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DTCC Participant Name BIC Code* Participant Code
ABN AMRO Clearing Chicago LLC n.a. 0695
ABN AMRO Clearing Chicago/Portfolio Margining n.a. 0396
ABN AMRO Clearing Chicago/ Institutional n.a. 0541
ABN AMRO Clearing Chicago/CPM n.a. 0330
ABN AMRO Clearing Chicago/Bonds n.a. 0575
ABN AMRO Securities (USA) LLC n.a. 0349
ABN AMRO Securities (USA) LLC/A/C #2 n.a. 7571
ABN AMRO Securities (USA) LLC/Repo n.a. 7590
ABN AMRO Securities (USA) LLC/ABN AMRO Bank NV Repo n.a. 7591
ALASKA USA FEDERAL CREDIT UNION n.a. 2223
ALBERT FRIED & COMPANY, LLC n.a. 0284
Albert Fried & Company, LLC/Stock Loan n.a. 7578
Alliant Securities, Inc. Turner, Nord, Kienbaum n.a. 8084
Alpine Securities Corp. n.a. 8072
Amalgamated Bank n.a. 2352
Amalgamated Bank of Chicago n.a. 2567
American Enterprise Investment Services Inc. n.a. 0216
American Enterprise Investment Services Inc./Conduit n.a. 7260
Ameriprise Enterprise Investment Services Inc./Beta/133 n.a. 0756
ANB Bank n.a. 2082
Ameriprise Trust Company n.a. 2146
Archipelago Securities, L.L.C. n.a. 0436
Associated Bank Green Bay, National Association n.a. 2257
2
BGC Financial, L.P. n.a. 0537
BGC Financial, L.P. /BGC Brokers, L.P. n.a. 5271
Banca IMI Securities Corp. n.a. 0136
Bankers’ Bank n.a. 2557
BANK OF AMERICA NATIONAL ASSOCIATION n.a. 2236
Bank of America, NA/GWIM Trust Operation n.a. 0955
Bank of America NA/Client Assets n.a. 2251
Bank of America/LaSalle Bank NA/IPA, DTC #1581 n.a. 1581
Bank of America NA/Fleet- IPA n.a. 1552
Bank of China, New York Branch n.a. 2555
Bank of China New York Branch/Client Custody n.a. 2656
Bank of New York Mellon, (The) 0 n.a. 901*
BNY MELLON/ANWORTH MORTGAGE ASSET CORP. n.a. 2328
BNYMELLON/BARCLAYS BANK PLC RE US SHARES n.a. 2370
BNYMELLON/BARCLAYS CAP SEC LTD PB SEG 1 n.a. 2366
BNYMELLON/BARCLAYS CAP SEC LTD PB SEG 2 n.a. 2367
BNYMELLON/LBBW NY CUSTODY n.a. 2765
BNY Mellon/LBBW Primary Account n.a. 2764
BNY Mellon/Rabobank International Cash Equity Amsterdam n.a. 2760
BNY Mellon/Rabobank International Cash Equity Utrecht n.a. 2761
BNY Mellon/Rabobank International Equity Derivatives Hong Kong n.a. 2763
BNY Mellon/ Rabobank International Equity Derivatives London n.a. 2762
Bank of New York Mellon, The/Mizuho Corporate Bank Ltd, New York
Branch n.a. 2469
Bank of New York Mellon, The/Commercial Loans n.a. 2107
Bank of New York Mellon, The/Moore Capital Management n.a. 2228
Bank of New York Mellon, The/ABN-AMRO Bank n.a. 2183
Bank of New York Mellon, The/Annaly Mortgage n.a. 2502
Bank of New York Mellon, The/BZW Securities Limited n.a. 2231
Bank of New York Mellon, The/BakerGroup n.a. 2565
Bank of New York Mellon, The/Baker 2 n.a. 2903
Bank of New York Mellon, The/Banque Dewaay SA n.a. 2506
Bank of New York Mellon, The Banque Dewaay MGT SA n.a. 2513
Bank of New York Mellon, The/ Barclays Capital-London n.a. 2196
Bank of New York Mellon, The/ Broker Dealer Omnibus n.a. 2535
Bank of New York Mellon, The/CDC Holdings Trust Inc. n.a. 2264
Bank of New York Mellon, The/CW Securities Holding Inc. n.a. 2384
Bank of New York Mellon, The/CWIBH Inc. n.a. 2337
Bank of New York Mellon, The/Countrywide Home Loans n.a. 2198
3
Bank of New York Mellon, The/Countrywide Home Loans, CHL for CCM
Conduits n.a. 2935
Bank of New York Mellon, The/Crescent II Fund L.P. n.a. 2362
Bank of New York Mellon, The/DBAG Frankfurt Global Market n.a. 2479
Bank of New York Mellon, The/DBAG London Global Market n.a. 2485
Bank of New York Mellon, The/DBAG London Global Market (Client
Acct) n.a. 2478
Bank of New York Mellon, The/Crescent II Fund L.P. n.a. 2362
Bank of New York Mellon, The/Dealer Clearance #2 n.a. 2378
Bank of New York Mellon, The/Deutsche Bank London AG
London/Global Market #2 n.a. 2155
Bank of New York Mellon, The/EF CMO, LLC n.a. 2842
Bank of New York Mellon, The/EF Mortgage LLC n.a. 2841
Bank of New York Mellon, The/EF Securities LLC n.a. 2220
Bank of New York Mellon, The/Ellington Credit Opportunities Ltd. n.a. 2776
Bank of New York Mellon, The/Ellington Mortgage Fund SC, Ltd. n.a. 2342
Bank of New York Mellon, The/FIDAC FSI LLC n.a. 2654
Bank of New York Mellon, The/FMSBonds, Inc. n.a. 2023
Bank of New York Mellon, The/FSA n.a. 2444
Bank of New York Mellon, The/Fifth Third Bank n.a. 2105
Bank of New York Mellon, The/Wells Fargo Margin n.a. 2282
Bank of New York Mellon, (The). /Glickenhaus & Co. n.a. 2048
Bank of New York Mellon, (The)/BMO Capital Markets GKST Inc. n.a. 2344
Bank of New York Mellon, The/HBK CDO Trust n.a. 2265
Bank of New York Mellon, The/HBK Global Securities LP n.a. 2022
Bank of New York Mellon, The/HBK Master Fund LP n.a. 2046
Bank of New York Mellon, The/Dealerweb Inc.. n.a. 2650
Bank of New York Mellon, The/IPA n.a. 1541
Bank of New York Mellon, The/IVORS n.a. 2136
Bank of New York Mellon, The/Investment Account n.a. 2151
Bank of New York Mellon, The/Ixis Loan Acquisition 2005-1 LLC n.a. 2274
Bank of New York Mellon, The/Ixis CMNA (Australia) (No.2) S.C.A. n.a. 2755
Bank of New York Mellon, The/J.F. Hartfield & Co. Inc. n.a. 2518
Bank of New York Mellon, The/James Capel ADR n.a. 2462
Bank of New York Mellon, The/Mid Cap SPDRS n.a. 2209
Bank of New York Mellon, The/Millennium n.a. 2838
Bank of New York Mellon, The/Millennium Partners n.a. 2474
Bank of New York Mellon, The/Morgan Stanley Derivatives n.a. 2252
Bank of New York Mellon, The/NBT Bank n.a. 2652
Bank of New York Mellon, The /NTX Funding Cooperatief U.A. n.a. 2629
Bank of New York Mellon, The/NTX Funding V.O.F. n.a. 2628
4
Bank of New York Mellon, (The)/Natixis Capital Cooperatief U.A. n.a. 2627
Bank of New York Mellon, The/Natixis Derivatives Inc. n.a. 2432
Bank of New York Mellon, The/Natixis Financial, Products Inc. n.a. 2224
Bank of New York Mellon, The/Natixis Funding Corp n.a. 2089
Bank of New York Mellon, The/Natixis Municipal Products Inc. n.a. 2569
Bank of New York Mellon, The/Natixis Securities North America n.a. 2920
Bank of New York Mellon, The/Natixis Securities North America Inc. n.a. 2331
Bank of New York Mellon, The/National Australia Bank n.a. 2414
Bank of New York Mellon, The/Northfork Bank n.a. 2242
Bank of New York Mellon, The/Nomura Credit Capital Inc. n.a. 2758
Bank of New York Mellon, The/Popular Securities, Inc. n.a. 2092
Bank of New York Mellon, The/Prebon Financial Products CCS.
