5
© 1999 by the American Society for Dermatologic Surgery, Inc. Published by Blackwell Science, Inc. ISSN: 1076-0521/99/ Dermatol Surg 1999;25:294–298 Distribution of Human Hair in Follicular Units A Mathematical Model for Estimating the Donor Size in Follicular Unit Transplantation Francisco Jimenez, MD* and Jose M. Ruifernández, PhD *Dermatology and Laser Center, Clinica San Roque, Las Palmas, Spain; Foundation for Development of Medical Engineering Applications, Madrid, Spain background. Human hair emerges from the scalp in group- ings known as follicular units. In follicular unit transplantation, the follicular unit is the exclusive element to be moved in the transplant. objective. To study the distribution of follicular units in the human occipital (donor) scalp. methods. Using digital photography, we counted in 50 pa- tients the hair density, follicular unit density, and the propor- tion of 1-, 2-, and 3-hair units per square centimeter. We mea- sured the median distance between the follicular units. All the data obtained was statistically analyzed. results. In the occipital (donor) scalp the number of follicular units per square centimeter ranges between 65 and 85, and the hair density ranges between 124 and 200. The proportions of the different hair groupings change according to the patient’s hair density. We have developed a mathematical model that can predict the number and the most probable distribution of 1, 2, and 3 hair groupings, based on the patient’s hair density. The distance between follicular units ranges from 1.0 mm to 1.4 mm. conclusion. Hair transplant surgeons can now predict the to- tal number of follicular units to be obtained from any given do- nor strip. In addition, the proportion of 1-, 2-, and 3-hair follic- ular units can also be anticipated. Some variance is to be expected due to the lack of uniform density in the donor area. HUMAN HAIR does not always grow singly. Under appropriate magnification, one can see that human hair emerges from the scalp in groupings, which are known as follicular units. Histologically, these struc- tures are composed of 1, 2, 3, and rarely 4 or 5 hairs that form a distinct group bounded by a circumferen- tial band of adventitial collagen. 1 Limmer, 2,3 and Bernstein and Rassman 4,6,7 can be considered as the founders of the process known as follicular unit transplantation, a method of hair resto- ration surgery that recognizes the follicular unit as the basic and exclusive element of tissue to be moved in the transplant. This method involves a meticulous dis- section of the follicular units from the surrounding tis- sue and their subsequent insertion into the recipient area. Since the hair is transplanted in the same way as it grows, follicular unit transplantation is considered by many surgeons the most logical way to accomplish a hair transplant procedure. A report by Seager 5 sug- gests that the preservation of the whole morphology of the follicular unit could play a role in graft survival. Seager showed that single hair grafts that have been split away from naturally occurring follicular clumps have a decreased survival rate when compared with intact follicular units. Using digital photography as a tool for macroscopic analysis and quantification of hairs and follicular units, we have studied the distribution of follicular units in the donor (occipital) area of human scalp. The data obtained were used to develop a mathematical model that allows the surgeon to calculate at a glance the size of the donor strip needed to be excised, and the number of 1-, 2-, and 3-hair follicular units con- tained in the donor strip. Materials and Methods It is important to emphasize the difference between hair density and follicular unit density. Hair density refers to the number of hairs emerging from the scalp per square centi- meter. Follicular unit density is the number of hair group- ings per square centimeter. The quantification of hairs and follicular units per unit area was made from digitalized photographs obtained from 50 patients. A 1 3 0.5 cm 2 rectangle was drawn and shaved on the occipital scalp of each patient. This area, measuring 0.5 cm 2 , was photographed using a digital camera (Minolta RD 175) and processed in a Macintosh computer using the Adobe Photoshop software. The pictures were magnified 12 times their original size (Figure 1). The total number of hairs present within the 0.5 cm 2 rectangle, as well as the number of 1-, 2-, 3-, 4-, and 5-hair follicular units were counted. Due to the scarcity of 4- and 5-hair follicular units and for the sake of simplification, all 4- and 5-hair follicular units were counted as 3-hair follicular units. In each patient, we Address correspondence and reprint requests to: Francisco Jimenez, MD, Calle Angel Guimera, 4—bajo, Las Palmas Gran Canaria, Las Palmas 35003, Spain.

