
Mapper, etc,) that returned the error.• All EASYGroup™ input and output data available when the error occurred.• Other error information.
To enable this log file, create an empty ezgsyserr.txt file in the path indicated by the EzgSysErrFileName variable found under the [logcntl] heading in the hsssetup.ini file (refer to Figure 9-2) or in the C:\Windows directory. Make sure to provide this log file with full read/write/modify permissions.
Figure 9-1. EASYGroup™ System Error Log File Example
Optum | www.optum.com August 19, 2021 Page 104
NoteThe ezgsyserr.txt will not grow in size with each claim processed.
Figure 9-2. Location in hsssetup.ini File to Change Path for ezgsyserr.txt
9.1.2.3 3M™ GPS Log File (C Platform Only)The 3M™ GPS also includes troubleshooting logging. The 3M™ GPS log file (3MHIS.txt) shows all inputs to the 3M™ GPS and all outputs from the 3M™ GPS. Optum might request this log file from you when troubleshooting an issue with the 3M™ GPS. To enable this log file, locate the log4j.properties.save file which is installed with the 3M™ GPS in the following directory by default:
Optum | www.optum.com August 19, 2021 Page 105
C:\Program Files\3mhis\gps\Rename this file to log4j.properties, open the file, and modify the path highlighted in yellow (refer to Figure 9-3) to the path of your choosing. Next, create an empty 3MHIS.txt file in the same path and provide the file with full read/write/modify permissions. To disable logging, do one of the following:
• Delete or rename the 3MHIS.txt file• Rename the log4j.properties file back to log4j.properties.save
Figure 9-3. log4j.properties.save File
9.2 Configuring LoggingYou can configure logging in may different ways using the hsssetup.ini file as described below (refer to Figure 9-4). The hsssetup.ini file contains a [logcntl] heading with the following variables:
• LogcntlFileName: The location of the logcntl.txt file to be used for logging.
• LogcntlOutputLevel: The level of logging to perform in the logcntl.txt file (refer to Table 9-1 for all available options). For most issues, Optum
Optum | www.optum.com August 19, 2021 Page 106
recommends a LogcntlOutputLevel of 15. If utilizing the 3M™ GPCS, Optum recommends a LogcntlOutputLevel of 63.
• LogcntlOutputFileSize: The maximum size of the logcntl.txt file (in bytes). Once the file limit is reached, the log file is deleted and a new file is created. The default is 1000000 (1MB).
• EzgClaimLogPath: The location of the automatically created log file (logcntl_[timestamp].txt) to be used for logging.
• EzgSysErrFileName: The location of the ezgsyserr.txt file to be used for logging.
Table 9-1: LogcntlOutputLevel Level Descriptions
Output Level
Description
1 Logs the EASYGroup™ input and output structures.2 Logs summary information. This includes the version number of the.dll loaded.3 Logs output levels 1 and 2.4 Logs detail information. This can include file names of the .dat files.
7 Logs output levels 1, 2, and 4.8 Logs trace and debug statements.12 Logs the transaction times to and from the 3M™ GPCS and logs any errors returned by
the 3M™ GPCS.15 Logs output levels 7 and 8.16 Logs very verbose 3M™ GPCS information.32 Logs the message sent to/from the 3M™ GPCS.48 Logs output levels 16 and 32.63 Logs all output levels.
Optum | www.optum.com August 19, 2021 Page 107
Figure 9-4. hsssetup.ini File Example
9.3 How to Resolve Return Code 60 and 61Return codes 60 and 61 are “catch-all” errors and, as such, logging must be used to determine the actual cause of the error. The sections below describe how to resolve some of the common causes of return codes 60 and 61. If you are unable to resolve the return code by reviewing the below sections, please collect the following information before contacting Optum Client Care for assistance:
- EASYGroup™ log file (logcntl.txt)- A copy of the config.xml file from the 3M™ GPS installation location
(i.e., C:\Program Files\3mhis\gps\)
Optum | www.optum.com August 19, 2021 Page 108
- Open a command prompt and navigate to the 3M™ GPS installation location (i.e.,C:\Program Files\3mhis) and then execute the following command: dir /s. Next, copy the list of files returned by the command into a empty document or text file.
9.3.0.1 Return Code 61This catch all error occurs when the interface believes the 3M™ GPS is installed and working, but you have received an unexpected result from the 3M™ GPS or the 3M™ GPS has thrown an exception. If this occurs during claims processing, check the logcntl.txt log file for the following.
<grpr>_rtn_code=<61>, erc=2
NotePlease note that the above error can read as a Grouper, Pricer, or Editor Return Code. For example, grpr_rtn_code, prcr_rtn_code, or edtr_rtn_code.
The 3M™ GPS returns erc=2 (unknown error) when there is not enough space on the Java™ heap to process the claim. The 3M™ GPS erc=2 is more likely to occur with Web.Strat™ and the ECM Pro™ Web Services, since they use multiple threads for processing.The default Java™ heap size is 256 MB. EASYGroup™ clients are required to set the Java™ heap size to 100 MB (minimum) or higher. The following table shows typical Java™ heap requirements for the 3M™ GPS:
If you are receiving the above error, the size of the Java™ heap can be increased with the HSSJVMOPTION environment variable (refer to the EASYGroup™ Installation Guide on how to set this variable). It is recommended that the Java™ heap size be increased by increments of 15 MBs until the error is resolved.
ImportantChanging the Java™ heap size should be completed cautiously and in small increments. Changing the Java™ heap size also increases the possibility of Return Code 60 occurring as described below.
When the HSSJVMOPTION is set, the value of the environment variable is written to the log file.
9.3.0.2 Return Code 60
Table 9-2: Typical Java™ Heap Requirements for the 3M™ GPS
3M™ GPS Item Heap Memory Additional ThreadsEAPGs 100 MB 2 MBAPR 8 MB 1 MBOutpatient Payment (TRICARE)
9 MB 2 MB
Optum | www.optum.com August 19, 2021 Page 109
This catch all error occurs when the interface cannot create a Java™ Virtual Machine (JVM) or 3M™ GPS object. Check the EASYGroup™ log file (logcntl.txt) for the following:
Unable to load jvm library, C:\Program Files\3mhis\gps\jre\bin\client\jvm.dll
EASYGroup™ was unable to load the JVM library. The only time this Return Code should be triggered, is when the jvm.dll file does not exist in the correct folder. The jvm.dll file is included as part of the 3M™ GPS. Verify the below:
• Verify that the 3M™ GPS wrapper and the 3M™ GPS have been installed correctly.
• Verify that the 3M™ GPS is not running on a workstation, which requires environment variables that need to be associated to a server with the 3M™ GPS.
• Check the location and version of the 3M™ GPS. • Verify that the batch testers work correctly.
If the above does not resolve the issue, please receive a copy of 3mhis\gps\config.xml and Windows\hsssetup.txt, and a recursive directory of the 3mhis folder.
Error occurred during initialization of VM Could not reserve enough space for object heap JNI_CreateJavaVM Failed, returned -4
This occurs when the interface is unable to create a JVM due to memory issues. When creating a JVM an adjoining section of virtual address space is needed for the Java™ heap. By default, the Java™ heap is 256 MB, but this can be changed with the HSSJVMOPTION as described in the How to Resolve Return Code 60 and 61 section above. If there is not a large enough section of virtual address space, creating the JVM will fail.If using Web.Strat™ or the ECM Pro™ Web Services, create separate pools for the Inpatient, Outpatient, and WebStratXML Web Services. This causes IIS to create a separate process for each pool, and each process will have more virtual address space available. The WebStratXML Web Service is a part of Web.Strat™, and is used by Web.Strat™ to process outpatient claims. Process Explorer can be used to determine what is running in each process (pool). If pools do not resolve this issue, follow the instructions in http://technet.microsoft.com/en-us/library/bb124810(EXCHG.65).aspx AND http://www.microsoft.com/whdc/system/platform/server/PAE/PAEmem.mspx for configuring Windows® to increase the amount of virtual address space available to each process from 2 GB to 3 GB.
Optum | www.optum.com August 19, 2021 Page 110
ImportantThis is a system-wide setting and should be used cautiously.
To Enable the 3M™ GPS Interfacing Log File:Enabling the 3M™ GPS interfacing log file will expedite troubleshooting. Create a log file for the EASYGroup™ interface in the Windows® folder or current working directory. The log file should always be named: logcntl.txt.
NoteWeb.Strat™, the EASYGroup™ Web Service, and the ECM Pro™ Web Services run under the NETWORK SERVICE or <machine name>\ASPNET log-on in the logcntl.txt Properties>Security tab.
9.4 Additional Logging for EASYGroup™ ServerImportant
Please note that enabling logging will inhibit Server processing time. The Server includes optional data logging utilities to assist with troubleshooting issues.
Before contacting Optum Client Services users should have the applicable log files available to assist in troubleshooting any issues.
9.4.1 The Three Types of Server LoggingThere are three types of Server log files:
• ezgsrv-[YYYYMMDD].log • optsrv.txt• logcntl.txt
Each type of log file is explained in more detail below.
9.4.1.1 ezgsrv-[YYYYMMDD].log The ezgsrv-[YYYYMMDD].log files are generated by EZGsvr.exe, and their creation is enabled by default unless disabled by setting ServerLogging=False (for further information on disabling the ezgsrv-[YYYYMMDD].log please refer to Disable the ezgsrv-[YYYYMMDD].log section). The ezgsrv-[YYYMMDD].log files are located in the Server Data directory. Information displayed in the window log is identical to the log information contained in the ezgsrv-[YYYMMDD].log.There are two types of logging generated by the ezgsrv-[YYYMMDD].log files:
• Normal logging - Provides information about the communication between the EASYGroup™ Server and the calling application, as shown below in Figure 9-5.
Optum | www.optum.com August 19, 2021 Page 111
NoteBytes in and bytes out are only displayed in this log file when the connection to the EASYGroup™ Server is closed.
• Detailed logging - In addition to the information in normal logging, detailed logging also includes the complete input from the calling application to the EASYGroup™ Server and the complete output from the EASYGroup™ Server to the calling application.
Figure 9-5. Normal Logging Example
To enable detailed logging, double-click anywhere in the Server window directly under the text Server On.
Optum | www.optum.com August 19, 2021 Page 112
Figure 9-6. Enabling Detailed Logging
If detailed logging is enabled, a message will appear in the text box (as shown below).
Figure 9-7. Detailed Logging Enabled
Optum | www.optum.com August 19, 2021 Page 113
Figure 9-8. Detailed Logging Results
To disable detailed logging, double-click again in the text box. An entry in the log will appear notifying the user that logging has been disabled.
9.4.1.2 Disable the ezgsrv-[YYYYMMDD].logSome users may wish to completely disable the ezgsrv-[YYYYMMDD].log file. In order to do this, users must insert the line ServerLogging=False into the HssSetup.ini file present in their environment under the [EASYGroup] heading, as shown in the example below.Adding the line ServerLogging=False will prevent the creation of any log files by the Server. In order to restore logging functionality, the line must be removed or updated to: ServerLogging=True.
Optum | www.optum.com August 19, 2021 Page 114
Figure 9-9. Disable Logging
9.4.1.3 Optsrv.txtOptsrv.txt is generated by optsrv.dll. It will only be generated if the user creates an empty file named optsrv.txt. It is disabled by deleting or renaming the file. This file should be placed in the Data directory.The optsrv.txt log file shows several types of errors encountered by the EASYGroup™ Server. It will also display up to 409 bytes of every input claim and for each claim it will display the number of bytes received and returned by the EASYGroup™ Server.
9.4.1.4 Logcntl.txtLogcntl.txt is user-defined by creating an empty file with that name in the Server Data directory. If this file exists, the Optimizer will automatically log processing and error information. Be sure the log-on user ID has write access to the logcntl.txt file or the folder. To disable Optimizer logging, simply delete or rename the file. In an effort to enhance the Optimizer’s logging capabilities, functionality was added to the Log Control Program (logcntl; LOGCNTL) to allow all other Optimizer control programs to log their name and version number within the logcntl.txt file, if logging is enabled.Logcntl.txt contains logs for all EASYGroup™ components, including ECM Pro™ Web Services. This file can be extremely helpful when contacting Optum Client Services.
Optum | www.optum.com August 19, 2021 Page 115
Figure 9-10. logcntl.txt Log File Example
9.5 Additional Logging for EASYGroup™ Web ServiceThe EASYGroup™ Web Service supports multiple types logging to aid in troubleshooting issues. There are two sets of EASYGroup™ Web Service log files, ezgws.log and ezgsystem.log, that are configured in the APISettings section of the appsettings.json file:
EzgwsLogLevel defines the detail of information written to ezgws.log. This logs transaction-level information (i.e., calculations, file reads, data-handling errors, and trace data in and out). This log level is optimal for troubleshooting transactions that fails at the EASYGroup™ Web Service layer.EzgSystemLogLevel defines the detail of information written to ezgsystem.log. This logs application-level information (i.e., system startup,
Table 9-3: List of Log Files
Setting File NameEzgSystemLogLevel \EZGWebService\EZGWebAPI\logs\ezgsystem.logEzgwsLogLevel \EZGWebService\EZGWebAPI\logs\ezgws.log
Optum | www.optum.com August 19, 2021 Page 116
shutdown, activation of serializer settings, and detailed step-by-step transaction logs). This log level is optimal for troubleshooting complex multi-transactional requests that remain unresolved after reviewing ezgws.log. The log files feature a rolling archive. The EASYGroup™ Web Service will retain up to 7 archives plus the active file. The oldest archive is deleted when a new file is created. A new log file is created at either the start of a new day or when it reaches the maximum file size of 52MB.The values for these two log level entries is the level of entry that is written to these log levels:
- Trace = logs all the transaction that are made within the EASYGroup™ Web Service and information at all levels of logging. - Debug = logs detailed code level errors. Shows all below. - Warn (Default) = logs messages returned by the service that are considered warnings but still allow the results to return. - Error = logs messages returned by the service that are
considered errors and do not allow the full results to return.
9.5.1 How To Set Up Logging: 1. Navigate to the installation path (i.e.,
C:\Optum\EZGWebService\EZGWebAPI)2. Open the appsettings.json file within a text editor.
NoteIt is recommended to save a backup copy of the configuration file before making modifications (i.e., appsettings.json.bk).
3. Navigate to ApiSettings section update the EzgSystemLogLevel and EzgwsLogLevel to the appropriate level of logging as defined above.
4. Save the file. 5. Restart the application pool, web site, or IIS. 6. Re-run the claim producing the error. 7. View the log files to ensure the detail expected is present. If it is not, repeat the previous steps and increase the level of logging. 8. You can then either:
Optum | www.optum.com August 19, 2021 Page 117
a. Edit the modified file back to Warn. b. Delete the modified file and rename the original file (i.e.,
appsettings.json.bk back to appsettings.json)
NoteRemember to restart Internet Information Services (IIS) and apply new settings.
9.5.1.1 Standard Output LoggingStandard output logging is a .NET Core standard log file that is designed to troubleshoot startup and configuration-level environment issues. The file name for the log file is stdout_Timstamp. This log file can be enabled and disabled by setting the stdoutLogEnabled value in the web.configg to true and false respectively. Per Microsoft® recommendation, this log should only be enabled in rare circumstances.
9.6 Additional Logging for Optum Exchange PPS (OEPPS)
In addition to file level logging, there are several useful session logs within OEPPS. These logs can be located in the root installation directory and the designated File Watch folder.
9.6.1 OptumEPPS.logThe OptumEPPS.log file is stored within the File Watch directory. Each time OEPPS processes file information it is written to this log file. Each new entry is appended onto existing entries to keep a running log. New log files are created each calendar day. The older logs are stored with their creation date (e.g., OptumEPPS_YYYYMMDD.log). The following is an example sequence of events:
• The date, time, and version are captured, along with how the Service was launched
• The current system CPU usage and memory available• The file was picked up for processing• Number of records• Time metrics once files have completed processing• When the Service or the application has started/stopped• EASYGroup™ Optimizer configuration file path• Logging of EASYGroup™ editing/grouping/pricing performed*• Grouper version and type*• Mapping flag*
Optum | www.optum.com August 19, 2021 Page 118
• EASYGroup™ Optimizer path*• Rate files path*• File Watcher path with files processed• Lines processed, claims per second• Errors*• File Watcher Service status
Important* Functionality for the legacy OPTDLL only.
Figure 9-11. OptumEPPS.log File Example
9.6.2 OEPPSRemoteFileMover.logThe OEPPSRemoteFileMover.log file is located in the root installation directory. This log file is written to each time the Windows® Service is called to pull a file from the RemoteFile directory. The following is an example sequence of events:
1. The date, time, and version are captured, along with how the Service was launched
2. Remote File Mover utility path3. Path to the status icons4. Verification of destination File Watch folder5. Connection attempt to the FTP server with specified credentials
Optum | www.optum.com August 19, 2021 Page 119
6. Watch for trigger file pattern7. Move files to local File Watch folder for processing8. Loop or shutdown
9.6.3 <user-defined filename>.logWhen OEPPS processes a file, it will create a log for each file processed. It will place these logs in the File Watch>Debug folder. Log files are written with the name of the processed file. If a file of the same name is processed in the same File Watch folder, this log will be appended.The LogLevel setting determines the content that is logged to the <user-defined filename>.log file. The LogLevel values are shown below in Table 9-4.The default and recommended value is 0 (No Logging) and should only be adjusted for troubleshooting purposes. A LogLevel greater than 0 will write the information to the log file when applicable. The higher log level includes the previous log level information. For example, a LogLevel of 3 will log INFO, WARNING, and ERROR to the file.Due to the amount of information that is logged with higher log levels, OEPPS will only utilize values greater than 1 if the number of claims is equal to or less than 50. The log level will be reduced to a minimal debug logging after 50 claims, to prevent CPU, memory, and disk space overload. Additionally, if no ERROR or WARNING encounters are met and the LogLevel is 2 or less, the file will not be created.
9.6.4 OptumEPPS.UI.logThis log file has been created for future use. The OptumEPPS.UI.log file is written to the OEPPS program directory (i.e., C:\Optum\ExchangePPS).
9.6.5 OEPPS TroubleshootingUsers have the ability to view OEPPS errors in an output file. A Oepps structure is available and contains a OEPPS Return Code (oepps_return_code) field. The possible OEPPS Return Codes are listed
Table 9-4: LogLevels
LogLevel Information Logged
Status Details
0 No Logging N/A No Logging1 Error Failure OEPPS Processing Error2 Warning Success OEPPS Processing Warning
(Value Truncation)3 Info Success Data File Paths (System, User,
Rate)4 Detail Success Field-by-Field Value Mapping
Optum | www.optum.com August 19, 2021 Page 120
below. Users can add the Oepps structure to their layout by using the Mapping Utility. Please refer to the Interfacing With EASYGroup™ Guide for further information. These error codes are exclusive to OPTXML processing.
Table 9-5: OEPPS Return Codes
Return Code Description0 No Error Found101 Database Access Error 301 Communication Error401 Exception1001 Sidebar Load Failed1002 Sidebar No XML File Name1003 Sidebar With Error1004 Sidebar Missing Attribute1005 Mapper Exception1006 Mapper Exception Unknown1101 Process No File1102 Process Exception1103 Process Cannot Open Stream1104 Process File Exception1105 Process Line Exception1106 Process Line Data String Overflow1107 Process Line Error Unknown C Block Found1108 Error Mapping File MUTEX1109 Error Truncation Occurred1110 Error Loading Mapping File1111 Error Invalid Mapping XML Content1112 Client Data Null1113 Map XML to EZG Error1114 Error Invalid Data String1115 Error Unknown C Block Found1116 Print XML Data Map1117 Error Output Data String Overflow1118 Error EZG Block Allocate1119 Error Unable to Load Optimizer1120 Error Calling Optimizer1121 Error Invalid Sidebar XML Content1122 Error Invalid XML File1123 Get Config String XML Parameter Error1124 Error Exception Caught in Mapper1125 Error Loading Data Dir
Optum | www.optum.com August 19, 2021 Page 121
9.6.5.1 Helpful HintIt is helpful to have logging turned on during troubleshooting only. Otherwise, logging should be turned off to optimize the performance of OEPPS.
1138 Error NULL Character Encountered2001 Add Null Mapping to Output
Table 9-5: OEPPS Return Codes
Return Code Description
Optum | www.optum.com August 19, 2021 Page 122
10 Hospital & Physician Rate Calculator File Key Fields
This chapter includes key fields for the Hospital/Physician Rate Calculator Files. The following sections are included:
• C Platform Key Fields• COBOL Platform Key Fields
Optum | www.optum.com August 19, 2021 Page 123
10.1 C Platform Key FieldsPlease refer to the applicable Hospital/Physician Rate Calculator File chapters (e.g., Medicare, Medicaid, Other) for payer-specific rate calculator variables.
NoteIf using NPI and Taxonomy, use the format from the shaded gray fields in place of hospital/provider number and paysource code formats.
Table 10-1: C Key Fields
Field Description Variable Name Format Position NotesHospital/Provider Number pfac X(16) 1 - 16 Facility or provider identifier (i.e., Medicare
Provider ID, TIN, or other identifier).Paysource (Payer) Codefor list of valid paysource
psrc X(13) 17 - 29 Payer identifier or contract code.
NotePlease refer to the Input & Output Parameter Blocks User’s Guide for a list of valid values.
Hospital/Provider Number with NPI/Taxonomy
pfac X(20) 1 - 20 National Provider Identifier (NPI) with taxonomy code.
Paysource (Payer) Code with NPI/Taxonomy
psrc X(9) 21 - 29 Payer identifier or contract code.
NotePlease refer to the Input & Output Parameter Blocks User’s Guide for a list of valid values.
Effective Date effdate 9(8) 30 - 37 The date on or after which the rate variables contained on this record should be used for calculating reimbursement. This field will be equal to either the beginning of the federal fiscal year or the beginning of the hospital's fiscal year (e.g. “20001001”).
YYYYMMDD, where:YYYY = year including centuryMM = month; 01-12DD = day; 01-31
Key Type key_type X(1) 38 0 or blank = Legacy Provider ID1 = NPI plus Taxonomy Code
Union of Payer-Specific Variables X(399) 39 - 437 Please refer to the applicable Hospital Rate Calculator File chapters (e.g., Medicare, Medicaid, Other) for more information on these payer-specific variables.
NMPRF/State Rate File Version version X(7) 438 - 444 Version of the Optum-supplied rate file when applicable.
Rate Manager. TAB Filename X(9) 445 - 453 The name of the case-mix (DRG, APC, APG, etc.) weight file that was loaded into Rate Manager for this rate record when applicable.
Filler X(4) 454 - 457
Optum | www.optum.com August 19, 2021 Page 124
10.2 COBOL Platform Key FieldsPlease refer to the applicable Hospital/Physician Rate Calculator File chapters (e.g., Medicare, Medicaid, Other) for payer-specific rate calculator variables.
Weights/Rates, Owned/Shared havewt X(1) 458 Y = Rate record has its own case-mix weights. L = Rate record is sharing case-mix weights with another rate record.
Shared Weights/Rates, Facility ID ratefac X(16) 459 - 474 Facility or provider identifier that this rate record is sharing case-mix weights with when applicable.
Shared Weights/Rates, Payer ID ratepsrc X(13) 475 - 487 Payer identifier or contract code that this rate record is sharing case-mix weights with when applicable.
Shared Weights/Rates, Facility ID with NPI/Taxonomy
ratefac X(20) 459 - 478 NPI and taxonomy code that this rate record is sharing case-mix weights with when applicable.
Shared Weights/Rates, Payer ID with NPI/Taxonomy
ratepsrc X(9) 479 - 487 Payer identifier or contract code that this rate record is sharing case-mix weights with when applicable.
Shared Weights/Rates, Effective Date
rateeffdate 9(8) 488 - 495 The effective date that this rate record is sharing case-mix weights with when applicable.
Grouper Type grpr_type X(5) 496 - 500 Grouper type for this rate record.
NotePlease refer to the Input & Output Parameter Blocks User’s Guide for a list of valid values.
Grouper Version grpr_vers 9(3) 501 - 503 Two-digit Grouper version for this rate record. For example, if the Grouper version equals 2 the format should be “02.” If the Grouper version equals 32 the format should be “32.”
Pricer/Payer Type pricer_type 9(2) 504 - 505 Pricer type for this rate record.
NotePlease refer to the Input & Output Parameter Blocks User’s Guide for a list of valid values.
ICD-9/ICD-10 MappingFlag
icd9_map 9(1) 506 0 = No mapping1 = Code mapping2 = State-specific mapping
Edit Date edit_date X(1) 507 Used to identify which claim date should be used for reimbursement calculations.
A = From or Admission DateD = Thru or Discharge Date
Filler X(3) 508 - 510
Table 10-1: C Key Fields
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 125
The following is the sort sequence for the COBOL Hospital/Physician Rate Calculator File:
1. Hospital/Provider Number (ascending)2. Paysource (Payer) Code (ascending)3. Patient Type (ascending)4. Effective Date (descending)
NoteIf using NPI and Taxonomy, use the format from the shaded gray fields in place of hospital/provider number and paysource code formats.
Table 10-2: COBOL Key Fields
Field Description Variable Name Format Position NotesHospital/Provider Number HRR-HOSP X(16) 1 - 16 Facility or provider identifier (i.e.,
Medicare Provider ID, TIN, or other identifier).
Paysource (Payer) Code HRR-PCODE X(13) 17 - 29 Payer identifier or contract code.
NotePlease refer to the Input & Output Parameter Blocks User’s Guide for a list of valid values.
Hospital/Provider Number with NPI/Taxonomy
HRR-HOSP X(20) 1 - 20 National Provider Identifier (NPI) with taxonomy code.
Paysource (Payer) Code with NPI/Taxonomy
HRR-PCODE X(9) 21 - 29 Payer identifier or contract code.
NotePlease refer to the Input & Output Parameter Blocks User’s Guide for a list of valid values.
Patient Type HRR-PATTYPE X(1) 30 Please refer to the Input & Output Parameter Blocks User’s Guide for a list of valid values.
Patient Type Reserved HRR-PATTYPE-RSVD X(1) 31 ReservedEffective Date Sequence Code HRR-ESEQ 9(4) 32 - 35 Reserved for use by EASYGroup™.Effective Date HRR-EDATE The date on or after which the rate
variables contained on this record should be used for calculating reimbursement. This field will be equal to either the beginning of the federal fiscal year or the beginning of the hospital's fiscal year (e.g. “20001001”).
- Effective Century/Year HRR-EDATE-CCYY 9(4) 36 - 39 YYYY = year including century of the Effective Date
- Effective Month HRR-EDATE-MM 9(2) 40 - 41 MM = month of the Effective Date; 01 - 12
Optum | www.optum.com August 19, 2021 Page 126
- Effective Day HRR-EDATE-DD 9(2) 42 - 43 DD = day of the Effective Date; 01 - 31
Filler for Effective Stop Date FILLER X(8) 44 - 51 ReservedPricer Type HRR-PRCR-TYPE X(2) 52 - 53 Pricer type for this rate record.
NotePlease refer to the Input & Output Parameter Blocks User’s Guide for a list of valid values.
Filler HRR-PRCR-TYPE-RSVD
X(2) 54 - 55 Reserved
Grouper Type HRR-GRPR-TYPE X(2) 56 - 57 Grouper type for this rate record.
NotePlease refer to the Input & Output Parameter Blocks User’s Guide for a list of valid values.
Filler HRR-GRPR-TYPE-RSVD
X(2) 58 - 59 Reserved
Grouper Version HRR-GRPR-VERS 9(2) 60 - 61 Two-digit Grouper version for this rate record. For example, if the Grouper version equals 2 the format should be “02.” If the Grouper version equals 32 the format should be “32.”
Filler HRR-GRPR-VERS-RSVD
9(4) 62 - 65 Reserved
Editor Type HRR-EDTR-TYPE X(2) 66 - 67 ReservedEditor Type Reserved HRR-EDTR-TYPE-RSVD X(2) 68 - 69 ReservedACE Version HRR-EDTR-VERS 9(2) 70 - 71 ReservedACE Version Release HRR-EDTR-REL X(1) 72 ReservedFiller HRR-EDTR-VERS-
RSVDX(3) 73 - 75 Reserved
ICD-9/ICD-10 MappingFlag
HRR-MAPPING 9(1) 76 0 = No mapping1 = Code mapping2 = State-specific mapping
Grouper Option HRR-GRPR-OPTION 9(1) 77 AP-DRG V14 Grouper:0 = Otherwise1 = Use the New York version of AP-DRG Grouper
Norms Type HRR-NORMS-TYPE X(29) 78 - 106 Facility/provider identifier/NPI and taxonomy code with a Payer identifier/contract code that this rate record is sharing case-mix weights with when applicable.
Table 10-2: COBOL Key Fields
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 127
Effective Date HRR-NORMS-EFF-DATE
HRR-NORMS-CCYYHRR-NORMS-MMHRR-NORM-DD
9(4)9(2)9(2)
107 - 110111 - 112113 - 114
The effective date that this rate record is sharing case-mix weights with when applicable.- YYYY = year including century- MM = month; 01 - 12- DD = day; 01 - 31
Update Date HRR-RSVD-UPD-DATE X(8) 115 - 122 ReservedWeight Option HRR-RSVD-WEIGHT-
OPTIONX(1) 123 Reserved
ACE Override ID HRR-OVERRIDE-ID X(20) 124 - 143 The ACE Override ID invokes override functionality. This override functionality allows the user to turn particular ACE edits on or off.
Key Type HRR-KEY-TYPE X(1) 144 0 or blank = Legacy Provider ID1 = NPI plus Taxonomy Code
Filler X(106) 145 - 250 Reserved
Table 10-2: COBOL Key Fields
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 128
11 Medicare Hospital Rate Calculator File Layouts
This chapter provides the layouts for Medicare Hospital Rate Calculator Files (C and COBOL). This chapter includes the following sections:
• Inpatient Layouts- C Platform
- Medicare Inpatient- Medicare IPF- Medicare IRF- Medicare LTC- Medicare SNF
- COBOL Platform- Medicare Inpatient- Medicare IPF- Medicare IRF- Medicare LTC- Medicare SNF
• Outpatient Layouts- C Platform
- Medicare APC-HOPD- Medicare ASC- Medicare CAH Method II- Medicare ESRD- Medicare FQHC- Medicare HHA- Medicare Hospice
- COBOL Platform- Medicare APC-HOPD- Medicare ASC- Medicare CAH Method II- Medicare ESRD- Medicare FQHC- Medicare HHA- Medicare Hospice
Optum | www.optum.com August 19, 2021 Page 129
• Physician Layouts- C Platform- COBOL Platform
Optum | www.optum.com August 19, 2021 Page 130
11.1 Inpatient Layouts11.1.1 C Platform
11.1.2.1 Medicare Inpatient
Table 11-1: Medicare Inpatient Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionRegional Labor-Related Adjusted Standardized Amount (ASA)
rl 9(4)v9(2) 39 - 44
Regional Non-Labor-Related ASA rnl 9(4)v9(2) 45 - 50National Labor-Related ASA nl 9(4)v9(2) 51 - 56National Non-Labor-Related ASA nnl 9(4)v9(2) 57 - 62Regional Portion rp 9(1)v9(2) 63 - 65Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 66 - 70Marginal Cost Factor: Burn Length of Stay (LOS)
bmcfl 9(1)v9(2) 71 - 73
Marginal Cost Factor: Burn Cost Outliers bmcfc 9(1)v9(2) 74 - 76Cost Outlier Threshold cot 9(5)v9(2) 77 - 83Cost Outlier Factor/Multiplier cof 9(1)v9(2) 84 - 86Federal Portion fp 9(1)v9(2) 87 - 89Hospital Base Year Costs byc 9(5)v9(2) 90 - 96Update Factor uf 9(1)v9(5) 97 - 102Wage Index wi 9(1)v9(4) 103 - 107Waiver waiver X(1) 108Provider Type ptype X(2) 109 - 110
9(1) 111Filler X(1) 112Case Mix Index cmi 9(1)v9(4) 113 - 117Federal Wage-adjusted Rate fwa 9(4)v9(2) 118 - 123Federal Non-Wage-adjusted Rate fnwa 9(2)v9(2) 124 - 129Federal Labor Portion flp 9(1)v9(4) 130 - 134Hospital Base Rate hrate 9(4)v9(2) 135 - 141Hospital Portion hport 9(1)v9(2) 142 - 144Non-Capital Base PPS Rate baser 9(5)v9(2) 145 - 151Cost of Living Adjustment (COLA) (Alaska and Hawaii)
cola 9(1)v9(4) 152 - 156
Disproportionate Share Hospital (DSH) Reduction Factor
dshreduc 9(1)v9(4) 157 - 161
Disproportionate Share Adjustment Factor dshare 9(1)v9(4) 162 - 166Standard Federal Rate capstfrate 9(4)v9(2) 167 - 172Geographic Adjustment Factor (GAF) capgeofac 9(1)v9(4) 173 - 177
Optum | www.optum.com August 19, 2021 Page 131
Large Urban Adjustment Factor caplgurbfac 9(1)v9(4) 178 - 182Capital Disproportionate Share Adjustment Factor
capdshare 9(1)v9(4) 183 - 187
Puerto Rico GAF prgaf 9(1)v9(4) 188 - 192Capital RCC caprcc 9(1)v9(4) 193 - 197Base Year Allowable Capital Costs capbyrcost 9(4)v9(2) 198 - 203Transfer Adjustment to Discharges captradjdis 9(1)v9(4) 204 - 208Transfer-Adjusted Case-Mix Index captradjcmi 9(1)v9(4) 209 - 213Capital Update Factor capuf 9(1)v9(5) 214 - 219Exceptions Reduction Adjustment Factor capexcredfac 9(1)v9(4) 220 - 224Budget Neutrality Adjustment Factor capbnfac 9(1)v9(4) 225 - 229Current Year Medicare Discharges capcyrdis 9(6) 230 - 235Old Capital Costs capoldcosts 9(9) 236 - 244Old Capital Payment Percent capoldper 9(1)v9(2) 245 - 247Puerto Rico Standard Capital Rate prcapstfrate 9(4)v9(2) 248 - 253Puerto Rico Labor Portion prlp 9(1)v9(4) 254 - 258Capital Prospective Payment System (PPS) Reimbursement Rate
tcapaddon 9(5)v9(2) 259 - 265
Federal Portion of Capital Rate capfedportion 9(1)v9(4) 266 - 270Hospital Portion of Capital Rate caphblend 9(1)v9(2) 271 - 273Capital-adjusted Federal Rate capadjfrate 9(5)v9(2) 274 - 280Puerto Rico Wage Index prwi 9(1)v9(4) 281 - 285Total PPS Reimbursement (Capital + Non-Capital)
totbase 9(5)v9(2) 286 - 292
Marginal Cost Factor: LOS mcfl 9(1)v9(2) 293 - 295Marginal Cost Factor: Cost mcfcl 9(1)v9(2) 296 - 298Hospital-specific Capital Rate caphrate 9(5)v9(2) 299 - 305Patient Apportionment for Old Capital Cost cappatold 9(4)v9(2) 306 - 311Patient Apportionment for Exceptions Payment
capxcptn 9(4)v9(2) 312 - 317
Total Patient Apportionment Under Capital PPS
cappattot 9(4)v9(2) 318 - 323
Indirect Medical Education (IME) Adjustment Factor
iea 9(1)v9(9) 324 - 333
Capital IME Adjustment Factor capimea 9(1)v9(9) 334 - 343Markup/Discount Adjustment Factor markup 9(1)v9(5) 344 - 349Per Diem Pass-Through passthru 9(5)v9(2) 350 - 356Puerto Rico Capital Portion prcapportion 9(1)v9(2) 357 - 359Sole Community Hospital (SCH) Add-on (old) sch_addon 9(5)v9(2) 360 - 366Direct Medical Education (DME) Pass-through dmepassthru 9(4)v9(2) 367 - 372
Table 11-1: Medicare Inpatient Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 132
Medicare Risk Flag risk 9(1) 373New Technology Procedure and Claim Factor techopfac 9(1)v9(2) 374 - 376New Technology Claim Cost Factor techcostfac 9(1)v9(2) 377 - 379PPS Waiver Factor waiver factor 9(1)v9(4) 380 - 384Low Volume Adjustment (old) lowvoladj 9(1)v9(4) 385 - 389Swing Bed Per Diem swingperdiem 9(8)v9(2) 390 - 399Low Volume Adjustment (new) lowvoladj_new 9(1)v9(6) 400 - 406Sole Community Hospital Add-On (new) sch_addon_new 9(8)v9(5) 407 - 419Sole Community Hospital Operating Costs Per Discharge
sch_cost_disc 9(8)v9(5) 420 - 432
Readmission Payment Adjustment Factor o_rpaf 9(1)v9(4) 433 - 437
Table 11-2: Medicare Inpatient Extended Hospital Rate Calculator Variables - medext.dat
Field Description Variable Name Format PositionHospital Number pfac X(16) 1 - 16Paysource (Payer) Code psrc X(13) 17 - 29Hospital Number with NPI/Taxonomy pfac X(20) 1 - 20Paysource (Payer) Code with NPI/Taxonomy psrc X(9) 21 - 29Effective Date eff_date 9(8) 30 - 37Patient Type pattype X(1) 38Sequence Number seqnum X(1) 39Value Based Purchasing Adjustment Factor (VBP Factor)
o_vbp_adj 9(1)v9(11) 40 - 51
Uncompensated DSH Per Claim Amount uncomp_dsh 9(8)v9(2) 52 - 61HAC Reduction Factor hac_fac 9(1)v9(4) 62 - 66Medicare Dependant Hospital (MDH) Factor mdh_fact 9(1)v9(4) 67 - 71Interest Adjustment Factor midnite_fact 9(1)v9(6) 72 - 78Antimicrobial New Technology Procedure and Claim Factor
antitechopfac 9(1)v9(2) 79 - 81
COVID-19 DRG Weight Factor covid_fact 9(1)v9(4) 82 - 86Allogeneic Stem Cell Per Diem Pass-Through stem_pasthru 9(8)v9(2) 87 - 96Federal Wage-Adjusted Rate (new) fwa_new 9(8)v9(2) 97 - 106Filler X(401) 107 - 507Pricer Type prcr_type X(2) 508 - 509 Key Type key_type X(1) 510
Table 11-1: Medicare Inpatient Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 133
11.1.3.2 Medicare IPF
Table 11-3: Medicare IPF Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionFiller X(7) 39 - 45Cost of Living Adjustment (COLA) (Alaska and Hawaii)
cola 9(1)v9(4) 46 - 50
Unadjusted Federal Prospective Payment Rate
fpdrate 9(8)v9(2) 51 - 60
Labor Related Share lrs 9(1)v9(5) 61 - 66Wage Index wi 9(1)v9(4) 67 - 71Fixed Loss Amount floss 9(8)v9(2) 72 - 81Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 82 - 86Teaching Adjustment Factor meduc 9(1)v9(4) 87 - 91Rural Adjustment Factor (old) rural 9(1)v9(2) 92 - 94ECT Payment Per Treatment ect 9(8)v9(2) 95 - 104Cost Factor for Days 1 - 9 costfact1 9(1)v9(2) 105 - 107Cost Factor for Days 10 + costfact2 9(1)v9(2) 108 - 110Markup/Discount Adjustment Factor markup 9(1)v9(4) 111 - 115Filler X(19) 116 - 134Age Factor [Array] agefact 9(1)v9(2)
occurs 9 times
135 - 161
Filler X(24) 162 - 185Variable Per Diem Factor [Array] perdiemfact 9(1)v9(2)
occurs 22 times
186 - 251
Filler X(24) 252 - 275Comorbidity Factor [Array] comrbfact 9(1)v9(2)
occurs 17 times
276 - 326
Interim Rate for Old Cost Base Method intrate 9(8)v9(2) 327 - 336Blend Factor blend 9(1)v9(2) 337 - 339Qualifying ED Facility qualed X(1) 340 - 340Qualifying ED Variable Per Diem Factor for Day 1
qualedfact 9(1)v9(2) 341 - 343
Teaching Adjustment Factor meduc_2 9(1)v9(7) 344 - 351Rural Adjustment Factor 2 (new) rural_2 9(1)v9(4) 352 - 356Filler X(81) 357 - 437
Optum | www.optum.com August 19, 2021 Page 134
11.1.4.3 Medicare IRF
11.1.5.4 Medicare LTC
Table 11-4: Medicare IRF Rate Calculator Variables - medirf.dat
Field Description Variable Name Format PositionsReserved p_brate 9(8)v9(2) 39 - 48Labor-Related Percentage p_lp 9v9(6) 49 - 55Wage Index p_wi 9v9(6) 56 - 62Adjustment for Rural Location p_rural 9v9(6) 63 - 69Low Income Patient Adjustment p_lip 9v9(9) 70 - 79Ratio of Costs-to-Charges (For Cost Outlier Calculations)
p_rcc 9v9(6) 80 - 86
Marginal Cost Factor p_mcf 9v9(6) 87 - 93Cost Outlier Threshold p_thresh 9(8)v9(2) 94 - 103Federal Percentage of Blended Rate for Transition Period
p_fp 9v9(6) 104 - 110
Penalty Assessment Days p_pendays 9(3) 111 - 113Penalty Percentage p_penpct 9v9(6) 114 - 120Facility-Specific Payment Amount p_facamt 9(8)v9(2) 121 - 130Adjustment for Teaching p_teach 9v9(6) 131 - 137Markup/Discount Factor p_markup 9(1)v9(4) 138 - 142Hospital Quality Indicator p_qualind 9(1) 143Filler X(294) 144 - 437
Table 11-5: Medicare LTC Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionFiller X(7) 39 - 45Cost of Living Adjustment (COLA) (Alaska and Hawaii)
cola 9(1)v9(4) 46 - 50
Unadjusted Federal Prospective Payment Rate
frate 9(5)v9(2) 51 - 57
Labor-Related Share lrs 9(1)v9(5) 58 - 63Wage Index wi 9(1)v9(4) 64 - 68Budget Neutrality Offset bn 9(1)v9(5) 69 - 74Fixed Loss Amount (Standard Federal) floss 9(5)v9(2) 75 - 81Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 82 - 86Percentage of Cost Outlier Paid (Standard Federal)
costpct 9(1)v9(4) 87 - 91
Percentage of Short Stay Outlier Paid spctcost 9(1)v9(4) 92 - 96Phase-in Percentage phaseinpct 9(1)v9(2) 97 - 99
Optum | www.optum.com August 19, 2021 Page 135
11.1.6.5 Medicare SNF
Facility Base Rate facrate 9(5)v9(2) 100 - 106Length of Stay Ratio Factor losfact 9(1)v9(2) 107 - 109Percentage of Short Stay Outlier Paid for Per Diem
spctdiem 9(1)v9(4) 110 - 114
Inpatient PPS Facility ipps_payid X(16) 115 - 130Inpatient PPS Payer ID ipps_paysrc X(13) 131 - 143Markup/Discount Adjustment Factor markup 9(1)v9(4) 144 - 148Fixed Loss Amount - Site Neutral floss_neutral 9(5)v9(2) 149 - 155Percentage of Cost Outlier Paid - Site Neutral costpct_neutral 9(1)v9(4) 156 - 160Site Neutral Percentage of Claim snpct 9(1)v9(2) 161 - 163Budget Neutrality Factor - Site Neutral bnf_neutral 9(1)v9(5) 164 - 169Bipartisan Budget Act Reduction Factor - Site Neutral
bba_reduction 9(1)v9(4) 170 - 174
Discharge Payment Percentage (DPP) Indicator0 = Not subject to DPP adjustment1 = Subject to DPP adjustment
dpp_flag 9(1) 175
Filler X(262) 176 - 437
Table 11-6: Medicare SNF Rate Calculator Variables - medsnf.dat
Field Description Variable Name Format PositionWage Index wi 9(1)v9(6) 39 - 45Labor Portion labor 9(1)v9(6) 46 - 52Rural Indicator rural X(1) 53Part A AIDS Adjustment aids_factor 9(1)v9(4) 54 - 58Mark-up/Discount Factor markup 9(1)v9(4) 59 - 63Part B Mark-up/Discount Factor markupb 9(1)v9(4) 64 - 68Reasonable Charge Factor rcc 9(1)v9(4) 69 - 73Reasonable Charge Co-payment Factor rcc_copay 9(1)v9(4) 74 - 78Fee Schedule Indicator0 = No fee schedule pricing1 = Fee schedule pricing
fsind 9 (1) 79
Fee Schedule Table fstable X(13) 80 - 92Ambulance Coverage Factor ambcov 9(1)v9(4) 93 - 97Ambulance Coinsurance Factor ambcoins 9(1)v9(4) 98 - 102
Table 11-5: Medicare LTC Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 136
Ambulance Location/Carrier CodeFor Medicare pricing, Ambulance Carrier Code is based on patient ZIP code at point of pickup.
ambcarrier X(12) 103 - 114
DMEPOS Coverage Factor dmecov 9(1)v9(4) 115 - 119DMEPOS Coinsurance Factor dmecoins 9(1)v9(4) 120 - 124DMEPOS Location/Carrier Code dmecarrier X(12) 125 - 136Lab Coverage Factor labcov 9(1)v9(4) 137 - 141Lab Coinsurance Factor labcoins 9(1)v9(4) 142 - 146Lab Location/Carrier Code labcarrier X(12) 147 - 158National Coverage Factor mamcov 9(1)v9(4) 159 - 163National Coinsurance Factor mamcoins 9(1)v9(4) 164 - 168National Location/Carrier Code mamcarrier X(12) 169 - 180Physician Fee Schedule Coverage Factor rehcov 9(1)v9(4) 181 - 185Physician Fee Schedule Coinsurance Factor
rehcoins 9(1)v9(4) 186 - 190
Physician Fee Schedule Location/Carrier Code
rehcarrier X(12) 191 - 202
Other Coverage Factor othcov 9(1)v9(4) 203 - 207Other Coinsurance Factor othcoins 9(1)v9(4) 208 - 212Other Location/Carrier Code othcarrier X(12) 213 - 224Ambulance Rural Factor ambrural 9(1)v9(4) 225 - 229Ambulance Non-Rural Factor ambnonrural 9(1)v9(4) 230 - 234Vaccine Reasonable Charge Factor vrcf 9(1)v9(4) 235 - 239Extended Fee Schedule Table fsexttable X(13) 240 - 252Non-Emergency ESRD Ambulance Reduction Factor
esrd_reduc 9(1)v9(4) 253 - 257
Computed Tomography (CT) Reduction Factor
ct_reduc 9(1)v9(4) 258 - 262
DME Rural Indicator rural_ind 9(1) 263X-Ray With Film Reduction Factor fx_reduc 9(1)v9(4) 264 - 268Quality Reduction Factor (Part A) qrp_reduc_a 9(1)v9(4) 269 - 273Ambulance Base Rate Reduction - 2 Patients
amb_reduc2 9(1)v9(4) 274 - 278
Ambulance Base Rate Reduction - > 2 Patients
amb_reduc3 9(1)v9(4) 279 - 283
Traditional Medicare Switch0 = Apply Medicare Advantage
requirements1 = Apply Medicare Fee-for-Service (FFS)
requirements
tradmed_sw 9(1) 284
Computed Radiography Reduction Factor fy_reduc 9(1)v9(4) 285 - 289
Table 11-6: Medicare SNF Rate Calculator Variables - medsnf.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 137
Value-Based Purchasing (VBP) Adjustment Factor
vbp_adj 9(1)v9(11) 290 - 301
Urban Non-Case Mix Rate ncm_urban 9(8)v9(2) 302 - 311Rural Non-Case Mix Rate ncm_rural 9(8)v9(2) 312 - 321Filler X(116) 322 - 437
Table 11-6: Medicare SNF Rate Calculator Variables - medsnf.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 138
11.1.7 COBOL Platform11.1.8.1 Medicare Inpatient
Table 11-7: Medicare Inpatient COBOL Hospital Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format PositionRegional Labor-Related ASA HCR-RL 9(8)v9(2) 251 - 260Regional Non-Labor-Related ASA HCR-RNL 9(8)v9(2) 261 - 270National Labor-Related ASA HCR-NL 9(8)v9(2) 271 - 280National Non-Labor-Related ASA HCR-NNL 9(8)v9(2) 281 - 290Regional Portion HCR-RP 9(1)v9(2) 291 - 293HCFA RCC HCR-RCC 9(1)v9(4) 294 - 298Marginal Cost Factor: Burn-LOS HCR-MCFBL 9(1)v9(2) 299 - 301Marginal Cost Factor: LOS HCR-MCFL 9(1)v9(2) 302 - 304Marginal Cost Factor: Cost HCR-MCFC 9(1)v9(2) 305 - 307Cost Outlier Threshold HCR-COT 9(8)v9(2) 308 - 317Cost Outlier Factor/Multiplier HCR-COF 9(1)v9(2) 318 - 320Federal Portion HCR-FP 9(1)v9(2) 321 - 323Wage Index HCR-WI 9(1)v9(4) 324 - 328Markup/Discount Factor HCR-MARKUP 9(1)v9(6) 329 - 335Pass-Through Amount HCR-PASS-THRU 9(8)v9(2) 336 - 345Federal Labor Portion HCR-FLP 9(1)v9(4) 346 - 350Disproportionate Share HCR-DSHARE 9(1)v9(4) 351 - 355Hospital Operating Base Year Costs HCR-BYC 9(8)v9(2) 356 - 365Operating Update Factor HCR-UF 9(1)v9(5) 366 - 371Operating Case Mix Index HCR-CMI 9(1)v9(4) 372 - 376Marginal Cost Factor: Burn-Cost HCR-MCFBC 9(1)v9(2) 377 - 379Standard Federal Rate HCR-CAPSTFRATE 9(8)v9(2) 380 - 389Geographic Adjustment Factor HCR-CAPGEOFAC 9(1)v9(4) 390 - 394Large Urban Adjustment Factor HCR-
CAPLGURBFAC9(1)v9(4) 395 - 399
Capital Disproportionate Share Adjustment Factor
HCR-CAPDSHARE 9(1)v9(4) 400 - 404
Disproportionate Share Reduction Factor HCR-DSHREDUC 9(1)v9(4) 405 - 409Capital RCC HCR-CAPRCC 9(1)v9(4) 410 - 414Base Year Allowable Cap Cost/Discharge HCR-CAPBYRCOST 9(8)v9(2) 415 - 424Transfer Adjustment to Discharges HCR-CAPTRADJDIS 9(1)v9(4) 425 - 429Transfer-Adjusted Case Mix Index HCR-CAPTRADJCMI 9(1)v9(4) 430 - 434Capital Update Factor HCR-CAPUF 9(1)v9(5) 435 - 440Exceptions Payment Adjustment Factor HCR-
CAPEXCREDFAC9(1)v9(4) 441 - 445
Optum | www.optum.com August 19, 2021 Page 139
Budget Neutrality Adjustment Factor HCR-CAPBNFAC 9(1)v9(4) 446 - 450Current Year Medicare Discharges HCR-CAPCYRDIS 9(6) 451 - 456Old Capital Costs HCR-
CAPOLDCOSTS9(8)v9(2) 457 - 466
Old Capital Payment Percent HCR-CAPOLDPER 9(1)v9(2) 467 - 469Capital Federal Portion HCR-
CAPFEDPORTION9(1)v9(4) 470 - 474
Capital Hospital Portion HCR-CAPHBLEND 9(1)v9(2) 475 - 477Indirect Medical Education (IME) Adjustment Factor
HCR-IMEA 9(1)v9(9) 478 - 487
Capital IME Adjustment Factor HCR-CAPIMEA 9(1)v9(9) 488 - 497Prospective Payment System (PPS) Waiver HCR-WAIVER X(1) 498 - 498Provider Type HCR-PTYPE X(2) 499 - 500Operating Federal Rate HCR-FRATE 9(8)v9(2) 501 - 510Operating Federal Wage-Adjusted Rate HCR-FWA 9(8)v9(2) 511 - 520Operating Hospital Rate HCR-HRATE 9(8)v9(2) 521 - 530Operating Base PPS Rate HCR-BASER 9(8)v9(2) 531 - 540Capital-Adjusted Federal Rate HCR-CAPADJFRATE 9(8)v9(2) 541 - 550Capital Hospital Rate HCR-CAPHRATE 9(8)v9(2) 551 - 560Capital Base PPS Rate HCR-
TOTCAPADDON9(8)v9(2) 561 - 570
Patient Apportion, Old Capital Costs HCR-CAPPATOLD 9(8)v9(2) 571 - 580Total PPS Base Reimbursement Rate HCR-TOTBASE 9(8)v9(2) 581 - 590Puerto Rico Base Capital Reimbursement HCR-
PRCAPSTRATE9(8)v9(2) 591 - 600
Puerto Rico Geographic Adjustment Factor (GAF)
HCR-PRGAF 9(1)v9(4) 601 - 605
Puerto Rico Capital Portion HCR-PRCAPPORTION
9(1)v9(2) 606 - 608
Puerto Rico Wage Index HCR-PRWI 9(1)v9(4) 609 - 613Puerto Rico Federal Labor Portion HCR-PRLP 9(1)v9(4) 614 - 618Sole Community Hospital Add-On (old) HCR-SCH_ADDON 9(8)v9(2) 619 - 628Cost of Living Adjustment (COLA) (Hawaii and Alaska)
HCR-COLA 9(1)v9(4) 629 - 633
Capital Exceptions Payment HCR-CAPXCPTN 9(8)v9(2) 634 - 643Direct Medical Education Per-Diem Pass-Through (a component of the PASSTHRU field)
HCR-DMEPASSTHRU
9(8)v9(2) 644 - 653
Medicare Risk Flag HCR-RISK 9(1) 654New Technology Procedure and Claim Factor HCR-TECHOPFAC 9(1)v9(2) 655 - 657
Table 11-7: Medicare Inpatient COBOL Hospital Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 140
New Technology Claim Cost Factor HCR-TECHCOSTFAC
9(1)v9(2) 658 - 660
Prospective Payment System (PPS) Waiver Factor
HCR-WAIVER FACTOR
9(1)v9(4) 661 - 665
Low Volume Adjustment (old) HCR-LOWVOLADJ 9(1)v9(4) 666 - 670Swing Bed Per Diem HCR-
SWINGPERDIEM9(8)v9(2) 671 - 680
Low Volume Adjustment (new) HCR-LOWVOLADJ-NEW
9(1)v9(6) 681 - 687
Sole Community Hospital Add-On (new) HCR-SCH-ADDON-NEW
9(8)v9(5) 688 - 700
Sole Community Hospital Operating Costs Per Discharge
HCR-SCH-COST-DISC
9(8)v9(5) 701 - 713
Readmission Payment Adjustment Factor HCR-RPAF 9(1)v9(4) 714 - 718SCH Legacy Calculation Flag HCR-SCH-LEGACY 9(1) 719Filler X(74) 720 - 793NMPRF Version HCR-VERSION X(7) 794 - 800
Table 11-8: Medicare Inpatient COBOL Extended Hospital Rate Calculator Variables - hospext.dat
Field Description Variable Name Format PositionHospital Number HER-HOSP X(16) 1 - 16Paysource (Payer) Code HER-PCODE X(13) 17 - 29Hospital Number with NPI HER-NPI X(10) 1 - 10Hospital Number with Taxonomy HER-TAXONOMY X(10) 11 - 20Paysource (Payer) Code with NPI/Taxonomy HER-PAYID X(9) 21 - 29Patient Type HER-PATTYPE X(1) 30Effective Date Sequence Code Extension HER-ESEQ-EXT X(1) 31Effective Date Sequence Code Extension (Set by Base Rate Calculator Program)
HER-ESEQ 9(4) 32 - 35
Effective Date of Rate Calculator Variables HER-EDATEEffective Century/Year HER-EDATE-
CCYY9(4) 36 - 39
Effective Month HER-EDATE-MM 9(2) 40 - 41Effective Day HER-EDATE-DD 9(2) 42 - 43Filler for Future Expansion (Stop Date) X(8) 44 - 51Value Based Purchasing Adjustment Factor (VBP Factor)
HCR0-O-VBP-ADJ
9(1)v9(11) 52 - 63
Uncompensated DSH Per Claim Amount HCR0-UNCOMP-DSH
9(8)v9(2) 64 - 73
Table 11-7: Medicare Inpatient COBOL Hospital Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 141
11.1.9.2 Medicare IPF
HAC Reduction Factor HCR0-HAC-FAC 9(1)v9(4) 74 - 78Medicare Dependant Hospital (MDH) Factor HCR0-MDH-
FACT9(1)v9(4) 79 - 83
Interest Adjustment Factor HCR0-MIDNITE-FACT
9(1)v9(6) 84 - 90
Antimicrobial New Technology Procedure and Claim Factor
HCR0-ANTI-TECH-OP-FAC
9(1)v9(2) 91 - 93
COVID-19 DRG Weight Factor HCR0-COVID-FACT
9(1)v9(4) 94 - 98
Allogeneic Stem Cell Per Diem Pass-Through HCR0-STEM-PASSTHRU
9(8)v9(2) 99 - 108
Federal Wage-Adjusted Rate (new) HCR0-FWA-NEW 9(8)v9(2) 109 - 118Filler X(679) 119 - 797Pricer Type HCR0-PRCR-
TYPEX(2) 798 - 799
Key Type HCR0-KEY-TYPE X(1) 800
Table 11-9: Medicare IPF COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format PositionFiller X(10) 251 - 260Cost of Living Adjustment (COLA) (Alaska and Hawaii)
P1R-COLA 9(1)v9(4)
261 - 265
Unadjusted Federal Prospective Payment Rate
P1R-FPDRATE 9(8)v9(2)
266 - 275
Labor Related Share P1R-LRS 9(1)v9(5)
276 - 281
Wage Index P1R-WI 9(1)v9(4)
282 - 286
Fixed Loss Amount P1R-FLOSS 9(8)v9(2)
287 - 296
Ratio of Cost-to-Charges P1R-RCC 9(1)v9(4)
297 - 301
Teaching Adjustment Factor P1R-MEDUC 9(1)v9(4)
302 - 306
Rural Adjustment Factor (old) P1R-RURAL 9(1)v9(2)
307 - 309
ECT Payment per Treatment P1R-ECT 9(8)v9(2)
310 - 319
Table 11-8: Medicare Inpatient COBOL Extended Hospital Rate Calculator Variables - hospext.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 142
11.1.10.3 Medicare IRF
Cost Factor for Days 1 - 9 P1R-COSTFACT1 9(1)v9(2)
320 - 322
Cost Factor for Days 10 + P1R-COSTFACT2 9(1)v9(2)
323 - 325
Markup/Discount Factor P1R-MARKUP 9(1)v9(4)
326 - 330
Filler X(19) 331 - 349Age Factor - Array P1R-AGEFACT
3 characters 9 times9(1)v9(2)
350 - 376
Filler X(24) 377 - 400Variable Per Diem Factor - Array P1R-PERDIEMFACT
3 characters 22 times9(1)v9(2)
401 - 466
Filler X(24) 467 - 490Comorbidity Factor - Array P1R-COMRBFACT
3 characters 17 times9(1)v9(2)
491 - 541
Interim Rate for Old Cost-Based Method P1R-INTRATE 9(8)v9(2)
542 - 551
Blend Factor P1R-BLEND 9(1)v9(2)
552 - 554
Qualifying ED Facility P1R-QUALED X(1) 555 - 555Qualifying ED Variable Per Diem Factor - Day 1
P1R-QUALEDFACT 9(1)v9(2)
556 - 558
Teaching Adjustment Factor P1R-MEDUC-2 9(1)v9(7)
559 - 566
Rural Adjustment Factor 2 (new) P1R-RURAL-2 9(1)v9(4)
567 - 571
Filler X(222) 572 - 793NMPRF Version P1R-VERSION X(7) 794 - 800
Table 11-10: Medicare IRF COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format PositionsReserved R1R-BRATE 9(8)v9(2) 251 - 260Labor-Related Percentage R1R-LP 9(1)v9(6) 261 - 267Wage Index R1R-WI 9(1)v9(6) 268 - 274Adjustment for Rural Location R1R-RURAL 9(1)v9(6) 275 - 281Low Income Patient Adjustment R1R-LIP 9(1)v9(9) 282 - 291Ratio of Costs-to-Charges (For Cost Outlier Calculations)
R1R-RCC 9(1)v9(6) 292 - 298
Marginal Cost Factor R1R-MCF 9(1)v9(6) 299 - 305
Table 11-9: Medicare IPF COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 143
11.1.11.4 Medicare LTC
Cost Outlier Threshold R1R-THRESH 9(8)v9(2) 306 - 315Federal Percentage of Blended Rate for Transition Period
R1R-FP 9(1)v9(6) 316 - 322
Penalty Assessment Days R1R-PENDAYS 9(3) 323 - 325Penalty Percentage R1R-PENPCT 9(1)v9(6) 326 - 332Facility-Specific Payment Amount R1R-FACAMT 9(8)v9(2) 333 - 342Teaching Adjustment R1R-TEACH 9(1)v9(6) 343 - 349Markup/Discount Factor R1R-MARKUP 9(1)v9(4) 350 - 354Hospital Quality Indicator R1R-QUALIND 9(1) 355Filler X(438) 356 - 793NMPRF Version RIR-VERSION X(7) 794 - 800
Table 11-11: Medicare LTC COBOL Hospital Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format PositionFiller X(10) 251 - 260Cost of Living Adjustment (COLA) (Alaska and Hawaii)
LTR-COLA 9(1)v9(4) 261 - 265
Unadjusted Federal Prospective Payment Rate
LTR-FRATE 9(8)v9(2) 266 - 275
Labor-related Share LTR-LRS 9(1)v9(5) 276 - 281Wage Index LTR-WI 9(1)v9(4) 282 - 286Budget Neutrality Offset LTR-BN 9(1)v9(5) 287 - 292Fixed Loss Amount (Standard Federal) LTR-FLOSS 9(8)v9(2) 293 - 302Hospital Ratio of Cost-to-Charges LTR-RCC 9(1)v9(4) 303 - 307Percentage of Cost Outlier Paid (Standard Federal)
LTR-COSTPCT 9(1)v9(4) 308 - 312
Percentage of Short Stay Outlier Paid LTR--SPCTCOST 9(1)v9(4) 313 - 317Phase-in Percentage LTR-PHASEINPCT 9(1)v9(2) 318 - 320Facility-specific Rate LTR-FACRATE 9(8)v9(2) 321 - 330Length of Stay Ratio Factor LTR-LOSFACT 9(1)v9(2) 331 - 333Percentage of Short Stay Outlier Paid for Per Diem
LTR-SPCTDIEM 9(1)v9(4) 334 - 338
Inpatient PPS Facility LTR-IPPS-PAYID X(16) 339 - 354Inpatient PPS Payer ID LTR-IPPS-PAYSRC X(13) 355 - 367Markup/Discount Factor LTR-MARKUP 9(1)v9(4) 368 - 372Fixed Loss Amount - Site Neutral LTR-FLOSS-
NEUTRAL9(5)v9(2) 373 - 379
Table 11-10: Medicare IRF COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format Positions
Optum | www.optum.com August 19, 2021 Page 144
11.1.12.5 Medicare SNF
Percentage of Cost Outlier Paid - Site Neutral
LTR-COSTPCT-NEUTRAL
9(1)v9(4) 380 - 384
Site Neutral Percentage of Claim LTR-SNPCT 9(1)v9(2) 385 - 387Budget Neutrality Factor - Site Neutral LTR-BNF-NEUTRAL 9(1)v9(5) 388 - 393Bipartisan Budget Act Reduction Factor - Site Neutral
LTR-BBA-REDUCTION
9(1)v9(4) 394 - 398
Discharge Payment Percentage (DPP) Indicator0 = Not subject to DPP adjustment1 = Subject to DPP adjustment
LTR-DPP-FLAG 9(1) 399
Filler X(394) 400 - 793NMPRF Version LTR-VERSION X(7) 794 - 800
Table 11-12: Medicare SNF COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format PositionsWage Index S1R-WI 9(1)v9(6) 251 - 257Labor Portion S1R-LABOR 9(1)v9(6) 258 - 264Rural Indicator S1R-RURAL X(1) 265AIDS Adjustment Factor S1R-AIDS-FACTOR 9(1)v9(4) 266 -270Markup/Discount Factor S1R-MARKUP 9(1)v9(4) 271 - 275Part B Markup/Discount Factor S1R-MARKUPB 9v9(4) 276 - 280Pay Factor S1R-RCC 9v9(4) 281 - 285Co-Pay Factor S1R-RCC-COPAY 9v9(4) 286 - 290Fee Schedule Indicator0 = No fee schedule pricing1 = Fee schedule pricing
S1R-FSIND 9(1) 291
Fee Schedule Table S1R-FSTABLE X(13) 292 - 304Ambulance Coverage Factor S1R-AMB-COV 9(1)v9(4) 305 - 309Ambulance Coinsurance Factor S1R-AMB-COINS 9(1)v9(4) 310 - 314Ambulance Location/Carrier CodeNOTE: For Medicare pricing, Ambulance Carrier Code is based on patient ZIP code at point of pickup.