Mortgages n.a. 2673
Bank of New York Mellon, The/ Prebon Financial Products, Inc. n.a. 2291
BNY Mellon/Jefferies & Co. n.a. 2168
Bank of New York Mellon, The/Regions Bank n.a. 2409
Bank of New York Mellon, The/St. Bernard Opportunity Fund 1, Ltd n.a. 2784
Bank of New York Mellon, The/Soc Gen Bank n.a. 2020
Bank of New York Mellon, The/Societe Generale GIC n.a. 2358
Bank of New York Mellon, The/TD Bank n.a. 2491
Bank of New York Mellon, The/TD NY n.a. 2683
Bank of New York Mellon, The/Telebank n.a. 2225
Bank of New York Mellon, The/Toronto Dominion Securities Inc. n.a. 2568
BNY Mellon/Traditional Asiel Securities Inc. MBS n.a. 2431
BNY Mellon//Tulett Liberty Securities Inc. n.a. 2189
Bank of New York Mellon, The/Tulett Liberty Securities LLC n.a. 2190
Bank of New York Mellon, The/Vinning Sparks, IBG, L.P. n.a. 2940
Bank of New York Mellon, The/Wells Fargo N.A. n.a. 2280
Bank of New York Mellon, The/Wolfe & Hurst Municipals n.a. 2315
Bank of New York Mellon, The/Gosha Holdings LLP n.a. 2169
Bank of New York Mellon, TheBNY/Allstate Mark to Markets n.a. 2106
Bank of New York Mellon, The/BOA NA n.a. 2308
Bank of New York Mellon, The/BOA Securities Ltd. (BASL) n.a. 2494
Bank of New York Mellon, The/LLOYDS TSB BANK PLC CLR ARTEMIS n.a. 2247
Bank of New York Mellon, The/Banco Santander SLB n.a. 2590
Bank of New York Mellon, The/Banque D’Orsay n.a. 2238
Bank of New York Mellon/Barclays (BGIS) n.a. 2313
Bank of New York Mellon, The/Barclays Bk PLC-BARC LUX SARL A/C 1 n.a. 2720
Bank of New York Mellon, The/Barclays Bk PLC-BARC LUX SARL A/C 2 n.a. 2721
Bank of New York Mellon, The/Barclays Bank PLC – Pledge Account n.a. 2324
5
Bank of New York Mellon, The/Barclays Bank PLC RE BC Equities
Trading n.a. 2511
Bank of New York Mellon/Barclays Capital Securities LTD., SBL/PB n.a. 2103
Bank of New York Mellon, The/Natixis n.a. 2244
Bank of New York Mellon, The/CDC Mortgage Capital Inc. n.a. 2176
Bank of New York Mellon, The/Commerzbank AG Investment n.a. 2544
Bank of New York Mellon, The/Charles Stanley and Company, Limited n.a. 2336
Bank of New York Mellon, The/Commerzbank, AG London n.a. 2566
Bank of New York Mellon, The/DB Brevan Howard Master Fund n.a. 2552
Bank of New York Mellon, The/DB Childrens n.a. 2877
Bank of New York Mellon, The/DBL-Fixed Income Prime Brokerage n.a. 2727
Bank of New York Mellon, The/DBLPB-Black Ant Master Fd. LP n.a. 2596
Bank of New York Mellon, The/DBLPB-Centaurus Proxima Fd n.a. 2724
Bank of New York Mellon, The/DBLPB-DBX Euro Long/Short EQ.4 Fd. n.a. 2597
Bank of New York Mellon, The/DBLPB-DBX Risk Aebitage 8 Fund n.a. 2719
BNYMellon/Nomura CNS NOM RE: TFS DER n.a. 2718
BNYMellon/Special Processing #85 n.a. 2074
Bank of New York Mellon/DBLPB-PB-dbx-Asian L/S Equity 2 Fund n.a. 2726
BNYMellon/Rabo Capital Services Inc. SSF n.a. 2091
BNYMellon/Deutsche Bank AG Ldn Re DBAustralia n.a. 2538
Bank of New York Mellon, The/DBTC/DB AG LDN PB F&C Sapphire
M/FD Ltd n.a. 2129
Bank of New York Mellon The/DBTC/Deutsche Bk London Prime Seg
15/00 n.a. 2453
Bank of New York Mellon, The/DBTC/Deutsche Bk London Prime Seg
30/30 n.a. 2454
Bank of New York Mellon, The/DBTC Americas/DBAG LDN-GS Cr. Port
LLC n.a. 2488
Bank of New York Mellon, The/DBTC Americas/Deutsche n.a. 2428
Bank of New York Mellon, The/DBTC Americas /Deutsche Bk London
Prime n.a. 2452
Bank of New York Mellon, The/DBTCA/DB AG LDN PB Cheyne Spec’l
Sit Fd n.a. 2160
Bank of New York Mellon, The/DBTCA/DB AG LDN PB Cheyne Value
Fund LP n.a. 2079
BNYMellon/BNP Paribas Tri-Party Account n.a. 2070
Bank of New York Mellon, The/DBTCA/DB AG LDN PB-Deutsche Bank
NY n.a. 2059
Bank of New York Mellon, The/DBTCA/DB AG LDN PB F&C Garnet M/F
Ltd n.a. 2125
Bank of New York Mellon, The/DBTCA-DB AG LDN PB – Firm Account n.a. 2057
6
BNYMellon/Special Processing #116 n.a. 2002
Bank of New York Mellon The/DBTCA/DB AG LDN PB Multi Seg
Clearance n.a. 2156
BNYMellon/Special Processing #117 n.a. 2026
Bank of New York Mellon/DBTCA/DB AG LDN PB Triloka Master Fund n.a. 2074
BNYMellon/Special Processing #119 n.a. 2078
Bank of New York/DBTCA/DB AG LON PB Polgon GL OP M/FD n.a. 2090
Bank of New York Mellon, The/Davy Securities Limited n.a. 2553
Bank of New York Mellon, The/Deutsche Bank AG Frankfurtt n.a. 2468
Bank of New York Mellon, The/Deutsche Bank AG London Prime
Brokerage n.a. 2582
Bank of New York Mellon, The/Equities Fortis Bank, London n.a. 2608
Bank of New York Mellon, The/Ellington Mortgage Opportunities
Master Fund, Ltd. n.a. 2417
Bank of New York Mellon, The/Evolution Beeson Gregory Limited -
Account #258688 n.a. 2406
Bank of New York Mellon, The /Fortis Bank NV/SA n.a. 2301
Bank of New York Mellon, The/GIB UK LTD Corp Bond n.a. 2594
Bank of New York Mellon, The/Global Markets Division Equity
Derivatives Group n.a. 2245
Bank of New York Mellon, The/HSBC US n.a. 2102
Bank of New York Mellon, The/HSB P/C n.a. 2295
Bank of New York Mellon, The/HSBC, BK PLC A/C IB EQ Fin NON US n.a. 2321
Bank of New York Mellon, The/Caceis Bank Deutschland GMBH n.a. 2598
Bank of New York Mellon, The/ING Bank NV London Branch n.a. 2307
Bank of New York Mellon, The/Investec London n.a. 2572
Bank of New York Mellon, The/ITC-Dealers Clearance General n.a. 2681
Bank of New York Mellon, The/ITC Dealers Clearance Special n.a. 2339
Bank of New York Mellon, The/ITC Investment Dealer n.a. 2206
BNYMellon/NATIXIS FIXED INCOME n.a. 2243
Bank of New York Mellon, The/KBC Investments Limited n.a. 2748
Bank of New York Mellon, The/Link Securities n.a. 2674
Bank of New York, Mellon, The/ML Equity Solutions Jersey Ltd. n.a. 2592
Bank of New York Mellon, The/Mellon Investment Portfolio n.a. 2595
Bank of New York Mellon, The/Mellon Trust of New England, National
Association n.a. 0954
Bank of New York Mellon (The)/First Trust Exchange Traded Funds n.a. 0963
Bank of New York Mellon, The/Mellon Trust of New England,
Northwestern Mutual Life n.a. 2446
