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DISCRIMINATION BETWEEN INRUSH AND FAULT CURRENTS IN AN UNLOADED THREE PHASE POWER TRANSFORMER BASED ON PRE-FLUXING AND HARMONIC ANALYSIS TECHNIQUES by SHANTANU KUMAR (Achieving international excellence) This thesis is presented for the degree of Master of Engineering Science (Research) of The University of Western Australia Energy System Centre The School of Electrical, Electronics, and Computer Engineering 2013

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Page 1: discrimination between inrush and fault currents in an unloaded three phase power transformer

DISCRIMINATION BETWEEN INRUSH AND

FAULT CURRENTS IN AN UNLOADED

THREE PHASE POWER TRANSFORMER

BASED ON PRE-FLUXING AND HARMONIC

ANALYSIS TECHNIQUES

by

SHANTANU KUMAR

(Achieving international excellence)

This thesis is presented for the degree of Master of Engineering Science

(Research) of The University of Western Australia

Energy System Centre

The School of Electrical, Electronics, and Computer Engineering

2013

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i

Shantanu Kumar

25, Braemount Road,

Darch, Perth, WA 6065

Australia

email : [email protected]

Mobile : +61 4 33399304

The 31st of July, 2013

The Head of the School,

School of Electrical, Electronics and Computer Engineering

The University of Western Australia

Nedlands, WA,6009

Australia

Dear Sir,

I wish to submit this thesis titled :

"DISCRIMINATION BETWEEN INRUSH AND FAULT CURRENTS IN AN

UNLOADED THREE PHASE POWER TRANSFORMER BASED ON PRE-FLUXING

AND HARMONIC ANALYSIS TECHNIQUES"

as part of the requirement for the degree of Master of Engineering Science.

Yours sincerely,

(SHANTANU KUMAR)

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ACKNOWLEDGEMENTS

I express my sincere gratitude to my supervisors, Associate Professor Victor Sreeram

and Associate Professor Tam Nguyen for giving me an opportunity to undertake this

research. Due to their able guidance, constant support and invaluable encouragement

throughout my Master's candidature, I could complete the thesis in spite of my full

time employment.

I specially thank Associate Professor Victor Sreeram and Dr.Sushama Rajaram

Wagh for the pains taken by them to proof read the contents and answer any

technical queries beyond their official duty hours on this thesis

My boundless gratitude to my parents who passed away during the course of my

master's study. They continuously inspired me to pursue academic excellence and

succeed in life. I also thank my wife, Natasha and daughter, Radhika who sacrificed

their precious time and curbed their instinct to undertake holidays, during my

candidature. I also take this opportunity to thank all my brothers, sisters and siblings

in India and other countries who gave me motivation and encouragement to work

towards my objective.

I take this opportunity to express my gratitude to Dr.Van Liem Nguyen for imparting

his knowledge in power system and giving necessary corrections the simulation and

injecting thoughts on new areas to be probed into this research. I also thank my

friend Mr. Paritosh Tripathy who helped me in the presentation of this thesis and

colleagues at Western Power, Mr. Don Wijayasinghe, Mr.Kerry Williams and Mr.

Dilan Amarasinghe who supported me in my academic pursuit.

Finally, I would like to thank Dr. Sato Juniper and other staffs in UWA graduate

research school office, who supported my candidature during my difficult period and

were extremely flexible in allowing me to complete the thesis in spite of having a

challenging personal circumstance.

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ABSTRACT

This thesis is devoted to the application of suitable techniques to mitigate inrush

phenomenon and discriminate inrush from faults in a three phase unloaded power

transformer. Further, this thesis applies appropriate technique to estimate and

eliminate DC component embedded in the inrush and fault wave during the power

transformer energization.

The technique used for mitigating inrush applying pre-fluxing is based on setting the

power transformers residual flux to a known polarity after the transformer has been

de-energized and controlling the incomer circuit breaker closing time. The device

used in the pre-fluxing technique is simple to use and easy to construct and doesn't

require prior flux knowledge of the transformer core. The key driver of this device is

a pre-fluxing device which can operate at a lower voltage level as compared to the

overall voltage of the transformer. Using this model a specific flux pattern is

established in the power transformer, prior to its energization in an unloaded

condition. In the second part of the pre-fluxing technique application, the circuit

breaker associated with the power transformer is energized at a positive or negative

polarity. With the application of this technique, inrush is greatly reduced and is very

close to prospective flux during transformer energization. The motivation to apply

pre-fluxing technique is validated using software wherein the inrush is reduced

considerably with respect to the normal current as opposed to 10 times inrush

without pre-fluxing device.

Having established the pre-fluxing technique method of mitigating inrush in the

fourth chapter, a method to estimate and eliminate unwanted DC component

embedded within inrush and fault is taken up in the fifth chapter, based on harmonic

analysis. The practical problems associated with DC component on the protection

system has been elaborated in this thesis including, the fundamental concept and

initial appearance of DC component. Due to presence of the DC component the

protection system response is slow and usually delays the discrimination ability of

the relay. One of the significant contributions in this thesis is the estimation and

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elimination of DC component appearing as a noise and identifying inrush from fault

condition based on second harmonic ratio to fundamental, of an unloaded power

transformer. In order to eliminate the DC component, a compensating signal is

generated based on Taylor series expansion and Least Square Method (LCM) for the

inrush and fault current. As the second harmonic ratio (SHR) is a dominant feature in

the inrush, discrimination has been carried out by comparing it with a preset value.

Details on SHR are found in the review chapters of this thesis. The algorithm

developed to discriminate inrush from fault current based on harmonic analysis is

validated using MATLAB.

Although two case studies of discrimination and mitigation of inrush and fault

currents has been modelled and simulated on a step-up power transformer but this

concept of pre-fluxing and DC component estimation and suppression could be

extended to other vector groups of three phase power transformers in the network

which is a future scope of work for this author.

The notable contributions in this thesis has been the application of the pre-fluxing

technique, mitigation of DC component and application of SHR to discriminate

inrush from the fault

The research can be extended to ultra high voltage rated power transformer

particularly operating at 800kV and 1200kV as the results obtained for inrush by

switching on a 220kV power transformer cannot be extrapolated to that on an 800 kV

transformer which is transmitting power at an ultra high voltage level.