S1R-AMB-CARRIER X(12) 315 - 326
DMEPOS Coverage Factor S1R-DME-COV 9(1)v9(4) 327 - 331DMEPOS Coinsurance Factor S1R-DME-COINS 9(1)v9(4) 332 - 336DMEPOS Location/Carrier Code S1R-DME-CARRIER X(12) 337 - 348Lab Coverage Factor S1R-LAB-COV 9(1)v9(4) 349 - 353Lab Coinsurance Factor S1R-LAB-COINS 9(1)v9(4) 354 - 358
Table 11-11: Medicare LTC COBOL Hospital Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 145
Lab Location/Carrier Code S1R-LAB-CARRIER X(12) 359 - 370National Coverage Factor S1R-MAM-COV 9(1)v9(4) 371 - 375National Coinsurance Factor S1R-MAM-COINS 9(1)v9(4) 376 - 380National Location/Carrier Code S1R-MAM-CARRIER X(12) 381 - 392Physician Fee Schedule Coverage Factor
S1R-REH-COV 9(1)v9(4) 393 - 397
Physician Fee Schedule Coinsurance Factor
S1R-REH-COINS 9(1)v9(4) 398 - 402
Physician Fee Schedule Location/Carrier Code
S1R-REH-CARRIER X(12) 403 - 414
Other Coverage Factor S1R-OTH-COV 9(1)v9(4) 415 - 419Other Coinsurance Factor S1R-OTH-COINS 9(1)v9(4) 420 - 424Other Location/Carrier Code S1R-OTH-CARRIER X(12) 425 - 436Ambulance Rural Factor S1R-AMBRURAL 9(1)v9(4) 437 - 441Ambulance Non-Rural Factor S1R-AMBNONRURAL 9(1)v9(4) 442 - 446Vaccine Reasonable Charge Factor S1R-VRCF 9(1)v9(4) 447 - 451Extended Fee Schedule Table S1R-FSEXTTABLE X(13) 452 - 464Non-Emergency ESRD Ambulance Reduction Factor
S1R-ESRD-REDUC 9(1)v9(4) 465 - 469
CT Reduction Factor S1R-CT-REDUC 9(1)v9(4) 470 - 474DME Rural Indicator S1R-RURAL-IND 9(1) 475X-Ray With Film Reduction Factor S1R-FX-REDUC 9(1)v9(4) 476 - 480Quality Reduction Factor (Part A) S1R-QRP-REDUC-A 9(1)v9(4) 481 - 485Ambulance Base Rate Reduction - 2 Patients
S1R-AMB-REDUC2 9(1)v9(4) 486 - 490
Ambulance Base Rate Reduction - > 2 Patients
S1R-AMB-REDUC3 9(1)v9(4) 491 - 495
Traditional Medicare Switch0 = Apply Medicare Advantage
requirements1 = Apply Medicare Fee-for-Service
(FFS) requirements
S1R-TRADMED-SW 9(1) 496
Computed Radiography Reduction Factor
S1R-FY-REDUC 9(1)v9(4) 497 - 501
Value-Based Purchasing (VBP) Adjustment Factor
S1R-VBP-ADJ 9(1)v9(11) 502 - 513
Urban Non-Case Mix Rate S1R-NCM-URBAN 9(8)v9(2) 514 - 523Rural Non-Case Mix Rate S1R-NCM-RURAL 9(8)v9(2) 524 - 533Filler X(260) 534 - 793NMPRF Version S1R-VERSION X(7) 794 - 800
Table 11-12: Medicare SNF COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format Positions
Optum | www.optum.com August 19, 2021 Page 146
11.2 Outpatient Layouts11.2.1 C Platform
11.2.2.1 Medicare APC-HOPD
Table 11-13: Medicare APC-HOPD Hospital Rate File Variables - medout.dat
Field Description Variable Name Position FormatLabor-related Portion labor 39 - 44 9(1)v9(5)Wage Index wi 45 - 50 9(1)v9(5)Facility Type 01 = Rural hospital with 100 beds or fewer or rural
Sole Community Hospital (SCH)02 = Cancer center03 = Children’s hospital04 = Rural hospital under 50 beds05 = OPPS exempt06 = Other SCH07 = Other rural hospital (Not SCH)08 = Free-standing non-residential opioid treatment
facilityOtherwise, 00
fac_type 51 - 52 9(2)
Multiple Procedure Discount Factor –For highest weighted procedure APC.
discount1 53 - 57 9(1)v9(4)
Multiple Procedure Discount Factor –For all other procedure APCs.
discount2 58 - 62 9(1)v9(4)
Filler 63 - 72 X(10)Discontinued Procedures Discount Factor dmodpct 73 - 77 9(1)v9(4)Outpatient Ratio of Costs-to-Charges rcc 78 - 83 9(1)v9(5)Inpatient Deductible Amount – Limit to total coinsurance for an individual APC
inpded 84 - 89 9(4)v9(2)
1996 Ratio of Payment to Reasonable Costs rpc 90 - 94 9(1)v9(4)Outlier Payment Percent outlier_pct 95 - 99 9(1)v9(4)Outlier Payment Factor outlier_fac 100 -
1049(1)v9(4)
Transitional Corridor 90% Factor 1 trans90_1 105 - 106
9(0)v9(2)
Transitional Corridor 90% Factor 2 trans90_2 107 - 108
9(0)v9(2)
Transitional Corridor 80% Factor 1 trans80_1 109 - 110 9(0)v9(2)Transitional Corridor 80% Factor 2 trans80_2 111 - 112 9(0)v9(2)Transitional Corridor 70% Factor 1 trans70_1 113 - 114 9(0)v9(2)Transitional Corridor 70% Factor 2 trans70_2 115 - 116 9(0)v9(2)Transitional Corridor Less Than 70% translt70 117 - 118 9(0)v9(2)Transitional Corridor Factor, Cancer Centers or Small Rural Facilities
transcsr 119 - 121 9(1)V9(2)
Optum | www.optum.com August 19, 2021 Page 147
Transitional Corridor Multiplier transmult 122 - 126
9(1)v9(4)
Ambulance Rural Factor ambrural 127 - 131
9(1)v9(4)
Ambulance Non-Rural Factor ambnonrural 132 - 136
9(1)v9(4)
Hospital Quality Indicator hospqualind 137 X(1)Hospital Quality Reduction Factor qualredfact 138 -
1429(1)v9(4)
Filler 143 - 149
X(7)
Fee Schedule Indicator0 = No fee schedule pricing1 = Fee schedule pricing
fsind 150 9(1)
Fee Schedule Table fstable 151 - 163
X(13)
Ambulance Coverage Factor ambcov 164 - 168
9(1)v9(4)
Ambulance Coinsurance Factor ambcoins 169 - 173
9(1)v9(4)
Ambulance Location/Carrier Code
NoteFor Medicare pricing, Ambulance Carrier Code is based on patient zip code at point of pickup.
ambcarrier 174 - 185
X(12)
DMEPOS Coverage Factor dmecov 186 - 190
9(1)v9(4)
DMEPOS Coinsurance Factor dmecoins 191 - 195
9(1)v9(4)
DMEPOS Location/Carrier Code dmecarrier 196 - 207
X(12)
Lab Coverage Factor labcov 208 - 212
9(1)v9(4)
Lab Coinsurance Factor labcoins 213 - 217
9(1)v9(4)
Lab Location/Carrier Code labcarrier 218 - 229
X(12)
National Coverage Factor mamcov 230 - 234
9(1)v9(4)
National Coinsurance Factor mamcoins 235 - 239
9(1)v9(4)
National Location/Carrier Code mamcarrier 240 - 251
X(12)
Table 11-13: Medicare APC-HOPD Hospital Rate File Variables - medout.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 148
Physician Fee Schedule Coverage Factor rehcov 252 - 256
9(1)v9(4)
Physician Fee Schedule Coinsurance Factor rehcoins 257 - 261
9(1)v9(4)
Physician Fee Schedule Location/Carrier Code rehcarrier 262 - 273
X(12)
Other Coverage Factor othcov 274 - 278
9(1)v9(4)
Other Coinsurance Factor othcoins 279 - 283
9(1)v9(4)
Other Location/Carrier Code othcarrier 284 - 295
X(12)
APC Mapping Flag0 = Do not map HCPCS codes1 = Map HCPCS codes
apcmapflag 296 9(1)
Extended Fee Schedule Table fsexttable 297 - 309
X(13)
Sequester Factor sequest 310 - 314
Non-Emergency ESRD Ambulance Reduction Factor
esrd_reduc 315 - 319
9(1)v9(4)
Computed Tomography (CT) Reduction Factor ct_reduc 320 - 324
9(1)v9(4)
DME Rural Indicator0 = Non-Rural (Urban) Facility for DME Services1 = Rural Facility for DME Services
rural_ind 325 9(1)
X-Ray With Film Reduction Factor fx_reduc 326 - 330
9(1)v9(4)
Provider-Based Department (PBD) Reduction Factor (PN)
pn_reduc 331 - 335
9(1)v9(4)
Implantable Device RCC id_rcc 336 - 341
9(1)v9(5)
Traditional Medicare Switch0 = Apply Medicare Advantage Requirements 1 = Apply Medicare Fee-for-Service (FFS)
Requirements
tradmed_sw 342 9(1)
Ambulance Base Rate Reduction Factor - 2 Patients amb_reduc2 343 - 347
9(1)v9(4)
Ambulance Base Rate Reduction Factor -> 2 Patients
amb_reduc3 348 - 352
9(1)v9(4)
Computed Radiography Reduction Factor fy_reduc 353 - 357
9(1)v9(4)
PBD Reduction Factor (PO) po_reduc 358 - 362
9(1)v9(4)
Table 11-13: Medicare APC-HOPD Hospital Rate File Variables - medout.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 149
11.2.3.2 Medicare ASC
Filler 363 - 371
X(9)
NMPRF Version nmprf_vers 372 - 378
X(7)
Pro-Rata Reduction Pass-Through Drug and Biologicals
prdrug 379 - 383
9(1)v9(4)
Pro-Rata Reduction Pass-Through Devices prdevice 384 - 388
9(1)v9(4)
Override ID override_id 389 - 408
X(20)
Total Reimbursement Discount Factor discount 409 - 413
9(1)v9(4)
Laboratory Ratio of Costs-to-Charges labrcc 414 - 419
9(1)v9(5)
OPPS Exempt Factor exempt_fact 420 - 424
9(1)v9(4)
Outlier Fixed Cost Threshold outlier_thresh 425 - 434
9(8)v9(2)
Reasonable Cost Factor rcost_fact 435 - 439
9(1)v9(4)
Rural Adjustment Factor rural_fact 440 - 444
9(1)v9(4)
Table 11-14: Medicare ASC Hospital Rate File Variables - medout.dat
Field Description Variable Name Position FormatLabor-Related Portion labor 39 - 44 9(1)v9(5
)Wage Index wi 45 - 50 9(1)v9(5
)Multiple Procedure Discount Factor - First Procedure discount1 51 - 55 9(1)v9(4
)Multiple Procedure Discount Factor - All Other Procedures
discount2 56 - 60 9(1)v9(4)
Discontinued Procedure Discount dmodpct 61 - 65 9(1)v9(4)
Percentage Payment Rate Flag pprflg 66 9(1)Percentage Payment Rate ppr 67 - 71 9(1)v9(4
)Markup/Discount Factor markup 72 - 76 9(1)v9(4
)Payment Limit Flag paylim 77 9(1)
Table 11-13: Medicare APC-HOPD Hospital Rate File Variables - medout.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 150
11.2.4.3 Medicare CAH Method II
11.2.5.4 Medicare ESRD
Payment Limit Factor paypct 78 - 82 9(1)v9(4)
Fee Schedule Indicator0 = No fee schedule pricing1 = Fee schedule pricing
fsind 83 9(1)
Fee Schedule Table fstable 84 - 96 X(13)Coverage Factor asrcov 97 - 101 9(1)v9(4
)Coinsurance Factor asrcoins 102 -
1069(1)v9(4)
Fee Schedule Carrier asrcarrier 107 - 118 X(12)Other Coverage Factor othcov 119 - 123 9(1)v9(4
)Other Coinsurance Factor othcoins 124 -
1289(1)v9(4)
Other Fee Schedule Carrier othcarrier 129 - 140
X(12)
Quality Reduction Factor qual_reduct 141 - 145
9(1)v9(4)
Allow Payment for Ancillary Only Claims0 = Do not allow payment for ancillary only claims1 = Allow payment for ancillary only claims
surg_proc_ovr 146 X(1)
Filler 147 - 437
X(291)
Table 11-15: Medicare CAH Method II Rate Calculator Variables - medcah.dat
Field Description Variable Name Format PositionPractitioner Adjustment prac_adj 9(1)v9(4) 39 - 43Filler X(394) 44 - 437
Table 11-16: Medicare ESRD Rate Calculator Variables - medout.dat
Field Description Variable Name Format PositionCBSA Rate cbsarate 9(8)v9(2) 39 - 48MSA Wage Adjusted Rate adjmsarate 9(8)v9(2) 49 - 58MSA Add-On msafactor 9(1)v9(4) 59 - 63Labor-Related Portion ls 9(1)v9(5) 64 - 69Wage Index wi 9(1)v9(4) 70 - 74
Table 11-14: Medicare ASC Hospital Rate File Variables - medout.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 151
Drug Add-on Factor drugfact 9(1)v9(4) 75 - 79Budget Neutrality Factor bnf 9(1)v9(6) 80 - 86Markup/Discount Factor markup 9(1)v9(4) 87 - 91Blend Factor blend 9(1)v9(2) 92 - 94Facility Type factype 9(2) 95 - 96Age Factor - array agefact [30]
5 characters6 times
9(1)v9(4) 97 - 126
Filler X(15) 127 - 141BMI Factor - array bmifact [15]
5 characters3 times
9(1)v9(4) 142 - 156
Filler X(15) 157 - 171Hemo, Peritoneal, or CCPD Training trainadj 9(8)v9(2) 172 - 181CAPD Training capdadj 9(8)v9(2) 182 - 191Home Dialysis Training for CAPD or CCPD homeadj 9(1)v9(6) 192 - 198Core-Based Statistical Area (CBSA) cbsa X(5) 199 - 203Filler X(16) 204 - 219Average BSA avgbsa 9(1)v9(4) 220 - 224BSA Exponent Increment bsaincr 9(1)v9(2) 225 - 227BSA Adjustment Factor bsaadj 9(1)v9(4) 228 - 232Pediatric BSA Adjustment pedbsa 9(1)v9(4) 233 - 237Reasonable Cost Factor factor 9(1)v9(4) 238 - 242Percentage Payment Rate Flag pprflg 9(1) 243Percentage Payment Factor ppr 9(1)v9(4) 244 - 248Dialysis Pay esrdcov 9(1)v9(4) 249 - 253Dialysis Co-Pay esrdcoins 9(1)v9(4) 254 - 258Fee Schedule Indicator:0 = No fee schedule pricing1 = Fee schedule pricing
fsind 9(1) 259
Fee Schedule Table fstable X(13) 260 - 272Lab Coverage Factor labcov 9(1)v9(4) 273 - 277Lab Coinsurance Factor labcoins 9(1)v9(4) 278 - 282Lab Fee Schedule Carrier labcarrier X(12) 283 - 294National Coverage Factor mamcov 9(1)v9(4) 295 - 299National Coinsurance Factor mamcoins 9(1)v9(4) 300 - 304National Fee Schedule Carrier mamcarrier X(12) 305 - 316Other Coverage Factor othcov 9(1)v9(4) 317 - 321Other Coinsurance Factor othcoins 9(1)v9(4) 322 - 326Other Fee Schedule Carrier othcarrier X(12) 327 - 338
Table 11-16: Medicare ESRD Rate Calculator Variables - medout.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 152
Physician Coverage Factor rehcov 9(1)v9(4) 339 - 343Physician Coinsurance Factor rehcoins 9(1)v9(4) 344 - 348Physician Fee Schedule Carrier rehcarrier X(12) 349 - 360Eligible Telehealth Facility telehealth 9(1) 361DME Coverage Factor dmecov
9(1)v9(4)362 - 366
DME Coinsurance Factor dmecoins 9(1)v9(4)
367 - 371
DME Fee Schedule Carrier dmecarrier X(12) 372 - 383DME Rural Indicator rural_ind 9(1) 384Filler X(53) 385 - 437
Table 11-17: Medicare ESRD Extended Rate Calculator Variables - medext.dat
Field Description Variable Name Format PositionHospital Number pfac X(16) 1 - 16Paysource Code psrc X(13) 17 - 29Hospital Number with NPI/Taxonomy
pfac X(20) 1 - 20
Paysource (Payer) Code with NPI/Taxonomy
psrc X(9) 21 - 29
Effective Date effdate 9(8) 30 - 37Patient Type pattype X(1) 38Filler X(1) 39 Adjusted Outlier Services MAP - Adult
adj_map_adlt 9(8)v9(2) 40 - 49
Adjusted Outlier Services MAP - Pediatric
adj_map_ped 9(8)v9(2) 50 - 59
Age Factor - Array - Separately Payable Services
agefact_sep [30] 6 characters, 5 times
9(1)v9(5) 60 - 89
Bundle Age Factor - Array bundle_ agefact[30] 6 characters, 5 times
9(1)v9(5) 90 - 119
Filler X(15) 120 - 134BMI Factor - Separately Payable Services
bmifactor_sep 9(1)v9(5) 135 - 140
Bundle BMI Factor bundle_bmifactor 9(1)v9(5) 141 - 146Bundle BSA Adjustment Factor
bundle_bsaadj 9(1)v9(4) 147 - 151
Bundle BSA Adjustment Factor - Separately Payable Services
bundle_bsaadj_sep 9(1)v9(5) 152 - 157
Bundle Average BSA bundle_avgbsa 9(1)v9(4) 158 - 162
Table 11-16: Medicare ESRD Rate Calculator Variables - medout.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 153
Bundle Budget Neutrality Factor
bundle_bnf 9(1)v9(6) 163 - 169
Bundle Labor-Related Portion bundle_ls 9(1)v9(5) 170 - 175Bundle Wage Index bundle_wi 9(1)v9(4) 176 - 180Comorbidity Factor - Array comrbd_factor [36]
6 characters, 6 times9(1)v9(5) 181 - 216
Filler X(36) 217 - 252Comorbidity Factor - Array - Separately Payable Services
comrbd_factor_sep [36]6 characters, 6 times
9(1)v9(5) 253 - 288
Filler X(36) 289 - 324Drug Dispensing Fee dispense_fee 9(2)v9(2) 325 - 328Fixed Loss Dollar Amount - Adult
floss_adlt 9(8)v9(2) 329 - 338
Fixed Loss Dollar Amount - Pediatric
floss_ped 9(8)v9(2) 339 - 348
Fixed Loss Sharing Percentage
floss_pct 9(1)v9(4) 349 - 353
Low Volume Factor lvfac 9(1)v9(4) 354 - 358Low Volume - Separately Payable Services
lvfac_sep 9(1)v9(4) 359 - 363
Onset Adjustment onsetadj 9(1)v9(4) 364 - 368Onset Days onsetdays 9(3) 369 - 371Onset Factor - Separately Payable Services
onsetadj_sep 9(1)v9(5) 372 - 377
Pediatric PD < 13 ped_pd_13 9(1)v9(5) 378 - 383Pediatric PD < 13 - Separately Payable Services
ped_pd_13_sep 9(1)v9(5) 384 - 389
Pediatric PD > 13 ped_pd_17 9(1)v9(5) 390- 395Pediatric PD > 13 - Separately Payable Services
ped_pd_17_sep 9(1)v9(5) 396 - 401
Pediatric HD < 13 ped_hd_13 9(1)v9(5) 402 - 407Pediatric HD < 13 - Separately Payable Services
ped_hd_13_sep 9(1)v9(5) 408 - 413
Pediatric HD > 13 ped_hd_17 9(1)v9(5) 414 - 419Pediatric HD > 13 - Separately Payable Services
ped_hd_17_sep 9(1)v9(5) 420 - 425
PPS Training Adjustment trainingadj 9(3)v9(2) 426 - 430Unadjusted PPS Rate base_rate 9(8)v9(2) 431 - 440Part D Blended Amount part_d_blend 9(3)v9(2) 441 - 445Bundled Blend Factor bundle_blend 9(1)v9(2) 446 - 448Quality Reduction Factor qualredfact 9(1)v9(4) 449 - 453
Table 11-17: Medicare ESRD Extended Rate Calculator Variables - medext.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 154
11.2.6.5 Medicare FQHC
Extended Fee Schedule Table
fsexttable X(13) 454 - 466
Return Code Override0 = Do not override Return
Code 04, 05, and 381 = Override Return Code 04,
05, and 38
rc_over 9(1) 467
Rural Adjustment Factor rural_adj 9(1)v9(5) 468 - 473Rural Adjustment Factor - Separately Billable
rural_adj_sep 9(1)v9(5) 474 - 479
Filler X(28) 480 - 507Pricer Type prcr_type X(2) 508 - 509 Key Type key_type X(1) 510
Table 11-18: Medicare FQHC Rate Calculator Variables - medout.dat
Field Description Variable Name Position FormatGeographical Adjustment Factor (GAF) gaf 39 - 43 9(1)v9(4)Markup/Discount Factor markup 44 - 48 9(1)v9(4)IPPE/AWV Adjustment Factor ippeadjfact 49 - 53 9(1)v9(4)Telehealth Fee Schedule Rate
NoteNo longer utilized, as this rate is in the FQHC Fee Schedule Data Files.
telehealth 54 - 63 9(8)v9(2)
Base Rate baserate 64 - 73 9(8)v9(2)FQHC Coverage Factor fqhccov 74 - 78 9(1)v9(4)FQHC Coinsurance Factor fqhccoin 79 - 83 9(1)v9(4)Sequestration Reduction Factor sequest_reduc 84 - 88 9(1)v9(4)Chronic Care Management (CCM)/ Behavioral Health Integration (BHI) Payment Rate
NoteNo longer utilized, as this rate is in the FQHC Fee Schedule Data Files.
ccmrate 89 - 98 9(8)v9(2)
Facility Type0 = All other FQHCs1 = Grandfathered tribal FQHCs
facility_type 99 9(1)
Table 11-17: Medicare ESRD Extended Rate Calculator Variables - medext.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 155
11.2.7.6 Medicare HHA
Collaborative Care Model (CoCM) Services Payment Rate
NoteNo longer utilized, as this rate is in the FQHC Fee Schedule Data Files.
cocmrate 100 - 109 9(8)v9(2)
Fee Schedule Table fstable 110 - 112 X(13)Filler 113 - 122 X(10)National Carrier natcarrier 123 - 134 X(12)National Coverage Factor natcov 135 - 139 9(1)v9(4)National Coinsurance Factor natcoins 140 - 144 9(1)v9(4)Other Carrier othcarrier 145 - 156 X(12)Other Coverage Factor othcov 157 - 161 9(1)v9(4)Other Coinsurance Factor othcoins 162 - 166 9(1)v9(4)Filler 167 - 437 X(271)
Table 11-19: Medicare HHA Rate Calculator Variables - medout.dat
Field Description Variable Name Position FormatPhysical Therapy National Per Visit Rate - 042X rev_42_rate 39 - 48 9(8)v9(2)Occupational Therapy National Per Visit Rate - 043X
rev_43_rate 49 - 58 9(8)v9(2)
Speech-Language Pathology National Per Visit Rate - 044X
rev_44_rate 59 - 68 9(8)v9(2)
Skilled Nursing National Per Visit Rate - 055X rev_55_rate 69 - 78 9(8)v9(2)Medical Social Services National Per Visit Rate - 056X
rev_56_rate 79 - 88 9(8)v9(2)
Home Health Aide National Per Visit Rate - 057X
rev_57_rate 89 - 98 9(8)v9(2)
Federal Standard Episode Rate fed_rate 99 - 108 9(8)v9(2)Labor Portion labor 109 - 114 9(1)v9(5)LUPA Add-On Amount lupaaddon 115 - 124 9(8)v9(2)Outlier Fixed Loss Amount outlier 125 - 134 9(8)v9(2)Outlier Payment Percent outlier_pct 135 - 139 9(1)v9(4)Reasonable Cost Factor factor 140 - 144 9(1)v9(4)Percentage Payment Rate Flag pprflg 145 9(1)Percentage Payment Rate ppr 146 - 150 9(1)v9(4)Markup/Discount Factor markup 151 - 155 9(1)v9(4)Hospital Quality Indicator hospqualind 156 9(1)
Table 11-18: Medicare FQHC Rate Calculator Variables - medout.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 156
Fee Schedule Indicator fsind 157 9(1)Fee Schedule Table fstable 158 - 170 X(13)Physician Coverage Factor rehcov 171 - 175 9(1)v9(4)Physician Coinsurance Factor rehcoins 176 - 180 9(1)v9(4)Physician Location/Carrier Code rehcarrier 181 - 192 X(12)National Coverage Factor mamcov 193 - 197 9(1)v9(4)National Coinsurance Factor mamcoins 198 - 202 9(1)v9(4)National Location/Carrier Code mamcarrier 203 - 214 X(12)Other Coverage Factor othcov 215 - 219 9(1)v9(4)Other Coinsurance Factor othcoins 220 - 224 9(1)v9(4)Other Location/Carrier Code othcarrier 225 - 236 X(12)Non-Routine Supplies Conversion Factor nrsfactor 237 - 246 9(8)v9(2)RAP Payment Percentage for Initial Episodes rap_init 247 - 251 9(1)v9(4)RAP Payment Percentage for Subsequent Episodes
rap_subs 252 - 256 9(1)v9(4)
Rural Add-On - All Other rural_addon 257 - 261 9(1)v9(4)Skilled Nursing (SN) LUPA Add-On Factor sn_addon 262 - 266 9(1)v9(4)Physical Therapy (PT) LUPA Add-On Factor pt_addon 267 - 271 9(1)v9(4)Speech Language Pathology (SLP) LUPA Add-On Factor
slp_addon 272 - 276 9(1)v9(4)
Physical Therapy Per Unit Rate rev_42_unit_rate 277 - 286 9(8)v9(2)Occupational Therapy Per Unit Rate rev_43_unit_rate 287 - 296 9(8)v9(2)Speech Language Pathology Per Unit Rate rev_44_unit_rate 297 - 306 9(8)v9(2)Skilled Nursing Per Unit Rate rev_55_unit_rate 307 - 316 9(8)v9(2)Medical Social Services Per Unit Rate rev_56_unit_rate 317 - 326 9(8)v9(2)Home Health Aide Per Unit Rate rev_57_unit_rate 327 - 336 9(8)v9(2)Value-Based Purchasing (VBP) Adjustment Factor
vbp_adj 337 - 342 9(1)v9(5)
Rural Add-On – High Utilization high_rural_addon 343 - 347 9(1)v9(4)Rural Add-On – Low Pop. Density low_rural_addon 348 - 352 9(1)v9(4)Transitional National 60-Day Episode Rate transitional_rate 353 - 362 9(8)v9(2)Transitional Outlier Fixed Loss Amount transitional_outlier 363 - 372 9(8)v9(2)HHA Not Eligible for RAP Reimbursement0 = HHA is eligible for RAP reimbursement1 = HHA is not eligible for RAP reimbursement
rap_exempt 373 9(1)
Return Code 57 Override0 = Do not bypass claim-level Pricer Return
Code 571 = Bypass claim-level Pricer Return Code 57
rc57_override 374 9(1)
Filler 375 - 437 X(63)
Table 11-19: Medicare HHA Rate Calculator Variables - medout.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 157
11.2.8.7 Medicare Hospice
Table 11-20: Medicare Hospice Rate Calculator Variables - medout.dat
Field Description Variable Name Position FormatMark-up/Discount Factor markup 39 - 43 9(1)v9(4)Routine Home Care, Days 1 - 60 Labor Share high_rhc_lrate 44 - 53 9(8)v9(2)Routine Home Care, Days 1 - 60 Non-Labor Share high_rhc_nlrate 54 - 63 9(8)v9(2)
Routine Home Care, Days 61+ Labor Share low_rhc_lrate 64 - 73 9(8)v9(2)
Routine Home Care, Days 61+ Non- Labor Share low_rhc_nlrate 74 - 83 9(8)v9(2)Continuous Home Care Labor Share chc_lrate 84 - 93 9(8)v9(2)Continuous Home Care Non-Labor Share chc_nlrate 94 - 103 9(8)v9(2)Inpatient Respite Care Labor Share irc_lrate 104 - 113 9(8)v9(2)Inpatient Respite Care Non-Labor Share lrc_nlrate 114 - 123 9(8)v9(2)General Inpatient Care Labor Share gip_lrate 124 - 133 9(8)v9(2)General Inpatient Care Non-Labor Share gip_nlrate 134 - 143 9(8)v9(2)Fee Schedule Name fstable 144 - 156 X(13)National Carrier natcarrier 157 - 168 X(12)Physician Carrier physcarrier 169 - 180 X(12)Other Carrier othcarrier 181 - 192 X(12)Sequestor Factor sequest_reduc 193 - 197 9(1)v9(4)Filler 198 - 437 X(240)
Optum | www.optum.com August 19, 2021 Page 158
11.2.9 COBOL Platform11.2.10.1 Medicare APC-HOPD
Table 11-21: Medicare APC-HOPD COBOL Hospital Rate File Variables - hosprate.dat
Field Description Variable Name Positions FormatLabor-Related Portion Y2R-LABOR 251 - 256 9(1)v9(5)Wage Index Y2R-WI 257 - 262 9(1)v9(5)Facility Type 01 = Rural hospital with 100 beds or fewer
or rural Sole Community Hospital (SCH)
02 = Cancer center03 = Children’s hospital04 = Rural hospital under 50 beds05 = OPPS exempt06 = Other SCH07 = Other rural hospital (Not SCH)08 = Free-standing non-residential opioid
treatment facilityOtherwise, 00
Y2R-FACILITY-TYPE 263 - 264 9(2)
Multiple Significant Procedure Payment Discount Factor - Factor for Highest Weighted Procedure
Y2R-DISCOUNT1 265 - 269 9(1)v9(4)
Multiple Significant Procedure Payment Discount Factor - Factor for all Other Procedures (Paystatus T)
Y2R-DISCOUNT2 270 - 274 9(1)v9(4)
Multiple Significant Procedure Payment Discount Filler Area
275 - 284 X(10)
Discontinued Procedure Payment Discount
Y2R-DMODPCT 285 - 289 9(1)v9(4)
Outpatient Ratio of Cost to Charges Y2R-RCC 290 - 295 9(1)v9(5)Inpatient Deductible Y2R-INPDED 296 - 305 9(8)v9(2)1996 Ratio of Payment to Charges Y2R-RPC 306 - 310 9(1)v9(4)Outlier Payment Percent Y2R-OUTLIER-PCT 311 - 315 9(1)v9(4)Outlier Payment Factor Y2R-OUTLIER-FAC 316 - 320 9(1)v9(4)Transitional Corridor 90% Factor 1 Y2R-TRANS90-1 321 - 322 v9(2)Transitional Corridor 90% Factor 2 Y2R-TRANS90-2 323 - 324 v9(2)Transitional Corridor 80% Factor 1 Y2R-TRANS80-1 325 - 326 v9(2)Transitional Corridor 80% Factor 2 Y2R-TRANS80-2 327 - 328 v9(2)Transitional Corridor 70% Factor 1 Y2R-TRANS70-1 329 - 330 v9(2)Transitional Corridor 70% Factor 2 Y2R-TRANS70-2 331 - 332 v9(2)Transitional Corridor Less Than 70% Y2R-TRANSLT70 333 - 334 v9(2)Transitional Corridor Factor, Cancer Centers or Small Rural Facilities
Y2R-TRANSCSR 335 - 337 9(1)v9(2)
Transitional Corridor Multiplier Y2R-TRANSMULT 338 - 342 9(1)v9(4)
Optum | www.optum.com August 19, 2021 Page 159
Ambulance Rural Factor Y2R-AMBRURAL 343 - 347 9(1)v9(4)Ambulance Non-Rural Factor Y2R-AMBNONRURAL 348 - 352 9(1)v9(4)Hospital Quality Indicator Y2R-HOSPQUALIND 353 X(1)Hospital Quality Reduction Factor Y2R-QUALREDFACT 354 - 358 9(1)v9(4)Filler 359 - 365 X(7)Fee Schedule Indicator0 = No fee schedule pricing1 = Fee schedule pricing
Y2R-FSIND 366 9(1)
Fee Schedule Table Y2R-FSTABLE 367 - 379 X(13)Ambulance Coverage Factor Y2R-AMBCOV 380 - 384 9(1)v9(4)Ambulance Coinsurance Factor Y2R-AMBCOINS 385 - 389 9(1)v9(4)Ambulance Location/Carrier Code
NoteFor Medicare pricing, Ambulance Carrier Code is based on patient zip code at point of pickup.
Y2R-AMBCARRIER 390 - 401 X(12)
DMEPOS Coverage Factor Y2R-DMECOV 402 - 406 9(1)v9(4)DMEPOS Coinsurance Factor Y2R-DMECOINS 407 - 411 9(1)v9(4)DMEPOS Location/Carrier Code Y2R-DMECARRIER 412 - 423 X(12)Lab Coverage Factor Y2R-LABCOV 424 - 428 9(1)v9(4)Lab Coinsurance Factor Y2R-LABCOINS 429 - 433 9(1)v9(4)Lab Location/Carrier Code Y2R-LABCARRIER 434 - 445 X(12)Mammography Coverage Factor Y2R-MAMCOV 446 - 450 9(1)v9(4)Mammography Coinsurance Factor Y2R-MAMCOINS 451 - 455 9(1)v9(4)Mammography Location/Carrier Code Y2R-MAMCARRIER 456 - 467 X(12)Rehabilitation Coverage Factor Y2R-REHCOV 468 - 472 9(1)v9(4)Rehabilitation Coinsurance Factor Y2R-REHCOINS 473 - 477 9(1)v9(4)Rehabilitation Location/Carrier Code Y2R-REHCARRIER 478 - 489 X(12)Other Coverage Factor Y2R-OTHCOV 490 - 494 9(1)v9(4)Other Coinsurance Factor Y2R-OTHCOINS 495 - 499 9(1)v9(4)Other Location/Carrier Code Y2R-OTHCARRIER 500 - 511 X(12)Pro-Rata Reduction for Pass-through Drugs and Biologicals
Y2R-PRDRUG 512 - 516 9(1)v9(4)
Pro-Rata Reduction Factor for Pass-through Devices
Y2R-PRDEVICE 517 - 521 9(1)v9(4)
Total Reimbursement Discount Factor Y2R-DISCOUNT 522 - 526 9(1)v9(4)Laboratory Ratio of Cost to Charges Y2R-LABRCC 527 - 532 9(1)v9(5)OPPS Exempt Factor Y2R-EXEMPT-FACT 533 - 537 9(1)v9(4)Outlier Fixed Cost Threshold Y2R-OUTLEIR-THRESH 538 - 547 9(8)v9(2)
Table 11-21: Medicare APC-HOPD COBOL Hospital Rate File Variables - hosprate.dat
Field Description Variable Name Positions Format
Optum | www.optum.com August 19, 2021 Page 160
11.2.11.2 Medicare ASC
Reasonable Cost Factor Y2R-RCOST-FACT 548 - 552 9(1)v9(4)Rural Adjustment Factor Y2R-RURAL-FACT 553 - 557 9(1)v9(4)Extended Fee Schedule Table Y2R-FSEXTTABLE 558 - 570 X(13)Sequester Factor Y2R-SEQUEST 571 - 575 9(1)v(9)4Non-Emergency ESRD Ambulance Reduction Factor
Y2R-ESRD-REDUC 576 - 580 9(1)v9(4)
Computed (CT) Tomography Reduction Factor
Y2R-CT-REDUC 581 - 585 9(1)v9(4)
DME Rural Indicator0 = Non-Rural (Urban) Facility for DME
Services1 = Rural Facility for DME Services
Y2R-RURAL-IND 586 9(1)
X-Ray With Film Reduction Factor Y2R-FX-REDUC 587 - 591 9(1)v9(4)PBD Reduction Factor (PN) Y2R-PN-REDUC 592 - 596 9(1)v9(4)Implantable Device RCC Y2R-ID-RCC 597 - 602 9(1)v9(5)Traditional Medicare Switch0 = Apply Medicare Advantage
Requirements 1 = Apply Medicare Fee-for-Service (FFS)
Requirements
Y2R-TRADMED-SW 603 9(1)
Ambulance Base Rate Reduction Factor - 2 Patients
Y2R-AMB-REDUC2 604 - 608 9(1)v9(4)
Ambulance Base Rate Reduction Factor -> 2 Patients
Y2R-AMB-REDUC3 609 - 613 9(1)v9(4)
Computed Radiography Reduction Factor Y2R-FY-REDUC 614 - 618 9(1)v9(4)PBD Reduction Factor (PO) Y2R-PO-REDUC 619 - 623 9(1)v9(4)Filler 624 - 793 X(170)
Table 11-22: Medicare ASC Hospital Rate File Variables - hosprate.dat
Field Description Variable Name Format PositionLabor-Related Portion Y1R-LABOR 9v9(5) 251 - 256Wage Index Y1R-WI 9v9(5) 257 - 262Multiple Procedure Discount Factor - First Procedure
Y1R-DISCOUNT1 9(1)v9(4) 263 - 267
Multiple Procedure Discount Factor – All Other Procedures
Y1R-DISCOUNT2 9(1)v9(4) 268 - 272
Discontinued Procedure Discount Y1R-DMODPCT 9(1)v9(4) 273 - 277Payment Percentage Rate Flag Y1R-PPRFLG 9(1) 278Payment Percentage Rate Y1R-PPR 9(1)v9(4) 279 - 283
Table 11-21: Medicare APC-HOPD COBOL Hospital Rate File Variables - hosprate.dat
Field Description Variable Name Positions Format
Optum | www.optum.com August 19, 2021 Page 161
11.2.12.3 Medicare CAH Method II
11.2.13.4 Medicare ESRD
Markup/Discount Factor Y1R-MARKUP 9(1)v9(4) 284 - 288Payment Limit Flag Y1R-PAYLIM 9(1) 289Payment Limit Factor Y1R-PAYPCT 9(1)v9(4) 290 - 294Fee Schedule Indicator0 = No fee schedule pricing1 = Fee schedule pricing
Y1R-FSIND 9(1) 295
Fee Schedule Table Y1R-FSTABLE X(13) 296 - 308ASC Coverage Factor Y1R-ASRCOV 9(1)v9(4) 309 - 313ASC Coinsurance Factor Y1R-ASRCOINS 9(1)v9(4) 314 - 318ASC Fee Schedule Carrier Y1R-ASRCARRIER X(12) 319 - 330Other Coverage Factor Y1R-OTHCOV 9(1)v9(4) 331 - 335Other Coinsurance Factor Y1R-OTHCOINS 9(1)v9(4) 336 - 340Other Fee Schedule Carrier Y1R-OTHCARRIER X(12) 341 - 352Quality Reduction Factor Y1R-QUAL-
REDUCT9(1)v9(4) 353 - 357
Allow Payment for Ancillary Only Claims0 = Do not allow payment for ancillary only
claims1 = Allow payment for ancillary only claims
Y1R-SURG-PROC-OVR
X(1) 358
Filler X(435) 359 - 793NMPRF Version Y1R-VERSION X(7) 794 - 800
Table 11-23: Medicare CAH Method II COBOL Rate Calculator Variables - hosp05.dat
Field Description Variable Name Format PositionPractitioner Adjustment C2R-PRAC-ADJ 9(1)v9(4) 251 - 255Filler X(538) 256 - 793NMPRF Version C2R-VERSION X(7) 794 - 800
Table 11-24: Medicare ESRD COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format PositionCBSA Rate E1R-CBSARATE 9(8)v9(2) 251 - 260MSA Wage Adjusted Rate E1R-ADJMSARATE 9(8)v9(2) 261 - 270MSA Add-On E1R-MSAFACTOR 9(1)v9(4) 271 - 275Labor-Related Portion E1R-LS 9(1)v9(5) 276 - 281
Table 11-22: Medicare ASC Hospital Rate File Variables - hosprate.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 162
Wage Index E1R-WI 9(1)v9(4) 282 - 286Drug Add-on Factor E1R-DRUGFACT 9(1)v9(4) 287 - 291Budget Neutrality Factor E1R-BNF 9(1)v9(6) 292 - 298Mark-up/Discount Factor E1R-MARKUP 9(1)v9(4) 299 - 303Blend Factor E1R-BLEND 9(1)v9(2) 304 - 306Facility Type E1R-FACTYPE 9(2) 307 - 308Age Factor - Array E1R-AGEFACT [30]
5 characters,6 times
9(1)v9(4) 309 - 338
Filler X(15) 339 - 353BMI Factor - Array E1R-BMIFACT [15]
5 characters,3 times
9(1)v9(4) 354 - 368
Filler X(15) 369 - 383Hemo, Peritoneal, or CCPD Training E1R-TRAINADJ 9(8)v9(2) 384 - 393CAPD Training E1R-CAPDADJ 9(8)v9(2) 394 - 403Home Dialysis for CAPD or CCPD Factor E1R-HOMEADJ 9(1)v9(6) 404 - 410Core-Based Statistical Area (CBSA) E1R-CBSA X(5) 411 - 415Filler X(16) 416 - 431Average BSA E1R-AVGBSA 9(1)v9(4) 432 - 436BSA Exponent Increment E1R-BSAINCR 9(1)v9(2) 437 - 439BSA Adjustment Factor E1R-BSAADJ 9(1)v9(4) 440 - 444Pediatric BSA Adjustment E1R-PEDBSA 9(1)v9(4) 445 - 449Reasonable Cost Factor E1R-FACTOR 9(1)v9(4) 450 - 454Percentage Payment Rate Flag E1R-PPRFLG 9(1) 455 - 455Percentage Payment Rate E1R-PPR 9(1)v9(4) 456 - 460Dialysis Pay E1R-ESRDCOV 9(1)v9(4) 461 - 465Dialysis Co-pay E1R-ESRDCOINS 9(1)v9(4) 466 - 470Fee Schedule Indicator0 = No fee schedule pricing1 = Fee schedule pricing
E1R-FSIND 9(1) 471 - 471
Fee Schedule Table E1R-FSTABLE X(13) 472 - 484Lab Coverage Factor E1R-LABCOV 9(1)v9(4) 485 - 489Lab Coinsurance Factor E1R-LABCOINS 9(1)v9(4) 490 - 494Lab Fee Schedule Carrier E1R-LABCARRIER X(12) 495 - 506National Coverage Factor E1R-MAMCOV 9(1)v9(4) 507 - 511National Coinsurance Factor E1R-MAMCOINS 9(1)v9(4) 512 - 516National Fee Schedule Carrier E1R-MAMCARRIER X(12) 517 - 528Other Coverage Factor E1R-OTHCOV 9(1)v9(4) 529 - 533Other Coinsurance Factor E1R-OTHCOINS 9(1)v9(4) 534 - 538
Table 11-24: Medicare ESRD COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 163
Other Fee Schedule Carrier E1R-OTHCARRIER X(12) 539 - 550Physician Coverage Factor E1R-REHCOV 9(1)v9(4) 551 - 555Physician Coinsurance Factor E1R-REHCOINS 9(1)v9(4) 556 - 560Physician Fee Schedule Carrier E1R-REHCARRIER X(12) 561 - 572Eligible Telehealth Facility E1R-TELEHEALTH 9(1) 573DME Coverage Factor E1R-DMECOV 9(1)v9(4) 574 - 578DME Coinsurance Factor E1R-DMECOINS
9(1)v9(4)579 - 583
DME Fee Schedule Carrier E1R-DMECARRIER X(12) 584 - 595DME Rural Indicator E1R-RURAL-IND 9(1) 596Filler X(197) 597 - 793NMPRF Version E1R-VERSION X(7) 794 - 800Pricer Type E1R-PRICER-TYPE X(2) 801 - 802Key Type E1R-KEY-TYPE X(1) 803
Table 11-25: Medicare ESRD Extended Rate Calculator Variables COBOL - hospext.dat
Field Description Variable Name Format PositionHospital Number HER-HOSP X(16) 1 - 16Paysource (Payer) Code HER-PCODE X(13) 17 - 29Hospital Number with NPI/Taxonomy HER-HOSP X(20) 1 - 20Paysource (Payer) Code with NPI/Taxonomy
HER-PCODE X(9) 21 - 29
Patient Type HER-PATTYPE X(1) 30Effective Date Sequence Code Extension
HER-ESEQ-EXT X(1) 31
Effective Date Sequence Code (Set by Base Rate Calculator Program)
HER-ESEQ 9(4) 32 - 35
Effective Date of Rate Calculator Variables
HER-EDATE
Effective Century/Year HER-EDATE-CCYY 9(4) 36 - 39 Effective Month HER-EDATE-MM 9(2) 40 - 41 Effective Day HER-EDATE-DD 9(2) 42 - 43Filler X(8) 44 - 51Adjusted Outlier Services MAP – Adult
E1R0-ADJ-MAP-ADLT 9(8)v9(2) 52 - 61
Adjusted Outlier Services MAP – Pediatric
E1R0-ADJ-MAP-PED 9(8)v9(2) 62 - 71
Table 11-24: Medicare ESRD COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 164
Age Factor –Array – Separately Payable Services
E1R0-SEP-AGEFACT [30]6 characters, 5 times
9(1)v9(4) 72 - 101
Bundle Age Factor –Array E1R0-BUNDLE- AGEFACT[30]6 characters, 5 times
9(1)v9(4) 102 - 131
Filler X(15) 132 - 146BMI Factor – Separately Payable Services
E1R0-BMIFACTOR-SEP
9(1)v9(5) 147 - 152
Bundle BMI Factor E1R0-BUNDLE-BMIFACTOR
9(1)v9(5) 153 - 158
Bundle BSA Adjustment Factor E1R0-BUNDLE-BSAADJ
9(1)v9(4) 159 - 163
Bundle BSA Adjustment Factor – Separately Payable Services
E1R0-BUNDLE-BSAADJ-SEP
9(1)v9(5) 164 - 169
Bundle Average E1R0-BSABUNDLE-AVGBSA
9(1)v9(4) 170 - 174
Bundle Budget Neutrality Factor E1R0-BUNDLE-BNF 9(1)v9(6) 175 - 181Bundle Labor-Related Portion E1R0-BUNDLE-LS 9(1)v9(5) 182 - 187Bundle Wage Index E1R0-BUNDLE-WI 9(1)v9(4) 188 - 192Comorbidity Factor – Array E1R0-COMRBD-
FACTOR [36] 6 characters, 6 times
9(1)v9(5) 193 - 228
Filler X(36) 229 - 264Comorbidity Factor – Array – Separately Payable Services
E1R0-COMRBD-FACTOR-SEP [36] 6 characters 6 times
9(1)v9(5) 265 - 300
Filler X(36) 301 - 336Drug Dispensing Fee E1R0-DISPENSE-FEE 9(2)v9(2) 337 - 340Fixed Loss Dollar Amount – Adult E1R0-FLOSS-ADLT 9(8)v9(2) 341 - 350Fixed Loss Dollar Amount – Pediatric E1R0-FLOSS-PED 9(8)v9(2) 351 - 360Fixed Loss Sharing Percentage E1R0-FLOSS-PCT 9(1)v9(4) 361 - 365Low Volume E1R0-LVFAC 9(1)v9(4) 366 - 370Low Volume – Separately Payable Services
E1R0-LVFAC-SEP 9(1)v9(4) 371 - 375
Onset Adjustment E1R0-ONSETADJ 9(1)v9(4) 376 - 380Onset Days E1R0-ONSETDAYS 9(3) 381 - 383Onset Factor – Separately Payable Services
E1R0-ONSETADJ-SEP 9(1)v9(5) 384 - 389
Pediatric PD < 13 E1R0-PED-PD-13 9(1)v9(5) 390 - 395Pediatric PD < 13 – Separately Payable Services
E1R0-PED-PD-13-SEP 9(1)v9(5) 396 - 401
Table 11-25: Medicare ESRD Extended Rate Calculator Variables COBOL - hospext.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 165
11.2.14.5 Medicare FQHC
Pediatric PD > 13 E1R0-PED-PD-17 9(1)v9(5) 402 - 407Pediatric PD > 13 – Separately Payable Services
E1R0-PED-PD-17-SEP 9(1)v9(5) 408 - 413
Pediatric HD < 13 E1R0-PED-HD-13 9(1)v9(5) 414 - 419Pediatric HD < 13 – Separately Payable Services
E1R0-PED-HD-13-SEP 9(1)v9(5) 420 - 425
Pediatric HD > 13 E1R0-PED-HD-17 9(1)v9(5) 426 - 431Pediatric HD > 13 – Separately Payable Services
E1R0-PED-HD-17-SEP 9(1)v9(5) 432 - 437
PPS Training Adjustment E1R0-PPS-TRAININADJ
9(3)v9(2) 438 - 442
Unadjusted PPS Rate E1R0-BASE-RATE 9(8)v9(2) 443 - 452Part D Blended Amount E1R0-PART-D-BLEND 9(3)v9(2) 453 - 457Bundled Blend Factor E1R0-BUNDLE-BLEND 9(1)v9(2) 458 – 460Quality Reduction Factor E1R0-QUALREDFACT 9(1)v9(4) 461 - 465Extended Fee Schedule Table E1R0-FSEXTTABLE X(13) 466 - 478Return Code Override0 = Do not override Return Code 04,
05, and 381 = Override Return Code 04, 05,
and 38
E1R0-RC-OVER 9(1) 479
Rural Adjustment Factor E1R0-RURAL-ADJ 9(1)v9(5) 480 - 485Rural Adjustment Factor - Separately Billable
E1R0-RURAL-ADJ-SEP 9(1)v9(5) 486 - 491
Filler X(306) 492 - 797Pricer Type E1R0-PRCR-TYPE X(2) 798 - 799Key Type E1R0-KEY-TYPE X(1) 800
Table 11-26: Medicare FQHC COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Position FormatGeographical Adjustment Factor (GAF) FQ1-GAF 251 - 255 9(1)v9(4)Mark-up/Discount Factor FQ1-MARKUP 256 - 260 9(1)v9(4)IPPE/AWV Adjustment Factor FQ1-IPPEADJFACT 261 - 265 9(1)v9(4)Telehealth Fee Schedule Rate
NoteNo longer utilized, as this rate is in the FQHC Fee Schedule Data Files.
FQ1-TELEHEALTH 266 - 275 9(8)v9(2)
Table 11-25: Medicare ESRD Extended Rate Calculator Variables COBOL - hospext.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 166
11.2.15.6 Medicare HHA
Base Rate FQ1-BASERATE 276 - 285 9(8)v9(2)FQHC Coverage Factor FQ1-FQHCCOV 286 - 290 9(1)v9(4)FQHC Coinsurance Factor FQ1-FQHCCOIN 291 - 295 9(1)v9(4)Sequestration Reduction Factor FQ1-SEQUEST-
REDUC296 - 300 9(1)v9(4)
Chronic Care Management (CCM)/ Behavioral Health Integration (BHI) Payment Rate
NoteNo longer utilized, as this rate is in the FQHC Fee Schedule Data Files.
FQ1-CCMRATE 301 - 310 9(8)v9(2)
Facility Type0 = All other FQHCs1 = Grandfathered tribal FQHCs
FQ1-FACILITYTYPE 311 9(1)
Collaborative Care Model (CoCM) Services Payment Rate
NoteNo longer utilized, as this rate is in the FQHC Fee Schedule Data Files.
FQ1-COCMRATE 312 - 321 9(8)v9(2)
Fee Schedule Table FQ1-FSTABLE 322 - 334 X(13)National Carrier FQ1-NATCARRIER 335 - 346 X(12)National Coverage Factor FQ1-NATCOV 347 - 351 9(1)v9(4)National Coinsurance Factor FQ1-NATCOINS 352 - 356 9(1)v9(4)Other Carrier FQ1-OTHCARRIER 357 - 368 X(12)Other Coverage Factor FQ1-OTHCOV 369 - 373 9(1)v9(4)Other Coinsurance Factor FQ1-OTHCOINS 374 - 378 9(1)v9(4)Filler 379 - 793 X(415)NMPRF Version FQ1-VERSION 794 - 800 X(7)
Table 11-27: Medicare HHA COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Position FormatPhysical Therapy National Per Visit Rate - 042X
H1R-REV-42-RATE 251 - 260 9(8)v9(2)
Occupational Therapy National Per Visit Rate - 043X
H1R-REV-43-RATE 261 - 270 9(8)v9(2)
Speech-Language Pathology National Per Visit Rate - 044X
H1R-REV-44-RATE 271 - 280 9(8)v9(2)
Table 11-26: Medicare FQHC COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 167
Skilled Nursing National Per Visit Rate - 055X
H1R-REV-55-RATE 281 - 290 9(8)v9(2)
Medical Social Services National Per Visit Rate - 056X
H1R-REV-56-RATE 291 - 300 9(8)v9(2)
Home Health Aide National Per Visit Rate - 057X
H1R-REV-57-RATE 301 - 310 9(8)v9(2)
Federal Standard Episode Rate H1R-FED-RATE 311 - 320 9(8)v9(2)Labor Portion H1R-LABOR 321 - 326 9(1)v9(5)LUPA Add-On Amount H1R-LUPAADDON 327 - 336 9(8)v9(2)Outlier Fixed Loss Amount H1R-OUTLIER 337 - 346 9(8)v9(2)Outlier Payment Percent H1R-OUTLIER-PCT 347 - 351 9(1)v9(4)Reasonable Cost Factor H1R-FACTOR 352 - 356 9(1)v9(4)Percentage Payment Rate Flag H1R-PPRFLG 357 9(1)Percentage Payment Rate H1R-PPR 358 - 362 9(1)v9(4)Markup/Discount Factor H1R-MARKUP 363 - 367 9(1)v9(4)Hospital Quality Indicator H1R-HOSPQUALIND 368 9(1)Fee Schedule Indicator H1R-FSIND 369 9(1)Fee Schedule Table H1R-FSTABLE 370 - 382 X(13)Physician Coverage Factor H1R-REHCOV 383 - 387 9(1)v9(4)Physician Coinsurance Factor H1R-REHCOINS 388 - 392 9(1)v9(4)Physician Location/Carrier Code H1R-REHCARRIER 393 - 404 X(12)National Coverage Factor H1R-MAMCOV 405 - 409 9(1)v9(4)National Coinsurance Factor H1R-MAMCOINS 410 - 414 9(1)v9(4)National Location/Carrier Code H1R-MAMCARRIER 415 - 426 X(12)Other Coverage Factor H1R-OTHCOV 427 - 431 9(1)v9(4)Other Coinsurance Factor H1R-OTHCOINS 432 - 436 9(1)v9(4)Other Location/Carrier Code H1R-OTHCARRIER 437 - 448 X(12)Non-Routine Supplies Conversion Factor H1R-NRSFACTOR 449 - 458 9(8)v9(2)RAP Payment Percentage for Initial Episodes
H1R-RAP-INIT 459 - 463 9(1)v9(4)
RAP Payment Percentage for Subsequent Episodes
H1R-RAP-SUBS 464 - 468 9(1)v9(4)
Rural Add-On - All Other H1R-RURAL-ADDON 469 - 473 9(1)v9(4)Skilled Nursing (SN) LUPA Add-On Factor
H1R-SN-LUPA-ADDON 474 - 478 9(1)v9(4)
Physical Therapy (PT) LUPA Add-On Factor
H1R-PT-LUPA-ADDON 479 - 483 9(1)v9(4)
Speech Language Pathology (SLP) LUPA Add-On Factor
H1R-SLP-LUPA-ADDON
484 - 488 9(1)v9(4)
Physical Therapy Per Unit Rate H1R-REV42-UNIT-RATE
489 - 498 9(8)v9(2)
Table 11-27: Medicare HHA COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 168
11.2.16.7 Medicare Hospice
Occupational Therapy Per Unit Rate H1R-REV43-UNIT-RATE
499 - 508 9(8)v9(2)
Speech Language Pathology Per Unit Rate
H1R-REV44-UNIT-RATE
509 - 518 9(8)v9(2)
Skilled Nursing Per Unit Rate H1R-REV55-UNIT-RATE
519 - 528 9(8)v9(2)
Medical Social Services Per Unit Rate H1R-REV56-UNIT-RATE
529 - 538 9(8)v9(2)
Home Health Aide Per Unit Rate H1R-REV57-UNIT-RATE
539 - 548 9(8)v9(2)
Value-Based Purchasing (VBP) Adjustment Factor
H1R-VBP-ADJ 549 - 554 9(1)v9(5)
Rural Add-On – High Utilization H1R-HIGH-RURAL-ADDON
555 - 559 9(1)v9(4)
Rural Add-On – Low Pop. Density H1R-LOW-RURAL-ADDON
560 - 564 9(1)v9(4)
Transitional National 60-Day Episode Rate
H1R-TRANSITIONAL-RATE
565 - 574 9(8)v9(2)
Transitional Outlier Fixed Loss Amount H1R-TRANSITIONAL-OUTLIER
575 - 584 9(8)v9(2)
HHA Not Eligible for RAP Reimbursement 0 = HHA is eligible for RAP
reimbursement1 = HHA is not eligible for RAP
reimbursement
H1R-RAP-EXEMPT 585 9(1)
Return Code 57 Override0 = Do not bypass claim-level Pricer
Return Code 571 = Bypass claim-level Pricer Return
Code 57
H1R-RC57-OVERRIDE 586 9(1)
Filler 587 - 793 X(207)NMPRF Version H1R-VERSION 794 - 800 X(7)
Table 11-28: Medicare Hospice COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Position FormatMark-up/Discount Factor HS1-MARKUP 251 - 255 9(1)v9(4)Routine Home Care, Days 1 - 60 Labor Share HS1-HIGH-
RHC-LRATE256 - 265 9(8)v9(2)
Routine Home Care, Days 1 - 60 Non-Labor Share HS1-HIGH-RHC-NLRATE
266 - 275 9(8)v9(2)
Table 11-27: Medicare HHA COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 169
Routine Home Care, Days 61+ Labor Share HS1-LOW-RHC-LRATE
276 - 285 9(8)v9(2)
Routine Home Care, Days 61+ Non-Labor Share HS1-LOW-RHC-NLRATE
286 - 295 9(8)v9(2)
Continuous Home Care Labor Share HS1-CHC-LRATE
296 - 305 9(8)v9(2)
Continuous Home Care Non-Labor Share HS1-CHC-NLRATE
306 - 315 9(8)v9(2)
Inpatient Respite Care Labor Share HS1-IRC-LRATE 316 - 325 9(8)v9(2)Inpatient Respite Care Non-Labor Share HS1-IRC-
NLRATE326 - 335 9(8)v9(2)
General Inpatient Care Labor Share HS1-GIP-LRATE 336 - 345 9(8)v9(2)General Inpatient Care Non-Labor Share HS1-GIP-
NLRATE346 - 355 9(8)v9(2)
Fee Schedule Name HS1-FSTABLE 356 - 368 X(13)National Carrier HS1-
NATCARRIER369 - 380 X(12)
Physician Carrier HS1-PHYSCARRIER
381 - 392 X(12)
Other Carrier HS1-OTHCARRIER
393 - 404 X(12)
Sequestor Factor HS1-SEQUEST-REDUC
405 - 409 9(1)v9(4)
Filler 410 - 793 X(384)NMPRF Version VERSION 794 - 800 X(7)
Table 11-28: Medicare Hospice COBOL Rate Calculator Variables - hosprate.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 170
11.3 Physician Layouts11.3.1 C Platform
11.3.2.1 Medicare Physician
Table 11-29: Medicare Physician Rate Calculator Variables - medphys.dat
Field Description Variable Name Format PositionConditional Bilateral Discount Factor bilat1 9(1)v9(4) 39 - 43Independent Bilateral Discount Factor bilat2 9(1)v9(4) 44 - 48Co-Surgery Discount Factor cosurg 9(1)v9(4) 49 - 53Assistant to Surgery Discount Factor astsurg 9(1)v9(4) 54 - 58Sanction/Preclusion Flag0 = Provider has not been sanctioned or
precluded1 = Provider has been sanctioned by the
OIG and is not eligible for Medicare reimbursement
2 = Provider has been precluded and is not eligible for Medicare reimbursement
3 = Provider has been precluded and/or sanctioned by the OIG and is not eligible for Medicare reimbursement
sanction 9(1) 59
Filler X(9) 60 - 68Multiple Surgical Procedure Discount Factor - Highest Paid Service
discount1 9(1)v9(4) 69 - 73
Multiple Surgical Procedure Discount Factor - Second through Fifth Highest Paid Services
discount2 9(1)v9(4) 74 - 78
Multiple Diagnostic Imaging Procedure Discount Factor - Technical Highest Paid Service
tcdisc1 9(1)v9(4) 79 - 83
Multiple Diagnostic Imaging Procedure Discount Factor - Technical Not Highest Paid Service
tcdisc2 9(1)v9(4) 84 - 88
Reasonable Charge Factor rcf 9(1)v9(4) 89 - 93Anesthesia Minutes (used for calculating Anesthesia Time Units)
anesthmin 9(4) 94 - 97
Monitored Anesthesia Reduction Factor anesthreduc 9(1)v9(4) 98 - 102Estimate Bonus Payments/Calculate MACRA QPP Adjustments0 = Do not estimate bonus payments/
calculate MACRA QPP adjustments for this provider
1 = Estimate bonus payments/calculate MACRA QPP adjustments for this provider
bonus_req 9(1) 103
Primary Care Health Professional Shortage Area (HPSA) Bonus Payment Factor
phpsa 9(1)v9(4) 104 - 108
Optum | www.optum.com August 19, 2021 Page 171
Mental Health Professional Shortage Area (HPSA) Bonus Payment Factor
mhhpsa 9(1)v9(4) 109 - 113
HPSA Surgical Incentive Payment (HSIP) Factor
NoteThe HSIP program expired on December 31, 2015; therefore the HSIP Factor has been set to zero effective January 1, 2016.
hsip 9(1)v9(4) 114 - 118
Primary Care Incentive Payment (PCIP) Factor
NoteThe PCIP program expired on December 31, 2015; therefore the PCIP Factor has been set to zero effective January 1, 2016.
pcip 9(1)v9(4) 119 - 123
PCIP Eligibility1 = Provider is eligible for PCIP bonus
payments (i.e. primary care services accounted for 60% or more of the allowed Part B charges for this provider in a given time period)
0 = Provider is not eligible for PCIP bonus payments
NoteThe PCIP program expired on December 31, 2015; therefore the PCIP Eligibility field has been set to zero effective January 1, 2016.
pcip_elg 9(1) 124
Mental Health Limitation Factor mhlim 9(1)v9(4) 125 - 129Markup/Discount Adjustment Factor markup 9(1)v9(4) 130 - 134Fee Schedule Table fstable X(13) 135 - 147Extended Fee Schedule Table fsexttable X(13) 148 - 160Ambulance Coverage Factor ambcov 9(1)v9(4) 161 - 165Ambulance Coinsurance Factor ambcoins 9(1)v9(4) 166 - 170Filler X(15) 171 - 185DMEPOS Coverage Factor dmecov 9(1)v9(4) 186 - 190DMEPOS Coinsurance Factor dmecoins 9(1)v9(4) 191 - 195Lab Coverage Factor labcov 9(1)v9(4) 196 - 200Lab Coinsurance Factor labcoins 9(1)v9(4) 201 - 205National Coverage Factor natcov 9(1)v9(4) 206 - 210National Coinsurance Factor natcoins 9(1)v9(4) 211 - 215Physician Fee Schedule Coverage Factor pfscov 9(1)v9(4) 216 - 220
Table 11-29: Medicare Physician Rate Calculator Variables - medphys.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 172
Physician Fee Schedule Coinsurance Factor pfscoins 9(1)v9(4) 221 - 225Other Coverage Factor othcov 9(1)v9(4) 226 - 230Other Coinsurance Factor othcoins 9(1)v9(4) 231 - 235Multiple Diagnostic Imaging Procedure Discount Factor – Professional Component - Highest Paid Service
pcdisc1 9(1)v9(4) 236 - 240
Multiple Diagnostic Imaging Procedure Discount Factor – Professional Component -Not Highest Paid Service
pcdisc2 9(1)v9(4) 241 - 245
Multiple Diagnostic Imaging Cardiovascular Procedure Discount Factor – Technical Component -Highest Paid Service
cvtcdisc1 9(1)v9(4) 246 - 250
Multiple Diagnostic Imaging Cardiovascular Procedure Discount Factor – Technical Component - Not Highest Paid Service
cvtcdisc2 9(1)9(4) 251 - 255
Multiple Diagnostic Imaging Opthalmology Procedure Discount Factor – Technical Component -Highest Paid Service
ophtcdisc1 9(1)v9(4) 256 - 260
Multiple Diagnostic Imaging Opthalmology Procedure Discount Factor – Technical Component - Not Highest Paid Service
ophtcdisc2 9(1)v9(4) 261 - 265
Non-Emergency ESRD Ambulance Reduction Factor
esrd_reduc 9(1)v9(4) 266 - 270
Electronic Health Record Adjustment Factor ehr 9(1)v9(4) 271- 275Physician Quality Reporting Adjustment Factor
pqrs 9(1)v9(4) 276 - 280
Value-Based Payment Modifier Adjustment Factor
val_based 9(1)v9(4) 281 - 285
Computed Tomography (CT) Reduction Factor
cttcreduc 9(1)v9(4) 286 - 290
X-Ray With Film Reduction Factor fx_reduc 9(1)v9(4) 291 - 295Ambulance Base Rate Reduction Factor - 2 Patients
amb_reduc2 9(1)v9(4) 296 - 300
Ambulance Base Rate Reduction Factor - > 2 Patients
amb_reduc3 9(1)v9(4) 301 - 305
Traditional Medicare Switch0 = Apply Medicare Advantage requirements 1 = Apply Medicare Fee-for-Service (FFS)
requirements
tradmed_sw 9(1) 306
Specialty Code spec_code X(2) 307 - 308Computed Radiography Reduction Factor fy_reduc 9(1)v9(4) 309 - 313Sequestration Factor seq_factor 9(1)v9(4) 314 - 318Closed Rate Record Flag closed_fac 9(1) 319Factor File Name fac_table X(13) 320 - 332
Table 11-29: Medicare Physician Rate Calculator Variables - medphys.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 173
11.3.3 COBOL Platform11.3.4.1 Medicare Physician
Bypass Charge Cap0 = Apply charge cap1 = Bypass charge cap
bypass_chargecap
9(1) 333
Filler X(104) 334 - 437NMPRF Version Number version X(7) 438 - 444Filler - Payer Specific X(13) 445 - 457Filler X(38) 458 - 495
Table 11-30: Medicare Physician COBOL Rate Calculator Variables - hosp04.dat
Field Description Variable Name Format PositionConditional Bilateral Discount Factor
P3R-BILAT1 9(1)v9(4) 251 - 255
Independent Bilateral Discount Factor
P3R-BILAT2 9(1)v9(4) 256 - 260
Co-Surgery Discount Factor P3R-COSURG 9(1)v9(4) 261 - 265Assistant to Surgery Discount Factor
P3R-ASTSURG 9(1)v9(4) 266 - 270
Sanction/Preclusion Flag0 = Provider has not been
sanctioned or precluded1 = Provider has been sanctioned
by the OIG and is not eligible for Medicare reimbursement
2 = Provider has been precluded and is not eligible for Medicare reimbursement
3 = Provider has been precluded and/or sanctioned by the OIG and is not eligible for Medicare reimbursement
P3R-SANCTION 9(1) 271
Filler X(9) 272 - 280Multiple Surgical Procedure Discount Factor - Highest Paid Service
P3R-DISCOUNT1 9(1)v9(4) 281 - 285
Multiple Surgical Procedure Discount Factor - Second through Fifth Highest Paid Services
P3R-DISCOUNT2 9(1)v9(4) 286 - 290
Multiple Diagnostic Imaging Procedure Discount Factor - Technical Highest Paid Service
P3R-TCDISC1 9(1)v9(4) 291 - 295
Table 11-29: Medicare Physician Rate Calculator Variables - medphys.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 174
Multiple Diagnostic Imaging Procedure Discount Factor - Technical Not Highest Paid Service
P3R-TCDISC2 9(1)v9(4) 296 - 300
Reasonable Charge Factor P3R-RCF 9(1)v9(4) 301 - 305Anesthesia Minutes (used for calculating Anesthesia Time Units)
P3R-ANESTHMIN 9(4) 306 - 309
Monitored Anesthesia Reduction Factor
P3R-ANESTHRED 9(1)v9(4) 310 - 314
Estimate Bonus Payments/Calculate MACRA QPP Adjustments0 = Do not estimate bonus
payments/calculate MACRA QPP adjustments for this provider
1 = Estimate bonus payments/calculate MACRA QPP adjustments for this provider
P3R-BONUS-REQ 9(1) 315
Primary Care Health Professional Shortage Area (HPSA) Bonus Payment Factor
P3R-PHPSA 9(1)v9(4) 316 - 320
Mental Health Professional Shortage Area (HPSA) Bonus Payment Factor
P3R-MHHPSA 9(1)v9(4) 321 - 325
HPSA Surgical Incentive Payment (HSIP) Factor
NoteThe HSIP program expired on December 31, 2015; therefore the HSIP Factor has been set to zero effective January 1, 2016.
P3R-HSIP 9(1)v9(4) 326 - 330
Primary Care Incentive Payment (PCIP) Factor
NoteThe PCIP program expired on December 31, 2015; therefore the PCIP Factor has been set to zero effective January 1, 2016.
P3R-PCIP 9(1)v9(4) 331 - 335
Table 11-30: Medicare Physician COBOL Rate Calculator Variables - hosp04.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 175
PCIP Eligibility1 = Provider is eligible for PCIP
bonus payments (i.e. primary care services accounted for 60% or more of the allowed Part B charges for this provider in a given time period)
0 = Provider is not eligible for PCIP bonus payments
NoteThe PCIP program expired on December 31, 2015; therefore the PCIP Eligibility field has been set to zero effective January 1, 2016.