Bank of New York Mellon, The/Mellon Trust of New England, N.A.The
United Nations Joint Staff pension Fund-A U.N. Organization n.a. 2297
7
Bank of New York Mellon, The/Natixis Securities North America n.a. 2920
Bank of New York Mellon, The/Oz Asia Master Fund, Ltd. Custody n.a. 2728
Bank of New York Mellon, The/Oz Europe Master Master Fund, Ltd. n.a. 2730
Bank of New York Mellon, The/Oz Master Fund Ltd. n.a. 2294
Bank of New York Mellon, The/Oz Master Master Fund, Ltd. n.a. 2731
Bank of New York Mellon, The/Oz Special Funding (OZMD), L.P. n.a. 2729
Bank of New York Mellon, The/Oz Cap Struc Arbtrage Master Fund n.a. 2732
Bank of New York Mellon, The/SIMF n.a. 2733
Bank of New York Mellon, The/RABO Capital Services n.a. 2677
Bank of New York Mellon, The /Rabobank International NY n.a. 2573
Bank of New York Mellon, The /Rabobank International London Equity
Finance n.a. 2207
Bank of New York Mellon, The/Royal Trust n.a. 2985
Bank of New York Mellon, The/KBC Financial Products UK, Ltd. n.a. 2747
Bank of New York Mellon, The/Special Processing #31 n.a. 2748
Bank of New York Mellon, The/Nomura Global Financial Products Inc
Collateral Account n.a. 2349
Bank of New York Mellon, The/Nomura Global Financial Products Inc
Main Account n.a. 2351
Bank of New York Mellon,The/HSBC Bank PLC Paris Branch n.a. 2359
Bank of New York Mellon, The/Barclays Capital PLC RE Dante
Investments LLC n.a. 2361
Bank of New York Mellon,The/HSBC Bank PLC EQD USBR n.a. 2363
BNYMellon/Montague Place Custody Services n.a. 2365
Bank of New York Mellon, The/Capstead Mortgage Corp. n.a. 2470
Bank of New York Mellon, The/VBT Capital Plc n.a. 2486
Bank of New York Mellon, The/Rabobank Int’l Utrecht Equity Fin n.a. 2490
BNYMellon/Barclays Bank Plc Re: BCTL SARL n.a. 2495
BNYMellon/Barclays Bank Plc Re: FEMBOS n.a. 2496
Bank of New York Mellon, The/Nomura CL SETT NOM LTD n.a. 2499
Bank of New York Mellon, The/Standard Bank London LTD n.a. 2109
Bank of New York Mellon, The/SunTrust Bank n.a. 2093
Bank of New York Mellon, The/SunTrust Bank Portfolio n.a. 2100
Bank of New York Mellon, The/The Royal Bank of Canada n.a. 2326
Bank of New York Mellon, The/Teather & Greenwood Ltd. n.a. 2608
Bank of New York Mellon, The/The Prudential Investment n.a. 2510
Bank of New York Mellon, The/Traditional London Clearing LTD. n.a. 2601
BNYMellon/Traditional Asiel Securities n.a. 2113
BNYMellon/Special Processing #87 n.a. 2081
Bank of New York Mellon, The/Tullett & Tokyo Liberty (SEC) Ltd. n.a. 2383
8
Bank of New York Mellon, The/UBS AG London Branch Designed
Equities n.a. 2029
Bank of New York Mellon, The/Vanguard Block Lending n.a. 2407
Bank of New York Mellon, The / Winterflood Secs. Ltd. n.a. 2381
Bank of New York Mellon, The/CreXus TALF Holding LLC n.a. 2505
BNY Mellon/NGFP Main n.a. 2063
BNY Mellon/Nomura Capital Markets PLC Repo n.a. 2232
BNY Mellon/NGFP Collateral n.a. 2158
BNY Mellon/Nomura Int’l PLC Repo n.a. 2281
BNY Mellon/ac NOMURA PB Nom Ltd. re. GLG EMGMKTS n.a. 2200
BNY Mellon/Citigroup Global Markets Limited n.a. 2292
BNYMellon/Nomura PB Nom Ltd Re GLG EMG EQTY n.a. 2449
BNYMellon/Nomura PB Nom Ltd Re GLG EMG Credit n.a. 2456
BNYMellon/Nomura PB Nom Re GLG EMG FIDCCY n.a. 2457
BNY Mellon/Barclays Bank Plc Re: Aet Trust n.a. 2463
BNY Mellon/Special Processing #82 n.a. 2472
Bank of New York Mellon, The/CreXus Investment Corp n.a. 2475
Bank of New York Mellon, The/CreXus .S. Holding LLC n.a. 2477
Bank of New York Mellon, The/CreXus F Asset Holdings LLC n.a. 2203
Bank of New York Mellon, The/Nomura Bank Int’l PLC n.a. 2543
Bank of New York Mellon, The/TD Bank N.A. n.a. 2872
Bank of New York Mellon, The/Wells Fargo N.A. n.a. 2558
Bank of New York Mellon, The/Pierpont Securities LLC n.a. 2864
Bank of New York Mellon, The/Ellington Strategic MBS LPII n.a. 2913
Bank of New York Mellon, The/Millennium Fixed Income LTD n.a. 2785
Bank of New York Mellon, The/Ellington Strategic Mgt FD LP n.a. 2429
BNYMellon/Caceis Bank Deutschland Gmbh re.client n.a. 2699
BNYMellon/DE Shaw & Co. n.a. 2709
BNYMellon/ICAP London n.a. 2711
BNYMellon/Special Processing #91 n.a. 2564
BNYMellon/Special Processing #92 n.a. 2585
BNYMellon/Special Processing #93 n.a. 2620
BNYMellon/Special Processing #94 n.a. 2624
BNYMellon/Special Processing #95 n.a. 2648
BNYMellon/JW Giddens Trustee Liq Lehman Bros n.a. 2657
BNYMellon/National Bank of Australia n.a. 2714
BNYMellon/Dexia Credit Local Paris n.a. 2715
BNYMellon/Special Processing #99 n.a. 2716
BNYMellon/MIZUHO International n.a. 2621
BNYMellon/ HSBC Bank Plc A/C IB Equity Finance NT n.a. 2639
9
BNYMellon/ BRPT n.a. 2662
BNYMellon/ BBPLC PB Caymen Clients n.a. 2802
BNYMellon/ BBPLC PB Canadian Clients n.a. 2825
BNYMellon/ BBPLC PB UK Clients n.a. 2844
BNYMellon/Special Processing #106 n.a. 2846
BNYMellon/Special Processing #107 n.a. 2856
BNYMellon/Special Processing #108 n.a. 2858
BNYMellon/Special Processing #109 n.a. 2868
BNYMellon/Special Processing # 110 n.a. 2926
BNYMellon/Special Processing # 111 n.a. 2931
BNYMellon/Special Processing # 112 n.a. 2630
BNYMellon/BBPLC A/C PB Canada PPIB Client n.a. 2633
BNYMellon/Special Processing # 114 n.a. 2634
BNYMellon/Special Processing # 115 n.a. 2641
Bank of New York Mellon, The/Chimera Investment Corporation n.a. 2874
Bank of New York Mellon, The/Chimera Asset Holding LLC n.a. 2875
Bank of New York Mellon, The/Chimera Holding LLC n.a. 2893
Bank of New York Mellon, The/Chimera Securities Holding LLC n.a. 2899
Bank of New York Mellon, The/Chimera Special Holding LLC n.a. 2901
Bank of New York Mellon, The/Chimera Trading Company LLC n.a. 2906
Bank of New York Mellon, The/HH Ellington Master Fund Ltd. n.a. 2651
Bank of New York Mellon, The/TDB Unencumbered n.a. 2679
BNYMellon/WF & Co IBID Inc PI n.a. 8023
BNYMellon/WF & Co Structured Principal Strategies Holdings LLC PI n.a. 8025
BNYMellon/WF & Co Wachovia High Yield Investments Corp PI n.a. 8026