Distribution of Human Hair in Follicular Units : A Mathematical Model for Estimating the Donor Size in Follicular Unit Transplantation

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Page 1: Distribution of Human Hair in Follicular Units : A Mathematical Model for Estimating the Donor Size in Follicular Unit Transplantation

© 1999 by the American Society for Dermatologic Surgery, Inc. • Published by Blackwell Science, Inc.ISSN: 1076-0521/99/ • Dermatol Surg 1999;25:294–298

Distribution of Human Hair in Follicular Units

A Mathematical Model for Estimating the Donor Size inFollicular Unit Transplantation

Francisco Jimenez, MD* and Jose M. Ruifernández, PhD

*Dermatology and Laser Center, Clinica San Roque, Las Palmas, Spain;

Foundation for Development of Medical

Engineering Applications, Madrid, Spain

background.

Human hair emerges from the scalp in group-ings known as follicular units. In follicular unit transplantation,the follicular unit is the exclusive element to be moved in thetransplant.

objective.

To study the distribution of follicular units in thehuman occipital (donor) scalp.

methods.

Using digital photography, we counted in 50 pa-tients the hair density, follicular unit density, and the propor-tion of 1-, 2-, and 3-hair units per square centimeter. We mea-sured the median distance between the follicular units. All thedata obtained was statistically analyzed.

results.

In the occipital (donor) scalp the number of follicular

units per square centimeter ranges between 65 and 85, and thehair density ranges between 124 and 200. The proportions ofthe different hair groupings change according to the patient’shair density. We have developed a mathematical model that canpredict the number and the most probable distribution of 1, 2,and 3 hair groupings, based on the patient’s hair density. Thedistance between follicular units ranges from 1.0 mm to 1.4 mm.

conclusion.

Hair transplant surgeons can now predict the to-tal number of follicular units to be obtained from any given do-nor strip. In addition, the proportion of 1-, 2-, and 3-hair follic-ular units can also be anticipated. Some variance is to beexpected due to the lack of uniform density in the donor area.

HUMAN HAIR does not always grow singly. Underappropriate magnification, one can see that humanhair emerges from the scalp in groupings, which areknown as follicular units. Histologically, these struc-tures are composed of 1, 2, 3, and rarely 4 or 5 hairsthat form a distinct group bounded by a circumferen-

tial band of adventitial collagen.

1

Limmer,

2,3

and Bernstein and Rassman

4,6,7

can beconsidered as the founders of the process known asfollicular unit transplantation, a method of hair resto-ration surgery that recognizes the follicular unit as thebasic and exclusive element of tissue to be moved inthe transplant. This method involves a meticulous dis-section of the follicular units from the surrounding tis-sue and their subsequent insertion into the recipientarea. Since the hair is transplanted in the same way asit grows, follicular unit transplantation is consideredby many surgeons the most logical way to accomplisha hair transplant procedure. A report by Seager

5

sug-gests that the preservation of the whole morphologyof the follicular unit could play a role in graft survival.Seager showed that single hair grafts that have beensplit away from naturally occurring follicular clumpshave a decreased survival rate when compared withintact follicular units.

Using digital photography as a tool for macroscopicanalysis and quantification of hairs and follicularunits, we have studied the distribution of follicularunits in the donor (occipital) area of human scalp. Thedata obtained were used to develop a mathematicalmodel that allows the surgeon to calculate at a glancethe size of the donor strip needed to be excised, andthe number of 1-, 2-, and 3-hair follicular units con-tained in the donor strip.

Materials and Methods

It is important to emphasize the difference between hairdensity and follicular unit density. Hair density refers to thenumber of hairs emerging from the scalp per square centi-meter. Follicular unit density is the number of hair group-ings per square centimeter.

The quantification of hairs and follicular units per unitarea was made from digitalized photographs obtained from

50 patients. A 1

3

0.5 cm

2

rectangle was drawn and shavedon the occipital scalp of each patient. This area, measuring0.5 cm

2

, was photographed using a digital camera (MinoltaRD 175) and processed in a Macintosh computer using theAdobe Photoshop software. The pictures were magnified 12times their original size (Figure 1). The total number of hairspresent within the 0.5 cm

2

rectangle, as well as the numberof 1-, 2-, 3-, 4-, and 5-hair follicular units were counted.Due to the scarcity of 4- and 5-hair follicular units and forthe sake of simplification, all 4- and 5-hair follicular unitswere counted as 3-hair follicular units. In each patient, we

Address correspondence and reprint requests to: Francisco Jimenez,MD, Calle Angel Guimera, 4—bajo, Las Palmas Gran Canaria, LasPalmas 35003, Spain.

