Donepezil Slows Neurodegeneration

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    Article

    676 Am J Psychiatry 162:4, April 2005http://ajp.psychiatryonline.org

    Does Donepezil Treatment Slow the Progression

    of Hippocampal Atrophy in Patients

    With Alzheimers Disease?

    Mamoru Hashimoto, M.D., Ph.D.

    Hiroaki Kazui, M.D., Ph.D.

    Keiji Matsumoto, M.D.

    Yoko Nakano, M.D., Ph.D.

    Minoru Yasuda, M.D., Ph.D.

    Etsuro Mori, M.D., Ph.D.

    Objective: The only approved pharmaco-

    logical approach for the symptomatic

    treatment of Alzheimers disease in Japan

    is the use of a cholinesterase inhibitor,

    donepezil hydrochloride. Recent in vivo

    and in vitro studies raise the possibility

    that cholinesterase inhibitors can slow the

    progression of Alzheimers disease. The

    purpose of the present study was to deter-

    mine whether donepezil has a neuropro-

    tective effect in Alzheimers disease by us-

    ing the rate of hippocampal atrophy as a

    surrogate marker of disease progression.

    Method: In a prospective cohort study,54 patients with Alzheimers disease who

    received donepezil treatment and 93 con-

    trol patients with Alzheimers disease who

    never received anti-Alzheimer drugs un-

    derwent magnetic resonance imaging

    (MRI) twice at a 1-year interval. The an-

    nual rate of hippocampal atrophy of each

    subject was determined by using an MRI-

    based volumetric technique. Background

    characteristics, age, sex, disease duration,

    education, MRI interval, apolipoprotein E

    (APOE) genotype, and baseline Alzheimers

    Disease Assessment Scale score were com-

    parable between the treated and control

    groups.

    Results: The mean annual rate of hippo-

    campal volume loss among the treated pa-

    tients (mean=3.82%, SD=2.84%) was signif-

    icantly smaller than that among the

    control patients (mean=5.04%, SD=2.54%).

    Upon analysis of covariance, where those

    confounding variables (age, sex, disease

    duration, education, MRI interval, APOEgenotype, and baseline Alzheimers Dis-

    ease Assessment Scale score) were entered

    into the model as covariates, the effect of

    donepezil treatment on hippocampal at-

    rophy remained significant.

    Conclusions: Donepezil treatment slows

    the progression of hippocampal atrophy,

    suggesting a neuroprotective effect of

    donepezil in Alzheimers disease.

    (Am J Psychiatry 2005; 162:676682)

    At present, the only approved pharmacological ap-proach for the symptomatic treatment of Alzheimers

    disease in Japan is the use of cholinesterase inhibitors.

    Donepezil hydrochloride has been demonstrated to have

    significant effects in slowing symptomatic progression in

    24-week placebo-controlled trials (1), and some long-term

    studies have shown that there is no less benefit after 1 year

    of treatment (2, 3). One observational study (4) showed

    that cholinesterase inhibitor treatment alters the natural

    history of Alzheimers disease, as indicated by the delay in

    admission to nursing homes. Furthermore, a longitudinal

    neuroimaging study using single photon emission com-puted tomography (SPECT) demonstrated that treatment

    of patients with Alzheimers disease with donepezil for 1

    year reduced the decline in regional cerebral blood flow

    (rCBF) (5), suggesting the preservation of functional brain

    activity in donepezil-treated patients. Although these

    studies appear to have demonstrated the efficacy of done-

    pezil in slowing down clinical disease progression, it is not

    clear whether donepezil treatment slows disease progres-

    sion in Alzheimers disease.

    Neuropathologically, Alzheimers disease is characterized

    by the presence of neurofibrillary tangles and senile

    plaques, impaired synaptic function, and cell loss ( 6).

    Although these histological features cannot be examined

    noninvasively, the cell loss that accompanies them can be

    seen in vivo as atrophy with magnetic resonance imaging

    (MRI). Among the characteristic neuropathological changes

    in Alzheimers disease, the most prominent structural

    changes at the initial stage occur in the hippocampal for-

    mation (7, 8). MRI-based volumetry of the medial tempo-

    ral lobe structures has been proposed as a useful tool for

    the clinical diagnosis of Alzheimers disease (8). Serial MRI

    studies permit calculation of rates of atrophy over time. It

    has been proposed that measurement of the rate of atro-

    phy could be used to monitor the effectiveness of antide-

    mentia drugs for Alzheimers disease (9, 10). If an anti-Alz-

    heimer drug can slow down the anatomic progression of

    Alzheimers disease pathology, this should be detectable

    as a decrease in the rate of hippocampal atrophy in treated

    patients.