BNYMellon/WF & Co Wachovia Investment Holdings PI n.a. 8027
BNYMellon/WF & Co Wells Fargo & Company PI n.a. 8028
BNYMellon/WF & Co Wells Fargo and Company SC PI n.a. 8031
BNYMellon/WF & Co Wells Fargo Credit Inc PI n.a. 8033
BNYMellon/WF & Co WFC Holdings Corporation PI n.a. 8034
BNYMellon/WF & Co WFC Holding Corporation SC PI n.a. 8035
BNYMellon/WFB.NA MWI-2002, LLC P.I. n.a. 8036
BNYMellon/WFB.NA SweetRoot Funding LLC PI n.a. 8040
BNYMellon/WFB.NA Wachovia Muni TOB BRUT Cash PI n.a. 8041
BNYMellon/WFB.NA Wells Fargo Bank NA PI n.a. 8043
BNYMellon//WFB.NA Wells Fargo Private Client Funding Inc PI n.a. 8060
BNYMellon/WFB.NA WIP GL Account For NW Portfolios P.I. n.a. 8061
BNYMellon/WF & Co Wells Fargo & Company n.a. 8077
Bank of New York Mellon Trust Company, N.A, The n.a. 2438
Baird (Robert W.) & Co. Incorporated n.a. 0547
10
Banco Bilbao Vizcaya Argentiaria SA New York Branch n.a. 2461
Banco Bilbao Vizcaya Argentaria NY/BBVA Inc. New York n.a. 2786
Bank of Nova Scotia, New York Agency, The n.a. 2347
Bank of Nova Scotia, New York Agency/IPA (The) n.a. 1542
Bank of Nova Scotia, New York Agency-Global Agent Lending (The) n.a. 2531
Barclays Capital Inc. n.a. 5101
Barclays Capital Inc. /LE n.a. 0229
Barclays Capital Inc./Long Island International Limited n.a. 7569
Barclays Capital Inc./Long Island Holding A LLC n.a. 7299
Blackrock Institutional Trust Company, N.A. n.a. 2962
BMO Capital Markets Corp n.a. 0045
BMOCM/Bonds n.a. 5257
BMO Capital Markets Corp./Paloma n.a. 5221
BMO Harris N.A. n.a. 2697
BMO Harris N.A. /IPA n.a. 1582
BMO Harris N.A. – Dealer n.a. 2559
BMO Harris Bank N.A./M&I Trust n.a. 0992
BMO Harris Bank N.A./M&I Bank IPA n.a. 1530
BNP Paribas, New York Branch n.a. 1569
BNP Paribas, New York Branch/BNP Paribas Prime Brokerage
Custodian n.a. 2147
BNP Paribas, New York Branch/BNP Paribas Prime Brokerage
International n.a. 2884
BNP Paribas, New York Branch/Custody Services n.a. 2787
BNP Paribas NY Branch London Bonds n.a. 5153
BNP Paribas, New York Branch/BNP Paribas London/Collateral n.a. 2322
BNP Paribas NY Branch/Paris Bond n.a. 7382
BNP Paribas Prime Brokerage, Inc. n.a. 2154
BNP Paribas Prime Brokerage, Inc. /Stock Lending n.a. 2885
BNP Paribas Securities Corp. n.a. 0049
BNP Paribas Securities Corp. /Domestic Lending n.a. 7255
BNP Paribas Securities Corp. /Fixed Income n.a. 0630
BNP Paribas Securities Corp./OTC Settlements n.a. 7267
Branch Banking and Trust Co. n.a. 5385
Branch Banking and Trust Co/FM IPA n.a. 1518
Branch Banking and Trust Co/FM IP BB&T n.a. 2705
Branch Banking and Trust Co/FM IP BB&T Corp. n.a. 2703
Branch Banking and Trust Co/FM IP BB&T Financial FSB n.a. 2704
Branch Banking and Trust Co/FM IP Salem Financial n.a. 2707
Branch Banking and Trust Company/FM IP CBG Inc. n.a. 2871
11
Branch Banking and Trust Company/FM IP CBG Remic LLC n.a. 2867
Brown Brothers Harriman & Co. n.a. 0010
Brown Brothers Harriman & Co. /ETF n.a. 0109
Securities Lending SPO Account/BBH n.a. 5288
Caja de Valores S.A. n.a. 5610
Caldwell Trust Company n.a. 2687
CDS Clearing and Depository Services Inc. n.a. 4800
CDS Clearing and Depository Services Inc. n.a. 5099
Bank of Montreal/CDS n.a. 4855
Bank of Montreal Chicago/CDS n.a. 4817
Bank of Montreal Ireland/CDS n.a. 4819
Bank of Montreal London/CDS n.a. 4822
Bank of Nova Scotia/CDS n.a. 4812
Bank of Nova Scotia (The)/Client B/CDS n.a. 4838
BMO Nesbitt Burns Inc. /CDS n.a. 5043
BMO Nesbit Burns Inc./BMO Trust Company/CDS n.a. 4712
Cormark Securities Inc/Valeurs Mobilieres Cormark Inc/CDS n.a. 5055
Caldwell Securities Ltd. /CDS n.a. 5013
Canaccord Genuity Corp./CDS n.a. 5046
CIBC World Markets Inc. /CDS n.a. 5030
Credit Suisse Securities Canada Inc./CDS n.a. 5019
Desjardins Securities Inc. /CDS n.a. 5028
Deutsche Bank Securities LTD #1/CDS n.a. 4806
DWM Securities Inc./CDS n.a. 5039
Edward Jones/CDS n.a. 5012
E3M Investments Inc. /CDS n.a. 5066
Fiducie Desjardins Inc. /CDS n.a. 4818
Global Securities Corp/CDS n.a. 5069
GMP Securities L.P. /CDS n.a. 5016
Haywood Securities, Inc. /CDS n.a. 5058
Fidelity Clearing Canada ULC/CDS n.a. 5040
J.P. Morgan Securities Canada Inc. /CDS n.a. 4808
Jones Gable & Company Ltd. /CDS n.a. 5070
Leede Financial Markets Inc. /CDS 5071 Laurential Bank of
Canada/CDS n.a. 5001
MacDougall, MacDougall & MacTier, Inc. /CDS n.a. 5022
Mackie Research Capital Corporation/CDS n.a. 5029
Macquarie Private Wealth Inc./CDS n.a. 5025
Manulife Securities Incorporated/CDS n.a. 5047
Maple Securities Canada Ltd. /CDS n.a. 5072
12
NBCN Clearing Inc. /CDS n.a. 5032
NBCN, Inc. /CDS n.a. 5008
Newedge Canada Inc. /CDS n.a. 5003
Odlum Brown Ltd. /CDS n.a. 5074
PI Financial Corp. /CDS n.a. 5075
Penson Financial Services, Inc. /CDS n.a. 5063
Peters & Co. Limited/CDS n.a. 5014
Pictet Canada L.P. /CDS n.a. 5027
Qtrade Securities Inc./CDS n.a. 5009
RBC Dominion Securities, Inc CDS n.a. 5002
RBC Dominion Securities Inc. /CDS n.a. 4801
Raymond James Ltd. /CDS n.a. 5076
Royal Bank of Canada-Royal Trust/CDS n.a. 4707
Royal Bank of Canada-Royal Trust 1/CDS n.a. 5044
Scotia Capital Inc. /CDS n.a. 5011
TD Waterhouse Canada Inc. /CDS n.a. 5036
The Bank of Nova Scotia/Client A/CDS n.a. 4816
Toronto-Dominion Bank, The/CDS n.a. 4805
UBS Securities Canada Inc. /CDS n.a. 5017
Wolverton Securities Ltd. /CDS n.a. 5079
Cantor Fitzgerald & Co. n.a. 0696
Cantor Fitzgerald & Co. /Aqua Securities, LP n.a. 7310
Cantor Fitzgerald & Co. /Cantor Clearing Services n.a. 0197
Cantor Fitzgerald & Co. /Debt Capital Markets n.a. 7311
Cantor Fitzgerald/Europe n.a. 7252
Cantor, Fitzgerald/Stock Loan n.a. 5253
CAVALI ICLV S.A. n.a. 2011
Central Depository (Pte) Ltd. (The) n.a. 5700
Central Trust Bank, The n.a. 2880
CHARLES SCHWAB BANK n.a. 2993
Charles Schwab & Co., Inc. n.a. 0164
Charles Schwab & Co., Inc./Stock Loan Conduit Account n.a. 7322
Charles Schwab & Co., Inc./Schwab Global Investing Account n.a. 7587