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Table of Contents ACKNOWLEDGEMENTS .............................................................................................. ii

ABSTRACT ..................................................................................................................... iii

Table of Figures ............................................................................................................... 1

List of Tables ................................................................................................................... 3

Chapter 1 Introduction ................................................................................................. 4

1.1 BACKGROUND AND SCOPE OF THE RESEARCH .................................... 4

1.2 OBJECTIVES .................................................................................................... 6

1.3 OUTLINE OF THE THESIS ............................................................................. 7

1.4 CONTRIBUTIONS OF THE THESIS .............................................................. 8

Chapter 2 Power Transformer Protection and its issues ............................................ 10

2.1 INTRODUCTION ............................................................................................ 10

2.2 EQUIVALENT CIRCUIT AND PHASOR DIAGRAMS OF CT .................. 13

2.2.1 Transformation Errors ............................................................................... 19

2.2.2 Current Error (Ratio Error) ....................................................................... 20

2.2.3 Phase Error ................................................................................................ 21

2.2.4 Composite Error ........................................................................................ 21

2.3 TYPICAL CHARACTERSTICS OF AN IDEAL CT ..................................... 23

2.4 CT BURDEN EXPLAINED ............................................................................ 24

2.5 CT CHARACTERSTICS AND ITS EFFECT ON PROTECTION RELAY .. 25

2.6 DIFFERENTIAL PROTECTION .................................................................... 26

2.7 FUNCTION OF INTERPOSING CT (ICT) .................................................... 28

2.8 CT SELECTION AND APPLICATION OF STANDARDS .......................... 28

2.8.1 Accuracy Class .......................................................................................... 30

2.9 FACTORS DETRMINING CT RATIO AND SELECTION .......................... 30

2.10 NEW TRENDS IN CT MANUFACTURE .................................................. 31

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2.11 TRANSIENTS AND ITS EFFECT ON PROTECTION SYSTEMS .......... 32

2.12 EFFECT OF HARMONICS ON POWER TRANSFORMER .................... 34

2.13 PRINCIPLE OF DIGITAL RELAYS .......................................................... 36

2.14 POWER TRANSFORMER PROTECTION ................................................ 43

2.15 SHORT CIRCUIT CURRENTS AND ITS EFFECT ON POWER

TRANSFORMER ....................................................................................................... 44

2.16 EFFECTS OF SHORT CIRCUIT ON POWER SYSTEM AND OTHER

MECHANICAL APPARATUS .................................................................................. 45

2.17 CONCLUSION ............................................................................................. 46

Chapter 3 Algorithms for the Protection of a Power Transformer ............................ 47

3.1 INTRODUCTION ............................................................................................ 47

3.2 OVERVIEW OF THE UNIT PROTECTION SCHEME ................................ 48

3.3 APPLICATION OF ALGORITHMS IN DIGITAL DIFFERENTIAL

RELAYS ..................................................................................................................... 52

3.3.1 Finite duration impulse response filter method (FIR) .............................. 53

3.3.2 Fourier analysis method ............................................................................ 58

3.3.3 Flux based algorithm ................................................................................. 59

3.3.4 Least Square Method................................................................................. 63

3.4 REVIEW OF DIGITAL DIFFERENTIAL PROTECTION ALGORITHM ... 68

3.5 COMMON METHODS FOR DETRMINING INRUSH AND FAULTS ...... 69

3.5.1 Harmonic restraint method ........................................................................ 69

3.5.2 Waveform based restraint method ............................................................ 70

3.5.3 Flux restraint method ................................................................................ 71

3.6 ANALYTICAL EXPRESSION FOR INRUSH CURRENT ........................... 71

3.7 CONCLUSION ................................................................................................ 75

Chapter 4 Mitigation of Inrush Current in a Three phase Power Transformer using

Pre-Fluxing Technique .................................................................................................... 76

4.1 INTRODUCTION ............................................................................................ 76

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4.2 NATURE OF INRUSH TRANSIENTS .......................................................... 78

4.3 PRE-FLUXING TECHNIQUE ........................................................................ 80

4.4 MITIGATION OF INRUSH CURRENT IN TRANSFORMERS USING PRE-

FLUXING ................................................................................................................... 81

4.4.1 Step-1: Pre-fluxing device......................................................................... 82

4.4.2 Step II: Controlled Switching ................................................................... 82

4.5 MODELLING OF TRANSFORMER FOR INRUSH CURRENT STUDY ... 84

4.6 SIMULATION RESULTS ............................................................................... 85

4.6.1 Inrush current in power transformer without using pre-fluxing device .... 85

4.6.2 Harmonic analysis without filters ............................................................. 87

4.6.3 Inrush current in transformer using pre-fluxing ........................................ 89

4.6.4 Inrush current using pre-fluxing in transformer with filter ....................... 92

4.7 CONCLUSION ................................................................................................ 94

Chapter 5 Elimination of DC Component and Discrimination of Inrush and Fault

based on Harmonic Analysis method .............................................................................. 95

5.1 INTRODUCTION ............................................................................................ 95

5.2 BACKGROUND OF DC COMPONENT ....................................................... 96

5.3 DISCRIMINATION OF INRUSH FROM SHORT CIRCUIT AND

ELIMINATION OF DC COMPONENT .................................................................... 98

5.4 MODELLING OF THE INRUSH CURRENT .............................................. 100

5.4.1 Estimation of DC component from inrush current .................................. 100

5.4.2 Estimation of DC component from fault current .................................... 102

5.4.3 Discrimination between inrush and fault current .................................... 104

5.5 SIMULATION RESULTS ............................................................................. 106

5.5.1 Case I : Discrimination between inrush and fault current ....................... 106

5.5.2 Case II: Three phase power transformer under fault condition............... 111

5.6 CONCLUSION .............................................................................................. 112

Chapter 6 Conclusions and Future Work ................................................................. 113

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6.1 CONCLUSIONS ............................................................................................ 113

6.2 FUTURE WORK ........................................................................................... 115

Bibliography .................................................................................................................. 118

Appendix A: Determination of DC and AC Components during transients of an

unloaded Transformer ................................................................................................... 121

Appendix:B Publications ......................................................................................... 126

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Table of Figures

Figure 2.1 Current transformer and impedance burden [8] ............................................. 14

Figure 2.2 Equivalent circuit referred to primary [8] ...................................................... 15

Figure 2.3 Equivalent circuit as refrerred to Secondary [8] ............................................ 16

Figure 2.4 Phasor diagram of a CT referred to the secondary [8] .................................. 17