P3R-PCIP-ELG 9(1) 336
Mental Health Limitation Factor P3R-MHLIM 9(1)v9(4) 337 - 341Markup/Discount Adjustment Factor
P3R-MARKUP 9(1)v9(4) 342 - 346
Fee Schedule Table P3R-FS-TBL X(13) 347 - 359Extended Fee Schedule Table P3R-FSEXT-TBL X(13) 360 - 372Ambulance Coverage Factor P3R-AMB-COV 9(1)v9(4) 373 - 377Ambulance Coinsurance Factor P3R-AMB-COINS 9(1)v9(4) 378 - 382Multiple Diagnostic Imaging Procedure Discount Factor – Professional Highest Paid Service
P3R-PCDISC1 9(1)v9(4) 383 - 387
Multiple Diagnostic Imaging Procedure Discount Factor – Professional Not Highest Paid Service
P3R-PCDISC2 9(1)v9(4) 388 - 392
Filler X(5) 393 - 397DMEPOS Coverage Factor P3R-DME-COV 9(1)v9(4) 398 - 402DMEPOS Coinsurance Factor P3R-DME-COINS 9(1)v9(4) 403 - 407Lab Coverage Factor P3R-LAB-COV 9(1)v9(4) 408 - 412Lab Coinsurance Factor P3R-LAB-COINS 9(1)v9(4) 413 - 417National Coverage Factor P3R-NATL-COV 9(1)v9(4) 418 - 422National Coinsurance Factor P3R-NATL-COINS 9(1)v9(4) 423 - 427Physician Fee Schedule Coverage Factor
P3R-PFS-COV 9(1)v9(4) 428 - 432
Physician Fee Schedule Coinsurance Factor
P3R-PFS-COINS 9(1)v9(4) 433 - 437
Other Coverage Factor P3R-OTH-COV 9(1)v9(4) 438 - 442Other Coinsurance Factor P3R-OTH-COINS 9(1)v9(4) 443 - 447
Table 11-30: Medicare Physician COBOL Rate Calculator Variables - hosp04.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 176
Multiple Diagnostic Imaging Cardiovascular Procedure Discount Factor – Technical Component -Highest Paid Service
P3R-CVTCDISC1 9(1)v9(4) 448 - 452
Multiple Diagnostic Imaging Cardiovascular Procedure Discount Factor – Technical Component - Not Highest Paid Service
P3R-CVTCDISC2 9(1)v9(4) 453 - 457
Multiple Diagnostic Imaging Opthalmology Procedure Discount Factor – Technical Component -Highest Paid Service
P3R-OPHTCDISC1 9(1)v9(4) 458 - 462
Multiple Diagnostic Imaging Opthalmology Procedure Discount Factor – Technical Component - Not Highest Paid Service
P3R-OPHTCDISC2 9(1)v9(4) 463 - 467
Non-Emergency ESRD Ambulance Reduction Factor
P3R-ESRD-REDUC 9(1)v9(4) 468 - 472
Electronic Health Record Adjustment Factor
P3R-EHR 9(1)v9(4) 473 - 477
Physician Quality Reporting Adjustment Factor
P3R-PQRS 9(1)v9(4) 478 - 482
Value-Based Payment Modifier Adjustment Factor
P3R-VAL-BASED 9(1)v9(4) 483 - 487
CT Reduction Factor P3R-CTTCREDUC 9(1)v9(4) 488 - 492X-Ray With Film Reduction Factor P3R-FX-REDUC 9(1)v9(4) 493 - 497Ambulance Base Rate Reduction Factor - 2 Patients
P3R-AMB-REDUC2 9(1)v9(4) 498 - 502
Ambulance Base Rate Reduction Factor - > 2 Patients
P3R-AMB-REDUC3 9(1)v9(4) 503 - 507
Traditional Medicare Switch0 = Apply Medicare Advantage
requirements 1 = Apply Medicare Fee-for-
Service (FFS) requirements
P3R-TRADMED-SW 9(1) 508
Specialty Code P3R-SPEC-CODE X(2) 509 - 510Computed Radiography Reduction Factor
P3R-FY-REDUC 9(1)v9(4) 511 - 515
Sequestration Factor P3R-SEQ-FACTOR 9(1)v9(4) 516 - 520Closed Rate Record Flag P3R-CLOSED-FAC 9(1) 521Factor File Name P3R-FAC-TABLE X(13) 522 - 534Bypass Charge Cap0 = Apply charge cap1 = Bypass charge cap
P3R-BYPASS-CHARGECAP
9(1) 535
Table 11-30: Medicare Physician COBOL Rate Calculator Variables - hosp04.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 177
Filler X(258) 536 - 793NMPRF Version Number P3R-VERSION X(7) 794 - 800
Table 11-30: Medicare Physician COBOL Rate Calculator Variables - hosp04.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 178
12 Medicaid Hospital Rate Calculator File Layouts
This chapter provides the layouts for the Medicaid Hospital Rate Calculator Files. This chapter includes the following sections:
• Inpatient Layouts- C Platform
- Arizona Medicaid- California Medicaid- Florida Medicaid- Georgia Medicaid- Illinois Medicaid- Illinois Medicaid APR- Indiana Medicaid APR- Iowa Medicaid- Kansas Medicaid- Kentucky Medicaid- Michigan Medicaid APR- Nebraska Medicaid- Nebraska Medicaid APR- New Jersey Medicaid- New Mexico Medicaid- New York Medicaid APR- North Carolina Medicaid- Ohio Medicaid- Ohio Medicaid APR- Pennsylvania Medicaid- Pennsylvania Medicaid APR- South Carolina Medicaid- Texas Medicaid- Virginia Medicaid & Virginia Medicaid APR- Washington Healthcare Authority Case-Based- Washington Healthcare Authority Non Case-Based- Washington Medicaid- Washington Medicaid APR
Optum | www.optum.com August 19, 2021 Page 179
- Wisconsin Medicaid- COBOL Platform
- New Jersey Medicaid- Pennsylvania Medicaid- Washington Healthcare Authority Case-Based- Washington Healthcare Authority Non Case-Based
• Outpatient Layouts- Illinois Medicaid APG- New Mexico Medicaid APC- New York Medicaid APG (effective October 01, 2019)- New York Medicaid APG (prior to October 01, 2019)- Virginia Medicaid APG- Washington Medicaid APG- Wisconsin Medicaid APG
Optum | www.optum.com August 19, 2021 Page 180
12.1 Inpatient Layouts12.1.1 C Platform
12.1.2.1 Arizona Medicaid
12.1.3.2 California Medicaid
Table 12-1: Arizona Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionDRG Standardized Base Rate base 9(8)v9(2) 39 - 48Hospital-Specific Cost-to-Charge Ratio rcc 9(1)v9(4) 49 - 53Hold Harmless Adjustor Factor hold 9(1)v9(4) 54 - 58Markup/Discount Adjustment Factor markup 9(1)v9(4) 59 - 63Provider Payment Adjustor provadj 9(1)v9(4) 64 - 68Cost Outlier Threshold cot 9(8)v9(2) 69 - 78Age Cut-Off for Age Policy Adjustor cutage 9(3) 79 - 81Interim Claim Minimum Length of Stay icminlos 9(4) 82 - 85Interim Claim Per Diem Payment icpay 9(8)v9(2) 86 - 95Hospital Type0 = All Other1 = Long Term Acute Care2 = Rehabilitation3 = Psychiatric
type 9(1) 96
Long Term Acute Care Per Diem Amount ltpd 9(8)v9(2) 97 - 106Rehabilitation Per Diem Amount rpd 9(8)v9(2) 107 - 116Psychiatric Per Diem Amount pspd 9(8)v9(2) 117 - 126Outlier RCC outrcc 9(1)v9(5) 127 - 132Filler X(305) 133 - 437
Table 12-2: California Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionDRG Standardized Base Rate base 9(8)v9(2) 39 - 48Hospital-Specific Cost-to-Charge Ratio rcc 9(1)v9(5) 49 - 54Age Cut-Off For Age Policy Adjustor cutage 9(3) 55 - 57Case-Mix Adjustment Factor casemix 9(1)v9(5) 58 - 63Interim Day Threshold intday 9(4) 64 - 67Interim Claim Per Diem intdiem 9(8)v9(2) 68 - 771st Cost Outlier Threshold cot1 9(8)v9(2) 78 - 87
Optum | www.optum.com August 19, 2021 Page 181
12.1.4.3 Florida Medicaid
2nd Cost Outlier Threshold
NoteEffective July 01, 2017, outlier payments are calculated using a single cost outlier threshold.
cot2 9(8)v9(2) 88 - 97
1st Marginal Cost Percentage mcf1 9(1)v9(5) 98 - 1032nd Marginal Cost Percentage
NoteEffective July 01, 2017, outlier payments are calculated using a single marginal cost percentage.
mcf2 9(1)v9(5) 104 - 109
Low Cost Outlier Threshold lowcot1 9(8)v9(2) 110 - 119Neonatal Intensive Care Unit nicu 9(1) 120Rehabilitation Per Diem Rules rehabrule 9(1) 121Rehabilitation Per Diem rehab 9(8)v9(2) 122 - 131Markup/Discount Adjustment Factor markup 9(1)v9(5) 132 - 137Obstetrics Policy Adjustor obadj 9(1)v9(4) 138 - 142Filler X(295) 143 - 437
Table 12-3: Florida Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionDRG Standardized Base Rate base 9(8)v9(2) 39 - 48Hospital-Specific Cost-to-Charge Ratio rcc 9(1)v9(5) 49 - 54Age Cut-Off For Age Policy Adjustor cutage 9(3) 55 - 57Case-Mix Adjustment Factor casemix 9(1)v9(5) 58 - 63Hospital Case-Mix hmix 9(1)v9(5) 64 - 69Hospital Category1 = All Other2 = Rural3 = LTAC4 = Medicaid Utilization and High Outlier
Payment
provcat 9(1) 70
Provider Adjustor provadj 9(1)v9(5) 71 - 76Hospital Average Per Discharge Self-Funded IGT Add-On Payment
sfitgf 9(8)v9(2) 77 - 86
Hospital Average Per Discharge Automatic IGT Add-On Payment
aitgf 9(8)v9(2) 97 - 106
Cost Outlier Threshold cot 9(8)v9(2) 97 - 106Marginal Cost Percentage mcf 9(1)v9(5) 107 - 112
Table 12-2: California Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 182
12.1.5.4 Georgia Medicaid
12.1.6.5 Illinois Medicaid
Markup/Discount Adjustment Factor markup 9(1)v9(5) 113 - 118Trauma Payment Percentage trauma 9(1)v9(4) 119 - 123Marginal Cost Factor 2 mcf2 9(1)v9(4) 124 -128Filler X(309) 129 - 437
Table 12-4: Georgia Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionFiller X(7) 39 - 45Hospital Base Rate base 9(8)v9(2) 46 - 55Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 56 - 60Marginal Cost Factor mcf 9(1)v9(4) 61 - 65Transfer Payment Flag trans_flag X(1) 66Cost Outlier Payment Flag outl_flag X(1) 67Capital Add-On cappaddon 9(8)v9(2) 68 - 77Graduate Medical Education (GME) Add-On gmeaddon 9(8)v9(2) 78 - 87Markup/Discount Adjustment Factor markup 9(1)v9(5) 88 - 93Newborn Add-On newbornaddon 9(8)v9(2) 94 - 103Newborn Add-On for Rural Hospitals nwbrnruraladdon 9(8)v9(2) 104 - 113
Provider Payment Act Factor ppa_factor 9(1)v9(4) 114 - 118
Filler X(319) 119 - 437
Table 12-5: Illinois Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionTotal Base Rate blend 9(5)v9(2) 39 - 45Federal Rate fwa 9(5)v9(2) 46 - 52Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 53 - 57IME Adjustment Factor (must be 1.0 or greater; default to 1.0)
imea 9(1)v9(6) 58 - 64
Transfer-in Adjustment Factor transfac 9(1)v9(4) 65 - 69Marginal Cost Factor for LOS Outliers mcfl 9(1)v9(2) 70 - 72Hospital Specific Cost Outlier Threshold cot 9(5)v9(2) 73 - 79Cost Outlier Factor cof 9(1)v9(2) 80 - 82Marginal Cost Factor for Non-Burn Cost Outliers mcfc 9(1)v9(2) 83 - 85
Table 12-3: Florida Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 183
12.1.7.6 Illinois Medicaid APR
Marginal Cost Factor for Burns Cost Outliers mcfbc 9(1)v9(2) 86 - 88Capital Add-on cap 9(4)v9(2) 89 - 94Direct Medical Education Add-on meded 9(4)v9(2) 95 - 100Disproportionate Share Hospital Add-on dsh 9(4)v9(2) 101 - 106Medicaid High Volume Add-on mhva 9(4)v9(2) 107 - 112Non-Physician Anesthesia Add-on crna 9(4)v9(2) 113 - 118Level III Perinatal Center Indicator 0 = Hospital does not have center 1 = Hospital has Level III perinatal center
perinatal 9(1) 119
Medicaid Percentage Adjustment medpercent 9(8)v9(2) 120 - 129Mark-up/Discount Factor markup 9(1)v9(4) 130 - 134HAC Reduction Amount hacra 9(8)v9(2) 135 - 144Potentially Preventable Readmission (PPR) Reduction Factor
red_fact 9(1)v9(6) 145 - 151
Provider Rate Reductions (PRR) Factor prr_fact 9(1)v9(4) 152 - 156Filler X(281) 157 - 437
Table 12-6: Illinois Medicaid APR Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionFacility Type0 = All others1 = Level II, II+, or III perinatal hospital2 = Safety net hospital not designated as a
children’s hospital 3 = Meets the criteria for both facility types 1
& 2
fac_type 9(1) 39
Base Rate baserate 9(8)v9(2) 40 - 49Medicaid High Volume Add-On (MHVA) mhva 9(8)v9(2) 50 - 59Trauma Policy Adjustor trauma_adjustor 9(1)v9(4) 60 - 64Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 65 - 69Fixed Loss Threshold threshold 9(8)v9(2) 70 - 79SOI of 1 Adjustment Factor soi1_adjust_fact 9(1)v9(4) 80 - 84SOI of 2 Adjustment Factor soi2_adjust_fact 9(1)v9(4) 85 - 89SOI of 3 Adjustment Factor soi3_adjust_fact 9(1)v9(4) 90 - 94SOI of 4 Adjustment Factor soi4_adjust_fact 9(1)v9(4) 95 - 99Rate Reduction Factor rate_reduct_fact 9(1)v9(4) 100 - 104Potentially Preventable Readmission (PPR) Reduction Factor
ppr_fact 9(1)v9(4) 105 - 109
Markup/Discount Factor markup 9(1)v9(4) 110 - 114Safety Net Hospital Add-On snh_addon 9(8)v9(2) 115 - 124
Table 12-5: Illinois Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 184
12.1.8.7 Indiana Medicaid APR
12.1.9.8 Iowa Medicaid
Medicaid Percentage Adjustment mpa 9(8)v9(2) 125 - 134Filler X(303) 135 - 437
Table 12-7: Indiana Medicaid APR Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionHospital Base Rate base 9(8)v9(2) 39 - 48Psychiatric Per Diem psychdiem 9(8)v9(2) 49 - 58Rehabilitation Per Diem rehabdiem 9(8)v9(2) 59 - 68Burn Per Diem burndiem 9(8)v9(2) 69 - 78Capital Per Diem capdiem 9(8)v9(2) 79 - 88Medical Education Per Diem meddiem 9(8)v9(2) 89 - 98Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 99 - 103Cost Outlier Threshold cot 9(8)v9(2) 104 - 113Marginal Cost Factor mcf 9(1)v9(2) 114 - 116Markup/Discount Adjustment Factor markup 9(1)v9(4) 117 - 121Lesser of Charges or Allowed Amount Flag 0 = Apply Lesser of Charges or Allowed Amount Logic1 = Do Not Apply Lesser of Charges or Allowed
Amount Logic
lesser_flg 9(1) 122
Filler X(315) 123 - 437
Table 12-8: Iowa Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variables Name Format PositionFacility Type0 = Acute care facility1 = Critical access hospital2 = Neonatal level 2 facility3 = Neonatal level 3 facility4 = Swing bed unit
fac_type 9(1) 39
Hospital Base Rate base 9(8)v9(2) 40 - 49Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(7) 50 - 57Markup/Discount Adjustment Factor markup 9(1)v9(5) 58 - 63Statewide Average DRG Rate statewide_base 9(8)v9(2) 64 - 73Cost Threshold cost_threshold 9(8)v9(2) 74 - 83Statewide Outlier Factor outlier_factor 9(1)v9(4) 84 - 88Marginal Cost Factor mcf 9(1)v9(4) 89 - 93
Table 12-6: Illinois Medicaid APR Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 185
12.1.10.9 Kansas Medicaid
12.1.11.10 Kentucky Medicaid
Long Stay Marginal Cost Factor long_mcf 9(1)v9(4) 94 - 98Short Stay Marginal Cost Factor short_mcf 9(1)v9(4) 99 - 103Swing Bed Per Diem swingbed_perdiem 9(8)v9(2) 104 - 113Filler X(324) 114 - 437
Table 12-9: Kansas Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionFacility Type0 = Acute care facility1 = Border city children’s hospital
fac_type 9(1) 39
Hospital Base Rate base 9(8)v9(2) 40 - 49Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(7) 50 - 57Filler X(8) 58 - 65Cost Outlier Adjustment Factor cotadj 9(1)v9(2) 66 - 68Day Outlier Adjustment Factor dayadj 9(1)v9(2) 69 - 71Markup/Discount Adjustment Factor markup 9(1)v9(5) 72 - 77Graduate Medical Education (GME) Adjustment FactorCritical Access Hospital (CAH) Adjustment Factor
cah_adj 9(2)v9(4) 85 - 90
Extended Cost Outlier Adjustment Factor cotadj_ext 9(1)v9(4) 91 - 95Extended Day Outlier Adjustment Factor dayadj_ext 9(1)v9(4) 96 - 100Reduction Factor red_fact 9(1)v9(4) 101 - 105Filler X(332) 106 - 437
Table 12-10: Kentucky Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionHospital Base Rate base 9(8)v9(2) 39 - 48Operating Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 49 - 53Operating Indirect Medical Education (IME) Factor
ime 9(1)v9(9) 54 - 63
Capital IME Factor cime 9(1)v9(9) 64 - 73Marginal Cost Factor: Cost Outliers mcfc 9(1)v9(4) 74 - 78Markup/Discount Adjustment Factor markup 9(1)v9(4) 79 - 83Capital Base Rate cbase 9(8)v9(2) 84 - 93Capital Ratio of Cost-to-Charges (RCC) crcc 9(1)v9(4) 94 - 98
Table 12-8: Iowa Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variables Name Format Position
Optum | www.optum.com August 19, 2021 Page 186
12.1.12.11 Michigan Medicaid APR
Critical Access Hospital Per Diem cahpd 9(8)v9(2) 99 - 108Psychiatric Per Diem psypd 9(8)v9(2) 109 - 118Rehabilitation Per Diem rehabpd 9(8)v9(2) 119 - 128Long Term Acute Care Hospital Per Diem ltcpd 9(8)v9(2) 129 - 138Cost Threshold cot 9(8)v9(2) 139 - 148Nursery Level No longer utilized, effective October 1, 2015.
nurslev X(1) 149
Facility Type: 00 = Acute care hospital 01 = Critical Access Hospital (CAH) 02 = Psychiatric hospital or Distinct Part Unit
(DPU) 03 = Rehabilitation hospital or DPU 04 = Long term acute care hospital
facttype X(2) 150 - 151
Medicaid High Volume Per Diem
NoteNo longer utilized, effective October 01, 2015.
hvpd 9(8)v9(2) 152 - 161
Transplant Payment Percentage
NoteNo longer utilized, effective October 01, 2015.
transpct 9(1)v9(4) 162 - 166
Transplant Payment Maximum
NoteNo longer utilized, effective October 01, 2015.
transmax 9(8)v9(2) 167 - 176
Marginal Cost Factor 2 mcfc2 9(1)v9(4) 177 - 181Kentucky Medicaid Adjustment Factor kadj 9(1)v9(4) 182 - 186COVID-19 DRG Weight Factor covid_fact 9(1)v9(4) 187 - 191Filler X(246) 192 - 437
Table 12-11: Michigan Medicaid APR Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionHospital Base Rate hosp_rate 9(5)v9(2) 39 - 45Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 46 - 50Indirect Medical Education (IME) Adjustment Factor
ime_adjustor 9(1)v9(6) 51 - 57
Daily Rate Factor daily_rate_factor 9(1)v9(2) 58 - 60Max Cost Threshold max_cost_thresh 9(6)v9(2) 61 - 68
Table 12-10: Kentucky Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 187
12.1.13.12 Nebraska Medicaid
Cost Outlier Factor cost_outlier_factor 9(1)v9(2) 69 - 71NICU Accreditation Indicator nicu_ind 9(1) 72Hospital Capital Rate Per Discharge hosp_capital 9(5)v9(2) 73 - 79Markup/Discount Adjustment Factor hosp_markup 9(1)v9(5) 80 - 85Hospital Short Stay Rate hss_rate 9(8)v9(2) 86 - 95Filler X(342) 96 - 437
Table 12-12: Nebraska Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionFiller X(7) 39 - 45Hospital Base Rate base 9(8)v9(2) 46 - 55Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 56 - 60Cost Outlier Threshold thresh 9(8)v9(2) 61 - 70 Marginal Cost Factor: Other mcf 9(1)v9(4) 71 - 75Marginal Cost Factor: Burns mcf_burn 9(1)v9(4) 76 - 80Capital Per Diem capital_diem 9(8)v9(2) 81 - 90Subspecialty Care Unit Flag subs_flag X(1) 91Direct Medical Education (DME) Add-On dme 9(8)v9(2) 92 - 101Indirect Medical Education (IME) Adjustment Factor
ime 9(1)v9(6) 102 - 108
Markup/Discount Adjustment Factor markup 9(1)v9(4) 109 - 113Psychiatric Per Diem: Tier 1 psych_diem 9(8)v9(2) 114 - 123Rehabilitation Per Diem rehab_diem 9(8)v9(2) 124 - 133Critical Access Cost-based Per Diem cah_diem 9(8)v9(2) 134 - 143Critical Access Facility Flag cah_flag X(1) 144Psychiatric Per Diem: Tier 2 psych_diem2 9(8)v9(2) 145 - 154Psychiatric Per Diem: Tier 3 psych_diem3 9(8)v9(2) 155 - 164Psychiatric Per Diem: Tier 4 psych_diem4 9(8)v9(2) 165 - 174RCC for Unstable DRGs rcc_unstable 9(1)v9(4) 175 - 179RCC for Transplant DRGs rcc_transplant 9(1)v9(4) 180 - 184DME Add-on for Unstable DRGs dme_unstable 9(8)v9(2) 185 - 194DME Add-on for Transplant DRGs dme_transplant 9(8)v9(2) 195 - 204Filler X(233) 205 - 437
Table 12-11: Michigan Medicaid APR Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 188
12.1.14.13 Nebraska Medicaid APR
12.1.15.14 New Jersey Medicaid
Table 12-13: Nebraska Medicaid APR Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionPayer Type payer_type X(1) 39Filler X(6) 40 - 45Hospital Base Rate base 9(8)v9(2) 46 - 55Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 56 - 60Ratio of Cost-to-Charges: Transplants rcc_transplant 9(1)v9(4) 61 - 65Filler X(25) 66 - 90Marginal Cost Factor: Other mcf 9(1)v9(4) 91 - 95Marginal Cost Factor: Burns mcf_burn 9(1)v9(4) 96 - 100Capital Per Diem capital_diem 9(8)v9(2) 101 - 110Filler X(1) 111Direct Medical Education (DME) Add-On dme 9(8)v9(2) 112 - 121Indirect Medical Education (IME) Adjustment Factor
ime 9(1)v9(6) 122 - 128
Markup/Discount Adjustment Factor markup 9(1)v9(4) 129 - 133Psychiatric Per Diem: Tier 1 psych_diem 9(8)v9(2) 134 - 143Rehabilitation Per Diem rehab_diem 9(8)v9(2) 144 - 153Critical Access Cost-Based Per Diem cah_diem 9(8)v9(2) 154 - 163Critical Access Facility Flag cah_flag X(1) 164Psychiatric Per Diem: Tier 2 psych_diem2 9(8)v9(2) 165 - 174Psychiatric Per Diem: Tier 3 psych_diem3 9(8)v9(2) 175 - 184Psychiatric Per Diem: Tier 4 psych_diem4 9(8)v9(2) 185 - 194DME Add-on for Transplant DRGs dme_transplant 9(8)v9(2) 195 - 204Filler X(233) 205 - 437
Table 12-14: New Jersey Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionFiller 9(217) 39 - 255Hospital Base Rate base_rate 9(8)v9(2) 256 - 265Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 266 - 270Marginal Cost Factor mcf 9(1)v9(4) 271 - 275Markup/Discount Factor markup 9(1)v9(4) 276 - 280Annual Nursing Facility Per Diem nfpd 9(8)v9(2) 281 - 290Ratio of Cost-to-Charges (RCC) - New rcc_new 9(1)v9(5) 291 - 296Critical Service Add-On Percentage cs_adj 9(1)v9(4) 297 - 301Filler X(136) 302 - 437
Optum | www.optum.com August 19, 2021 Page 189
12.1.16.15 New Mexico Medicaid
12.1.17.16 New York Medicaid APR
Table 12-15: New Mexico Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionFiller X(7) 39 - 45Hospital Base Rate base_rate 9(8)v9(2) 46 - 55Hospital Capital Rate cap_rate 9(8)v9(2) 56 - 65Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 66 - 70Marginal Cost Factor mcf 9(1)v9(4) 71 - 75Cost Outlier Threshold cot_thresh 9(8)v9(2) 76 - 85LOS Outlier Threshold los_thresh 9(3) 86 - 88Disproportionate Share Hospital Flag dsh_flag 9(1) 89Markup/Discount Adjustment Factor markup 9(1)v9(4) 90 - 94Outlier Flag out_flag 9(1) 95Transfer Flag trfer_flag 9(1) 96COVID-19 Adjustment for All Other Services covid_adj 9(1)v9(4) 97 - 101COVID-19 Adjustment for Intensive Care Unit (ICU) Services
covid_icu 9(1)v9(4) 102 - 106
Filler X(331) 107 - 437
Table 12-16: New York Medicaid APR Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionFiller X(7) 39 - 45Hospital Base Rate base_rate 9(8)v9(2) 46 - 55Capital and Non-Comparable Per Discharge Add-on
capital 9(8)v9(2) 56 - 65
Ratio Of Cost-to-Charges (RCC) (old) rcc 9(1)v9(4) 66 - 70Marginal Cost Factor mcf 9(1)v9(4) 71 - 75Direct Medical Education (DME) Per Discharge dme 9(8)v9(2) 76 - 85Wage Equalization Factor (WEF) wef 9(1)v9(4) 86 - 90Indirect Medical Education (IME) Factor ime 9(1)v9(8) 91 - 99Markup/Discount Adjustment Factor markup 9(1)v9(4) 100 - 104Non-Comparable Per Discharge Add-on noncomp 9(8)v9(2) 105 - 114Payment Type:1 = Medicaid managed care including rebasing2 = Workers’ compensation3 = No fault4 = Medicaid managed care excluding rebasing5 = Fee-for-service6 = Medicaid managed care including GME
payments
paytype 9(1) 115
Optum | www.optum.com August 19, 2021 Page 190
12.1.18.17 North Carolina Medicaid
Return Code 24 Override0 = Do Not Override Return Code 241 = Override Return Code 24
override_rc24 9(1) 116
Pay Acute Care and Alternate Level of Care (ALC) Days Together0 = Do not pay acute care and ALC days together1 = Pay acute care and ALC days together
split_bill 9(1) 117
Filler X(1) 118Transfer Payment Factor xfer 9(1)v9(4) 119 - 123Transition Per Discharge Add-on transition 9(8)v9(2) 124 - 133Exempt Flag (Reserved) 1 = Exempt Pricing
exempt 9(1) 134
Exempt Per Diem Rate (Reserved) ex_perdiem 9(8)v9(2) 135 - 144SPARCS Allowable Amount sparcs 9(8)v9(2) 145 - 154Capital and Non-Comparable Per Diem cap_perdiem 9(8)v9(2) 155 - 164Alternate Level Of Care Per Diem Rate alcrate 9(8)v9(2) 165 - 174Ratio of Cost-to-Charges (new) rcc_new 9(1)v9(6) 175 - 181Cost Outlier Payment Flag0 = Cost outlier payment applied1 = Cost outlier payment not applied
costflag 9(1) 182
Spinal Implantable Device Percent imp_per 9(1)v9(4) 183 - 187Maximum Spinal Implantable Device Payment max_imp 9(8)v9(2) 188 - 197Spinal Implantable Device Payment Flag0 = Spinal implantable device payment not
requested1 = Spinal implantable device payment requested
imp_flag 9(1) 198
Elective Delivery Adjustment elect_del 9(1)v9(4) 199 - 203Negative Capital and Non-Comparable Per Discharge Add-on
neg_capital 9(8)v9(2) 204 - 213
Negative Capital and Non-Comparable Per Diem neg_cap_perdiem 9(8)v9(2) 214 - 223Filler X(214) 224 - 437
Table 12-17: North Carolina Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionHospital Unit Value unit 9(5)v9(2) 39 - 45Per Diem Rate (prior to December 1, 1995) per_diem 9(4)v9(2) 46 - 51Psychiatric Per Diem pd_psych 9(4)v9(2) 52 - 57Rehabilitation Per Diem pd_rehab 9(4)v9(2) 58 - 63Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 64 - 68
Table 12-16: New York Medicaid APR Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 191
12.1.19.18 Ohio Medicaid
Indirect Medical Education (IME) Adjustment Factor
imea 9(1)v9(6) 69 - 75
Direct Medical Education Adjustment (DME) Factor
meded 9(1)v9(6) 76 - 82
Disproportionate Share Adjustment Factor dshare 9(1)v9(6) 83 - 89Marginal Cost Factor: LOS Outliers mcfl 9(1)v9(2) 90 - 92Cost Outlier Threshold cot 9(5)v9(2) 93 - 99Marginal Cost Factor: Cost Outliers mcfc 9(1)v9(2) 100 - 102Markup/Discount Adjustment Factor markup 9(1)v9(4) 103 - 107Division of Medical Assistance Inpatient Reduction
dma_reduc 9(1)v9(4) 108 - 112
Facility Type0 = All others1 = Disproportionate Share Hospitals (DSHs)
fac_type 9(1) 113
Filler X(324) 114 - 437
Table 12-18: Ohio Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionHospital Base Rate base 9(6)v9(2) 39 - 46Capital Add-on capadd 9(6)v9(2) 47 - 54Medical Education Allowance edallow 9(6)v9(2) 55 - 62Hospital with High Percentage of Outliers (1 = yes)
outlhosp 9(1) 63
Hospital with High Percentage of Medicaid, General Assistance and Title V Days (1 = yes)
dshhosp 9(1) 64
Hospital with High Percentage of HIV Patients hivhosp 9(1) 65Length of Stay Outlier Percentage for Exceptions exc_los% 9(1)v9(4) 66 - 70Length of Stay Outlier Percentage for Non-exceptions
oth_los% 9(1)v9(4) 71 - 75
Cost Outlier Percentage for Exceptions exc_cost% 9(1)v9(4) 76 - 80Cost Outlier Percentage for Non-exceptions oth_cost% 9(1)v9(4) 81 - 85Cost Outlier Percentage for Babies baby_cost% 9(1)v9(4) 86 - 90Ratio of Cost-to-Charges (RCC) hosp_rcc 9(1)v9(6) 91 - 97Threshold for Excessive Costs threshold 9(6)v9(2) 98 - 105Markup/Discount Adjustment Factor markup 9(1)v9(5) 106 - 111Psychiatric Distinct Part Unit psycunit X(1) 112 - 112Nursery Level nurslev 9(1) 113 - 113Filler X(323) 114 - 437
Table 12-17: North Carolina Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 192
12.1.20.19 Ohio Medicaid APR
12.1.21.20 Pennsylvania Medicaid
12.1.22.21 Pennsylvania Medicaid APR
Table 12-19: Ohio Medicaid APR Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionHospital Base Rate baserate 9(8)v9(2) 39 - 48Medical Education Rate mededrate 9(8)v9(2) 49 - 58Capital Rate capital 9(8)v9(2) 59 - 68Ratio of Cost-to-Charges rcc 9(1)v9(4) 69 - 73Outlier Threshold
Note: Major teaching (peer group 9), and children’s hospitals have a different Outlier Threshold than all other hospitals.
outthresh 9(8)v9(2) 74 - 83
Marginal Cost Factor mcf 9(1)v9(4) 84 - 88Mark-up/Discount Factor markup 9(1)v9(4) 89 - 93Facility Type fac_type 9(1) 94Filler X(343) 95 - 437
Table 12-20: Pennsylvania Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionHospital Base Rate pbaser 9(5)v9(2) 39 - 45Ratio of Cost-to-Charges (RCC) prcc 9(1)v9(4) 46 - 50Marginal Cost Factor: LOS Outliers pmcfl 9(1)v9(2) 51 - 53Marginal Cost Factor: Cost Outliers pmcfc 9(1)v9(2) 54 - 56Marginal Cost Factor: Transfers mcft 9(1)v9(4) 57 - 61Markup/Discount Adjustment Factor markup 9(1)v9(5) 62 - 67Filler X(370) 68 - 437
Table 12-21: Pennsylvania Medicaid APR Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionHospital DRG Base Rate base 9(8)v9(2) 39 - 48Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 49 - 53Markup/Discount Adjustment Factor markup 9(1)v9(5) 54 - 59Detox Flag detox 9(1) 60 Standard Outlier Percentage out_perc 9(1)v9(4) 61 - 65High Outlier Percentage highout_perc 9(1)v9(4) 66-70
Optum | www.optum.com August 19, 2021 Page 193
12.1.23.22 South Carolina Medicaid
12.1.24.23 Texas Medicaid
Payment Type1 = Fee for Service2 = Managed Care
paytype 9(1) 71
Low-Cost Outlier Threshold l_threshold 9(8)v9(2) 72 - 81Filler X(356) 82 - 437
Table 12-22: South Carolina Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionDRG Discharge Rate baserate 9(8)v9(2) 39 – 48Ratio of Cost-to-Charges rcc 9(1)v9(4) 49 – 53Same Day Stay Factor sdsf 9(1)v9(4) 54 - 58Marginal Cost Factor mcf 9(1)v9(4) 59 – 63Mark-up/Discount Factor markup 9(1)v9(4) 64 – 68Filler X(369) 69 – 437
Table 12-23: Texas Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionStandard Dollar Amount sda 9(5)v9(2) 39 - 45LOS Cutoff for Transfer Calculations tlos 9(4) 46 - 49Marginal Cost Factor: LOS Outlier lmcf 9(1)v9(2) 50 - 52Marginal Cost Factor: Cost Outlier cmcf 9(1)v9(2) 53 - 55Cost Outlier Factor: Per Case Threshold dfactor 9(2)v9(2) 56 - 59Cost Outlier Factor: Universal Mean Threshold ufactor 9(2)v9(2) 60 - 63Cost Outlier Factor: Hospital Threshold hfactor 9(2)v9(2) 64 - 67Universal Mean umean 9(5)v9(2) 68 - 74Cost Outlier Reimbursement Rate rcc 9(1)v9(2) 75 - 77LoneSTAR Select I Discount discount 9(1)v9(2) 78 - 80Markup/Discount Adjustment Factor markup 9(1)v9(4) 81 - 85Potentially Preventable Readmission (PPR) Reduction Factor
red_fact 9(1)v9(4) 86 - 90
Hospital Type htype 9(1) 91Outlier Reduction Factor outlier_rf 9(1)v9(2) 92 - 94Children’s Hospital Adult Delivery SDA aobdel_sda 9(5)v9(2) 95 - 101
Table 12-21: Pennsylvania Medicaid APR Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 194
12.1.25.24 Virginia Medicaid & Virginia Medicaid APR
12.1.26.25 Washington Healthcare Authority Case-Based
Potentially Preventable Complications (PPC) Reduction Factor
ppc_fact 9(1)v9(4) 102 - 106
Neonatal Designation0 = Hospital does not have a neonatal level of
care designation1 = Hospital has a neonatal level of care
designation or is exempt from needing a neonatal level of care designation
nloc_flag 9(1) 107
Rural Hospital Delivery SDA rhdel_sda 9(8)v9(2) 108 - 117Filler X(320) 118 - 437
Table 12-24: Virginia Medicaid & Virginia Medicaid APR Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionOperating Hospital Base Rate rate 9(5)v9(2) 39 - 45Wage Index wi 9(1)v9(5) 46 - 51Psychiatric Per Diem pd_psych 9(4)v9(2) 52 - 57Rehabilitation Per Diem pd_rehab 9(4)v9(2) 58 - 63Operating Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 64 - 68Capital Adjustment Factor capital 9(1)v9(6) 69 - 75DRG Adjustment Factor drgadjust 9(1)v9(6) 76 - 82Labor Portion labor 9(1)v9(6) 83 - 89Filler X(3) 90 - 92Cost Outlier Threshold cot 9(5)v9(2) 93 - 99Marginal Cost Factor: Cost Outlier mcfc 9(1)v9(2) 100-102Markup/Discount Adjustment Factor markup 9(1)v9(5) 103 - 108Filler X(329) 109 - 437
Table 12-25: Washington Healthcare Authority Case-Based Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionFiller X(27) 39 - 65Labor Market Adjustment Factor lma 9(1)v9(4) 66 - 70Indirect Medical Education (IME) Adjustment Factor
ime 9(1)v9(4) 71 - 75
Disproportionate Share Hospital (DSH) Adjustment Factor
dsh 9(1)v9(4) 76 - 80
Table 12-23: Texas Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 195
12.1.27.26 Washington Healthcare Authority Non Case-Based
Uncompensated Care Percent unc 9(1)v9(4) 81 - 85Contribution to Margin, Plus Adjustment for the Effects of Recession
mrg 9(1)v9(4) 86 - 90
Physician Participation Bonus pbns 9(1)v9(4) 91 - 95Adjusted Direct Medical Education (DME) Cost Per Case Add-on
dmepc 9(4)v9(2) 96 - 101
Adjusted DME Cost Per Day Add-on dmepd 9(4)v9(2) 102 - 107CMI-adjusted Capital Cost Per Case cappc 9(4)v9(2) 108 - 113Capital Costs Per Day: Psychiatric cappdp 9(4)v9(2) 114 - 119Capital Cost Per Day: Substance Abuse cappds 9(4)v9(2) 120 - 125Capital Costs Per Day: Rehabilitation cappdr 9(4)v9(2) 126 - 131Effective Percent of Charges epoc 9(1)v9(4) 132 - 136Cost Outlier Factor/Multiplier factor 9(1)v9(2) 137 - 139Minimum Cost Outlier Threshold threshmin 9(5)v9(2) 140 - 146Operating Cost Per Diem, Day 1: Psychiatric pdp1 9(4)v9(2) 147 - 152Operating Cost Per Diem, Day 2+: Psychiatric pdp2 9(4)v9(2) 153 - 158Operating Cost Per Diem, Day 1: Substance Abuse
pdsa1 9(4)v9(2) 159 - 164
Operating Cost Per Diem, Day 2+: Substance Abuse
pdsa2 9(4)v9(2) 165 - 170
Operating Cost Per Diem, Day 1: Rehabilitation pdr 9(4)v9(2) 171 - 176Filler X(19) 177 - 195Operating Cost Per Diem, Day 2+: Rehabilitation pdr2 9(4)v9(2) 196 - 201Filler X(84) 202 - 285Base Rate for Per Case Payments pc 9(5)v9(2) 286 - 292Markup/Discount Adjustment Factor markup 9(1)v9(5) 293 - 298Filler X(139) 299 - 437
Table 12-26: Washington Healthcare Authority Non Case-Based Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionFiller X(27) 39 - 65Payment Strategy to be Applied 01 = All inclusive per diem 02 = Per diems for medical/surgical DRGs 03 = Percent of charges
ex_paystrat 9(2) 66 - 67
Table 12-25: Washington Healthcare Authority Case-Based Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 196
All-Inclusive Operating Cost Per Diem - For Rural Hospitals, the rural hospital all-inclusive operating cost per diem. - For Children’s Hospitals, the hospital-specific all-inclusive operating cost per diem.
ex_pd 9(4)v9(2) 68 - 73
Operating Cost Per Diem for Medical DRGs - For Rural Hospitals, the rural hospital operating cost per diem for medical DRGs. - For Children’s Hospitals, the hospital-specific operating cost per diem for medical DRGs.
ex_pdmed 9(4)v9(2) 74 - 79
Operating Cost Per Diem for Surgical DRGs - For Rural Hospitals, the rural hospital operating cost per diem for surgical DRGs. - For Children’s Hospitals, the hospital-specific operating cost per diem for surgical DRGs.
ex_pdsurg 9(4)v9(2) 80-85
Effective Percent of Charges ex_epoc 9(1)v9(4) 86 - 90Capital Costs Per Day - For Rural Hospitals, the capital costs per day for rural hospitals. - For Children’s Hospitals, the hospital-specific mean capital costs per day.
ex_cappdall 9(4)v9(2) 91 - 96
Capital Costs Per Day for Medical DRGs - For Rural Hospitals, the capital costs per day for medical DRG cases in rural hospitals. - For Children’s Hospitals, the hospital-specific capital costs per day for medical DRG cases in the hospital.
ex_cappdmed 9(4)v9(2) 97 - 102
Capital Costs Per Day for Surgical DRGs - For Rural Hospitals, the capital costs per day for surgical DRG cases in rural hospitals. - For Children’s Hospitals, the hospital-specific capital costs per day for surgical DRG cases in the hospital
ex_cappdsurg 9(4)v9(2) 103 - 108
Adjusted Direct Medical Education Cost Per Day Add-on
ex_dmepd 9(4)v9(2) 109 - 114
Labor Market Adjustment Factor ex_lma 9(1)v9(4) 115 - 119Uncompensated Care Percent ex_unc 9(1)v9(4) 120 - 124Contribution to Margin, Plus Adjustment for the Effects of Recession
ex_mrg 9(1)v9(4) 125 - 129
Physician Participation Bonus ex_pbns 9(1)v9(4) 130 - 134Cost Outlier Policy Factor/Multiplier ex_factor 9(1)v9(2) 135 - 137Minimum Cost Outlier ex_threshmin 9(5)v9(2) 138 - 144Flag Indicating Payment Capped at Billed Charges
ex_limflag 9(1) 145
RCC for Transplant Cases ex_bmepoc 9(1)v9(4) 146 - 150Filler X(287) 151 - 437
Table 12-26: Washington Healthcare Authority Non Case-Based Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 197
12.1.28.27 Washington Medicaid
Table 12-27: Washington Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionHospital Base Rate hbr 9(5)v9(2) 39 - 45Contracted Base Rate cbr 9(5)v9(2) 46 - 52Facility Type:M = Medicaid standard DRGC = Medicaid contractual DRGP = Some DRGs use contractual rate, others use
standard rateR = RCC reimbursement (DRG-excluded)A = Critical access hospital (CAH) B = Children’s hospitalD = Chemically-using pregnant (CUP) women certified hospitalE = Certified public expenditure (CPE) hospital
ft X(1) 53
Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 54- 58Outlier RCC Reduction Factor orrf 9(1)v9(2) 59 - 61Administrative Day Rate for LOS Outliers adr 9(4)v9(2) 62 - 67High Cost Trim hct 9(6)v9(2) 68 - 75High Cost Factor hcf 9(1)v9(2) 76 - 78Low Cost Trim lct 9(4)v9(2) 79 - 84Low Cost Factor lcf 9(1)v9(2) 85 - 87Length of Stay Age Cut-off 06 = Disproportionate share hospitals 01 = Other hospitals
lac 9(2) 88 - 89
Per Claim Add-on pcad 9(4)v9(2) 90 - 95Outpatient RCC orcc 9(1)v9(4) 96 - 100Markup/Discount Adjustment Factor markup 9(1)v9(5) 101 - 106High Cost Factor: Neonate hcfn 9(1)v9(4) 107 - 111Psychiatric Per Diem psychperdiem 9(8)v9(2) 112 - 121Rehabilitation Per Diem rehabperdiem 9(8)v9(2) 122 - 131Detoxification Per Diem detoxperdiem 9(8)v9(2) 132 - 141Medical Per Diem medperdiem 9(8)v9(2) 142 - 151Surgical Per Diem surghperdiem 9(8)v9(2) 152 - 161Neonatal Per Diem neonateperdiem 9(8)v9(2) 162 - 171Burn Per Diem burnperdiem 9(8)v9(2) 172 - 181Bariatric Case Rate for Hospital barperdiem 9(8)v9(2) 182 - 191Bariatric Flag (1 = hospital can bill for bariatric procedures)
barflg X(1) 192
CUP rate cuprate 9(8)v9(2) 193 - 202Critical Access Hospital inpatient rate cahip 9(1)v9(4) 203 - 207Federal Matching Assistance Percentage fmap 9(1)v9(4) 208 - 212Outlier Ratio of Cost to Charge Reduction Factor - Burns
orrf_burns 9(1)v9(2) 213 - 215
Optum | www.optum.com August 19, 2021 Page 198
12.1.29.28 Washington Medicaid APR
Outlier Ratio of Cost to Charge Reduction Factor - Neonate
orrf_neonate 9(1)v9(4) 216 - 220
Outlier Ratio of Cost to Charge Reduction Factor orrf_new 9(1)v9(4) 221 - 225High-Cost Factor hcf_new 9(1)v9(4) 226 - 230Low-Cost Factor lcf_new 9(1)v9(4) 231 - 235Outlier Ratio of Cost to Charge Reduction Factor - Burns
orrf_burns_new 9(1)v9(4) 236 - 240
Filler X(197) 241 - 437
Table 12-28: Washington Medicaid APR Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionHospital Base Rate baserate 9(8)v9(2) 39 - 48Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 49 - 53Critical Access Hospital (CAH) Rate (Legacy)
cahip 9(1)v9(4) 54 - 58
Markup/Discount Adjustment Factor markup 9(1)v9(4) 59 - 63Cost Outlier Threshold cot 9(8)v9(2) 64 - 73Bariatric Case Rate Payment Amount barpay 9(8)v9(2) 74 - 83Hospital Type 0 = All other1 = Critical Access Hospital (CAH)2 = Certified Chemical-Using Pregnant
(CUP) facility3 = Certified Public Expenditure (CPE)
hospital4 = Long Term Acute Care
type 9(1) 84
Detox Per Diem Amount dpd 9(8)v9(2) 85 - 94Rehabilitation Per Diem Amount rpd 9(8)v9(2) 95 - 104Psychiatric Per Diem Amount pspd 9(8)v9(2) 105 - 114Federal Matching Assistance Percentage fmap 9(1)v9(4) 115 - 119Administrative Day Per Diem Rate adr 9(8)v9(2) 120 - 129Chemically Using Pregnant (CUP) Women
cuprate 9(8)v9(2) 130 - 139
Bariatric Flag barflag 9(1) 140LTAC Per Diem Rate ltacpd 9(8)v9(2) 141 - 150Newborn Screening Add-On newborn_add 9(8)v9(2) 151 - 160CAH Rate (New) cahip2 9(1)v9(5) 161 - 166
COVID-19 Adjustment Factor covid_adj 9(1)v9(4) 167 - 171Filler X(266) 172 - 437
Table 12-27: Washington Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 199
12.1.30.29 Wisconsin Medicaid
* As adjusted for wages, indirect medical education, disproportionate share and adverse selection where applicable.
12.1.31 COBOL Platform12.1.32.1 New Jersey Medicaid
12.1.33.2 Pennsylvania Medicaid
Table 12-29: Wisconsin Medicaid Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Hospital Base Rate * base 9(5)v9(2) 39 - 45
Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 46 - 50Cost Outlier Fixed Loss Threshold Amount cot 9(5)v9(2) 51 - 57Marginal Cost Factor: Non-Burns mcfc 9(1)v9(2) 58 - 60Marginal Cost Factor: Burns mcfbc 9(1)v9(2) 61 - 63Disproportionate Share Adjustment (DSH) Factor dshare 9(1)v9(6) 64 - 70Markup/Discount Factor discount 9(1)v9(4) 71 - 75 Filler X(362) 76 - 437
Table 12-30: New Jersey Medicaid COBOL Hospital Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format PositionFiller 9(367) 124 - 490Hospital Base Rate NJR-BASE-RATE 9(8)v9(2) 491 - 500Ratio of Cost-to-Charges NJR-RCC 9(1)v9(4) 501 - 505Marginal Cost Factor NJR-MCF 9(1)v9(4) 506 - 510Markup/Discount Factor NJR-MARKUP 9(1)v9(4) 511 - 515Annual Nursing Facility Per Diem NJR-NFPD 9(8)v9(2) 516 - 525Ratio of Cost-to-Charges - New NJR-RCC-NEW 9(1)v9(5) 526 - 531Critical Service Add-On Percentage NJR-CS-ADJ 9(1)v9(4) 532 - 536Filler X(264) 537 - 800
Table 12-31: Pennsylvania Medicaid COBOL Hospital Rate Calculator Variables -hosprate.dat
Field Description Variable Name Format PositionHospital Payment Rate PAR-PBASER 9(8)v9(2) 251 - 260Ratio of Cost-to-Charges PAR-PRCC 9(1)v9(4) 261 - 265Marginal Cost Factor for LOS Outliers PAR-PMCFL 9(1)v9(4) 266 - 270
Optum | www.optum.com August 19, 2021 Page 200
12.1.34.3 Washington Healthcare Authority Case-Based
Marginal Cost Factor for Cost Outliers PAR-PMCFC 9(1)v9(4) 271 - 275Marginal Cost Factor for Transfers PAR-MCFT 9(1)v9(4) 276 - 280Markup/Discount Adjustment Factor PAR-MARKUP 9(1)v9(5) 281 - 286Filler X(514) 287 - 800
Table 12-32: Washington Healthcare Authority Case-Based COBOL Hospital Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format PositionLabor Market Adjustment Factor WCR-LMA 9(1)v9(4) 251 - 255Indirect Medical Education Factor WCR-IME 9(1)v9(4) 256 - 260Disproportionate Share Factor WCR-DSH 9(1)v9(4) 261 - 265Uncompensated Care Percent WCR-UNC 9(1)v9(4) 266 - 270Contribution to Margin/Recession WCR-MRG 9(1)v9(4) 271 - 275Physician Participation Bonus WCR-PBNS 9(1)v9(4) 276 - 280Adjusted DME/Case WCR-DMEPC 9(8)v9(2) 281 - 290Adjusted DME/Day WCR-DMEPD 9(8)v9(2) 291 - 300CMI-Adjusted Capital Cost Per Case WCR-CAPPC 9(8)v9(2) 301 - 310Capital Costs/Day for Psychiatric Cases WCR-CAPPDP 9(8)v9(2) 311 - 320Capital Cost/Day Substance Abuse WCR-CAPPDS 9(8)v9(2) 321 - 330Capital Costs/Day Rehabilitation WCR-CAPPDR 9(8)v9(2) 331 - 340Effective Percent of Charges WCR-EPOC 9(1)v9(4) 341 - 345Cost Outlier Policy Factor/Multiplier WCR-FACTOR 9(1)v9(2) 346 - 348Minimum Cost Outlier Threshold WCR-THRESHMIN 9(8)v9(2) 349 - 358Psych Operating Costs/Day-Day WCR-PDP1 9(8)v9(2) 359 - 368Psychiatric Operating Costs/Day-Day 2 WCR-PDP2 9(8)v9(2) 369 - 378Substance Abuse Operating Cost/Day-Day 1 WCR-PDSA1 9(8)v9(2) 379 - 388Substance Abuse Operating Cost/Day-Day 2 WCR-PDSA2 9(8)v9(2) 389 - 398Rehabilitation Operating Cost/Day WCR-PDR 9(8)v9(2) 399 - 408Reserved X(27) 409 - 435Rehabilitation Operating Cost Per Diem for Day Two and Beyond (January 1, 2000 and after)
WCR-PDR2 9(8)v9(2) 436 - 445
Filler X(90) 446 - 535Base Rate for Per Case Payments WCR-PC 9(8)v9(2) 536 - 545Markup/Discount Factor WCR-MARKUP 9(1)v9(5) 546 - 551Filler X(249) 552 - 800
Table 12-31: Pennsylvania Medicaid COBOL Hospital Rate Calculator Variables -hosprate.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 201
12.1.35.4 Washington Healthcare Authority Non Case-Based
12.2 Outpatient Layouts12.2.1.1 Illinois Medicaid APG
Table 12-33: Washington Healthcare Authority Non Case-Based COBOL Hospital Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format PositionPayment Strategy to be Applied WNR-PAYSTRAT 9(2) 251 - 252All-Inclusive Operating Cost Per Diem WNR-PD 9(8)v9(2) 253 - 262Operating Cost Per Diem for Medical DRGs WNR-PDMED 9(8)v9(2) 263 - 272Operating Cost Per Diem for Surgical DRGs WNR-PDSURG 9(8)v9(2) 273 - 282Effective Percentage of Charges WNR-EPOC 9(1)v9(4) 283 - 287Capital Costs Per Day WNR-CAPPDALL 9(8)v9(2) 288 - 297Capital Costs/Day for Medical DRGs WNR-CAPPDMED 9(8)v9(2) 298 - 307Capital Costs/Day for Surgical DRGs WNR-CAPPDSURG 9(8)v9(2) 308 - 317Adjusted DME Cost Per Day Add-on WNR-DMEPD 9(8)v9(2) 318 - 327Labor Market Adjustment Factor WNR-LMA 9(1)v9(4) 328 - 332Uncompensated Care Percent WNR-UNC 9(1)v9(4) 333 - 337Contribution to Margin/Recession WNR-MRG 9(1)v9(4) 338 - 342Physician Participation Bonus WNR-PBNS 9(1)v9(4) 343 - 347Cost Outlier Policy Factor/Multiplier WNR-FACTOR 9(1)v9(2) 348 - 350Minimum Cost Outlier Threshold WNR-THRESHMIN 9(8)v9(2) 351 - 360Flag Indicating Payment Capped at Billed Charges
WNR-LIMFLAG 9(1) 361 - 361
Cost-to-Charge Ratio for Transplant Cases WNR-BMEPOC 9(1)v9(4) 362 - 366Filler X(434) 367 - 800
Table 12-34: Illinois Medicaid APG Hospital Rate File Variables - medout.dat
Field Description Variable Name Format PositionProvider Specific Base Rate base_rate 9(8)v9(2) 39 - 48 Mark-up/Discount Factor markup 9(1)v9(4) 49 - 53First Significant Procedure Discount disc1 9(1)v9(4) 54 - 58Second Significant Procedure Discount disc2 9(1)v9(4) 59 - 63All Other Significant Procedure Discount disc3 9(1)v9(4) 64 - 68First Repeated Ancillary Discount ancdisc 9(1)v9(4) 69 - 73Terminated Procedure Discount termdisc 9(1)v9(4) 74 - 78Bi-lateral Procedure Discount bilatdisc 9(1)v9(4) 79 - 83Filler X(2) 84 - 85Second Repeated Ancillary Discount ancdisc2 9(1)v9(4) 86 - 90Third Repeated Ancillary Discount ancdisc3 9(1)v9(4) 91 - 95
Optum | www.optum.com August 19, 2021 Page 202
12.2.2.2 New Mexico Medicaid APC
12.2.3.3 New York Medicaid APG (effective October 01, 2019)
Rate Reduction Factor rate_reduct_fact 9(1)v9(4) 96 - 100Ambulatory Procedures Listing (APL) Return Code Override0 = Do not bypass APL requirements1 = Bypass APL requirements
apl_rc_flag 9(1) 101
Operating Ratio of Cost-to-Charges (RCCs) oper_rcc 9(1)v9(4) 102 - 106Capital RCCs cap_rcc 9(1)v9(4) 107 - 111Fixed Loss Amount floss 9(8)v9(2) 112 - 121Outlier Eligibility Indicator
0 = Not eligible for cost outlier add-on payments
1 = Eligible for cost outlier add-on payments
out_elig 9(1) 122
Marginal Cost Factor mcf 9(1)v9(4) 123 - 127Filler X(310) 128 - 437
Table 12-35: New Mexico Medicaid APC Hospital Rate File Variables - medout.dat
Field Description Variable Name Format PositionMarkup/Discount Factor markup 9(1)v9(4) 39 - 43National Carrier natcarrier X(12) 44 - 55Other Carrier othcarrier X(12) 56 - 67Multiple Procedure Discount Factor 1 disc1 9(1)v9(4) 68 - 72Multiple Procedure Discount Factor 2 disc2 9(1)v9(4) 73 - 77Conditionally Bilateral Discount Factor cond_disc 9(1)v9(4) 78 - 82Independently Bilateral Discount Factor ind_disc 9(1)v9(4) 83 - 87Facility Type fac_type 9(2) 88 - 89Reduction Factor red_fact 9(1)v9(4) 90 - 94Pediatric Age pd_age 9(3) 95 - 97Fee Schedule Name fstable X(13) 98 - 110Adjustment Factor adj_fact 9(1)v9(5) 111 - 116Filler X(321) 117 - 437
Table 12-36: Enhanced New York Medicaid APG Rate File Variables - medout.dat (effective October 01, 2019)
Field Description Variable Name Format PositionHospital Number fac X(16) 1 - 16
Table 12-34: Illinois Medicaid APG Hospital Rate File Variables - medout.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 203
Paysource Code psrc X(13) 17 - 29Locator Code loccode 9(2) 30 - 31Rate Code ratecode 9(6) 32 - 37Page Number pgnum 9(2) 38 - 39Effective Date effdate 9(8) 40 - 47Key Type keytype X(1) 48Base Rate base 9(8)v9(3) 49 - 59Capital Rate capital 9(8)v9(3) 60 - 70Filler X(30) 71 - 100
Table 12-37: New York Medicaid APG Hospital Rate File Variables - medout.dat (effective October 01, 2019)
Field Description Variable Name Format PositionLocator Code Flag locat_code_flag 9(1) 39Markup markup 9(1)v9(4) 40 - 44MSPD Discount 1 mspd_disc1 9(1)v9(4) 45 - 49MSPD Discount 2 mspd_disc2 9(1)v9(4) 50 - 54MSPD Discount 3 mspd_disc3 9(1)v9(4) 55 - 59Ancillary Discount 1 anc_disc1 9(1)v9(4) 60 - 64Ancillary Discount 2 anc_disc2 9(1)v9(4) 65 - 69Ancillary Discount 3 anc_disc3 9(1)v9(4) 70 - 74Terminated Discount term_disc 9(1)v9(4) 75 - 79Bilateral Discount bilat_disc 9(1)v9(4) 80 - 84340B Drug Discount drug_disc 9(1)v9(4) 85 - 89Language Other Than English Adjustment lang_adj 9(1)v9(4) 90 - 94HO/HN Modifier Adjustment mh_disc 9(1)v9(4) 95 - 99Mental Health U5 Adjustment Factor psych_disc 9(1)v9(4) 100 - 104Mental Health Adjustment 1 mh_adj1 9(1)v9(4) 105 - 109Mental Health Adjustment 2 mh_adj2 9(1)v9(4) 110 - 114Group Smoking Cessation Adjustment group_cess_adj 9(1)v9(4) 115 - 119Non Distinct Observation Bed Adjustment nondisc_obsadj 9(1)v9(4) 120 - 124Second Day Observation Adjustment obsadj 9(1)v9(4) 125 - 129Pediatric Psych Adjustment ped_psych_adj 9(1)v9(4) 130 - 134State Wide Base Rate stwide_base 9(8)v9(2) 135 - 144VFC Rate vfc_rate 9(3)v9(2) 145 - 149Vaccine Rate vac_rate 9(3)v9(2) 150 - 154Pediatric Age Cutoff doh_age 9(3) 155 - 157SED Pediatric Age Cutoff omh_age 9(3) 158 - 160
Table 12-36: Enhanced New York Medicaid APG Rate File Variables - medout.dat (effective October 01, 2019)
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 204
12.2.4.4 New York Medicaid APG (prior to October 01, 2019)
Fee Schedule Table fstable 9(3) 161 - 173National Carrier natcarrier X(12) 174 - 185Other Carrier othcarrier X(12) 186 - 197KP Modifier Adjustment opioid_adj 9(1)v9(4) 198 - 202Offsite Licensed Behavioral Health (LBHP) Practitioner Adjustment
lbhp_adj 9(1)v9(4) 203 - 207
Offsite LBHP Location Flag lbhp_facility 9(1) 208 Dental Telehealth Discount dental_disc 9(1)v9(4) 209 - 213Zip Code Lookup Flag0 = Single zip code lookup; if locator code
is appended, always use locator code1 = Loop through zip codes until locator
code/rate code match is found; if locator code is appended, always use locator code
lookup_bypass 9(1) 214
Filler X(223) 215 - 437
Table 12-38: New York Medicaid APG Hospital Rate File Variables - medout.dat (prior to October 01, 2019)
Field Description Variable Name Format PositionFacility Type factype 9(2) 39 - 40OPD Base Rate opd_base 9(8)v9(2) 41 - 50Non-APG Rate nonapg 9(8)v9(2) 51 - 60OPD Capital Add-On opd_capital 9(8)v9(2) 61 - 70Blend Factor blend 9(1)v9(2) 71 - 73Mark-up/Discount Factor markup 9(1)v9(4) 74 - 78Significant Procedure - First Weight Percent disc1 9(1)v9(4) 79 - 83Significant Procedure - Second Weight Percent
disc2 9(1)v9(4) 84 - 88
Significant Procedure - Third Weight Percent disc3 9(1)v9(4) 89 - 93Repeated Ancillary Discount ancdisc 9(1)v9(4) 94 - 98Terminated Procedure Discount termdisc 9(1)v9(4) 99 - 103Bilateral Procedure Discount bilatdisc 9(1)v9(4) 104 - 108ASC Base Rate asc_base 9(8)v9(2) 109 - 118ED Base Rate ed_base 9(8)v9(2) 119 - 128ASC Capital Add-On asc_capital 9(8)v9(2) 129 - 138ED Capital Add-On ed_capital 9(8)v9(2) 139 - 148DTC Base Rate dtc_base 9(8)v9(2) 149 – 158
Table 12-37: New York Medicaid APG Hospital Rate File Variables - medout.dat (effective October 01, 2019)
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 205
DTC Capital Add-On dtc_capital 9(8)v9(2) 159 – 168DTC Non-APG Rate dtc_nonapg 9(8)v9(2) 169 – 178Exception Base Rate exception_base 9(8)v9(2) 179 – 188Free-Standing ASC Base Rate fr_asc_base 9(8)v9(2) 189 – 198Free-Standing Capital Add-On fr_asc_capital 9(8)v9(2) 199 – 208Free-Standing Non-APG Rate fr_asc_nonapg 9(8)v9(2) 209 – 218Renal Base Rate renal_base 9(8)v9(2) 219 – 228Renal Capital Add-On renal_capital 9(8)v9(2) 229 – 238Renal Non-APG Rate renal_nonapg 9(8)v9(2) 239 – 248Dental Base Rate dental_base 9(8)v9(2) 249 – 258Dental Capital Add-On dental_capital 9(8)v9(2) 259 – 268Dental Non-APG Rate dental_nonapg 9(8)v9(2) 269 – 278Drug Discount drugdisc 9(1)v9(4) 279 - 283Language Adjustment lang_adj 9(1)v9(4) 284 - 288U5 Modifier Adjustment u5_mod 9(1)v9(4) 289 - 293HO/HN Modifier Adjustment hohn_mod 9(1)v9(4) 294 - 298Statewide Base Rate st_base 9(8)v9(2) 299 - 308Mental Health Adjustment 1 mh_adj1 9(1)v9(4) 309 - 313Mental Health Adjustment 2 mh_adj2 9(1)v9(4) 314 - 318HQ Modifier Adjustment hq_mod 9(1)v9(4) 319 - 323SL Modifier Rate sl_vac 9(8)v9(2) 324 - 333FB Modifier Rate fb_vac 9(8)v9(2) 334 - 343MH Hospital Base Rate mh_hosp_base 9(8)v9(2) 344 - 353MH Hospital Non-APG Rate mh_hosp_nonapg 9(8)v9(2) 354 - 363MH Hospital Capital Add-On mh_hosp_cap 9(8)v9(2) 364 - 373MH Non-Hospital Base Rate mh_nonhosp_base 9(8)v9(2) 374 - 383MH Non-Hospital Non-APG Rate mh_nonhosp_legacy 9(8)v9(2) 384 - 393MH Non-Hospital Capital Add-On mh_nonhosp_cap 9(8)v9(2) 394 - 403MH Blend Factor mh_blend 9(1)v9(2) 404 - 406Offsite Adjustment Factor off_adj 9(1)v9(4) 407 - 411Non-Discrete Observation Unit Adjustment nondis_obs_adj 9(1)v9(4) 412 - 416Second Day Observation Adjustment second_day_adj 9(1)v9(4) 417 - 421Pediatric Psychiatric Adjustment ped_psych_adj 9(1)v9(4) 422 - 426Second Repeated Ancillary Discount ancdisc2 9(1)v9(4) 427 - 431Third Repeated Ancillary Discount ancdisc3 9(1)v9(4) 432 - 436Filler X(1) 437
Table 12-38: New York Medicaid APG Hospital Rate File Variables - medout.dat (prior to October 01, 2019)
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 206
12.2.5.5 Virginia Medicaid APG
Table 12-39: New York Medicaid APG Extended Hospital Rate File Variables - medext.dat (prior to October 01, 2019)
Field Description Variable Name Format PositionHospital Number facility X(16) 1 - 16Paysource Code paysrc X(13) 17 - 29Effective Date eff_date 9(8) 30 - 37Patient Type pattype X(1) 38Sequence Number seqnum X(1) 39Fee Schedule Table fstable X(13) 40 - 52Extended Fee Schedule Table fsexttable X(13) 53 - 65National Carrier natcarrier X(12) 66 - 77Other Carrier othcarrier X(12) 78 - 89Fee Schedule Indicator rmfsind 9(1) 90OASAS Base Rate oas_hosp 9(8)v9(2) 91 - 100OASAS Capital Add-On oas_cap 9(8)v9(2) 101 - 110Free-Standing OASAS Base Rate oas_fs 9(8)v9(2) 111 - 120KP Modifier Adjustment kp_mod 9(1)v9(4) 121 - 125Multiple E&M Payment Amount mult_em 9(8)v9(2) 126 - 135Office for People With Developmental Disabilities (OPWDD) Base Rate
omrd_hosp 9(8)v9(2) 136 - 145
OPWDD Capital Add-On omrd_cap 9(8)v9(2) 146 - 155Free-Standing OPWDD Base Rate omrd_fs 9(8)v9(2) 156 - 165Free-Standing OPWDD Capital Add-On omrd_fs_cap 9(8)v9(2) 166 - 175OASAS Chemical Rehabilitation Base Rate
oas_hosp_rehab 9(8)v9(2) 176 - 185
OASAS Opioid Treatment Center Rate oas_hosp_otp 9(8)v9(2) 186 - 195Free-Standing OASAS Chemical Rehabilitation Rate
oas_fs_rehab 9(8)v9(2) 196 - 205
Free-Standing OASAS Opioid Treatment Center Rate
oas_fs_otp 9(8)v9(2) 206 - 215
Licensed Behavioral Health Practitioner (LBHP) Benefit Flag
lbhp_locflag 9(1) 216
OASAS Hospital Chemical Rehabilitation Capital Rate
oas_hosp_rehab_cap 9(8)v9(2) 217 - 226
Filler X(281) 227 - 507Pricer Type prcr_type X(2) 508 - 509Key Type key_type X(1) 510
Table 12-40: Virginia Medicaid APG Hospital Rate File Variables - medout.dat
Field Description Variable Name Format PositionProvider Specific Base Rate base_rate 9(8)v9(2) 39 - 48
Optum | www.optum.com August 19, 2021 Page 207
12.2.6.6 Washington Medicaid APG
Mark-up/Discount Factor markup 9(1)v9(4) 49 - 53First Procedure Discount disc1 9(1)v9(4) 54 - 58Second Procedure Discount disc2 9(1)v9(4) 59 - 63All Other Procedures Discount disc3 9(1)v9(4) 64 - 68First Repeated Ancillary Discount ancdisc1 9(1)v9(4) 69 - 73Second Repeated Ancillary Discount ancdisc2 9(1)v9(4) 74 - 78Third Repeated Ancillary Discount ancdisc3 9(1)v9(4) 79 - 83Terminated Procedure Discount termdisc 9(1)v9(4) 84 - 88Bi-lateral Procedure Discount bilatdisc 9(1)v9(4) 89 - 93340B Drug Discount drugdisc 9(1)v9(4) 94 - 98Fee Schedule fstable X(13) 99 - 111Extended Fee Schedule fsexttable X(13) 112 - 124National Carrier natcarrier X(12) 125 - 136Other Carrier othcarrier X(12) 137 - 148Filler X(289) 149 - 437
Table 12-41: Washington Medicaid APG Hospital Rate File Variables - medout.dat
Field Description Variable Name Format PositionProvider Specific Base Rate base_rate 9(8)v9(2) 39 - 48 Mark-up/Discount Factor markup 9(1)v9(4) 49 - 53First Significant Procedure Discount
disc1 9(1)v9(4) 54 - 58
Second Significant Procedure Discount
disc2 9(1)v9(4) 59 - 63
All Other Significant Procedures Discount
disc3 9(1)v9(4) 64 - 68
First Repeated Ancillary Discount ancdisc 9(1)v9(4) 69 - 73Terminated Procedure Discount termdisc 9(1)v9(4) 74 - 78Bilateral Discount bilatdisc 9(1)v9(4) 79 - 83Hospital Type00 = All others01 = Sole Community Hospital
(SCH)02 = Critical Access Hospital
(CAH)03 = Non-CAH approved for
Diabetes education
type 9(2) 84 - 85
Pediatric Adjustment Factor pedadj 9(1)v9(4) 86 - 90Sole Community Hospital Adjustor schadj 9(1)v9(4) 91 - 95Pediatric Age Cutoff cutage 9(3) 96 - 98
Table 12-40: Virginia Medicaid APG Hospital Rate File Variables - medout.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 208
12.2.7.7 Wisconsin Medicaid APG
Critical Access Payment Factor (Legacy)
cahip 9(1)v9(4) 99 - 103
Outpatient Ratio of Cost-to-Charges (RCCs)
out_rcc 9(1)v9(4) 104 - 108
Second Repeated Ancillary Discount
ancdisc2 9(1)v9(4) 109 - 113
Third Repeated Ancillary Discount ancdisc3 9(1)v9(4) 114 - 118Fee Schedule Table fstable X(13) 119 - 131Extended Fee Schedule Table fsexttable X(13) 132 - 144National Carrier natcarrier X(12) 145 - 156Other Carrier othcarrier X(12) 157 - 168Critical Access Payment Factor (New)
cahip2 9(1)v9(5) 169 - 174
Filler X(263) 175 - 437
Table 12-42: Wisconsin Medicaid APG Hospital Rate File Variables - medout.dat
Field Description Variable Name Format PositionProvider Specific Base Rate base_rate 9(8)v9(2) 39 - 48 Mark-up/Discount Factor markup 9(1)v9(4) 49 - 53First Procedure Discount disc1 9(1)v9(4) 54 - 58Second Procedure Discount disc2 9(1)v9(4) 59 - 63All Other Procedures Discount disc3 9(1)v9(4) 64 - 68First Repeated Ancillary Discount ancdisc1 9(1)v9(4) 69 - 73Second Repeated Ancillary Discount ancdisc2 9(1)v9(4) 74 - 78Terminated Procedure Discount termdisc 9(1)v9(4) 79 - 83Bi-lateral Procedure Discount bilatdisc 9(1)v9(4) 84 - 88Percent of Charge Factor pctchrg 9(1)v9(4) 89 - 93Third Repeated Ancillary Discount ancdisc3 9(1)v9(4) 94 - 98Second Percentage of Charge Factor pctchrg2 9(1)v9(4) 99 - 103Fee Schedule Table fstable X(13) 104 - 116Extended Fee Schedule Table fsexttable X(13) 117 - 129National Carrier natcarrier X(12) 130 - 141Other Carrier othcarrier X(12) 142 - 153Filler X(284) 154 - 437
Table 12-41: Washington Medicaid APG Hospital Rate File Variables - medout.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 209
13 Other Hospital Rate Calculator File Layouts
This chapter provides the layouts for the “other” (i.e., Commercial) Hospital Rate Calculator File layouts (C and COBOL). This chapter includes the following sections:
• Inpatient Layouts- C Platform
- Contract Multi-Pricer/DRG Pro- Medicaid APR Pro- TRICARE/CHAMPUS
- COBOL Platform- Contract Multi-Pricer/DRG Pro- TRICARE/CHAMPUS
• Outpatient Layouts- C Platform
- Contract APC- Contract ASC- Medicaid APG Pro- TRICARE APC
- COBOL Platform- Contract APC- Contract ASC
Optum | www.optum.com August 19, 2021 Page 210
13.1 Inpatient Layouts13.1.1 C Platform
13.1.2.1 Contract Multi-Pricer/DRG Pro
Table 13-1: Contract Multi-Pricer/DRG Pro Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionFiller X(71) 39 - 109Transfer Pricing Flag1 = Acute Care Transfers2 = Medicare Acute, Post-Acute, and Special
Post-Acute Care Transfers
special1 9(1) 110
Short Stay Pricing Flag special2 9(1) 111One Day Stay Pricing Flag special3 9(1) 112Outlier Pricing Flag1 = Combination Stop-Loss2 = First Dollar - Dollar Threshold (per diem rate)3 = First Dollar - Day Threshold (per diem rate)4 = First Dollar - Dollar Threshold (PPR to per
diem rate cap)5 = First Dollar - Dollar Threshold (PPR)6 = Second Dollar - Dollar Threshold (PPR)7 = Second Dollar - Day Threshold (per diem
rate)8 = Second Dollar - Day Threshold (per diem rate
- threshold based on average mlos)9 = Second Dollar - Standard DRG Cost Outlier
Threshold
special4 X(1) 113
Limit Reimbursement to a% of Charges Flag special5 9(1) 114Filler X(15) 115 - 129Overall Markup/Discount Flag special6 9(1) 130Markup/Discount Factor discount 9(1)v9(4) 131 - 135Short Stay Factor shortstayfactor 9(1)v9(4) 136 - 140Maximum Percent of Charge chargecapfactor 9(1)v9(4) 141 - 145Outlier Payment for Transfers Flag transoutflag 9(1) 146Transfer Factor transferfactor 9(1)v9(4) 147 - 151Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 152 - 156Base Factor for High Cost Outlier basefactor 9(1)v9(4) 157 -161Cost Factor for High Cost Outlier costfactor 9(1)v9(4) 162 - 166Charge Factor for High Cost Outlier chargefactor 9(1)v9(4) 167 - 171Cost Threshold for High Cost Outlier costthreshold 9(8)v9(2) 172 - 181Charge Threshold for High Cost Outlier chargethreshold 9(8)v9(2) 182 - 191Day Threshold for Outlier daythreshold 9(4) 192 - 195Per Diem for Outlier perdiem 9(8)v9(2) 196 - 205
Optum | www.optum.com August 19, 2021 Page 211
13.1.3.2 Medicaid APR Pro
Negotiated Number of Days in Excess of DRG Mean Length of Stay for Outlier
adddays 9(4) 206 - 209
One Day Stay Rate onedaystayrate 9(8)v9(2) 210 - 219Minimum Percent of Charge minchargefactor 9(1)v9(4) 220 - 224One Day Stay Pricing Takes Precedence Over Transfer Pricing
onedayovertrans 9(1) 225
Never Reimburse Below a% of Charges Flag special7 9(1) 226Filler X(210) 227 - 436Extended Hospital Rate Calculator File in Use0 = Extended Hospital Rate Calculator File not
required1 = Extended Hospital Rate Calculator File
required
medext_sw X(1) 437
Reserved for Rate File Version version X(7) 438 - 444
Table 13-2: Contract Multi-Pricer/DRG Pro Extended Hospital Rate Calculator Variables - medext.dat
Field Description Variable Name Format PositionDRG Weight Factor drg_factor 9(1)v9(4) 40 - 44Diagnosis Code and Effective Date Array
- Diagnosis Code- Start Date- End Date
dx_codestart_dateend_date
X(10) (occurs 10 times)9(8)9(8)
45 - 304
Filler X(203) 305 - 507
Pricer Type prcr_type X(2) 508 - 509 Key Type key_type X(1) 510
Table 13-3: Medicaid APR Pro Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable name Format PositionState state_id X(2) 39 - 40Procedure Array proc_array X(4)
(occurs 50 times)
41 - 240
Hospital Base Rate base 9(8)v9(2) 241 - 250Ratio of Cost-to-Charges (RCCs) rcc 9(1)v9(4) 251 - 255Mark-up/Discount Factor markup 9(1)v9(4) 256 - 260Potentially Preventive Readmission (PPR) Factor ppr 9(1)v9(4) 261 - 265High Cost Fixed Outlier Threshold cot 9(8)v9(2) 266 - 275
Table 13-1: Contract Multi-Pricer/DRG Pro Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 212
Capital Add-On Payment capital 9(8)v9(2) 276 - 285Hospital Type00 = Standard reimbursement01 = Exempt from PPR adjustments02 = Eligible for policy adjustor03 = Eligible for policy adjustor with age limit04 = Exempt from transfer logic
type 9(2) 286 - 287
Malpractice Add-On Payment malprac 9(8)v9(2) 288 - 297Organ Acquisition Add-On Payment orgpay 9(8)v9(2) 298 - 307Marginal Cost Factor 1 mcf 9(1)v9(4) 308 - 312Medical Education Payment mededpay 9(8)v9(2) 313 - 322Interim Claim Threshold iclm_threshold 9(3) 323 - 325Interim Claim Per Diem iclm_perdiem 9(8)v9(2) 326 - 335Day Outlier Threshold mhls_threshold 9(3) 336 - 338Day Outlier Per Diem mhls_perdiem 9(8)v9(2) 339 - 348Policy Adjustor 1 pol_adj1 9(1)v9(4) 349 - 353Policy Adjustor 2 pol_adj2 9(1)v9(4) 354 - 358Policy Adjustor 3 pol_adj3 9(1)v9(4) 359 - 363Policy Adjustor 4 pol_adj4 9(1)v9(4) 364 - 368Policy Adjustor 5 pol_adj5 9(1)v9(4) 369 - 373Policy Adjustor 6 pol_adj6 9(1)v9(4) 374 - 378Age Limit cut_age 9(3) 379 - 381Marginal Cost Factor 2 mcf2 9(1)v9(4) 382 - 386Provider Adjustor prov_adj 9(1)v9(4) 387 - 391Birth Weight Age Limit bw_age_limit 9(2) 392 - 393Policy Add-On 1 pol_addon1 9(8)v9(2) 394 - 403Outlier Threshold 2 cot2 9(8)v9(2) 404 - 413Marginal Cost Factor 3 mcf3 9(1)v9(4) 414 - 418Potentially Preventable Readmission (PPR) Extended Factor
ppr_ext 9(1)v9(5) 419 - 424
Filler X(12) 425 - 436Extended Hospital Rate Calculator File in Use0 = Extended Hospital Rate Calculator File not
required1 = Extended Hospital Rate Calculator File required
medext_sw X(1) 437
Table 13-4: Medicaid APR Pro Extended Hospital Rate File - medext.dat
Field Description Variable Name Format PositionPer Diem Rate 1 perdiem1 9(4)v9(2) 40 - 45Per Diem Rate 2 perdiem2 9(4)v9(2) 46 - 51Labor Portion labor 9(1)v9(6) 52 - 58
Table 13-3: Medicaid APR Pro Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable name Format Position
Optum | www.optum.com August 19, 2021 Page 213
13.1.4.3 TRICARE/CHAMPUS
Wage Index wi 9(1)v9(5) 59 - 64Adjustment Factor 1 adjustfactor1 9(1)v9(6) 65 - 71Capital Adjustment Factor capital_factor 9(1)v9(6) 72 - 78Per Diem Factor 3 perdiem3 9(4)v9(2) 79 - 84Case-Mix Factor casemix 9(1)v9(5) 85 - 90Extended Ratio of Cost-to-Charges (RCCs) rcc_ext 9(1)v9(6) 91 - 97High Cost Fixed Outlier Threshold 2 cot3 9(8)v9(2) 98 - 107Age Limit 2 cut_age2 9(3) 108 - 110Policy Add-On 2 pol_addon2 9(8)v9(2) 111 - 120Policy Add-On 3 pol_addon3 9(8)v9(2) 121 - 130Filler X(377) 131 - 507Pricer Type prcr_type X(2) 508 - 509 Key Type key_type X(1) 510
Table 13-5: TRICARE/CHAMPUS Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format PositionLabor-related Adjusted Standardized Amount (ASA)
lrasa 9(4)v9(2) 39 - 44
Non-Labor-related ASA nlrasa 9(4)v9(2) 45 - 50Labor-Related Children’s Hospital Differential lrchd 9(4)v9(2) 51 - 56Non-Labor-related Children’s Hospital Differential nlrchd 9(4)v9(2) 57 - 62Wage Index wi 9(1)v9(4) 63 - 67Indirect Medical Education (IME) Adjustment imea 9(1)v9(6) 68 - 74Ratio of Cost-to-Charges (RCC) rcc 9(1)v9(4) 75 - 79Cost Outlier Threshold cot 9(5)v9(2) 80 - 86Children’s Hospital/Neonate Cost Outlier Threshold
cotcn 9(5)v9(2) 87 - 93
Cost Outlier Factor/Multiplier cof 9(1)v9(2) 94 - 96Short Stay Outlier Factor sof 9(1)v9(2) 97 - 99Neonate Transfer Factor ntf 9(1)v9(2) 100 - 102Marginal Cost Factor: LOS Outliers mcfl 9(1)v9(2) 103 - 105Marginal Cost Factor: Cost Outliers mcfc 9(1)v9(2) 106 - 108Marginal Cost Factor: Burns LOS Outliers mcfbl 9(1)v9(2) 109 - 111Marginal Cost Factor: Burns Cost Outliers mcfbc 9(1)v9(2) 112 - 114Marginal Cost Factor: Children’s Hospitals/Neonates
mcfn 9(1)v9(2) 115 - 117
National TRICARE Rate ncr 9(5)v9(2) 118 - 124
Table 13-4: Medicaid APR Pro Extended Hospital Rate File - medext.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 214
13.1.5 COBOL Platform13.1.6.1 Contract Multi-Pricer/DRG Pro
Children’s Hospital/Neonatal Cost Outlier Adjustment
ccoladj 9(1)v9(4) 125 - 129
Operating Percent for Cost Outlier Threshold opcotper 9(1)v9(4) 130 - 134Labor Portion labor 9(1)v9(4) 135 - 139Filler X(5) 140 - 144TRICARE Hospital Base Rate baser 9(5)v9(2) 145 - 151Markup/Discount Adjustment Factor markup 9(1)v9(5) 152 - 157Psychiatric Per Diem pd_psych 9(8)v9(2) 158 - 167Psychiatric Distinct Part Unit psycunit X(1) 168Waiver waiver X(1) 169Waiver Factor waiver_factor 9(1)v9(4) 170 - 174COVID-19 DRG Weight Factor covid_fact 9(1)v9(4) 175 - 179Value-Based Purchasing (VBP) Adjustment Factor
vbp_adj 9(1)v9(11) 180 - 191
Traditional New Tech. Procedure and Claim Factor
techopfac 9(1)v9(2) 192 - 194
Alternative New Tech. Procedure and Claim Factor
alttechopfac 9(1)v9(2) 195 - 197
Filler X(247) 198 - 444
Table 13-6: Contract Multi-Pricer/DRG Pro COBOL Hospital Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format PositionFiller X(71) 251 - 321Transfer Pricing Flag1 = Acute Care Transfers2 = Medicare Acute, Post-Acute, and
Special Post-Acute Care Transfers
MPR-SPECIAL1 9(1) 322
Short Stay Pricing Flag MPR-SPECIAL2 9(1) 323One Day Stay Pricing Flag MPR-SPECIAL3 9(1) 324
Table 13-5: TRICARE/CHAMPUS Hospital Rate Calculator Variables - medcalc.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 215
Outlier Pricing Flag1 = Combination Stop-Loss2 = First Dollar - Dollar Threshold (per
diem rate)3 = First Dollar - Day Threshold (per diem
rate)4 = First Dollar - Dollar Threshold (PPR
to per diem rate cap)5 = First Dollar - Dollar Threshold (PPR)6 = Second Dollar - Dollar Threshold
(PPR)7 = Second Dollar - Day Threshold (per
diem rate)8 = Second Dollar - Day Threshold (per
diem rate - threshold based on average mlos)
MPR-SPECIAL4 X(1) 325
Limit Reimbursement to a% of Charges Flag
MPR-SPECIAL5 9(1) 326
Ratio of Cost-to-Charges MPR-RCC 9(1)v9(4) 327 - 331Cost Threshold MPR-
COSTTHRESHOLD9(8)v9(2) 332 - 341
Overall Markup/Discount Flag MPR-SPECIAL6 9(1) 342Markup/Discount Factor MPR-DISCOUNT 9(1)v9(4) 343 - 347Base Factor for High Cost Outlier MPR-BASEFACTOR 9(1)v9(4) 348 - 352Cost Factor for High Cost Outlier MPR-COSTFACTOR 9(1)v9(4) 353 - 357Charge Factor for High Cost Outlier MPR-CHARGEFACTOR 9(1)v9(4) 358 - 362Charge Threshold for High Cost Outlier MPR-
CHARGETHRESHOLD9(8)v9(2) 363 - 372
Outlier Payment for Transfer Flag MPR-TRANSOUTFLAG 9(1) 373Transfer Factor MPR-
TRANSFERFACTOR9(1)v9(4) 374 - 378
Maximum Percent of Charge MPR-CHARGECAPFACTOR
9(1)v9(4) 379 - 383
Short Stay Factor MPR-SHORTSTAYFACTOR
9(1)v9(4) 384 - 388
Never Reimburse Below a% of Charges Flag
MPR-SPECIAL7 9(1) 389
Day Threshold for Outlier MPR-DAYTHRESHOLD 9(4) 390 - 393Per Diem for Outlier MPR-PERDIEM 9(8)v9(2) 394 - 403Negotiated Number of Days in Excess of DRG Mean Length of Stay for Outlier
MPR-ADDDAYS 9(4) 404 - 407
One Day Stay Rate MPR-ONEDAYSTAYRATE
9(8)v9(2) 408 - 417
Minimum Percent of Charge MPR-MINCHARGEFACTOR
9(1)v9(4) 418 - 422
Table 13-6: Contract Multi-Pricer/DRG Pro COBOL Hospital Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 216
13.1.7.2 TRICARE/CHAMPUS
One Day Stay Pricing Takes Precedence Over Transfer Pricing
MPR-ONEDAYOVERTRANS
9(1) 423
Filler X(369) 424 - 792Extended Hospital Rate Calculator File in Use0 = Extended Hospital Rate Calculator
File not required1 = Extended Hospital Rate Calculator
File required
MPR-MEDEXT-SW X(1) 793
Reserved for Rate File Version MPR-VERSION X(7) 794 - 800
Table 13-7: Contract Multi-Pricer/DRG Pro Extended Hospital Rate Calculator Variables - hospext.dat
Field Description Variable Name Format PositionDRG Weight Factor MPR0-DRG-FACTOR 9(1)v9(4) 52 - 56Diagnosis Code and Effective Date Array
- Diagnosis Code- Start Date- End Date
MPR0-DX-CODEMPR0-START-DATEMPR0-END-DATE
X(10) (occurs 10 times)9(8)9(8)
57 - 316
Filler X(481) 317 - 797Pricer Type MPR0-PRCR-TYPE X(2) 798 - 799Key Type MPR0-KEY-TYPE X(1) 800
Table 13-8: TRICARE/CHAMPUS COBOL Hospital Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format PositionASA – Labor-related CHR-LRASA 9(8)v9(2) 251 - 260ASA – Non-Labor-related CHR-NLRASA 9(8)v9(2) 261 - 270Children’s Differential/Labor-related CHR-LRCHD 9(8)v9(2) 271 - 280Children’s Differential/Non-Labor CHR-NLRCHD 9(8)v9(2) 281 - 290Wage Index CHR-CWI 9(1)v9(4) 291 - 295Indirect Education Adjustment CHR-CIMEA 9(1)v9(6) 296 - 302Cost-to-Charge Ratio CHR-CRCC 9(1)v9(4) 303 - 307Cost Outlier Threshold CHR-CCOT 9(8)v9(2) 308 - 317Children’s Hospital/Neonate Cost Outlier Threshold
CHR-CCOTCN 9(8)v9(2) 318 - 327
Cost Outlier Factor/Multiplier CHR-CCOF 9(1)v9(2) 328 - 330Short Stay Outlier Factor CHR-CSSOF 9(1)v9(2) 331 - 333
Table 13-6: Contract Multi-Pricer/DRG Pro COBOL Hospital Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 217
Neonate Transfer Factor CHR-CNTF 9(1)v9(2) 334 - 336Marginal Cost Factor: LOS CHR-CMCFL 9(1)v9(2) 337 - 339Marginal Cost Factor: Cost CHR-CMCFC 9(1)v9(2) 340 - 342Marginal Cost Factor: Burns - LOS CHR-CMCFBL 9(1)v9(2) 343 - 345MCF - Children’s Hospitals/Neonates CHR-CMCFCN 9(1)v9(2) 346 - 348Marginal Cost Factor: Burns - Cost CHR-CMCFBC 9(1)v9(2) 349 - 351COVID-19 DRG Weight Factor CHR-COVID-FACTOR 9(1)v9(4) 352 - 356Value-Based Purchasing (VBP) Adjustment Factor
CHR-VBP-FACTOR 9(1)v9(11) 357 - 368
Traditional New Tech. Procedure and Claim Factor
CHR-TECHOPFAC 9(1)v9(2) 369 - 371
Alternative New Tech. Procedure and Claim Factor
CHR-ALT-TECHOPFAC
9(1)v9(2) 372 - 374
Filler X(114) 375 - 488National TRICARE Rate CHR-NCR 9(8)v9(2) 489 - 498Hospital-Based TRICARE Rate CHR-HBCR 9(8)v9(2) 499 - 508Children’s Hospital/Neonatal Cost Outlier Adjustment
CHR-CCOLADJ 9(1)v9(4) 509 - 513
Operating Percent for Cost Outlier Threshold CHR-OPCOTPER 9(1)v9(4) 514 - 518Labor Portion CHR-LABOR 9(1)v9(4) 519 - 523Markup/Discount Adjustment Factor CHR-MARKUP 9(1)v9(5) 524 - 529Psychiatric Per Diem CHR-PD-PSYCH 9(8)v9(2) 530 - 539Psychiatric Distinct Part Unit CHR-PSYCUNIT X(1) 540Waiver CHR-WAIVER X(1) 541Waiver Factor CHR-WAIVER-
FACTOR9(1)v9(4) 542 - 546
Filler X(254) 547 - 800
Table 13-8: TRICARE/CHAMPUS COBOL Hospital Rate Calculator Variables - hosprate.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 218
13.2 Outpatient Layouts13.2.1 C Platform
13.2.2.1 Contract APC
Table 13-9: Contract APC Hospital Rate File Variables - medout.dat
Field Description Variable Name Position FormatLabor-related Portion labor 39 - 44 9(1)v9(5)Wage Index wi 45 - 50 9(1)v9(5)Facility Type00 = All other hospitals05 = OPPS exempt (CAH) 08 = Non-participating hospital
fac_type 51 - 52 9(2)
Multiple Procedure Discount Factor –For highest weighted procedure APC.