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    The purpose of the present study was to determine

    whether a cholinesterase inhibitor, donepezil hydrochlo-

    ride, has a neuroprotective effect on Alzheimers disease.

    Using an MRI-based volumetric technique, we examined

    the rates of hippocampal atrophy in donepezil-treated

    Alzheimers disease patients and compared the results

    with those in control patients.

    Method

    Subjects and Study Design

    In the present study, a prospective cohort was compared with a

    historical control cohort. All procedures followed the clinical

    study guidelines of the ethics committee of Hyogo Institute for

    Aging Brain and Cognitive Disorders, a research-oriented hospital,

    and were approved by the institutional review board. Written in-

    formed consent was obtained from the patients or their families.

    The control group was selected among those who participated

    in the annual follow-up program before donepezil was intro-

    duced. Patients with Alzheimers disease who were examined at

    the Hyogo Institute for Aging Brain and Cognitive Disorders were

    invited to the Hyogo Institutes Alzheimers disease annual follow-

    up program starting in July 1993. The consent and availability of a

    reliable caregiver and the absence of severe behavioral problems

    impelling institutionalization were the requirements for partici-

    pating in the program. At baseline, the patients were examined

    comprehensively by both neurologists and psychiatrists under a

    short-term admission to the infirmary and were given routine

    laboratory tests, EEGs, and standardized neuropsychological ex-

    aminations. The patients medical history was systematically col-

    lected from reliable family members by using a database format.

    Other imaging studies, such as MRIs of the brain, magnetic reso-

    nance angiograms of the head and neck, and cerebral perfusion

    or metabolism studies with positron emission tomography or

    SPECT were performed at baseline. Neuropsychological tests and

    MRIs were repeated at 1-year intervals. The clinical and investiga-

    tive data collected prospectively in a standardized fashion were

    all added to the database (11).After donepezil hydrochloride was licensed and marketed in

    November 1999 in Japan, the annual follow-up program was re-

    vised to the donepezil follow-up program because most patients

    with Alzheimers disease were treated with donepezil. The treated

    group consisted of consecutive patients with mild to moderate

    Alzheimers disease who received donepezil treatment and were

    enrolled in a prospective longitudinal cohort study between No-

    vember 1999 and June 2003. Treatment with donepezil was a pre-

    requisite for participating in the revised program. After the same

    baseline assessments as the annual follow-up program were eval-

    uated, the patients received 3 mg/day of donepezil for 1 or 2 weeks

    and then 5 mg/day (the approved maximum dose in Japan). Do-

    nepezil hydrochloride was prescribed for the entire year after the

    initial MRI, and compliance was monitored at every visit (every 3

    months). Neuropsychological tests and MRIs were repeated at 1-year intervals. The treated patients satisfied six inclusion criteria:

    1. Meeting criteria of the National Institute of Neurological

    Disease and Stroke/Alzheimers Disease and Related Disor-

    ders Association for probable Alzheimers disease (12)

    2. Having minimal to moderate functional severity (a score of 15

    or more on the Mini-Mental State Examination (MMSE) (13)

    3. Having no lifetime history of other neurological or mental

    disorders

    4. Taking no established and documented antidementia drugs

    other than donepezil (agents with possible antidementia

    properties, such as nonsteroidal antiinflammatory drugs,

    vitamins E, ginkgo biloba, and lecithin were allowed)

    5. Having no evidence of focal brain lesions on a MRI

    6. There being informed consent from patients and their rela-

    tives for determination of their apolipoprotein E (APOE)

    genotype

    The control group was selected among those who participated

    in the annual follow-up program between July 1993 and October

    1999. Requirements for inclusion in the present study were thesame as those for the donepezil follow-up participants except for

    the use of donepezil. Those who received anti-Alzheimer drugs

    other than donepezil were not included in the present study. In

    this study, only baseline and 1-year follow-up data were used.

    Cognitive Functions

    The status of global cognitive function was assessed with the

    MMSE and the Alzheimers Disease Assessment Scale (14). The Alz-

    heimers Disease Assessment Scale was administrated by neuro-

    psychologists (along with the MRI examination) who were not in-

    volved in managing the patients at a 1-year interval (1014 months).

    MRI Volumetry

    We directly measured the volume of the hippocampal forma-

    tion on high spatial resolution three-dimensional spoiled-gradi-ent echo images (15). The images were generated perpendicular to

    the anterior-posterior commissure plane that covers the whole

    calvaria with a 1.5-T MRI unit (Sign Advantage 5.x, General Elec-

    tric Medical Systems, Milwaukee). The operating parameters were

    as follows: field of view=220 mm, matrix=256256, 1241.5 mm

    contiguous sections, TR=14 msec, TE=3 msec, and flip angle=20.