Figure 2.5 Phasor diagram of CT having inductive burden [8] ...................................... 18

Figure 2.6 CT open circuit excitation characteristics [8] .............................................. 23

Figure 2.7 Burden connected to a secondary circuit of a CT [8] .................................... 25

Figure 2.8 Biased differential relay with interposing CT [8] .......................................... 27

Figure 2.9 Incorrect switching time leads to inrush [12] ................................................ 34

Figure 2.10 No inrush occurrence due to correct switching time [12]............................ 34

Figure 2.11 Block diagram of a typical digital relay [15] ............................................... 40

Figure 2.12 Surge protection circuit [15] ........................................................................ 41

Figure 2.13 Characteristics of an (a) ideal filter response (b) practical filter response of a

low pass filter [15] .......................................................................................................... 42

Figure 2.14 Time course of AC voltage [16] .................................................................. 45

Figure 3.1 Basic unit protection scheme of a transformer [7]......................................... 49

Figure 3.2 Three phase delta-star transformer with bias set on the differential relay [7]51

Figure 3.3 Typical dual slope bias characteristics of a differential relay [7] .................. 51

Figure 3.4 Impulse responses of FIR filters [15] ............................................................ 56

Figure 3 5 Magnitude of the frequency response of filters [15] ..................................... 57

Figure 3.6 Two winding Transformer [15] ..................................................................... 61

Figure 3.7 Transformer magnetising curve [15] ............................................................. 62

Figure 3.8 Fault and non fault regions in dψ/di- i plane [15] .......................................... 63

Figure 3.9 Least square curve fitting method [15] .......................................................... 64

Figure 3.10 Block diagram for determining the Second Harmonic Ratio (SHR) [15] ... 67

Figure 3.11 Transformer Equivalent Circuit ................................................................... 72

Figure 3.12 Simplified two slope saturation curve ........................................................ 72

Figure 4. 1 Pre-fluxing device ......................................................................................... 81

Figure 4. 2. Connection of pre-fluxing device in a three phase power transformer ...... 82

Figure 4.3 Three - phase simultaneous controlled switching with phase voltage. ......... 83

Figure 4.4 MATLAB model to determine inrush current in an unloaded transformer .. 84

Figure 4.5 Inrush current and fluxes in individual phase and collectively .................... 87

Figure 4.6 Magnitude of harmonics without filters ....................................................... 88

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Figure 4. 7 (a), (b) and (c) Inrush current in Phase A,B and C, ...................................... 91

Figure 4. 8 (a), (b), (c) Harmonics in different phases with pre-fluxing......................... 93

Figure 5.1 Status of DC component during closing of an inductive circuit .................... 98

Figure 5. 2 Single line diagram of the network simulated ............................................ 102

Figure 5.3 MATLAB model for harmonic analysis of inrush and fault current .......... 107

Figure 5.4 Magnitude of inrush current at zero degree energization ........................... 108

Figure 5. 5 Harmonic contents present in phase ‘A’ inrush current ............................. 109

Figure 5.6 DC component in inrush current ................................................................ 109

Figure 5. 7 Digital filter used to compensate DC component ...................................... 110

Figure 5.8 Signal for compensation of DC component................................................. 110

Figure 5. 9 Inrush and fault current .............................................................................. 111

Figure A. 1 DC Component characterstic ..................................................................... 125

Figure A. 2 AC component characteristics .................................................................. 125

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List of Tables

Table 2.1 CT rating plate ................................................................................................ 29

Table 2.2 Amplitude of harmonics present during inrush [9] ........................................ 35

Table 4. 1: Summarizing the comparative results for harmonic analysis for three phases

without applying pre-fluxing .......................................................................................... 89

Table 4 2 Comparison of inrush current before and after mitigation ............................. 92

Table 4.3 Harmonics in different phases of an unloaded transformer after applying

filters and pre-fluxing device .......................................................................................... 93

Table 5. 1 RMS value of inrush currents for various switching instants (with and

without fault conditions) of one phase A ...................................................................... 111

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Chapter 1 Introduction

1.1 BACKGROUND AND SCOPE OF THE RESEARCH

Rapid growth in primary plant assets and the complexity involved in the power system

network has lead the operators and asset owners to focus on protecting these vital

equipments. Power system operators are emphasising on the reliability of protection

design. System engineers are striving towards improving the protection, by inventing

novel engineering techniques to keep power system healthy. Power system is severely

tested for reliability in the advent of a fault which could be due to the application of

nonlinear devices, switching operations, large interconnected grids and harmonics in the

system. Researchers are constantly upgrading existing methods and introducing novel

ones. With a competitive market environment in which power systems grid currently

operates, the need for reliable and robust protection of the costly assets like power

transformers, transmission lines, underground high voltage cable feeders, circuit

breakers, capacitor banks, reactor banks etc couldn't be overemphasised.

With the application of computer in the power systems, extensive design and research is

being carried out to protect system assets preventing damage due to short circuit or

other faults. System engineers are constantly working towards providing consumers

with a reliable power flow which is of high significance to the industry and utility

network operators. System engineers ensure that the network remains steady and power

flow remains smooth in the event of spurious positive spikes like inrush thereby

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preventing inadvertent relay operation. Further, protection engineers by applying

discriminative protection, isolate faulty equipments out of network speedily in mili

seconds while maintaining continuing power flow in the healthy section of the network.

In a typical case, the consequences of a faulty system could lead to one of the

following:-

1. May cause generators to go out of synchronization in a generating station,

thereby risking system wide instability

2. Risk of causing damage to men and material in the station (i.e. arc flash or

blow out)

3. Propagation of fire due to fault in a safe plant

In order to prevent faults affecting the network, system engineers are constantly

designing new relays with smarter logics. Today digital relays with smart algorithm are

easy to use and occupy less space in the control room. These digital relays enhance

system stability against faults and quickly isolate faulty section.

Failure of the system or network could occur due to :-

1. Incorrect setting of the protection relay

2. Mechanical failure of the equipment

3. Intrinsic design or component failure

4. Mal-operation of protection

5. Incorrect installation

6. Electrical interference

7. Mechanical vibrations

Given the cost associated with the primary plant assets, it is of vital interest to the asset

owner to ensure the equipments in the network are adequately protected from abnormal

transients to maintain a steady state supply. It is a difficult proposition to weigh the cost

associated in employing tiers of protection against the cost associated in having basic

protection compromising the system reliability and to spell out what is the optimum

amount to be invested in order to protect these assets. In a distribution system, speed of

fault clearance is relatively less important in comparison to a transmission system.