discount1 53 - 57 9(1)v9(4)
Multiple Procedure Discount Factor –For second highest weighted procedure APC.
discount2 58 - 62 9(1)v9(4)
Multiple Procedure Discount Factor –For third highest weighted procedure APC.
discount3 63 - 67 9(1)v9(4)
Multiple Procedure Discount Factor –For all other procedure APCs.
discount4 68 - 72 9(1)v9(4)
Discontinued Procedures Discount Factor dmodpct 73 - 77 9(1)v9(4)Outpatient Ratio of Costs-to-Charges rcc 78 - 83 9(1)v9(5)Filler 84 - 94 X(11)Outlier Payment Percent outlier_pct 95 - 99 9(1)v9(4)Outlier Payment Factor outlier_fac 100 - 104 9(1)v9(4)Ambulance Rural Factor ambrural 105 - 109 9(1)v9(4)Ambulance Non-Rural Factor ambnonrural 110 - 114 9(1)v9(4)Hospital Quality Indicator hospqualind 115 X(1)Hospital Quality Reduction Factor qualredfact 116 - 120 9(1)v9(4)Filler 121 - 125 X(5)Claim Denial Override Flag0 = Do not override Return Code 221 = Override Return Code 22
clm_denial_override
126 9(1)
Payment Limit Flag – Limit payment to some percent of charges.0 = No1 = Yes
paylim 127 9(1)
Payment Limit Factor – Limit payment for each claim to this field times total charges.
paypct 128 - 132 9(1)v9(4)
Reserved for Co-Payment Limit Flag – Limit co-payment to some percent of charges.0 = No1 = Yes
copaylim 133 9(1)
Reserved for Co-Payment Limit Factor – Limit payment for each claim to this field times total charges.
copaypct 134 - 138 9(1)v9(4)
Optum | www.optum.com August 19, 2021 Page 219
Base * Weight Pricing Flag0 = No (use APC Rates)1 = Yes (use BRATE * APC weights)
brflag 139 9(1)
Base Rate or Conversion Factor –Supply this field if BRFLAG = 1
brate 140 - 147 9(5)v9(3)
Fee Schedule Charge Limit Flag0 = Fee schedule items are priced at the fee schedule
rate1 = Fee schedule items are priced at the lesser of the
fee schedule rate or line item charge2 = Fee schedule items except for Payment Status
Indicator G and K items are priced at the lesser of the fee schedule rate or line item charge (default)
fschglim 148 9(1)
Discounting Option0 = Use Medicare discounting rules (default)1 = Use contract pricing discounts2 = Use Iowa Medicaid discounting rules
discoption 149 9(1)
Fee Schedule Indicator0 = No fee schedule pricing1 = Fee schedule pricing
fsind 150 9(1)
Fee Schedule Table fstable 151 - 163 X(13)Ambulance Coverage Factor ambcov 164 - 168 9(1)v9(4)Ambulance Coinsurance Factor ambcoins 169 - 173 9(1)v9(4)Ambulance Location/Carrier Code
NoteFor Medicare pricing, Ambulance Carrier Code is based on patient zip code at point of pickup.
ambcarrier 174 - 185 X(12)
DMEPOS Coverage Factor dmecov 186 - 190 9(1)v9(4)DMEPOS Coinsurance Factor dmecoins 191 - 195 9(1)v9(4)DMEPOS Location/Carrier Code dmecarrier 196 - 207 X(12)Lab Coverage Factor labcov 208 - 212 9(1)v9(4)Lab Coinsurance Factor labcoins 213 - 217 9(1)v9(4)Lab Location/Carrier Code labcarrier 218 - 229 X(12)National Coverage Factor mamcov 230 - 234 9(1)v9(4)National Coinsurance Factor mamcoins 235 - 239 9(1)v9(4)National Location/Carrier Code mamcarrier 240 - 251 X(12)Physician Fee Schedule Coverage Factor rehcov 252 - 256 9(1)v9(4)Physician Fee Schedule Coinsurance Factor rehcoins 257 - 261 9(1)v9(4)Physician Fee Schedule Location/Carrier Code rehcarrier 262 - 273 X(12)Other Coverage Factor othcov 274 - 278 9(1)v9(4)Other Coinsurance Factor othcoins 279 - 283 9(1)v9(4)Other Location/Carrier Code othcarrier 284 - 295 X(12)
Table 13-9: Contract APC Hospital Rate File Variables - medout.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 220
APC Mapping Flag0 = Do not map HCPCS codes1 = Map HCPCS codes
apcmapflag 296 9(1)
Pricing Selection, Non-OPPS0 = Include Non-OPPS and Reasonable Cost under
Non-OPPS1 = Separate Reasonable Cost from Non-OPPS
psaf 297 9(1)
Payment Factor, Non-OPPS Items psafpayfact 298 - 302 9(1)v9(4)Co-Payment Factor, Non-OPPS Items psafcpyfact 303 - 307 9(1)v9(4)Filler 308 9(1)Payment Factor, Non-Covered Items psbepayfact 309 - 313 9(1)v9(4)Co-Payment Factor, Non-Covered Items psbecpyfact 314 - 318 9(1)v9(4)Filler 319 9(1)Payment Factor, Inpatient Items pscpayfact 320 - 324 9(1)v9(4)Co-Payment Factor, Inpatient Items psccpyfact 325 - 329 9(1)v9(4)Pricing Selection, Packaged Items/Paystatus N: 0 = Package according to Medicare rules1 = Use Contract fee schedule or pay percent of charge
psn 330 9(1)
Payment Factor, Packaged Items/Paystatus N psnpayfact 331 - 335 9(1)v9(4)Co-Payment Factor, Packaged Items/Paystatus N psncpyfact 336 - 340 9(1)v9(4)Pricing Selection, Line Items Without HCPCS Codes:0 = Medicare rules 1 = Package 2 = Use specified percent of charges
psrev 341 9(1)
Payment Factor, Line Items Without HCPCS Codes psrevpayfact 342 - 346 9(1)v9(4)Co-Payment Factor, Line Items Without HCPCS Codes psrevcpyfact 347 - 351 9(1)v9(4)Paystatus G Flag0 = Medicare rulesProcedure code is grouped to an APC and priced using an APC rate.1 = Percent of charge if no fee scheduleIf there is a fee schedule rate for the procedure code, pay via the fee schedule. If the item is not in the fee schedule, pay as a percent of line item charge.2 = Price using the fee schedule rate
psg 352 9(1)
Payment Factor, Paystatus G psgpayfact 353 - 357 9(1)v9(4)Co-Payment Factor, Paystatus G psgcpyfact 358 - 362 9(1)v9(4)Paystatus H Flag0 = Pay the same as other APCs (default)1 = Use Contract fee schedule or pay a percent of
charge
psh 363 9(1)
Payment Factor, Paystatus H pshpayfact 364 - 368 9(1)v9(4)Co-Payment Factor, Paystatus H pshcpyfact 369 - 373 9(1)v9(4)Bilateral Pricing Discount Factor –Default is 1.0000.
bilateral 374 - 378 9(1)v9(4)
Payment Factor, Reasonable Cost Items psflpayfact 379 - 383 9(1)v9(4)
Table 13-9: Contract APC Hospital Rate File Variables - medout.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 221
Co-Payment Factor, Reasonable Cost Items psflcpyfact 384 - 388 9(1)v9(4)Override ID override_id 389 - 408 X(20)Total Reimbursement Mark-Up Factor discount 409 - 413 9(1)v9(4)Lab Panel/Multi-Channel Flag0 = Perform lab panel/multi-channel discounting
(default)1 = Do not perform lab panel/multi-channel discounting
labpnl 414 9(1)
Fee Schedule Mark-Up Flag Except Fee Type of Other0 = Apply mark-up factor1 = Do not apply mark-up factor
fee_markup 415 9(1)
Fee Schedule Mark-Up Flag for Fee Type of Other0 = Apply mark-up factor1 = Do not apply mark-up factor
fsother_markup 416 9(1)
Pay Status H Items Mark-Up Flag0 = Apply mark-up factor1 = Do not apply mark-up factor
h_markup 417 9(1)
Pay Status G and K Items Mark-Up Flag0 = Apply mark-up factor1 = Do not apply mark-up factor
gk_markup 418 9(1)
Pay Status J1, J2, R, S, T, V, and X Items Mark-Up Flag0 = Apply mark-up factor1 = Do not apply mark-up factor
rstvx_markup 419 9(1)
Pay Status F and L Items Mark-Up Flag0 = Apply mark-up factor1 = Do not apply mark-up factor
fl_markup 420 9(1)
All Other Payment Statuses Mark-Up Flag0 = Apply mark-up factor1 = Do not apply mark-up factor
other_markup 421 9(1)
Outlier Add-On Items Mark-Up Flag0 = Apply mark-up factor1 = Do not apply mark-up factor
out_markup 422 9(1)
Pay Status U Mark-Up Flag0 = Apply mark-up factor1 = Do not apply mark-up factor
u_markup 423 9(1)
Pricer Return Code 08 Override Flag1 = Override line-level Pricer Return Code 08 for
modifiers GX, GY, and GZ.
modovrflg 424 9(1)
Outlier Fixed Cost Threshold outlier_thresh 425 - 434 9(8)v9(2)Reserved for Reasonable Cost Factor rcost_fact 435 - 439 9(1)v9(4)Rural Adjustment Factor rural_fact 440 - 444 9(1)v9(4)
Table 13-10: Contract APC Extended Hospital Rate File Layout - medext.dat
Field Description Variable Name Position FormatHospital Number pfac 1 - 16 X(16)Paysource (Payer) Code psrc 17 - 29 X(13)
Table 13-9: Contract APC Hospital Rate File Variables - medout.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 222
Hospital Number with NPI/Taxonomy pfac 1 - 20 X(20)Paysource (Payer) Code with NPI/Taxonomy psrc 21 - 29 X(9)Effective Date eff_date 30 - 37 9(8)Patient Type pattype 38 X(1)Sequence Number seqnum 39 X(1)Extended Fee Schedule Table fsexttable 40 - 52 X(13)Pay Lines with MUEs Flag0 = Do not pay lines with MUEs1 = Pay lines with MUEs up to the MUE maximum
mue_flag 53 9(1)
Apply Therapy Modifier and Revenue Code Logic Flag
0 = Do not apply Return Code 411 = Assign Return Code 41 for therapy billing errors
based on bill type and revenue code requirements2 = Assign Return Code 41 for therapy G-codes
without appropriate discipline and severity modifiers
3 = Assign Return Code 41 for bill type/revenue code restrictions and also for therapy G-codes without appropriate discipline and severity modifiers
4 = Apply Return Code 41 for therapy code without appropriate modifier
5 = Apply all Return Code 41 options
rc41_flag 54 9(1)
Non-Emergency ESRD Ambulance Reduction Factor esrd_reduc 55 - 59 9(1)v9(4)Bypass Fee Schedule Markup if Fee Schedule Payment Capped at Charges0 = Apply markup to line items whose fee schedule
payment has been capped at charges1 = Bypass markup for line items whose fee schedule
payment has been capped at charges
bypass_markup 60 9(1)
Apply Terminated Discounting to Non-Payment Status T Codes0 = Do not apply terminated discounts to eligible
services1 = Apply terminated discounting to eligible services
term_disc 61 9(1)
Apply Invalid Billing of Device Credit Logic0 = Do not assign Return Code 42 for claims with
invalid billing of device credits1 = Assign Return Code 42 to claims with invalid
billing of device credits
inval_device_flag 62 9(1)
Paystatus J1 Flag0 = Pay the same as other APCs (default)1 = Use contract fee schedule or pay a percent of
charge
psj1 63 9(1)
Payment Factor, Paystatus J1 psj1payfact 64 - 68 9(1)v9(4)Co-Payment Factor, Paystatus J1 psj1cpyfact 69 - 73 9(1)v9(4)
Table 13-10: Contract APC Extended Hospital Rate File Layout - medext.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 223
Apply Michigan Medicaid Short Stay Reimbursement Policy0 = Do not apply Michigan Medicaid Short Stay
Reimbursement Policy1 = Apply Michigan Medicaid Short Stay
Reimbursement Policy
short_stay 74 9(1)
Short Stay Rate hss_rate 75 - 84 9(8)v9(2)Apply Computed Tomography (CT) Reduction Factor0 = Do not apply CT Reduction Policy1 = Apply the CT Reduction Policy
modct_flag 85 9(1)
Computed Tomography (CT) Reduction Factor ct_reduc 86 - 90 9(1)v9(4)Apply Never Event Modifier Logic0 = Do not apply1 = Apply invalid modifier for pricing line-level Return
Code 08
nem_flag 91 9(1)
Non-Participating Provider Factor altprov_factor 92 - 96 9(1)v9(4)Apply X-Ray With Film Reduction Flag0 or blank = Do not apply x-ray with film reduction1 = Apply x-ray with film reduction
fx_flag 97 9(1)
X-Ray With Film Reduction Factor fx_reduc 98 - 102 9(1)v9(4)Fee Schedule Layout FlagCheck = Utilize new fee schedule layout (450 bytes)Do Not Check = Utilize legacy fee schedule layout
(38 bytes)
fs_flag 103 9(1)
Apply Non-Emergent Emergency Room (ER) Reduction Flag0 = Do not apply non-emergent ER reduction1 = Apply non-emergent ER reduction
er_flag 104 9(1)
Non-Emergent Qualified Physician Referral Factor mdrefer_factor 105 - 109 9(1)v9(4)
Non-Emergent No Qualified Physician Referral Factor
norefer_factor 110 - 114 9(1)v9(4)
DME Rural Indicator0 = Non-rural (urban) facility for DME services 1 = Rural facility for DME services
rural_ind 115 9(1)
Apply Provider-Based Department (PBD) Reduction Flag0 = Do not apply reduction factor1 = Apply PN reduction factor2 = Apply PO reduction factor3 = Apply both PN and PO reduction factors
pn_flag 116 9(1)
PBD Reduction Factor (PN) pn_reduc 117 - 121 9(1)v9(4)PBD Payment Factor (PN) pn_pay 122 - 126 9(1)v9(4)Ambulance Pricing Option0 = No change from previous methodology1 = Apply Medicare rules2 = Apply Michigan rules3 = Apply non-Medicare rules
amb_option 127 9(1)
Ambulance Base Rate Reduction - 2 Patients amb_reduc2 128 - 132 9(1)v9(4)
Table 13-10: Contract APC Extended Hospital Rate File Layout - medext.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 224
Ambulance Base Rate Reduction - > 2 Patients amb_reduc3 133 - 137 9(1)v9(4)Paystatus K Flag0 = Medicare rulesProcedure code is grouped to an APC and priced using an APC rate.1 = Percent of charge if no fee scheduleIf there is a fee schedule rate for the procedure code, pay via the fee schedule. If the item is not in the fee schedule, pay as a percent of line item charge.2 = Price using the fee schedule rate
psk 138 9(1)
Payment Factor, Paystatus K pskpayfact 139 - 143 9(1)v9(4)Co-Payment Factor, Paystatus K pskcpyfact 144 - 148 9(1)v9(4)Apply Computed Radiography Reduction Flag0 = Do not apply computed radiography reduction1 = Apply computed radiography reduction
fy_flag 149 9(1)
Computed Radiography Reduction Factor fy_reduc 150 - 154 9(1)v9(4)Therapy Bundling Flag0 = Do not deny bundled therapy services with line-
level Pricer Return Code 361 = Only deny bundled therapy services with line-
level Pricer Return Code 36 when a fee schedule rate is not established
2 = Deny all bundled therapy services with line-level Pricer Return Code 36
bundle_therapy 155 9(1)
PBD Reduction Factor (PO) po_reduc 156 - 160 9(1)v9(4)Fee Schedule Mark-Up Flag for Ambulance Fee Schedule Items1 = Bypass mark-up factor
fsamb_markup 161 9(1)
Fee Schedule Mark-Up Flag for DME Fee Schedule Items1 = Bypass mark-up factor
fsdme_markup 162 9(1)
Fee Schedule Mark-Up Flag for Lab Fee Schedule Items1 = Bypass mark-up factor
fslab_markup 163 9(1)
Fee Schedule Mark-Up Flag for National/ASP/Medicaid Fee Schedule Items1 = Bypass mark-up factor
fsnat_markup 164 9(1)
Fee Schedule Mark-Up Flag for Physician Fee Schedule Items1 = Bypass mark-up factor
fsphys_markup 165 9(1)
Filler 166 - 507 X(342)Pricer Type prcr_type 508 - 509 X(2)Key Type key_type 510 X(1)
Table 13-10: Contract APC Extended Hospital Rate File Layout - medext.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 225
13.2.3.2 Contract ASC
Table 13-11: Contract ASC Hospital Rate File Variables - medout.dat
Field Description Variable Name Position FormatLabor-Related Portion labor 39 - 44 9(1)v9(5)Wage Index wi 45 - 50 9(1)v9(5)Multiple Procedure Discount Factor - First Procedure discount1 51 - 55 9(1)v9(4)Multiple Procedure Discount Factor - All Other Procedures
discount4 56 - 60 9(1)v9(4)
Discontinued Procedure Discount dmodpct 61 - 65 9(1)v9(4)Percentage Payment Rate Flag pprflg 66 9(1)Percentage Payment Rate ppr 67 - 71 9(1)v9(4)Mark-up/Discount Factor markup 72 - 76 9(1)v9(4)Payment Limit Flag paylim 77 9(1)Payment Limit Factor paypct 78 - 82 9(1)v9(4)Fee Schedule Indicator0 = No fee schedule pricing1 = Fee schedule pricing
fsind 83 9(1)
Fee Schedule Table fstable 84 - 96 X(13)Coverage Factor asrcov 97 - 101 9(1)v9(4)Coinsurance Factor asrcoins 102 - 106 9(1)v9(4)Fee Schedule Carrier asrcarrier 107 - 118 X(12)Other Coverage Factor othcov 119 - 123 9(1)v9(4)Other Coinsurance Factor othcoins 124 - 128 9(1)v9(4)Other Fee Schedule Carrier othcarrier 129 - 140 X(12)Payment Status A2 Items Mark-up Flag a2_markup 141 9(1)Payment Status AX Items Mark-up Flag ax_markup 142 9(1)Payment Status AZ Items Mark-up Flag az_markup 143 9(1)Payment Status F4 Items Mark-up Flag f4_markup 144 9(1)Payment Status G2 Items Mark-up Flag g2_markup 145 9(1)Payment Status H2 Items Mark-up Flag h2_markup 146 9(1)Payment Status H7 Items Mark-up Flag h7_markup 147 9(1)Payment Status H8 Items Mark-up Flag h8_markup 148 9(1)Payment Status J7 Items Mark-up Flag j7_markup 149 9(1)Payment Status J8 Items Mark-up Flag j8_markup 150 9(1)Payment Status K2 Items Mark-up Flag k2_markup 151 9(1)Payment Status K7 Items Mark-up Flag k7_markup 152 9(1)Payment Status L6 Items Mark-up Flag l6_markup 153 9(1)Payment Status P2 Items Mark-up Flag p2_markup 154 9(1)Payment Status P3 Items Mark-up Flag p3_markup 155 9(1)Payment Status R2 Items Mark-up Flag r2_markup 156 9(1)Payment Status Z2 Items Mark-up Flag z2_markup 157 9(1)
Optum | www.optum.com August 19, 2021 Page 226
13.2.4.3 Medicaid APG Pro
Payment Status Z3 Items Mark-up Flag z3_markup 158 9(1)Cardiac Resynch. Therapy Logic Flag0 = Do not apply Return Code 371 = Apply Return Code 37
rc37_flag 159 9(1)
ASC Quality Reduction Factor qual_reduct 160 - 164 9(1)v9(4)Apply Bio-Similar Modifier Logic Flag0 = Do not apply Return Code 541 = Apply Return Code 54
rc54_flag 165 9(1)
Fee Schedule Layout Flag0 or Blank = Utilize legacy fee schedule layout (38 bytes) 1 = Utilize new fee schedule layout (450 bytes)
fs_flag 166 9(1)
Colonoscopy Payment Factor col_pay_fact 167 - 171 9(1)v9(4)Colonoscopy Co-Payment Factor col_copay_fact 172 - 176 9(1)v9(4)Pay Lines With MUEs0 = Do not pay lines with MUEs1 = Pay lines with MUEs up to the MUE maximum
mue_flag 177 9(1)
Multiple Procedure Discount Factor - Second Procedure discount2 178 - 182 9(1)v9(4)Multiple Procedure Discount Factor - Third Procedure discount3 183 - 187 9(1)v9(4)Filler 188 - 437 X(250)
Table 13-12: Medicaid APG Pro Hospital Rate Variables - medout.dat
Field Description Variable Name Format PositionState state_id X(2) 39 - 40Procedure Array proc_array X(4) (occurs
50 times)41 - 240
Provider Specific Base Rate base_rate 9(8)v9(2) 241 - 250Mark-Up/Discount Factor markup 9(1)v9(4) 251 - 255First Procedure Discount disc1 9(1)v9(4) 256 - 260Second Procedure Discount disc2 9(1)v9(4) 261 - 265All Other Procedures Discount disc3 9(1)v9(4) 266 - 270First Repeat Ancillary Discount ancdisc1 9(1)v9(4) 271 - 275Second Repeat Ancillary Discount ancdisc2 9(1)v9(4) 276 - 280Third Repeat Ancillary Discount ancdisc3 9(1)v9(4) 281 - 285Terminated Procedure Discount termdisc 9(1)v9(4) 286 - 290Bilateral Procedure Adjustment bilatdisc 9(1)v9(4) 291 - 295Ratio of Cost-to-Charges (RCCs) rcc 9(1)v9(4) 296 - 300Factor 1 factor1 9(1)v9(4) 301 - 305Rate 1 rate1 9(8)v9(4) 306 - 315Rate 2 rate2 9(8)v9(4) 316 - 325
Table 13-11: Contract ASC Hospital Rate File Variables - medout.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 227
Facility Type facility_type 9(1) 326 Policy Adjustor 1 pol_adj1 9(1)v9(4) 327 - 331Policy Adjustor 2 pol_adj2 9(1)v9(4) 332 - 336Marginal Cost Factor mcf 9(1)v9(4) 337 - 341Cost Outlier Threshold threshold 9(8)v9(2) 342 - 351Age age 9(3) 352 - 354Add-On Payment add_on 9(8)v9(2) 355 - 364Ratio of Cost of Charges (RCCs) 2 rcc2 9(1)v9(4) 365 - 369Policy Adjustor 3 pol_adj3 9(1)v9(4) 370 - 374Policy Adjustor 4 pol_adj4 9(1)v9(4) 375 - 379Policy Adjustor 5 pol_adj5 9(1)v9(4) 380 - 384Filler X(2) 385 - 386Extended Hospital Rate Calculator File in Use0 = Extended Hospital Rate
Calculator File not required1 = Extended Hospital Rate
Calculator File required
medext_sw X(1) 387
Fee Schedule Table fstable X(13) 388 - 400Extended Fee Schedule Table fsexttable X(13) 401 - 413National Carrier natcarrier X(12) 414 - 425Other Carrier othcarrier X(12) 426 - 437State Rate File Version version X(7) 438 - 444
Table 13-13: Medicaid APG Pro Extended Hospital Rate File Layout - medext.dat
Field Description Variable Name Position FormatHospital Number facility 1 - 16 X(16)Paysource (Payer) Code paysrc 17 - 29 X(13)Effective Date eff_date 30 - 37 9(8)Patient Type pattype 38 X(1)Sequence Number seq_num 39 X(1)Add-On 2 add_on2 40 - 49 9(8)v9(2)Add-On 3 add_on3 50 - 59 9(8)v9(2)Alternate Weight st_weight 60 - 66 9(2)v9(5)Independently Bilateral Adjustment bilatdisc2 67 - 71 9(1)v9(4)Filler 72 - 507 X(436)
Pricer Type prcr_type 508 - 509
X(2)
Key Type key_type 510 X(1)
Table 13-12: Medicaid APG Pro Hospital Rate Variables - medout.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 228
13.2.5.4 TRICARE APC
Table 13-14: TRICARE APC Hospital Rate Calculator Variables - medout.dat
Field Description Variable Name Position FormatIn Network Provider network 39 9(1)Markup markup 40 - 44 9(1)v9(4)User Key 1 user_key1 45 - 59 X(15)User Key 2 user_key2 60 - 74 X(15)Filler 75 - 437 X(363)NMPRF/State Rate File Version (when applicable, otherwise filler)
version 438 - 444 X(7)
Rate Manager .TAB Filename 445 - 453 X(9)Filler 454 - 457 X(4)Weights/Rates, Owned/Shared havewt 458 X(1)Shared Weights/Rates, Facility ID ratefac 459 - 474 X(16)Shared Weights/Rates, Payer ID ratepsrc 475 - 487 X(13)Shared Weights/Rates, Effective Date rateeffdate 488 - 495 9(8)Grouper Type: Set to __tri (i.e. double-space, tri) if this payer uses TRICARE APCs for payment.
grpr_type 496 - 500 X(5)
Grouper Version grpr_vers 501 - 503 9(3)Pricer/Payer Type – Character field, left-justified. Set to 63 for TRICARE APC Pricer
pricer_type 504 - 505 9(2)
ICD-9-CM Mapping Flag icd9_map 506 9(1)Edit Date edit_date 507 9(1)Filler 508 - 510 X(3)
Optum | www.optum.com August 19, 2021 Page 229
13.2.6 COBOL Platform13.2.7.1 Contract APC
Table 13-15: Contract APC COBOL Hospital Rate File Variables - hosprate.dat
Field Description Variable Name Format PositionsLabor-Related Portion Y3R-LABOR 9(1)v9(5) 251 - 256Wage Index Y3R-WI 9(1)v9(5) 257 - 262Facility Type00 = All other hospitals05 = OPPS exempt (CAH) 08 = Non-participating hospital
Y3R-FACILITY-TYPE 9(2) 263 - 264
Multiple Significant Procedure Payment Discount Factor for Highest Weighted Procedure
Y3R-DISCOUNT1 9(1)v9(4) 265 - 269
Multiple Significant Procedure Payment Discount Factor for 2nd Highest Weighted Procedure.
Y3R-DISCOUNT2 9(1)v9(4) 270 - 274
Multiple Significant Procedure Payment Discount Factor for 3rd Highest Weighted Procedure.
Y3R-DISCOUNT3 9(1)v9(4) 275 - 279
Multiple Significant Procedure Payment Discount Factor for all other Procedures.
Y3R-DISCOUNT4 9(1)v9(4) 280 - 284
Discontinued Procedures Discount Factor Y3R-DMODPCT 9(1)v9(4) 285 - 289Outpatient Ratio of Costs to Charges Y3R-RCC 9(1)v9(5) 290 - 295Inpatient Deductible Y3R-INPDED 9(8)v9(2) 296 - 305Reserved for 1996 Ratio of Payment to Charges
9(1)v9(4) 306 - 310
Outlier Payment Percent Y3R-OUTLIER-PCT 9(1)v9(4) 311 - 315Outlier Payment Factor Y3R-OUTLIER-FAC 9(1)v9(4) 316 - 320Ambulance Rural Factor Y3R-AMBRURAL 9(1)v9(4) 321 - 325Ambulance Non-Rural Factor Y3R-AMBNONRURAL 9(1)v9(4) 326 - 330Hospital Quality Indicator Y3R-HOSPQUALIND X(1) 331Hospital Quality Reduction Factor Y3R-QUALREDFACT 9(1)v9(4) 332 - 336Filler X(5) 337 - 341Claim Denial Override Flag0 = Do not override Return Code 221 = Override Return Code 22
Y3R0-CLM-DENIAL-OVERRIDE
9(1) 342
Flag to Limit Payment to Some Percent of Charges (APC Contract Pricer Only)
Y3R-PAYLIM 9(1) 343
Payment Limit Factor (Limit Payment for Each Claim to this Field Times Total Charges) (APC Contract Pricer Only).
Y3R-PAYPCT 9(1)v9(4) 344 - 348
Flag to Limit Co-Payment to Some Percent of Charges (APC Contract Pricer Only)
Y3R-COPAYLIM 9(1) 349
Optum | www.optum.com August 19, 2021 Page 230
Co-Payment Limit Factor (Limit Payment for Each Claim to this Field Times Total Charges (APC Contract Pricer Only)
Y3R-COPAYPCT 9(1)v9(4) 350 - 354
Use Base * Weight Pricing Y3R-BRFLAG 9(1) 355Base Rate or Conversion Factor. Y3R-BRATE 9(5)v9(3) 356 - 363Fee Schedule Charge Limit Flag0 = Fee schedule items are priced at the
fee schedule rate1 = Fee schedule items are priced at the
lesser of the fee schedule rate or line item charge
2 = Fee schedule items except for Payment Status Indicator G and K items are priced at the lesser of the fee schedule rate or line item charge (default)
Y3R-FSCHGLIM 9(1) 364
Discounting Option0 = Use Medicare discounting rules
(default)1 = Use contract pricing discounts2 = Use Iowa Medicaid discounting rules
Y3R-DISCOPTION 9(1) 365
Fee Schedule Indicator Y3R-FSIND 9(1) 366Fee Schedule Table Y3R-FSTABLE X(13) 367 - 379Ambulance Coverage Factor Y3R-AMBCOV 9(1)v9(4) 380 - 384Ambulance Coinsurance Factor Y3R-AMBCOINS 9(1)v9(4) 385 - 389Ambulance Location/Carrier Code Y3R-AMBCARRIER X(12) 390 - 401DMEPOS Coverage Factor Y3R-DMECOV 9(1)v9(4) 402 - 406DMEPOS Coinsurance Factor Y3R-DMECOINS 9(1)v9(4) 407 - 411DMEPOS Location/Carrier Code Y3R-DMECARRIER X(12) 412 - 423Lab Coverage Factor Y3R-LABCOV 9(1)v9(4) 424 - 428Lab Coinsurance Factor Y3R-LABCOINS 9(1)v9(4) 429 - 433Lab Location/Carrier Code Y3R-LABCARRIER X(12) 434 - 445National Coverage Factor Y3R-MAMCOV 9(1)v9(4) 446 - 450National Coinsurance Factor Y3R-MAMCOINS 9(1)v9(4) 451 - 455National Location/Carrier Code Y3R-MAMCARRIER X(12) 456 - 467Physician Fee Schedule Coverage Factor Y3R-REHCOV 9(1)v9(4) 468 - 472Physician Fee Schedule Coinsurance Factor
Y3R-REHCOINS 9(1)v9(4) 473 - 477
Physician Fee Schedule Location/Carrier Code
Y3R-REHCARRIER X(12) 478 - 489
Other Coverage Factor Y3R-OTHCOV 9(1)v9(4) 490 - 494Other Coinsurance Factor Y3R-OTHCOINS 9(1)v9(4) 495 - 499Other Location/Carrier Code Y3R-OTHCARRIER X(12) 500 - 511
Table 13-15: Contract APC COBOL Hospital Rate File Variables - hosprate.dat
Field Description Variable Name Format Positions
Optum | www.optum.com August 19, 2021 Page 231
Pricing Selection, Non-OPPS0 = Include Non-OPPS and Reasonable
Cost under Non-OPPS.1 = Separate Reasonable Cost from Non-
OPPS.
Y3R-PSAF 9(1) 512
Payment Factor for Non-OPPS Items (Paystatus A)
Y3R-PSAFPAYFACT 9(1)v9(4) 513 - 517
Co-Payment Factor for Non-OPPS Items Y3R-PSAFCPYFACT 9(1)v9(4) 518 -522Reserved Filler 9(1) 523Payment Factor for Non-Covered Items Y3R-PSBEPAYFACT 9(1)v9(4) 524 - 528Co-Payment Factor for Non-Covered Items
Y3R-PSBECPYFACT 9(1)v9(4) 529 - 533
Reserved Filler 9(1) 534Payment Factor for Inpatient Items Y3R-PSCPAYFACT 9(1)v9(4) 535 - 539Co-Payment Factor for Inpatient Items Y3R-PSCCPYFACT 9(1)v9(4) 540 - 544Pricing Selection for Packaged Items (Paystatus N)
Y3R-PSN 9(1) 545
Payment Factor for Packaged Items Y3R-PSNPAYFACT 9(1)v9(4) 546 - 550Co-Payment Factor for Packaged Items Y3R-PSNCPYFACT 9(1)v9(4) 551 - 555Pricing Selection for Line Items Without HCPCS Codes
Y3R-PSREV 9(1) 556
Payment Factor for Line Items Without HCPCS Codes
Y3R-PSREVPAYFACT 9(1)v9(4) 557 - 561
Co-Payment Factor for Line Items Without HCPCS Codes
Y3R-PSREVCPYFACT 9(1)v9(4) 562 - 566
Paystatus G Flag0 = Medicare rulesProcedure code is grouped to an APC and priced using an APC rate.1 = Percent of charge if no fee scheduleIf there is a fee schedule rate for the procedure code, pay via the fee schedule. If the item is not in the fee schedule, pay as a percent of line item charge.2 = Price using the fee schedule rate
Y3R-PSG 9(1) 567
Payment Factor for Paystatus G Y3R-PSGPAYFACT 9(1)v9(4) 568 - 572Co-Payment Factor for Paystatus G Y3R-PSGCPYFACT 9(1)v9(4) 573 - 577Paystatus H Flag Y3R-PSH 9(1) 578Payment Factor for Paystatus H Y3R-PSHPAYFACT 9(1)v9(4) 579 - 583Co-Payment Factor for Paystatus H Y3R-PSHCPYFACT 9(1)v9(4) 584 - 588Bilateral Pricing Discount Factor Default is 1.0000 (if left at zeros, Pricer will assume discount = 1.0000)
Y3R-BILATERAL 9(1)v9(4) 589 - 593
Total Reimbursement Discount Factor Y3R-DISCOUNT 9(1)v9(4) 594 - 598Fixed Outlier Threshold Y3R-OUTLIER THRESH 9(8)v9(2) 599 - 608
Table 13-15: Contract APC COBOL Hospital Rate File Variables - hosprate.dat
Field Description Variable Name Format Positions
Optum | www.optum.com August 19, 2021 Page 232
Payment Factor for Reasonable Cost Items
Y3R-PSFLPAYFACT 9(1)v9(4) 609 - 613
Co-Payment Factor, Reasonable Cost Items
Y3R-PSFLCPYFACT 9(1)v9(4) 614 - 618
Lab Panel /Multi-Channel Flag0 = Perform lab panel/multi-channel
discounting (default)1 = Do not perform lab panel/multi-
channel discounting
Y3R-LABPNL 9(1) 619
Fee Schedule Mark-Up Flag except Fee Type of Other0 = Apply mark-up factor1 = Do not apply mark-up factor
Y3R-FEE-MARKUP X(1) 620
Fee Schedule Mark-Up Flag for Fee Type of Other0 = Apply Mark-Up Factor1 = Do Not Apply Mark-Up Factor
Y3R-FSOTHER-MARKUP X(1) 621
Pay Status H Items Mark-Up Flag0 = Apply Mark-Up Factor1 = Do Not Apply Mark-Up Factor
Y3R-H-MARKUP X(1) 622
Pay Status G and K Items Mark-up Flag0 = Apply Mark-Up Factor1 = Do Not Apply Mark-Up Factor
Y3R-GK-MARKUP X(1) 623
Pay Status J1, J2, R, S, T, V, and X Items Mark-Up Flag0 = Apply Mark-Up Factor1 = Do not Apply Mark-Up Factor
Y3R-RSTVX-MARKUP X(1) 624
Pay Status F and L Items Mark-Up Flag0 = Apply Mark-Up Factor1 = Do Not Apply Mark-Up Factor
Y3R-FL-MARKUP X(1) 625
All Other Payment Statuses Mark-Up Flag0 = Apply Mark-Up Factor1 = Do not Apply Mark-Up Factor
Y3R-OTHER-MARKUP X(1) 626
Outlier Add-on Items Mark-Up Flag0 = Apply Mark-Up Factor1 = Do not Apply Mark-Up Factor
Y3R-OUT-MARKUP X(1) 627
Rural Adjustment Factor Y3R-RURAL-FACT 9(1)v9(4) 628 - 632Pay Status U Mark-Up Flag0 = Apply Mark-Up Factor1 = Do Not Apply Mark-Up Factor
Y3R-U-MARKUP X(1) 633
Pricer Return Code 08 Override Flag1 = Override Line-Level Pricer Return
Code 08 for Modifiers GX, GY, and GZ
Y3R-MODOVRFLG 9(1) 634
Filler X(159) 635 - 793NMPRF Version Y3R-VERSION X(7) 794 - 800
Table 13-15: Contract APC COBOL Hospital Rate File Variables - hosprate.dat
Field Description Variable Name Format Positions
Optum | www.optum.com August 19, 2021 Page 233
Table 13-16: Contract APC Extended COBOL Hospital Rate File Layout - hospext.dat
Field Description Variable Name Position FormatHospital Number HER-HOSP 1 - 16 X(16)Paysource (Payer) Code HER-PCODE 17 - 29 X(13)Hospital Number with NPI/Taxonomy HER-HOSP 1 - 10 X(10)Paysource (Payer) Code with NPI/Taxonomy
HER-PCODE 11 - 20 X(10)
Patient Type HER-PATTYPE 30 X(1)Effective Date Sequence Code Extension
HER-ESEQ-EXT 31 X(1)
Effective Date Sequence Code (Set by Base Rate Calculator Program)
HER-ESEQ 32 - 35 9(4)
Effective Date of Rate Calculator Variables
HER-EDATE
Effective Century/Year HER-EDATE-CCYY 36 - 39 9(4)Effective Month HER-EDATE-MM 40 - 41 9(2)Effective Day HER-EDATE-DD 42 - 43 9(2)Filler for Future Expansion (Stop Date) 44 - 51 X(8)Extended Fee Schedule Variable Y3R0-FSEXTTABLE 52 - 64 X(13)Pay Lines with MUEs Flag0 = Do not pay lines with MUEs1 = Pay lines with MUEs up to the MUE
maximum
Y3R0-MUE-FLAG 65 9(1)
Apply Therapy Modifier and Revenue Code Logic Flag0 = Do not apply Return Code 411 = Assign Return Code 41 for therapy
billing errors based on bill type and revenue code requirements
2 = Assign Return Code 41 for therapy G-codes without appropriate discipline and severity modifiers
3 = Assign Return Code 41 for bill type/revenue code restrictions and also for therapy G-codes without appropriate discipline and severity modifiers
4 = Apply Return Code 41 for therapy code without appropriate modifier
5 = Apply all Return Code 41 options
Y3R0-RC41-FLAG 66 9(1)
Non-Emergency ESRD Ambulance Reduction Factor
Y3R0-ESRD-REDUCE 67 - 71 9(1)v9(4)
Bypass Fee Schedule Markup if Fee Schedule Payment Capped at Charges0 = Apply markup to line items whose
fee schedule payment has been capped at charges
1 = Bypass markup for line items whose fee schedule payment has been capped at charges
Y3R0-BYPASS-CAP 72 9(1)
Optum | www.optum.com August 19, 2021 Page 234
Apply Terminated Discounting to Non-Payment Status T Codes0 = Do not apply terminated discounts to
eligible services1 = Apply terminated discounting to
eligible services
Y3R0-TERM-DISC 73 9(1)
Apply Invalid Billing of Device Credit Logic0 = Do not assign Return Code 42 for
claims with invalid billing of device credits
1 = Assign Return Code 42 to claims with invalid billing of device credits
Y3R0-INVAL-DEVICE-FLAG 74 9(1)
Paystatus J1 Flag0 = Pay the same as other APCs
(default)1 = Use contract fee schedule or pay a
percent of charge
Y3R0-PSJ1 75 9(1)
Payment Factor, Paystatus J1 Y3R0-PSJ1PAYFACT 76 - 80 9(1)v9(4)Co-Payment Factor, Paystatus J1 Y3R0-PSJ1CPYFACT 81 - 85 9(1)v9(4)Apply Michigan Medicaid Short Stay Reimbursement Policy0 = Do not apply Michigan Medicaid
Short Stay Reimbursement Policy1 = Apply Michigan Medicaid Short Stay
Reimbursement Policy
Y3R0-SHORT-STAY 86 9(1)
Short Stay Rate Y3R0-HSS-RATE 87 - 96 9(8)v9(2)Apply Computed Tomography (CT) Reduction0 = Do not apply CT Reduction Policy1 = Apply the CT Reduction Policy
Y3R0-MODCT-FLAG 97 9(1)
Computed Tomography (CT) Reduction Factor
Y3R0-CT-REDUC 98 - 102 9(1)v9(4)
Apply Never Event Modifier Logic0 = Do not apply1 = Apply invalid modifier for pricing line-
level Return Code 08
Y3R0-NEM-FLAG 103 9(1)
Non-Participating Provider Factor Y3R0-ALTPROV-FACTOR 104 -108 9(1)v9(4)Apply X-Ray With Film Reduction Flag0 or blank = Do not apply x-ray with film
reduction1 = Apply x-ray with film reduction
Y3R0-FX-FLAG 109 9(1)
X-Ray With Film Reduction Factor Y3R0-FX-REDUC 110 - 114 9(1)v9(4)Fee Schedule Layout FlagCheck = Utilize new fee schedule layout
(450 bytes)Do Not Check = Utilize legacy fee
schedule layout (41 bytes)
Y3R0-FS-FLAG 115 9(1)
Table 13-16: Contract APC Extended COBOL Hospital Rate File Layout - hospext.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 235
Apply Non-Emergent Emergency Room (ER) Reduction Flag0 = Do not apply non-emergent ER
reduction1 = Apply non-emergent ER reduction
Y3R0-ER-FLAG 116 9(1)
Non-Emergent Qualified Physician Referral Factor
Y3R0-MD-REFER-FACTOR 117 - 121 9(1)v9(4)
Non-Emergent No Qualified Physician Referral Factor
Y3R0-MD-NOREFER-FACTOR
122 - 126 9(1)v9(4)
DME Rural Indicator0 = Non-rural (urban) facility for DME
services 1 = Rural facility for DME services
Y3R0-RURAL-IND 127 9(1)
Apply PBD Reduction Flag0 = Do not apply reduction factor1 = Apply PN reduction factor2 = Apply PO reduction factor3 = Apply both PN and PO reduction
factors
Y3R0-PN-FLAG 128 9(1)
PBD Reduction Factor (PN) Y3R0-PN-REDUC 129 - 133 9(1)v9(4)PBD Payment Factor (PN) Y3R0-PN-PAY 134 - 138 9(1)v9(4)Ambulance Pricing Option0 = No change from previous
methodology1 = Apply Medicare rules2 = Apply Michigan rules3 = Apply non-Medicare rules
Y3R0-AMB-OPTION 139 9(1)
Ambulance Base Rate Reduction - 2 Patients
Y3R0-AMB-REDUC2 140 - 144 9(1)v9(4)
Ambulance Base Rate Reduction - > 2 Patients
Y3R0-AMB-REDUC3 145 - 149 9(1)v9(4)
Paystatus K Flag0 = Medicare rulesProcedure code is grouped to an APC and priced using an APC rate.1 = Percent of charge if no fee scheduleIf there is a fee schedule rate for the procedure code, pay via the fee schedule. If the item is not in the fee schedule, pay as a percent of line item charge.2 = Price using the fee schedule rate
Y3R0-PSK 150 9(1)
Payment Factor, Paystatus K Y3R0-PSKPAYFACT 151 - 155 9(1)v9(4)Co-Payment Factor, Paystatus K Y3R0-PSKCPYFACT 156 - 160 9(1)v9(4)
Table 13-16: Contract APC Extended COBOL Hospital Rate File Layout - hospext.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 236
13.2.8.2 Contract ASC
Apply Computed Radiography Reduction Flag0 = Do not apply computed radiography
reduction1 = Apply computed radiography
reduction
Y3R0-FY-FLAG 161 9(1)
Computed Radiography Reduction Factor
Y3R0-FY-REDUC 162 - 166 9(1)v9(4)
Therapy Bundling Flag0 = Do not deny bundled therapy
services with line-level Pricer Return Code 36
1 = Only deny bundled therapy services with line-level Pricer Return Code 36 when a fee schedule rate is not established
2 = Deny all bundled therapy services with line-level Pricer Return Code 36
Y3R0-BUNDLE-THERAPY 167 9(1)
PBD Reduction Factor (PO) Y3R0-PO-REDUC 168 - 172 9(1)v9(4)Fee Schedule Mark-Up Flag for Ambulance Fee Schedule Items1 = Bypass mark-up factor
Y3R0-FSAMB-MARKUP 173 9(1)
Fee Schedule Mark-Up Flag for DME Fee Schedule Items1 = Bypass mark-up factor
Y3R0-FSDME-MARKUP 174 9(1)
Fee Schedule Mark-Up Flag for Lab Fee Schedule Items1 = Bypass mark-up factor
Y3R0-FSLAB-MARKUP 175 9(1)
Fee Schedule Mark-Up Flag for National/ASP/Medicaid Fee Schedule Items1 = Bypass mark-up factor
Y3R0-FSNAT-MARKUP 176 9(1)
Fee Schedule Mark-Up Flag for Physician Fee Schedule Items1 = Bypass mark-up factor
Y3R0-FSPHYS-MARKUP 177 9(1)
Filler 178 - 800 X(623)Pricer Type Y3R0-PRICER-TYPE 801 - 802 X(2)Key Type Y3R0-KEY-TYPE 803 X(1)
Table 13-17: Contract ASC COBOL Hospital Rate File Variables - hosprate.dat
Field Description Variable Name Format PositionLabor-Related Portion Y4R-LABOR 9v9(5) 251 - 256Wage Index Y4R-WI 9v9(5) 257 - 262
Table 13-16: Contract APC Extended COBOL Hospital Rate File Layout - hospext.dat
Field Description Variable Name Position Format
Optum | www.optum.com August 19, 2021 Page 237
Multiple Procedure Discount Factor - First Procedure
Y4R-DISCOUNT1 9(1)v9(4) 263 - 267
Multiple Procedure Discount Factor – All Other Procedures
Y4R-DISCOUNT4 9(1)v9(4) 268 - 272
Discontinued Procedure Discount Y4R-DMODPCT 9(1)v9(4) 273 - 277Payment Percentage Rate Flag Y4R-PPRFLG 9(1) 278 - 278Payment percentage rate Y4R-PPR 9(1)v9(4) 279 - 283Markup/Discount Factor Y4R-MARKUP 9(1)v9(4) 284 - 288Payment Limit Flag Y4R-PAYLIM 9(1) 289 - 289Payment Limit Factor Y4R-PAYPCT 9(1)v9(4) 290 - 294Fee Schedule Indicator0 = No fee schedule pricing1 = Fee schedule pricing
Y4R-FSIND 9(1) 295 - 295
Fee Schedule Table Y4R-FSTABLE X(13) 296 - 308ASC Coverage Factor Y4R-ASRCOV 9(1)v9(4) 309 - 313ASC Coinsurance Factor Y4R-ASRCOINS 9(1)v9(4) 314 - 318ASC Fee Schedule Carrier Y4R-ASRCARRIER X(12) 319 - 330Other Coverage Factor Y4R-OTHCOV 9(1)v9(4) 331 - 335Other Coinsurance Factor Y4R-OTHCOINS 9(1)v9(4) 336 - 340Other Fee Schedule Carrier Y4R-OTHCARRIER X(12) 341 - 352Payment Status A2 Items Mark-up Flag Y4R-A2-MARKUP 9(1) 353Payment Status AX Items Mark-up Flag Y4R-AX-MARKUP 9(1) 354Payment Status AZ Items Mark-up Flag Y4R-AZ-MARKUP 9(1) 355Payment Status F4 Items Mark-up Flag Y4R-F4-MARKUP 9(1) 356Payment Status G2 Items Mark-up Flag Y4R-G2-MARKUP 9(1) 357Payment Status H2 Items Mark-up Flag Y4R-H2-MARKUP 9(1) 358Payment Status H7 Items Mark-up Flag Y4R-H7-MARKUP 9(1) 359Payment Status H8 Items Mark-up Flag Y4R-H8-MARKUP 9(1) 360Payment Status J7 Items Mark-up Flag Y4R-J7-MARKUP 9(1) 361Payment Status J8 Items Mark-up Flag Y4R-J8-MARKUP 9(1) 362Payment Status K2 Items Mark-up Flag Y4R-K2-MARKUP 9(1) 363Payment Status K7 Items Mark-up Flag Y4R-K7-MARKUP 9(1) 364Payment Status L6 Items Mark-up Flag Y4R-L6-MARKUP 9(1) 365Payment Status P2 Items Mark-up Flag Y4R-P2-MARKUP 9(1) 366Payment Status P3 Items Mark-up Flag Y4R-P3-MARKUP 9(1) 367Payment Status R2 Items Mark-up Flag Y4R-R2-MARKUP 9(1) 368Payment Status Z2 Items Mark-up Flag Y4R-Z2-MARKUP 9(1) 369Payment Status Z3 Items Mark-up Flag Y4R-Z3-MARKUP 9(1) 370Cardiac Resynch. Therapy Logic Flag0 = Do not apply Return Code 371 = Apply Return Code 37
Y4R-RC37-FLAG 9(1) 371
Table 13-17: Contract ASC COBOL Hospital Rate File Variables - hosprate.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 238
ASC Quality Reduction Factor Y4R-QUAL-REDUCT 9(1)v9(4) 372 - 376Apply Bio-Similar Modifier Logic Flag0 = Do not apply Return Code 541 = Apply Return Code 54
Y4R-RC54-FLAG 9(1) 377
Fee Schedule Layout Flag0 or Blank = Utilize legacy fee schedule layout
(38 bytes) 1 = Utilize new fee schedule layout (450 bytes)
Y4R-FS-FLAG 9(1) 378
Colonoscopy Payment Factor Y4R-COL-PAY-FACT 9(1)v9(4) 379 - 383Colonoscopy Co-Payment Factor Y4R-COL-COPAY-
FACT9(1)v9(4) 384 - 388
Pay Lines With MUEs0 = Do not pay lines with MUEs1 = Pay lines with MUEs up to the MUE
maximum
Y4R-MUE-FLAG 9(1) 389
Multiple Procedure Discount Factor - Second Procedure
Y4R-DISCOUNT2 9(1)v9(4) 390 - 394
Multiple Procedure Discount Factor - Third Procedure
Y4R-DISCOUNT3 9(1)v9(4) 395 - 399
Filler X(394) 400 - 793NMPRF Version Y4R-VERSION X(7) 794 - 800
Table 13-17: Contract ASC COBOL Hospital Rate File Variables - hosprate.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 239
14 Physician Factor File Layout
This chapter provides the layout for the Physician Factor File (C and COBOL). It includes the following section:
• C and COBOL Platform Layout
Optum | www.optum.com August 19, 2021 Page 240
14.1 C and COBOL Platform LayoutTable 14-1: Physician Factor Variables - facphyyy.dat; fac09yy.dat
Field Description C Variable Name COBOL Variable Name
Format Position
Billing National Provider Identifier (NPI)
npi HFR-NPI X(10) 1 - 10
Paysource paysrc HFR-PAYSRC X(9) 11 - 19Tax Identification Number (TIN)
tin HFR-TIN X(9) 20 - 28
Sequence Number seq_nbr HFR-SEQ-NBR 9(4) 29 - 32Page Number pge_nbr HFR-PGE-NBR 9(2) 33 - 34Start Date startdate HFR-START-
DATE9(8) 35 - 42
End Date enddate HFR-END-DATE 9(8) 43 - 50C Pricer Type Reserved prcr_type_c HFR-PRCR-
TYPE-C-RSVDX(2) 51 - 52
COBOL Pricer Type Reserved
prcr_type_cbl HFR-PRCR-TYPE-CBL-RSVD
X(2) 53 - 54
Payment Factor pay_fac HFR-09-PAY-FAC 9(3)v9(6) 55 - 63Filler X(37) 64 - 100
Optum | www.optum.com August 19, 2021 Page 241
15 Fee Schedule File Layouts
This chapter provides the layouts for the Fee Schedule Data Files (C and COBOL). This chapter includes the following sections:
• Overview- File Naming Conventions
• Fee Schedule Data File Layout- Medicaid APG Fee Schedule Data File Layout- APC-HOPD and Contract APC Fee Schedule Data File Layout- ESRD Fee Schedule Data File Layout- Physician Fee Schedule Data File Layout- SNF Fee Schedule Data File Layout- Legacy Fee Schedule Data File Layout
Optum | www.optum.com August 19, 2021 Page 242
15.1 OverviewOptum supplies different types of Fee Schedule Files. The file for the calendar year is updated several times throughout the year and distributed separately on the Fee Schedule Data File distribution. Users can modify or import a Fee Schedule File through Rate Manager or create a user-specified file in the file layouts detailed below. Once a fee schedule has been modified, it should be renamed to prevent it from being overwritten by future updates from Optum. The Pricers used alone or with the Optimizer, can accept user-specified fee schedule file names that conform to the appropriate naming convention. When naming a user-specified file, keep in mind that the file name must (1) include fs, FS, or fee as the first letters of the file name (note that the Extended Fee Schedule file name should be prefixed with ex or EX), (2) not exceed eight (8) characters, and (3) not include spaces or non-alphanumeric characters (for example, fscnt12 or ex2011 are valid file names for the C Platform). Refer to the EASYGroup™ User’s Guide for further information. Beginning January 01, 2017, the Fee Schedule Data File will only contain data for a given year and for a specific payment system. During the course of the Fiscal Year (FY), updated/revised annual fee schedule files for each payment system may be released. The files will overlay the client's current fee schedule files for that year/payment system. Prior to the next Fiscal Year (FY), a new annual fee schedule file will be deployed. As was the case prior to January 01, 2017, the new file will only contain data for a given year and for a specific payment system. In order to determine if you need to load the new annual fee schedule file, please reference the figure below. If the distribution contains a file matching the listed naming scheme(s), then you will need to load the new annual fee schedule file.
Figure 15-1. Naming Schemes
Optum | www.optum.com August 19, 2021 Page 243
For the data-only distribution of the fee schedule files, the JCL for defining/loading the new annual fee schedule file is named:
• MVSFSYY (z/OS)• VSEFSYY (z/VSE)
For the Pricer distributions, steps for defining/loading the new annual fee schedule file have been added to the existing JCL named:
• MVSCLDF/MVSCLLD (z/OS)• VSECLDF/VSECLLD (z/VSE)
NotePrior to January 01, 2017, the COBOL Fee Schedules contained only rates for the current year. If required, users can create a cumulative file for multiple years (refer to the COBOL directory within the distribution for a sample JCL).
15.1.1 File Naming ConventionsFee schedule file names are listed in the following tables, where yyyy or yy is replaced by the 4-digit or 2-digit calendar year, respectively.
Table 15-1: Fee Schedule File Names
Description C COBOL COBOL Fee Rate
COBOL Fee Type
Alabama BCBS APG
feealbcyy.dat N/A N/A N/A
APC-HOPD feeyyyy.dat fsr01yy.dat N/A N/AASC feeascyy.dat fsr02yy.dat N/A N/AColorado APG feecoyy.dat N/A N/A N/AContract APC feeyyyy.dat fsr01yy.dat N/A N/AContract ASC Legacy:
fsascyy.dat
New:feeascyy.dat
New:fsr02yy.dat
Legacy:fsr02.dat
Legacy:fst02.dat
Enhanced New York Medicaid APG
feenyyy.datfeenywyy.dat
N/A N/A N/A
ESRD feesrdyy.dat fsr05yy.dat N/A N/AFQHC feefqyy.dat fsr11yy.dat N/A N/AHHA feehhyy.dat fsr06yy.dat N/A N/AHospice feehspyy.dat fsr12yy.dat N/A N/AIowa Medicaid APC
feeiayy.dat fsr10yy.dat N/A N/A
Massachusetts Medicaid APG
feemayy.dat N/A N/A N/A
Optum | www.optum.com August 19, 2021 Page 244
15.2 Fee Schedule Data File Layout15.2.1.1 Key FieldsKey fields are variables used across all applicable payment systems.
Michigan Medicaid APC
feemiyy.dat fsr08yy.dat N/A N/A
Michigan Medicaid ASC
feemiayy.dat fsr07yy.dat N/A N/A
Nebraska Medicaid APG
feeneyy.dat N/A N/A N/A
New Mexico Medicaid APC
feenmyy.dat N/A N/A N/A
Ohio Medicaid APG
feeohyy.dat N/A N/A N/A
Physician feephysyy.dat fsr09yy.dat N/A N/ASNF feesnfyy.dat fsr03yy.dat N/A N/AVirginia Medicaid APG
feevayy.dat N/A N/A N/A
Virginia Medicaid ASC
feevaasyy.dat N/A N/A N/A
Washington Medicaid APG
feewayy.dat N/A N/A N/A
Wisconsin Medicaid APG
feewiyy.dat N/A N/A N/A
Table 15-2: Legacy Extended Fee Schedule File Names
Description C COBOLContract APC exyyyy.dat fse01.dat
Table 15-1: Fee Schedule File Names
Description C COBOL COBOL Fee Rate
COBOL Fee Type
Table 15-3: Fee Schedule Data File Variables - Key Fields, C and COBOL
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
HCPCS Code hcpcs FSR1-HCPCS-CODE
X(7) 1 - 7 HCPCS Level I or II code. No embedded spaces or decimals.