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Dermatol Surg 25:4:April 1999

jimenez and ruifernández: donor size and follicular units

295

correlated the hair density (d) with the follicular density (n)and the proportion of 1-, 2-, and 3-hair groupings.

The mean distance (L) between the follicular units wasalso measured in each patient (Figure 2). The median valueswere expressed in millimeters according to a conversion fac-tor based on the magnification of the photograph.

Hair density (d) can be defined as:

Within 1 square centimeter, there will be a total number ofn follicular units, being:

Therefore, n

5

n

1

1

n

2

1

n

3

.The total number of hairs per square centimeter will be:

d H number of hairs( ) S area in cm2( )⁄=

n total number of follicular units/cm2=

n1 number of 1-hair follicular units/cm2=

n2 number of 2-hair follicular units/cm2=

n3 number of 3-, 4-, and 5-hair follicular units/cm2=

n1 1× n2 2 n3 3×+×+ d H S⁄= =

For any given surface the total number of hairs will be:

Example.

We have a patient with a hair density d

5

124hairs/cm

2

distributed in n

5

63 follicular units/cm

2

, ofwhich 31 are two hair follicular units (n

2

), 17 are one hairfollicular units (n

1

), and 15 are three hair follicular units(n

3

).

Assuming that the surgeon excises a donor strip of 10 cm

2

,by proportion this area will contain 1240 hairs distributedin 630 follicular units, of which 170 will be of one hair, 310of two hairs and 150 of three hairs.

This model will allow us to estimate the area of donor scalpwith the greatest probability contains the number of follicu-lar units desired to transplant, based only on the patient’shair density. In reality, as occurs with any mathematicalmodel applied to a biological system, small dispersionsaround the median values will be expected.

Results

Distribution of Follicular Units and Correlation with Hair Density

Figure 3 shows the correlation between the total num-ber of follicular units per square centimeter with thepatient’s hair density, as well as the distribution of thefollicular groupings in 1 (n

1

), 2 (n

2

), and 3 (n

3

) hairunits.

H S d× S n1 1× n2 2 n3 3×+×+( )×= =

d n1 1× n2 2 n3 3×+×+=

124 17 1 31 2 15 3×+×+×=

124 17 62 45+ +=

H S n1 1× n2 2 n3 3×+×+( )× S d×= =

H 10 17 62 45+ +( ) 1240 hairs in 10 cm2( )= =

Figure 1. All the hairs and follicular units within a 1 3 0.5 cm2

rectangle were counted.

Figure 2. Distance measured between follicular units.Figure 3. Distribution of follicular units and correlation with thehair density.

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jimenez and ruifernández: donor size and follicular units

Dermatol Surg 25:4:April 1999

In our samples, we found that the number of follic-ular units per square centimeter in the occipital scalpranges between 65 and 85 with a slight tendency to in-crease with the patient’s hair density. The hair densityranged between 124 and 200 hair/cm

2

. In all patients,the most common type of hair grouping was the 2-hair follicular unit, followed by the 3-hair and 1-hairunit. The amount of 2-hair and 3-hair follicular unitstend to increase as the patient’s hair density increases.In contrast, the number of 1-hair follicular units in-creases as the patient’s hair density decreases.

These correlations can be expressed with the fol-lowing mathematical equations:

Number of Follicular Units for Any Given Area

From Figure 3 and supposing that the hair density ismaintained constant throughout the donor scalp, wecan deduce another table that correlates the number offollicular units for any given surface (Figure 4). Sincethe total number and the proportion of follicular unitsvaries with the patient’s hair density, we have de-signed 3 independent tables corresponding to patientswith low density (120 hair/cm

2

), average density (160hairs/cm

2

), and high density (200 hairs/cm

2

).

Distance Between Follicular Units

According to our measurements, the mean distance (L)between follicular units ranges from 1.0 mm in pa-tients with high hair density (200 hairs/cm

2

) to 1.4mm in patients with low density (120 hairs/cm

2

).Human hair does not have a homogeneous distribu-

tion, but the mean distance between follicular unitsfollows approximately the distribution of a square re-ticular model, where

For example, if a patient has n

5

70 follicular units/cm

2

, the mean distance between follicular units (L)will be:

Discussion

Superficial Distribution of Follicular Units

Bernstein and Rassman explored in depth the distribu-tion of follicular units in the human scalp.