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Transmission system fault clearance is of much importance, as it forms backbone of the

network and outages have a significant impact on the number of the industrial and zone

customers affected. Among the electrical protections available, the most popular one

which reliably protects power transformer is differential protection.

Power transformer need protection against nuisance tripping and fault occurrence during

energization at the time of its switching. In this thesis, two methods have been proposed

to reliably mitigate inrush at starting and discriminate inrush from faults during initial

switching operation of an unloaded transformer.

1.2 OBJECTIVES

The main objective of this thesis is to mitigate inrush and identify inrush from faults in

an unloaded three phase power transformer located in a generating substation. The idea

of protection of the unloaded power transformer is based on pre-fluxing and second

harmonic ratio algorithm.

This thesis has been broadly divided into six parts with first part stating the motivation

to carry out the research, second part reviewing differential protection scheme and its

associated components e.g. current transformers, circuit breaker switching etc. The

thesis also gives an overview of inrush and short circuit generation and its effect on the

network. Further, it also gives an overview of the principles of modern digital relays

from differential relaying perspective and the reason for inclination towards

microprocessor based relays. Third part overviews the equations associated with digital

differential relay protection. Fourth part relates to the pre-fluxing method [1] and

applies a technique to mitigate inrush on a software model. Fifth part discusses

estimation and elimination of DC component and discrimination of inrush from short

circuit [2]. Sixth chapters conclude the thesis and emphasises the future work that could

be undertaken based on the given techniques on ultra high voltage power transformer.

Summarizing, the objective of the thesis which is divided into the following:-

(a) Power transformer protection and issues: This part discusses protection schemes

associated with emphasis on differential protection, current transformer errors and

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application to the protection, inrush and short circuit phenomenon and

fundamentals of digital differential protection using block diagram and the

algorithm applied.

(b) Pre-fluxing and harmonic analysis techniques: methodology of pre-fluxing and

harmonic analysis techniques employed in power transformer protection including

outlining of algorithmic models and data analysis interpreting the simulation carried

out using MATLAB. This part discusses the elimination of DC component and

recommends second harmonic technique (SHR) to compare and identify inrush and

fault current in an unloaded power transformer.

(c) Recommendation: Pre-fluxing and harmonic analysis methodology results

simulated in MATLAB are analysed. The generated results are interpreted for step

up transformers to show the benefits of the techniques.

(d) Future work: With the use of computer and application of digital based relays in the

modern power system, the reliability, speed and discrimination capability of the

relay has been significantly enhanced. However, there are number of challenges

which still lies unresolved due to parallel operation of power transformers, mal

operation of the relays due to tap change, different vector groups of transformers

connected to the bus in a generating and transmission substations, etc. Future work

shall motivate researchers to produce novel techniques which are not only reliable

and accurate but quick to act in isolating these assets during inrush and fault

condition, saving the operator costly outages and financial burden due to asset

replacement [3].

1.3 OUTLINE OF THE THESIS

This thesis is organised in six main chapters. Begining with the background and scope

of the research, the first chapter presents the objective and motivation leading to the

need for research on the improved method of protection during initial energization of an

unloaded transformer.

Chapter 2 revisits existing power transformer protection schemes and discusses

traditional electromechanical and solid state relays with respect to modern digital

differential relays. Further, it discusses the inrush and short circuits occurrences in the

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system and the impact of transients on the protection system. It also addresses the issues

of DC component during inrush and short circuit and examines the impact of DC

component on the protection system.

Chapter 3 presents modelling of power transformer protection schemes including

various mathematical models which goes into the relay logic. It also reviews some of

the popular algorithmic techniques used in the relay logic with special emphasis on least

square method (LSM) and second harmonic ratio (SHR) technique.

Chapter 4 elaborates on the need for pre-fluxing technique, saturation of current

transformer, controlled switching of the circuit breakers. A computer based model is

simulated on MATLAB applying pre-fluxing technique and the results obtained reflect

significant mitigation of inrush by inserting flux into the power transformer [4].

Chapter 5 outlines inrush and short circuit phenomenon. It also discusses the DC

Component issues and proposes a method of its elimination. A case study is undertaken

of an unloaded step up transformer wherein simulation during inrush and fault is carried

out on MATLAB. Comparing the results tabulated using SHR method which is based

on LCM technique, identification between inrush and fault currents is carried out. This

logic is incorporated into relay logic for protection purpose.

Chapter 6 deals with conclusions and future work on the methods exhibited based on

pre-fluxing and harmonic analysis techniques and gives a scope for the future research

to be undertaken on power transformer protection in the generating and transmission

substations.

1.4 CONTRIBUTIONS OF THE THESIS

The thesis has made two original contributions as described in the following:

(a) Pre-fluxing technique used in reducing inrush during energization of an unloaded

three phase power transformer. In this technique, a device having residual flux of

known polarity is inserted into an unloaded transformer. This device is simple in

construction and operates at a lower voltage. Further, this technique does not

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require prior knowledge of the transformer flux. Detailed discussion can be found

in chapter 4.

(b) Estimation and elimination of DC component and harmonic analysis of an unloaded

three phase transformer based on harmonic technique. In this method, identification

of inrush and fault current is carried out by comparing the ratios of second

harmonic to fundamental i.e. second harmonic ratio (SHR) which is compared to a

pre-set value and thus identifies inrush from faults, which could be used in the relay

and protection schemes. The detailed discussion and simulation on a step up power

transformer can be found in chapter 5.

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Chapter 2 Power Transformer

Protection and its issues

2.1 INTRODUCTION

Power transformer is integral primary plant equipment within a modern power system

network and plays an important role in transforming voltages from one level to another

for transmission and distribution purposes. However, due to short circuit, poor

workmanship, conduction of electric discharges in the suspended particles of an

insulating oil, poor welding or jointing techniques employed, displacement of winding

due to stress occurrence, failure of the insulation etc. are few of the causes in its failure.

It has been noted that the earth shields placed between primary and secondary windings

leads to stress at the edges causing failures in the long run [5]. Study indicates that 70%-

80% failure occur because of electromagnetic forces produced due short circuit stresses

on the power transformer windings. The other reasons of failures of power transformer

are due to sustained load, temperature rise due to poor cooling methods employed and

failure of protection relay to isolate the power transformer quickly in the event of an

external or internal short circuit. Hence, it is of great importance to the asset owners to

protect these costly apparatus within the substation environment with suitable and

reliable protection techniques.