Location/Carrier carrier FSR1-CARRIER
X(12) 8 - 19 Identifies the carrier code for this payment rate.
Sequence Number seq_nbr FSR1-SEQ-NBR
9(4) 20 - 23 Begins at 1, varies based on carrier.
Optum | www.optum.com August 19, 2021 Page 245
Page Number pge_nbr FSR1-PGE-NBR
9(2) 24 - 25 Reserved
Start Date startdate FSR1-START-DATE
9(8) 26 - 33 CCYYMMDD. Date on which this payment rate becomes effective. Generally, this will be January 1st of each calendar year.
End Date enddate FSR1-END-DATE
9(8) 34 - 41 00000000 = Code is still in effect
YYYYMMDD = End date for the record
Total Number of Modifiers
ttl_mods FSR1-TTL-MODS
9(1) 42 Total number of modifiers.
Modifiers modifiers FSR1-MODIFIERS
X(2) occurs 5 times
43 - 52 Where applicable, a HCPCS code can appear more than once in the table along with different modifiers, where the modifier results in a different payment.
Pricer Type (C Platform)
prcr_type_c FSR1-PRCR-TYPE-C
X(2) 53 - 54 Refer to the Input & Output Parameter Blocks User’s Guide for a detailed list.
Pricer Type (COBOL Platform)
prcr_type_cbl FSR1-PRCR-TYPE-CBL
X(2) 55 - 56 Refer to the Input & Output Parameter Blocks User’s Guide for a detailed list.
Fee Schedule Type type FSR1-TYPE X(2) 57 - 58 A = Ambulance fee scheduleD = DMEPOS fee scheduleL = Clinical laboratory fee
scheduleM = Medicaid fee scheduleN = National/ASP fee scheduleP = Physician fee scheduleS = ASC fee scheduleX = Other fee schedule (user-
defined)
Table 15-3: Fee Schedule Data File Variables - Key Fields, C and COBOL
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 246
Gap Fill Indicator gapfill FSR1-GAPFILL X(2) 59 - 60 APC-HOPD:Ambulance Services:1 = Ground transport2 = Air transport3 = Air mileage4 = Ground mileage
Physician Services:5 = Therapy service subject to
discounting9 = All other therapy services
ASC:Indicates whether a service is subject to multiple procedure discounting and/or the service is preventive and coinsurance is waived.
0 = Not subject to multiple procedure discounting
1 = Subject to multiple procedure discounting
2 = Coinsurance is waived for this preventive service
3 = Subject to multiple procedure discounting and coinsurance is waived for this preventive service
continued below...
Table 15-3: Fee Schedule Data File Variables - Key Fields, C and COBOL
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 247
Gap Fill Indicator <continued>
gapfill FSR1-GAPFILL X(2) 59 - 60 Contract APC:Ambulance Services:1 = Ground transport2 = Air transport3 = Air mileage4 = Ground mileage
Physician Services:5 = Therapy service subject to
discounting9 = All other therapy services
National/ASP:A = Anesthesia service
Other:B = Michigan Medicaid
ambulance mileage
ESRD:National/ASP:2 = Epoetin alfa Retacrit®3 = Drug subject to the
Transitional Drug Add-On Payment Adjustment (TDAPA)
5 = Epoetin alfa6 = Darbepoetin alfa8 = Blood9 = Non-ESRD Erythropoietin
Stimulating Agent (ESA)
FQHC:National/ASP:1 = Coinsurance based on
charges
HHA:National/ASP:1 = Osteoporosis drugs
continued below...
Table 15-3: Fee Schedule Data File Variables - Key Fields, C and COBOL
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 248
Gap Fill Indicator <continued>
gapfill FSR1-GAPFILL X(2) 59 - 60 Hospice:Physician Services:1 = Kidney Disease Education
Iowa Medicaid APC:Physician Services:5 = Therapy service subject to
discounting
National/ASP:A = Anesthesia
Michigan Medicaid APC:Physician Services:5 = Therapy service subject to
discounting
New Mexico Medicaid APC:1= Lab service2 = Vaccine for children3 = Observation service4 = Manual pricing
Physician:Ambulance Services:1 = Ground transport2 = Air transport3 = Air mileage4 = Ground mileage
DME Services:5 = Units not used in pricing6 = Pharmacy supply and
dispensing code
SNF:Ambulance Services:1 = Ground transport2 = Air transport3 = Air mileage4 = Ground mileage
Physician Services:5 = Therapy service subject to
discounting6 = Coinsurance is waived for
this preventive service
Table 15-3: Fee Schedule Data File Variables - Key Fields, C and COBOL
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 249
Rate 1 rate1 FSR1-RATE1 9(8)v9(3) 61 - 71 Contains the fee schedule rate for:
A = Urban ambulanceD = Urban DMEPOSL = Clinical laboratoryM = MedicaidN = National/ASPP = Facility physician S = ASC fee scheduleX = Other fee schedule (user-
defined)
Washington Medicaid APG: For services with a Special Payment Flag (spay_flag) of 4 (Paid Based on Age (Dental Procedure)), this is the fee schedule rate for patients age 21 and older. For all other services, this is the fee schedule rate for all patients.
Rate 2 rate2 FSR1-RATE2 9(8)v9(3) 72 - 82 Contains the fee schedule rate for:
A = Rural ambulance D = Rural DMEPOSM = MedicaidP = Non-facility physician
Washington Medicaid APG: For services with a Special Payment Flag (spay_flag) of 4 (Paid Based on Age (Dental Procedure)), this is the fee schedule rate for patients under the age of 21.
Rate 3 rate3 FSR1-RATE3 9(8)v9(3) 83 - 93 Contains the fee schedule rate for:
A = Super rural ambulanceP = Therapy services subject to
the MPPRRate 4 rate4 FSR1-RATE4 9(8)v9(3) 94 - 104 Contains the fee schedule rate
for:
A = Ground rural ambulance for 1 - 17 miles
Filler X(22) 105 - 126
Table 15-3: Fee Schedule Data File Variables - Key Fields, C and COBOL
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 250
NoteFields 171 - 450 are payment system-specific.
Multiple Fee Schedule Type Flag
multi_ftype FSR1-MULTIFLAG
9(1) 127 0 = This code only has one fee schedule type for the year
1 = This code changed fee schedule types for the year
Filler X(43) 128 - 170
Table 15-3: Fee Schedule Data File Variables - Key Fields, C and COBOL
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 251
15.2.2 Medicaid APG Fee Schedule Data File Layout
Table 15-4: Medicaid APG Fee Schedule Data File Variables
Field Description Variable Name Format Position NotesProcedure Weight weight 9(3)v9(6) 171 - 179 Enhanced New York
Medicaid APG:Relative weight for this procedure.
Procedure Discount Percent 1 disc1 9(1)v9(5) 180 - 185 Ohio Medicaid APG:The payment for this procedure will be discounted by this factor if units are billed that exceed the value shown in the Maximum Units field.
Washington Medicaid APG: The payment for this service will be discounted by this factor when the Special Payment Flag is set to 3.
Procedure Discount Percent 2 disc2 9(1)v9(5) 186 - 191 ReservedProcedure Discount Percent 3 disc3 9(1)v9(5) 192 - 197 ReservedMaximum Units maxunits 9(7) 198 - 204 Ohio Medicaid APG:
The number of units for which the service will be paid 100% and above which the service will be paid the discount shown in the Procedure Discount Percent 1 field.
Enhanced New York Medicaid APG and Washington Medicaid APG:The maximum payable units for this procedure code.
Optum | www.optum.com August 19, 2021 Page 252
Fee Flag fee_flag 9(1) 205 This flag indicates if the procedure code is paid using a fee schedule rate, and, if so how it is paid using that rate.
Alabama BCBS APG, Colorado Medicaid APG, Enhanced New York Medicaid APG, Massachusetts Medicaid APG, Nebraska Medicaid APG, Virginia Medicaid ASC, Washington Medicaid APG, and Wisconsin Medicaid APG:0 = Price using procedure
weight1 = Price using fee
schedule rate (charge cap)
2 = Price using percent of charge
3 = Price using second percent of charge
4 = Price using greater of fee schedule rate or charges
5 = Price using fee schedule (no charge cap)
6 = Price using percent of cost with discounts
7 = Price using fee schedule rate with discounts (charge cap)
8 = Price using fee schedule rate with discounts (no charge cap)
continued below...
Table 15-4: Medicaid APG Fee Schedule Data File Variables
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 253
Fee Flag<continued>
fee_flag 9(1) 205 Ohio Medicaid APG:1 = Price using fee
schedule rate (charge cap)
2 = Price using fee schedule rate (charge cap, no packaging or consolidation)
6 = Price using percent of cost with discounts
7 = Price using fee schedule rate with discounts (charge cap)
8 = Price using fee schedule rate with discounts (no charge cap)
Virginia Medicaid APG:1 = Price using fee
schedule rate (charge cap)
2 = Price using fee schedule rate (charge cap, no packaging or consolidation)
5 = Price using fee schedule (no charge cap)
Units Flag units_flag 9(1) 206 Enhanced New York Medicaid APG:Apply the units of service in the payment calculation.
0 = Service units not used1 = Service units used2 = Top 25 drug
Table 15-4: Medicaid APG Fee Schedule Data File Variables
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 254
Special Payment Flag spay_flag 9(1) 207 This procedure code uses special payment logic.
Colorado Medicaid APG:1 = Manually priced3 = Long Acting Reversible
Contraceptive (LARC) device
Enhanced New York Medicaid APG:0 = No special payment
logic1 = Carve out2 = Payable incidental
procedure3 = Per-diem max units
payment logic4 = No capital add-on
procedure5 = No capital add-on
procedure and payable incidental procedure
8 = No payment
Ohio Medicaid APG:0 = No special payment
logic2 = Vaccine for Children
(VFC)3 = Long Acting Reversible
Contraceptive (LARC) device
Virginia Medicaid APG:0 = No special payment
logic2 = Vaccine for Children
(VFC) vaccine code, paid fee schedule if patient age < 19
3 = Long Acting Reversible Contraceptive (LARC) device
Virginia Medicaid ASC:0 = No special payment
logic9 = Vaccine for Children
(VFC) vaccine code, paid fee schedule if patient age < 19
continued below...
Table 15-4: Medicaid APG Fee Schedule Data File Variables
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 255
Special Payment Flag <continued>
spay_flag 9(1) 207 Washington Medicaid APG:0 = No special payment
logic1 = Procedure code paid
billed charges2 = Procedure code paid
percent of charge3 = Non-excepted off-
campus provider-based department reduction applied
4= Paid based on age (dental procedure)
Wisconsin Medicaid APG:0 = No special payment
logic2 = Procedure code paid
even if packaged by APG Grouper
Stand Alone Flag standalone_flag 9(1) 208 Enhanced New York Medicaid APG:This procedure will not be paid if billed without any other procedures on the same date of service (i.e., stand-alone).
0 = Not subject to stand-alone payment logic
1 = If stand-alone, pay zeroTransition Flag trans_flag 9(1) 209 Enhanced New York
Medicaid APG:Payment for this procedure code will be a blend of the APG payment and the previous non-APG payment.
0 = Not subject to blending1 = Subject to blending
AMCC Indicator amcc 9(1) 210 Massachusetts Medicaid APG:0 = Concept does not apply1 = Multi-channel service2 = Lab panel service3 = Lab panel service with
components not included in the AMCC bundling
Table 15-4: Medicaid APG Fee Schedule Data File Variables
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 256
15.2.3 APC-HOPD and Contract APC Fee Schedule Data File Layout
AMCC Component Count amcc_cnt 9(3) 211 - 213 Massachusetts Medicaid APG:Count of procedure codes that are included in the AMCC bundling for this lab panel code. For multichannel services, the count will always be 001.
Codes Not Included in AMCC Bundling
not_amcc X(5) occurs 3 times
214 - 228 Massachusetts Medicaid APG:Procedure code that is not included in the AMCC bundling for this lab panel code.
Filler X(222) 229 - 450
Table 15-5: APC-HOPD & Contract APC Fee Schedule Data File Variables, C and COBOL
Field Description C Variable Name COBOL Variable Name
Format Position Notes
Practice Expense RVU pe_rvu FSR1-FS1-PE-RVU
9(8)v9(5) 171 - 183 APC-HOPD and Contract APC:Non-facility PE RVU value. This value is used to determine the highest paid therapy service.
Anesthesia Base Units anth_base FSR1-FS1-ANTH-BASE
9(3) 184 - 186 Contract APC:Base units for this anesthesiaservice.
Alternate Pricing Flag alt_flag FSR1-FS1-ALT-FLAG
9(1) 187 Contract APC:Procedure codes are being processed using the followingmethodologies:
1 = Manually Priced2 = Maximum Fee
(lesser of the billed charges or fee schedule rate)
3 = Billed Charges
Table 15-4: Medicaid APG Fee Schedule Data File Variables
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 257
15.2.4 ESRD Fee Schedule Data File Layout
Co-Payment Waived Flag
copay_waived FSR1-FS1-COPAY-WAIVED
9(1) 188 APC-HOPD and Contract APC:Flag used to identify services that are not subject to co-payments.
0 = Co-Payment is Not Waived
1 = Co-Payment is Waived
Filler X(262) 189 - 450
Table 15-6: ESRD Fee Schedule Data File Variables, C and COBOL
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
ESRD Non-Separately Payable Flag
cb_flag FSR1-FS5-CB-FLAG
9(1) 171 This flag identifies services that will not be separately payable when billed with Modifier AY on an ESRD claim.
1 = Service is not separately payable when billed with Modifier AY on an ESRD claim
0 = OtherwiseOutlier Flag outlier_flag FSR1-FS5-
OUTLIER-FLAG
9(1) 172 Flag to identify services that contribute to outlier calculations.
0 = Procedure code is not outlier eligible
1 = Procedure code is outlier eligibleAKI Non-Separately Payable Flag
cb_flag2 FSR1-FS5-CB-FLAG2
9(1) 173 This flag identifies services that will not be separately payable when billed on an AKI claim.
1 = Service is not separately payable on an AKI claim
0 = OtherwiseFiller X(277) 174 - 450
Table 15-5: APC-HOPD & Contract APC Fee Schedule Data File Variables, C and COBOL
Field Description C Variable Name COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 258
15.2.5 Physician Fee Schedule Data File Layout
Table 15-7: Physician Fee Schedule Data File Variables, C and COBOL
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Practice Expense RVU
pe_rvu FSR1-FS9-PE-RVU
9(8)v9(5) 171 - 183 Non-facility PERVU value.
Status Code scode FSR1-FS9-SCODE
X(1) 184 Indicates whether the code is in the fee schedule and whether it is separately payable if the service is covered.
A = Active codeB = Bundled codeC = Carriers price the codeD = Deleted codeE = Excluded from physician fee
schedule by regulationF = Deleted/discontinued codeG = Not valid for Medicare purposesH = Deleted modifierI = Not valid for Medicare purposesJ = Anesthesia serviceM = Measurement codeN = Non-covered serviceP = Bundled/excluded codeQ = Therapy functional information
code (used for required reporting purposes only)
R = Restricted coverageT = InjectionsX = Statutory exclusion
PC/TC Indicator pctc FSR1-FS9-PCTC
X(1) 185 0 = Physician service codes1 = Diagnostic tests for radiology
services2 = Professional component only
codes3 = Technical component only codes4 = Global test only codes5 = Incident to codes6 = Laboratory physician
interpretation codes7 = Physical therapy service, for
which payment may not be made8 = Physician interpretation codes9 = Not applicable
Optum | www.optum.com August 19, 2021 Page 259
Global Surgery glob_surg FSR1-FS9-GLOB-SURG
X(3) 186 - 188 000 = Endoscopic or minor procedure with related preoperative and postoperative relative values on the day of the procedure only included in the fee schedule payment amount; evaluation and management services on the day of the procedure generally not payable.
010 = Minor procedure with preoperative relative values on the day of the procedure and postoperative relative values during a 10 day postoperative period included in the fee schedule amount; evaluation and management services on the day of the procedure and during the 10-day postoperative period generally not payable.
continued below...Global Surgery glob_surg FSR1-FS9-
GLOB-SURGX(3) 186 - 188 090 = Major surgery with a 1-day
preoperative period and 90-day postoperative period included in the fee schedule amount.
MMM = Maternity codes; usual global period does not apply.
XXX = The global concept does not apply to this code.
YYY = The carrier is to determine whether the global concept applies and establishes postoperative period, if appropriate, at time of pricing.
ZZZ = The code is related to another service and is always included in the global period of the other service.
Table 15-7: Physician Fee Schedule Data File Variables, C and COBOL
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 260
MPPR Indicator mppr FSR1-FS9-MPPR
9(1) 189 0 = Not eligible for multiple procedure discounting
2 = Eligible for multiple procedure discounting
3 = Eligible for Endoscopy Discounting
4 = Professional/Technical Component (PC/TC) Eligible for Diagnostic Imaging Discounting
5 = Subject to 20% PE RVU Discount for Certain Therapy Services
6 = Eligible for Diagnostic Cardiovascular Procedure Discounting
7 = Eligible for Diagnostic Ophthalmology Procedure Discounting
9 = Concept does not applyBilateral Indicator bilat FSR1-FS9-
BILAT9(1) 190 Indicates services subject to bilateral
payment adjustments.
0 = Not bilateral1 = Conditionally bilateral2 = Inherently bilateral3 = Independently bilateral9 = Not applicable
Assistant to Surgery Indicator
astsurg FSR1-FS9-ASTSURG
9(1) 191 Indicates services where an assistant at surgery is never paid for per Medicare Claims Manual.
0 = Payment restriction for assistants at surgery applies to this procedure unless supporting documentation is submitted to establish medical necessity.
1 = Statutory payment restriction for assistants at surgery applies to this procedure. Assistant at surgery may not be paid.
2 = Payment restriction for assistants at surgery does not apply to this procedure. Assistant at surgery may be paid.
9 = Concept does not apply.
Table 15-7: Physician Fee Schedule Data File Variables, C and COBOL
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 261
Co-Surgery Indicator cosurg FSR1-FS9-COSURG
9(1) 192 Indicates services for which two surgeons, each in a different specialty, may be paid.
0 = Co-surgeons not permitted for this procedure
1 = Co-surgeons could be paid, though supporting documentation is required to establish the medical necessity of two surgeons for the procedure
2 = Co-surgeons permitted and no documentation required if the two-specialty requirement is met
9 = Concept does not applyTeam Surgery Indicator
teamsurg FSR1-FS9-TEAMSURG
9(1) 193 Indicates services for which team surgeons may be paid.
0 = Team surgeons not permitted for this procedure.
1 = Team surgeons could be paid, though supporting documentation required to establish medical necessity of a team; pay by report.
2 = Team surgeons permitted; pay by report.
9 = Concept does not apply.Endoscopy Base Code
endo_base FSR1-FS9-ENDO-BASE
X(5) 194 - 198 Base code for this endoscopic procedure.
Filler 9(1) 199Anesthesia Flag anesthesia FSR1-FS9-
ANESTHESIA9(1) 200 1 = Anesthesia service does not have
time unitsAnesthesia Base Units
base_units FSR1-FS9-BASE-UNITS
9(3) 201 - 203 Base units for this anesthesia service.
Coinsurance Waiver Flag
coins_waived FSR1-FS9-COINS-WAIVED
9(1) 204 0 = Coinsurance not waived1 = Coinsurance waived2 = Coinsurance waived with
appropriate modifier3 = Coinsurance waived with
appropriate preventive service4 = Coinsurance waived; when billed
with a Prolonged Preventive Service (PPS), the PPS coinsurance will also be waived
Table 15-7: Physician Fee Schedule Data File Variables, C and COBOL
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 262
Therapy Code Indicator
therapy FSR1-FS9-THERAPY
9(1) 205 1 = “Always therapy” code (non-facility rate in all circumstances)
2 = “Sometimes therapy” code (non-facility rate in some circumstances)
AMCC Indicator amcc FSR1-FS9-AMCC
9(1) 206 1 = Multi-channel service2 = Lab panel service3 = Lab panel service with
components not included in the AMCC bundling
0 = Concept does not applyAMCC Component Count
amcc_cnt FSR1-FS9-AMCC-CNT
9(3) 207 - 209 Count of procedure codes that are included in the AMCC bundling for this lab panel code. For multi-channel services, the count will always be 001.
Codes Not Included in AMCC Bundling
not_amcc FSR1-FS9-NOT-AMCC
X(5) 210 - 224 Procedure code that is not included in the AMCC bundling for this lab panel code.
Filler 9(1) 225OPPS Facility Fee Amount
fac_oppscap FSR1-FS9-FAC-OPPSCAP
9(8)v9(3) 226 - 236 Facility fee schedule rate that has been capped at the level of the OPPS Payment Amount mandated by Section 5102(b) of the DRA of 2005.
OPPS Non-Facility Fee Amount
nonfac_oppscap
FSR1-FS9-NONFAC-OPPSCAP
9(8)v9(3) 237 - 247 Non-facility fee schedule rate that has been capped at the level of the OPPS Payment Amount mandated by Section 5102(b) of the DRA of 2005.
Preoperative Percentage
preop FSR1-FS9-PREOP
9(1)v9(4) 248 - 252 Preoperative percentage of global fee.
Intraoperative Percentage
intraop FSR1-FS9-INTRAOP
9(1)v9(4) 253 - 257 Intraoperative percentage of global fee, including postoperative work in the hospital.
Postoperative Percentage
postop FSR1-FS9-POSTOP
9(1)v9(4) 258 - 262 Postoperative percentage of global fee for services provided in the office after hospital discharge.
Cardiovascular TC Code 1
cardio_tc1 FSR1-FS9-CARDIO-TC1
X(7) 263 - 269 First TC code associated with this global cardiovascular service.
Cardiovascular TC Code 2
cardio_tc2 FSR1-FS9-CARDIO-TC2
X(7) 270 - 276 Second TC code associated with this global cardiovascular service.
Filler X(174) 277 - 450
Table 15-7: Physician Fee Schedule Data File Variables, C and COBOL
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 263
15.2.6 SNF Fee Schedule Data File Layout
15.3 Legacy Fee Schedule Data File LayoutNote
Applicable to Contract ASC only.
Table 15-8: SNF Fee Schedule Data File Variables, C and COBOL
Field Description C Variable Name COBOL Variable Name
Format Position Notes
Practice Expense RVU pe_rvu FSR1-FS3-PE-RVU
9(8)v9(5) 171 - 183 Non-facility PE RVU value.
Filler X(267) 184 - 450
Table 15-9: Legacy Fee Schedule Data File Variables, C and COBOL
Field Description
C Variable Name
COBOL Variable Name
Format CPosition
COBOL Position
Notes
HCPCS Code hcpcs HCPCS X(5) 1 - 5 4 - 8(1 - 3 is Filler)
HCPCS Level I or II code. No embedded spaces or decimals.
HCPCS Level II or CPT® code.
No embedded spaces or decimals.
Location/Carrier
carrier CARRIER X(12) 6 - 17 9 - 20 Identifies the carrier code for this payment rate.
This is set to “NATIONAL” for all ASC Fee Schedule services.
Effective Date effdate EFFDATE 9(8) 18 - 25 21 - 28 CCYYMMDD. Date on which this payment rate becomes effective. Generally, this will be January 1st of each calendar year.
Modifier modifier MODIFIER X(2) 26 - 27 29 - 30 Where applicable, a HCPCS code can appear more than once in the table along with different modifiers, where the modifier results in a different payment.
Fee Schedule Rate
feerate FEERATE 9(7)v9(2) 28 - 36 31 - 39 Fee Schedule Payment Rate applicable for this service.
Fee Schedule Type
type TYPE X(1) 37 40 Contract ASC:S = ASC fee scheduleX = Other fee schedule (user-
defined)
Optum | www.optum.com August 19, 2021 Page 264
Gap Fill Indicator
gapfill GAPFILL X(1) 38 41 Contract ASC:Indicates whether a service is subject to multiple procedure discounting and/or the service is preventive and coinsurance is waived.
0 = Not subject to multiple procedure discounting.
1 = Subject to multiple procedure discounting.
2 = Coinsurance is waived for this preventive service.
3 = Subject to multiple procedure discounting and coinsurance is waived for this preventive service.
Table 15-9: Legacy Fee Schedule Data File Variables, C and COBOL
Field Description
C Variable Name
COBOL Variable Name
Format CPosition
COBOL Position
Notes
Optum | www.optum.com August 19, 2021 Page 265
16 Code Table Data File Layouts
This chapter provides the layouts for the various Code Table Data Files (C and COBOL (when applicable)). This chapter includes the following sections:
• File Naming Conventions• Code Table Data File Layouts
- APC Code Table Data File Layout- ESRD Code Table Data File Layout- HHA Code Table Data File Layout- Hospice Code Table Data File Layout- Inpatient Code Table Data File Layout- Medicaid APG Pro Code Table Layout- New Mexico Medicaid APC Code Table Data File Layout- New York Medicaid APG Code Table Data File Layout- North Carolina Inpatient Code Table Data File Layout- Physician Code Table Data File Layout- Standard APG Code Table Data File Layout- Standard APR Code Table Data File Layout- SNF Code Table Data File Layout
Optum | www.optum.com August 19, 2021 Page 266
16.1 File Naming ConventionsThe Code Table Data File names are listed below:
Table 16-1: Code Table Data File Names
Description FilenameC Platform
FilenameCOBOL Platform
APC Code Table Data File codeapc.dat code01.datESRD Code Table Data File codesrd.dat code05.datHHA Code Table Data File codehha.dat code06.datHospice Code Table Data File codehsp.dat code12.datInpatient Code Table Data File codedrg.dat codedrg.datMedicaid APG Pro Code Table:- Alabama BCBS APG Code Table Data File- Colorado Medicaid APG Code Table Data File- Florida Medicaid APG Code Table Data File- Illinois Medicaid APG Code Table Data File- Nebraska Medicaid APG Code Table Data File- Ohio Medicaid APG Code Table Data File- Virginia Medicaid APG Code Table Data File- Virginia Medicaid ASC Code Table Data File- Washington DC Medicaid APG Code Table Data
File
- codeal3.dat- codeco1.dat- codefl1.dat- codeil1.dat- codene1.dat- codeoh1.dat- codeva1.dat- codeva4.dat- codedc1.dat
New Mexico Medicaid APC Code Table Data File codenm1.datNew York Medicaid APG Code Table Data File codeny1.datNorth Carolina Inpatient Code Table Data File codenc2.datPhysician Code Table Data File codephys.dat code09.datStandard APG Code Table:- Illinois Medicaid APG Code Table Data File- New York Medicaid APG Code Table Data File
- codeil1.dat- codeny1.dat
Standard APR Code Table:- Colorado Inpatient Code Table Data File- Florida Inpatient Code Table Data File- Indiana Inpatient Code Table Data File- Louisiana Inpatient Code Table Data File- Massachusetts Inpatient Code Table Data File- Minnesota Inpatient Code Table Data File- Mississippi Inpatient Code Table Data File- New Jersey Inpatient Code Table Data File- Rhode Island Inpatient Code Table Data File- Virginia Inpatient Code Table Data File- Washington DC Inpatient Code Table Data File- Wisconsin Inpatient Code Table Data File
- codeco2.dat- codefl2.dat- codein2.dat- codela2.dat- codema2.dat- codemn2.dat- codems2.dat- codenj2.dat- coderi2.dat- codeva2.dat- codedc2.dat- codewi2.dat
Optum | www.optum.com August 19, 2021 Page 267
SNF Code Table Data File codesnf.dat code03.dat
Table 16-1: Code Table Data File Names
Description FilenameC Platform
FilenameCOBOL Platform
Optum | www.optum.com August 19, 2021 Page 268
16.2 Code Table Data File Layouts16.2.1 APC Code Table Data File Layout
Table 16-2: APC Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Code Type codetype CTR-CODE-TYPE
X(1) 1 C = Procedure codeD = ICD-9-CM
diagnosis codeK = ICD-10-CM
diagnosis codeM = ModifierZ = Zip code
Code code CTR-CODE X(11) 2 - 12 Code value will be 5-digit zip code, 5 character procedure code, 7 character diagnosis code, or 2 character modifier.
Code Sequence seq CTR-SEQ 9(2) 13 - 14 Sequence number for this code record.
Start Date startdate CTR-START-DATE
9(8) 15 - 22 Date record is effective.
End Date enddate CTR-END-DATE
9(8) 23 - 30 00000000 = Code is still in effect
YYYYMMDD = End date for record
Ambulance Carrier/Locality
carrier CTR-01-CARRIER
X(12) 31 - 42 Identifies the Medicare Part B carrier number and pricing locality.
Optum | www.optum.com August 19, 2021 Page 269
Ambulance Rural Indicator
amb_rural CTR-01-AMB-RURAL
X(1) 43 This flag indicates that the zip code is rural.
B = Qualified rural area zip code for air and ground ambulance services
R = Rural zip code for air and ground ambulance services
U = Rural zip code for ground ambulance services and qualified rural area zip code for air ambulance services
V = Qualified rural area zip code for ground ambulance services and rural zip code for air ambulance services
W = Rural zip code for ground ambulance services only
X = Rural zip code for air ambulance services only
Y = Qualified rural area zip code for ground ambulance services only (currently, not in use)
Z = Qualified rural area zip code for air ambulance services only
Blank = Not rural Device Offset dev_offset CTR-01-DEV-
OFFSET9(8)v9(2)
44 - 53 Procedure Code:Payment offset for device-intensive procedures.
Filler X(2) 54 - 55
Table 16-2: APC Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 270
Therapy Service Flag
therapyflag CTR-01-THERAPY-FLAG
9(1) 56 0 = All other 1 = Evaluative
therapy code, functional therapy code required
2 = Therapy code, no functional therapy code required
3 = Functional therapy code
4 = Therapy code without MPFS Rate, no functional therapy code required
Michigan Short Stay Flag
mssflag CTR-01-MSS-FLAG
9(1) 57 Contract APC:0 = All other diagnosis
codes1 = Diagnosis codes
subject to the Michigan short stay policy
Emergent Diagnosis Flag
erflag CTR-01-ER-FLAG
9(1) 58 Contract APC:0 = All other diagnosis
codes1 = Diagnosis codes
not subject to the Iowa Medicaid “non-emergent” ER reduction
Provider Based Department (PBD) Flag
pbd_flag CTR-01-PBD-FLAG
9(1) 59 APC-HOPD:0 = Not applicable1 = Not eligible for the
PN reduction2 = Eligible for the PO
reductionDeductible Waived Flag
deduct_waived CTR-01-DED-WV-FLAG
9(1) 60 APC-HOPD:0 = Do not waive
deductible1 = Waive deductible2 = Deductible waived
with Modifier CS
Table 16-2: APC Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 271
Coinsurance Waived Flag
coins_waived CTR-01-COINS-WV-FLAG
9(1) 61 APC-HOPD:0 = Do not waive
coinsurance1 = Waive
coinsurance2 = Coinsurance
waived with Modifier CS
Ambulance Flag amb_flag CTR-01-AMB-FLAG
9(1) 62 Contract APC & APC-HOPD:0 = Code is not in the
Ambulance Fee Schedule
1 = Code is in the Ambulance Fee Schedule
Offset Eligibility Flag
offset_elg CTR-01-OFFSET-ELG
9(1) 63 APC-HOPD:C = Procedure code
is eligible for contrast agent/skin product offsets
D = Procedure code is eligible for pass-through device offset
R = Procedure code is eligible for Radiopharmaceutical offsets
Edit Modifier edit_mod CTR-01-EDIT-MODS
X(2)occurs 5 times
64 - 73 Contract APC & APC-HOPD:Blank = Codes not
applicableGO = Occupational
speech therapy service
GN = Speech language pathology service
GP = Physical therapy service
Mammography Procedure Flag
mamm_flag CTR-01-MAMM-FLAG
9(1) 74 APC-HOPD:0 = All other
procedure codes1 = Mammography
codes
Table 16-2: APC Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 272
16.2.2 ESRD Code Table Data File Layout
Payment Adjustment Modifiers
pay_adj_mod CTR-01-PAY-ADJ-MODS
X(2)occurs 5 times
75 - 84 Contract APC & APC-HOPD:This field holds modifiers that can be used for a payment adjustment with the corresponding procedure code on the line:
CT = Services eligible for a reduction when billed with Modifier CT
FX= Services eligible for a reduction when billed with Modifier FX
FY = Services eligible for a reduction when billed with Modifier FY
Modifier Flag mod_flag CTR-01-MOD-FLAG
9(1) 85 APC-HOPD:0 = All others1 = Modifier indicates
COVID-19 testing-related service
Opioid Use Disorder Treatment Flag
oud_flag CTR-01-OUD-FLAG
9(1) 86 APC-HOPD:0 = All others1 = Opioid use
disorder treatment service
Filler X(164) 87 - 250
Table 16-3: ESRD Code Table Data File Layout
Field Description
C Variable Name COBOL Variable Name
Format Position Notes
Code Type codetype CTR-CODE-TYPE
X(1) 1 C = Procedure codeD = ICD-9-CM
diagnosis codeK = ICD-10-CM
diagnosis codeN = National Drug
Code (NDC)
Table 16-2: APC Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 273
Code code CTR-CODE X(11) 2 - 12 Code value will be a 5-digit procedure code, a 4 to 7 digit diagnosis code, or an 11-digit NDC value.
Code Sequence
codeseq CTR-SEQ 9(2) 13 - 14 Sequence number for this code record.
Start Date startdate CTR-START-DATE
9(8) 15 - 22 Date record is effective.
End Date enddate CTR-END-DATE
9(8) 23 - 30 00000000 = Code is still in effect
YYYYMMDD = End date for record
Vaccine Type vactype CTR-05-VAC-TYPE
9(1) 31 0 = Not a vaccine1 = Hepatitis B
vaccine2 = Hepatitis B
administration3 = Flu/PPV/COVID-
19 vaccine or monoclonal antibody
4 = Flu/PPV/COVID-19 vaccine or monoclonal antibody administration
NDC Mean Unit Cost
mean_unit_cost CTR-05-MEAN-UNIT-COST
9(8)v9(3) 32 - 42 National Drug Code (NDC) mean unit cost
Comorbidity Category
comrbd_cat CTR-05- COMRBD-CAT
9(2) 43 - 44 00 = Not a comorbidity code
01 = GI bleed02 = Pneumonia03 = Pericarditis04 = Myelodyspastic
syndrome05 = Sickle cell
anemia06 = Monclina
gammopathyFiller X(206) 45 - 250
Table 16-3: ESRD Code Table Data File Layout
Field Description
C Variable Name COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 274
16.2.3 HHA Code Table Data File Layout
Table 16-4: HHA Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Code Type codetype CTR-CODE-TYPE
X(1) 1 C = Procedure codeE = CBSAF = FIPS code
Code code CTR-CODE-TYPE
X(11) 2 - 12 Left justified. Code value will be a 5-digit procedure code, 5 digit CBSA code, or a 5 digit FIPS code.
Code Sequence
codeseq CTR-SEQ 9(2) 13 - 14 Sequence number for this code record.
Start Date startdate CTR-START-DATE
9(8) 15 - 22 Date record is effective.
End Date enddate CTR-END-DATE 9(8) 23 - 30 00000000 = Code is still in effect.
YYYYMMDD = End date for record.
Wage Index wi CTR-06-WI 9(1)v9(4) 31 - 35 Wage index value associated to the CBSA.
Rural Indicator
ruralind CTR-06-RURAL-IND
9(1) 36 Code Type E (prior to January 01, 2019):0 = Non-rural CBSA1 = Rural CBSA
Code Type F (on or after January 01, 2019):0 = Non-rural1 = High utilization2 = Low population
density3 = All others
All Other Code Types:0 = All other records
Optum | www.optum.com August 19, 2021 Page 275
16.2.4 Hospice Code Table Data File Layout
Vaccine Type vactype CTR-06-VAC-TYPE
9(1) 37 0 = Not a vaccine1 = Hepatitis B
vaccine3 = Flu/PPV/
COVID-19 vaccine or monoclonal antibody
Filler X(213) 38
Table 16-5: Hospice Code Table Date File Layout
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Code Type codetype CTR-CODE-TYPE
X(1) 1 E = CBSAR = Revenue CodeM = Modifiers
Code code CTR-CODE X(11) 2 - 12 Code value will be 5 digit CBSA code, 4 digit revenue code, or a 2 character modifier.
Code Sequence codeseq CTR-SEQ 9(2) 13 - 14 Sequence number for this code record.
Start Date startdate CTR-START-DATE
9(8) 15 - 22 Date record is effective.
End Date enddate CTR-END-DATE
9(8) 23 - 30 00000000 = Code is still in effect.
YYYYMMDD = End date for record.
Care Type care_type CTR-12-CARE-TYPE
9(1) 31 Revenue Codes (Type R):1 = Routine Home Care
(RHC)2 = Continuous Home Care
(CHC)3 = Inpatient Respite (IRC)4 = General Inpatient (GIP)
Wage Index wi CTR-12-WI 9(1)v9(4)
32 - 36 CBSA Codes (Type E):Wage Index for CBSA
Rural Indicator rural_ind CTR-12-RURAL-IND
X(1) 37 CBSA Codes (Type E):R = CBSA is classified as
rural
Table 16-4: HHA Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 276
16.2.5 Inpatient Code Table Data File Layout
Modifier Flag mod_flag CTR-12-MOD-FLAG
9(1) 38 Modifiers (Type M):1 = Modifier indicates line is
non-coveredFiller X(212) 39 - 250
Table 16-6: Inpatient Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Code Type codetype CTR-CODE-TYPE
X(1) 1 C = HCPCS/CPT® procedure code
D = ICD-9 diagnosis code
F = New technology family
K = ICD-10 diagnosis code
L = ICD-10 procedure code
N = National Drug Code (NDC)
P = ICD-9 procedure code
Code code CTR-CODE X(11) 2 - 12 Code value will be a 5-digit HCPCS/CPT® procedure code, 7-digit ICD-10 diagnosis code, 7-digit ICD-10 procedure code, 4-digit New Technology Family ID, or an 11-digit NDC value.
Code Sequence
codeseq CTR-SEQ 9(2) 13 - 14 Sequence number for this code record.
Start Date startdate CTR-START-DATE
9(8) 15 - 22 Date record is effective.
End Date enddate CTR-END-DATE
9(8) 23 - 30 00000000 = Code is still in effect
YYYYMMDD = End date for record
Table 16-5: Hospice Code Table Date File Layout
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 277
Rate rate CTR-50-RATE
9(8)v9(3) 31 - 41 Payment rate
Blood Clotting Factor Flag
hemo_flag CTR-50-HEMO-FLAG
9(1) 42 0 = All others1 = Blood clotting
factorCOVID-19 Code Flag
covid19_flag CTR-50-COVID19-FLAG
9(1) 43 Medicare Inpatient and TRICARE/CHAMPUS:0 = All others1 = COVID-19 code
New Technology Family ID
newtech_family_id
CTR-50-NEWTECH-FAMILY-ID
9(4) 44 – 47 Medicare Inpatient and TRICARE/CHAMPUS:Unique 4-digit number assigned to each new technology.
Number of New Technology Lists for Family
newtech_num_lists
CTR-50-NEWTECH-NUM-LISTS
9(1) 48 Medicare Inpatient and TRICARE/CHAMPUS:Number of lists for new technology.
New Technology List Number for Code
newtech_list CTR-50-NEWTECH-LIST
9(1) 49 Medicare Inpatient and TRICARE/CHAMPUS:New technology list number for code.
New Technology Code Requirements
newtech_req CTR-50-NEWTECH-REQ
9(1) 50 Medicare Inpatient and TRICARE/CHAMPUS:1 = At least one code
from list is required to meet new technology criteria
2 = Codes on this list cause an exclusion from new technology
Table 16-6: Inpatient Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 278
New Technology Type
newtech_type CTR-50-NEWTECH-TYPE
9(1) 51 Medicare Inpatient:1 = Traditional
pathway 2 = Alternative
pathway 3 = New COVID-19
Treatments Add-on Payment (NCTAP)
TRICARE/CHAMPUS:1 = Traditional
pathway 2 = Alternative
pathwayFiller X(199) 52 - 250
Table 16-6: Inpatient Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 279
16.2.6 Medicaid APG Pro Code Table Layout
Table 16-7: Medicaid APG Pro Code Table Layout (C Platform Only)
Field Description C Variable Name Format Position NotesCode Type codetype X(1) 1 Alabama BCBS APG:
T = APG typeM = Modifier
Florida Medicaid APG:C = Procedure codeM = Modifier
Illinois Medicaid APG:A = APGC = Procedure codeR = Revenue code
Ohio Medicaid APG:A = APGC = Procedure codeM = ModifierR = Revenue code
Nebraska Medicaid APG:G = APG categoryT = APG type
Colorado Medicaid APG:A = APGC = Procedure codeM = Modifier
Virginia Medicaid APG:C = Procedure codeM = Modifier
Virginia Medicaid ASC:M = Modifier
Washington DC Medicaid APG:C = Procedure codeT = APG type
Optum | www.optum.com August 19, 2021 Page 280
Code code X(11) 2 - 12 Alabama BCBS APG:Code value will be a 2 digit APG Type or 2 digit modifier.
Colorado Medicaid APG: Code value will be a 2 digit modifier, a 5 digit APG, or a 5 digit procedure code.
Florida Medicaid APG:Code value will be a 2 digit modifier.
Illinois Medicaid APG:Code value will either be a 5 digit APG, a 5 digit procedure code, or a 4 digit revenue code.
Ohio Medicaid APG:Code value will be a 5 digit procedure code, a 5 digit APG (for ASC claims), a 2 digit modifier, or a 4 digit revenue code.
Nebraska Medicaid APG:Code value will be 2 digit APG Type or APG Category.
Virginia Medicaid APG:Code value will be a 2 digit modifier or a 5 digit procedure code.
Virginia Medicaid ASC:Code value will be a 2 digit modifier.
Washington DC Medicaid APG:Code value will be a 2 digit APG type or a 5 digit procedure code.
Code Sequence codeseq 9(2) 13 - 14 Sequence number for this code record.
Start Date fromdate 9(8) 15 - 22 Date record is effective.
Table 16-7: Medicaid APG Pro Code Table Layout (C Platform Only)
Field Description C Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 281
End Date thrudate 9(8) 23 - 30 00000000 = Code is still in effect
YYYYMMDD = End date for record
Adjustment Flag adj_flag 9(1) 31 Alabama BCBS APG:For APG Type 22:1 = This code is subject to
policy adjustment 1
For APG Type 21:2 = This code is subject to
policy adjustment 2
Colorado Medicaid APG:1 = This modifier is subject
to 340B drug discounting
2 = This code is subject to policy adjustment 2
Ohio Medicaid APG:1 = This code is subject to
policy adjustment 12 = This code is subject to
policy adjustment 23 = This code is subject to
policy adjustment 3
Nebraska Medicaid APG:3 = This code is subject to
policy adjustment 34 = This code is subject to
policy adjustment 45 = This code is subject to
policy adjustment 5
Virginia Medicaid APG, & Virginia Medicaid ASC:1 = This modifier is subject
to 340B drug discounting
Table 16-7: Medicaid APG Pro Code Table Layout (C Platform Only)
Field Description C Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 282
Cap at Charge Flag charge_flag 9(1) 32 Colorado Medicaid APG:0 = Procedure code is
included in the charge cap redistribution methodology
2 = Procedure code is excluded from charge cap redistribution methodology
Ohio Medicaid APG:0 = Procedure code should
not be capped at charges
1 = Procedure code should be capped at charges
Observation Flag obs_flag 9(1) 33 Ohio Medicaid APG:Used to identify observation services that are subject to special processing rules.
0 = Not an observation service
1 = Hourly observation2 = Observation visit
Revenue Code Flag revenue_flag 9(1) 34 Illinois Medicaid APG:0 = Covered revenue code1 = Non-covered revenue
code
Ohio Medicaid APG:Used to identify revenue codes that are paid via an alternate fee schedule rate.
2 = Revenue code paid the fee schedule rate in the Rate 2 field
Table 16-7: Medicaid APG Pro Code Table Layout (C Platform Only)
Field Description C Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 283
Non-Covered HCPCS deniedhcpc 9(1) 35 Ohio Medicaid APG:Used to identify vaccine codes subject to certain policies.
0 = Otherwise1 = Vaccine code not paid if
billed with Modifier 52 or 73
2 = Vaccine code not paid if billed with Modifier 52 or 73 and not paid if age is greater than maximum
Minimum Units min_units 9(7) 36 - 42 Colorado Medicaid APG, Virginia Medicaid APG, & Washington DC Medicaid APG:The minimum number of units allowed for this procedure code.
Maximum Units max_units 9(7) 43 - 49 Colorado Medicaid APG, Virginia Medicaid APG, & Washington DC Medicaid APG:The maximum number of units allowed for this procedure code.
Modifier Flag mod_flag 9(1) 50 Alabama BCBS APG, Colorado Medicaid APG, Florida Medicaid APG, & Ohio Medicaid APG:Used to identify modifiers subject to payment denial.
0 = Modifier not subject to payment denial
1 = Modifier subject to payment denial
3 = Modifier indicates partial replacement
Table 16-7: Medicaid APG Pro Code Table Layout (C Platform Only)
Field Description C Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 284
Outlier Flag outlier_flag 9(1) 51 Illinois Medicaid APG:Used to identify high cost device and drug APGs.
0 = Not eligible for outlier1 = Eligible for outlier
without revenue code requirements
2 = Eligible for outlier with revenue code requirements
APL Flag aplflag X(2) 52 - 53 Illinois Medicaid APG (prior to July 01, 2020):Used to identify APL procedure codes and APL revenue codes.
00 = Not an APL code01 = APL code02 = ER APL code 103 = ER APL code 204 = ER APL code 305 = Observation APL code
106 = Observation APL code
207 = Psychiatric clinic Type
A code08 = Psychiatric clinic Type
B code09 = Series-billable code
Payment Type special_pmt 9(1) 54 Ohio Medicaid APG:0 = No special payment1 = Paid case rate
Vagus Nerve Stimulator (VNS) Flag
vns_flag 9(1) 55 Florida Medicaid APG:0 = N/A1 = VNS device code2 = VNS insertion or full
replacement procedure code
3 = VNS partial replacement procedure code
Discount Flag discount_flag 9(1) 56 Washington DC Medicaid APG:0 = N/A1 = APG type discounted
with APG type 02 (Significant Procedure)
Filler X(194) 57 - 250
Table 16-7: Medicaid APG Pro Code Table Layout (C Platform Only)
Field Description C Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 285
16.2.7 New Mexico Medicaid APC Code Table Data File Layout
16.2.8 New York Medicaid APG Code Table Data File Layout
Table 16-8: New Mexico Medicaid APC Code Table Data File Layout (C Platform Only)
Field Description
C Variable Name
Format Position Notes
Code Type codetype X(1) 1 R = Revenue CodeCode code X(11) 2 - 12 Code value will be a 4
digit revenue code value.
Code Sequence seq 9(2) 13 - 14 Sequence number for this code record.
Start Date startdate 9(8) 15 - 22 Date record is effective.End Date enddate 9(8) 23 - 30 00000000 = Code is still
in effectYYYYMMDD = End
date for recordCovered Revenue Code Flag
cov_rev X(1) 31 0 = Not covered1 = Covered
Revenue Code Type
rev_type X(1) 32 0 = All other revenue codes
1 = Packaged revenue codes
2 = Drug revenue codesFiller X(218) 33 - 250
Table 16-9: New York Medicaid APG Code Table Data File Layout (C Platform Only)
Field Description
C Variable Name
Format Position Notes
Code Type codetype X(1) 1 A = APG codesC = Procedure codesG = APG categoriesK = Diagnosis codesT = APG typesX = Rate codes
Code code X(11) 2 - 12 Code value will either be a 3-4 character APG, 5 character procedure code, 2 digit APG category, a 10 character diagnosis code, 2 character APG type, or a 6 character rate code.
Optum | www.optum.com August 19, 2021 Page 286
Code Sequence codeseq 9(2) 13 - 14 Sequence number for this code record.
Start Date fromdate 9(8) 15 - 22 Date record is effective.End Date thrudate 9(8) 23 - 30 99999999 = Code is still
in effectYYYYMMDD = End date
for recordSpecial Payment Flag
special_pmt 9(2) 31 - 32 01 = Arthroscopy code02 = Osteoarthritis policy
conflict code03 = LBHP non-covered
code04 = No discounting
code05 = Code subject to
pediatric psychiatric discounting
06 = Code subject to Telehealth billing policies
07 = Observation code08 = OASAS peer
services code09 = Code subject to
therapy modifier restrictions
10 = Severe Emotional Disturbance (SED) rate code
11 = Alternate discounting rate code
Offsite Service Flag
offsite 9(1) 33 Flag that identifies procedure codes that are eligible for reimbursement when provided in an off-site setting.
0 = Not eligible1 = Eligible pediatric
offsite services2 = Eligible offsite
servicesAlternate Payment Available Flag
altpay 9(1) 34 0 = Not on never pay list or alternate payment list
1 = Never pay procedure2 = Alternate payment
may be available
Table 16-9: New York Medicaid APG Code Table Data File Layout (C Platform Only)
Field Description
C Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 287
Opioid Treatment Flag
opiodtreat 9(1) 35 0 = Not applicable1 = Apply treatment
administration adjustments for all OASAS locations
2 = Apply treatment administration adjustments for opioid treatment OASAS locations only
Payment Modifiers
modifiers X(2) occurs 10 times
36 - 55 The modifiers that impact payment for an APG, procedure code, or APG type.
Rate Code Type rtype 9(1) 56 1 = Hospital Outpatient Department (OPD)
2 = Hospital Ambulatory Surgical Center (ASC)
3 = Emergency Department (ED)/room
4 = Diagnostic and Treatment Center (DTC)
5 = Free-standing Ambulatory Surgical Center (ASC)
6 = Clinic – Mental Retardation, Development Disability or Traumatic Brain Injury (MR/DD/TBI)
7 = Dental school8 = Renal clinic9 = Mental Health (MH)
Ancillary Policy Flag
anc_indicator 9(1) 57 Identifies the ancillary policy status for a rate code.0 = Ancillary policy is not
applicable1 = Ancillary policy is
applicable
Table 16-9: New York Medicaid APG Code Table Data File Layout (C Platform Only)
Field Description
C Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 288
16.2.9 North Carolina Inpatient Code Table Data File Layout
Licensed Behavioral Health Practitioner (LBHP) Flag
lbhpflag 9(1) 58 1 = Offsite licensed behavioral health practitioner rules apply
OASAS Flag oasasflag 9(1) 59 0 = Not an OASAS location
1 = Chemical dependence
2 = Opioid treatment center
3 = Rehabilitation center4 = Peer services
Dental Code Flag
dentalflag 9(1) 60 0 = Not a dental code1 = Dental Telehealth
code2 = Qualified dental code
for TelehealthFiller X(190) 61 - 250
Table 16-10: North Carolina Medicaid Code Table Data File Layout (C Platform Only)
Field Description Variable Name
Format Position Notes
Code Type codetype X(1) 1 C = LARC device codeG = DRGL = LARC procedure codeQ = Discharge status
Code code X(11) 2 - 12 Code value will either be a two character discharge status code, 5 character HCPCS code, or a 10 character ICD-10 procedure code.
Code Sequence codeseq 9(2) 13 - 14 Sequence number for this code record.
Start Date fromdate 9(8) 15 - 22 Date record is effective.End Date thrudate 9(8) 23 - 30 00000000 = Code is still in
effectYYYYMMDD = End date for record
Table 16-9: New York Medicaid APG Code Table Data File Layout (C Platform Only)
Field Description
C Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 289
16.2.10 Physician Code Table Data File Layout
Long Acting Reversible Contraceptive (LARC) Flag
larc 9(1) 31 Identifies the LARC ICD-10 procedure code and LARC HCPCS code.
0 = Not a LARC code1 = LARC ICD-10 procedure
code2 = LARC HCPCS code
Transfer Flag transfer 9(1) 32 1 = Transfer discharge statusLARC DRG larc_drg 9(4) 33 - 36 LARC DRG that should be
assigned if a LARC insertion procedure and a LARC device are present and the claim is grouped to an obstetrics DRG.
Filler X(214) 37 - 250
Table 16-11: Physician Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Code Type codetype CTR-CODE-TYPE
X(1) 1 P = Place of serviceS = Specialty codeT = TaxonomyZ = Zip codeN = NDCC = Procedure code
Code code CTR-CODE
X(11) 2 - 12 Code value will either be 2-digit place of service indicator, 10-digit taxonomy, 5 or 9 digit zip code, 11-digit NDC value, or 5 digit procedure code.
Code Sequence codeseq CTR-SEQ
9(2) 13 - 14 Sequence number for this code record.
Start Date startdate CTR-START-DATE
9(8) 15 - 22 Date record is effective.
End Date enddate CTR-END-DATE
9(8) 23 - 30 00000000 = Code is still in effect
YYYYMMDD = End date for record
Table 16-10: North Carolina Medicaid Code Table Data File Layout (C Platform Only)
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 290
Label label CTR-09-LABEL
X(40) 31 - 70 Label that describes Taxonomy value, place of service setting, carrier/locality, or NDC.
Specialty Code spec_code CTR-09-SPEC-CODE
X(2) 71 - 72 Taxonomy:The Medicare physician specialty code associated with this Taxonomy.
MPFS Payment Percentage
pfs_disc CTR-09-PFS-DISC
9(1)v9(4)
73 - 77 Taxonomy and Specialty Code:The Medicare payment percentage associated with this specialty code/taxonomy.
Facility Status facility_flag CTR-09-FAC-FLAG
9(1) 78 Place of Service:The facility/non-facility status associated with this place of service.
1 = Facility (use facility rate from PFS)
2 = Non-facility (use non-facility rate)
3 = Not applicable for Medicare claims processing (reject)
Table 16-11: Physician Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 291
Rural Indicator rural CTR-09-RURAL
X(1) 79 Zip Code:This field corresponds to the rural flag in the CMS Zip Code File.
R = Rural zip code for air and ground ambulance services.
B = Qualified rural area zip code for air and ground ambulance services.
U = Rural zip code for ground ambulance services and qualified rural area zip code for air ambulance services.
V = Qualified rural area zip code for ground ambulance services and rural zip code for air ambulance services.
W = Rural zip code for ground ambulance services only.
X = Rural zip code for air ambulance services only.
Y = Qualified rural area zip code for ground ambulance services only.
Z = Qualified rural area zip code for air ambulance services only.
Blank = Not ruralHealth Professional Shortage Area (HPSA) Indicator
hpsa CTR-09-HPSA
9(1) 80 Zip Code:1 = Primary care physician
HPSA only2 = Mental health HPSA
only3 = Both primary care and
mental health HPSA0 = Otherwise
Ambulance Carrier
ambcarrier CTR-09-AMBCARRIER
X(12) 81 - 92 Zip Code:The ambulance fee schedule carrier for this zip code.
Table 16-11: Physician Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 292
DME Carrier dmecarrier CTR-09-DMECARRIER
X(12) 93 - 104 Zip Code:The DME fee schedule carrier for this zip code.
Lab Carrier labcarrier CTR-09-LABCARRIER
X(12) 105 - 116 Zip Code:The clinical lab fee schedule carrier for this zip code.
National Carrier natcarrier CTR-09-NTLCARRIER
X(12) 117 - 128 Zip Code:The national fee schedule carrier for this zip code.
Physician Carrier pfscarrier CTR-09-PFSCARRIER
X(12) 129 - 140 Zip Code:The physician fee schedule carrier for this zip code.
Other Carrier othcarrier CTR-09-OTHCARRIER
X(12) 141 - 152 Zip Code:The other (user-defined) carrier for this zip code.
NDC Rate ndcrate CTR-09-NDC-RATE
9(8)v9(3)
153 - 163 NDC:The rate for this NDC.
Table 16-11: Physician Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 293
Fee Schedule Types
sfeetypes CTR-09-SFEETYPES
X(1)occurs 6 times
164 - 169 Procedure Code:The list of possible fee schedule types for procedure codes that have multiple fee schedule types. If a procedure code does not have multiple fee schedule types, there will not be a record for that code in the Physician Code Table.
Possible Fee Schedule Types:A = Ambulance fee
scheduleD = DMEPOS fee
scheduleL = Clinical laboratory fee
scheduleM = National fee scheduleR = Physician fee
scheduleX = Other fee schedule
(user-defined)DME Rural Rate Indicator
dmerural CTR-09-DMERURAL
9(1) 170 Zip Code:0 = Not eligible for the
DME rural rate1 = Eligible for the DME
rural rateFiller X(2) 171 - 172 ReservedTherapy Flag therapy_flag CTR-
09-THERAPY-FLAG
9(1) 173 Procedure Code:0 = All others1 = Evaluative therapy
code (functional G-code is required)
2 = All other therapy codes (functional G-code is not required)
Edit Modifiers edit_mod CTR-09-EDIT-MODS
X(2)occurs 5 times
174 - 183 Procedure Code:GO = Occupational
speech therapyGN = Speech language
pathology serviceGP = Physical therapy
service
Table 16-11: Physician Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 294
Payment Adjustment Modifiers
pay_adj_mod
CTR-09-PAY-ADJ-MOD
X(2) occurs 5 times
184 - 193 Procedure Code:This field holds modifiers that can be used for a payment adjustment with the corresponding procedure code on the line:
CT = Services eligible for a reduction when billed with Modifier CT
FX= Services eligible for a reduction when billed with Modifier FX
FY = Services eligible for a reduction when billed with Modifier FY
Filler X(57) 194 - 250
Table 16-11: Physician Code Table Data File Layout
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 295
16.2.11 Standard APG Code Table Data File Layout
Table 16-12: Standard APG Code Table Data File Layout (C Platform Only)
Field Description C Variable Name
Format Position Notes
Code Type codetype X(1) 1 Illinois Medicaid APG:C = Procedure codeR = Revenue code
New York Medicaid APG:C = Procedure codeD = Diagnosis code (ICD-9)K = Diagnosis code (ICD-10)X = Rate code
Code code X(11) 2 - 12 Illinois Medicaid APG:Code value will either be a 5 digit procedure code or a 4 digit Revenue Code.
New York Medicaid APG:Code value will either be a 5 digit procedure code, a 4 to 6 digit diagnosis code, or a 4 digit rate code.
Code Sequence codeseq 9(2) 13 - 14 Sequence number for this code record.
Start Date fromdate 9(8) 15 - 22 Date record is effective.End Date thrudate 9(8) 23 - 30 00000000 = Code is still in
effectYYYYMMDD = End date for
recordArthroscopy Code arthrodx 9(1) 31 New York Medicaid APG:
Diagnosis Codes:0 = Not applicable 1 = 711.0 - 719.392 = 715.00 - 715.99
Osteoarthritis Code osteodx 9(1) 32 New York Medicaid APG:Diagnosis Codes:0 = Not an osteoarthritis
diagnosis code1 = Osteoarthritis diagnosis
code
Optum | www.optum.com August 19, 2021 Page 296
Ambulatory Procedures Listing (APL) Code
apl X(1) 33 Illinois Medicaid APG:Procedure Codes:0 = Not an APL code1 = APL code2 = ER APL Code 13 = ER APL Code 24 = ER APL Code 35 = Observation APL Code 16 = Observation APL Code 27 = Psychiatric Clinic Type A
Code8 = Psychiatric Clinic Type B
CodeA = Series-billable procedure
codeNon-Covered Revenue Code
noncovrev 9(1) 34 Illinois Medicaid APG:Revenue Codes:0 = Covered revenue code1 = Non-covered revenue
codeASC Code asccode 9(1) 35 New York Medicaid APG:
Procedure Codes:0 = Not an ASC allowable
procedure code1 = ASC allowable procedure
codeRate Code Type ratecodetype 9(1) 36 New York Medicaid APG:
Rate Codes:0 = Office of Alcohol and
Substance Abuse (OASAS)
1 = Hospital Outpatient Department (OPD)
2 = Hospital Ambulatory Surgical Center (ASC)
3 = Emergency Department/Room (ED)
4 = Diagnostic and Treatment Center (DTC)
5 = Free-Standing Ambulatory Surgical Center (ASC)
6 = Clinic – Mental Retardation, Development Disability or Traumatic Brain Injury (MR/DD/TBI)
7 = Dental School8 = Renal Clinic9 = Mental Health (MH)
Table 16-12: Standard APG Code Table Data File Layout (C Platform Only)
Field Description C Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 297
Episode Type episodetype 9(1) 37 New York Medicaid APG:Rate Codes:0 = Visit1 = Episode
Ancillary Policy ancillarypolicy 9(1) 38 New York Medicaid APG:Rate Codes:0 = Ancillary policy is not
applicable1 = Ancillary policy is
applicableCarve Out Code carveoutcode 9(1) 39 New York Medicaid APG:
Procedure Codes:0 = Non carve out code1 = Carve out code
Discount Policy Flag disc_pol 9(1) 40 New York Medicaid APG:Rate Codes:0 = Standard multiple
significant procedure discount policy applies
1 = Rate code not subject to multiple significant procedure discount policy for certain APGs
Revenue Code Flag rev_flag 9(1) 41 Illinois Medicaid APG:Revenue Codes:0 = Otherwise2 = ER revenue code 13 = ER revenue code 24 = ER revenue code 35 = Observation revenue
code 17 = Psychiatric clinic Type A
revenue code8 = Psychiatric clinic Type B
revenue code9 = Device revenue code
Osteoarthritis Procedure
osteocpt 9(1) 42 New York Medicaid APG:Procedure Codes:0 = Not an osteoarthritis
procedure code1 = Osteoarthritis procedure
codeMultiple E&M Policy Flag
em_pol 9(1) 43 New York Medicaid APG:Rate Codes:0 = Multiple E&M policy not
applicable1 = Multiple E&M policy
applicable
Table 16-12: Standard APG Code Table Data File Layout (C Platform Only)
Field Description C Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 298
Mental Health or Substance Abuse Diagnosis Codes
mental_hlt 9(1) 44 New York Medicaid APG:Diagnosis Codes:0 = Not a mental health or
substance abuse diagnosis code
1 = Mental health or substance abuse diagnosis code
Blend Indicator blendind 9(1) 45 New York Medicaid APG:0 = Not a blend eligible rate
code1 = Blend eligible rate code
Extended Rate Code Type
ratecodeind 9(2) 46 - 47 New York Medicaid APG:00 = OASAS chemical
dependence01 = Hospital outpatient
department02 = Hospital ambulatory
surgical center03 = Emergency department/
room04 = Diagnostic and
Treatment Center05 =Free-standing
ambulatory surgical center
06 = Clinic, mental retardation, developmental disabilities, traumatic brain injury
07 = Dental school08 = Renal clinic09 = Mental health10 = OASAS opioid
treatment program11 = OASAS chemical rehab
Hospital Type Indicator
hospind 9(1) 48 New York Medicaid APG:0 = Hospital based1 = Free-standing
Non-Covered Licensed Behavioral Health Practitioner (LBHP) Service
LBHP_noncov
9(1) 49 New York Medicaid APG:0 = Covered service1 = Non-covered service
Serious Emotional Disturbance (SED) Eligible Rate Code
sed_code 9(1) 50 New York Medicaid APG:0 = Not a SED rate code1 = SED rate code
Table 16-12: Standard APG Code Table Data File Layout (C Platform Only)
Field Description C Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 299
16.2.12 Standard APR Code Table Data File Layout
Capital Bypass Flag no_cap 9(1) 51 New York Medicaid APG:0 = Do not bypass capital
add-on rate code1 = Bypass capital add-on
rate codeFiller X(199) 52 - 250
Table 16-13: Standard APR Code Table Data Files Layout (C Platform Only)
Field Description C Variable Name
Format Position Notes
Code Type codetype X(1) 1 Colorado Medicaid:B = UB-04 bill typeQ = Discharge statusU = UB-04 admit source
Florida Medicaid APR:B = UB-04 bill typeC = Procedure codeM = ModifierQ = Discharge status
Indiana Medicaid APR:B = UB-04 bill typeK = ICD-10-CM diagnosis
codeQ = Discharge statusU = UB-04 admit source
Massachusetts Medicaid, Minnesota Medicaid, Mississippi Medicaid, and Virginia Medicaid APR:B = UB-04 bill typeQ = Discharge status
Louisiana Medicaid:B = UB-04 bill typeQ = Discharge statusR = Revenue codeY = Psychiatric day identifiercontinued below...
Table 16-12: Standard APG Code Table Data File Layout (C Platform Only)
Field Description C Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 300
Code Type<continued>
codetype X(1) 1 New Jersey Medicaid APR:B = UB-04 bill typeQ = Discharge statusS = Occurrence span codeR = Revenue code
Rhode Island Medicaid:B = UB-04 bill typeO = Occurrence span codesQ = Discharge status
Washington DC Medicaid:B = UB-04 bill typeQ = Discharge status
Wisconsin Medicaid APR:B = UB-04 bill typeK = ICD-10-CM diagnosis
codeL = ICD-10-PCS procedure
codeQ = Discharge status
Code code X(11) 2 - 12 Code value will be one of the following:- Two digit discharge status
code- Two digit UB-04 admit
source - Two digit modifier- Two digit occurrence span
code- Four digit UB-04 Bill Type- Four digit psychiatric day
identifier- Four digit revenue code- Five digit CPT®/HCPCS
code- Ten digit ICD-10
procedure code or diagnosis code
Code Sequence codeseq 9(2) 13 - 14 Sequence number for this code record.
Start Date fromdate 9(8) 15 - 22 YYYYMMDD = Date record is effective.
End Date thrudate 9(8) 23 - 30 YYYYMMDD = End date for record
Table 16-13: Standard APR Code Table Data Files Layout (C Platform Only)
Field Description C Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 301
Transfer Flag transfer 9(1) 31 Colorado Medicaid, Florida Medicaid, Indiana Medicaid APR, Louisiana Medicaid, Massachusetts Medicaid, Minnesota Medicaid, Mississippi Medicaid, New Jersey Medicaid APR, Rhode Island Medicaid, Virginia Medicaid APR, and Wisconsin Medicaid APR:1 = Transfer discharge
status or admit source
Washington DC Medicaid:1 = Transfer discharge
status 2 = Transfer day payment
Non-Covered Bill Type
noncovbill 9(1) 32 Colorado Medicaid, Florida Medicaid, Indiana Medicaid APR, Louisiana Medicaid, Massachusetts Medicaid, Minnesota Medicaid, Mississippi Medicaid, New Jersey Medicaid APR, Rhode Island Medicaid, Virginia Medicaid APR, Washington DC Medicaid, and Wisconsin Medicaid APR:1 = Non-covered bill type
Interim Discharge Status
interim 9(1) 33 Mississippi Medicaid, Rhode Island Medicaid, and Washington DC Medicaid:1 = Interim discharge status
Long Acting Reversible Contraceptive (LARC) Code Combination
larccode X(2) 34 - 35 Wisconsin Medicaid APR:Identifies the LARC procedure code and diagnosis code combinations.
K1 = Diagnosis code list 1K2 = Diagnosis code list 2L1 = Procedure code list 1L2 = Procedure code list 2
Table 16-13: Standard APR Code Table Data Files Layout (C Platform Only)
Field Description C Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 302
Diagnosis Flag dxflag 9(1) 36 Indiana Medicaid APR:0 = No special diagnosis
pricing1 = Not eligible for per diem
pricing when billed with DRG category 12
Psychiatric Length of Stay Factor
factor 9(1)v9(4) 37 - 41 Louisiana Medicaid:The day factor used to determine the cumulative adjustment for psychiatric per diem payments.
Span Code Flag spanflag 9(1) 42 New Jersey Medicaid APR:1 = Alternate Level of Care
(ALC) occurrence span code
Rhode Island Medicaid:2 = Partial eligibility claim
occurrence span codeRevenue Code Flag revflag 9(1) 43 Louisiana Medicaid:
2 = Revenue code paid per diem
New Jersey Medicaid APR:1 = ALC revenue code
Vagus Nerve Stimulator (VNS) Flag
vnsflag 9(1) 44 Florida Medicaid APR:0 = N/A1 = VNS device code2 = Modifier indicates partial
replacementExemption Flag exempt 9(1) 45 Washington DC Medicaid:
1 = Exempt from same day discharge denial
Filler X(205) 46 - 250
Table 16-13: Standard APR Code Table Data Files Layout (C Platform Only)
Field Description C Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 303
16.2.13 SNF Code Table Data File Layout
Table 16-14: SNF Code Table Data File Layout
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Code Type codetype CTR-CODE-TYPE
X(1) 1 C = Procedure CodeZ = Zip Code
Code code CTR-CODE X(11) 2 - 12 Code value. Will be a 5-digit zip code or procedure code.
Code Sequence seq CTR-SEQ 9(2) 13 - 14 Sequence number for this code record.
Start Date startdate CTR-START-DATE
9(8) 15 - 22 Date record is effective.
End Date enddate CTR-END-DATE
9(8) 23 - 30 00000000 = Code is still in effect
YYYYMMDD = End date for record
Ambulance Carrier/Locality
carrier CTR-03-CARRIER
X(12) 31 - 42 Zip Code:Identifies the Medicare Part B carrier number and pricing locality.
Optum | www.optum.com August 19, 2021 Page 304
Ambulance Rural Indicator
amb_rural CTR-03-AMB-RURAL
X(1) 43 Zip Code:This flag indicates that the zip code is rural:B = Qualified rural
area zip code for air and ground ambulance services
R = Rural zip code for air and ground ambulance services
U = Rural zip code for ground ambulance services and qualified rural area zip code for air ambulance services
V = Qualified rural area zip code for ground ambulance services and rural zip code for air ambulance services
W = Rural zip code for ground ambulance services only
X = Rural zip code for air ambulance services only
Y = Qualified rural area zip code for ground ambulance services only
Z = Qualified rural area zip code for air ambulance services only
Blank = Not ruralFiller X(11) 44 - 54
Table 16-14: SNF Code Table Data File Layout
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 305
Vaccine Type vac_flag CTR-03-VAC-FLAG
9(1) 55 0 = All other codes2 = Flu/PPV/
Hepatitis B/ COVID-19 vaccine or monoclonal antibody
Therapy Flag therapy_flag CTR-03- THERAPY-FLAG
9(1) 56 0 = All other codes1 = Evaluate therapy
code, functional therapy code required
2 = Therapy code, no functional therapy code required
3 = Functional therapy code
4 = Therapy code without MPFS rate, no functional therapy code required
Ambulance Flag amb_flag CTR-03- AMB-FLAG
9(1) 57 0 = Code is not in the Ambulance Fee Schedule
1 = Code is in the Ambulance Fee Schedule
Edit Modifiers edit_mod CTR-03-EDIT-MODS
X(2) occurs 5 times
58 - 67 Blank = Codes not applicable
GO = Occupational speech therapy service
GN = Speech language pathology service
GP = Physical therapy service
Table 16-14: SNF Code Table Data File Layout
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 306
Payment Adjustment Modifiers
pay_adj_mod CTR-03-PAY-ADJ-MOD
X(2) occurs 5 times
68 - 77 This field holdsmodifiers that can beused for a paymentadjustment with thecorrespondingprocedure code onthe line:
CT = Services eligible for a reduction when billed with Modifier CT
FX= Services eligible for a reduction when billed with Modifier FX
FY = Services eligible for a reduction when billed with Modifier FY
Filler X(173) 78 - 250
Table 16-14: SNF Code Table Data File Layout
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 307
17 New York Medicaid APG Zip Code File Layout
This chapter provides the layout for the New York Medicaid APG Zip Code File. It includes the following section:
• New York Medicaid APG Zip Code File Layout (C Platform Only)
Optum | www.optum.com August 19, 2021 Page 308
17.1 New York Medicaid APG Zip Code File Layout (C Platform Only)
Table 17-1: New York Medicaid APG Zip Code File Variables - zipny.dat
Field Description Variable Name
Format Position Notes
Hospital Number fac X(16) 1 - 16Paysource psrc X(13) 17 - 29Zip Code (with Zip Code Suffix)
zip 9(9) 30 - 38 The five digit zip code and the four digit zip code suffix of the service location.
