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Drainage Services Department NEC Asia NEC Asia NEC Asia NEC Asia- - -Pacific Users’ Group Conference Pacific Users’ Group Conference Pacific Users’ Group Conference Pacific Users’ Group Conference NEC in DSD NEC in DSD NEC in DSD NEC in DSD at 2013 at 2013 at 2013 at 2013 1 Ir. TSUI Wai Ir. TSUI Wai Ir. TSUI Wai Ir. TSUI Wai Deputy Director of Drainage Services Deputy Director of Drainage Services Deputy Director of Drainage Services Deputy Director of Drainage Services 25 November 2013 25 November 2013 25 November 2013 25 November 2013

Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

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Page 1: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Drainage Services Department

NEC AsiaNEC AsiaNEC AsiaNEC Asia----Pacific Users’ Group ConferencePacific Users’ Group ConferencePacific Users’ Group ConferencePacific Users’ Group Conference

NEC in DSD NEC in DSD NEC in DSD NEC in DSD at 2013at 2013at 2013at 2013

11

Ir. TSUI WaiIr. TSUI WaiIr. TSUI WaiIr. TSUI Wai

Deputy Director of Drainage ServicesDeputy Director of Drainage ServicesDeputy Director of Drainage ServicesDeputy Director of Drainage Services

25 November 201325 November 201325 November 201325 November 2013

Page 2: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Joint effective problem solving

Less disputes

NEC 3 - Core Clause 10.1Mutual Trust & Co-operation

Less disputes

Better project management

Team spirit

NEC3

2

Page 3: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

NEC 3- Core Clause 16.1 -16.4 Early Warning

� Proactive participation by Project Manager, Supervisor and Contractor

� Risk management – risk register, early warning notice and risk reduction meetings

3

warning notice and risk reduction meetings

Page 4: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

NEC 3 - Core Clause 31.2, 32.2The Programme

� Heart of ECC, used in joint-decision making between Contractor and Project Manager

� Extensive list of requirements in each programme

4

programme� Programme regularly updated and submitted

for PM’s acceptance� The Employer obligated to ensure third party

to work within Accepted Programme

Page 5: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

NEC 3 - Core Clause 60.1Compensation Event

• Equitable risk sharing• Inclement weather• Unforeseen ground conditions• Time and cost

5

• Time and cost• Prospective (not retrospective )

Uncharted Utilities

Flooding on site

Page 6: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

1st Pilot NEC Contract –Fuk Man Road

SUCCESS or

NOT ?

Success in:

• Early completion by 6 month• Gain share of ~ 5%Working relationship

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• Accidental• Small scale and simple nature• All parties to aim for success• Special attention by the Employer• Assign good PM and supervisor to manage• Contractor prepare to lose and cooperate

• Working relationship• Public Image

Page 7: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

5 On-going Pilots in DSDProject Managing

Office

Nature Contract

Sum

NEC Form Start /

Completion

DC/2012/09Pak Hok Lam Trunk Sewer and

Sha Tau Kok Village Sewerage

Consultant-

managed

Trunk & village

sewers, rising

mains,

pumping

station

$187M Framework

Contract +

ECC Option B

June 2012 /

Aug 2016

DC/2012/05Yuen Long and Kam Tin

Sewerage Stage 3 Package 2

Consultant-

managed

Trunk & village

sewers

$145M ECC Option D Sep 2012 /

Sep 2016

7

Sewerage Stage 3 Package 2

DC/2012/03Happy Valley Underground

Stormwater Storage Scheme

In-house Underground

flood storage

tank

$678M ECC Option C Sep 2012 /

Apr 2018

DC/2012/07 Lam Tsuen Valley Sewerage –

Village Sewerage, Stage 2,

Phase 1

Consultant-

managed

Trunk & village

sewers, rising

mains,

pumping

station

$173M ECC Option B Oct 2012 /

Jun 2016

DC/2012/01Building and Civil Maintenance

and Minor Works to DSD Plants

and Facilities (2012-2016)

In-house Term

maintenance +

minor works

$160M TSC Option A Dec 2012 /

Nov 2016

Page 8: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Contract no. DC/2012/03Happy Valley Underground Stormwater Storage Scheme

Commencement : September 2012Completion :April 2018 (67 mths)April 2018 (67 mths)

Tender sum $678M(not includingcontingency and price fluctuation)

8

Page 9: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Cost Saving Design for Foundation

Storage TankStorage Tank

Highest G.W.L.

+5mPD

Alluvial

silt and

clayCDG /

HDG

Bedrock

Piles

Storage Tank

9

Highest G.W.L.