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Researchers are constantly upgrading the protection system and employing new

techniques to check external and internal faults affecting power transformer from

damages. Damage may occur due to faults attributed to external factors like

overvoltage, overload, power system faults, excessive flux density or due to internal

causes like winding failure, inter turn failure, phase to phase faults, tank and accessory

faults, core faults etc. [3]

Transformers rated below 1 MVA are usually protected with fuses and simple

mechanical protection schemes due to economical considerations. However large power

transformers serving critical loads, need advanced protection schemes comprising of

phase failure, earth fault, over current, differential protection in the primary and

secondary side. For protection against lightning strikes and switching surges, design

engineers employ metal oxide surge arrestors on the primary side, using rod gaps etc.

Other techniques such as controlled switching of upstream circuit breakers using point-

on-wave (POW) reduces the chances of power transformer external faults and are a

useful practical method employed while energising transformer at no load. Power

transformer mechanical faults are usually protected using pressure relief devices,

Buchholz's relay, oil temperature and winding temperature sensors. However,

protection of power transformer against electrical faults require sensitive protection

relays which takes into consideration over current, earth fault and differential current

arising due to system unbalance, unequal loading, transients during switching etc. In

this thesis, differential protection has been discussed employing suitable algorithm to

discriminate inrush from short circuit.

Till date, differential scheme is the most popular method of protection employed by the

utilities and industries for the protection of all critical transformers in the network. In a

differential scheme, unequal or differential current arising due to phase and ground

faults within the zone of protection, helps in discriminating external and internal faults

affecting the transformer. Additionally, other faults such as switching-in voltage rise,

switching-in current rush, short circuit current rush which have a detrimental impact on

transformer winding, is also taken care by differential relay. The inrush phenomenon

occurring during transformer switching at no-load lasts several seconds and can cause

catastrophic damage to the power transformer winding. Protection engineers employ

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robust differential schemes to damp this high magnitude inrush and set the relay

operating parameters to restrain during an inrush and trip during a fault condition.

It is observed at the time of energization of a power transformer on no-load that, the

initial current waveform is rich in harmonics and consists of fundamental, second and

fifth harmonics. For the matter of protection, these lower order harmonics are employed

in the relay algorithms to discriminate inrush from short circuit while higher order of

harmonics beyond fifth order are neglected due to its non existence. Protection

specialists have found magnitude of second harmonic current to be one of the main

indicators of the presence of inrush current which often results in mal-operation of the

protection relay. These harmonic current signals, when fed to a differential protection

module equipped with complex algorithms, discriminates transient inrush from faults

[6]. Other reasons of inrush occurrences could be due to transformer core saturation or

current transformer (CT) saturation, largely due to magnetic core materials used and

flux produced. CTs at primary and secondary end of a transformer convert high

magnitude current signal into smaller secondary current for protection purpose at a

certain ratio depending on primary to secondary turns. In a normal condition, current

entering the transformer and exiting at the secondary remains steady. However, during

an abnormal condition like inrush or fault in one or more phases of the transformer

circuit, this balance condition is disturbed resulting in CT secondary current to sharply

rise. This necessitates relay to either restrain during an inrush or trip the upstream

circuit breaker in case of a fault and thus avoiding damage to the transformer. Usually,

all differential relays are fitted with a bias features. This bias enables the relay to

restrain for few seconds at the time of initial energization to prevent mal-operation. In

order to build a bias feature into a differential scheme, relay designers take into account

phase shift between different phase currents, tap changing in the transformer winding

and CT turns ratio etc. Differential relay is heavily dependent on the secondary input of

CT's located on primary and secondary of transformer. Improper input due to errors in

the CT ratio could severely limit the protection scheme.

CT saturation is an important phenomenon and has been discussed in the context of

differential protection scheme in this chapter. All CTs including modern optical based

CTs have magnetic cores. The magnitude of current required to magnetise the core and

maintain its accuracy with minimum loss during the transformer operation is a

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challenging task, as the CT saturation could lead to the mal-operation of differential

relay. In the next few sections of this chapter, CT errors and its effect on differential

relaying has been elaborated. Correct selection of CT ratios and working within the

specified errors, is of importance to the operators and protection engineers which

otherwise could lead to unnecessary tripping of the transformer during its energization.

2.2 EQUIVALENT CIRCUIT AND PHASOR DIAGRAMS OF CT

Appearance of transients at the time of transformer energization is a common

phenomenon and it not unusual to find CT with errors resulting out of these

disturbances. CT errors could seriously compromise the protection or cause spurious

operation, fed via the secondary leads to the differential relay. Hence, the location of

CTs on either side of the transformer has a significant relevance from differential

protection scheme perspective and cannot be ignored [7].

Fig 2.1 indicate a two winding CT where the current in the secondary side of a CT Is

core produces a magnetic field which counter balances the primary current Ip [8].

Almost all CTs works with the principle that magnetic field of primary and secondary

current balance out each other and there is a direct relationship with respect to the ratio

of primary to secondary turns which is almost close but not identical. The magnetic core

of CT produces two opposite fluxes in the primary and secondary winding, which

oppose each other. These opposing fluxes balance out each other and maintain a

relationship between primary Np to secondary Ns turns.

It must be noted, CT secondary should never be kept open as the secondary current Is

with a normally connected burden Zb will circulate the current in a loop. However,

when the secondary terminal is accidentally left open with CT energized will encounter

cable and source impedance. Further, this voltage appearing at the open circuit end of

the secondary terminal, will acquire a disproportionate magnitude which could be up to

the tens of kilovolts. This is a risky situation from safety point of view for the operator

and insulation of the component.

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Ψp Ψs

Secondary Circuit

Zb

Is

NP NS

IP

Magnetic

Core

Secondary

WindingPrimary

Winding

.

.

Figure 2.1 Current transformer and impedance burden [8]

where,

- Polarity marking

Np - Number of primary windings NS - Number of secondary windings

IP - Current primary windings Is - Current in secondary windings

Ψp - Flux in primary Ψs - Flux in secondary

Zb - Secondary burden

Fig 2.2 exhibits an equivalent circuit of a simplified two winding CT model which

replicates an actual CT of Fig 2.1. Current flowing into the primary IP circuit and out of

the secondary Is are denoted by marking dots on the winding NP and Ns respectively. Imp

represents the primary current which sets up flux in the transformer core and cause

hysteresis and eddy current losses in the CT.