Sequence Number seq X(2) 39 - 40 Code sequence number for this code record.
Effective Date effdate 9(8) 41 - 48End Date enddate 9(8) 49 - 56Locator Code loc 9(2) 57 - 58 The last two digits of the facility
ID represent the locator code.
Optum | www.optum.com August 19, 2021 Page 309
18 Payers File Layout
This chapter provides the layout for the Payers File (C Only). This chapter includes the following sections:
NoteThe following data is not required by the EASYGroup™ Pricer, but is utilized by the Test Driver supplied with the distribution.
• File Naming Conventions• Payers File Layout
Optum | www.optum.com August 19, 2021 Page 310
18.1 File Naming ConventionsThe Payers File (C Only) names are listed below:
18.2 Payers File Layout
Table 18-1: Payers File Names
Description FilenameInpatient Payers File payors.datOutpatient Payers File payout.datSNF Payers File paysnf.datCAH Method II Payers File paycah.datPhysician Payers File payphs.datIRF Payers File payirf.dat
Table 18-2: Payers File Variables - payors.dat, payout.dat, paysnf.dat, paycah.dat, payphs.dat, payirf.dat
Field Description Variable Name Format Position DescriptionHospital/Provider Number
pfac X(16) 1 - 16 Unique provider identifier. Contains the provider’s Medicare Provider Number.
Paysource Code psrc X(13) 17 - 29 Unique paysource or payer identifier.
Hospital/Provider Number with NPI/Taxonomy
pfac X(20) 1 - 20 Unique provider identifier. Contains the provider’s Medicare Provider Number or the National Provider ID and Taxonomy Code.
Paysource Code with NPI/Taxonomy
psrc X(9) 21 - 29 Unique paysource or payer identifier.
Care Setting payset X(2) 30 - 31 CA = CAH Method IIIN = InpatientOP = Outpatient
Facility Name dsc X(25) 32 - 56 Up to 25 characters of the provider name.
State abr X(5) 57 - 61 Abbreviation of the state where the provider is located.
Payer Type ptype X(2) 62 - 63 Refer to the ECB [ezg_cntl_block] in the Input and Output Parameter Blocks User’s Guide for the appropriate values for the prcr_type variable.
Filler X(31) 64 - 94
Optum | www.optum.com August 19, 2021 Page 311
Reimbursement Date
reimbdate X(1) 95 D = Pricing utilizes discharge date
A = Pricing utilizes admission date
Payer Class pclass X(2) 96 - 97 This field is required by Optum and indicates the payer classification.
BC = Blue Cross/Blue ShieldCH = TRICARE/CHAMPUSHM = HMOIC = Insurance CompanyMD = MedicaidMR = MedicareNS = Not SpecifiedOT = OtherSP = Self payTC = TRICARE APCWC = Worker’s Compensation
Key Type key_type X(1) 98 1 = National Provider ID plus Taxonomy Code used for rate lookup
0 or blank = Legacy Provider ID used for rate lookup
Filler X(93) 99 - 191
Table 18-2: Payers File Variables - payors.dat, payout.dat, paysnf.dat, paycah.dat, payphs.dat, payirf.dat
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 312
19 Configuration File Layouts
This chapter provides the layouts for the Configuration File (C and COBOL). This file contains edit requests and other data that can be passed in the ECB structures or can be configured in Rate Manager. This chapter includes the following sections:
• File Naming Conventions• C Platform Layout• COBOL Platform Layout
Optum | www.optum.com August 19, 2021 Page 313
19.1 File Naming ConventionsThe configuration file names are listed below:
Table 19-1: Configuration File Names
Description FilenameC Platform
FilenameCOBOL Platform
CAH Method II only cfgcah.dat cnfg05.datPhysician only cfgphys.dat cnfg04.datAll Other Payment Systems config.dat ezgconfg.dat
Optum | www.optum.com August 19, 2021 Page 314
19.2 C Platform LayoutTable 19-2: Configuration File Variables (config.dat, cfgphys.dat, cfgcah.dat)
Field Description Variable Name Format Position DescriptionHospital/Provider Number
pfac X(16) 1 - 16 Unique provider identifier. Contains the provider’s Medicare Provider Number.
Paysource Code psrc X(13) 17 - 29 Unique paysource or payer identifier.
Hospital/Provider Number with NPI/Taxonomy
pfac X(20) 1 - 20 Unique provider identifier. Contains the provider’s Medicare Provider Number or the National Provider ID and Taxonomy Code.
Paysource Code with NPI/Taxonomy
psrc X(9) 21 - 29 Unique paysource or payer identifier.
Patient Type pattype X(2) 30 - 31 01 = Inpatient02 = Outpatient03 = IRF/Rehabilitation04 = Physician05 = CAH Method II06 = SNF/Skilled Nursing
Effective Date Sequence Code
eseq 9(4) 32 - 35 Reserved for use by the EASYGroup™ Pricer.
Effective Date of Rate Variables
effdate 9(8) 36 - 43 The date on or after which the rate variables contained on this record should be used for calculating reimbursement. This field will be equal to either the beginning of the federal fiscal year or the beginning of the provider's fiscal year (e.g. “20001001”).
Filler for Effective Stop Date (Future)
X(8) 44 - 51
Payer/Pricer Type pricer_type X(2) 52 - 53 Refer to the ECB [ezg_cntl_block] of the Input and Output Parameter Blocks User’s Guide for a list of acceptable values. Refer to the field labeled Pricer Type.
Payer Type Reserved
pricer_type_rsvd X(2) 54 - 55
Grouper Type grpr_type X(2) 56 - 57 Refer to the ECB [ezg_cntl_block] of the Input and Output Parameter Blocks User’s Guide for a list of acceptable values. Refer to the field labeled Grouper Type.
Grouper Type Reserved
grpr_type_rsvd X(2) 58 - 59
Optum | www.optum.com August 19, 2021 Page 315
Grouper Version grpr_vers 9(2) 60 - 61 Set to the Grouper version number that is applicable for the effective date.
Grouper Version Reserved
grpr_vers_rsvd 9(4) 62 - 65 Reserved
Editor Type edtr_type X(2) 66 - 67 ReservedEditor Type Reserved
edtr_type_rsvd X(2) 68 - 69 Reserved
Editor Version edtr_vers 9(2) 70 - 71 ReservedEditor Release edtr_rel X(1) 72 ReservedEditor Version Reserved
edtr_vers_rsvd X(3) 73 - 75 Reserved
Editor Requests edit_req 9(10) 76777879808182838485
Refer to the edit_req field in the ECB [ezg_cntl_block] structure in the Input & Output Parameter Blocks User’s Guide for Editor Requests information.
Editor Requests 2 edit_req2 9(10) 86878889909192939495
Refer to the edit_req2 field in the ECB [ezg_cntl_block] structure in the Input & Output Parameter Blocks User’s Guide for Editor Requests information.
Editor Requests Reserved 3
rsvd_req3 X(10) 96 - 105 Reserved
Editor Requests Reserved 4
rsvd_req4 X(10) 106 - 115 Reserved
Mapping Flag icd9_map 9(1) 116 0 = No mapping1 = Code mapping2 = State-specific mapping
Grouper Option grpr_option 9(1) 117 Reserved Weight Option wgt_option X(1) 118 ReservedACE Override ID ace_override_id X(20) 119 - 138 ACE:
The ACE Override ID invokes override functionality. This override functionality allows the user to turn particular ACE edits on or off.
Table 19-2: Configuration File Variables (config.dat, cfgphys.dat, cfgcah.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 316
HAC Override ID hac_override_id X(10) 139 - 148 DSC Editor, AP-DRG Grouper, APR-DRG Grouper, Medicare DRG Grouper, CHAMPUS/TRICARE Grouper, and Wisconsin DRG Grouper:Unique key used by the DSC Editor or DRG Grouper to determine what HACs should be applied to this facility.
ACE Flag ace_flag 9(1) 149 ReservedDSC Flag dsc_flag 9(1) 150 ReservedFlag Reserved flag_rsvd 9(8) 151 - 158 ReservedKey Type key_type X(1) 159 1 = National Provider ID plus
Taxonomy Code used for rate lookup
0 or blank = Legacy Provider ID used for rate lookup
Reimbursement Date
reimbdate X(1) 160 Used to identify which claim date should be used for reimbursement calculations. The following options are available:- A = From or Admission Date- D = Thru or Discharge Date
CCI Edit Bypass bypass_cci_edits 9(1) 161 APG Payment Systems:0 = Do not apply CCI/MUE
edits to reimbursement
NoteIndicates that the claim lines with CCI/MUE edits should not be included in the reimbursement.
1= Apply CCI/MUE edits to reimbursement
NoteIndicates that the claim lines with CCI/MUE edits should be included in the reimbursement.
State Key state_key X(2) 162 - 163Payer Key payer_key X(14) 164 - 177ASC Override ID asc_override_id X(20) 178 - 197 Used to identify the
appropriate override pattern in the ASC Override File.
Table 19-2: Configuration File Variables (config.dat, cfgphys.dat, cfgcah.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 317
Mapping Override ID map_override_id X(20) 198 - 217 ICD-10 Mapper:Used to identify the appropriate override pattern in the Mapper Override File.
Mapping Category map_category X(2) 218 - 219 ICD-10 Mapper:01 = CMS reimbursement02 = Optum premier pick03 = Wisconsin Medicaid-
specificMapper Type map_type X(2) 220 - 221 ICD-10 Mapper and Alternate
ICD-10 Mapper:02 = ICD-10 Mapper03 = Alternate ICD-10 Mapper
Closed Rate Record Switch
closed_fac_sw X(1) 222 Flag used to identify that a rate record is closed. Refer to the EASYGroup™ User’s Guide for an explanation of why a rate record may be closed. Claims that utilize a closed rate record will receive Function Return Code 62 (Closed or Inactive Rate Record).
0 = Open1 = Closed
Birth Weight Option Selected
bwgt_option X(1) 223 APR-DRG Grouper:1 = Entered in the birth weight
field only.2 = Coded with diagnosis only.3 = Entered or coded with
diagnosis.4 = Entered or coded with
cross-check between entered and coded birth weights to determine if a match or a conflict exists.
5 = Coded with diagnosis only, default of 2500 grams used if birth weight not coded.
6 = Entered or coded with diagnosis, default of 2500 grams used if birth weight not entered or coded.
7 = Entered or coded with cross-check between entered and coded birth weights to determine if a match or conflict exists, default of 2500 grams used if birth weight not entered or coded.
Table 19-2: Configuration File Variables (config.dat, cfgphys.dat, cfgcah.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 318
Discharge APR- DRG Option
disch_drg_option X(1) 224 APR-DRG Grouper:Provides the ability to compute the APR-DRG, Severity of Illness (SOI), and Risk of Mortality (ROM) considering POA indicators with APR-DRG complication of care codes. 0 = Compute excluding only
non-POA Complication of Care codes
1 = Compute excluding all Complication of Care codes
HAC Version hac_version 9(3) 225 - 227 APR-DRG Grouper: The version of the Hospital Acquired Conditions to use with HAC-adjusted APR-DRG grouping.
The HAC version should be entered as follows: Version 31 would be entered as “310.”
Sequester Flag sqr_flag X(1) 228 ReservedState CCI statecci X(2) 229 - 230 ACE:
Two character abbreviation to determine which CCI/MUE editing rules to apply.
Blank (default) = Medicare CCI/MUE
DM = Medicare Durable Medical Equipment (DME)
MI = Michigan Medicaid CCI/MUE
SD = South Dakota Medicaid CCI/MUE
US = Medicare CCI/MUEU2 = National Medicaid CCI/
MUE
CAH Method II Editor:Blank (default) = Medicare
CCI/MUEUS = Medicare CCI/MUE
MOE:U2 = National Medicaid CCI/
MUE
Table 19-2: Configuration File Variables (config.dat, cfgphys.dat, cfgcah.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 319
User Key user_key X(3) 231 - 233 APC Payment Systems:The state-specific APC grouping rules to utilize. - New Mexico Medicaid APC =
NM1
APG Payment Systems:The state-specific APG grouping rules to utilize. - Alabama BCBS APG = AL3- Colorado Medicaid APG =
CO1- Florida Medicaid APG = FL1- Illinois Medicaid APG = IL1 - Nebraska Medicaid APG =
NE1- New York Medicaid APG =
Blank or NY1 - Massachusetts Medicaid
APG = MA1- Ohio Medicaid APG = OH1- Virginia Medicaid APG = VA1 - Virginia Medicaid ASC = VA4- Washington DC Medicaid
APG = DC1- Washington Medicaid APG =
WA1 - Wisconsin Medicaid APG =
WI1
APR-DRG Payment Systems:The state-specific APR pricing rules to utilize.- Colorado Medicaid = CO2- Florida Medicaid = FL2- Indiana Medicaid APR = IN2- Louisiana Medicaid = LA2- Massachusetts Medicaid =
MA2- Minnesota Medicaid = MN2- Mississippi Medicaid = MS2
continued below...
Table 19-2: Configuration File Variables (config.dat, cfgphys.dat, cfgcah.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 320
User Key
<continued>
user_key X(3) 231 - 233 - New Jersey Medicaid = NJ2- Rhode Island Medicaid = RI2- Virginia Medicaid APR = VA2- Washington DC Medicaid =
DC2 - Wisconsin Medicaid APR =
WI2Apply CCI/MUE Edits
line_bypass X(1) 234 APG Payment Systems:0 = Don’t exclude lines from
APG grouping that are returned from ACE with CCI and/or MUE edits
1 = Exclude lines from APG grouping that are returned from ACE with CCI and MUE edits
2 = Exclude lines from APG grouping that are returned from ACE as CCI edits only
3 = Exclude lines from APG grouping that are returned from ACE as MUE edits only
ICD-9 Grouper Routing Flag
icd9_routing 9(1) 235 ICD-10 Medicare DRG, ICD-10 TRICARE DRG, and ICD-10 Wisconsin Medicaid Groupers:Used to automatically send ICD-9 claims that are configured to utilize an ICD-10 Grouper Version after V32 to the equivalent final ICD-9 Grouper Version.
For example, if this option is enabled, ICD-9 claims sent to the ICD-10 Medicare DRG V33 Grouper will be automatically routed to the ICD-9 Medicare DRG V32 Grouper.
0 = Do not enable routing1 = Enable routing
Table 19-2: Configuration File Variables (config.dat, cfgphys.dat, cfgcah.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 321
APC Override ID apc_override_id X(20) 236 - 255 ACE:The APC Override ID invokes override functionality. This override functionality allows the user to override APC, Payment Status Indicators, and maximum allowable units assignment for a particular procedure code.
If this field is left blank, the ACE Override ID (ace_override_id) field will be utilized.
Version Qualifier vers_qual X(1) 256 APR-DRG:Used to request the ICD-9 version of the APR-DRG V31 and V32 Groupers.
0 = ICD-10 Grouper (default)9 = ICD-9 Grouper
Analyzer Type analyzer_type X(2) 257 - 258 00 = No Analyzer01 = V01 EDC Analyzer™02 = E&M Analyzer Pro
Analyzer Type Reserved
analyzer_type_rsvd X(2) 259 - 260 Reserved
Analyzer Version analyzer_vers 9(2) 261 - 262 Two digit version number of the Analyzer.
Analyzer Version Reserved
analyzer_vers_rsvd 9(4) 263 - 266 Reserved
EDC Analyzer™/E&M Analyzer Pro Starting Visit Level Option
start_lvl_option[] 9(1) occurs 5 times
267 - 271 V01 EDC Analyzer™ and E&M Analyzer Pro:Array of indicators to identify the claim starting visit levels that should be processed by the V01 EDC Analyzer™/E&M Analyzer Pro.
For example, to process only those claims with a starting visit level of 4 or 5, set this field to 00011.
To process all claims, set this field to 11111.
Table 19-2: Configuration File Variables (config.dat, cfgphys.dat, cfgcah.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 322
EDC Analyzer™/E&M Analyzer Pro Visit Level Change Option
lvl_change_option 9(1) 272 V01 EDC Analyzer™ and E&M Analyzer Pro:The number of visit level changes that should be processed by the V01 EDC Analyzer™/E&M Analyzer Pro.
For example, to only process claims that have a visit level change of 2 or more levels, set this field to 2.
To process all visit level changes, set this field to 1.
EDC Analyzer™/ E&M Analyzer Pro Action
edc_action 9(1) 273 V01 EDC Analyzer™ and E&M Analyzer Pro:0 = Return visit level
recommendation only; visit code required
1 = Return visit level recommendation and apply results to reimbursement (if applicable); visit code required
2 = Return visit level recommendation if visit level is decreased and apply results to reimbursement (if applicable); visit code required
3 = Return visit level recommendation only; visit code not required
Facility Type facility_type X(2) 274 - 275 Florida Medicaid APG and Ohio Medicaid APG:00 = All others01 = ASC
Rate File Version rf_vers X(7) 276 - 282 Version of the rate file that was used to process a specific claim.
Medicaid APC Override ID
mcd_override_id X(20) 283 - 302 The Medicaid APC Override ID invokes override functionality. This override functionality allows the user to override the Payment Status Indicator for a particular procedure code.
Filler X(498) 303 - 800
Table 19-2: Configuration File Variables (config.dat, cfgphys.dat, cfgcah.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 323
19.3 COBOL Platform LayoutTable 19-3: COBOL Configuration File Variables (ezgconfg.dat, cnfg04.dat, cnfg05.dat)
Field Description Variable Name Format Position DescriptionHospital/Provider Number
ECR-HOSP X(16) 1 - 16 Unique provider identifier. Contains the provider’s Medicare Provider Number.
Paysource Code ECR-PCODE X(13) 17 - 29 Unique paysource or payer identifier. This field is set to 09 for all providers to represent Medicare for this version of the NMPRF.
Hospital/Provider Number with NPI/Taxonomy
ECR-HOSP X(20) 1 - 20 Unique provider identifier. Contains the provider’s Medicare Provider Number or the National Provider ID and Taxonomy Code.
Paysource Code with NPI/Taxonomy
ECR-PCODE X(9) 21 - 29 Unique paysource or payer identifier. This field is set to “09” for all providers to represent Medicare for this version of the NMPRF.
Patient Type ECR-PATTYPE X(1) 30 1 = Inpatient2 = Outpatient3 = IRF/Rehabilitation4 = Physician5 = CAH Method II6 = SNF/Skilled Nursing
Patient Type Reserved
ECR-PATTYPW-RSVD
X(1) 31
Effective Date Sequence Code
ECR-ESEQ 9(4) 32 - 35 Reserved for use by the EASYGroup™ Pricer.
Effective Date of Rate Variables Effective Century Effective Year Effective Month Effective Day
ECR-EDATEECR-CCYYECR-MMECR-DD
9(4)9(2)9(2)
36 - 3940 - 4142 - 43
The date on or after which the rate variables contained on this record should be used for calculating reimbursement. This field will be equal to either the beginning of the federal fiscal year or the beginning of the provider's fiscal year (e.g. 20001001).
Filler for Effective Stop Date (Future)
X(8) 44 - 51
Payer/Pricer Type ECR-PRCR-TYPE
X(2) 52 - 53 Refer to the ECB-EZG-CNTL-BLOCK of the Input and Output Parameter Blocks User’s Guide for a list of acceptable values. Refer to the field labeled Pricer Type.
Optum | www.optum.com August 19, 2021 Page 324
Payer Type Reserved
ECR-PRCR-TYPE-RSVD
X(2) 54 - 55 Reserved
Grouper Type ECR-GRPR-TYPE
X(2) 56 - 57 Refer to the ECB-EZG-CNTL-BLOCK of the Input and Output Parameter Blocks User’s Guide for a list of acceptable values. Refer to the field labeled Grouper Type.
Grouper Type Reserved
ECR-GRPR-TYPE-RSVD
X(2) 58 - 59 Reserved
Grouper Version ECR-GRPR-VERS
9(2) 60 - 61 Set to the Grouper version number that is applicable to this effective date.
Grouper Version Reserved
ECR-GRPR-VERS-RSVD
9(4) 62 - 65 Reserved
Editor Type ECR-EDTR-TYPE
X(2) 66 - 67 Reserved
Editor Type Reserved
ECR-EDTR-TYPE-RSVD
X(2) 68 - 69 Reserved
Editor Version ECR-EDTR-VERS
9(2) 70 - 71 Reserved
Editor Release ECR-EDTR-REL X(1) 72 ReservedEditor Version Reserved
ECR-EDTR-VERS-RSVD
X(3) 73 - 75 Reserved
Request for Date-Sensitive/MCE Editing
ECR-EDIT-MCE-SW
9(1) 76 0 = No edits requested1 = Request Date-Sensitive/
MCE edits
NoteDSC/MCE settings in this file will override DSC/MCE requests made through the EDIT-MCE-SW field in the ECB-EZG-CNTL-BLOCK structure.
Request for EASYEdit™ Editing
ECR-EDIT-EZ-SW
9(1) 77 0 = No edits requested1 = Request EASYEdit™ edits
NoteEASYEdit™ settings in this file will override EASYEdit™ requests made through the EDIT-EZ-SW field in the ECB-EZG-CNTL-BLOCK structure.
Table 19-3: COBOL Configuration File Variables (ezgconfg.dat, cnfg04.dat, cnfg05.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 325
Request for CCI Editing
ECR-EDIT-CCI-SW
9(1) 78 0 = No edits requested1 = Request CCI edits (for
ASC)
NoteCCI settings in this file will override CCI requests made through the EDIT-CCI-SW field in the ECB-EZG-CNTL-BLOCK structure.
Request for OCE Editing
ECR-EDIT-OCE-SW
9(1) 79 0 = No edits requested1 = Request OCE edits (for
FQHC)
NoteOCE settings in this file will override OCE requests made through the EDIT-OCE-SW field in the ECB-EZG-CNTL-BLOCK structure.
Request for OCE/CCI Editing
ECR-EDIT-OCE-CCI-SW
9(1) 80 0 = No edits requested1 = Request OCE/CCI edits (for
APC, ESRD, HHA, and SNF)
NoteOCE/CCI settings in this file will override OCE/CCI requests made through the EDIT-OCE-CCI-SW field in the ECB-EZG-CNTL-BLOCK structure.
Request for LCD Editing
ECR-EDIT-LCD-SW
9(1) 81 0 = No edits requested1 = Request LCD edits
NoteLCD settings in this file will override LCD requests made through the EDIT-LCD-SW field in the ECB-EZG-CNTL-BLOCK structure.
Request for Non-OCE Editing With CCI Code Pairs
ECR-EDIT-NOCE-SW
9(1) 82 0 = No edits requested1 = Request non-OPPS OCE
edits (for Maryland and Critical Access Hospitals (CAHs)) with CCI edit pairs returned
Table 19-3: COBOL Configuration File Variables (ezgconfg.dat, cnfg04.dat, cnfg05.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 326
Request for POA Editing
ECR-EDIT-POA-SW
9(1) 83 0 = No edits requested1 = Request POA edits
NotePOA settings in this file will override POA requests made through the EDIT-POA-SW field in the ECB-EZG-CNTL-BLOCK structure.
Request for HAC ECR-EDIT-HAC-SW
9(1) 84 0 = No edits requested1 = Request HAC edits
NoteHAC settings in this file will override HAC requests made through the EDIT-HAC-SW field in the ECB-EZG-CNTL-BLOCK structure.
Filler X(1) 85Request for Physician Editing
ECR-EDIT-PHYS-SW
9(1) 86 0 = No edits requested1 = Request physician edits, MUEs applied based on taxonomy
NotePhysician edit settings in this file will override Physician edit requests made through the EDIT-PHYS-SW field in the ECB-EZG-CNTL-BLOCK structure.
Request for Medicaid Inpatient Editing
ECR-EDIT-MDCD-SW
9(1) 87 0 = No edits requested1 = Request Medicaid inpatient
edits
NoteMedicaid inpatient settings in this file will override Medicaid inpatient requests made through the EDIT-MDCD-SW field in the ECB-EZG-CNTL-BLOCK structure.
Table 19-3: COBOL Configuration File Variables (ezgconfg.dat, cnfg04.dat, cnfg05.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 327
Request for Physician Editing 2
ECR-EDIT-MAXMUE
9(1) 88 0 = No edits requested1 = Request physician edits, max of DME and practitioner MUE applied
NotePhysician edit settings in this file will override Physician edit requests made through the EDIT-MAXMUE field in the ECB-EZG-CNTL-BLOCK structure.
Reserved ECR-EDIT-MOE 9(1) 89 ReservedRequest for CAH Method II Editing
ECR-EDIT-CAH 9(1) 90 0 = No edits requested1 = Request CAH Method II
edits
NoteCAH Method II settings in this file will override OCE/CCI requests made through the EDIT-OCE-SW field in the ECB-EZG-CNTLBLOCK structure.
Filler X(25) 91 - 115ICD-9/ICD-10 Mapping Flag
ECR-MAPPING 9(1) 116 0 = No mapping 1 = Standard mapping2 = State-specific mapping
NoteState-specific mapping is only utilized with the following Groupers: Wisconsin Medicaid, Ohio Medicaid, and North Carolina Medicaid.
Grouper Option ECR-GRPR-OPTION
9(1) 117 Reserved
Weight Option ECR-WGT-OPTION
X(1) 118 Reserved
ACE Override ID ECR-ACE-OVERRIDE-ID
X(20) 119 - 138 ACE:The ACE Override ID invokes override functionality. This override functionality allows the user to turn particular ACE edits on or off.
Table 19-3: COBOL Configuration File Variables (ezgconfg.dat, cnfg04.dat, cnfg05.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 328
HAC Override ID ECR-HAC-OVERRIDE-ID
X(10) 139 - 148 DSC Editor, AP-DRG Grouper, Medicare DRG Grouper, CHAMPUS/TRICARE Grouper, and Wisconsin DRG Grouper:Unique key used by the DSC Editor or DRG Grouper to determine what HACs should be applied to this facility.
ACE Flag ECR-ACE-FLAG 9(1) 149 ReservedDSC Flag ECR-DSC-FLAG 9(1) 150 ReservedFlag Reserved ECR-FLAG-
RSVD9(8) 151 - 158 Reserved
Key Type ECR-KEY-TYPE X(1) 159 1 = National Provider ID plus Taxonomy Code used for rate lookup
0 or blank = Legacy Provider ID used for rate lookup
Reimbursement Date ECR-REIMBDATE
X(1) 160 Used to identify which claim date should be used for reimbursement calculations. The following options are available:- A = From or Admission Date- D = Thru or Discharge Date
CCI Edit Bypass ECR-BYPASS-CCI-EDITS
9(1) 161 Reserved
State Key ECR-STATE-KEY X(2) 162 - 163Payer Key ECR-PAYER-KEY X(14) 164 - 177ASC Override ID ECR-ASC-
OVERRIDE-IDX(20) 178 - 197 Used to identify the appropriate
override pattern in the ASC Override file.
Mapping Override ID ECR-MAP-OVERRIDE-ID
X(20) 198 - 217 ICD-10 Mapper:Used to identify the appropriate override pattern in the Mapper Override file
Mapping Category ECR-MAP-CATEGORY
X(2) 218 - 219 ICD-10 Mapper:01 = CMS reimbursement02 = Optum premier pick03 = Washington Medicaid-
specificMapper Type ECR-MAP-TYPE X(2) 220 - 221 ICD-10 Mapper:
02 = ICD-10 Mapper
Table 19-3: COBOL Configuration File Variables (ezgconfg.dat, cnfg04.dat, cnfg05.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 329
Closed Rate Record Switch
ECR-CLOSED-FAC-SW
X(1) 222 Flag used to identify that a rate record is closed. Refer to the EASYGroup™ User’s Guide for an explanation of why a rate record may be closed. Claims that utilize a closed rate record will receive Function Return Code 62 (Closed or Inactive Rate Record).
0 = Open1 = Closed
Birth Weight Option Selected
ECR-BWGT-OPTION
X(1) 223 Reserved
Discharge APR-DRG Option
ECR-DISCH-DRG-OPTION
X(1) 224 Reserved
HAC Version ECR-HAC-VERSION
9(3) 225 - 227 Reserved
Sequester Flag ECR-SQR-FLAG X(1) 228 ReservedState CCI ECR-STATECCI X(2) 229 - 230 ACE:
Two character abbreviation to determine which CCI/MUE editing rules to apply.
Blank (default) = Medicare CCI/MUE
DM = Medicare Durable Medical Equipment (DME)
MI = Michigan Medicaid CCI/MUE
SD = South Dakota Medicaid CCI/MUE
US = Medicare CCI/MUEU2 = National Medicaid CCI/
MUE
CAH Method II Editor:Blank (default) = Medicare CCI/
MUEUS = Medicare CCI/MUE
User Key ECR-USER-KEY X(3) 231 - 233 ReservedApply CCI/MUE Edits ECR-LINE-
BYPASSX(1) 234 Reserved
Table 19-3: COBOL Configuration File Variables (ezgconfg.dat, cnfg04.dat, cnfg05.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 330
ICD-9 Grouper Routing Flag
ECR-ICD9-ROUTING
9(1) 235 ICD-10 Medicare DRG, ICD-10 TRICARE DRG, and ICD-10 Wisconsin Medicaid Groupers:Used to automatically send ICD-9 claims that are configured to utilize an ICD-10 Grouper Version after V32 to the equivalent final ICD-9 Grouper Version.
For example, if this option is enabled, ICD-9 claims sent to the ICD-10 Medicare DRG V33 Grouper will be automatically routed to the ICD-9 Medicare DRG V32 Grouper.
0 = Do not enable routing1 = Enable routing
APC Override ID ECR-APC-OVERRIDE-ID
X(20) 236 - 255 ACE:The APC Override ID invokes override functionality. This override functionality allows the user to override APC, Payment Status Indicators, and maximum allowable units assignment for a particular procedure code.
If this field is left blank, the ACE Override ID (ECR-ACE-OVERRIDE-ID) field will be utilized.
Version Qualifier ECR-VERS-QUAL
X(1) 256 Reserved
Analyzer Type ECR-ANLZ-TYPE X(2) 257 - 258 ReservedAnalyzer Type Reserved
ECR-ANLZ-TYPE-RSVD
X(2) 259 - 260 Reserved
Analyzer Version ECR-ANLZ-VERS 9(2) 261 - 262 ReservedAnalyzer Version Reserved
ECR-ANLZ-VERS-RSVD
9(4) 263 - 266 Reserved
EDC Analyzer™/E&M Analyzer Pro Starting Visit Level Option
ECR-EDC-START-LVL
9(1) occurs 5 times
267 - 271 Reserved
EDC Analyzer™/E&M Analyzer Pro Visit Level Change Option
ECR-EDC-CHANGE-LVL
9(1) 272 Reserved
Table 19-3: COBOL Configuration File Variables (ezgconfg.dat, cnfg04.dat, cnfg05.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 331
EDC Analyzer™/E&M Analyzer Pro Action
ECR-EDC-ACTION
9(1) 273 Reserved
Facility Type ECR-FACILITY-TYPE
X(2) 274 - 275 Reserved
Rate File Version ECR-RATEFILE-VERS
X(7) 276 - 282 Version of the rate file that was used to process a specific claim.
Filler X(518) 283 - 800 Reserved
Table 19-3: COBOL Configuration File Variables (ezgconfg.dat, cnfg04.dat, cnfg05.dat)
Field Description Variable Name Format Position Description
Optum | www.optum.com August 19, 2021 Page 332
20 Rate File Layouts
This chapter provides the layouts for Rate Files (C and COBOL). This chapter includes the following sections:
• File Naming Conventions• C Platform
- APC Rate File Layout (prior to January 01, 2018)- APC Rate File Layout (on or after January 01, 2018)- APG Rate File Layout- DRG Rate File Layout- HHA Rate File Layout (prior to January 01, 2020)- HHA Rate File Layout (on or after January 01, 2020)- IRF CMG Rate File Layout- SNF RUG Rate File Layout (on or prior to October 01, 2019)- SNF Rate File Layout (after October 01, 2019)
• COBOL Platform- APC Rate File Layout (prior to January 01, 2018)- APC Rate File Layout (on or after January 01, 2018)- DRG Rate File Layout- HHA Rate File Layout (prior to January 01, 2020)- HHA Rate File Layout (on or after January 01, 2020)- IRF CMG Rate File Layout- SNF RUG Rate File Layout (on or prior to October 01, 2019)- SNF Rate File Layout (after October 01, 2019)
Optum | www.optum.com August 19, 2021 Page 333
20.1 File Naming ConventionsThe file names of the specific Rate Files are listed below:
20.2 C Platform20.2.1 APC Rate File Layout (prior to January 01, 2018)
NoteNot applicable to Medicare ASC or Contract ASC pricing.
Table 20-1: Rate File Names
Description FilenameC Platform
FilenameCOBOL Platform
APC Rate File- prior to January 01, 2018- on or after January 01, 2018
rateout.datrateapc.dat
wghtrate.datwghtapc.dat
APG Rate File rateout.dat N/ADRG Rate File rate.dat wghtrate.datHHA Rate File rateout.dat wghtrate.datIRF CMG Rate File rateirf.dat wghtrate.datSNF Rate File- prior to October 01, 2019- on or after October 01, 2019
ratesnf.datratesnf2.dat
wghtrate.datwghtsnf.dat
Table 20-2: APC Rate File Variables - rateout.dat (prior to January 01, 2018)
Field Description Variable Name Format Position NotesHospital Number pfac X(16) 1 - 16Paysource (Payer) Code psrc X(13) 17 - 29Effective Date edate 9(8) 30 - 37 Day norms went into effect.
CCYYMMDD format, where:CC = CenturyYY = YearMM = MonthDD = Day
APC apc 9(4) 38 - 41APC/APG Weight weight 9(3)v9(5) 42 - 49 Weight associated with this
APC or APG if used with a base rate to calculate reimbursement.
APG Type (not used in APC pricing)
apgtype 9(2) 50 - 51
Non-Covered APG Flag noncover 9(1) 52 Not used in APC pricing.Packaging Flag package 9(2) 53 - 54Units of Service Pricing unitpric 9(1) 55 Not used in APC pricing.
Optum | www.optum.com August 19, 2021 Page 334
APC Rate apc_rate 9(5)v9(2) 56 - 62 Base rate for this APC, before adjustments.
APC Payment Status hpaystat X(2) 63 - 64 APC Payment Status Indicators.
NoteFor a list of APC Payment Status Indicators, please refer to the Input & Output Parameter Blocks User’s Guide.
Reserved for APC Payment Status for ASC
ascpaystat X(1) 65
Reserved for IOL Flag iol_flag X(1) 66National Unadjusted Co-Payment
ntl_copay 9(4)v9(2) 67 - 72 APC-HOPD:National unadjusted coinsurance
Minimum Unadjusted Co-Payment
min_copay 9(4)v9(2) 73 - 78 APC-HOPD:Minimum unadjusted coinsurance
Hospital-Specific Unadjusted Co-Payment
hos_copay 9(4)v9(2) 79 - 84 APC-HOPD:Hospital-specific unadjusted coinsurance (must be greater than or equal to the minimum co-payment, and less than or equal to the national co-payment).
Table 20-2: APC Rate File Variables - rateout.dat (prior to January 01, 2018)
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 335
Coinsurance Flag coinsflag 9(1) 85 0 = Standard co-insurance rules
1 = Co-insurance is 25% of payment rate, hospital cannot reduce coinsurance
2 = Not subject to national coinsurance, hospital cannot reduce coinsurance
3 = Pass thru item, hospital cannot reduce coinsurance
4 = Item is eligible for outlier payment
5 = Device or procedure eligible for offset deduction (prior to January 01, 2017)
5 = Procedure eligible for offset deduction (on or after January 01, 2017)
6 = Procedure eligible for no-cost and reduced cost device offset deduction (Prior to January 01, 2017)
7 = New technology APC exempt from quality reporting reduction
8 = Pass thru item, contrast agent eligible for offset.
9 = Nuclear medicine procedure eligible for no-cost offset deduction
Program Payment Percentage
ppp 9(1)v9(6) 86 - 92 Program payment percentage, percent of line item payment paid by third party payer.
Medicare program payment percentage:((APC-RATE – NTL-COPAY) / APC-RATE)
Rank rank 9(5) 93 - 97 APC-HOPD:Ranking for allocation of deductible to individual claim lines.
Reserved for Recurring APG Flag
apg_recur 9(1) 98 Not used in APC pricing
Table 20-2: APC Rate File Variables - rateout.dat (prior to January 01, 2018)
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 336
20.2.2 APC Rate File Layout (on or after January 01, 2018)
APC Offset apc_offset 9(5)v9(2) 99 - 105 Unadjusted offset that is deducted from the payment for transitional pass-through items or from the payment for procedures with no-cost devices (prior to January 01, 2017).
Filler X(1) 106Rate Manager TAB Filename
X(9) 107 - 115
APC User Base Rate user_rate 9(5)v9(3) 116 - 123 Contract APC/APC Pro:User specified base rate/conversion factor. If the hospital base * weight pricing option is set to Yes and this field is set, the APC Rate = APC User Base Rate * APC Weight.
Filler 9(11) 124 - 134APC Policy Packaged Offset
apc_poloffset 9(8)v9(2) 135 - 144 Offset dollar amount to be deducted from radiopharmaceutical reimbursement where applicable.
APC Contrast Agent Offset
apc_caoffset 9(8)v9(2) 145 – 154 Offset dollar amount to be deducted from contrast agent reimbursement where applicable.
Filler 9(17) 155 - 171Key Type key_type X(1) 172Extended Weight weight_ext 9(4)v9(5) 173 - 181 Extended weight associated
with this APC if used with a base rate to calculate reimbursement.
Filler X(10) 182 - 191
Table 20-3: APC Rate File Variables - rateapc.dat (on or after January 01, 2018)
Field Description Variable Name Format Position NotesHospital Number pfac X(16) 1 - 16Paysource (Payer) Code psrc X(13) 17 - 29
Table 20-2: APC Rate File Variables - rateout.dat (prior to January 01, 2018)
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 337
Effective Date edate 9(8) 30 - 37 Day norms went into effect. CCYYMMDD format, where:
CC = CenturyYY = YearMM = MonthDD = Day
Reserved X(2) 38 - 39Reserved 9(1) 40APC apc 9(5) 41 - 45Page Number pge_nbr 9(2) 46 - 47NPI/Legacy Flag key_type X(1) 48 0 = Legacy
1 = NPIReserved 9(1) 49APC Weight weight 9(4)v9(5) 50 - 58 APC-HOPD:
Weight associated with this APC.
Contract APC/APC Pro:Weight associated with this APC if used with a base rate to calculate reimbursement.
APC Rate apc_rate 9(8)v9(2) 59 - 68 Base rate for this APC, before adjustments.
Reserved 9(1) 69APC Payment Status hpaystat X(2) 70 - 71 APC Payment Status
Indicators.
NoteFor a list of APC Payment Status Indicators, please refer to the Input & Output Parameter Blocks User’s Guide.
National Unadjusted Co-Payment
ntl_copay 9(8)v9(2) 72 - 81 APC-HOPD:National unadjusted coinsurance
Minimum Unadjusted Co-Payment
min_copay 9(8)v9(2) 82 - 91 APC-HOPD:Minimum unadjusted coinsurance
Hospital-Specific Unadjusted Co-Payment
hos_copay 9(8)v9(2) 92 - 101 APC-HOPD:Hospital-specific unadjusted coinsurance (must be greater than or equal to the minimum co-payment, and less than or equal to the national co-payment).
Table 20-3: APC Rate File Variables - rateapc.dat (on or after January 01, 2018)
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 338
Coinsurance Flag coinsflag 9(2) 102 - 103 00 = Standard co-insurance rules
01 = Co-insurance is 25% of payment rate, hospital cannot reduce coinsurance
02 = Not subject to national coinsurance, hospital cannot reduce coinsurance
03 = Pass thru item, hospital cannot reduce coinsurance
04 = Item is eligible for outlier payment
05 = Procedure eligible for offset deduction (on or after January 01, 2017)
07 = New technology APC exempt from quality reporting reduction
08 = Pass thru item, contrast agent eligible for offset.
09 = Nuclear medicine procedure eligible for no-cost offset deduction
Program Payment Percentage
ppp 9(1)v9(6) 104 - 110 Program payment percentage, percent of line item payment paid by third party payer.
Medicare program payment percentage:((APC-RATE – NTL-COPAY) / APC-RATE)
Reserved 9(1) 111Rank rank 9(5) 112 - 116 APC-HOPD:
Ranking for allocation of deductible to individual claim lines.
APC User Base Rate user_rate 9(8)v9(3) 117 - 127 Contract APC/APC Pro:User specified base rate/conversion factor. If the hospital base * weight pricing option is set to Yes and this field is set, the APC Rate = APC User Base Rate * APC Weight.
APC Policy Packaged Offset
apc_poloffset 9(8)v9(2) 128 - 137 Offset dollar amount to be deducted from radiopharmaceutical reimbursement where applicable.
Table 20-3: APC Rate File Variables - rateapc.dat (on or after January 01, 2018)
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 339
20.2.3 APG Rate File Layout
APC Contrast Agent Offset
apc_caoffset 9(8)v9(2) 138 - 147 Offset dollar amount to be deducted from contrast agent reimbursement where applicable.
Extended APC Weight weight_ext 9(6)v9(5) 148 - 158 Contract APC/APC Pro:Extended weight associated with this APC if used with a base rate to calculate reimbursement.
APC-HOPD and Contract APC (for Iowa APC):Reserved for future use.
Filler X(83) 159 - 241Rate Manager TAB Filename
ratemgr_rsvd X(9) 242 - 250
Table 20-4: APG Rate File Variables - rateout.dat
Field Description Variable Name Format Position NotesHospital/Provider Number
pfac X(16) 1 - 16
Paysource (Payer) Code
psrc X(13) 17 - 29
Hospital/Provider Number with NPI/Taxonomy
pfac X(20) 1 - 20
Paysource (Payer) Code with NPI/Taxonomy
psrc X(9) 21 – 29
Effective Date effdate 9(8) 30 - 37 CCYYMMDD, where:CC = CenturyYY = YearMM = MonthDD = Day
APG apg 9(4) 38 - 41Filler X(1) 42 APG Weight weight 9(2)v9(5) 43 - 49APG Type apgtype 9(2) 50 - 51Non-Covered APG Flag
noncover 9(1) 52 0 = Covered1 = Non-covered
Packaging Flag package 9(2) 53 - 54 Reserved
Table 20-3: APC Rate File Variables - rateapc.dat (on or after January 01, 2018)
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 340
Discount Exempt Flag
disc_exempt 9(1) 55 New York Medicaid APG:0 = Standard discounting
applies1 = Exempt from discounting
for certain rate codes2 = Alternate discounting
applies for certain rate codes
APC Rate apc_rate 9(5)v9(2) 56 - 62 ReservedAPC Pricing Type hpaystat X(2) 63 - 64 ReservedFiller X(1) 65IOL Flag (reserved) iol_flag X(1) 66 ReservedNational Co-Payment
ntl_copay 9(4)v9(2) 67 - 72 Reserved
Minimum Co-Payment
min-copay 9(4)v9(2) 73 - 78 Reserved
Hospital Co-Payment
hos-copay 9(4)v9(2) 79 - 84 Reserved
Coinsurance Flag coinsflag 9(1) 85 ReservedProgram Payment Percentage
ppp 9(1)v9(6) 86 - 92 Reserved
Deductible Ranking rank 9(5) 93 - 97 ReservedRecurring APG Flag
apg_recur 9(1) 98 Reserved
Pass-Through Offset
owr_apc_offset 9(5)v9(2) 99 - 105 Reserved
Filler X(1) 106File Name for .tab File (Rate Manager)
filename X(9) 107 - 115
Low Charge Threshold
apg_lchg 9(5)v9(2) 116 - 122 Reserved
High Charge Threshold
apg_hchg 9(5)v9(2) 123 - 129 Reserved
APG Percent of Charge
apg_poc 9(1)v9(2) 130 - 132 Reserved
Never Pay Flag nvrpay 9(1) 133 New York Medicaid APG:0 = Not a Never Pay APG1 = Never Pay APG
Stand Alone Flag stndaln 9(1) 134 New York Medicaid APG:0 = Not Stand Alone APG1 = Stand Alone APG
Table 20-4: APG Rate File Variables - rateout.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 341
Special Payment Flag
special_pmt 9(1) 135 Illinois Medicaid APG:0 = Standard APG processing1 = High cost drug APG2 = High cost device APG
New York Medicaid APG:0 = Standard APG processing1 = Carve out2 = Payable incidental
procedure4 = No capital add-on
procedure5 = No capital add-on
procedure and payable incidental procedure
8 = No payment
Ohio Medicaid APG:0 = Standard APG processing1 = APG paid flat rate2 = Observation APG3 = APG paid off fee schedule
Washington Medicaid APG:0 = Standard APG processing2 = Pay percent of charges
Transition Flag transition 9(1) 136 New York Medicaid APG:0 = Not subject to transitional
blend1 = Subject to transitional
blendAPG Discount 1 apg_disc1 9(1)v9(5) 137 - 142 New York Medicaid APG:
Discount to be applied if service is highest weighted procedure.
APG Discount 2 apg_disc2 9(1)v9(5) 143 - 148 New York Medicaid APG:Discount to be applied if service is second highest weighted procedure.
APG Discount 3 apg_disc3 9(1)v9(5) 149 -154 New York Medicaid APG:Discount to be applied if service is third or higher weighted procedure.
APG Extended Weight
weight_ext 9(3)v9(6) 155 - 163 Extended field for relative weight for the corresponding APG.
Reserved mod_90 9(1) 164 Reserved for future use.Statewide Base Rate Flag
stwide_base 9(1) 165 New York Medicaid APG:0 = Does not receive
statewide base rate1 = Receives statewide base
rate
Table 20-4: APG Rate File Variables - rateout.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 342
20.2.4 DRG Rate File Layout
Mental Health Adjustment Flag
mh_adj 9(1) 166 New York Medicaid APG:0 = Not eligible for Mental
Health Adjustment1 = Eligible for Mental Health
Adjustment 12 = Eligible for Mental Health
Adjustment 2Modifier U6 Flag mod_u6 9(1) 167 New York Medicaid APG:
0 = Not eligible for NY Ancillary Billing Policy
1 = Eligible for NY Ancillary Billing Policy
Modifier HQ Flag mod_hq 9(1) 168 New York Medicaid APG:0 = Not eligible for NY
Smoking Cessation Adjustment
1 = Eligible for NY Smoking Cessation Adjustment
Filler X(3) 169 - 171Key Type key_type X(1) 172 0 or Blank = Legacy Provider
ID used for rate lookup.1 = NPI plus taxonomy code
used for rate lookup.Filler X(19) 173 - 191
Table 20-5: DRG Rate File Variables - rate.dat
Field Description Variable Name
Format Position Notes
Hospital Number pfac X(16) 1 - 16 Hospital number for which the remaining information in the record applies.
Paysource Code psrc X(13) 17 - 29 Unique paysource or payer identifier.
Hospital Number with NPI Taxonomy
pfac X(20) 1 - 20 Unique hospital identifier. Contains the hospital’s National Provider Identifier (NPI) and Taxonomy Code.
Paysource (Payer) Code with NPI/Taxonomy
psrc X(9) 21 - 29 Unique paysource or payer identifier.
Table 20-4: APG Rate File Variables - rateout.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 343
Effective Date Norms Went into Effect - Century - Year - Month - Day
effdate
9(2)9(2)9(2)9(2)
30 - 37 The century, year, month, and day that these APR-DRG/DRG weights and norms went into effect.
DRG drg 9(4) 38 - 41 APR-DRG/DRG number.Filler filler1 9(1) 42Pricer-Specific Rate or Factor
rate 9(7)v9(2) 43 - 51 Used for Pricer-specific DRG/APR-DRG rates or factors.
North Carolina Medicaid, Georgia Medicaid, Kansas Medicaid, New Jersey Medicaid APR, New York Medicaid APR, Nebraska Medicaid APR, Ohio Medicaid, Ohio Medicaid APR, Pennsylvania Medicaid APR, South Carolina Medicaid, and Virginia Medicaid APR:Used to store DRG-specific cost outlier thresholds.
Kentucky Medicaid:Used to the store transplant acquisition payment rate.
Arizona Medicaid:Used to store the APR-DRG specific outlier marginal cost factor.
Multi-Pricer/DRG Pro and Pennsylvania Medicaid APR:Used to store the DRG base rate or case rate.
Weight weight 9(2)v9(5) 52 - 58 Weighting factor associated with the APR-DRG/DRG.
Medicare IPF:DRG-specific adjustment used to calculate the per diem.
Table 20-5: DRG Rate File Variables - rate.dat
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 344
Mean Length of Stay
mlos 9(3)v9(4) 59 - 65 Multi-Pricer/DRG Pro, Iowa Medicaid, Kansas Medicaid, Kentucky Medicaid, Medicare Inpatient, Medicare LTC, Michigan Medicaid, Michigan Medicaid APR, New Jersey Medicaid, New Jersey Medicaid APR, New York Medicaid APR, North Carolina Medicaid, Ohio Medicaid, Pennsylvania Medicaid, Pennsylvania Medicaid APR, TRICARE/CHAMPUS, Virginia Medicaid, and Washington Medicaid:Geometric mean
Arizona Medicaid, California Medicaid, Florida Medicaid, Illinois Medicaid APR, Indiana Medicaid APR, Massachusetts Medicaid, Minnesota Medicaid, Mississippi Medicaid, Nebraska Medicaid APR, Ohio Medicaid APR, Rhode Island Medicaid, South Carolina Medicaid, Virginia Medicaid APR, Washington DC Medicaid, and Wisconsin Medicaid APR:Arithmetic mean
Washington Medicaid APR:Rounded arithmetic mean
High Length of Stay Trim
cutoff 9(3) 66 - 68 Where applicable, used to identify long-stay outlier claims.
New Jersey Medicaid:AIDS DRGS only (DRGs 700-702, 704-705, 707-708, 710-714), the high length of stay trim should be zero-filled.
New Jersey Medicaid APR:Alternate Level of Care
Low Length of Stay Trim
lowcutoff 9(3) 69 - 71 Where applicable, used to identify short-stay outlier claims.
New Jersey Medicaid:AIDS DRGS only (DRGs 700-702, 704-705, 707-708, 710-714), the low length of stay trim should be zero-filled.
Table 20-5: DRG Rate File Variables - rate.dat
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 345
Low Per Diem loperdiem 9(5)v9(2) 72 - 78 Washington Health Care Authority (HCA):Used to collect DRG-specific low charge threshold.
New Jersey Medicaid:The DRG-specific low per diem.
Pennsylvania Medicaid APR: Low cost outlier percentage.
California Medicaid:Used for the NICU adjustment factor.
High Per Diem hiperdiem 9(5)v9(2) 79 - 85 Kansas Medicaid: DRG Daily Rate
New Mean Length of Stay or Service Adjustor
new_mlos 9(3)v9(4) 86 - 92 Multi-Pricer/DRG Pro, Kentucky Medicaid, Medicare Inpatient, Texas Medicaid, TRICARE/CHAMPUS, and Virginia Medicaid APR:Arithmetic mean
Medicare LTC:5/6th of the geometric mean
Illinois Medicaid and Pennsylvania Medicaid Day (LOS) Outliers and Transfer-Out Cases: Geometric mean
Arizona Medicaid and Florida Medicaid: Service adjustor
California Medicaid:Service adjustor or high acuity policy adjustor
Washington Medicaid APR: Marginal cost factor
Illinois Medicaid APR and Minnesota Medicaid: Policy adjustor
Michigan Medicaid APR: Alternate weight for Level 4 NICU
Table 20-5: DRG Rate File Variables - rate.dat
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 346
DRG Flag
New York Medicaid “Top 20 DRG” Indicator(prior to December 01, 2009)
Post-Acute Transfer DRG Flag
drgflag
(nytopdrg)
(xfr_flag)
9(1) 93 Multi-Pricer/DRG Pro, Kentucky Medicaid, Medicare Inpatient, and TRICARE/CHAMPUS:0 = DRG is not subject to post-
acute transfer pricing1 = DRG is subject to standard
post-acute transfer pricing2 = DRG is subject to special
post-acute transfer pricing
Florida Medicaid and Pennsylvania Medicaid APR:0 = Normal DRG (80%)1 = High cost DRG (100%)2 = Non-covered DRG (0%)
Florida Medicaid:0 = DRG not subject to special
neonate/pediatric outlier provisions (Marginal Cost Factor)
1 = DRG subject to special pediatric outlier provisions (Marginal Cost Factor 2)
2 = DRG subject to special neonate outlier provisions (Marginal Cost Factor 2)
Louisiana Medicaid:0 = DRG not subject to special
burn outlier provisions2 = DRG subject to special burn
outlier provisions
Washington Medicaid:0 = DRGs not subject to special
neonate/pediatric outlier provisions
1 = DRGs subject to special neonate/pediatric outlier provisions
Medical/Surgical Flag
msflag 9(1) 94 1 = Medical DRG2 = Surgical DRG
Table 20-5: DRG Rate File Variables - rate.dat
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 347
DRG Category drgcat 9(2) 95 - 96 Arizona Medicaid:00 = Normal DRG processing01 = Transfer exempt DRG02 = Non-covered DRG
California Medicaid:00 = Normal DRG processing01 = Rehabilitation DRG02 = Obstetrics DRG
Florida Medicaid:00 = Normal DRG processing06 = DRG considered for transfer13 = DRG not subject to DRG
policy adjustments
Georgia Medicaid:00 = Normal DRG processing01 = CCR excluded DRG02 = Rural newborn add- on
eligible DRG03 = Rural newborn add-on
eligible DRG (CCR excluded)
Illinois Medicaid:00 = Normal DRG processing01 = Delivery DRG02 = Neonatal DRG (excluding
DRG 385-389)03 = Level III neonatal DRG
(DRGs 385-389 only)04 = Burn DRG05 = Psychiatric DRG
Illinois Medicaid APR:00 = Normal DRG processing01 = Burn and Trauma DRG 02 = Perinatal DRG03 = Perinatal transfer exempt
DRG04 = Transplant DRG05 = Normal Newborn
Indiana Medicaid APR:00 = Normal DRG processing06 = DRG exempt from transfer08 = DRG paid per diem 109 = DRG paid per diem 211 = DRG paid per diem 312 = DRG paid per diem 1 with
diagnosis requirements
continued below...
Table 20-5: DRG Rate File Variables - rate.dat
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 348
DRG Category<continued>
drgcat 9(2) 95 - 96 Iowa Medicaid:00 = Normal DRG processing01 = Neonatal DRG processing
Kentucky Medicaid:00 = Normal DRG processing02 = Psychiatric per diem03 = Transplant DRG (prior to
October 01, 2015)04 = Neonatal DRG (prior to
October 01, 2015)05 = Rehabilitation per diem06 = Transfer exempt DRG07 = Burn DRG
Louisiana Medicaid:00 = Normal DRG processing06 = Neonatal DRG exempt from
transfer08 = Psychiatric DRG09 = Rehabilitation DRG10 = Transplant DRG
Medicare Inpatient:00 = Normal DRG processing01 = Transfer exempt DRG02 = Burn DRG03 = New technology DRG04 = Error DRG99 = Normal DRG processing
Medicare IPF:00 = Normal DRG processing01 = Psychiatric DRG
Medicare LTC:00 = Normal DRG processing01 = Psychiatric or rehabilitation
DRGs
Michigan Medicaid APR:00 = Normal DRG processing01 = Bone marrow transplant
DRG02 = Neonatal DRG03 = Transfer exempt DRG04 = Three digit DRG age split05 = Two digit DRG age split06 = All other transplant DRG99 = Normal DRG processing
continued below...
Table 20-5: DRG Rate File Variables - rate.dat
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 349
DRG Category<continued>
drgcat 9(2) 95 - 96 Minnesota Medicaid:00 = Normal DRG processing01 = Obstetric DRGs (subject to
policy adjustor 1)02 = Pediatric DRGs (subject to
policy adjustor 2)03 = Mental health DRGs (subject
to policy adjustor 3)
Mississippi Medicaid:01 = Obstetrics and normal
newborn DRGs (subject to policy adjustor 1)
02 = Neonate DRGs (subject to policy adjustor 2)
03 = Mental health DRGs (subject to policy adjustors 3 and 4)
04 = Rehabilitation DRGs (subject to policy adjustor 5)
05 = Transplant DRGs (subject to policy adjustor 6)
Nebraska Medicaid:00 = Normal DRG processing01 = Neonate DRG02 = Burn DRG03 = Psychiatric DRG04 = Rehabilitation DRG05 = Unstable/low volume DRG06 = Transplant DRG
Nebraska Medicaid APR:00 = Normal DRG processing02 = Burn DRG03 = Psychiatric DRG04 = Rehabilitation DRG06 = Transplant DRG
New York Medicaid APR:00 = Normal DRG processing01 = Transfer exempt DRG02 = Eligible for spinal implant
payment DRG
North Carolina Medicaid:00 = Normal DRG processing01 = Psychiatric DRG02 = Rehabilitation DRG03 = Transfer exempt DRG04 = Obstetric DRG eligible for
LARC DRG reimbursement
continued below...
Table 20-5: DRG Rate File Variables - rate.dat
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 350
DRG Category<continued>
drgcat 9(2) 95 - 96 Ohio Medicaid:00 = Normal DRG processing01 = Neonatal DRG02 = HIV DRG
Ohio Medicaid APR:00 = Normal DRG processing01 = Tracheostomy DRGs (004
and 005)02 = Neonatal DRG (580 - 639)03 = Organ acquisition charges
DRGs (001, 002, and 006)04 = Organ acquisition costs
DRG (003 and 007)05 = Non-covered claim DRG
(772)
Pennsylvania Medicaid:00 = Normal DRG processing01 = Cost outlier eligible/transfer
exempt02 = Tracheostomy DRG03 = Special payment applies04 = Rehabilitation DRG
Pennsylvania Medicaid APR:00 = Normal DRG processing01 = Neonates 02 = Psychiatric/drug/
rehabilitation DRG03 = Transplant DRG04 = Burn DRG
Rhode Island Medicaid:00 = Normal DRG processing03 = Mental health DRG (subject
to policy adjustor 3 or 4)
South Carolina Medicaid:00 = Normal DRG processing01 = Normal delivery DRGs (541
and 560)02 = False labor DRG (565)03 = Normal newborn DRG (640)
Texas Medicaid:01 = Obstetrics delivery services
DRG99 = Normal DRG processing
continued below...
Table 20-5: DRG Rate File Variables - rate.dat
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 351
DRG Category<continued>
drgcat 9(2) 95 - 96 TRICARE/CHAMPUS:00 = Normal DRG processing01 = Neonatal DRGs excluding
transfer DRG02 = Burn DRG03 = Neonatal transfer DRG04 = Psychiatric DRG
Virginia Medicaid:00 = Normal DRG processing01 = Rehabilitation DRG02 = Psychiatric DRG03 = Exempt transplant DRG04 = Error DRG
Virginia Medicaid APR:00 = Normal DRG processing06 = DRG exempt from transfer08 = DRG paid per diem 109 = DRG paid per diem 210 = Exempt/transplant DRG
Washington HCA:00 = Normal DRG processing01 = Unit-specific rehabilitation
DRG02 = Psychiatric DRG03 = Substance abuse DRG04 = Rehabilitation DRG05 = Transplant DRG06 = Low volume DRG
Washington Medicaid:00 = Normal DRG processing01 = Rehabilitation DRG02 = Psychiatric DRG03 = Substance abuse DRG04 = Exempt neonate DRG (prior
to August 01,200705 = AIDS DRG (prior to August
01, 2007)06 = Normal newborn DRG (prior
to August 01, 2007) 07 = Delivery DRG (prior to
August 01, 2007)08 = Other, paid RCC09 = Burn DRG 10 = Medical DRG11 = Surgical DRG 12 = Neonate per diem
continued below...
Table 20-5: DRG Rate File Variables - rate.dat
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 352
DRG Category<continued>
drgcat 9(2) 95 - 96 Washington Medicaid APR:00 = Normal DRG processing01 = Rehabilitation DRG02 = Psychiatric DRG03 = Detox DRG04 = Transplant DRG05 = Neonatal DRG
Washington DC Medicaid:00 = Normal DRG processing01 = Neonate DRGs (subject to
policy adjustor 1)02 = Normal newborn DRGs
(subject to policy adjustor 2)03 = Pediatric mental health
DRGs (subject to policy adjustor 3 or 4)
04 = Pediatric miscellaneous DRGs (subject to policy adjustor 5)
05 = Pediatric respiratory DRGs (subject to policy adjustor 6)
Wisconsin Medicaid: 00 = Normal DRG processing 01 = Psychiatric DRG 02 = Burn DRG
Wisconsin Medicaid APR:00 = Normal DRG processing 01 = Neonate DRGs (subject to
policy adjustor 1)02 = Normal newborn DRGs
(subject to policy adjustor 2)04 = Transplant DRGs (subject to
policy adjustor 5)06 = Neonatal DRG exempt from
transfer07 = Long Acting Reversible
Contraceptive (LARC) add-on DRGs (subject to policy add-on 1)
Table 20-5: DRG Rate File Variables - rate.dat
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 353
Base Rate Flag brf X(1) 97 Massachusetts Medicaid:Identifies DRGs that are subject to the pediatric acute care payment adjustment.
0 = No adjustment1 = Apply pediatric acute care
base rate adjustment
Medicare Inpatient and TRICARE/CHAMPUS:Identifies MS-DRGs that are assigned based on an implantation of a device.
Washington Medicaid: Identifies DRGs that use a contractual base rate, instead of a standard base rate.
DRG-specific Cost Reduction Factor
drg_crf 9(1)v9(5) 98 - 103 Multi-Pricer/DRG Pro:DRG-specific cost reduction factor or percent of charges.
DRG-Specific Tiered Per Diem RatesRate 1Rate 2Rate 3Rate 4Rate 5
OR
DRG-Specific Base Rates
Operating Base Rate
DRG-Specific Base Rates
Capital Base Rate
drg_tier1drg_tier2drg_tier3drg_tier4drg_tier5
drg_tier1
drg_tier2
9(5)v9(2)9(5)v9(2)9(5)v9(2)9(5)v9(2)9(5)v9(2)
9(5)v9(2)
9(5)v9(2)
104 - 110111 - 117118 - 124125 - 131132 - 138
104 - 110
111 - 117
Multi-Pricer/DRG Pro:Used for DRG-specific tiered per diem pricing. For this type of pricing, five daily rates are allowed for each DRG. Each per diem rate is applied to a specific period of the patient’s hospital stay, beginning on a specified start-day.
OR
Used for DRG-specific capital base rates (operating base rate and capital base rates).
Used for DRG-specific base rates (operating base rate and capital base rates).
Table 20-5: DRG Rate File Variables - rate.dat
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 354
DRG-Specific Starting DaysDay 1Day 2Day 3Day 4Day 5
drg_day1drg_day2drg_day3drg_day4drg_day5
9(3)9(3)9(3)9(3)9(3)
139 - 141142 - 144145 - 147148 - 150151 - 153
Multi-Pricer/DRG Pro:Used for DRG-specific tiered per diem pricing. It indicates the day of the patient’s hospital stay on which the corresponding tiered per diem should begin to be applied. This rate will be applied until another tiered per diem rate becomes applicable.
For example, beginning on drg_day1, drg_tier1 will be applied. This rate will be applied until drg_day2. At this point in the hospital stay, drg_tier2 will be utilized.
DRG-Specific Payment Type/Rules
drgpaytype 9(2) 154 - 155 Multi-Pricer/DRG Pro:1 = Base * DRG weight2 = Case rate3 = Cost Reduction Factor (CRF)
or percent of charges4 = Per diem5 = Tiered per diem6 = Case rate plus per diem7 = (Operating base + capital
base) * DRG weightDRG-specific Per Diem Rate
drg_pdiem 9(5)v9(2) 156 - 162 Reserved
Rate Manager *.TAB filename
filename X(9) 163 - 171 Reserved for Rate Manager *.TAB file name.
Key Type key_type X(1) 172 1 = NPI plus taxonomy code used for rate lookup
0 or blank = Legacy Provider ID used for rate lookup
Additional Mean Length of Stay
add_mlos 9(3)v9(4) 173 - 179 Medicare LTC:Contains the IPPS comparable threshold (IPPS ALOS + 1sd)
Arizona Medicaid, California Medicaid, and Florida Medicaid: Age adjustor
Washington Medicaid APR: Arithmetic mean
Michigan Medicaid APR:Alternate mean length of stay for Level 4 NICU
Table 20-5: DRG Rate File Variables - rate.dat
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 355
20.2.5 HHA Rate File Layout (prior to January 01, 2020)
Day Threshold daythreshold 9(4) 180 - 183 Multi-Pricer/DRG Pro:Day of stay after which the per diem rate is paid.
Michigan Medicaid APR: Alternate low trim for Level 4 NICU.
Filler X(8) 184 - 191
Table 20-6: HHA Rate File Variables - rateout.dat
Field Description Variable Name Format Position NotesHospital Number facility X(16) 1 - 16 Hospital number for which the
remaining information in the record applies.
Paysource Code paysrc X(13) 17 - 29 Unique paysource or payer identifier.
Hospital Number with NPI/Taxonomy
facility X(20) 1 - 20
Paysource (Payer) Code with NPI/Taxonomy
paysrc X(9) 21 - 29
Effective Date eff_date 9(8) 30 - 37 CCYYMMDD, where:CC = CenturyYY = YearMM = MonthDD = Day
HHRG hhrg X(4) 38 - 41 HHRG number.Weight weight 9(3)v9(5) 42 - 49Reserved 9(8)v9(2) 50 - 59Reserved 9(8)v9(2) 60 - 69Reserved 9(8)v9(2) 70 - 79Reserved 9(8)v9(2) 80 - 89Reserved 9(8)v9(2) 90 - 99Reserved 9(8)v9(2) 100 - 109Non-Routine Medical Supplies Weight Severity Level 1
nrs_weight1 9(3)v9(5) 110 - 117
Non-Routine Medical Supplies Weight Severity Level 2
nrs_weight2 9(3)v9(5) 118 - 125
Table 20-5: DRG Rate File Variables - rate.dat
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 356
20.2.6 HHA Rate File Layout (on or after January 01, 2020)
Non-Routine Medical Supplies Weight Severity Level 3
nrs_weight3 9(3)v9(5) 126 - 133
Non-Routine Medical Supplies Weight Severity Level 4
nrs_weight4 9(3)v9(5) 134 - 141
Non-Routine Medical Supplies Weight Severity Level 5
nrs_weight5 9(3)v9(5) 142 - 149
Non-Routine Medical Supplies Weight Severity Level 6
nrs_weight6 9(3)v9(5) 150 - 157
Filler X(14) 158 - 171Key Type key_type X(1) 172Filler X(19) 173 - 191
Table 20-7: HHA Rate File Variables - ratehha.dat
Field Description Variable Name Format Position NotesHospital Number facility X(16) 1 - 16 Hospital number for which the
remaining information in the record applies.
Paysource Code paysrc X(13) 17 - 29 Unique paysource or payer identifier.
Effective Date eff_date 9(8) 30 - 37 CCYYMMDD, where:CC = CenturyYY = YearMM = MonthDD = Day
Payer Type Reserved X(2) 30 - 39 ReservedPDGM Classification pdgm X(6) 40 - 45 PDGM classification (i.e.,
HIPPS code).Page Number pge_nbr 9(2) 46 - 47NPI/Legacy Flag key_type X(1) 48 0 = Legacy
1 = NPIWeight weight 9(3)v9(5) 49 - 56 Weight associated with this
PDGM (i.e., HIPPS code).LUPA Threshold lupathresh 9(3) 57 - 59Filler X(191) 60 - 250
Table 20-6: HHA Rate File Variables - rateout.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 357
20.2.7 IRF CMG Rate File Layout
Table 20-8: CMG Rate File Variables - rateirf.dat
Field Description Variable Name Format Position NotesHospital Number c_hosp X(16) 1 - 16Paysource Code c_pcode X(13) 17 - 29Hospital Number with NPI/Taxonomy
c_hosp X(20) 1 - 20 Unique hospital identifier. Contains the hospital’s National Provider Identifier and Taxonomy Code.
Paysource (Payer) Code with NPI/Taxonomy
c_pcode X(9) 21 - 29 Unique paysource or payer identifier.
Effective Date Norms Went into Effect - Century - Year - Month - Day
c_effdate
9(2)9(2)9(2)9(2)
30 - 37
30 - 3132 - 3334 - 3536 - 37
Date when Norms went into effect.
CMG c_cmg 9(4) 38 - 41 Contains one of 100 payment related CMGs. Valid values range from 0101 to 5104.
Generally (CMG < 5001), format is XXYY, where:
XX = RICYY = Subgroup within RIC
Filler X(1) 42Relative Weight With Tier 1 Comorbidity
c_weight1 9(3)v9(5) 43 - 50 Relative weight for payment HIPPS code. Based on payment CMG and presence of a high cost comorbidity (HIPPS comorbidity tier B).
Relative Weight With Tier 2 Comorbidity
c_weight2 9(3)v9(5) 51 - 58 Relative weight for payment HIPPS code. Based on payment CMG and presence of a medium cost comorbidity (HIPPS comorbidity tier C).
Relative Weight With Tier 3 Comorbidity
c_weight3 9(3)v9(5) 59 - 66 Relative weight for payment HIPPS code. Based on payment CMG and presence of a low cost comorbidity (HIPPS comorbidity tier D).