4,6,7

They

n 0.29 d 27+×=

n1 0.16 d×– 36+=

n2 0.19 d 9+×=

n3 0.26 d 18–×=

L mm( ) 10 n⁄=

L 10 70⁄ 10 8.36⁄ 1.2 mm= = =

found that the absolute number of follicular units perunit area remains relatively constant (approximatelyone unit/mm2), and that it is the proportion of naturalhair groupings that determines the patient’s hair den-sity.

In our study, all patients had a follicular unit den-sity ranging between 65 to 85 units/cm2, with a slighttendency to increase in high density patients and todecrease in patients with low density. An easy rule toremember is that the follicular unit density is approxi-mately half of the hair density (ie., a patient with 160hairs/cm2 will have approximately 75 follicular unitsper cm2). Although the follicular density remains be-tween those limits (65 to 85), the hair density variessignificantly, ranging between 120 and 200 hairs/cm2.A review of the literature reveals a significant varia-tion among different authors regarding the counts ofhair density, which is probably due to either racialvariations or to the methodology used to count thehairs per unit area. Limmer finds a range of 120–240hairs/cm2,8 and Haber 144–176 hairs/cm2.9 Bernsteinet al7 found significant racial variations in the hair

Figure 4. Number of follicular units per donor area.

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Dermatol Surg 25:4:April 1999 jimenez and ruifernández: donor size and follicular units 297

density and follicular unit density among Caucasians,Asians, and Africans. The African individual has alower hair density (average 160 hairs/cm2) than theAsian (average 170 hairs/cm2) and Caucasian (average200 hairs/cm2).

In human scalp, the majority of the hair emerges as2-hair follicular units. The second most common unitis the 3-hair unit. Only in individuals with very lowhair density (with severe male pattern baldness) arethe 1-hair units more abundant than the 3-hair units.

The progressive hair loss associated with male pat-tern baldness is what probably determines this dy-namic change in the proportions of the follicular units.A logical reasoning is that as male pattern baldnessprogresses, the hair is lost as single hairs from all typesof follicular groupings in the same proportion. There-fore, the 3-hair follicular units will be converted into2-hair follicular units, the 2-hair units into 1-hair folli-cular units, and some of the 1-hair units will disap-pear. New 1-hair units are formed from preexisting2-hair units, resulting in a higher proportion of 1-hairunits in low density patients. The total number of fol-licular units will remain fairly constant unless the indi-vidual reaches a severe degree of alopecia.

After measuring the distance between follicularunits, our results indicate that they tend to maintain acertain distance between each other, which can rangefrom 1.00 millimeter in patients with high hair densityto 1.40 millimeters in low density patients. Theoreti-cally, this is the distance in which the hair graftsshould be placed in order to achieve a density equal tothe donor site.

Estimation of the Number and Proportion of Follicular Units/cm2 Based on the Patient’s Hair Density

Using Figure 3, we can estimate the follicular densityas well as the proportion of 1-, 2-, and 3-hair follicu-lar units per square centimeter.

For example, a patient with a measured hair densityof 190 hair/cm2 will probably have a total of 82 follic-ular units per square centimeter, of which 45 will be2-hair units, 31 3-hair units, and 6 1-hair follicularunits.

The same results can be obtained using the mathe-matical equations shown above:

n 0.29 190 27+× 82 follicular units/cm2= =

n1 0.16 d×– 36+ 6 one hair follicular units/cm2= =

n2 0.19 d 9+× 45 two hair follicular units/cm2= =

n3 0.26 d 18–× = =

31 three hair follicular units/cm2

Estimation of the Size of the Donor Strip forFollicular Transplantation

An accurate estimation of the size of the donor stripneeded to excise is important for planning a hairtransplant session. Most experienced surgeons can ac-curately predict the harvest requirements at a glance.However, for novice surgeons it is useful to followsome guidelines, because an accurate estimation of thedonor area is important if surgical results are to bepredictable.