Representing the CT shown in Fig 2.1 with an equivalent circuit in Fig 2.2, Leakage

resistance and reactance on the primary side is denoted by Rp and Xp while on

secondary side are given by Rs and Xs respectively. Magnetising current fluxes are

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produced due to Imp on the primary side and the common flux, which links both these

fluxes, is called mutual flux. This mutual flux is responsible for electromagnetic

coupling between the two windings. Losses in the CT i.e. magnetic and hysteresis are

caused due to Imp.

Rp

Ip

jXp

Iep

Imp

RcpXmp

Np

RsjXs

Is

Zb VsVp

Icp

Ns

. .

Figure 2.2 Equivalent circuit referred to primary [8]

where:

Rp – Primary winding resistance

Xp – Primary winding leakage reactance

Rcp – Resistance of core losses

Xmp – Magnetising reactance

Rs – Secondary winding resistance

Xs – Secondary winding leakage reactance

Zb – Secondary burden impedance

• - Polarity marking

Fig. 2.3 shows the equivalent circuit model referred to the CT secondary. The value of

Rs and Xs represents the total of actual resistance and leakage reactance on the

secondary side of the CT. It also represents a primary when referred to the secondary as

the primary side resistance (R) and reactance (X) being very low, can be neglected. On

the secondary side in Fig 2.3, a core loss component (Rc) and magnetisation reactance

(Xm) branch of the CT are shown through which core losses of CT dissipated. This

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equivalent circuit model of the CT replicates an actual CT in the high voltage

transmission network.

Study of equivalent circuit referred to secondary of the CT is of interest because

secondary current in the CT is usually not greatly affected by the change in burden

ratings and it helps to gain knowledge of the CT errors such as ratio and phase angle

errors which can be determined by knowing the CT magnetization characteristics.

Np

R jX

Is

Zb

Ns

jXmp

SecondaryPrimary

Ips

Ic

Ip

Vi

Rc VS

Ie

Im

Figure 2.3 Equivalent circuit as refrerred to Secondary [8]

where,

Rc - Resistance of core loss

Xm - Magnetization reactance

R - Total winding resistance referred to secondary

Zb - Secondary burden impedance

X - Leakage reactance referred to secondary

Ips - Primary current referred to secondary

The relationship between primary and secondary current in a CT is best described by a

phasor diagram given in Fig 2.4. Taking the secondary current Is as the reference, Vs

leads Is at angle Øs where the value of this angle depends on burden Zb. Secondary

resistance R is in phase with Is and voltage drop across X is shown to be perpendicular

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to Is in the phasor diagram. Further, the internal CT secondary voltage Vi is the phasor

sum of voltage drop across shunt branch combination of Rc and Xm and Vs as shown in

the equivalent circuit diagram in Fig 2.3.

Assuming the CT reactance is less than the resistance, the voltage drop RIs is normally

greater than the inductive circuit XIs which is reflected in the phasor diagram in Fig 2.4.

The excitation current Ie is the vector sum of Ic and Im which represents core loss and

magnetisation component of the CT. The internal CT voltage drop Vi and Ic are in phase

while Vi lags Im by 90°. Phasor diagram in Fig 2.4 is constructed referring to the

secondary side of the equivalent circuit shown in Fig 2.3, with the horizontal axis

current Is as the reference and secondary voltage Vs subtending angle Øs with Is.

Voltage drop referred to secondary is denoted by RIs and XIs. The phasor sum of Ie and

Im gives rise to Ips, which is the total current referred to secondary transformed from

primary. Ic is the component which causes core loss and is in phase with Vi and

perpendicular to Im. Vector summation of magnetising current Im and core loss

component Ic gives rise to the excitation current Ie. The relationship between Ip and Ips

is strictly based on Np, turn ratio on primary and Ns, turns ratio on secondary.

Ic

Im

Ie

Is

Vi

Vs

XIs

RIs

Φs

Is

Figure 2.4 Phasor diagram of a CT referred to the secondary [8]

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Fig 2.5 shows the phasor diagram of a CT which exhibits the relationship between

primary and secondary current when there is an inductive burden. Phasor Ic and Im gives

the magnitude and phase error in the CT and is directly depends on the phase

displacement between secondary current Is and secondary voltage Vs [8]. Ips which

represents the total current of primary transformed to secondary and is the phasor sum

of Is and Ie, where Ie represents the excitation current and is vector sum of Im and Ic. In

the vector diagram of Fig 2.5, the component Ic is in phase with Vi and is responsible

for the core loss. Ip and Is have are linked by the primary turns ratio Np and secondary

turns ratio Ns and is given by (2.1)

øs

Is

Ips

Ie

Ic

Vi

VsR Is

X Is

Im

Figure 2.5 Phasor diagram of CT having inductive burden [8]

Fig 2.5 shows the phasor diagram of a CT which exhibits the relationship between

primary and secondary current when there is an inductive burden. Phasor Ic and Im gives

the magnitude and phase error of the CT and is directly proportional to the phase

displacement between Is and Vs [8].

Assuming a large inductive burden in the secondary side of CT in Fig 2.2, it is useful to

study the effects of secondary burden on the transformation errors in Fig 2.5. In this

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phasor diagram Ips is almost in phase with Is. Voltage drop RIs being greater than XIs in

magnitude in the phasor diagram Fig 2.5 and Ips being almost in phase with Is, it is

observed that phase angle errors reduces as the power factor of the burden becomes low.

Alternatively, higher power factor and higher inductive burden (with less X/R ratio in

the secondary circuit) causes more phase angle errors. CT errors vary directly with the

burden and operate better at low power factor giving rise to lesser phase angle errors. To

reduce magnitude errors in the CT, turns compensation is introduced as an alternative

and is accomplished by reducing few turns in the secondary. The relationship of number

of turns on primary side with respect to secondary is given by (2.1)

psspp ININ (2.1)

where,

Np- Number of turns in the primary side of CT

Ip - Current in the primary side of CT

Ns - Number of turns referred to secondary side of CT

Ips - Total current transformed from primary to secondary of a CT

Errors in transformation occur when there is a mis-match in turns ratio with the current

ratio and it is called transformation errors. However, in an ideal situation CT primary

side current should replicate secondary side without any errors but in a practical case

with CT's on either side of the transformer, this is not possible and many other errors

occur e.g. ratio, phase, composite, transformation errors etc. All these errors cause mal-

operations of the protection relay and saturation of the CT cores. Therefore, it is of

interest to revisit various errors affecting the CT's which has been outlined in section

2.2.1 to 2.2.4.

