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DOX 6E Montgomery 1
Design of Engineering ExperimentsPart 4 – Introduction to Factorials
• Text reference, Chapter 5• General principles of factorial experiments• The two-factor factorial with fixed effects• The ANOVA for factorials• Extensions to more than two factors• Quantitative and qualitative factors –
response curves and surfaces
DOX 6E Montgomery 2
Some Basic Definitions
Definition of a factor effect: The change in the mean response when the factor is changed from low to high
40 52 20 3021
2 230 52 20 40
112 2
52 20 30 401
2 2
A A
B B
A y y
B y y
AB
DOX 6E Montgomery 3
The Case of Interaction:
50 12 20 401
2 240 12 20 50
92 2
12 20 40 5029
2 2
A A
B B
A y y
B y y
AB
DOX 6E Montgomery 4
Regression Model & The Associated Response Surface
0 1 1 2 2 12 1 2
1 2 1 2 1 2
The least squares fit is
ˆ 35.5 10.5 5.5 0.5 35.5 10.5 5.5
y x x x x
y x x x x x x
DOX 6E Montgomery 5
The Effect of Interaction on the Response Surface
Suppose that we add an interaction term to the model:
1 2 1 2ˆ 35.5 10.5 5.5 8y x x x x
Interaction is actually a form of curvature
DOX 6E Montgomery 6
Example 5-1 The Battery Life ExperimentText reference pg. 165
A = Material type; B = Temperature (A quantitative variable)
1. What effects do material type & temperature have on life?
2. Is there a choice of material that would give long life regardless of temperature (a robust product)?
DOX 6E Montgomery 7
The General Two-Factor Factorial Experiment
a levels of factor A; b levels of factor B; n replicates
This is a completely randomized design
DOX 6E Montgomery 8
Statistical (effects) model:
1,2,...,
( ) 1,2,...,
1, 2,...,ijk i j ij ijk
i a
y j b
k n
Other models (means model, regression models) can be useful
DOX 6E Montgomery 9
Extension of the ANOVA to Factorials (Fixed Effects Case) – pg. 177
2 2 2... .. ... . . ...
1 1 1 1 1
2 2. .. . . ... .
1 1 1 1 1
( ) ( ) ( )
( ) ( )
a b n a b
ijk i ji j k i j
a b a b n
ij i j ijk iji j i j k
y y bn y y an y y
n y y y y y y
breakdown:
1 1 1 ( 1)( 1) ( 1)
T A B AB ESS SS SS SS SS
df
abn a b a b ab n
DOX 6E Montgomery 10
ANOVA Table – Fixed Effects Case
Design-Expert will perform the computations
Text gives details of manual computing (ugh!) – see pp. 169 & 170
DOX 6E Montgomery 11
Design-Expert Output – Example 5-1
DOX 6E Montgomery 12
Residual Analysis – Example 5-1
DOX 6E Montgomery 13
Residual Analysis – Example 5-1
DOX 6E Montgomery 14
Interaction Plot DESIGN-EXPERT Plot
Life
X = B: TemperatureY = A: Material
A1 A1A2 A2A3 A3
A: MaterialInteraction Graph
Life
B: Temperature
15 70 125
20
62
104
146
188
2
2
22
2
2
DOX 6E Montgomery 15
Quantitative and Qualitative Factors
• The basic ANOVA procedure treats every factor as if it were qualitative
• Sometimes an experiment will involve both quantitative and qualitative factors, such as in Example 5-1
• This can be accounted for in the analysis to produce regression models for the quantitative factors at each level (or combination of levels) of the qualitative factors
• These response curves and/or response surfaces are often a considerable aid in practical interpretation of the results
DOX 6E Montgomery 16
Quantitative and Qualitative Factors
DOX 6E Montgomery 17
Quantitative and Qualitative Factors
Candidate model terms from Design- Expert: Intercept
A B B2
AB B3
AB2
A = Material type
B = Linear effect of Temperature
B2 = Quadratic effect of Temperature
AB = Material type – TempLinear
AB2 = Material type - TempQuad
B3 = Cubic effect of Temperature (Aliased)
DOX 6E Montgomery 18
Regression Model Summary of Results
DOX 6E Montgomery 19
Regression Model Summary of Results
DOX 6E Montgomery 20
Factorials with More Than Two Factors
• Basic procedure is similar to the two-factor case; all abc…kn treatment combinations are run in random order
• ANOVA identity is also similar:
• Complete three-factor example in text, Example 5-5
T A B AB AC
ABC AB K E
SS SS SS SS SS
SS SS SS