Relative Weight With No Comorbidities
c_weight4 9(3)v9(5) 67 - 74 Relative weight for payment HIPPS code. Based on payment CMG and no comorbidities or excluded comorbidity (HIPPS comorbidity tier A).
Optum | www.optum.com August 19, 2021 Page 358
Mean LOS With Tier 1 Comorbidity
c_alos1 9(3)v9(4) 75 - 81 Average length of stay for payment HIPPS code. Based on payment CMG and presence of a high cost comorbidity (HIPPS comorbidity tier B).
Mean LOS With Tier 2 Comorbidity
c_alos2 9(3)v9(4) 82 - 88 Average length of stay for payment HIPPS code. Based on payment CMG and presence of a medium cost comorbidity (HIPPS comorbidity tier C).
Mean LOS With Tier 3 Comorbidity
c_alos3 9(3)v9(4) 89 - 95 Average length of stay for payment HIPPS code. Based on payment CMG and presence of a low cost comorbidity (HIPPS comorbidity tier D).
Mean LOS With No Comorbidities
c_alos4 9(3)v9(4) 96 - 102 Average length of stay for payment HIPPS code. Based on payment CMG and no comorbidities or excluded comorbidities (HIPPS comorbidity tier A).
Payment Rate With Tier 1 Comorbidity
c_rate1 9(8)v99 103 - 112 Federal unadjusted payment rate for payment HIPPS code. Based on payment CMG and presence of a high cost comorbidity (HIPPS comorbidity tier B).
Payment Rate With Tier 2 Comorbidity
c_rate2 9(8)v99 113 - 122 Federal unadjusted payment rate for payment HIPPS code. Based on payment CMG and presence of a medium cost comorbidity (HIPPS comorbidity tier C).
Payment Rate With Tier 3 Comorbidity
c_rate3 9(8)v99 123 - 132 Federal unadjusted payment rate for payment HIPPS code. Based on payment CMG and presence of a low cost comorbidity (HIPPS comorbidity tier D).
Payment Rate With No Comorbidities
c_rate4 9(8)v99 133 - 142 Federal unadjusted payment rate for payment HIPPS code. Based on payment CMG and no comorbidities or excluded comorbidities (HIPPS comorbidity tier A).
Table 20-8: CMG Rate File Variables - rateirf.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 359
20.2.8 SNF RUG Rate File Layout (on or prior to October 01, 2019)
Payment Rate With Tier 1 ComorbidityWithout QualityReporting
c_noqual_rate1 9(6)v9(2) 143 - 150 Federal adjusted payment rate for payment HIPPS code. Based on payment CMG and presence of a high cost comorbidity (HIPPS comorbidity tier B).
Payment Rate With Tier 2 ComorbidityWithout QualityReporting
c_noqual_rate2 9(6)v9(2) 151 - 158 Federal adjusted payment rate for payment HIPPS code. Based on payment CMG and presence of a medium cost comorbidity (HIPPS comorbidity tier C).
Filler X(4) 159 - 162Rate Manager *.TAB Filename
filename X(9) 163 - 171 Reserved for Rate Manager *.TAB file name.
Key Type key_type X(1) 172 1 = National Provider ID plus Taxonomy Code used for rate lookup
0 or blank = Legacy Provider ID used for rate lookup
Payment Rate With Tier 3 ComorbidityWithout QualityReporting
c_noqual_rate3 9(6)v9(2) 173 - 180 Federal adjusted payment rate for payment HIPPS code. Based on payment CMG and presence of a low cost comorbidity (HIPPS comorbidity tier D).
Payment Rate With No ComorbiditiesWithout QualityReporting
c_noqual_rate4 9(6)v9(2) 181 - 188 Federal adjusted payment rate for payment HIPPS code. Based on payment CMG and presence of no comorbidities (HIPPS comorbidity tier A).
Filler X(3) 189 - 191
Table 20-9: RUG Rate File Variables - ratesnf.dat
Field Description Variable Name Format Position NotesHospital Number facility X(16) 1 - 16 Hospital number for which the
remaining information in the record applies.
Paysource Code paysrc X(13) 17 - 29 Unique paysource or payer identifier.
Table 20-8: CMG Rate File Variables - rateirf.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 360
20.2.9 SNF Rate File Layout (after October 01, 2019)
Effective Date eff_date 9(8) 30 - 37 CCYYMMDD, where:CC = CenturyYY = YearMM = MonthDD = Day
RUG rug X(5) 38 - 42 RUG number.RUG Adjustment rug_adj 9(3)v9(5) 43 - 50Filler X(52) 51 - 102Urban Rate urban_rate 9(8)v9(2) 103 - 112Rural Rate rural_rate 9(8)v9(2) 113 - 122Filler X(69) 123 - 191
Table 20-10: SNF Rate File Variables - ratesnf2.dat
Field Description Variable Name Format Position NotesHospital Number pfac X(16) 1 - 16 Hospital number for which
the remaining information in the record applies.
Paysource Code psrc X(13) 17 - 29 Unique paysource or payer identifier.
Effective Date edate 9(8) 30 - 37 CCYYMMDD, where:CC = CenturyYY = YearMM = MonthDD = Day
Reserved X(2) 38 - 39HIPPS Character code X(6) 40 - 45Page Number pge_nbr 9(2) 46 - 47NPI/Legacy Flag key_type X(1) 48 0 = Legacy
1 = NPIPhysical Therapy Urban pt_urban 9(8)v9(2) 49 - 58 Physical therapy urban rate
Case-Mix Range:A-P, Z
Physical Therapy Rural pt_rural 9(8)v9(2) 59 - 68 Physical therapy rural rate
Case-Mix Range:A-P, Z
Occupational Therapy Urban
ot_urban 9(8)v9(2) 69 - 78 Occupational therapy urban rate
Case-Mix Range:A-P, Z
Table 20-9: RUG Rate File Variables - ratesnf.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 361
Occupational Therapy Rural
ot_rural 9(8)v9(2) 79 - 88 Occupational therapy rural rate
Case-Mix Range:A-P, Z
Speech-Language Pathology Urban
slp_urban 9(8)v9(2) 89 - 98 Speech-language pathology urban rate
Case-Mix Range:A-L, Z
Speech-Language Pathology Rural
slp_rural 9(8)v9(2) 99 - 108 Speech-language pathology rural rate
Case-Mix Range:A-L, Z
Nursing Urban nrs_urban 9(8)v9(2) 109 - 118 Nursing urban rate
Case-Mix Range:A-Z
Nursing Rural nrs_rural 9(8)v9(2) 119 - 128 Nursing rural rate
Case-Mix Range:A-Z
Non-Therapy Ancillary Urban
nta_urban 9(8)v9(2) 129 - 138 Non-therapy ancillary urban rate
Case-Mix Range:A-F, Z
Non-Therapy Ancillary Rural
nta_rural 9(8)v9(2) 139 - 148 Non-therapy ancillary rural rate
Case-Mix Range:A-F, Z
Filler X(102) 149 - 250
Table 20-10: SNF Rate File Variables - ratesnf2.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 362
20.3 COBOL Platform 20.3.1 APC Rate File Layout (prior to January 01, 2018)
NoteNot applicable to Medicare ASC or Contract ASC pricing.
* = Key Field
Table 20-11: COBOL APC Rate File Variables - wghtrate.dat (prior to January 01, 2018)
Field Description Variable Name Format Position NotesPayer Type WRR-PAYER-
TYPEX(2) 1 - 2 55 = APCs for ASC
56 = APCs for HOPD57 = Contract APC/APC Pro64 = Contract ASC
Payer Type Reserved *
WRR-PAYER-TYPE-RSVD
X(2) 3 - 4
Norms Type * WWR-NORMS-TYPE
X(29) 5 - 33 Zero-filled for APCs
Norms Effective Date*
WWR-EDATE
Century/Year WWR-EDATE-CCYY
9(2) 36 - 37 Century/Year norms went into effect
Month WWR-EDATE-MM
9(2) 38 - 39 Month norms went into effect
Day WWR-EDATE-DD
9(2) 40 - 41 Day norms went into effect
APC * WWR-CODE 9(5) 42 - 46Reserved for Stop Date
WWR-STOP-DATE
X(8) 47 - 54
APC Weight WWR-OWD-WGT
9(3)v9(5) 55 - 62 Weight associated with this APC if used with a base rate to calculate reimbursement.
APG Type WWR-OWD-APG-TYPE
9(2) 63 - 64 Not used by APC-HOPD Pricer
Non-Covered APG Flag
WRR-OWD-APG-NONCOVER
9(1) 65 Not used by APC-HOPD Pricer
Packaging Flag WWR-OWD-APG-PACKAGE
9(2) 66 - 67
Units of Service Pricing
WWR-OWD-APG-UNITPRIC
9(1) 68 Not used by APC-HOPD Pricer
APC Rate WWR-OWD-APC-RATE
9(8)v9(2) 69 - 78 Published base rate for this APC, before adjustments
Optum | www.optum.com August 19, 2021 Page 363
APC Payment Status
WWR-OWD-APC-HPAYSTAT
X(2) 79 - 80 APC Payment Status Indicators.
NoteFor a list of APC Payment Status Indicators, please refer to the Input & Output Parameter Blocks User’s Guide.
ASC Payment Indicator
WRR-OWD-ASC-PAYSTAT
X(1) 81 Reserved for ASC status
“IOL Flag, reserved”
WRR-OWD-IOL-FLAG
9(1) 82 Reserved for IOL flag
National Unadjusted Co-Payment
WRR-OWD-NTL-COPAY
9(8)v9(2) 83 - 92 APC-HOPD:National unadjusted coinsurance.
Minimum Unadjusted Co-Payment
WRR-OWD-MIN-COPAY
9(8)v9(2) 93 - 102 APC-HOPD:Minimum unadjusted coinsurance.
Hospital-Specific Unadjusted Co-Payment
WRR-OWD-HOS-COPAY
9(8)v9(2) 103 - 112 APC-HOPD:Hospital-specific unadjusted coinsurance (must be greater than or equal to the minimum co-payment, and less than or equal to the national co-payment).
Table 20-11: COBOL APC Rate File Variables - wghtrate.dat (prior to January 01, 2018)
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 364
Coinsurance Flag WRR-OWD-HOS-COINSFLAG
9(1) 113 0 = Standard co-insurance rules1 = Coinsurance is 25% of
payment rate, hospital cannot reduce coinsurance
2 = Not subject to national coinsurance, hospital cannot reduce coinsurance
3 = Pass thru item, hospital cannot reduce coinsurance
4 = Item is eligible for outlier payment
5 = Device or procedure eligible for offset deduction (prior to January 01, 2017)
5 = Procedure eligible for offset deduction (on or after January 01, 2017)
6 = Procedure eligible for no-cost and reduced cost device offset deduction (prior to January 01, 2017)
7 = New technology APC exempt from quality reporting reduction
8 = Pass thru item, contrast agent eligible for offset.
9 = Nuclear medicine procedure eligible for no-cost offset deduction
Program Payment Percentage
WRR-OWD-PPP
9(1)v9(6) 114 - 120 Program payment percentage, percent of line item payment paid by third party payer.
Medicare program payment percentage:((APC-RATE – NTL-COPAY) / APC-RATE)
Rank WRR-OWD-RANK
9(5) 121 - 125 APC-HOPD:Ranking for allocation of deductible to individual claim lines.
Recurring APG Flag
WRR-OWD-APG-RECUR
9(1) 126 Not used by APC-HOPD Pricer
APC Offset WRR-OWD-APC-OFFSET
9(8)v9(2) 127 - 136 Unadjusted offset that is deducted from the payment for transitional pass-through items or from the payment for procedures with no-cost devices (prior to January 01, 2017).
Table 20-11: COBOL APC Rate File Variables - wghtrate.dat (prior to January 01, 2018)
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 365
20.3.2 APC Rate File Layout (on or after January 01, 2018)
APC User Base Rate
WRR-OWD-APC-USER-RATE
9(5)v9(3) 137 - 144 Contract APC/APC Pro:User specified base rate/conversion factor. If the hospital “Base * Weight Pricing” option is set to “Yes” and this field is set, the APC Rate = APC User Base Rate * APC Weight.
Filler X(2) 145 - 146APC Policy Packaged Offset
WRR-OWD-APC-POLOFFSET
9(8)v9(2) 147 - 156 Offset dollar amount to be deducted from radiopharmaceutical reimbursement where applicable.
APC Contrast Agent Offset
WRR-OWD-APC-CAOFFSET
9(8)v9(2) 157 - 166 Offset dollar amount to be deducted from contrast agent reimbursement where applicable.
Extended Weight WRR-OWD-APC-WEIGHT-EXT
9(4)v9(5) 167 - 175 Extended weight associated with this APC if used with a base rate to calculate reimbursement.
Filler X(75) 176 - 250
Table 20-12: COBOL APC Rate File Variables - wghtapc.dat (on or after January 01, 2018)
Field Description Variable Name Format Position NotesHospital Number WRR2-
NORMS-TYPEX(29) 1 - 29
Effective Date WRR2-EDATE Day norms went into effect. CCYYMMDD format, where:
CC = CenturyYY = YearMM = MonthDD = Day
Century/Year WRR2-EDATE-CCYY
9(4) 30 - 33 Century/Year norms went into effect
Month WRR2-EDATE-MM
9(2) 34 - 35 Month norms went into effect
Day WRR2-EDATE-DD
9(2) 36 - 37 Day norms went into effect
Reserved X(2) 38 - 39APC WRR2-CODE 9(6) 40 - 45Page Number WRR2-PGE-
NBR9(2) 46 - 47
Table 20-11: COBOL APC Rate File Variables - wghtrate.dat (prior to January 01, 2018)
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 366
NPI/Legacy Flag WRR2-ARD-KEY-TYPE
X(1) 48 0 = Legacy1 = NPI
Reserved 9(1) 49APC Weight WRR2-ARD-
WEIGHT9(5)v9(5) 50 - 58 APC-HOPD:
Weight associated with this APC.
Contract APC/APC Pro:Weight associated with this APC if used with a base rate to calculate reimbursement.
APC Rate WRR2-ARD-APC-RATE
9(8)v9(3) 59 - 68 Base rate for this APC, before adjustments.
Reserved 9(1) 69APC Payment Status WRR2-ARD-
APC-HPAYSTAT
X(2) 70 - 71 APC Payment Status Indicators.
NoteFor a list of APC Payment Status Indicators, please refer to the Input & Output Parameter Blocks User’s Guide.
National Unadjusted Co-Payment
WRR2-ARD-NTL-COPAY
9(8)v9(2) 72 - 81 APC-HOPD:National unadjusted coinsurance.
Minimum Unadjusted Co-Payment
WRR2-ARD-MIN-COPAY
9(8)v9(2) 82 - 91 APC-HOPD:Minimum unadjusted coinsurance.
Hospital-Specific Unadjusted Co-Payment
WRR2-ARD-HOS-COPAY
9(8)v9(2) 92 - 101 APC-HOPD:Hospital-specific unadjusted coinsurance (must be greater than or equal to the minimum co-payment, and less than or equal to the national co-payment).
Table 20-12: COBOL APC Rate File Variables - wghtapc.dat (on or after January 01, 2018)
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 367
Coinsurance Flag WRR2-ARD-COINSFLAG
9(2) 102 - 103 00 = Standard co-insurance rules
01 = Coinsurance is 25% of payment rate, hospital cannot reduce coinsurance
02 = Not subject to national coinsurance, hospital cannot reduce coinsurance
03 = Pass thru item, hospital cannot reduce coinsurance
04 = Item is eligible for outlier payment
05 = Procedure eligible for offset deduction (on or after January 01, 2017)
07 = New technology APC exempt from quality reporting reduction
08 = Pass thru item, contrast agent eligible for offset.
09 = Nuclear medicine procedure eligible for no-cost offset deduction
Program Payment Percentage
WRR2-ARD-PPP
9(1)v9(6) 104 - 110 Program payment percentage, percent of line item payment paid by third party payer.
Medicare program payment percentage:((APC-RATE – NTL-COPAY) / APC-RATE)
Reserved 9(1) 111Rank WRR2-ARD-
RANK9(5) 112 - 116 APC-HOPD:
Ranking for allocation of deductible to individual claim lines.
APC User Base Rate WRR2-ARD-USER-RATE
9(8)v9(3) 117 - 127 Contract APC/APC Pro:User specified base rate/conversion factor. If the hospital “Base * Weight Pricing” option is set to “Yes” and this field is set, the APC Rate = APC User Base Rate * APC Weight.
Table 20-12: COBOL APC Rate File Variables - wghtapc.dat (on or after January 01, 2018)
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 368
20.3.3 DRG Rate File LayoutNote
* = Key Field
APC Policy Packaged Offset
WRR2-ARD-APC-POLOFFSET
9(8)v9(2) 128 - 137 Offset dollar amount to be deducted from radiopharmaceutical reimbursement where applicable.
APC Contrast Agent Offset
WRR2-ARD-APC-CAOFFSET
9(8)v9(2) 138 - 147 Offset dollar amount to be deducted from contrast agent reimbursement where applicable.
Extended APC Weight WRR2-ARD-WEIGHT-EXT
9(6)v9(5) 148 - 158 Contract APC/APC Pro:Extended weight associated with this APC if used with a base rate to calculate reimbursement.
APC-HOPD:Reserved for future use.
Filler X(83) 159 - 241Rate Manager TAB Filename
WRR2-ARD-TAB-FILE
X(9) 242 - 250
Table 20-12: COBOL APC Rate File Variables - wghtapc.dat (on or after January 01, 2018)
Field Description Variable Name Format Position Notes
Table 20-13: COBOL DRG Rate File Variables - wghtrate.dat
Field Description Variable Name Format Position NotesPayer Type* WRR-PAYER-
TYPEX(2) 1 - 2
Payer Type Reserved*
WRR-PAYER-TYPE-RSVD
X(2) 3 - 4
Norms Type* WRR-NORMS-TYPE
X(29) 5 - 33
Norms Effective Date*
WRR-EDATE
Effective Century/Year
WRR-EDATE-CCYY
9(4) 34 - 37 Century/year norms went into effect
Effective Month WRR-EDATE-MM 9(2) 38 - 39 Month norms went into effectEffective Day WRR-EDATE-DD 9(2) 40 - 41 Day norms went into effectDRG* WRR-CODE 9(5) 42 - 46Filler for Future Expansion
WRR-STOP-DATE 9(8) 47 - 54
Optum | www.optum.com August 19, 2021 Page 369
Weight WRR-IWD-WGT 9(3)v9(5) 55 - 62 Medicare Inpatient, Michigan Medicaid, New York Medicaid, New Jersey Medicaid, Multi-Pricer/DRG Pro, Pennsylvania Medicaid, TRICARE, and Washington HCA Case-Based:DRG-specific weight
Medicare IPF:DRG-specific adjustments used to calculate the per diem.
Mean LOS WRR-IWD-MLOS 9(3)v9(4) 63 - 69 Medicare Inpatient, Medicare LTC, Multi-Pricer/DRG Pro, TRICARE/CHAMPUS, North Carolina Medicaid, New Jersey Medicaid, Washington HCA, and Pennsylvania Medicaid:Geometric mean
New York Medicaid:Arithmetic mean
High Length of Stay Trim
WRR-IWD-HTRIM 9(3) 70 - 72 Where applicable, used to identify long-stay outlier claims.
New Jersey Medicaid:AIDS DRGS only (DRGs 700-702, 704-705, 707-708, 710-714), the high length of stay trim should be zero-filled.
Low Length of Stay Trim
WRR-IWD-LTRIM 9(3) 73 - 75 Where applicable, used to identify short-stay outlier claims.
New Jersey Medicaid:AIDS DRGS only (DRGs 700-702, 704-705, 707-708, 710-714), the low length of stay trim should be zero-filled.
Inlier Rate WRR-IWD-INRATE 9(8)v9(2) 76 - 85 Used for user-defined DRG-specific rates.
Multi-Pricer/DRG Pro:DRG base rate or case rate.
Table 20-13: COBOL DRG Rate File Variables - wghtrate.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 370
Low Per Diem or Low Cost Outlier Trim
WRR-IWD-LDIEM 9(8)v9(2) 86 - 95 New Jersey Medicaid:The DRG-specific low per diem.
Washington HCA:The low charge threshold.
Pennsylvania Medicaid:The low cost outlier percentage.
High Per Diem WRR-IWD-HDIEM 9(8)v9(2) 96 - 105 ReservedDRG Category WRR-IWD-
EXCLDRG9(2) 106 - 107 Medicare Inpatient:
00 = Normal DRG processing (before FY 2008)
01 = Transfer exempt MS-DRG
02 = Burn MS-DRG03 = New technology MS-
DRG04 = Error MS-DRG99 = Standard MS-DRG
processing
Medicare IPF:00 = Normal DRG processing01 = Psychiatric DRG
Medicare LTC:00 = Normal DRG processing01 = Psychiatric or
rehabilitation DRGs
Michigan Medicaid:00 = Normal DRG processing
(before FY 2008)01 = Bone marrow transplant
DRG02 = Neonatal DRG03 = Transfer exempt DRG04 = Three-digit DRG age
split05 = Two-digit DRG age split06 = All other transplant DRG99 = Standard MS-DRG
processing
New York Medicaid APR:00 = Normal DRG processing01 = Transfer exempt02 = Eligible for spinal implant
payment
continued below...
Table 20-13: COBOL DRG Rate File Variables - wghtrate.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 371
DRG Category<continued>
WRR-IWD-EXCLDRG
9(2) 106 - 107 North Carolina Medicaid:00 = Normal DRG processing01 = Psychiatric DRG02 = Rehabilitation DRG
Pennsylvania Medicaid:00 = Normal DRG processing01 = Cost outlier eligible/
transfer exempt02 = Tracheostomy DRG03 = Special payment applies04 = Rehabilitation DRG
Pennsylvania Medicaid APR:00 = Normal DRG processing01 = Neonates02 = Psych/drug/rehab03 = Transplants04 = Burns
TRICARE/CHAMPUS:00 = Normal DRG processing01 = Neonatal DRG except
transfer DRG02 = Burns DRG03 = Neonatal transfer DRG04 = Psychiatric DRG
Washington HCA:00 = Normal DRG processing01 = Unit-specific
rehabilitation DRG02 = Psychiatric DRG03 = Substance abuse DRG04 = Rehabilitation DRG05 = Transplant DRG06 = Low Volume DRG
Medical/Surgical DRG Identification Flag
WRR-IWD-MSFLAG
9(1) 108 1 = Medical DRG2 = Surgical DRG
Table 20-13: COBOL DRG Rate File Variables - wghtrate.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 372
Additional Mean Length of Stay
WRR-IWD-HMLOS 9(3)v9(4) 109 - 115 Medicare Inpatient and TRICARE/CHAMPUS: The arithmetic mean length of stay used for day outlier and short-stay calculations.
Pennsylvania Medicaid:The geometric mean used for day outliers and transfer-out calculations.
Multi-Pricer/DRG Pro:Average mean length of stay.
Medicare LTC:5/6th of the geometric mean.
DRG-specific Percent of Charges
WRR-IWD-DRG-EPOC
9(1)v9(4) 116 - 120 Reserved
DRG Flag WRR-IWD-NYTOPDRGorWRR-IWD-XFR-FLAG
9(1) 121 New York Medicaid:0 = DRG is not a Medicaid
“Top 20 DRG”1 = DRG is a Medicaid “Top
20 DRG”
Medicare, Multi-Pricer/DRG Pro, and TRICARE/CHAMPUS:0 = DRG is not subject to
post-acute transfer pricing
1 = DRG is subject to standard post-acute transfer pricing
2 = DRG is subject to special post-acute transfer pricing
Pennsylvania Medicaid APR:0 = Normal DRG1 = High cost DRG2 = Non-covered DRG
Base Rate Flag WRR-IWD-DRG-BRF
X(1) 122 Medicare Inpatient and TRICARE/CHAMPUS:Identifies MS-DRGs classified by the implantation of a device.
D = Classified by a deviceDRG-specific CRF WRR-IWD-DRG-
CRF9(1)v9(5) 123 - 128 Multi-Pricer/DRG Pro:
DRG-specific cost reduction factor or percentage of charges.
Table 20-13: COBOL DRG Rate File Variables - wghtrate.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 373
DRG-Specific Tiered Per Diem Rates:Rate 1
Rate 2
Rate 3
Rate 4
Rate 5
OR
DRG-Specific Operating and Capital Base Rates
Operating Base Rate
Capital Base Rate
WRR-IWD-DRG-TIER1WRR-IWD-DRG-TIER2WRR-IWD-DRG-TIER3WRR-IWD-DRG-TIER4WRR-IWD-DRG-TIER5
WRR-IWD-DRG-TIER1WRR-IWD-DRG-TIER2
9(8)v9(2)
9(8)v9(2)
9(8)v9(2)
9(8)v9(2)
9(8)v9(2)
9(8)v9(2)
9(8)v9(2)
129 - 138
139 - 148
149- 158
159 - 168
169 - 178
129 - 138
139 - 148
Multi-Pricer/DRG Pro:For DRG-specific tiered per diem pricing. For this type of pricing, five daily rates are allowed for each DRG. Each per diem rate is applied to a specific period of the patient’s hospital stay, beginning on a specified start-day.
OR
Used for DRG-specific capital base rates (operating base rate and capital base rates).
DRG-specific Starting Days:- Day #1
- Day #2
- Day #3
- Day #4
- Day #5
WRR-IWD-DRG-DAY1WRR-IWD-DRG-DAY2WRR-IWD-DRG-DAY3WRR-IWD-DRG-DAY4WRR-IWD-DRG-DAY5
9(3)
9(3)
9(3)
9(3)
9(3)
179 - 181
182 - 184
185 - 187
188 - 190
191 - 193
Multi-Pricer/DRG Pro:For DRG-specific tiered per diem pricing. It indicates the day of the patient’s hospital stay on which the corresponding tiered per diem should begin to be applied. This rate will be applied until another tiered per diem rate becomes applicable.
For example, beginning on DRG_DAY1, DRG_TIER1 will be applied. This rate will be applied until DRG_DAY2. At this point in the hospital stay, DRG_TIER2 will be utilized.
DRG-Specific Payment Type/Rules
WRR-IWD-DRGPAYTYPE
9(2) 194 - 195 Multi-Pricer/DRG Pro:1 = Base * DRG weight2 = Case rate3 = Cost Reduction Factor
(CRF) or percent of charges
4 = Per diem5 = Tiered per diem6 = Case rate plus per diem7 = (Operating base + capital
base) * DRG weight
Table 20-13: COBOL DRG Rate File Variables - wghtrate.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 374
20.3.4 HHA Rate File Layout (prior to January 01, 2020)
Additional Mean Length of Stay
WRR-IWD-ADD-MLOS
9(3)v9(4) 196 - 202 Medicare LTC:Contains the IPPS comparable threshold (IPPS ALOS + 1sd).
Day Threshold WRR-IWD-DAYTHRESHOLD
9(4) 203 - 206 Multi-Pricer/DRG Pro:Day of stay after which the per diem rate is paid
Filler X(44) 207 - 250
Table 20-14: COBOL HHA Rate File Variables - wghtrate.dat
Field Description Variable Name Format Position NotesPayer Type PAYER-TYPE X(2) 1 - 2Payer Type Reserved PAYER-TYPE-
RSVDX(2) 3 - 4
Norms Type NORMS-TYPE X(29) 5 - 33Effective Date of NormsCentury/YearMonthDay
EDATEEDATE-CCYYEDATE-MMEDATE-DD
9(4)9(2)9(2)
34 - 3738 - 3940 - 41
CCYYMMDD, where:CC = CenturyYY = YearMM = MonthDD = Day
HHRG(NOTE: the fifth character will be blank-filled)
HHRG X(5) 42 - 46 HHRG number.
Reserved for Stop Date STOP-DATE X(8) 47 - 54Weight 9(8)v9(2) 55 - 62Reserved 9(8)v9(2) 63 - 72Reserved 9(8)v9(2) 73 - 82Reserved 9(8)v9(2) 83 - 92Reserved 9(8)v9(2) 93 - 102Reserved 9(8)v9(2) 103 - 112Reserved 9(8)v9(2) 113 - 122Non-Routine Medical Supplies Weight Severity Level 1
WRR-HAA-NRS-WEIGHT1
9(3)v9(5) 123 - 130
Non-Routine Medical Supplies Weight Severity Level 2
WRR-HAA-NRS-WEIGHT2
9(3)v9(5) 131 - 138
Non-Routine Medical Supplies Weight Severity Level 3
WRR-HAA-NRS-WEIGHT3
9(3)v9(5) 139 - 146
Table 20-13: COBOL DRG Rate File Variables - wghtrate.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 375
20.3.5 HHA Rate File Layout (on or after January 01, 2020)
20.3.6 IRF CMG Rate File Layout Note
* = Key Field
Non-Routine Medical Supplies Weight Severity Level 4
WRR-HAA-NRS-WEIGHT4
9(3)v9(5) 147 - 154
Non-Routine Medical Supplies Weight Severity Level 5
WRR-HAA-NRS-WEIGHT5
9(3)v9(5) 155 - 162
Non-Routine Medical Supplies Weight Severity Level 6
WRR-HAA-NRS-WEIGHT6
9(3)v9(5) 163 - 170
Filler X(80) 171 - 250
Table 20-15: COBOL HHA Rate File Variables - wghthha.dat
Field Description Variable Name Format Position NotesHospital Number NORMS-TYPE X(16) 1 - 16 Hospital number for which
the remaining information in the record applies.
Paysource Code NORMS-TYPE X(13) 17 - 29 Unique paysource or payer identifier.
Effective Date EDATEEDATE-CCYYEDATE-MMEDATE-DD
9(8)9(4)9(2)9(2)
30 - 3730 - 3334 - 3536 - 37
CCYYMMDD, where:CC = CenturyYY = YearMM = MonthDD = Day
Payer Type Reserved X(2) 38 -39 ReservedPDGM Classification PDGM X(6) 40 - 45 PDGM classification (i.e.,
HIPPS code).Page Number PGE-NBR X(2) 46 - 47NPI/Legacy Flag KEY-TYPE X(1) 48 0 = Legacy
1 = NPIWeight WEIGHT 9(3)v9(5) 49 - 56 Weight associated with
this PDGM (i.e., HIPPS code).
LUPA Threshold LUPATHRESH 9(3) 57 - 59Filler X(191) 60 - 250
Table 20-14: COBOL HHA Rate File Variables - wghtrate.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 376
Table 20-16: COBOL CMG Rate File Variables - wghtrate.dat
Field Description Variable Name Format Position NotesPayor Type* WRR-PAYER-TYPE X(2) 1 - 2
WRR-PAYER-TYPE-RSVD
X(2) 3 - 4
Norms Type* WRR-NORMS-TYPE
X(29) 5 - 33
Effective Date Norms Went into Effect*
WRR-EDATE
- Century WRR-EDATE-CCYY 9(4) 34 - 37 Century and Year Norms Went into Effect
- Month WRR-EDATE-MM 9(2) 38 - 39 Month Norms Went into Effect
- Day WRR-EDATE-DD 9(2) 40 - 41 Day Norms Went into Effect
CMG WRR-RWD-CMG 9(5) 42 - 46 Contains one of 100 payment related CMGs. Valid values range from 0101 to 5104.
Generally (CMG < 5001), format is XXYY, where:XX = RICYY = Subgroup within RIC
Filler for Future Expansion
WRR-STOP-DATE 9(8) 47 - 54
Relative Weight With Tier 1 Comorbidity
WRR-RWD-WGT1 9(3)v9(5) 55 - 62 Relative weight for payment HIPPS code. Based on payment CMG and presence of a high cost comorbidity (HIPPS comorbidity tier B).
Relative Weight With Tier 2 Comorbidity
WRR-RWD-WGT2 9(3)v9(5) 63 - 70 Relative weight for payment HIPPS code. Based on payment CMG and presence of a medium cost comorbidity (HIPPS comorbidity tier C).
Relative Weight With Tier 3 Comorbidity
WRR-RWD-WGT3 9(3)v9(5) 71 - 78 Relative weight for payment HIPPS code. Based on payment CMG and presence of a low cost comorbidity (HIPPS comorbidity tier D).
Relative Weight With No Comorbidities
WRR-RWD-WGT4 9(3)v9(5) 79 - 86 Relative weight for payment HIPPS code. Based on payment CMG and no comorbidities or excluded comorbidity (HIPPS comorbidity tier A).
Optum | www.optum.com August 19, 2021 Page 377
Mean LOS With Tier 1 Comorbidity
WRR-RWD-MLOS1 9(3)v9(4) 87 - 93 Average length of stay for payment HIPPS code. Based on payment CMG and presence of a high cost comorbidity (HIPPS comorbidity tier B).
Mean LOS With Tier 2 Comorbidity
WRR-RWD-MLOS2 9(3)v9(4) 94 - 100 Average length of stay for payment HIPPS code. Based on payment CMG and presence of a medium cost comorbidity (HIPPS comorbidity tier C).
Mean LOS With Tier 3 Comorbidity
WRR-RWD-MLOS3 9(3)v9(4) 101 - 107 Average length of stay for payment HIPPS code. Based on payment CMG and presence of a low cost comorbidity (HIPPS comorbidity tier D).
Mean LOS With No Comorbidities
WRR-RWD-MLOS4 9(3)v9(4) 108 - 114 Average length of stay for payment HIPPS code. Based on payment CMG and no comorbidities or excluded comorbidities (HIPPS comorbidity tier A).
Payment Rate With Tier 1 Comorbidity
WRR-RWD-RATE1 9(8)v9(2) 115 - 124 Federal unadjusted payment rate for payment HIPPS code. Based on payment CMG and presence of a high cost comorbidity (HIPPS comorbidity tier B).
Payment Rate With Tier 2 Comorbidity
WRR-RWD-RATE2 9(8)v9(2) 125 - 134 Federal unadjusted payment rate for payment HIPPS code. Based on payment CMG and presence of a medium cost comorbidity (HIPPS comorbidity tier C).
Payment Rate With Tier 3 Comorbidity
WRR-RWD-RATE3 9(8)v9(2) 135 - 144 Federal unadjusted payment rate for payment HIPPS code. Based on payment CMG and presence of a low cost comorbidity (HIPPS comorbidity tier D).
Table 20-16: COBOL CMG Rate File Variables - wghtrate.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 378
Payment Rate With No Comorbidities
WRR-RWD-RATE4 9(8)v9(2) 145 - 154 Federal unadjusted payment rate for payment HIPPS code. Based on payment CMG and no comorbidities or excluded comorbidities (HIPPS comorbidity tier A).
Payment Rate With Tier 1 ComorbidityWith No QualityReporting
WRR-RWD-NOQUAL-RATE1
9(6)v9(2) 155 - 162 Federal adjusted payment rate for payment HIPPS code. Based on payment CMG and presence of a high cost comorbidity (HIPPS comorbidity tier B).
Payment Rate With Tier 2 ComorbidityWith No QualityReporting
WRR-RWD-NOQUAL-RATE2
9(6)v9(2) 163 - 170 Federal adjusted payment rate for payment HIPPS code. Based on payment CMG and presence of a medium cost comorbidity (HIPPS comorbidity tier C).
Payment Rate With Tier 3 ComorbidityWith No QualityReporting
WRR-RWD-NOQUAL-RATE3
9(6)v9(2) 171 - 178 Federal adjusted payment rate for payment HIPPS code. Based on payment CMG and presence of a low cost comorbidity (HIPPS comorbidity tier D).
Payment Rate With No ComorbiditiesWithout QualityReporting
WRR-RWD-NOQUAL-RATE4
9(6)v9(2) 179 - 186 Federal adjusted payment rate for payment HIPPS code. Based on payment CMG and presence of no comorbidities (HIPPS comorbidity tier A).
Filler X(64) 187 - 250
Table 20-16: COBOL CMG Rate File Variables - wghtrate.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 379
20.3.7 SNF RUG Rate File Layout (on or prior to October 01, 2019)
Note* = Key Field
20.3.8 SNF Rate File Layout (after October 01, 2019) Note
* = Key Field
Table 20-17: COBOL RUG Rate File Variables - wghtrate.dat
Field Description Variable Name Format Position NotesPayor Type* WRR-PAYER-TYPE X(2) 1 - 2
WRR-PAYER-TYPE-RSVD
X(2) 3 - 4
Norms Type* WRR-NORMS-TYPE
X(29) 5 - 33
Effective Date Norms Went Into Effect*
WRR-EDATE
- Century WRR-EDATE-CCYY 9(4) 34 - 37 Century and year norms went into effect
- Month WRR-EDATE-MM 9(2) 38 - 39 Month norms went into effect - Day WRR-EDATE-DD 9(2) 40 - 41 Day norms went into effectWeight Rate Code WRR-CODE X(5) 42 - 46Filler WRR-STOP-DATE 9(8) 47 - 54 For future expansionRUG Adjustment WRR-RUG-ADJ 9(3)v9(5) 55 - 62Filler X(52) 63 - 114Urban Rate WRR-URBAN-RATE 9(8)v9(2) 115 - 124Rural Rate WRR-RURAL-RATE 9(8)v9(2) 125 - 134Filler X(116) 135 - 250
Table 20-18: SNF Rate File Variables - wghtsnf.dat
Field Description Variable Name Format Position NotesPayor Type* WRR2-
PAYER-TYPEX(2) 1 - 2
WRR2-PAYER-TYPE-RSVD
X(2) 3 - 4
Norms Type* WRR2-NORMS-TYPE
X(13) 17 - 29
Effective Date Norms Went Into Effect*
WRR2-EDATE
Optum | www.optum.com August 19, 2021 Page 380
WRR2-EDATE-CCYY
9(4) 30 - 33 Century and year norms went into effect
WRR2-EDATE-MM
9(2) 34 - 35 Month norms went into effect
WRR2-EDATE-DD
9(2) 36 - 37 Day norms went into effect
Reserved X(2) 38 - 39HIPPS Character WRR2-CODE X(6) 40 - 45Page Number WRR2-PGE-
NBR9(2) 46 - 47
NPI/Legacy Flag WRR2-ARD-KEY-TYPE
X(1) 48 0 = Legacy1 = NPI
Physical Therapy Urban WRR2-SRD-PT-URBAN
9(8)v9(2) 49 - 58 Physical therapy urban rate
Case-Mix Range:A-P, Z
Physical Therapy Rural WRR2-SRD-PT-RURAL
9(8)v9(2) 59 - 68 Physical therapy rural rate
Case-Mix Range:A-P, Z
Occupational Therapy Urban
WRR2-SRD-OT-URBAN
9(8)v9(2) 69 - 78 Occupational therapy urban rate
Case-Mix Range:A-P, Z
Occupational Therapy Rural
WRR2-SRD-OT-RURAL
9(8)v9(2) 79 - 88 Occupational therapy rural rate
Case-Mix Range:A-P, Z
Speech-Language Pathology Urban
WRR2-SRD-SLP-URBAN
9(8)v9(2) 89 - 98 Speech-language pathology urban rate
Case-Mix Range:A-L, Z
Speech-Language Pathology Rural
WRR2-SRD-SLP-RURAL
9(8)v9(2) 99 - 108 Speech-language pathology rural rate
Case-Mix Range:A-L, Z
Nursing Urban WRR2-SRD-NRS-URBAN
9(8)v9(2) 109 - 118 Nursing urban rate
Case-Mix Range:A-Z
Nursing Rural WRR2-SRD-NRS-RURAL
9(8)v9(2) 119 - 128 Nursing rural rate
Case-Mix Range:A-Z
Table 20-18: SNF Rate File Variables - wghtsnf.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 381
Non-Therapy Ancillary Urban
WRR2-SRD-NTA-URBAN
9(8)v9(2) 129 - 138 Non-therapy ancillary urban rate
Case-Mix Range:A-F, Z
Non-Therapy Ancillary Rural
WRR2-SRD-NTA-RURAL
9(8)v9(2) 139 - 148 Non-therapy ancillary rural rate
Case-Mix Range:A-F, Z
Filler X(102) 149 - 250
Table 20-18: SNF Rate File Variables - wghtsnf.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 382
21 Rule File Layouts
This chapter provides the layouts for the Rule files (C and COBOL). This chapter includes the following sections:
• File Naming Conventions• APC Rule File
- Overview- APC Rule File Layout- Procedure-Level Edits
• ASC Rule File- Overview- ASC Rule File Layout
• ACE Rule File- Overview- Override ID- ACE Rule File Layout- Example File- Exceptions to Individual Edit Flags
• Mapping Rule File- Overview- Mapping Override ID- Mapping Override File Layout
• New Mexico Medicaid APC Rule File Layout
Optum | www.optum.com August 19, 2021 Page 383
21.1 File Naming ConventionsThe Rule File names are listed below:
21.2 APC Rule FileNote
Applicable to Contract APC pricing only.
21.2.1 OverviewThe Contract APC option (available for contracted clients only) allows the user to deviate from Medicare OPPS APC assignments for a specified facility, paysource, and time period. The user can reassign APC, payment status, and the maximum allowed units for a particular procedure code during specified effective dates. Medicare rules will be applied to all procedure codes that the user does not reassign.The user-defined rules are maintained in Rate Manager. Rules can be created using this interactive tool and/or imported from text files. Rate Manager stores and maintains the rules. The rules are then exported to the APC Rule File (apcrule.dat) for use with ACE.The Contract APC rules are defined in the APC Rule File (apcrule.dat). Each row in the file contains an Override ID, HCPCS Code, APC, APC Payment Status, Maximum Units of Service and additional procedure-level information. The file layout and an example are detailed below.
21.2.2 APC Rule File Layout
Table 21-1: Rule File Names
Description FilenameAPC Rule File apcrule.datASC Rule File ascrule.datACE Rule File acerule.datMapping Rule File maprule.datNew Mexico Medicaid Rule File nmrule.dat
Table 21-2: APC Rule File Layout - apcrule.dat
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Override ID override_id OVERRID-ID
X(20) 1 - 20 Maximum of 20 alphanumeric characters.
Code Type codetype CODETYPE X(1) 21 Always set to C.
Optum | www.optum.com August 19, 2021 Page 384
HCPCS Code code CODE X(9) 22 - 30 HCPCS code, 5 bytes alphanumeric.
Code Sequence Number
codeseq CODESEQ 9(2) 31 - 32 Sequence number used to identify the number of entries for the same HCPCS code. Identify the entry with the most recent start date for the HCPCS code as 01, the second most recent start date as 02 etc.
Starting Date startdate STARTDATE
9(8) 33 - 40 Start Date. The format is YYYYMMDD (where YYYY equals the year, MM the month, and DD the day).
Ending Date enddate ENDDATE 9(8) 41 - 48 End Date. The format is YYYYMMDD. If no end date set to 00000000.
Original Effective Date
origindate ORIGINDATE
9(8) 49 - 56 Set equal to effective date of code (if unknown set to 20000801). The format is YYYYMMDD.
Further Qualifier Flag
furqual FURQUAL 9(1) 57 Set to 0.
OCE Effective Version
ocevfrom OCEVFROM
9(2) 58 - 59 Set to 00.
OCE End Version ocevthru OCEVTHRU 9(2) 60 - 61 Set to 00.Code Description desc DESC X(24) 62 - 85 Set equal to HCPCS code label. If
this field is not set, a blank label will be displayed in Modify HCPCS Rules utility. The label must not contain commas and be a maximum of 24 characters.
Sex Edit Indicator sex SEX X(1) 86 Set to blank.Age Edit Indicator Diagnoses
age AGE X(1) 87 Set to blank.
Minimum Age minage MINAGE 9(3) 88 - 90 Set to 000.Maximum Age maxage MAXAGE 9(3) 91 - 93 Set to 124.CCI Control ccicntl CCICNTL 9(1) 94 Set to 0.OCE CCI Control oceccicntl OCECCICN
TL9(1) 95 Set to 0.
Procedure Category
nuq NUQ X(1) 96 Set to blank.
Bilateral Procedure Indicator
bilatop BILATOP 9(1) 97 Set to 9.
Table 21-2: APC Rule File Layout - apcrule.dat
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 385
APC apc APC 9(5) 98 - 102 This a 5-digit numeric field. An APC of 1 should be defined as 00001. If an APC is not applicable set to 00000.
APC Payment Status
hpaystat HPAYSTAT X(2) 103 - 104 APC Payment Status Indicator.
NoteFor a list of APC Payment Status Indicators, please refer to the Input & Output Parameter Blocks User’s Guide.
Reserved X(1) 105 ReservedMaximum Units of Service
units UNITS 9(7) 106 - 112 Maximum units to be used when applying Edit 015. If not applicable, set to seven (7) zeros, 0000000.
Utility Date apcdate APCDATE 9(8) 113 - 120 Zero FillUtility Rate apcrate APCRATE 9(8)v9(2) 121 - 130 Zero FillUtility Date2 apcdate2 APCDATE2 9(8) 131 - 138 Zero FillApproval Date Edit Number
dateeditno1 DATEEDITNO1
9(2) 139 - 140 Zero FillDefault = Blank
If the Approval Date Edit Number 2 field is set to zero, the Approval Date Edit Number field will be used.
Filler X(19) 141 - 159 ReservedApproval Date Edit Number 2
dateeditno2 DATEEDITNO2
9(3) 160 - 162 Zero FillDefault = Blank
If the Approval Date Edit Number 2 field is set to zero, the Approval Date Edit Number field will be used.
Filler X(5) 163 - 167 ReservedOCE Code Category
ocecat OCECAT 9(3) 168 - 170 Zero Fill
OCE Switch 1 - 30
ocesw1 OCESW1 9(30) 171 - 200 Zero Fill
Physician/ASC Units of Service
physunits PHYSUNITS
9(7) 201 - 207 Zero Fill
Reserved X(13) 208 - 220 Reserved
Table 21-2: APC Rule File Layout - apcrule.dat
Field Description
C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 386
21.2.3 Procedure-Level EditsIf the user defines maximum allowable units for a specific procedure code, procedure codes with units that exceed this maximum will receive OCE Edit 015 (Service Unit Out of Range for Service/Medically Unlikely Edits (MUEs)). Line-level ACE edits are applied to the procedure code. Many of these edits are applied as a result of the APC and/or payment status associated with the procedure code. Therefore, when a user reassigns a procedure code APC and/or Payment Status Indicator, the ACE edits may no longer be applicable to this procedure code. When a procedure code is defined in the APC Rule File, only the age, sex, and CCI Edits are maintained, and the maximum units edit can be defined by the user. No other edits will be applied to this procedure code.
21.3 ASC Rule FileNote
Applicable to Contract ASC pricing only.
21.3.1 OverviewThe ASC Override rules are defined in the ASC Rule File (ascrule.dat). The file layout is detailed below. The ASC Rule File can be created via Rate Manager through the Rate Manager ASC Pro module.Each individual set of alternative grouping rules is uniquely identified by an Override ID. This Override ID is defined by the user to identify a set of user-defined grouping rules. During the grouping process, the Contract ASC user can request a particular set of alternate grouping rules in two ways:
1. The Override ID can be passed to the Contract ASC Pricer directly or indirectly via the Optimizer, in the ASC Override ID (asc_override_id; ECB-ASC-OVERRIDE-ID) field of the ECB [ezg_cntl_block]/ECB-EZG-CNTL-BLOCK structure.
2. The Contract ASC Pricer can retrieve the Override ID from the configuration file for a specified facility, payer, and effective date.
The Override ID is defined by the user and can be between one and twenty characters. The ID name is an alphanumeric field (i.e., can contain letters and/or numbers), however, it cannot contain non-alphanumeric characters (i.e., periods, dashes) or spaces.
Optum | www.optum.com August 19, 2021 Page 387
21.3.2 ASC Rule File Layout
Table 21-3: ASC Rule File Variables - ascrule.dat
Field Description C Variable Name COBOL Variable Name
Format Position Notes
ASC Override ID asc_override_id ARR-OVERRIDE-ID
X(20) 1 - 20 Maximum of 20 alphanumeric characters.
Code Type code_type ARR-CODE-TYPE
X(1) 21 Always set to C.
C = Procedure CodeCode code ARR-
CODEX(9) 22 - 30
Sequence Number codeseq ARR-CODESEQ
9(2) 31 - 32
Start Date start_date ARR-START-DATE
9(8) 33 - 40 Start Date. The format is YYYYMMDD (where YYYY equals the year, MM the month, and DD the day).
End Date end_date ARR-END-DATE
9(8) 41 - 48 End Date. The format is YYYYMMDD. If no end date set to 00000000.
Payment Status Indicator
paystat ARR-PAYSTAT
X(2) 49 - 50 Payment Status Indicator.
NotePayment Status Indicators H8 and J8 cannot be utilized with the ASC Override functionality.
NoteFor a list of Payment Status Indicators, please refer to the Input & Output Parameter Blocks User’s Guide.
APC proc ARR-PROC
9(5) 51 - 55
Covered Services Indicator
covservind ARR-COVSERVIND
9(1) 56 0 = Not Covered 1 = Covered
Filler X(164) 57 - 220
Optum | www.optum.com August 19, 2021 Page 388
21.4 ACE Rule File21.4.1 Overview
The ACE Override option allows the user to turn particular ACE edits ON or OFF for a specified facility and/or payer and time period. The user-defined rules are defined in the ACE Rule File (acerule.dat), which can be created and maintained in Rate Manager. For each edit, the user can request one of three override functions:
1. Always Apply the Edit2. Never Apply the Edit3. Apply the Edit Based on Medicare’s Rules
Medicare applies edits based on UB-04 Bill Type and UB-04 condition code. Medicare’s rules for which edits are applied for each UB-04 Bill Type are outlined in the Outpatient Code Editor Program Transmittal (formerly Program Memorandum) that Medicare publishes on a quarterly basis.Each row in the file contains an Override ID, an edit number, and an on/off flag. The on/off flag indicates that the edit is always on and will be applied even when Medicare would not apply the edit (due to UB-04 Bill Type), or always off and the edit will never be applied. All edits not in this file for a particular Override ID will default to Medicare rules. If you want an edit to be applied, it is recommended that you leave the edit out of the file. It is rarely necessary to turn an edit on. Turning an edit on disregards the edit matrix and can produce unintended results.
21.4.2 Override IDEach individual set of alternative editing rules is uniquely identified by an Override ID. This Override ID is defined by the user to identify a set of user-defined edit rules. During the editing process, the ACE user can request a particular set of alternate editing rules in two ways:
1. The Override ID can be passed to ACE directly or indirectly via the ace_override_id/ECB-ACE-OVERRIDE-ID field located in the ECB [ezg_cntl_block] structure for C and the ECB-EZG-CNTL-BLOCK structure for COBOL.
2. ACE can retrieve the Override ID from the Configuration File (config.dat; ezgconfg.dat) for a specified facility, payer, and effective date. The Configuration File can be adjusted manually or through Rate Manager to include the Override ID for a defined facility, payer, and effective date.
The Override ID is defined by the user and can be between one and twenty characters. The OVERRIDE ID name is an alphanumeric field (i.e., can contain letters and/or numbers), however it cannot contain non-alphanumeric characters (i.e., periods, dashes, or spaces).
Optum | www.optum.com August 19, 2021 Page 389
21.4.3 ACE Rule File Layout
NoteThis file must be sorted by Edit Override ID then Edit Number. Edit Override ID + Edit Number combine to form the unique key for this file.
21.4.4 Example File
For claims that contain the Override ID ACEOverrideFacility1, OCE Edits 015 and 016 will never be applied; all other edits will be applied according to Medicare rules. Claims that are associated with an Override ID of January2004Edits will always be subject to edits 019, 020, 039, and 040.
NoteDescriptions for each OCE Edit are available in the EASYGroup™ User’s Guide.
Table 21-4: ACE Rule File Layout - acerule.dat
Field C Variable Name
COBOL Variable Name
Format Position Notes
Edit Override ID override_id EOR-OVRD-ID X(20) 1 - 20 Override ID defined by user for a set of override edits.
Edit Number ocenum EOR-OCENUM 9(3) 21 - 23 The number of the OCE Edit to be turned on or off for the Override ID. Edits that follow Medicare rules are not included in this file.
Filler X(1) 24 - 24On/Off Flag onoff EOR-
EDSWITCH9(1) 25 - 25 The flag that indicates that the Edit
should always be on or off. 0 = Off, never apply edit1 = On, always apply edit when
applicablefiller X(15) 26 - 40
Table 21-5: Example File Layout
ACEOverrideFacility1 015 0 (turn Edits 15 and 16 off, do all other Edits per Medicare)ACEOverrideFacility1 016 0January2004Edits 019 1 (turn Edits 19, 20, 39 and 40 always on)January2004Edits 020 1January2004Edits 039 1January2004Edits 040 1
Optum | www.optum.com August 19, 2021 Page 390
21.4.5 Exceptions to Individual Edit FlagsWith the ACE Override logic, edits can be individually turned off except for certain edits that are grouped together or cannot be turned off. The following exceptions apply to the ACE override logic.
• Edits that cannot be turned off: 010, 023, and 024.• Inpatient edits: If OCE Edit 018 is turned off, OCE Edit 049 will not be
returned, as well. However, if OCE Edit 049 is turned off, OCE Edit 018 will continue to be returned.
• Partial hospitalization edits: OCE Edits 030, 031, 032, 033, and 034 should be treated as a group and handled consistently (i.e., if OCE Edit 030 is turned off, OCE Edits 031 - 034 should be turned off, as well).
• Observation edits: CMS pays for observation services only in specific limited circumstances. Prior to 2006, CMS implemented these requirements via OCE Edits 052, 053, 056, 057, and 058. Effective January 01, 2006, CMS has inactivated the observation OCE Edits 052 and 056. However, the underlying logic determining coverage of observation services remains intact.To implement CMS payment policy for observation services, leave OCE Edits 052, 053, 056, 057, and 058 on, per Medicare guidelines. To bypass CMS payment policy, and to calculate reimbursement for observation services coded with procedure codes G0378 and G0379, turn off OCE Edits 052, 053, 056, 057, and 058.
21.5 Mapping Rule File21.5.1 Overview
The Mapping Override ID is used to identify the appropriate override pattern in the Mapping Override File. This option allows the user to override the CMS ICD-10-CM/PCS to ICD-9-CM reimbursement mapping results.
21.5.2 Mapping Override IDEach individual set of alternative mapping rules is uniquely identified by a Mapping Override ID. This Mapping Override ID is defined by the user to identify a set of user-defined mapping rules. During the mapping process, the user can request a particular set of alternate mapping rules in two ways:
1. The Mapping Override ID can be passed to the ICD-10 Mapper directly or indirectly via the Optimizer, in the map_override_id/ECB-MAP-OVERRIDE-ID field of the ECB [ezg_cntl_block]/ECB-EZG-CNTL-BLOCK structure.
2. The ICD-10 Mapper can retrieve the Mapping Override ID from the configuration file for a specified facility, payer, and effective date.
Optum | www.optum.com August 19, 2021 Page 391
The Configuration file can be adjusted through Rate Manager to include the Mapping Override ID for a defined facility, payer, and effective date.The Mapping Override ID can be between one and twenty characters. The ID name is an alphanumeric field (i.e., can contain letters and/or numbers), however it cannot contain non-alphanumeric characters (i.e., periods, dashes) or spaces.
21.5.3 Mapping Override FileThe Mapping Override ID rules are defined in the Mapping Override File. Each row in the file contains an Mapping Override ID, Mapping Category, Mapping Direction, Code Type, Source Code, Source Version, Target Version, Number of Target Codes, and Target (ICD-9 or ICD-10 diagnosis or procedure) Codes.The Mapping Override File can be manually created using a text editor in the file layout defined below, or in the Mapping Configuration utility within Rate Manager.
21.5.4 Mapping Override File Layout
Table 21-6: Mapping Override File Variables - maprule.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Mapping Override ID override_id MFR-OVERRIDE_ID
X(20) 1 - 20
Mapping Category category MFR-CATEGORY
X(2) 21 - 22 01 = CMS reimbursement02 = Optum premier pick03 - 99 = State-specific or
custom mappingsMapping Direction direction MFR-
DIRECTIONX(2) 23 - 24 F = Forward
B = BackwardCode Type code_type MFR-CODE-
TYPEX(2) 25 - 26 D = Diagnosis Code
P = Procedure CodeSource CodeICD-9 or ICD-10 Diagnosis or Procedure Code
code MFR-CODE X(10) 27 - 36
Filler X(10) 37 - 46Source Version source_vers MFR-SOURCE-
VERS9(2) 47 - 48 i.e., V28 = effective October
1, 2010Target Version target_vers MFR-TARGET-
VERS9(2) 49 - 50 i.e., V26 = effective October
1, 2008Number of Target Codes
target_codes_num
MFR-TARGET-CODES-NUM
9(2) 51 - 52
Target CodesICD-9 or ICD-10 Diagnosis or Procedure Codes
target_codes MFR-TARGET-CODES
X(10)occurs 10 times
53 - 152
Optum | www.optum.com August 19, 2021 Page 392
21.5.5 New Mexico Medicaid APC Rule File Layout
Table 21-7: New Mexico Medicaid APC Rule File Layout - nmrule.dat
Field C Variable Name
Format Position Notes
Override ID override_id X(20) 1 - 20 Override ID defined by user for a set of override edits.
Code Type codetype X(1) 21 C = Procedure codeHCPCS Code code X(9) 22 - 30 HCPCS code, 5 bytes alphanumeric. Sequence Number
codeseq 9(2) 31 - 32 Code sequence number for this code record. Sort descending by date (most recent is 01).
Starting Date startdate 9(8) 33 - 40 Start Date. The format is YYYYMMDD (where YYYY equals the year, MM the month, and DD the day).
Ending Date enddate 9(8) 41 - 48 End Date. The format is YYYYMMDD. If no end date set to 00000000.
Payment Status Indicator
paystat X(2) 49 - 50 Please refer to the Input & Output Parameter Blocks User’s Guide for a list of applicable Payment Status Indicators.
Filler X(170) 51 - 220
Optum | www.optum.com August 19, 2021 Page 393
22 Editor File Layouts
The following sections are included in this chapter:• DSC Editor File Layouts (C and COBOL Platforms)
- ICD-9-CM Diagnosis and Procedure File Layout- ICD-10-CM/PCS Diagnosis and Procedure File Layout
• LCD Editor File Layouts (C Platform Only)- Associated Procedure File Layout- HCPCS Code File Layout- Index File Layout- FI/Carrier/MAC Assignment File Layout- Customizing the LCD Editor- HCPCS/Diagnosis Pairs File Layout- Secondary Diagnosis File Layout- Statutory Denied Diagnosis File Layout- Frequency File Layout
• MOE File Layouts- Code Table File Layout- CCI Edit Table Layout- MUE Table File Layout
• Physician Editor File Layouts- CCI Edit Table Layout- Code Table File Layout- MUE Table File Layout- Code Pairs Table Layout
Optum | www.optum.com August 19, 2021 Page 394
22.1 DSC Editor File Layouts (C and COBOL Platforms)22.1.1 ICD-9-CM Diagnosis and Procedure File Layout
Table 22-1: ICD-9-CM Diagnosis and Procedure File Variables - dxopfile.dat; mcedp02.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
ICD-9-CM Code Type
ctype MDR-CODETYPE
X(1) 1 D = DiagnosisP = Procedure
ICD-9-CM Code code MDR-CODE
X(9) 2 - 10 ICD-9-CM diagnosis or procedure code. Left-justified; blank-filled
Code Sequence Number
cseq MDR-CODESEQ
9(2) 11 - 12 Code sequence number for this code record
Starting Date startdate MDR-STARTDATE
9(8) 13 - 20 00000000 = Code never validYYYYMMDD = Effective date for this code
recordEnding Date enddate MDR-
ENDDATE
9(8) 21 - 28 00000000 = Code never valid or data for this code record is still in effect
YYYYMMDD = Termination date for this code record
Original Effective Date
origindate
MDR-ORIGINDATE
9(8) 29 - 36 00000000 = Code never validYYYYMMDD = Earliest effective date for this
code recordFurther Qualifier Flag
furq MDR-FURQUAL
9(1) 37 0 = Code does not require additional digit(s)1 = Code requires additional digit(s)
Code Description desc MDR-DESC
X(24) 38 - 61 ICD-9-CM code description
Filler X(1) 62Sex Edit Indicator sex MDR-
SEXX(1) 63 M = Code valid for males only
F = Code valid for females onlyBlank = Default
UHDDS Class –Procedures Only
class MDR-CLASS
9(1) 64 0 = Code never valid1 = Class 1 – most risk, resource intensive2 = Class 23 = Class 34 = Class 4 – least risk, resource intensive
Medicare MDC Number – Diagnoses Only
mdc MDR-MDC
9(2) 65 - 66 00 = Diagnosis code never valid or MDC 0 assigned by Grouper (E-codes)
01 - 25 = Valid Major Diagnostic Category (MDC) number
Medicare CC Indicator – Diagnoses Only
ccind MDR-CCIND
X(1) 67 Y = Diagnosis code is a Medicare CCM = Diagnosis Code is a Medicare Major CCBlank = Default
Optum | www.optum.com August 19, 2021 Page 395
Medicare CC DRG Indicator –Diagnoses Only
cccode MDR-CCCODE
X(1) 68 Y = Code used alone groups to a Medicare DRG which would change in the presence of a secondary CC diagnosis.
Blank = DefaultAge Edit Indicator – Diagnoses Only
age MDR-AGE
X(1) 69 1 = Newborn, age = 02 = Pediatric, age = 0 - 173 = Maternity, age = 12-554 = Adult, age > 14Blank = Default
Principal Diagnosis Indicator – Flag 1
morv MDR-MORV
X(1) 70 M = ManifestationV = VagueBlank = Default
Principal Diagnosis Indicator – Flag 2
nuq MDR-NUQ
X(1) 71 N = Non-specific codeU = Unacceptable as principal diagnosisQ = Questionable as principal diagnosisBlank = Default
Secondary Payor Flag – Diagnoses Only
msp MDR-MSP
X(1) 72 2 = Insurer may be secondary PayorBlank = Default (prior to FY2002 only)
Surgery Indicator – Diagnoses Only
reqsur MDR-REQSURG
X(1) 73 1 = Principal diagnosis suggests surgeryBlank = Default
Secondary Diagnosis Indicator
reqsdx MDR-REQSEC
X(1) 74 1 = Principal diagnosis requires secondary diagnosis
Blank = DefaultNon-Specific Procedure Indicator –Procedures Only
nspec MDR-NSPEC
X(1) 75 N = Non-specific O.R. procedureBlank = Default
Biopsy Code Indicator – Procedures Only
biopsy MDR-BIOPSY
X(1) 76 O = Open biopsyC = Closed biopsyBlank = Default
Closed Biopsy Code – Procedures Only
clsdbps MDR-CLSDBIOPSY
X(7) 77 - 83 Closed biopsy code corresponding to the procedure in the code field if biopsy is set to “O”. Blank = Default
Table 22-1: ICD-9-CM Diagnosis and Procedure File Variables - dxopfile.dat; mcedp02.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 396
Procedure Indicator (Includes diagnosis exceptions)
ncind MDR-NCIND
X(1) 84 Diagnoses:Valid beginning October 01, 2004:1 = Matches PX value 12 = Not used3 = Not used4 = Matches PX value 3 (1 of 2) (diabetes)5 = Matches PX value 3 (2 of 2) (renal
complications)6 = Matches PX value 2 (multiple myeloma)7 = Not used8 = Clinical trial
Procedures:Valid beginning October 01, 2004:N = Unconditionally non-coveredL = Limited coverage1 = Select bone marrow transplant PXs
(autologous)2 = Select bone marrow transplant PXs
(allogenic)3 = Select pancreas transplant PXs4 = Percutaneous angioplasty 5 = Percutaneous shunt insertion6 = Spinal disk prosthesis and age >60
Valid beginning October 01, 2007:N = Unconditionally non-coveredL = Limited coverage1 = Select bone marrow transplant PXs
(autologous)2 = Select bone marrow transplant PXs
(allogenic)3 = Select pancreas transplant PXs4 = Percutaneous angioplasty (reserved)5 = Percutaneous shunt insertion (reserved)6 = Spinal disk prosthesis and age >607 = PTA of intracranial vessel(s)8 = Intracranial stent
Operating Room Indicator – Procedures Only
or MDR-ORIND
9(1) 85 0 = Grouper does not consider O.R. procedure.1 = Grouper considers O.R. procedure.
Code Position Edit Flag – Diagnoses Only
priflag MDR-PRIFLAG
X(1) 86 N = Code should not appear in the principal position
Blank = Default
Table 22-1: ICD-9-CM Diagnosis and Procedure File Variables - dxopfile.dat; mcedp02.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 397
22.1.2 ICD-10-CM/PCS Diagnosis and Procedure File Layout
Ambulatory Surgery Indicator Code – Procedures Only
Present on Admission Exempt Indicator
amsg
poa_exempt
MDR-AMSG
MDR-POA-EXEMPT
X(1)
X(1)
87
88
Reserved for future use
Y = Code is exempt from POA reporting Blank (default) = Code is not exempt from POA
reporting
Filler X(22) 89 - 110 Reserved
Table 22-2: ICD-10-CM/PCS Diagnosis and Procedure File Variables - dxopi10.dat; mcedp01.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
ICD-10-CM Code Type
ctype MDR-CODETYPE
X(1) 1 K = DiagnosisL = Procedure
ICD-10-CM Code code MDR-CODE
X(9) 2 - 10 ICD-10-CM diagnosis or procedure code. Left-justified; blank-filled
Code Sequence Number
cseq MDR-CODESEQ
9(2) 11 - 12 Code sequence number for this code record
Starting Date startdate MDR-STARTDATE
9(8) 13 - 20 00000000 = Code never validYYYYMMDD = Effective date for this code
recordEnding Date enddate MDR-
ENDDATE
9(8) 21 - 28 00000000 = Code never valid or data for this code record is still in effect
YYYYMMDD = Termination date for this code record
Original Effective Date
origindate
MDR-ORIGINDATE
9(8) 29 - 36 00000000 = Code never validYYYYMMDD = Earliest effective date for this
code recordFurther Qualifier Flag
furq MDR-FURQUAL
9(1) 37 0 = Code does not require additional digit(s)1 = Code requires additional digit(s)
Code Description desc MDR-DESC
X(24) 38 - 61 ICD-10-CM code description
Filler X(1) 62
Table 22-1: ICD-9-CM Diagnosis and Procedure File Variables - dxopfile.dat; mcedp02.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 398
Sex Edit Indicator sex MDR-SEX
X(1) 63 M = Code valid for males onlyF = Code valid for females onlyBlank = Default
Filler X(1) 64Medicare MDC Number – Diagnoses Only
mdc MDR-MDC
9(2) 65 - 66 00 = Diagnosis code never valid or MDC 0 assigned by Grouper (E-codes)
01 - 25 = Valid Major Diagnostic Category (MDC) number
Medicare CC Indicator – Diagnoses Only
ccind MDR-CCIND
X(1) 67 Y = Diagnosis code is a Medicare CCM = Diagnosis Code is a Medicare Major CCBlank = Default
Filler X(1) 68Age Edit Indicator – Diagnoses Only
age MDR-AGE
X(1) 69 1 = Newborn, age = 02 = Pediatric, age = 0 - 173 = Maternity, age = 12-554 = Adult, age > 14Blank = Default
Principal Diagnosis Indicator – Flag 1
morv MDR-MORV
X(1) 70 M = ManifestationV = VagueBlank = Default
Principal Diagnosis Indicator – Flag 2
nuq MDR-NUQ
X(1) 71 U = Unacceptable as principal diagnosisQ = Questionable as principal diagnosisBlank = Default
Filler X(1) 72Surgery Indicator – Diagnoses Only
reqsurg MDR-REQSURG
X(1) 73 1 = Principal diagnosis suggests surgery Blank = Default
Secondary Diagnosis Indicator
reqsdx MDR-REQSDX
X(1) 74 1 = Principal diagnosis requires secondary diagnosis
Blank = DefaultFiller X(9) 75 - 83
Table 22-2: ICD-10-CM/PCS Diagnosis and Procedure File Variables - dxopi10.dat; mcedp01.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 399
Procedure Indicator (Includes diagnosis exceptions)
ncind MDR-NCIND
X(1) 84 Diagnoses:Q = Diagnoses that satisfy questionable
obstetric admission Edit 271 = Matches PX value 12 = Not used3 = Not used4 = Matches PX value 3 (1 of 2) (diabetes)5 = Not used6 = Matches PX value 2 (multiple myeloma)7 = Wrong procedure performed8 = Clinical trial
Procedures:N = Unconditionally non-coveredL = Limited coverageP = Kidney transplant limited coverage Q = Procedures subject to questionable
obstetric admission procedure Edit 27S = Procedures subject to procedure
inconsistent with length of stay edit 261 = Select bone marrow transplant PXs
(autologous)2 = Select bone marrow transplant PXs
(allogenic)3 = Select pancreas transplant PXs4 = Percutaneous angioplasty (reserved)5 = Percutaneous shunt insertion (reserved)6 = Spinal disk prosthesis and age >607 = PTA of intracranial vessel(s) (reserved)8 = Intracranial stent9 = Limited Coverage / Non-covered (unless
clinical trial)Operating Room Indicator – Procedures Only
or MDR-ORIND
9(1) 85 0 = Grouper does not consider O.R. procedure.1 = Grouper considers O.R. procedure.
Code Position Edit Flag – Diagnoses Only
priflag MDR-PRIFLAG
X(1) 86 N = Code should not appear in the principal position
Blank = DefaultAmbulatory Surgery Indicator Code – Procedures Only
Present on Admission Exempt Indicator
amsg
poa_exempt
MDR-ANSG
MDR-POA-EXEMPT
X(1)
X(1)
87
88
Reserved for future use
Y = Code is exempt from POA reporting Blank (default) = Code is not exempt from POA
reporting
Filler X(22) 89 - 110 Reserved
Table 22-2: ICD-10-CM/PCS Diagnosis and Procedure File Variables - dxopi10.dat; mcedp01.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 400
22.2 LCD Editor File Layouts (C Platform Only)22.2.1 Associated Procedure File Layout
22.2.2 HCPCS Code File Layout
Table 22-3: Associated Procedure File Variables - ap.dat
Field Description Variable Name Format Position NotesFiscal Intermediary, Carrier, or MAC
fi X(2) 1 - 2 Code identifying the originating Fiscal Intermediary, carrier, or MAC for the LCD rules to be applied for this provider.
Policy Number policy_id X(10) 3 - 12 Policy ID plus optional suffix. Number uniquely identifying the associated LCD or NCD.
Effective Date effdate 9(8) 13 - 20 CCYYMMDD. Date on which the associated procedure code affiliated with this policy ID is effective.
Terminated Date termdate 9(8) 21 - 28 CCYYMMDD. Date on which the associated procedure code affiliated with this policy ID is terminated. If code is still effective, date will be 20491231.
HCPCS px X(7) 29 - 35 CPT® or HCPCS Level II code that must also be on the claim for this LCD/original HCPCS code associated with this policy ID number.