Chicago Board Options Exchange, Inc. n.a. 0739
CIBC World Markets Corp. n.a. 0438
CITADEL Securities LLC n.a. 0395
Citibank, N.A. n.a. 0908
ADR-CITI n.a. 0953
Citibank/The Citigroup Private Bank/Trust n.a. 2032
Citibank, N.A.-Dealer n.a. 0950
13
Citibank, N.A. – Municipal Safekeeping n.a. 2562
Citibank N.A./Corporate Agency & Trust n.a. 2426
Citibank N.A. Book-Entry-Only Medium Term Note Account n.a. 2790
Citibank N.A./ London/MTN n.a. 2952
Citibank/CP/IPA n.a. 1501
CitiGroup Global Markets Inc. n.a. 0418
CitiGroup Global Markets Inc. /Salomon Brothers n.a. 0274
CitiGroup Global Markets Inc. /Salomon Brothers/A.M.M. n.a. 5215
CitiGroup Global Markets Inc./Correspondent Clearing n.a. 0505
Citicorp Securities Services, Inc. n.a. 0563
City National Bank n.a. 2392
Clearview Correspondent Services, LLC n.a. 0702
Clearstream Banking AG n.a. 2000
Comerica Bank n.a. 2108
Commerce Bank, N.A. 2 n.a. 170*
Commerz Markets LLC n.a. 0126
Commerz Markets LLC/Fixed Inc. Repo & Comm. Paper n.a. 0033
Commerz Markets LLC/International Equity Finance n.a. 7376
Community Bank, N.A. n.a. 5960
Compass Bank n.a. 2483
Compass Bank/IPA n.a. 1563
Compass Bank/Trust Division n.a. 2484
Computershare Trust Company, N.A. n.a. 2415
Computershare Trust Company, N.A./Options n.a. 2330
Computershare Trust Company, N.A. /DRP n.a. 2586
Convergex Execution Solutions LLC n.a. 0100
Cosse International Securities, Inc. n.a. 8153
Country Trust Bank n.a. 2561
Credit Agricole Securities (USA) Inc. n.a. 0651
Credit Agricole Securities (USA) Inc. International n.a. 5281
Credit Agricole Securities USA Inc./Non-Purpose Borrow A/C n.a. 5316
Credit Agricole Securities (USA) Inc. /F/B/O Credit Agricole NY
Branch n.a. 7372
Credit Agricole Securities (USA) Inc/Stock Loan Conduit n.a. 7540
Credit Agricole Securities (USA) Inc./International Non-Purpose
Borrow AC n.a. 7589
Credit Suisse AG – New York Branch n.a. 1587
Credit Suisse AG NYB – Securities Lending MGMT n.a. 2279
Credit Suisse Securities (USA) LLC n.a. 0355
Credit Suisse Securities (USA) LLC/ Customers’Segregated Commodity
Account (1.20) n.a. 5292
14
Crest International Nominees Limited n.a. 2012
Crews & Associates, Inc. n.a. 5158
Crowell, Weedon & Co. n.a. 0574
Crowell, Weedon & Co./Stock Loan n.a. 7592
CRT Capital Group LLC n.a. 0387
CSS, LLC n.a. 0670
Curian Clearing, LLC n.a. 0300
Curtiswood Capital, LLC n.a. 7484
D.A. Davidson & Co. n.a. 0361
Daiwa Capital Markets America, Inc. n.a. 0647
Daiwa Capital Markets America Inc./DASAC n.a. 7561
Daiwa Capital Markets America, Inc. /Securities Lending n.a. 2800
Daiwa Securities Trust Company n.a. 0667
Davenport & Company LLC 0 n.a. 715*
David Lerner Associates, Inc. n.a. 5144
Deposito Central de Valores, S.A. n.a. 2735
Deseret Trust Company n.a. 0958
Deseret Trust Company - D n.a. 2118
Deseret Trust Company - I n.a. 2497
Deutsche Bank AG, New York Branch n.a. 2481
Deutsche Bank AG, New York Branch/GES FFT n.a. 2879
Deutsche Bank AG NY/TCR n.a. 2024
Deutsche Bank AG NY/Cedear n.a. 2690
Deutsche Bank Securities Inc. n.a. 0573
Deutsche Bank Securities Inc. - Fixed Income Stock Loan n.a. 5225
Deutsche Bank Securities Inc. – International Stock Loan n.a. 5162
Deutsche Bank Securities Inc. /Stock Loan n.a. 0032
Deutsche Bank Trust Company Americas n.a. 1503
DBTC Americas/CTAG-CDFP n.a. 2808
DBTC Americas/CTAG-GES n.a. 2655
DBTC Americas/CTAG-PUTS & Demands n.a. 2041
Diamant Investment Corporation. n.a. 0344
E*TRADE Bank n.a. 2782
E*TRADE Clearing LLC n.a. 0385
E*TRADE Clearing LLC - Securities Lending n.a. 5207
Edward D. Jones & Co. n.a. 0057
Electronic Brokerage Systems, LLC n.a. 0627
Electronic Transaction Clearing, Inc. n.a. 0873
Emmet & Co., Inc. n.a. 5234
Espirito Santo Bank n.a. 2253
15
Essex Radez, L.L.C. n.a. 0613
European Central Counterparty Limited n.a. 3064
EverBank n.a. 2576
Virtu Financial Capital Markets LLC n.a. 0749
Fannie Mae n.a. 2218
Fannie Mae/General n.a. 2293
Fannie Mae/Investment n.a. 2296
Fannie Mae/Trust n.a. 2306
Federal Reserve Bank of New York n.a. 3000
Federal Home Loan Mortgage Corporation n.a. 2391
Federal Home Loan Mortgage Corporation/Retained n.a. 2068
Fiduciary Trust Company of Boston n.a. 2126
Fifth Third Bank, The n.a. 2116
Fifth Third Bank/State Teachers Retirement of Ohio n.a. 2416
Fifth Third Bank /Public Employee Retirement System n.a. 2975
First Bank n.a. 2400
First Clearing, LLC n.a. 0141
First Clearing, LLC/Securities Lending Match Book n.a. 5237
First Southwest Company n.a. 0309
First Tennessee Bank N.A. Memphis n.a. 2445
First Trust Portfolios, L.P. n.a. 8244
FOLIO (FN) Investment Inc n.a. 0728
Frontier Trust Company n.a. 2563
Frost National Bank (The) n.a. 2053
FSMbonds, Inc n.a. 5217
George K. Baum & Company n.a. 0129
GETCO Execution Services, LLC n.a. 0530
Gleacher & Company Securities, Inc. n.a. 5149
Glenmede Trust Company, N.A. (The) n.a. 2139
Goldman Sachs Execution & Clearing, L.P. n.a. 0501
Goldman Sachs Bank USA n.a. 2941
Goldman Sachs Bank USA/ Goldman Sachs Agency Lending n.a. 2660
Goldman, Sachs & Co. n.a. 0005
Goldman Sachs International n.a. 5208
Guggenheim Funds Distributors, Inc. n.a. 0526
Guggenheim Securities, LLC n.a. 0181
Hartfield, Titus & Donnelly, LLC n.a. 0451
Hold Brothers Capital LLC n.a. 0430
Hold Brothers Execution Services LLC n.a. 0528
Hold Brothers On-Line Investment Services LLC n.a. 0784
16
Home Federal Bank of Tennessee, F.S.B. n.a. 2425
Home Federal Bank/Home Financial Services, Inc. n.a. 2447
Home Federal Bank/HF Portfolio n.a. 2533
Home Federal Bank of Tennessee, F.S.B. /Trust Department
Customers n.a. 2534
Hong Kong Securities Clearing Company Limited n.a. 2338
HRT Financial LLC n.a. 0369
HSBC Bank USA, National Association n.a. 2165
HSBC Bank USA, N.A./Corporate Trust IPA n.a. 2894
HSBC Bank USA, National Association/IPA n.a. 1544
HSBC Bank USA, NA/HSBC Nassau n.a. 2202
HSBC Bank USA, N.A.-IPB n.a. 2122