    The detailed hippocampal MRI volumetric procedure is de-

    scribed elsewhere (15). In brief, the MRI data set was transmitted

    to a computer from the MRI unit, and after an appropriate data

    conversion, it was analyzed by using the public domain Image

    version 1.62 program (developed at the National Institutes of

    Health and available on the Internet at http://rsb.info.nih.gov/

    nih-image/) with residential macro programs developed in our

    institute. Hippocampal formation volume in all subjects was

    measured by a single investigator (M.H.) who was blinded to 1) allclinical information, 2) the order (initial and follow-up) of MRIs,

    and 3) the time of enrollment. Before starting the measurement,

    the rater inspected the suitability of MRIs for hippocampal volu-

    metry. If either one of the two MRIs obtained for a subject was un-

    suitable for volumetry because of motion artifacts or for any other

    technical reason, the subject was excluded from the study.

    For volumetry, we used a combination of semiautomatic seg-

    mentation-through-density thresholding and manual tracing,

    thereby lowering partial voluming and the observers bias. The re-

    liability and validity of volumetry have been established and de-

    scribed elsewhere (9, 15). The hippocampal formation was de-

    fined to include the pes hippocampi, digitationes hippocampi,

    alveus hippocampi, dentate gyrus, and subiculum (1618). The

    boundary of the hippocampal formation was defined from the

    entire head of the hippocampus to the slice where the crus of the

    fornix was seen in full profile. The outline of the hippocampal for-

    mation together with the surrounding white matter and CSF was

    first traced with a manually guided mouse cursor, and subse-

    quently, the gray matter of each structure was extracted by den-

    sity thresholding set at a range between minimum and maximum

    pixel values. The maximum value was defined as the largest value

    for any pixel of the gray matter (represented by the caudate head).

    The minimum value was defined as one-half the sum of the mean

    pixel value of the gray matter and the mean value of CSF (repre-

    sented by the lateral ventricle) (16). The slice volume of the hip-

    pocampal formation was obtained by automatically counting the

    number of pixels within the segmented regions and then multi-

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    age, sex, disease duration, education, MRI interval, APOE

    genotype, and baseline Alzheimers Disease Assessment

    Scale score were entered into the model as covariates, the

    effect of donepezil on hippocampal atrophy remained sig-

    nificant (F=10.34, df=138, p=0.002).

    Even if the two patients who did not receive the full 1-

    year dosage of donepezil were excluded from the analyses,

    the results remained unchanged; donepezil treatment had

    significant effects on Alzheimers Disease Assessment

    Scale score (F=4.37, df=141, p

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    cholinesterase inhibitors was postponed reminds us of a

    potential disease-modifying effect.

    A recent long-term randomized, double-blind trial (26)

    showed that no significant benefits were seen with done-

    pezil compared with placebo in the institutionalization

    and progression of disability. In the study, there were no

    significant differences in behavioral symptoms, caregiver

    well-being, and caregiver time costs. On the other hand,

    statistically significant cognitive and functional effects

    were maintained over at least 2 years. Because many of the

    outcomes are influenced by the interaction of complex bi-

    ological, social, and environmental factors, they might be

    inappropriate for assessing the neuroprotective effects of

    donepezil.

    To explain the neuroprotective effect of cholinesterase

    inhibitors, mechanisms based on beta-amyloid metabo-

    lism have been postulated. Accumulation of amyloid is

    one of the earliest changes in Alzheimers disease pathol-

    ogy (27, 28) and may cause neuronal death in the CNS (29,

    30). In vitro studies have demonstrated a link between

    cholinergic activation and beta-amyloid precursor proteinmetabolism. Wallace et al. (31) found evidence that lesions

    of the cholinergic nucleus basalis of Meynert increased

    the synthesis of beta-amyloid precursor protein in the ce-

    rebral cortex of rats. Wolf et al. (32), using human CNS

    neurons, found increased amyloid precursor protein se-

    cretion and decreased beta-amyloid protein production

    with carbachol stimulation of muscarinic receptors (32).

    These studies support a beneficial alteration in amyloid

    processing associated with cholinergic stimulation. Ki-

    hara et al. (33) examined the effects of nicotinic receptor

    agonists on amyloid beta cytotoxicity in cultured rat corti-

    cal neurons and found that nicotinic receptor stimulation

    may be able to protect neurons from degeneration in-duced by amyloid beta. Svensson and Nordberg (34) dem-

    onstrated that tacrine and donepezil at clinically relevant

    concentrations attenuated amyloid beta (25-35)-induced

    toxicity in rat pheochromocytoma PC12 cells. The neuro-

    protective effect was blocked by the presence of the nico-

    tinic antagonists mecamylamine and tubocurarine, sug-

    gesting an intervention through nicotinic receptors.