2.2.1 Transformation Errors

In a CT, when the current is transformed from primary to secondary, it must preserve all

its current characteristics of the primary and reflect it on the secondary side for metering

and protection but usually that is not the case. However, in a practical set up, these

errors occur due to burden and phase angle displacement between secondary voltage

and secondary current of the CT and largely depend upon the rating of the burden.

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Higher impedance of the burden cause greater transformation errors due to magnitude

and phase shift between secondary voltage and current. Transformation errors are

directly related to the power factor (P.F). Lower the power-factor (i.e. the more

inductive the burden) better is the CT operation with respect to transformation errors.

The method to resolve the transformation errors caused due to magnitude and phase

shift is by reducing the number of turns in the secondary side known as turns

compensation.

2.2.2 Current Error (Ratio Error)

CT is said to be having current error when there is a difference between Ip and Is as the

primary current Ip is not a replica on the secondary side Is, when multiplied by the turns

ratio. This is caused by the core excitation current and as given in (2.2)

Current error % = 100'

'''

p

ppn

I

IIK (2.2)

where,

I's – RMS value of the supply frequency component

I'p – RMS value of the supply frequency component of the primary current

Kn – Rated transformation ratio of the CT

KnI's - Turns ratio

Expressing current transformation ratio in another form [8]

Current error % = 100'

)/''(

np

nps

KI

KII (2.3)

where,

np KI /' in (2.3) is denoted as nominal secondary current

Usually the current error is determined to be negative as the value of I'p is greater than

'

sn IK in (2.2). However, in an ideal lossless CT with zero magnetising current

requirements, the available current output is less than the ideal case which is normally

not the situation. Current or ratio error is important from relaying point of view during

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short circuit condition and the percentage increase in the error is directly proportional to

the increase in primary current.

2.2.3 Phase Error

Secondary current can lead or lag the primary current depending upon the power factor.

Most CTs have voltage leading the actual current by a small amount leading to phase

angle error. Phase error represents values indicating the phasor position of secondary

with respect to primary. When Is leads Ip, phase error is stated to be positive and when it

is behind it rated negative and the method to compensate this phase error is by reducing

one or two secondary turns [7]. Assuming leakage reactance of the burden to be

negligible, the maximum error that could occur is limited to +.70% when the burden is

very low. The range of values in a practical situation for the measured errors varies

between 0.2 to 6 degrees for CT. Phase angle errors at a low power factor below .7 or

less and has a significant impact on protection system and measuring instruments

connected in the network when errors are below .7 power factor (PF).

Manufacturers of CT's are improving windings materials and fine tuning to obtain zero

phase angle error by improving the CT accuracy at lower PFs.

2.2.4 Composite Error

The excitation component Ie as seen in the equivalent circuit Fig 2.3 produces

harmonics and increases as CT progresses towards saturation. This excitation current

causes waveform distortion and introduces composite errors in the CT. The error occurs

when there is a difference of an instantaneous value of primary Ip and secondary current

Is integrated over one complete cycle of operation at supply frequency as shown in (2.4)

and (2.5) [8]

When expressed as the RMS value, composite error is expressed as

dt (t) i- (t)iK1100

T

0

2

psn'

TI p

(2.4)

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Alternative expression for composite error is given by (2.5)

dt (t)/K i- (t) i1

/

100T

0

2

nss' TKI np

(2.5)

Where,

ε - Composite error

T - Time period over one complete cycle over the supply frequency

s i - Instantaneous secondary current

pi - Instantaneous primary current

If harmonics during power transformer energization are considered, composite errors

assume a positive value but if harmonics in the system are discounted, the expression of

composite error becomes (2.6)

np

e

KI

I

100 (2.6)

Where,

Ie - supply frequency excitation current phasor

Is and IP - supply frequency phasor

Equation (2.6) has errors resulting due to phase angle and magnitude of eI and pI in

steady state operations taking the harmonics into consideration. Hence, it is called

composite errors.

As mentioned earlier, ideal CT's are expected to be free from errors but that not being

the case, the minimum expectation of a measuring or protection CT functionality, is to

keep the errors within specified limits and perform its function within its characteristics

as enumerated in section 2.3. In order to keep CT errors in check, manufacturers use the

following materials and techniques:

Construct high permeability and low hysteresis materials

Keep rated burden close to the actual burden

Reduce flux path and increasing cross sectional area of CT core

Minimizing the joints in the core

Decreasing the secondary internal impedance

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2.3 TYPICAL CHARACTERSTICS OF AN IDEAL CT

During CT energization, with primary kept open and if voltage is measured across

secondary, a characteristic curve results and this typical excitation characteristics is

given in Fig 2.6. This characteristic is divided into four regions namely:

1. From origin to ankle point

2. From ankle point to knee

3. Knee point region

4. Saturation region

Fig (2.6) shows typical CT excitation characteristics in which a non linear response in

the graphical form is shown.

Where,

Vk -Knee point open circuit voltage

Ik -Knee point excitation currents

Open-Circuit

Voltage

1.1 Vk

Vk

10% increase in Open-circuit Voltage

50% increase in excitation

current

1.5 IkIk

Figure 2.6 CT open circuit excitation characteristics [8]

Vk i.e. knee point voltage of the CT is said to have attained, when 10% increase in the

open circuit voltage gives rise to 50% increase in the excitation current. Any further

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increase in the open circuit voltage of CT would not increase the excitation current at

the secondary and CT is said to be driven towards saturation. This saturation exists as

long as primary transient current is not reduced. An ideal protection CT is expected to

perform above ankle and below knee point region while a measuring type CT is

expected to perform below ankle point. Beyond the knee point region occurs the

saturation of CT.

In a short circuit condition, CT saturation is a common phenomenon and has an impact

on the protection relaying operations by its slow response, reduced output etc. CT is

determined to have entered a saturation zone when the current signals on the secondary

side is found to be distorted and has a great impact on the protection system particularly

in a differential scheme for the protection of a power transformer. In differential relay,

short circuit could drive CT to saturate fast causing disturbance in balance, speed,

operation of the relay. To keep the CT in balance state and minimise the effect of

saturation, CT burden connected to the secondary terminal should be chosen accurately

which plays an important role in relay restrain and operation.