HSBC Bank USA, National Association/Securities Lending n.a. 2412
HSBC Bank USA, National Association/Omnibus n.a. 2393
HSBC Securities (USA), Inc. n.a. 0816
HSBC Securities (USA), Inc. (Fixed Income) n.a. 0486
HSBC Trust Company (Delaware) National Association n.a. 2192
Huntington National Bank n.a. 2305
Huntington National Bank/FBO Ohio Police and Pension Fund n.a. 2219
Huntington National Bank/FBO School Employee Retirement System of
Ohio n.a. 2898
Huntington National Bank/IPA n.a. 1562
Hutchinson, Shockey, Erley & Co. n.a. 6963
ICAP Corporates LLC n.a. 0148
Industrial and Commercial Bank of China Financial Services LLC
n.a. 0388
Industrial and Commercial Bank of China Financial Services
LLC/Clearing n.a. 2667
Industrial and Commercial Bank of China Financial Services
LLC/Securities Lending n.a. 7583
ING Bank, FSB n.a. 2604
ING Financial Markets LLC n.a. 0270
ING Financial Markets LLC/FBO ING Direct n.a. 7567
ING Financial Markets LLC/International n.a. 5104
ING Financial Markets LLC. /International Equity Finance n.a. 5268
ING Financial Markets LLC. /International Equity Finance Match Book
Account n.a. 7273
ING Financial Markets LLC. /LTD n.a. 5262
Ingalls & Snyder, L.L.C. n.a. 0124
Instinet, LLC n.a. 0067
Instinet, LLC /Stock Loan n.a. 7276
17
Interactive Brokers LLC n.a. 0017
Interactive Brokers Retail Equity Clearing n.a. 0534
Itau Unibanco SA New York Branch n.a. 7581
ITG Inc. n.a. 0099
ITG Inc. /Securities Lending Division n.a. 7539
J.J.B. Hilliard, W.L. Lyons, LLC n.a. 0768
James I. Black & Company n.a. 7031
Janney Montgomery Scott LLC n.a. 0374
Janney Montgomery Scott LLC./Stock Loan n.a. 7320
Japan Securities Depository Center, Inc n.a. 5600
Jefferies & Company, Inc. 0 n.a. 019*
Jefferies & Company Inc/As Agent for Jefferies International London n.a. 7441
Jefferies & Company Inc/Securities Finance n.a. 7565
Jefferies & Co. Inc. /Service Bureau n.a. 0536
John A. Siberell & Co. n.a. 7014
J.P. Morgan Clearing Corp n.a. 0352
J.P. Morgan Clearing Corp /Lending n.a. 5213
JPMorgan Chase Bank, National Association n.a. 0902
JPMC/HSBC SEC USA OCC Futures n.a. 2213
JPMorgan Chase-ADR MAX n.a. 2334
JPMorgan Chase/FIMAT CU n.a. 2945
JPMorgan Chase/FIMAT MB n.a. 2946
JPMorgan Chase/FIMAT RM n.a. 2944
JPMorgan Chase/Garban Corporates n.a. 2019
JPMorgan Chase/JP Morgan International n.a. 2035
JPMorgan Chase/RBS n.a. 2038
JPMorgan Chase Bank /ADR n.a. 0923
JPMorgan Chase Bank/AG Depositary Bank n.a. 2865
JPMorgan Chase Bank/ AVM, L.P. n.a. 2829
JPMorgan Chase Bank/Broker & Dealer Clearance Department n.a. 2811
JPMorgan Chase Bank/Chemical/Commercial Paper/IPA n.a. 1506
JPMorgan Chase Bank/G,X.Clarke & Co. n.a. 2084
JPMorgan Chase Bank, N.A./Custodial Trust Company n.a. 2424
JPMCB/HSBC Bank PLC IB Main FL Account n.a. 2554
JPMorgan Chase Bank/Corporate Municipal Dealer n.a. 2508
JPMorgan Chase Bank/Correspondence Clearing Services 2 n.a. 2164
JPMorgan Chase Bank/Global Spectrum Fund Ltd. n.a. 2208
JPMorgan Chase Bank/FI -Trac 2 n.a. 2157
JPMorgan Chase Bank/GG1 n.a. 2387
JPMorgan Chase Bank/GNPH Middle Markets n.a. 2434
18
JPMorgan Chase Bank/Garban Securities, Inc n.a. 2943
JPMorgan Chase Bank/RBS Securities Inc. n.a. 2230
JPMorgan Chase Bank/HSBCSI n.a. 2467
JPMorgan Chase Bank/IA n.a. 2357
JPMorgan Chase Bank/III Credit Bias Hub Fund Ltd n.a. 2672
JPMorgan Chase Bank/III Enhanced Credit Bias Hub Fund Ltd n.a. 2978
JPMorgan Chase Bank/III Finance n.a. 2828
JPMorgan Chase/III Structured Macro Hub Ltd n.a. 2922
JPMorgan Chase Bank/JPMorgan PPB n.a. 2379
JPMorgan Chase Bank/J.P. Morgan Chase & Co. /Fund Ltd 2978
Certificate of Deposit/IPA n.a. 1573
JPMorgan Chase Bank/JPMorgan Europe Limited n.a. 2354
JPMorgan Chase Bank/Kore Fixed Income Fund Ltd n.a. 2942
JPMorgan Chase Bank/Met Life Loanet n.a. 2973
JPMorgan Chase Bank /Municipal Dealer n.a. 2773
JPMorgan Chase Bank NA/DBTC Americas/Deutsche Bank AG, London n.a. 2312
JPMorgan Chase Bank NA/DBTC Americas/DB UK Bank Limited n.a. 2314
JPMorgan Chase Bank/PCS Shared Services n.a. 2255
JPMorgan Chase Bank/Prudential n.a. 2517
JPMorgan Chase Bank/Sunrise Partners Limited Partnership n.a. 2162
JPMorgan Chase Bank/Suquehanna n.a. 2060
JPMorgan Chase Bank/Treasurer of State of Ohio BWC n.a. 2609
JPMorgan Chase Bank/Trust Co. of California n.a. 2849
JPMorgan Chase Bank/Vanguard Loanet n.a. 2433
JPMorgan Chase/US EQ TRP n.a. 2612
JPMorgan Chase/Newedge Custody n.a. 2636
JPMorgan Chase/GFI n.a. 2637
JPMorgan Chase/Fimat PF n.a. 2638
JPMorgan Chase Bank, N.A./JPMorgan Chase Funding Inc. n.a. 2668
JPMorgan Chase Bank NA/GME DIV of ICAP Corporate LLC n.a. 2783
J.P. Morgan Securities LLC n.a. 0187
KDC Securities, LP n.a. 0580
KDC Securities, LP – S/L n.a. 7303
KeyBanc Capital Markets Inc. n.a. 0799
KeyBank National Association n.a. 2205
KeyBank NA/Capital Markets n.a. 2804
KeyBank NA/FBO Treasurer of State of Ohio n.a. 2769
KeyBank Safekeeping n.a. 0557
King (C.L.) & Associates Inc. n.a. 0743
Knight Execution & Clearing Services LLC n.a. 0295
19
Koonce Securities, Inc. n.a. 0712
Lakeside Bank n.a. 2545
LavaFlow, Inc. n.a. 0641
Law Debenture Trust Company of New York n.a. 2216
Lazard Capital Markets LLC n.a. 0308
Lazard Capital Markets LLC/Conduit Stock Loan n.a. 7420
Legent Clearing LLC n.a. 0052
Legent Clearing LLC/Stock Loan n.a. 7576
Lek, Securities Corporation. n.a. 0512
Lincoln Trust Company n.a. 5998
Lombard Odier Transatlantic Limited Partnership n.a. 0408
LPL Financial Corporation n.a. 0075
MF Global Inc. n.a. 0120
MF Global Inc./Chicago n.a. 0650
MF Global Inc. /MFL n.a. 7423
MF Global Inc. /Stock Loan n.a. 2756
MacAllaster Pitfield MacKay Inc. n.a. 0664
Macquarie Capital (USA) Inc. n.a. 0114
Macquarie Capital (USA) Inc./Matched Book n.a. 7579
Manufacturers & Traders Trust Company n.a. 0990
Manufacturers & Traders Trust Company/IPA n.a. 1545
Manufacturers & Traders Trust Company/Muni Trading/Safekeeping n.a. 2382
Maple Securities U.S.A. Inc. n.a. 0269