    Our study has some limitations. First, because it was a

    comparative study with a historical control group rather

    than a randomized study, it suffers from several sources of

    bias. The groups are not comparable because of the selec-

    tion of subjects who received the intervention (selection

    bias), the cointerventions and other medical management

    being received by the two groups were different (perfor-

    mance bias), and the methods of outcome measurement

    being used in the two groups were different (detection

    bias). Although there was no intention to select subjects

    for the control and treatment groups, patients who could

    not tolerate the initial doses of donepezil were not in-

    cluded in the donepezil follow-up program. This could

    have been a source of selection bias. However, we are un-

    aware of any evidence that donepezil tolerance predicts

    disease progression. Because the control group in the

    present study was not concurrent but historical, there was

    a generation difference of several years between the

    groups. Although the generation difference was a possible

    source of selection and performance bias, the difference

    in the patients generation was not likely to affect the vol-

    umetric results, and the cointerventions and other medi-

    cal management did not change throughout the first and

    second halves of the study period. Second, it has been rec-

    ognized that open-label studies are not optimal. The fact

    that the investigators were not blinded to treatment might

    increase the donepezil effect. However, neither hippo-

    campal volume nor the Alzheimers Disease Assessment

    Scale score was a subjective outcome measure. Further-

    more, in the present study, the Alzheimers Disease Assess-

    ment Scale was administered by neuropsychologists who

    were unblinded but not involved in managing the pa-

    tients, and MRI volumetry was made by an investigator

    who was blinded to all clinical information. Therefore, it

    was unlikely that detection bias affected the results of the

    rate of hippocampal atrophy or the Alzheimers DiseaseAssessment Scale score in favor of the donepezil-treated

    group. Third, dropouts are a problem for this type of de-

    sign and a possible source of exclusion bias. Simply ignor-

    ing everyone who has withdrawn from a clinical trial may

    bias the results, usually in favor of the intervention. There-

    fore, it is standard practice to analyze the results of com-

    parative studies on an intention-to-treat basis. In the

    present study, two patients who did not take the full 1-year

    dosage of donepezil because of adverse events or poor

    compliance were included in the primary analyses.

    As a result, the patients background characteristics,

    such as age, sex, education, disease duration, disease se-

    verity, and MRI interval, were comparable between thetwo groups, and even after we controlled for these vari-

    ables, the effect of donepezil on hippocampal atrophy re-

    mained unchanged. In any case, the significant difference

    of the rate of hippocampal atrophy was likely to be due to

    the intervention with donepezil. Although our findings

    should be confirmed by a randomized, controlled long-

    term trial in patients with Alzheimers disease, it would be

    unethical to conduct such a study to extend the knowl-

    edge of donepezil.

    The present results suggest that donepezil has not only

    a symptomatic effect but also a neuroprotective effect. If

    donepezil does, in fact, influence disease progression, we

    need to modify our treatment strategies; donepezil is not

    an optional but rather a mandatory treatment for Alzhe-

    imers disease and should be started in the prodromal or

    very early stage of the disease. Mild cognitive impairment

    is a condition that frequently progresses to Alzheimers

    disease, which requires early diagnostic and therapeutic

    interventions. Donepezil, through its neuroprotective ef-

    fect, could possibly inhibit progression from mild cognitive

    impairment to Alzheimers disease. Further studies are

    needed to determine whether donepezil slows the progres-

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    sion from mild cognitive impairment to Alzheimers dis-

    ease. Hippocampal atrophy could be used as a surrogate

    marker of disease progression in such studies. Further-

    more, the potential neuroprotective mechanism should be

    refined and exploited to enhance the drugs effectiveness in

    treating Alzheimers disease. A better understanding of this

    mechanism may suggest strategies for designing improved

    drugs.

    Received June 11, 2004; revision received Sept. 1, 2004; accepted

    Sept. 10, 2004. From the Hyogo Institute for Aging Brain and Cogni-

    tive Disorders, Hyogo, Japan; Sawa Hospital at Toyonaka; the Depart-

    ment of Psychiatry and Behavior Science, Osaka University Graduate

    School of Medicine, Osaka, Japan; the Department of Psychiatry and

    Neurology, Kobe Graduate University School of Medicine, Hyogo, Ja-

    pan; and the Department of Behavioral Neurology and Cognitive

    Neuroscience, Tohoku University Graduate School of Medicine, Sen-

    dai, Japan. Address correspondence and reprint requests to Dr. Ha-

    shimoto, Sawa Hospital, 1-9-1 Shiroyamacho, Toyonaka, Osaka, 561-

    8691, Japan; [email protected] (e-mail).

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