The surgeon must measure first the hair density anddetermine the size of the donor strip to be excised ac-cording to the number of follicular units desired totransplant. A variety of devices can be used to measurehair density such as the densitometer or the tricho-scope.9,10 Then, using Figure 4 that most approxi-mates to the patient’s hair density, the surgeon esti-mates the size of the donor area as well as theexpected number of 1-, 2-, and 3-hair follicular unitsthat the donor strip will contain.

Example. We wish to transplant a total number of 800follicular units in a patient with a measured hair den-sity of 160 hairs/cm2.

1. What is the size of the donor strip needed?2. How many 1, 2, and 3 hair follicular units

will be present in the donor strip?

Answer. Using Figure 4 for a patient with average den-sity, we can estimate that at least 11 cm2 of donorscalp is needed in order to obtain 800 follicular units.Moreover, the estimated proportion of follicular unitscontained in the donor strip will be 425 2-hair, 2503-hair, and 110 1-hair follicular units.

It is important to note that this result assumes thatno hairs are lost during the process of harvesting andgraft dissection. In general, the estimated proportionof graft loss can range from 10 to 30%. This will de-pend mainly on the surgeon’s skill and method of har-vesting (a multiple-bladed knife versus a single blade),the method of dissection (better yield using a dissect-ing microscope), and the skill of the technicians. Thiscorrection factor will have to be added to the final sizeto achieve a more realistic result.

Final Note

Our paper is not intended to discourage the physicianfrom taking specific measurements in each patient. Infact, the only way to account for the patient-to-patientvariability in the hair density and in the proportion offollicular units would be to make measurements ineach individual case. However, based on the correla-tions that we found in our study, we can anticipate themost probable distribution of follicular units expected

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298 jimenez and ruifernández: donor size and follicular units Dermatol Surg 25:4:April 1999

in a patient, given a predetermined hair density. Thereader has to realize that the results from the tablesand equations represent the most probable mediumvalues, and as occurs with any statistical correlation,numerous small deviations around the medium can beexpected.

References1. Headington JT. Transverse microscopy anatomy of the human

scalp. Arch Dermatol 1984;120:449–56.2. Limmer BL. Elliptical donor stereoscopically assisted micrografting

as an approach to further refinement in hair transplantation. J Der-matol Surg Oncol 1994;20:789–93.

3. Limmer BL. Elliptical donor harvesting. In: Stough DB, Haber RS,

eds. Hair replacement: surgical and medical. St. Louis: Mosby-YearBook, Inc. 1996:142–7.

4. Bernstein RM, Rassman WR, Szaniawski W, Halperin AJ. Follicu-lar transplantation. Int J Aesth Rest Surg 1995;3:119–32.

5. Seager DJ. Micrograft size and subsequent survival. Dermatol Surg1997;23:757–62.

6. Bernstein RM, Rassman WR. Follicular transplantation. Patientevaluation and surgical planning. Dermatol Surg 1997;23:771–84.

7. Bernstein RM, Rassman WR. The aesthetics of follicular transplan-tation. Dermatol Surg 1997;23:785–99.

8. Limmer BL. The density issue in hair transplantation. DermatolSurg 1997;23:747–50.

9. Haber RS, Stough DB. Accurate estimation of graft requirementswhen using multibladed knives. In: Stough DB, Haber RS, eds. Hairreplacement: surgical and medical. St. Louis: Mosby-Year Book,Inc. 1996:138–42.

10. Rassman WR, Pomerantz MA. The art and science of minigrafting.Int J Aesth Rest Surg 1993;1:27–36.

CommentaryThe authors are to be congratulated on an excellent study,mathematically and scientifically. Their model provides a reli-able means of extrapolating the number of follicular units andtheir distribution in 1, 2, and 3 hair entities based upon the hairdensity. As mentioned by the authors, the reader is cautioned toremember that significant racial and individual variations inhair and follicular unit densities occur in nature. Based upon aSpanish population, the authors have found a range of 124–200 hair per cm2 and 65–85 follicular units per cm2. In prima-rily Caucasian populations, Headington found a range of 160–

280 hair per cm2 and 100 follicular units per cm2. In an ongo-ing study of a mixed Caucasian and Hispanic population, wehave found follicular unit densities to average 90 units per cm2

using visual counting at 103 magnification. For these reasons,the authors’ model, while scientifically and mathematicallysound, may need adjustment for specific populations and indi-viduals.

B.L. Limmer, MDSan Antonio, TX