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8/7/2019 Dr Bhatt-Study Startup-ACE05
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Study Start Up Activities
Dr Arun Bhatt MD (Med) FICP (Ind)
Member
Faculty of Pharmaceutical Medicine
President
ClinInvent Research Pvt Ltd
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Sources of Delay in a Clinical Trial
0%
10%
20%30%
40%
50%
60%
70%
80%
90%
100%
Patient recruitment
Logistics
Data collection
Analysis Report
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Study Start Up Activities
Approvals
Budget
Contract
Documents
Essential supplies
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Study Start Activities
Protocol CRF
Regulatory andEthical Approval
Trial Documents Essential Supplies
SelectInvestigators
Site initiation visitsBudget Contracts
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Regulatory Application
Covering Letter to DCGI
Application Form 44 List of countries where the study has been approved and copy of
the approval letters
List of Investigators Undertaking by Investigator Current protocol with Signature Pages PIS/ICF in local languages CRF Investigators Brochure
Relevant IND information Proof of payment Application for Import License Detailed calculation of quantity of drugs to be imported from
which country
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SCHEDULE Y Amended 2005Data To Be Submitted Along With The Application
To Conduct Clinical Trials1. Introduction
A brief description of the drug and the therapeutic class to which it belongs.
2. Chemical and pharmaceutical information
2.1. Information on active ingredients
2.2. Physicochemical Data
2.3. Analytical Data
2.4. Complete monograph specification (not required for clinical trialapplication)
2.5. Validations (not required for clinical trial application)
2.6. Stability Studies
2.7. Data on Formulation
When the application is for clinical trials only, the international non-
proprietary name (INN) or generic name, drug category, dosage form and data
supporting stability in the intended container-closure system for the duration
of the clinical trial (information covered in item nos. 2.1, 2.3, 2.6, 2.7) are
required.
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SCHEDULE Y Amended 2005Data To Be Submitted Along With The Application
To Conduct Clinical Trials3. Animal Pharmacology
3.1. Summary
3.2. Specific pharmacological actions
3.3. General pharmacological actions
3.4. Follow-up and Supplemental Safety Pharmacology Studies
3.5. Pharmacokinetics: absorption, distribution; metabolism; excretion
4. Animal Toxicology (as applicable for relevant Phase of trial)
4.1. General Aspects
4.2. Systemic Toxicity Studies
4.3. Male Fertility Study
4.4. Female Reproduction and Developmental Toxicity Studies4.5. Local toxicity
4.6. Allergenicity/Hypersensitivity
4.7. Genotoxicity
4.8. Carcinogenicity
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SCHEDULE Y Amended 2005Data To Be Submitted Along With The Application
To Conduct Clinical Trials
5. Human / Clinical pharmacology (Phase I)
6. Therapeutic exploratory trials (Phase II)
7. Therapeutic confirmatory trials (Phase III)8. Special studies
8.1. Summary
8.2. Bio-availability / Bio-equivalence.
8.3 Other studies e.g. geriatrics, paediatrics,pregnant or nursing women (If relevant to Phaseof trial)
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SCHEDULE Y Amended 2005Data To Be Submitted Along With The Application
To Conduct Clinical Trials
9. Regulatory status in other countries
9.1. Countries where the drug is
a. Marketed
b. Approved
c. Approved as IND
d. Withdrawn, if any, with reasons
9.2. Restrictions on use, if any, in countries wheremarketed /approved
9.3. Free sale certificate or certificate of analysis, asappropriate.
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Other Regulatory Documents
Investigators brochure
Protocol
Case record form Informed consent document s
Patient information sheet with Informed consent
form with translation in 1-2 local languages.