Maple Securities – FP n.a. 0516
Maple Securities – UK n.a. 0514
Maple Securities U.S.A. Inc. – Domestic n.a. 5239
Maple Securities U.S.A. Inc. – Foreign n.a. 5289
Maple Securities USA Inc./Custody n.a. 0434
Maple Securities USA Inc./Custody II n.a. 0518
Marsco Investment Corporation n.a. 0287
Mellon Bank, N.A. n.a. 0946
Mellon Bank/Mellon Financial Markets, Inc. n.a. 2523
Mercado de Valores de Buenos Aires S.A. n.a. 7589
Merchant Capital, L.L.C. n.a. 6733
Merrill Lynch, Pierce, Fenner & Smith Incorporated n.a. 0161
Merrill Lynch, Pierce, Fenner & Smith Inc. MLIM Global Securities
Financing International n.a. 7305
Merrill Lynch, Pierce, Fenner & Smith, Inc. – Securities Lending n.a. 5143
Merrill Lynch, Pierce, Fenner & Smith/Stock Loan Hedge- Account n.a. 7560
Merrill Lynch, Pierce, Fenner & Smith, Inc. – Foreign Security Lending n.a. 5176
20
Merrill Lynch Pierce Fenner & Smith/Fixed Income n.a. 0773
Merrill Lynch Professional Clearing Corp. n.a. 0551
Merrimack Valley Investment Inc. n.a. 0472
Mesirow Financial, Inc. n.a. 0727
MG Trust Company, LLC n.a. 5954
Mitsubishi UFJ Securities (USA), Inc. n.a. 0076
Mitsubishi UFJ Securities (USA), Inc./Stock Loan n.a. 2075
Mitsubishi UFJ Trust & Banking Corporation (USA) n.a. 2932
Mitsubishi UFJ Trust & Banking Corporation (U.S.A.) /Affiliate n.a. 2037
Mitsubishi UFJ Trust & Banking Corporation (USA) / Stock Loan n.a. 2570
Mizuho Corporate Bank Limited-New York Branch n.a. 2539
Mizuho Corporate Bank Ltd. New York Branch-IPA n.a. 1577
Mizuho Securities USA Inc. n.a. 0892
Mizuho Securities USA/Fixed Income n.a. 2396
Mizuho Securities USA/Securities Finance n.a. 2161
Mizuho Trust & Banking Co. (USA) n.a. 2888
Mizuho Trust & Banking Co. (USA)/Security Lending n.a. 2492
Monte Titoli – S.P.A. n.a. 2008
Morgan, Keegan & Company, Inc. n.a. 0780
Morgan Stanley Bank, N.A. n.a. 2187
Morgan Stanley & Co. LLC 0 n.a. 050*
Morgan Stanley & Co. LLCII n.a. 5127
Morgan Stanley & Co. LLC/III n.a. 5224
MS Securities Services Inc. n.a. 0101
Morgan Stanley & Co. ILLC/International Plc n.a. 7309
Morgan Stanley Smith Barney LLC n.a. 0015
Morgan Stanley Private Bank, National Association n.a. 2267
Morgan Stanley Private Bank, National Association/#2 n.a. 2522
Murphy & Durieu n.a. 0041
Nasdaq Execution Services, LLC n.a. 0568
Nasdaq OMX BX, Inc. n.a. 0163
Nasdaq OMX PHLX LLC (The) n.a. 0237
Nasdaq Options Services, LLC n.a. 0520
Nasdaq Stock Market LLC n.a. 0734
Nasdaq Stock Market LLC/Omnibus Account n.a. 0759
Natixis Securities Americas LLC n.a. 0031
Natixis Securities Americas LLC/Lending n.a. 5250
Natixis Securities Americas LLC/Natixis NY Branch n.a. 7000
National Securities Clearing Corporation SCC Division n.a. 0888
National Financial Services LLC n.a. 0226
21
National Financial Services LLC/Stock loan n.a. 5157
Newedge USA, LLC n.a. 0718
Newedge USA, LLC/Equity Clearing Div n.a. 0608
Newedge USA, LLC/Securities Lending & Borrowing n.a. 7357
Nomura Securities International, Inc. n.a. 0180
NSI Stock Lending n.a. 5180
Nomura Securities/Fixed Income n.a. 5222
Nomura Securities International Inc./Affiliate Clearing n.a. 7507
Nomura Securities International, Inc./Affiliate PB n.a. 7584
Northern Trust Company, The n.a. 2669
Northern Trust Company – Safekeeping n.a. 2684
Northern Trust Company/Future Fund Accounts n.a. 2778
Northern Trust Company/IPA n.a. 1560
Nuveen Securities, LLC n.a. 0448
NYSE Arca, Inc. n.a. 5300
NYSE Group, Inc. n.a. 0769
OCTEG, LLC n.a. 0341
Oppenheimer & Co. Inc. n.a. 0571
Oppenheimer Trust Company n.a. 0303
OptionXpress, Inc. n.a. 0338
Options Clearing Corporation, The n.a. 0981
OCC Clearing Fund n.a. 0554
Options Clearing Corporation, The/Customers‘Segregated Stock Loan
Account for Cross-Margining n.a. 0912
Options Clearing Corporation, The/OCC Market Loan Program
Account-AQS n.a. 0982
Penson Financial Services, Inc. n.a. 0158
Penson Financial Services, Inc./Santander n.a. 0455
Penson Financial Services Inc/Conduit n.a. 7380
Penson Financial Services, Inc. n.a. 0637
People’s Securities n.a. 0220
Pershing LLC n.a. 0443
Pershing LLC/SL n.a. 5163
Pershing LLC/SL Int’l n.a. 5196
Pierpont Securities LLC n.a. 0413
Piper Jaffray & Co. n.a. 0311
PNC Bank, National Association n.a. 2616
PNC Bank, N.A. /IPA n.a. 1515
PNC Bank N.A. /PNC Capital Markets LLC n.a. 2835
PNC Bank, N.A./Market Street Funding Securities n.a. 2801
22
PNC Bank, N.A./Pittsburgh n.a. 2834
PNC Bank, N.A./Super Philadelphia n.a. 2957
PNC Bank/PNC Municipal Strategy - BLK n.a. 2166
PNC Equity Securities Corp. n.a. 2372
PNC Bank, N.A./OTTA n.a. 2065
PNC Bank, N.A/HPRS n.a. 2937
Portfolio Brokerage Services, Inc. n.a. 8052
PrimeVest Financial Services, Inc. n.a. 0701
PWMCO, LLC n.a. 0467
Quantex Clearing, LLC n.a. 0294
Quantex Clearing, LLC/ Stock Loan n.a. 7359
Raymond, James & Associates, Inc. 0 n.a. 725*
Raymond James & Associates, Inc/FI n.a. 0390
Raymond, James & Associates, Inc. /Raymond James Trust Company n.a. 5179
RJ Dealer Stock Loan n.a. 0594
RBC Capital Markets, LLC n.a. 0235
RBC Capital Markets, LLC/RBCCM n.a. 7408
RCAP Securities, Inc. n.a. 0166
Regions Bank n.a. 0971
Regions Bank/Corporate Trust/IPA n.a. 1505
Regions Bank/West Valley n.a. 2329
Reliance Trust Company n.a. 5962
Reliance Trust Company/SWMS 1 n.a. 2042
Richards, Merrill & Peterson, Inc. n.a. 8192
Ridge Clearing & Outsourcing Solutions, Inc. n.a. 0543
Robinson & Lukens Inc. n.a. 7607
Roosevelt & Cross Incorporated n.a. 6931
Royal Bank of Scotland Plc, CT Branch n.a. 2288
The Royal Bank of Scotland Plc, CT Branch / Equities Finance n.a. 5251
RBS Securities Inc. n.a. 0248
RBS Securities Inc. /RBS PLC n.a. 7562
RBS Securities Inc. /Sub Account for Secure Lending n.a. 7563
RBS Securities Inc. /GCFP n.a. 7564
RBS Securities Inc. / Equities n.a. 0245
RBS Securities Inc. / Fixed Income n.a. 5231
RBS Securities Inc. / Equity Finance n.a. 5263
Sanford C. Bernstein & Co. L.L.C. n.a. 0013