Filler X(6) 36 - 41
Table 22-4: HCPCS Code File Variables - codes.dat
Field Description Variable Name Format Position NotesHCPCS Code px X(7) 1 - 7 CPT® or HCPCS Level II CodeEffective Date effdate 9(8) 8 - 15 CCYYMMDD. Date on which code was
effective.Terminated Date termdate 9(8) 16 - 23 CCYYMMDD. Date on which code was
terminated. If code is still in effect, date will be 20491231.
Payment Status paystat X(2) 24 - 25 OPPS Payment Status Code.
NoteFor a list of OPPS Payment Status Codes, please refer to the Input & Output Parameter Blocks User’s Guide.
Non-Covered Flag noncovered 9(1) 26 0 = Eligible for coverage1 = Non-covered based on policy2 = Non-covered based on statutory exclusion
Optum | www.optum.com August 19, 2021 Page 401
22.2.3 Index File Layout
Filler X(4) 27 - 30
Table 22-5: Index File Variables - index.dat
Field Description Variable Name Format Position NotesFiscal Intermediary, Carrier, or MAC
fi X(2) 1 - 2 Code identifying the originating Fiscal Intermediary, carrier, or MAC for the LCD rules to be applied for this provider.
Policy Number policy_id X(10) 3 - 12 Policy ID plus optional suffix. Number uniquely identifying the LCD information tied to this procedure-diagnosis pair for this Fiscal Intermediary, carrier, or MAC.
Effective Date effdate 9(8) 13 - 20 CCYYMMDD. Date the policy is effective.
Terminated Date termdate 9(8) 21 - 28 CCYYMMDD. Date the policy is terminated. If policy is still in effect, date will be 20491231.
Sex sex X(1) 29 M = Patient must be maleF = Patient must be female
Otherwise, there is no sex requirement for this LCD.
Low Age Requirement
low_age 9(3) 30 - 32 Lowest valid age for this LCD. If there is no age requirement, value will be 000.
High Age Requirement
hi_age 9(3) 33 - 35 Highest valid age for this LCD. If there is no age requirement, value will be 999.
Associated Procedure Flag
ap X(1) 36 Y = There are associated procedure requirements for this LCD.
N = There are no associated procedure requirements for this LCD.
Secondary Diagnosis Flag
sd X(1) 37 Y = There are secondary diagnosis requirements for this LCD.
N = There are no secondary diagnosis requirements for this LCD.
Policy Name policy_name X(100) 38 - 137 Long description or name of LCD.Original Effective Date
origeff 9(8) 138 - 145
Reserved
Web Address url X(200) 146 - 345
Fully qualified link to the full LCD description on the World Wide Web.
Laboratory NCD Flag
lab_ncd_flag X(1) 346 0 = Policy is not a laboratory NCD1 = Policy is a laboratory NCD
Filler X(12) 347- 358
Table 22-4: HCPCS Code File Variables - codes.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 402
22.2.4 FI/Carrier/MAC Assignment File Layout
As shipped, this file includes both FI, carrier, and MAC identifiers. There is one entry in this file for every Medicare provider number and NPI and its corresponding FI/MAC Part A. To invoke FI/MAC edits, the Provider Identifier field must contain the appropriate Medicare provider number or NPI. To invoke carrier/MAC Part B edits, the Provider Identifier field must contain the appropriate carrier/MAC identifier. All current FIs, carriers, and MACs are listed in the EASYGroup™ User’s Guide.A default entry can be created by adding a blank provider ID and the desired FI or carrier code as the first row in this file. Any incoming claim containing an identifier not found in this file will be assigned this default. Please refer to the EASYGroup™ User’s Guide for more details on customizing this file.
Table 22-6: FI/Carrier/MAC Assignment File Variables - fi.dat
Field Description Variable Name Format Position NotesProvider Identifier hosp X(16) 1 - 16 Hospital or physician identifier (i.e.
OSCAR number or NPI).Effective Date effdate 9(8) 17 - 24 CCYYMMDD. Date the Fiscal
Intermediary, carrier, or MAC is effective.
Terminated Date termdate 9(8) 25 - 32 CCYYMMDD. Date the Fiscal Intermediary, carrier, or MAC is terminated. If still in effect, date will be 20491231.
Fiscal Intermediary, Carrier or MAC Code
fi X(2) 33 - 34 Code identifying the originating Fiscal Intermediary, carrier, or MAC for the LCD/NCD rules to be applied for this provider.
Part A/Part B Indicator part_ind 9(1) 35 Code identifying whether a facility ID is assigned to a Part A or Part B rule set.1 = Part A2 = Part B
Table 22-7: FI/Carrier/MAC Assignment File Variables - mac.dat
Field Description Variable Name Format Position NotesFiscal Intermediary or Carrier
fi X(2) 1 - 2 Code identifying the originating MAC for the LCD Part A or Part B rules to be applied for this provider.
MAC Start Date mac_eff X(8) 3 - 10 Contract start date of 1st round MAC
MAC End Date mac_term X(8) 11 - 18 Contract end date of 1st round MAC
Optum | www.optum.com August 19, 2021 Page 403
22.2.5 Customizing the LCD EditorThe LCD Editor as shipped is based on the following assumptions:
• Claims submitted to the Editor are facility-based claims and include the standard Medicare six-digit provider number or National Provider Identifier (NPI) used to identify the facility providing the care.
• The LCD rules in effect for each provider are those associated with the Medicare FI that is identified in the Medicare Provider Specific File (PSF).
If these two assumptions are not correct, the LCD Editor must be customized to select the correct edits for the facilities whose claims will be edited. This is accomplished by editing the fi.dat file, as follows.
22.2.6.1 Using the Default Fiscal Intermediary (Part A) Assignment The LCD Editor is shipped with a file fi.dat (or fi-new.dat) which contains the 6-digit Medicare provider number, as well as the National Provider Identifier (NPI) for every Medicare acute care hospital in the country, along with its associated FI. This file is based off available information in the Medicare PSF and the National Plan and Provider Enumeration System (NPPES). The format of this file is described above. To use the LCD Editor with claims that contain the Medicare provider or NPI number with the standard FI assignment for each Medicare acute care provider, this file does not need to be modified. For example, supply provider number “310001” to request the edits for the New Jersey FI – Riverbend. Refer to the EASYGroup™ User’s Guide for a list of FI codes.
NoteCMS has converted FIs into Medicare Administrative Contractors (MACs), as mandated by the Medicare Prescription Drug, Improvement, and Modernization Act of 2003 (MMA). MAC Part A identifiers have been added to the LCD Editor.
22.2.7.2 Using the Default Carrier (Part B) Assignment Also included in fi.dat is a set of default carrier codes. To edit physician claims rather than hospital claims, and apply edits based on a specific carrier, find the appropriate carrier ID in EASYGroup™ User’s Guide for the provider and supply this ID code as the carrier ID. For example, supply a facility number “35” to request the edits for the New Jersey Carrier – National Government Services.
MAC mac_id X(2) 19 - 20 MAC associated with this FI and provider
Filler X(30) 21 - 50
Table 22-7: FI/Carrier/MAC Assignment File Variables - mac.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 404
22.2.8.3 Changing a Default Fiscal Intermediary Assignment To change the FI/MAC associated with a specific provider based on the provider’s Medicare ID or NPI, locate the row in the fi.dat that contains the default FI/MAC assignment and replace the value in the FI column. To change the FI/MAC associated with a specific provider effective as of a certain date, create a new row in fi.dat for the same provider ID or NPI, but with the appropriate starting date. Supply an appropriate termination date on the existing row. Make sure the date ranges do not overlap. Also make sure that ascending sort order has been maintained and that record lengths have been maintained. Refer to the above layout of the fi.dat file.
NoteA new version of fi.dat (fi-new.dat) will be included with each monthly update of the LCD/NCD data files. If you would like to update to the newest version of fi.dat, you must re-name the fi-new.dat file to fi.dat and replicate the appropriate user modifications to this file.
22.2.9.4 Adding a Default Fiscal Intermediary or Carrier Assignment A default FI, carrier, or MAC can be specified when the provider number on the claim is not found in the fi.dat file. To enable this default logic, insert a new row in the first line of the fi.dat file, leave the provider identifier blank and add the FI, carrier, or MAC in the appropriate position. After inserting a row, verify that ascending sort order has been maintained and that record lengths have been maintained. Refer to the above section for the file format of fi.dat.
22.2.10.5 Adding a Provider The fi.dat file can be customized with additional provider identifiers for MACs, carriers, FIs, and alternate FIs such as Mutual of Omaha. To do this, insert a row in the fi.dat file with a provider identifier and a valid FI, carrier, MAC or national code from the EASYGroup™ User’s Guide. After inserting a row, verify that ascending sort order has been maintained and that record lengths have been maintained.
Optum | www.optum.com August 19, 2021 Page 405
22.2.11.6 Installing Changes to Fiscal Intermediary or Carrier Assignment The fi.dat file is updated monthly. If you would like to update to the newest version of fi.dat, you must rename the fi-new.dat file to fi.dat and replicate the appropriate user modifications to this file.
22.2.12 HCPCS/Diagnosis Pairs File Layout
Table 22-8: HCPCS/Diagnosis Pairs File Variables - i10pairs.dat
Field Description Variable Name Format Position NotesFiscal Intermediary, Carrier, or MAC
fi X(2) 1 - 2 Code identifying the originating Fiscal Intermediary, carrier, or MAC for the LCD rules to be applied for this provider.
HCPCS px X(7) 3 - 9 CPT® or HCPCS Level II code.Effective Date effdate 9(8) 10 - 17 CCYYMMDD. Date on which
the HCPCS-diagnosis code pair is effective.
Terminated Date termdate 9(8) 18 - 25 CCYYMMDD. Date on which the HCPCS-diagnosis code pair is terminated. If code pair is still effective, date will be 20491231.
ICD-10-CM Diagnosis Code
dx 9(10) 26 - 35 ICD-10-CM diagnosis code which will support the HCPCS code under the LCD rules for this Fiscal Intermediary or carrier.
Policy Number policy_id X(10) 36 - 45 Policy ID plus optional suffix. Number uniquely identifying the NCD or LCD information tied to this HCPCS-diagnosis code pair for this Fiscal Intermediary, carrier, or MAC.
Diagnosis Support Flag
suppdxflag 9(1) 46 0 = Diagnosis code supports the medical necessity of the procedure code
1 = Diagnosis code does not support the medical necessity of the procedure code
Broad Diagnostic Flag
bd_flag 9(1) 47 0 = Procedure code is not broad diagnostic
1 = Procedure code is broad diagnostic; clinical circumstances should be reviewed
Optum | www.optum.com August 19, 2021 Page 406
22.2.13 Secondary Diagnosis File Layout
22.2.14 Statutory Denied Diagnosis File Layout
Table 22-9: Secondary Diagnosis File Variables - i10sd.dat
Field Description Variable Name Format Position NotesFiscal Intermediary, Carrier, or MAC
fi X(2) 1 - 2 Code identifying the originating Fiscal Intermediary, carrier, or MAC for the LCD rules to be applied for this provider.
Policy ID policy_id X(10) 3 - 12 Policy ID plus optional suffix. Number uniquely identifying the associated LCD or NCD.
Effective Date effdate 9(8) 13 - 20 CCYYMMDD. Date on which the secondary diagnosis code associated with this policy ID is effective.
Terminated Date termdate 9(8) 21 - 28 CCYYMMDD. Date on which the secondary diagnosis code associated with this policy ID is terminated. If code is still effective, date will be 20491231.
ICD-10-CM Diagnosis Code
dx 9(10) 29 - 38 ICD-10-CM diagnosis code that must also be on the claim with the original HCPCS code associated with this policy ID number for this LCD.
Filler X(3) 39 - 41
Table 22-10: Statutory Denied Diagnosis File Variables - i10stdx.dat
Field Description Variable Name Format Position NotesStatutory-Excluded Diagnosis Code
dx X(10) 1 - 10 ICD-10-CM diagnosis code on the CMS list of statutory denied diagnoses.
Effective Date effdate 9(8) 11 - 18 CCYYMMDD. Date on which statutorily denied diagnosis was added to the CMS list.
Terminated Date termdate 9(8) 19 - 26 CCYYMMDD. Date on which FI/carrier was terminated. If FI/carrier is not terminated, use a date of 20491231.
Statutorily Denied Flag
stdx 9(1) 27 0 = Code is not statutorily denied1 = Code is statutorily denied
Optum | www.optum.com August 19, 2021 Page 407
22.2.15 Frequency File Layout
Table 22-11: Frequency File Variables - fq.dat
Field Description Variable Name
Format Position Notes
Fiscal Intermediary (FI) or Carrier
fi X(2) 1 - 2 Code identifying the originating MAC for the LCD Part A or Part B rules to be applied for this provider.
HCPCS Code px X(7) 3 - 9 CPT or HCPCS Level II code that must also be on the claim for this LCD, and the original HCPCS code associated with this policy ID.
Policy Number policy_id X(10) 10 - 19 Policy ID plus optional suffix. Number uniquely identifying the associated LCD or NCD.
Effective Date effdate 9(8) 20 - 27 CCYYMMD. Date on which frequency with this policy ID was effective.
Terminated Date termdate 9(8) 28 - 35 CCYYMMD. Date on which associated procedure associated with this policy ID was terminated.
If the FI is still active, this field will be set to 20491231.
Frequency freq 9(3) 36 - 38 The number of times a service can be performed for a given frequency span and frequency unit.
Example: “5” for 5 times per frequency unit and frequency span. 5 times every 2 months.
Frequency Span freq_span 9(3) 39 - 41 The span of a frequency unit.
Example: “2” for 2 times per frequency unit or 2 months.
Frequency Unit freq_unit X(1) 42 The unit of measurement for frequency and frequency span.
Example: “M” for Months.
Valid Values:D = Day(s)W = Week(s)M = MonthY = Year(s)L = LifetimeC = Course of Treatment
Filler X(21) 43 - 63
Optum | www.optum.com August 19, 2021 Page 408
22.3 MOE File Layouts22.3.1 Code Table File Layout
Table 22-12: MOE Code Table File Variables - moeedit.dat
Field Description Variable Name Format Position NotesCode Type codetype X(1) 1 Space = Version record
C = CPT®/HCPCS procedure, or modifiers prefixed by 099
E = EditK = DiagnosisR = Revenue codes
Code code X(10) 2 - 11 Code value. Left justified, blank filled.Sequence Number codeseq 9(2) 12 - 13 Sequence number for this code record.Starting Date startdate 9(8) 14 - 21 YYYYMMDD = Effective date for this code
record.Ending Date enddate 9(8) 22 - 29 YYYYMMDD = Termination date for this code
record.Starting Version vfrom 9(2) 30 - 31 Serial starting version for this row, beginning
with 01 on January 01, 2019.Ending Version vthru 9(2) 32 - 33 Serial ending version for this row.Description desc X(24) 34 - 57 Abbreviated code description.Sex Edit Indicator sex X(1) 58 Diagnosis and Procedure Codes:
M = Code valid for males onlyF = Code valid for females only
Minimum Age minage 9(3) 59 - 61 Diagnosis Codes:Minimum acceptable age for this code.
Maximum Age maxage 9(3) 62 - 64 Diagnosis Codes:Maximum acceptable age for this code.
CCI Control ccicntl 9(1) 65 Procedure Codes: 0 = Not applicable1 = Code appears as code1 in CCI pairs2 = Code appears as code2 in CCI pairs3 = Code appears as code1 and code2 in CCI
pairsCategory cat 9(3) 66 - 68 Version:
Version numberEdit Switch 1 sw1 9(1) 69 Diagnosis Codes:
1 = Supplementary or Additional Code Not Allowed as Principal Diagnosis
Modifiers:1 = Modifier mitigates eligible CCI Edit pair
Procedure Codes:1 = Code lacks information required for editing
and/or grouping
Optum | www.optum.com August 19, 2021 Page 409
Edit Disposition eddisp 9(2) 70 - 71 Edits:01 = Line item rejection02 = Line item denial03 = Claim suspension 04 = Claim Returned to Provider (RTP)
Payment Status paystat X(2) 72 - 73 Procedure Codes and Revenue Codes:A = Services paid under fee schedule or other
prospectively determined rateB = Service not allowed under OPPS on
hospital outpatient claimC = Inpatient service, not paid under OPPSE1 = Non-allowed item or serviceE2 = Items and services for which pricing
information and claims data are not available
F = Corneal, CRNA and Hepatitis BG = Drug/biological pass-throughH = Pass-through device categoriesJ1 = Hospital Part B services paid through a
Comprehensive APCJ2 = Hospital Part B services that may be paid
through a Comprehensive APCK = Non pass-through drugs and non-
implantable biologicals, including therapeutic radiopharaceuticals
L = Influenza virus or Pneumococcal Pneumonia Vaccine (PPV)
M = Service not billable to the FI/MACN = Packaged/incidental serviceP = Partial hospitalization serviceQ1 = STV - packaged servicesQ2 = T - packaged servicesQ3 = Services that may be paid through a
Composite APCQ4 = Conditionally packaged laboratory
servicesR = Blood and blood productsS = Procedure or service, not discounted
when multipleT = Procedure or service, multiple reduction
appliesU = Brachytherapy sourcesV = Clinic or emergency department visitW = Invalid HCPCS, or blank HCPCS and
invalid revenue codeY = Non-implantable DMEZ = Valid revenue code, blank procedure
code, no other status indicator assigned
Table 22-12: MOE Code Table File Variables - moeedit.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 410
22.3.2 CCI Edit Table Layout
Bilateral Procedure Indicator
bilatop 9(1) 74 Procedure Codes:1 = Conditionally bilateral2 = Inherently bilateral 3 = Independently bilateral4 = Not bilateral
Edit Switch 2 sw2 9(1) 75 Modifiers:1 = Modifier Overrides MUEs
Filler X(175) 76 - 250
Table 22-13: Medicaid Outpatient Editor CCI Edit Table Variables - ocecci2.dat
Field Description Variable Name Format Position NotesProcedure Code 1 code1 X(5) 1 - 5 First procedure code.Reserved X(4) 6 - 9Procedure Code 2 code2 X(5) 10 - 14 Second procedure code.Reserved X(4) 15 - 18CCI Edit Sequence Number
edseq 9(2) 19 - 20 Sequence number for this code pair.
Start Date startdate 9(8) 21 - 28 YYYYMMDD = Effective date for this code record.
End Date enddate 9(8) 29 - 36 00000000 = Code never valid or data for this code record is still in effect.YYYYMMDD = Termination date for this code record.
Error Code errnum 9(3) 37 - 39 915 = Comprehensive/component proceduresPrior Policy pripol X(1) 40 ReservedModifier Code modcode 9(1) 41 0 = Modifier will not affect edit
1 = An appropriate modifier on code 1 or code 2 may affect this edit
OPPS Indicator oppsind 9(1) 42 0 = Edit is not used in OPPS (code pair is removed from relevant CMS CCI source data)
1 = Edit is used in OPPS in mutually exclusive context
2 = Edit is used in OPPS in comprehensive/component context
Table 22-12: MOE Code Table File Variables - moeedit.dat
Field Description Variable Name Format Position Notes
Optum | www.optum.com August 19, 2021 Page 411
22.3.3 MUE Table File Layout
Table 22-14: Medicaid Outpatient Editor MUE Table Variables - mue.dat
Field Description Variable Name Format Position NotesState CCI statecci X(2) 1 - 2 Two character abbreviation to determine
which CCI/MUE editing rules to apply.
Blank (default) = National Medicare CCI/MUE
DM - Durable Medical Equipment (DME)US = National Medicare CCI/MUE U2 = National Medicaid CCI/MUE
NoteMOE only utilizes U2 = National Medicaid CCI/MUE.
MUE Category muecat 9(1) 3 Flag to identify if the record is an outpatient hospital or practitioner record.
0 = Outpatient hospital1 = Practitioner
NoteMOE only uses 0 = Outpatient hospital.
HCPCS Code code X(5) 4 - 8 Five digit HCPCS code.Reserved X(4) 9 - 12 Reserved for expanded HCPCS codes.Code Sequence Number
codeseq 9(4) 13 - 16 Code sequence number for this code record.
Start Date startdate 9(8) 17 - 24 Format = YYYYMMDDEnd Date enddate 9(8) 25 - 32 YYYYMMDDUnits of Service units X(7) 33 - 39 Maximum allowed units.MUE Adjudication Indicator
mai 9(1) 40 Indicates the type of MUE that should be applied to this procedure code.
0 = No MUE edit1 = Line-level edit2 = Day-level edit (policy)3 = Day-level edit (clinical)
NoteThis field is not used by MOE.
Filler X(10) 41 - 50
Optum | www.optum.com August 19, 2021 Page 412
22.4 Physician Editor File Layouts22.4.1 CCI Edit Table Layout
Table 22-15: Physician Editor CCI Edit Table Variables - physcci.dat; phycci.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Column 1 Code code1 PER-CODE1 X(5) 1 - 5Reserved X(4) 6 - 9Column 2 Code code2 PER-CODE2 X(5) 10 - 14Reserved X(4) 15 - 18Sequence Number edseq PER-KSEQ 9(2) 19 - 20Start Date startdate PER-START-
DATE9(8) 21 - 28
End Date enddate PER-END-DATE
9(8) 29 - 36
Edit Flag edit_flag PER-EDIT-FLAG
9(1) 37 1 = Mutually exclusive procedure
2 = Comprehensive/component procedures
Optum | www.optum.com August 19, 2021 Page 413
Edit Type edit_type PER-EDIT-TYPE
9(2) 38 - 39 01 = Do not code services essential to procedure
02 = Code is a CPT® separate procedure
03 = Code only the more extensive procedure for the same site
04 = With and without codes should not be used together
05 = Anesthesia should not be reported separately when administered by the operating physician
06 = Do not code lab services separately; code lab panel
07 = Report code for completed service only
08 = Do not code services integral to procedure
09 = These codes should not be reported together per CPT® coding guidelines
10 = These codes should not be used together per code definition
11 = These services are not typically performed together
12 = Codes indicate mutually exclusive services
13 = Codes indicate sex conflict
Modifier Code modcode PER-MODCODE
9(1) 40 0 = Modifier will not affect edit
1 = An appropriate modifier on code 1 or code 2 may affect this edit.
Table 22-15: Physician Editor CCI Edit Table Variables - physcci.dat; phycci.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 414
22.4.2 Code Table File Layout
Filler X(110) 41 - 150
Table 22-16: Physician Editor Code Table Variables - physedit.dat; phycode.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Code Type codetype PCR-CODE-TYPE
X(1) 1 Space = Version recordC = CPT®/HCPCS
procedure or modifier prefixed by 099
D = Diagnosis (ICD-9)E = EditK = Diagnosis (ICD-10)
Code code PCR-CODE X(10) 2 - 11 Code value. Left justified, blank filled.
Sequence Number codeseq PCR-CODESEQ
9(2) 12 - 13
Start Date startdate PCR-START-DATE
9(8) 14 - 21 YYYYMMDD
End Date enddate PCR-END-DATE
9(8) 22 - 29 YYYYMMDD
Original Effective Date
origindate PCR-ORIGIN-DATE
9(8) 30 - 37 YYYYMMDD
Further Qualifier Flag furqual PCR-FURQUAL
9(1) 38 Diagnosis Codes:0 = Code does not require
additional digit(s)1 = Code requires additional
digit(s)Starting Version vfrom PCR-VFROM 9(2) 39 - 40 Serial starting version for
this row, beginning with 01 on 01/01/2011.
Ending Version vthru PCR-VTHRU 9(2) 41 - 42 Serial ending version for this row.
Description desc PCR-DESC X(24) 43 - 66 Abbreviated code description.
Table 22-15: Physician Editor CCI Edit Table Variables - physcci.dat; phycci.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 415
Sex Edit Indicator sex PCR-SEX X(1) 67 Diagnosis and Procedure Codes:M = Code valid for males
onlyF = Code valid for females
onlyAge Edit Indicator age PCR-AGE X(1) 68 ReservedMinimum Age minage PCR-
MINAGE9(3) 69 - 71 Diagnosis and Procedure
Codes:Minimum acceptable age for this code.
Maximum Age maxage PCR-MAXAGE
9(3) 72 - 74 Diagnosis and Procedure Codes:Maximum acceptable age for this code.
CCI Control ccicntl PCR-CCI-CNTL
9(1) 75 Procedure Codes: 0 = Not applicable1 = Code appears as code1
in CCI pairs2 = Code appears as code2
in CCI pairs3 = Code appears as code1
and code2 in CCI pairsCategory cat PCR-CAT 9(3) 76 - 78 Version number.Medically Unlikely Edit Maximum
physunits PCR-PHYSUNITS
9(7) 79 - 85 Procedure Codes: This field is no longer used for maxunits. It has been replaced by the mue.dat file - refer to MUE file layout below.
Edit Switch 1 sw1 PCR-SW1 9(1) 86 Procedure Codes:2 = Code lacks information
required for editingModifiers:1 = Modifier mitigates
eligible CCI edit pairEdit Disposition edddisp PCR-
EDDDISP9(2) 87 - 88 Edits:
01 = Line item rejection02 = Line item denial03 = Claim suspension 04 = Claim RTP
Table 22-16: Physician Editor Code Table Variables - physedit.dat; phycode.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 416
Status Code scode PCR-SCODE X(1) 89 Status Codes:A = Active codeB = Bundled codeC = Carriers price the codeD = Deleted codeE = Excluded from Physician
Fee Schedule by regulation
F = Deleted/discontinued code
G = Not valid for Medicare purposes
H = Deleted modifierI = Not valid for Medicare
purposesJ = Anesthesia serviceM = Measurement codeN = Non-covered serviceP = Bundled/excluded codeQ = Therapy functional
information code R = Restricted coverageT = InjectionsX = Statutory exclusion
MUE Type muetype PCR-MUE-TYPE
X(2) 90 - 91 Reserved
Edit Switch 2 sw2 PCR-SW2 9(1) 92 Diagnosis Codes:1 = Supplementary or
additional code not allowed as principal diagnosis
Modifiers:1 = Modifier overrides MUEsProcedure Codes:1 = Procedure code eligible
to have the coinsurance waived with Modifier CS
Jurisdiction jurisdiction PCR-JURISDICTION
X(1) 93 Blank = Not applicableD = DME MAC jurisdictionJ = Joint DME MAC/local
carrier jurisdictionL = Local Part B carrier
jurisdictionFiller X(157) 94 - 250
Table 22-16: Physician Editor Code Table Variables - physedit.dat; phycode.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 417
22.4.3 MUE Table File Layout
Table 22-17: Physician Editor MUE Table Variables - mue.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
State CCI statecci MRL-STATECCI
X(2) 1 - 2 Two character abbreviation to determine which CCI/MUE editing rules to apply.
Blank (default) = National Medicare CCI/MUE
DM - Durable Medical Equipment (DME)
US = National Medicare CCI/MUE
U2 = National Medicaid CCI/MUE
MUE Category muecat MRL-MUECAT
9(1) 3 Flag to identify if the record is an outpatient hospital or practitioner record.
0 = Outpatient hospital1 = Practitioner
HCPCS Code code MRL-CODE X(5) 4 - 8 Five digit HCPCS code.Reserved X(4) 9 - 12 Reserved for expanded
HCPCS codes.Code Sequence Number
codeseq MRL-CODESEQ
9(4) 13 - 16 Code sequence number for this code record.
Start Date startdate MRL-STARTDATE
9(8) 17 - 24 Format = YYYYMMDD
End Date enddate MRL-ENDDATE
9(8) 25 - 32 YYYYMMDD
Units of Service units MRL-UNITS X(7) 33 - 39 Maximum allowed units.MUE Adjudication Indicator
mai MRL-MAI 9(1) 40 Indicates the type of MUE that should be applied to this procedure code.
0 = No MUE edit1 = Line-level edit2 = Day-level edit (policy)3 = Day-level edit (clinical)
Filler X(10) 41 - 50
Optum | www.optum.com August 19, 2021 Page 418
22.4.4 Code Pairs Table Layout
Table 22-18: Physician Editor Code Pairs Table Variables - codepair.dat
Field Description C Variable Name
COBOL Variable Name
Format Position Notes
Code1 code1 CPR-CODE1
X(7) 1 - 7 Add-on code of a code pair.
Code Sequence Number
code_seq CPR-CODE-SEQ
9(4) 8 - 11 Sequential number for this code pair.
Code2 code2 CPR-CODE2
X(7) 12 - 18 Primary code of a code pair.
Start Date startdate CPR-STARTDATE
9(8) 19 - 26 YYYYMMDD
End Date enddate CPR-ENDDATE
9(8) 27 - 34 YYYYMMDD
Code Pair Switch 1
sw1 CPR-SW1 X(1) 35 Identifies the type of add-on code pair:1 = NCCI add-on code pair2 = COVID-19 add-on code
pair
Optum | www.optum.com August 19, 2021 Page 419
23 Reader File Layouts
This chapter provides the EASYGroup™ Reader (C and COBOL Platform) file layouts utilized for processing. The following sections are included in this chapter:
• HHA PDGM V01 Reader File Layout- HHA PDGM Reader File
Optum | www.optum.com August 19, 2021 Page 420
23.1 HHA PDGM V01 Reader File Layout23.1.1 HHA PDGM Reader File
Table 23-1: HHA PDGM Reader File Variables - hhapdgm.dat
Field Description C Variable Name COBOL Variable Name
Format Position Notes
Code Type codetype DXTABLE-CODETYPE
X(1) 1 K = Diagnosis code
Code code DXTABLE-CODE X(11) 2 - 12 Left-justified. Code value will be a 10-digit diagnosis code.
Code Sequence codeseq DXTABLE-CODESEQ
9(2) 13 - 14 Code sequence number for this code record.
Start Date start DXTABLE-START 9(8) 15 - 22 Date record is effective.End Date end DXTABLE-END 9(8) 23 - 30 00000000 = Code never valid or data for this code
record is still in effect.YYYYMMDD = Termination date for this code
record.Clinical Grouping Value
clinical_grouping DXTABLE-CLINICAL-GROUPING
X(1) 31 Value A - L; Clinical group assigned to diagnosis code.
Sub-Chapter subchapter DXTABLE-SUBCHAPTER
X(7) 32 - 38 Sub-chapter of diagnosis code.
Sub-Group subgroup DXTABLE-SUBGROUP
X(20) 39 - 58 Sub-group of diagnosis code identifies comorbidity.
Primary Awarding Flag
primary_flag DXTABLE-PRIMARY-FLAG
9(1) 59 0 = Not a Primary Awarding diagnosis code1 = Primary Awarding diagnosis code
Filler X(191) 60 - 250
Optum | www.optum.com August 19, 2021 Page 421
24 Analyzer File Layouts
The EASYGroup™ Analyzers utilize the below-listed data files for processing. This chapter includes the following sections:
• EDC Analyzer™ File Layouts (C Platform Only)- File Naming Conventions- Exclusion File Layout- Standard Costs File Layout- Extended Costs File Layout- Patient Complexity Costs File Layout- Client-Specific Exclusion File Layout
• E&M Analyzer Pro File Layouts (C Platform Only)- File Naming Conventions- Exclusion File Layout- Diagnosis Risk File Layout- Visit Level Complexity Claim File Layout- Visit Level Complexity Diagnosis File Layout
Optum | www.optum.com August 19, 2021 Page 422
24.1 EDC Analyzer™ File Layouts (C Platform Only)24.1.1 File Naming Conventions
The EDC Analyzer™ file names are listed below (where vvv = the V01 EDC Analyzer™ version number).
24.1.2 Exclusion File LayoutThis file is used to exclude claims with certain diagnosis codes, revenue codes, certain ages, and certain discharge dispositions from being processed by the EDC Analyzer™.
Table 24-1: EDC Analyzer™ Data File Names
Description File NameExclusion File comp0vvv.datStandard Costs File comp1vvv.datExtended Costs File comp2vvv.datPatient Complexity Costs File comp3vvv.datClient-Specific Exclusion File usercomp.csv
Table 24-2: Exclusion File Layout (C Platform Only)
Field Description Variable Name
Format Position Notes
Code Type type X(1) 1 Blank = Version number
A = AgeK =ICD-10-CM
diagnosis codeQ = Discharge
dispositionR = Revenue code
Code code X(10) 2 - 11 Code value will be a 3 digit age, 7 digit diagnosis code, or a 4 digit revenue code.
Sequence Number seq_nbr 9(4) 12 - 15 Sequence number for this code record.
Start Date start_date 9(8) 16 - 23 Date record is effective.End Date end_date 9(8) 24 - 31 00000000 = Code is
still in effectYYYYMMDD = End
date for recordAge age 9(3) 32 - 34 Patient age that is
excluded from claim processing.
Optum | www.optum.com August 19, 2021 Page 423
24.1.3 Standard Costs File LayoutThis file is used to assign each reason for visit diagnosis code on the claim to a Proportional Standard Cost Allocation (PSCA).
Discharge Disposition Array
dstat[] 9(2) occurs 10 times
35 - 54 Discharge disposition(s) that are not excluded from claim processing.
Filler X(190) 55 - 244Current EDC Analyzer™ Version
version X(6) 245 - 250 The current EDC Analyzer™ version number.
For example: 200602
Table 24-2: Exclusion File Layout (C Platform Only)
Field Description Variable Name
Format Position Notes
Table 24-3: Standard Costs File Layout (C Platform Only)
Field Description C Variable Name
Format Position Notes
Diagnosis Code dx X(10) 1 - 10 Reason for visit diagnosis code(s) found on the claim.
Sequence Number seq_nbr 9(4) 11 - 14 Sequence number for this code record.
Start Date start_date 9(8) 15 - 22 Date record is effective.End Date end_date 9(8) 23 - 30 00000000 = Code is still in
effectYYYYMMDD = End date for
recordGender Category sex_cat X(2) 31 - 32 M = Male only
F = Female onlyMF = Male and female
Age Units age_units X(1) 33 Y = YearsLow Age low_age 9(3) 34 - 36 If there is no age restriction,
this field will be set to 000.High Age high_age 9(3) 37 - 39 If there is no age restriction,
this field will be set to 999.Proportional Standard Cost Allocation (PSCA)
psca 9(1) 40 Possible values are 1 - 5.
Filler X(210) 41 - 250
Optum | www.optum.com August 19, 2021 Page 424
24.1.4 Extended Costs File LayoutThis file is used to assign each procedure code on the claim to a category.
24.1.5 Patient Complexity Costs File LayoutThis file is used to assign each principal and secondary diagnosis code on the claim to a complexity weight.
Table 24-4: Extended Costs File Layout (C Platform Only)
Field Description Variable Name
Format Position Notes
HCPCS Code hcpcs X(7) 1 - 7 Procedure code(s) found on the claim.
Sequence Number seq_nbr 9(4) 8 - 11 Sequence number for this code record.
Start Date start_date 9(8) 12 - 19 Date record is effective.End Date end_date 9(8) 20 - 27 00000000 = Code is still in effect
YYYYMMDD = End date for record
Category om_cat 9(2) 28 - 29 01 = Laboratory tests02 = X-ray tests (film)03 = EKG/RT/other diagnostic
tests04 = CT/MRI/ultrasound tests
Filler X(221) 30 - 250
Table 24-5: Patient Complexity Costs File Layout (C Platform Only)
Field Description Variable Name
Format Position Notes
Diagnosis Code dx X(10) 1 - 10 Principal and secondary diagnosis code(s) found on the claim.
Sequence Number seq_nbr 9(4) 11 - 14 Sequence number for this code record.
Start Date start_date 9(8) 15 - 22 Date record is effective.End Date end_date 9(8) 23 - 30 00000000 = Code is still in effect
YYYYMMDD = End date for recordPatient Complexity Cost Weight
hcc_weight 9(5) 31 - 35 The complexity weightthat each principal and secondary diagnosis code has been assigned.
Filler X(215) 36 - 250
Optum | www.optum.com August 19, 2021 Page 425
24.1.6 Client-Specific Exclusion File LayoutThis file is used to customize the COVID-19 diagnosis codes/HCPCS/CPT® codes, and observation HCPCS/CPT®/revenue codes that are excluded from analyzing.
Table 24-6: Client-Specific Exclusion File Layout (C Platform Only)
Field Name Length Format DescriptionCode Type 1 X(1) C = HCPCS/CPT® code
K = ICD-10-CM diagnosis codeR = Revenue code
Code 10 X(10) Code value will be a 3 digit age, 7 digit diagnosis code, or a 4 digit revenue code.
Start Date 8 9(8) Date record is effective.End Date 8 9(8) 00000000 = Code is still in effect
YYYYMMDD = End date for record
Optum | www.optum.com August 19, 2021 Page 426
24.2 E&M Analyzer Pro File Layouts (C Platform Only)24.2.1 File Naming Conventions
The E&M Analyzer Pro file names are listed below (where vvv = the E&M Analyzer Pro version number).
24.2.2 Exclusion File LayoutThis file is used to exclude claims with certain revenue codes, diagnosis codes, procedure codes, certain ages, and certain discharge dispositions from being processed by the E&M Analyzer Pro. In addition, this file is also used to set the Analyzer version number in the savings log file.
Table 24-7: E&M Analyzer Pro Data File Names
Description File NameDiagnosis Risk File dxrskvvv.datExclusion File excluvvv.datVisit Level Complexity Claim File vlccvvv.datVisit Level Complexity Diagnosis File vlcdvvv.dat
Table 24-8: Exclusion File Layout (C Platform Only)
Field Description Variable Name
Format Position Notes
Code Type type X(1) 1 Blank = Version numberA = AgeJ = Procedure code (facility)K = ICD-10-CM diagnosis codeQ = Discharge dispositionR = Revenue codeW = Procedure code
(practitioner)Code code X(10) 2 - 11 Code value will be a 3 digit age,
4 digit revenue code or discharge status code, 5 digit procedure code, or a 7 digit diagnosis code.
Sequence Number seq_nbr 9(4) 12 - 15 Sequence number for this code record.
Start Date start_date 9(8) 16 - 23 Date record is effective.End Date end_date 9(8) 24 - 31 00000000 = Code is still in effect
YYYYMMDD = End date for record
Age age 9(3) 32 - 34 Claims are excluded when the patient’s age is less than this amount.
Optum | www.optum.com August 19, 2021 Page 427
24.2.3 Diagnosis Risk File LayoutThis file is used to assign each diagnosis code on the claim to a risk value.
Discharge Disposition Array
dstat[] 9(2) occurs 10 times
35 - 54 Dischargedisposition(s) that arenot excluded from claimprocessing.
Procedure or Revenue Code Exclusion Type for Facility
excl_type 9(1) 55 0 = Not a procedure code or revenue code exclusion
1 = High risk procedure code2 = Observation procedure code
or revenue code Filler X(189) 56 - 244 FillerCurrent E&M Analyzer Pro Version Number
version X(6) 245 - 250 The E&M Pro Analyzer version number.
Table 24-8: Exclusion File Layout (C Platform Only)
Field Description Variable Name
Format Position Notes
Table 24-9: Diagnosis Risk File Layout (C Platform Only)
Field Description Variable Name
Format Position Notes
Diagnosis Code dx X(10) 1 - 10 ICD-10-CM diagnosis code(s) found on the claim.
Sequence Number seq_nbr 9(4) 11 - 14 Sequence number for this code record.
Start Date start_date 9(8) 15 - 22 Date record is effective.
End Date end_date 9(8) 23 - 30 00000000 = Code is still in effectYYYYMMDD = End date for
recordGender Category sex_cat X(2) 31 - 32 The gender the record applies to.
M = Male onlyF = Female onlyMF = Male and female
Age Units age_units X(1) 33 Age in units.
Y = YearsLow Age low_age 9(3) 34 - 36 Lowest patient age which will be
evaluated for risk.
If there is no age restriction, this field will be set to 000.
Optum | www.optum.com August 19, 2021 Page 428
24.2.4 Visit Level Complexity Claim File LayoutThis file is used to determine if a claim is strongly correlated to an encounter complexity evaluation and management for a higher level of risk.
High Age high_age 9(3) 37 - 39 Highest patient age which will be evaluated for risk.
If there is no age restriction, this field will be set to 999.
Chronic Condition/Admit Identifier
special_flag X(2) 40 - 41 If this diagnosis is not a chronic condition and is not likely to lead to an admission, this field will be set to all blanks.
A = Admission is likelyC = Chronic conditionAC = Chronic condition and
admission is likelyCC/MCC Indicator cc_ind X(1) 42 Indicates whether or not the
diagnosis code is a CC or MMC.
If this diagnosis is not a CC or MCC, this field will be set to a blank.
C = Complication or Comorbidity (CC)
M = Major Complication or Comorbidity (MCC)
Risk Value risk 9(3) 43 - 45 Risk value for this diagnosis code.
Filler X(205) 46 - 250
Table 24-9: Diagnosis Risk File Layout (C Platform Only)
Field Description Variable Name
Format Position Notes
Table 24-10: Visit Level Complexity Claim File Layout (C Platform Only)
Field Description Variable Name
Format Position Notes
Sequence Number seq_nbr 9(4) 1 - 4 Sequence number for this record.
Step 1 Scenario Number
step1_num 9(4) 5 - 8 Optum-defined scenario number.
Start Date start_date 9(8) 9 - 16 Date record is effective.
End Date end_date 9(8) 17 - 24 00000000 = Record is still in effect
YYYYMMDD = End date for record
Optum | www.optum.com August 19, 2021 Page 429
Age Criteria age 9(3) 25 - 27 Age on the claim is greater than or equal to this value.
Gender Criteria sex X(2) 28 - 29 The gender on the claim is consistent with one of the following values:M = Male onlyF = Female onlyMF = Male and female
Number of Diagnosis Codes With Risk Criteria
num_dxrsk 9(3) 30 - 32 Number of diagnosis codes that must be found on the claim.
Number of Chronic Conditions Criteria
num_chron 9(3) 33 - 35 Number of chronic condition codes that must be found on this claim.
Number of MCCs Criteria
num_mcc 9(3) 36 - 38 Number of diagnosis codes that must be MCCs.
Number of CCs Criteria
num_cc 9(3) 39 - 41 Number of diagnosis codes that must be CCs.
Diagnosis Risk Criteria
dxrsk 9(3) 42 - 44 Risk amount that must be exceeded.
Principal Diagnosis Criteria
pdx_flag 9(3) 45 - 47 This claim must include a principal diagnosis code from the following lists:001 = Principal diagnosis code
list for scenario 1306002 = Principal diagnosis code
list for scenario 1304003 = Principal diagnosis code
begins with S or R for scenario 501
Submitted Visit Level Criteria
start_visit_lvl 9(1) 48 This claim must have a submitted visit level equal to this value.
Calculated Visit Level end_visit_lvl 9(1) 49 This claim must include this visit level after the submitted visit level.
Risk Amount to Add add_risk 9(3) 50 - 52 Additional risk value to added to a non-risk value on the claim.
Step 1 Scenario Text step1_txt X(200) 53 - 252 Evaluates emergency department claims for text which describes this scenario.
Filler X(198) 253 - 450
Table 24-10: Visit Level Complexity Claim File Layout (C Platform Only)
Field Description Variable Name
Format Position Notes
Optum | www.optum.com August 19, 2021 Page 430
24.2.5 Visit Level Complexity Diagnosis File LayoutThis file is used in conjunction with the Visit Level Complexity Claim File to determine if a diagnosis code is eligible for a higher level of risk.
Table 24-11: Visit Level Complexity Diagnosis File Layout (C Platform Only)
Field Description Variable Name
Format Position Notes
Diagnosis Code dx X(10) 1 - 10 ICD-10-CM diagnosis code(s)Sequence Number seq_nbr 9(4) 11 - 14 Sequence number for this
record.Start Date start_date 9(8) 15 - 22 Date record is effective.
End Date end_date 9(8) 23 - 30 00000000 = Record is still in effect
YYYYMMDD = End date for record
Principal Diagnosis Criteria
pdx_flag 9(3) 31 - 33 This claim must include a principal diagnosis code from the following lists:001 = Principal diagnosis code
list for scenario 1306002 = Principal diagnosis code
list for scenario 1304003 = Principal diagnosis code
begins with S or R for scenario 501
Filler X(217) 34 - 250
Optum | www.optum.com August 19, 2021 Page 431
25 Mapping Data File Layouts
This chapter provides the layouts for the Mapping Data File (C and COBOL). This chapter includes the following sections:
• C Platform Layout• COBOL Platform Layout
NoteThis chapter contains information for use with the EASYGroup™ ICD-10 Mapper only.
Optum | www.optum.com August 19, 2021 Page 432
25.1 Mapping Data File25.1.1 C Platform Layout
25.1.2 COBOL Platform Layout
Table 25-1: Mapping Data File Variables - mapfile.dat
Field Description Variable Name Format PositionMapping Override ID override_id X(20) 1 - 20Mapping Category01 = CMS reimbursement02 = Optum premier pick03 = Wisconsin Medicaid-specific04 - 99 = State-specific or custom
mappings
category X(2) 21 - 22
Mapping DirectionF = Forward mappingB = Backward mapping
direction X(2) 23 - 24
Code TypeD = Diagnosis codeP = Procedure code
code_type X(2) 25 - 26
Source CodeICD-9 or ICD-10 diagnosis or procedure code
code X(10) 27 - 36
Filler X(10) 37 - 46Source Version(e.g., V28 = effective October 1, 2010)
source_vers 9(2) 47 - 48
Target Version(e.g., V26 = effective October 1, 2008)
target_vers 9(2) 49 - 50
Number of Target Codes target_codes_num 9(2) 51 - 52Target Codes target_codes X(10)
occurs 10 times
53 - 152
Table 25-2: Mapping Data File Variables - mapfile.dat
Field Description Variable Name Format PositionMapping Override ID MFR-OVERRIDE-ID X(20) 1 - 20Mapping Category01 = CMS reimbursement02 = Optum premier pick03 = Wisconsin Medicaid-specific04- 99 = State-specific or custom
mappings
MFR-CATEGORY X(2) 21 - 22
Mapping DirectionF = Forward mappingB = Backward mapping
MFR-DIRECTION X(2) 23 - 24
Optum | www.optum.com August 19, 2021 Page 433
Code TypeD = Diagnosis codeP = Procedure code
MFR-CODE-TYPE X(2) 25 - 26
Source CodeICD-9 or ICD-10 diagnosis or procedure code
MFR-CODE X(10) 27 - 36
Filler X(10) 37 - 46Source Version(e.g., V28 = effective October 1, 2010)
MFR-SOURCE-VERS
9(2) 47 - 48
Target Version(e.g, V26 = effective October 1, 2008)
MFR-TARGET-VERS 9(2) 49 - 50
Number of Target Codes MFR-TARGET-CODES-NUM
9(2) 51 - 52
Target Codes MFR-TARGET-CODES
X(10)occurs 10 times
53 - 152
Table 25-2: Mapping Data File Variables - mapfile.dat
Field Description Variable Name Format Position
Optum | www.optum.com August 19, 2021 Page 434
26 Description File Layouts
This chapter provides the layouts for the DRG, MDC, APG, and APC Description Files (C and COBOL) used in EASYGroup™. This chapter includes the following sections:
• DRG and MDC Grouper Description Files• APG Grouper Description File• APC Grouper Description File
Optum | www.optum.com August 19, 2021 Page 435
26.1 DRG and MDC Grouper Description FilesThe EASYGroup™ ICD-10 Medicare DRG Grouper, ICD-10 TRICARE DRG Grouper, and the APR-DRG Grouper distributions contain MDC and DRG description files. The MDC file contains the MDC number and English text for each of the MDCs. The DRG files contain a DRG number, corresponding MDC number, and English text for each of the DRGs.
Table 26-1: drglabel; drglmVV; drgltVV
C;COBOL Variable Names
Format Position Notes
drg_num; DRG-NUM
9(4) 1 - 4 DRG number. Right-justified, zero-filled.
mdc_num; MDC-NUM
9(2) 5 - 6 MDC number for this DRG. Right-justified, zero-filled. Equal to 00 if the DRG is eligible for assignment to multiple MDCs.
drg_desc; DRG-DESC
X(40) 7 - 46 Description or label for the DRG. Left-justified, blank-filled.
Table 26-2: mdclabel; mdclmVV
C;COBOL Variable Names
Format Position Notes
mdc_num; MDC-NUM
9(2) 1 - 2 MDC number. Right-justified, zero-filled.
drg_desc; MDC-DESC
X(40) 3 - 42 Description or label for the MDC. Left-justified, blank-filled.
Optum | www.optum.com August 19, 2021 Page 436
26.2 APG Grouper Description FileThe APG Grouper distribution contains an APG Description File. This file contains an APG number and the English text for each of the APGs.The record layout for apglabel is:
26.3 APC Grouper Description FileThe APC Grouper distribution contains an APC Description File (apclabel; apclyVV). This file contains an APC number and the English text for each of the APCs.The record layout for apclabel, apclyVV (where VV = Grouper version number) is:
Table 26-3: apglabel
Variable Name Position Notesapg_num 1 - 3 APG number. Right-justified, zero-filled.apgdesc 4 - 80 Description or label for the APG. Left-justified, blank-
filled.
Table 26-4: apclabel; apclyVV
Field Description
Variable NameC; COBOL
Format Position Notes
APC apc_num;APC-NUM
9(4) 1 - 4 APC number. Right-justified, zero-filled.
Payment Status Indicator
paymentstatus;PAYMENTSTATUS
X(1) 5 Payment Status Indicator for this APC.
Filler 9(1) 6 Zero-filled.APC Description
apc_desc;APC-DESC
X(40) 7 - 46 Description or label for this APC. Left-justified, blank-filled.
Optum | www.optum.com August 19, 2021 Page 437
27 Date-Sensitive Codes & Titles Files and Translation File Layouts
The following sections are included in this chapter:• Date-Sensitive Codes and Titles Overview• Distinguishing Different Code Types• Identifying the Appropriate Code Value Record • CPT® Copyright Notice• ICD-9-CM, ICD-10-CM/PCS, and HCPCS Codes & Titles File Layouts
- ICD-9-CM & HCPCS Layout- ICD-10-CM/PCS Layout
• EASYGroup™ Translation File- Retrieving Mapped CPT®-4 Codes- ICD-9-CM to HCPCS Level I (CPT®-4) Translation File Format
Optum | www.optum.com August 19, 2021 Page 438
27.1 Date-Sensitive Codes and Titles OverviewThe EASYGroup™ Date-Sensitive Codes and Titles file(s) contain all current and previous codes, with accompanying short (abbreviated) and long (complete) titles or descriptions. Please note that as of January 01, 2011 dental services D codes are no longer included in the standard distribution file(s). The dental service D codes are available as part of the Date-Sensitive Codes & Titles HCPCS Plus file. Each code is tagged with a starting and ending date, which shows exactly when that particular code or version of the code was valid. Codes valid at the present time have an ending date of all zeros (00000000). Rubrics or code subparts, which have never been valid for coding, are identified with both a starting and ending date of zeros.With the Date-Sensitive Codes and Titles file(s), users can evaluate the accuracy of diagnosis and procedure codes at the time health care services were delivered (e.g., according to the patient’s dates of service or hospitalization). In addition, the appropriateness of a code for the patient’s age and sex can be examined. The complete contents of the Codes and Titles file can be found below.The Date-Sensitive Codes and Titles file(s) contains all current and previous codes, as well as all rubrics or code subparts. Please note that as of January 01, 2011 dental services D codes are no longer included in the standard distribution file(s). The dental service D codes are available as part of the Date-Sensitive Codes & Titles HCPCS Plus file. Each code record is tagged with a starting and ending date, which shows exactly when the information for that particular code value was valid. Codes valid at the present time have an ending date of all zeros (00000000). Rubrics or code subparts, which have never been valid for coding purposes, are identified with zeros for both the starting and ending date.Any particular code value may have more than one record in the Codes and Titles file(s). This will occur if there has been a change in a code description/title or if one of the associated informational fields (e.g., UHDDS class, Medicare MDC number, or Medicare CC Indicator) has been changed over time. Each record for the same code value will be assigned a unique starting and ending date, as well as a “code sequence number.” The most current record is assigned a “code sequence number” of “1,” the next most current record has a “code sequence number” of “2,” and so on.Note that in addition to a starting and ending date, each record in the Codes and Titles file(s) contains an “original effective date.” This field is particularly useful when there are multiple records for the same code value. This field indicates the earliest date upon which this particular code value was valid. The “original effective date” will be the same on all records for the same code value.
Optum | www.optum.com August 19, 2021 Page 439
27.2 Distinguishing Different Code TypesEach record in the Codes and Titles file(s) begins with a one-byte field which identifies the “code type” of that record. ICD-9-CM diagnosis and procedure codes are identified by a “code type” of “D” and “P,” respectively. ICD-10-CM diagnosis codes and ICD-10-PCS procedure codes are identified by a “K” and “L,” respectively. CPT®-4 and HCPCS codes are identified by a “C” and “H.”
27.3 Identifying the Appropriate Code Value Record To effectively utilize the EASYGroup™ Codes and Titles file(s), users must be able to retrieve the appropriate record for the patient’s “code value” (i.e., ICD-9-CM, ICD-10-CM, ICD-10-PCS, or HCPCS/CPT® code) and “dates of service.” This is a two-step process. First, select those records which match the patient’s “code type” and “code value.” Then, compare the patient’s date of service to the “starting date” and “ending date” ranges of the selected Codes and Titles records. Select as a match the single record that meets the following two conditions:
• Has a “starting date” which is less than or equal to the patient’s date of service, and
• Has an “ending date” which is either greater than or equal to the patient’s date of service or is all zeros.
You may use the “code sequence number” field to simplify this process. For example, if you wish to look at only the most current Codes and Titles record for the code value, only retrieve the record which has a “code sequence number” of “1.”It is possible to find Codes and Titles records which match the patient’s “code type” and “code value,” but are inappropriate from a date perspective. That is, these records are in no “starting date” and “ending date” range on any record which includes the patient’s “dates of service.” This situation indicates that the “code value” being used for the patient is not appropriate for the indicated “dates of service.”
Optum | www.optum.com August 19, 2021 Page 440
27.4 CPT® Copyright NoticeIf you have licensed the HCPCS/CPT® or the HCPCS Plus version of the Date-Sensitive Codes and Titles file, be aware that the initial records contain the required American Medical Association (AMA) CPT® copyright notice. In addition to being located at the physical beginning of the file, the records containing this copyright notice contain placeholders for formatting purposes in the following fields:
• Code Type• Code Value• Code Sequence Number
27.5 ICD-9-CM, ICD-10-CM/PCS, and HCPCS Codes & Titles File Layouts
NoteUnless indicated otherwise, a given field applies to all code types.
27.5.1 ICD-9-CM & HCPCS Layout
Table 27-1: ICD-9-CM & HCPCS Codes and Titles File Layout
Field Description FieldType
FieldLength
Position Notes
Code Type A 1 1 C = CPT® (HCPCS Level I and III) or modifier prefixed by 099
D = ICD-9-CM DiagnosisH = HCPCS Level IIP = ICD-9-CM ProcedureBlank = Default
Code Value AN 9 2 - 10 Contains either an ICD-9-CM, CPT®, or HCPCS code value, as indicated by the Code Type field. Left-justified; blank-filled.
Code Sequence Number
N 2 11 - 12 Code sequence number for this code value.
Starting Date N 8 13 - 20 00000000 = Code never validYYYYMMDD = Effective date for this code
recordEnding Date N 8 21 - 28 00000000 = Code never valid or data for
this code record is still in effect
YYYYMMDD = Termination date for this code record
Original Effective Date N 8 29 - 36 00000000 = Code never validYYYYMMDD = Earliest effective date for
this code value
Optum | www.optum.com August 19, 2021 Page 441
Further Qualifier Flag N 1 37 0 = Code does not require additional digit(s)
1 = Code requires additional digit(s)Zero-filled for HCPCS/CPT®
Short Code Description AN 24 38 - 61 Abbreviated code descriptionFiller A 1 62Sex Indicator A 1 63 M = Code valid for males only
F = Code valid for females onlyBlank = Default
UHDDS Class N 1 64 0 = Code never valid1 = Class 1, most risk, resource intensive2 = Class 23 = Class 34 = Class 4, least risk, resource intensiveZero-filled for HCPCS/CPT®
Medicare MDC Number
or
Ambulatory Surgery Category
N 2 65 - 66 ICD-9-CM Diagnosis Only:0 code never valid or MDC 0 assigned by
Grouper (E-codes)01-25 = Valid Major Diagnostic Category
(MDC) Number
CPT® Procedures Only:00 = Procedure code is not assigned to an
ASC 01-09 = Valid Ambulatory Surgery
Category (ASC)Medicare CC Indicator A 1 67 ICD-9-CM Diagnosis Only:
Y = Diagnosis code is a Medicare CCM = Diagnosis code is a Medicare MCCBlank = Default
Medicare CC DRG Indicator
A 1 68 ICD-9-CM Diagnosis Only:Y = Code used alone groups to a Medicare
DRG which would change in the presence of a secondary CC diagnosis.
Blank = DefaultAge Indicator AN 1 69 ICD-9-CM Diagnosis Only:
1 = Newborn, age = 02 = Pediatric, age = 0 - 173 = Maternity, age = 12-55 (prior to
October 01, 2019), 9-64 (effective October 01, 2019)
4 = Adult, age > 14Blank = Default
Principal Diagnosis Indicator - Flag 1
A 1 70 ICD-9-CM Diagnosis Only:M = ManifestationV = VagueBlank = Default
Table 27-1: ICD-9-CM & HCPCS Codes and Titles File Layout
Field Description FieldType
FieldLength
Position Notes
Optum | www.optum.com August 19, 2021 Page 442
Principal Diagnosis Indicator - Flag 2
A 1 71 ICD-9-CM Diagnosis Only:N = Non-specific codeU = Unacceptable as principal diagnosisQ = Questionable as principal diagnosisBlank = Default
Filler AN 13 72 - 84Operating Room Indicator
N 1 85 ICD-9-CM Procedures Only:0 = Grouper does not consider O.R.
procedure1 = Grouper considers O.R. procedure.
Table 27-1: ICD-9-CM & HCPCS Codes and Titles File Layout
Field Description FieldType
FieldLength
Position Notes
Optum | www.optum.com August 19, 2021 Page 443
APC Payment Status AN 2 86 - 87 HCPCS/CPT® Procedures Only:A = Services paid under fee schedule or
other prospectively determined rateB = Service not allowed under OPPS on
hospital outpatient claimC = Inpatient service, not paid under
OPPSE = Non-covered service, not paid under
OPPSF = Corneal, CRNA and Hepatitis BG = Drug/biological pass-throughGN = Drug/biological fee schedule itemGM = Drug/biological fee schedule itemH = Pass-through device categories and
therapeutic radiopharaceuticalsJ = New drug/biological, transitional pass-
through payment (prior to April 1, 2002 only)
J1 = Hospital Part B services paid through a Comprehensive APC
K = Non-pass-through drugs and biologicals
KN = Drug/biological fee schedule itemKM = Drug/biological fee schedule itemL = Influenza virus or Pneumococcal
Pneumonia Vaccine (PPV)M = Service not billable to the FI/MACN = Packaged/incidental service, no
additional payment P = Partial hospitalization serviceQ = Packaged service subject to separate
payment based on payment criteria (prior to January 1, 2009 only)
Q1 = STV - packaged services Q2 = T - packaged servicesQ3 = Services that may be paid through a
composite APCR = Blood and blood productsS = Procedure or service, not discounted
when multiple T = Procedure or service, multiple
reduction appliesU = Brachytherapy sourcesV = Clinic or emergency department visitW = Invalid HCPCS, or blank HCPCS and
invalid revenue codeX = Ancillary service (prior to January 1,
2015)Y = Non-implantable DMEZ = Valid revenue code, blank HCPCS
code, no other status indicator assigned
Table 27-1: ICD-9-CM & HCPCS Codes and Titles File Layout
Field Description FieldType
FieldLength
Position Notes
Optum | www.optum.com August 19, 2021 Page 444
27.5.2 ICD-10-CM/PCS Layout
Present On Admission Exempt Indicator
A 1 88 ICD-9-CM Diagnosis Only:Y = Code is exempt from POA reporting.Otherwise, POA reporting is required for this code beginning October 1, 2007.
Filler A 22 89-110 ReservedLong Code Description AN 255 111-365 Full code description
Table 27-2: ICD-10-CM/PCS Codes and Titles File Layout
Field Description FieldType
FieldLength
Position Notes
Code Type A 1 1 K = ICD-10-CM DiagnosisL = ICD-10-PCS ProcedureBlank = Default
Code Value AN 9 2 - 10 Contains an ICD-10-CM or ICD-10-PCS value, as indicated by the Code Type field. Left-justified; blank-filled.
Code Sequence Number
N 2 11 - 12 Code sequence number for this code value.
Starting Date N 8 13 - 20 00000000 = Code never validYYYYMMDD = Effective date for this code
recordEnding Date N 8 21 - 28 00000000 = Code never valid or data for
this code record is still in effect
YYYYMMDD = Termination date for this code record
Original Effective Date N 8 29 - 36 00000000 = Code never validYYYYMMDD = Earliest effective date for
this code valueFurther Qualifier Flag N 1 37 0 = Code does not require additional
digit(s)1 = Code requires additional digit(s)
Reserved AN 24 38 - 61 ReservedFiller AN 1 62Sex Indicator A 1 63 M = Code valid for males only
F = Code valid for females onlyBlank = Default
Reserved N 1 64 Reserved
Table 27-1: ICD-9-CM & HCPCS Codes and Titles File Layout
Field Description FieldType
FieldLength
Position Notes
Optum | www.optum.com August 19, 2021 Page 445
Medicare MDC Number
N 2 65 - 66 ICD-10-CM Diagnosis Only:00 = Diagnosis code never valid or MDC 0
assigned by Grouper(V-Y codes)01-25 = Valid Major Diagnostic Category
(MDC) NumberMedicare CC Indicator A 1 67 ICD-10-CM Diagnosis Only:
Y = Diagnosis code is a Medicare CCM = Diagnosis code is a Medicare MCCBlank = Default
Reserved A 1 68 ReservedAge Indicator AN 1 69 ICD-10-CM Diagnosis Only:
1 = Newborn, age = 02 = Pediatric, age = 0 - 173 = Maternity, age = 12-55 (prior to
October 01, 2019), 9-64 (effective October 01, 2019)
4 = Adult, age > 14Blank = Default
Principal Diagnosis Indicator - Flag 1
A 1 70 ICD-10-CM Diagnosis Only:M = ManifestationBlank = Default
Principal Diagnosis Indicator - Flag 2
A 1 71 ICD-10-CM Diagnosis Only:U = Unacceptable as principal diagnosisQ = Questionable as principal diagnosisBlank = Default
Filler AN 13 72 - 84Operating Room Indicator
N 1 85 ICD-10-PCS Procedures Only:0 = Grouper does not consider O.R.
procedure1 = Grouper considers O.R. procedure.
Principal Diagnosis Indicator - Flag 3
A 1 86 ICD-10-CM Diagnosis Only:N = Code should not appear in the
principal positionBlank = Default
Reserved AN 1 87 ReservedPresent on Admission Exempt Indicator
A 1 88 ICD-10-CM Diagnosis Only:Y = Code is exempt from POA reporting.Otherwise, POA reporting is required forthis code.
Hospital Acquired Condition (HAC) Indicator
A 1 89 ICD-10-CM Diagnosis Only:1 = Code is a HACBlank = Code is not a HAC
Filler AN 21 90 - 110 ReservedShort Code Description AN 35 111 - 145 ICD-10-CM diagnosis and ICD-10-PCS
procedures only; Short code description.
Table 27-2: ICD-10-CM/PCS Codes and Titles File Layout
Field Description FieldType
FieldLength
Position Notes
Optum | www.optum.com August 19, 2021 Page 446
27.6 EASYGroup™ Translation FileThe EASYGroup™ ICD-9-CM to HCPCS Level I (CPT®-4) Translation File contains all ICD-9-CM procedure codes valid since V15 (October 1, 1997) with suggested CPT®-4 code mappings. Each ICD-9-CM procedure code can have one or more mapped CPT®-4 codes in the Translation File. Each mapped code pair is identified by a time period value and a sequence number. The format and content of the Translation File can be found below. Installation instructions are included in the EASYGroup™ Installation Guide.With the Translation File, users can map an ICD-9-CM procedure code to the most reasonable CPT®-4 match at the time health care services were delivered (as determined by the patient's dates of service and the Map Period field contained in the Translation File). When multiple CPT®-4 matches are found for an ICD-9-CM code during the same time period, a sequence number of 001 identifies the most reasonable match.
27.6.1 Retrieving Mapped CPT®-4 CodesICD-9-CM procedure codes can have one or more mapped CPT®-4 codes in the Translation File. Each mapped code pair is identified by a time period value and a sequence number. If there is only one mapped CPT®-4 code for a given ICD-9-CM procedure code and time period, the sequence number will equal 001. For ICD-9-CM procedures with more than one mapped CPT®-4 code, the map record with sequence number 001 represents the best single code choice among the multiple maps. Other maps are arranged in ascending CPT®-4 code order beginning with sequence number 002.The time period used for retrieving map records (i.e., Map Period) is a three-digit number derived from the service date of the patient data. It is based upon the ICD-9-CM update cycle, which corresponds to the federal fiscal year. To calculate the time period for retrieving Translation File records, proceed as follows:
• Step 1. Subtract 1983 from the four-digit year value of the patient’s service date.
• Step 2. If the service month is October through December, add 1 to the Step 1 result. Otherwise, add a 0.
Medium Code Description
AN 70 146 - 215 ICD-10-CM diagnosis and ICD-10-PCS procedures only; Medium code description.
Long Code Description AN 255 216 - 470 ICD-10-CM diagnosis and ICD-10-PCS procedures only; Full code description.
Table 27-2: ICD-10-CM/PCS Codes and Titles File Layout
Field Description FieldType
FieldLength
Position Notes
Optum | www.optum.com August 19, 2021 Page 447
• Step 3. If the service month is October through December, append a 0 to the Step 2 result. Otherwise, append a 1.
For example:The time period for 10/01/1998 would be 160:
1998 - 1983 = 15Add 1 for service month 10 through 12 = 16Append 0 for service month 10 through 12 = 160
The time period for 01/01/1999 would be 161:1999 - 1983 = 16Add 0 for service month 01 through 09 = 16Append 1 for service month 01 through 09 = 161
Use the calculated time period, ICD-9-CM four character procedure code, and sequence number 001 to locate the first (or only) CPT®-4 map for the input ICD-9-CM procedure code. If only a single, most representative, ICD-9-CM to CPT®-4 map is required, the sequence number can be left as a constant 001. To look at all possible ICD-9-CM to CPT®-4 matches, vary the sequence number by one until no further procedure code matches are found.
27.6.2 ICD-9-CM to HCPCS Level I (CPT®-4) Translation File Format
Table 27-3: Translation File Format
Field Description Format Position NotesMap Period 9(3) 1 - 3 Three digit code for the federal fiscal year/
quarters for which the map is in effect. The first two digits correspond to the Medicare Grouper version number (i.e., (service year – 1983) + (1 if service month >= 10)).
The third digit is 0 if the service month is in the 1st fiscal (4th calendar quarter), otherwise 1.
Examples:09/30/199815110/01/199916012/31/199816001/01/1999161
CM Code X(4) 4 - 7 Contains an ICD-9-CM procedure code value. Left-justified, blank-filled.
Optum | www.optum.com August 19, 2021 Page 448
Sequence Number 9(3) 8 - 10 Sequential numbering of one or more CPT®-4 code mapping(s) within a ICD-9-CM code.For ICD-9-CM codes with more than one CPT®-4 mapping(s), sequence number 001 indicates the most reasonable code map.Sequence numbers 002 through N order the remaining code maps in ascending CPT®-4 code sequence.
CPT®-4 Code 9(5) 11 - 15 Contains a CPT®-4 code value.
Table 27-3: Translation File Format
Field Description Format Position Notes
Optum | www.optum.com August 19, 2021 Page 449
IndexAAPC and ASC Hospital Rate CalculatorFile Layouts 128, 209
C Platform 130Contract APC 218Contract ASC 225Extended Hospital Rate File 218Medicare APC-HOPD 146Medicare ASC 149, 210
COBOL PlatformContract APC 229Contract ASC 236Extended Hospital Rate File 229Medicare APC-HOPD 158, 214Medicare ASC 160
APC Rule File Layouts 332CConfiguration File Layouts 312Contact Optum 9Contact Us 9
Corporate Address 9DDescription File Layouts 434
APG 436DRG and MDC 435
DRG Hospital Rate Calculator File Lay-outs 178
C PlatformContract Multi-Pricer 210Georgia Medicaid 182Illinois Medicaid 182Indiana Medicaid 184Kentucky Medicaid 185Medicare 130Medicare IPF 133Medicare LTC 134Michigan Medicaid 186Nebraska Medicaid 187New Jersey Medicaid 188New Mexico Medicaid 189New York Medicaid 189North Carolina Medicaid 190Ohio Medicaid 191Pennsylvania Medicaid 192Pennsylvania Medicaid APR-DRG 192, 193Texas Medicaid 193TRICARE 213Virginia Medicaid 194
Washington HCA Case-Based194Washington HCA Non-CaseBased 195Washington Medicaid 197Wisconsin Medicaid 199
COBOL Platform 199Contract Multi-Pricer 214Medicare 138Medicare IPF 141Medicare LTC 143New Jersey Medicaid 199Pennsylvania Medicaid 199TRICARE 216Washington HCA Case-Based200Washington HCA Non-CaseBased 201
EEditor Return Codes 23
ACE 24DSC 27EASYEdit (COBOL Only) 27LCD (C Only) 29, 30Physician 30
ESRD Hospital Rate Calculator File Lay-outs
C PlatformExtended Hospital Rate Calcula-tor File 151Extended Hospital Rate Calcula-tor file 161
FFee Schedule File Layouts 241
C Platform Layouts 244
Overview 242GGrouper Return Codes
APC and ASC 33APG 33DRG 35HHA Reader 44IRF 42SNF RUG Reader 46
Guide Overview 6, 11, 15, 19, 23, 47, 97Document Conventions 8Introduction to This Guide 7
Optum | www.optum.com August 19, 2021 Page 450
Intended Audience 7Organization of This Guide 7
HHHA Hospital Rate Calculator File Lay-outs
C Platform Layout 134, 135, 155COBOL Platform Layout 142, 144,
166Hospital Rate Calculator Instructions
C Platform Key Fields 123COBOL Platform Key Fields 124
MMapper Return Codes 19, 97OOptimizer Return Codes 11, 15Overview 6
About Optum 9Contact Us 9Document Conventions 8Intro to this Guide 7Organization of this Guide 7
PPayers Block Table Layouts 309Physician Code Table Layouts 265Physician Rate Calculator File Layouts239, 307
C Platform 170, 240, 308COBOL Platform 173
Pricer Return Codes 47APC and ASC 48
SSNF RUG Rate File Layouts 421, 431TTRICARE APC Hospital Rate CalculatorFile Layouts
C Platform (Only) 228Troubleshooting and Logging 101Troubleshooting with EASYGroup and3M GPS
How to Resolve Error 60 108