Investigators undertaking (similar to FDA 1572) Ethics committee clearance, if available
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Export of Lab Samples
Covering letter to DGFT
Application for Export License
Import Export Code
Details of Laboratory Samples to be exported includingtotal quantity
Declaration from central laboratories for laboratory samples(including statement that the samples will not be used forgenetic manipulation)
List of tests/parameters to be performed on exportedsample
DCGI application for / approval of the protocol
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Documents for EC Approval
a) Trial Protocol( including protocol amendments),dated____________ Version no (s).__________
b) Patient Information Sheet and Informed Consent Form (includingupdates if any) in English and/or vernacular (local) language.
c) Investigators Brochure, dated_________, Version no.________d) Proposed methods for patient accrual including advertisement (s)
etc. proposed to be used for the purpose.
e) Principal Investigators current CV.
f) Insurance Policy / Compensation for participation and for seriousadverse events occurring during the study participation.
g) Investigators Agreement with the Sponsor
h) Investigators Undertaking
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EC Approval Letter
Dear Dr. ________
The Institutional Ethics Committee / Independent Ethics Committee (state name of the committee, asappropriate) reviewed and discussed your application to conduct the clinical trial entitled on
.(date).
The following documents were reviewed:
The following members of the ethics committee were present at the meeting held on (date, time, place).
__________ Chairman of the Ethics Committee__________ Member secretary of the Ethics Committee__________ Name of each member with designation
We approve the trial to be conducted in its presented form.
The Institutional Ethics Committee / Independent Ethics Committee expects to be informed about theprogress of the study, any SAE occurring in the course of the study, any changes in the protocol andpatient information/informed consent and asks to be provided a copy of the final report.
Yours sincerely,
Member Secretary, Ethics Committee.
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Study Subject Budget Checklist
Clinical Activities rates - procedures, lab fees,radiology, admission, pharmacy
Personnel hours / fee - physician, coordinator,technical, clerical
Study charges - Ethics committee, equipment,record storage, advertisements, training, sourcedocument
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Study Budget Checklist
Subject Payment amounts & times - travel, meals,compensation
Subject costs - per screened, per dropped
Management charges - pharmacy (storage &preparation of drug), SAE processing
Administrative charges - overhead %,cancellation fee
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Budget
5978Overhead 15%
45,878Per subject
39,850Total
16002008Subject time
40005008CoordinatorTime
16,00020008Investigatortime
3001003X ray
4501503ECG
16,00020008Lab
15005003Examination
Total cost RsCost Rs / visitNo of VisitsActivity
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ICH GCP : Contract
A written, dated, and signed agreement between
two or more involved parties that sets out any
arrangements on delegation and distribution oftasks and obligations and, if appropriate, on
financial matters.
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Major Contracts
Non Disclosure Agreement
Investigator undertaking/agreement
Clinical trial agreement Indemnity and insurance
Services contract
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Non Disclosure Agreement
PI and Sponsor
Protection of proprietary information
Binding on site staff Site responsibility
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Standard Clinical Trial Contract
Identification of protocol/ sponsor/institution/ investigator
Term & Termination notice
Payments & Schedule Confidentiality
Publication & Patents
Indemnification & Insurance
Subject injury
Applicable Law
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Indemnity/Insurance
Indemnity
Investigator, other staff and institute
Exceptions -Noncompliance/ Misconduct/negligence
Role of a CRO
Clinical trial insurance
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Study Initiation Documents
Investigators brochure
Signed protocol & amendments, CRF
Information for subject - consent, advertisement
Financial aspects
Insurance statement
Signed agreement between involved parties
Dated, documented approval of ethics committee
Composition of ethics committee
Regulatory approval
CV of investigators / team
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Study Initiation Documents
Medical / lab/ technical procedures/ tests
Normal values
Label for clinical trial samples
Instruction for handling samples
Shipping records for investigational product (s)
Certificate of analysis of investigational product
Decoding procedures
Master randomization list
Pre-trial monitoring report
Trial initiation monitoring report
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Essential Supplies
Study documents protocol, CRF, ICF
Forms & Logs SAE, Drug accountability
Investigational product drug / placebo Instructions drug / lab sample storage
Stationary - files, black ball pen, paper
Storage cupboard, fridge
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Study Start Up Activities Challenges
Internal
Regulatory
LegalFinance
Manufacture
External
Regulatory
InvestigatorSite administration
Ethics committee
Courier
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By failing to prepare you are preparing
to failBenjamin Franklin
The executive of the future will be
rated by his ability to anticipate his
problems rather than to meet them asthey come
Howard Coonely