Scotia Capital (USA) Inc. n.a. 0096
Scottrade, Inc. n.a. 0705
Securities Finance Trust Company n.a. 2047
23
SEI Private Trust Company n.a. 2039
SEI Private Trust Company/C/O GWP n.a. 2663
SG Americas Securities, LLC. n.a. 0286
SG Americas Securities, LLC/Foreign Stock Loan n.a. 5241
Smith, Moore & Co. n.a. 0494
Société Génerale, NY/ Société Génerale Paris n.a. 2680
Société Génerale, New York Branch n.a. 1546
Solowey & Co. n.a. 8006
Southwest Securities, Inc. n.a. 0279
Southwest Securities, Inc. – Stock Loan n.a. 5128
State Street Bank and Trust Company n.a. 0997
Fiduciary SSB n.a. 0987
SSB – Bank Portfolio n.a. 2436
SSB – Capital Markets n.a. 2556
SSB – BlackRock Institutional Trust n.a. 2767
SSB – Physical Custody Services n.a. 2193
SSB – SPDR’s n.a. 2950
SSB – Trust Custody 2 n.a. 319*
SSB&T Co/Client Custody Services n.a. 2678
SSB&T/Sec Fin as Principal n.a. 2625
State Street Bank & Trust Company of California, N.A. n.a. 2661
State Street Bank & Trust Company/DB Residual Processing Account n.a. 2546
State Street Bank and Trust Company/ DB Frankfurt n.a. 2399
State Street Bank and Trust Company/IPA n.a. 1526
State Street Bank and Trust Company/Lending Program Account -AQS n.a. 0982
State Street Bank and Trust Company, N.A. n.a. 2386
State Street Global Markets LLC n.a. 0189
South Street Securities LLC n.a. 7451
Stephens, Inc. n.a. 419
Sterling National Bank n.a. 2004
Sterne, Agee & Leach, Inc. 0 n.a. 750*
Stifel, Nicolaus & Company Incorporated n.a. 0793
StockCross Financial Services, Inc. n.a. 0445
Stoever, Glass & Co., Inc. n.a. 6759
Sumitomo Mitsui Trust Bank (U.S.A.) Limited n.a. 2779
SunGuard Brokerage & Securities Services LLC n.a. 0442
SunGuard Brokerage & Securities Services/Stock Loan n.a. 7285
SunTrust Bank n.a. 2971
Sun Trust Bank/Sun Trust Bank Dealer Bank n.a. 2262
SunTrust Bank/STB Retail CD n.a. 2114
24
SunTrust Bank/STES IPA n.a. 1594
SunTrust Bank/Safekeeping Custodian for STES n.a. 2717
Sun Trust Robinson Humphrey, Inc. n.a. 2095
Sweney Cartwright & Co. n.a. 7027
Synovus Bank n.a. 2578
Synovus Bank/Synovus 2 n.a. 2579
TD Ameritrade Clearing, Inc. n.a. 0188
TD Ameritrade Clearing, Inc. /Securities Lending n.a. 5298
TD Ameritrade Trust Company n.a. 5982
Temper of the Times Advisor Services, Inc. n.a. 5175
Texas Treasury Safekeeping Trust Company n.a. 2622
Texas Treasury Safekeeping Trust Company/IPA n.a. 1584
THEMUNICENTER, L.L.C. n.a. 0582
The Tel-Aviv Stock Exchange Clearing House Ltd. n.a. 2015
Timber Hill LLC n.a. 0549
Timber Hill LLC/Conduit Securities Lending n.a. 7566
Title Securities, Inc. n.a. 7081
Track Data Securities Corp. n.a. 0459
Tradebot Systems, Inc. n.a. 0083
TradeStation Securities, Inc. n.a. 0271
Tradition Asiel Securities Inc. n.a. 0370
Trust Company of America n.a. 5981
Trustmark National Bank n.a. 2852
Tullett Prebon Financial Services LLC n.a. 0624
U.S. Bank N.A. n.a. 2803
U.S. Bank N.A. /CP n.a. 1510
U.S. Bank N.A./Safekeeping West n.a. 2234
U.S. Bank N.A./Third Party Lending n.a. 2837
U.S. Bank N.A./Trust NY MTN n.a. 2897
U.S. Bank N.A./U.S. Bank Municipal Securities Group n.a. 2781
U.S. Bank N.A./ETF n.a. 2580
UBS AG n.a. 0979
UBS AG/AC PB Clients-No UBS Lien n.a. 2003
UBS AG IPA Account n.a. 1540
UBS AG Stamford Branch/As Custodian for UBS Program Account -AQS n.a. 0982
UBS Financial Services Inc. n.a. 0221
UBS Financial Services Inc. /Government Securities Program Account-AQS
n.a. 0982
UBS Limited n.a. 2789
UBS Securities LLC n.a. 0642
25
UBS Securities LLC/CMO n.a. 0652
UBS Securities LLC/Securities Lending n.a. 5284
UMB Bank, National Association n.a. 2450
UMB Bank,/Investment Division n.a. 2451
UMB Bank, N.A./Enogex MTN/IPA n.a. 1523
Union Bank & Trust Company n.a. 2067
UNICREDIT Capital Markets, LLC n.a. 7580
Union Bank, N.A. n.a. 2145
Union Bank, N.A./Capital Markets n.a. 2851
Union Bank, N.A./Corporate Trust/IPA n.a. 1500
Union Bank, N.A./Global Custody n.a. 2076
Union Bank, N.A./UnionBanc Investment Services n.a. 2632
US Bancorp Investments, Inc. n.a. 0280
USAA Investment Management Company n.a. 0367
VANGUARD Marketing Corporation n.a. 0062
Van Kampen Funds Inc. 0 n.a. 692*
Vision Financial Markets LLC n.a. 0595
Virtu Financial BD LLC n.a. 0063
Virtu Financial BD LLC/West n.a. 0619
Wachtel & Co., Inc. n.a. 0709
Wedbush Securities Inc. n.a. 0103
Wedbush Securities Stock Loan n.a. 5166
Wells Fargo Advisors, LLC n.a. 7360
Wells Fargo Bank, National Bank n.a. 2027
Wells Fargo Bank, N.A. Issuing/Paying Agent n.a. 1538
Wells Fargo Bank/Safekeeping Services n.a. 2112
Wells Fargo Bank, N.A./SIG n.a. 2072
Wells Fargo Bank, N.A/Lending n.a. 2040
Wells Fargo Bank N.A./SIG Wells Fargo Securities Program Account -
AQS n.a. 0982
Wells Fargo Securities, LLC. n.a. 0250
Wells Fargo Securities, LLC/Securities Finance n.a. 2480
Wells Fargo Securities, LLC/Wells Fargo Securities Program Account -
AQS n.a. 0982
Wesbanco Bank, Inc. n.a. 2271
WestLB Securities Inc. n.a. 5177
WestLB Securities Agency Account n.a. 5160
William Blair & Company, L.L.C. n.a. 0771
Wilmington Trust Company 2 n.a. 215*
Wilmington Trust Company/IPA n.a. 1507
26
Wilson-Davis & Co., Inc. n.a. 0283
Wolfe & Hurst Bond Brokers, Inc. 0 n.a. 051*
Wulff, Hansen & Co. n.a. 5226
Zions Direct, Inc. n.a. 0065
Zions First National Bank n.a. 2104
Zions First National Bank–CT Issue & Pay A/C /IPA n.a. 1586
Zions FNB/Western National n.a. 2736
ZIV Investment Co. n.a. 8082
*Note: BIC Codes were not made available by DTCC.
Disclaimer
This document represents the participant list as we have received it from the correspondent Depository.
It is provided to you for information purposes only: Monte Titoli accepts no responsibility for the accuracy, completeness or timeliness of the information contained herein.
Monte Titoli does not accept any liability for any loss caused by reliance on information contained in this document.
Last update: 07/12