+5mPD

Subsurface drainage

Storage Tank

Subsurface drainage

Cut-off wall

Alluvial

silt and

clay

CDG /

HDG

Bedrock

Subsoil Drain

and Pumping

Bedrock

Original Design

Cost Saving Design

Time saving: 5 monthsCost saving: HK$ 72.7 M

Page 10: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Joint Problem Solving (1)

Diversion of HKJC’s Optical Fiber

• Contractor’s EW notice

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• Risk Reduction Meeting amongst DSD/HKJC/Contractor

• DSD/HKJC agreed scope of works

• DSD’s/HKJC’s contractors collaborated in diversion works

Page 11: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Joint Problem Solving (2)

Diversion of HEC’s Cable by Joint Efforts

• Advance planning cable diversion for HKJC’s works

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• DSD/HKJC/HKFC/LCSD agreed diversion and closure of EVA

• DSD/HKJC/HEC agreed scope of works

• DSD’s/HKJC’s/HEC’s contractors collaborated in cable diversion works

Page 12: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Joint Ownership

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NewsletterJoint Community Cleaning

Joint Public Consultation

Page 13: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

1stNEC Subcontract

�Option selected: Option B (Priced Option selected: Option B (Priced Option selected: Option B (Priced Option selected: Option B (Priced subcontract with bills of quantities)subcontract with bills of quantities)subcontract with bills of quantities)subcontract with bills of quantities)�Contract Sum: HK$ 20 MContract Sum: HK$ 20 MContract Sum: HK$ 20 MContract Sum: HK$ 20 M�Scope: construction of twin cells box Scope: construction of twin cells box Scope: construction of twin cells box Scope: construction of twin cells box

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�Scope: construction of twin cells box Scope: construction of twin cells box Scope: construction of twin cells box Scope: construction of twin cells box culvertculvertculvertculvert

NEC Subcontract NEC Subcontract NEC Subcontract NEC Subcontract ––––Introductory partnering workshopIntroductory partnering workshopIntroductory partnering workshopIntroductory partnering workshop((((Project Manager, Main Contractor, Project Manager, Main Contractor, Project Manager, Main Contractor, Project Manager, Main Contractor, SubSubSubSub----contractorcontractorcontractorcontractor))))

Page 14: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Practice

NEC Contracts in DSD

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Performance

Page 15: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Logos Promoting Partnering

Contract No. DC/2012/03Contract No. DC/2012/09

Contract No. DC/2012/07

Contract No. DC/2012/05

Contract No. DC/2012/01

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Contract No. DC/2012/03Contract No. DC/2012/09

Page 16: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Management Level

0.00

1.00

2.00

3.00

4.00

5.00

Frontline Staff

Dec 12-Feb 13

Mar 13-May 13

Jun 13-Aug 13

Improving Trend

Partnering Scores DC/2012/01

0.00

1.00

2.00

3.00

4.00

5.00

(Progress) 90% of Task Orders

completed earlier than Date for

Completion

(Progress) 50% of Task Orders

with final payment to Contractor

earlier than 150 days from the

date of Task Completion

(Safety) No reportable accident

(Safety) Management

Commitment

(Communication) Team Meeting

(Communication) Establish "no

surprise" culture

(Cooperation) Good forw

ard

planning of works

(Cooperation) Housekeeping of

site office and sites

(Cooperation) Joint activities

Management Level

Dec 12-Feb 13

Mar 13-May 13

Jun 13-Aug 13

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Page 17: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

1

2

3

4

5

Feb-13

May-13

Aug-13

Champion Group

5Pioneer Group

Partnering Scores DC/2012/09

Improving Trend

17

012345

Feb-13

May-13

Aug-13

Page 18: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Champion Group

Partnering Scores DC/2012/05

Improving Trend

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Page 19: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Partnering Scores DC/2012/03

Champion Group

Down Trend(due to increase in site difficulties

Up Trend(after some success cases)

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Time Cost Quality Safety Environmental PublicRelation

Trust Cooperation

Pioneer Group

Page 20: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

0.00

1.00

2.00

3.00

4.00

5.00

Questionnaire for Performance ( Pioneer Group )

Feb-13May-13

Aug-13

Down and up trend

Partnering Scores DC/2012/07

Objectives

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0.00

1.00

2.00

3.00

4.00

5.00

Objectives

Questionnaire for Performance ( Champion Group )

- 20 -

Page 21: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Contractor’s Staff

Project Manager’s Satff

Cost consultants’ Staff

� PM, Supervisor, Contractor in same office

Good Practices (1)

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Joint Office

Contractor in same office

� Facilitating joint problem solving

� Improved communication

Page 22: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Good Practices (2)

Joint Organisation Chart

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Joint Organisation Chart

Page 23: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Good Practices (3)

Dragon Boat Competition

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Soccer team

Page 24: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Good Practices (4)

School visit

Elderly home visit

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Page 25: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Birthday party

Good Practices (5)

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Body check

Page 26: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

Upcoming NEC Contracts /Consultancy

• E&M ContractTender invitation - Nov 13Contract start – Mar 14

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Contract start – Mar 14

• PSCEOI - Dec 13Consultancy start – Apr 14

Page 27: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

THANK YOUTHANK YOU

27

** 2 more notices**

Page 28: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

NEC Corner in DSD website

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www.dsd.gov.hk

Page 29: Drainage Services Department · 25/11/2013  · Early Warning Proactive participation by Project Manager , Supervisor and Contractor Risk management –risk register, early ... (Safety)

DSD R&D Forum 2013

New Engineering Contract Session

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Date: 28 Novermber 2013Time: 9:15 – 12:30Venue: Central Library