2.4 CT BURDEN EXPLAINED

The load side of the CT consists of secondary cables, relays or the meters which has

resistance and reactance. The voltage and current across these components constitute as

burden and is exhibited in Fig 2.7 which shows a typical burden on the secondary side

of a single core CT circuit which are in the form of coils or electronics of a relay.

Designers determine the CT secondary cable parameters and relay reactance while

sizing the CTs Determination of CT burden is an important aspect while configuring

protection settings [8].

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CTConnecting

Leads Protection Relay

Ip

Vi

Rs

Vs

Is

Bay in

Substation Switchyard Relay Room

VR

RR

RL

RL

Figure 2.7 Burden connected to a secondary circuit of a CT [8]

Where,

Rs - Secondary winding resistance

RL- Lead resistance for one conductor from switchyard to the protection relay

unit

RR - Relay Resistance

Is - Secondary current

VR - Voltage drop across the relay winding

In Fig 2.7 the resistance of the lead wire is considered while reactance of the wire is

neglected because the secondary cable from switchyard to relay control room is not too

long. Burden is directly related to the secondary current and assumes an important role

during CT current transformation ratio. CT must always be procured based on burdens

connected on the CT secondary i.e. relays, lead cables. If the burden calculated is larger

than CT rating, CT size will become large and uneconomical.

2.5 CT CHARACTERSTICS AND ITS EFFECT ON PROTECTION RELAY

When the knee-point on the CT characteristics is exceeded, saturation takes place and

results in waveform distortion. This has a pronounced effect on relay and may cause

mal-operation of the relay particularly in the differential protection wherein two or more

CTs are required to balance each other out in normal condition. However during a fault

~

!~ r I' --;~

-'--

r:- r:-

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this equilibrium is disturbed resulting in an out of balance and instability in the

protection [8].

Further, due to CT saturation the balance between primary and secondary CT is greatly

disturbed resulting in mal-operation of differential relay. However, it is observed that

CT saturation has less effect on over current and distance protection. Hence it is of

interest to the author to analyze the differential protection scheme with respect to CT

saturation and its effect on it.

2.6 DIFFERENTIAL PROTECTION

Differential protection is the most comprehensive unit protection that isolates the power

transformer from external and internal faults. In this method of protection the input

signals at the primary end of the transformer is compared with the secondary side. The

CT ratio at the primary and secondary side of the transformer have a linked relationship

which is disturbed in a fault condition as the magnitude of the fault current in the CT

secondary shoots up during a fault resulting in a large difference in phase and

magnitude of the primary and secondary current. If these current increases beyond a

pre-determined value, the relay will trip the circuit breaker associated with the

transformer at the primary side preventing permanent damage. However, when the

transformer is energized without load, there is a sudden rush of the current to saturate

the core. This phenomenon is termed as inrush and could last for several seconds

characterised by high magnitude and rich in harmonic. As this is a transient

phenomenon which decays slowly, it is expected of the differential protection to restrain

itself during an inrush condition. By incorporating a biased feature in the differential

scheme, the relay restrains itself during an inrush and thereby enhancing the stability of

the power transformer during initial energization.

CT saturation has a great effect on the differential protection in terms of distortion, loss

of accuracy, secondary current zero shift and loss of secondary peaks. In order to

eliminate these issues, CT in a bias differential scheme is installed as shown in Fig 2.9.

This diagram exhibits a differential protection wherein for an external fault, the fault

current flows either from left to right or from right to left side of the plant depending

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upon the fault location. However, during an internal fault, the flow of the current is in

opposite direction to the normal current flow.

A

B

c

1600/1

CT

Main Transformer Protected 200/1

Interposing

CT Ratio

1.21/1

Biased Differential

Protection

30 MVA11kV 132kV

Figure 2.8 Biased differential relay with interposing CT [8]

Sum of Ip/Kp + Is/Ks for through faults while it is the difference of quantity i.e. Ip/Kp -

Is/Ks for internal faults.

Where;

Ip - Primary current

Is - Secondary current

Kp and Ks are transformation ratio referred to primary and secondary side of the

power transformer.

Biased differential protection relay operates on the principle that when operating current

exceeds the restraining current, the relay trips. Further, biased differential relay provides

stability during an external fault while tripping during an internal fault. However, it is

observed that during a through fault, stability of the biased differential protection is

much lower compared to an unbiased differential protection and hence there is a

necessity of introducing interposing CT (ICT) in the relay scheme, particularly for

electromechanical type of relays. Also, ICT help the biased differential relay to measure

the rated current, when the full load current flows in the protected circuit. By

r'-'-'-'-'-'-'-'-'-' ---;~~--~.~~ ~+'------F¥~

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introducing ICT it is possible to correct this error. Details of differential protection has

been elaborated further in chapter 3, section 3.2

2.7 FUNCTION OF INTERPOSING CT (ICT)

The function of ICT is to maintain high through fault stability in the differential relay

and are connected between output of the secondary side of a CT and differential relay.

ICT oppose the phase shift of protection signal due to winding connections of the

transformer protected, which otherwise would been the function of the main CT.

A typical connection of the interposing CT is given in Fig 2.8. It is observed that the

primary side of the ICT is star connected while the secondary side of the ICT is delta

connected because of the need to block the zero-sequence current arising out of delta

connection of the transformer primary. With the advancement in technology, numeric

differential protection schemes these days has replaced ICTs as it can counter zero-

sequence currents by incorporating suitable algorithms in the software of the relay.

ICT exhibited in Fig 2.8 may be arranged in the same panel as the differential relay.

This electrical proximity by being located in the same panel greatly enhances ICT's

output and ensures speed of operation of differential relay during internal fault

conditions of a transformer.

CT sizing and selection as applicable to different vector group of transformers are of

importance as a wrong selection or use of a non standard size could compromise the

protection significantly. International electrotechnical commission (IEC) and Australian

standards (AS) specify the standard burden, rating and percentage errors of the various

CTs to be manufactured for measurement and protection relaying.

2.8 CT SELECTION AND APPLICATION OF STANDARDS

As mentioned in previous section CTs play an important role during measurement and

protection of the power transformer. Correct CT sizing is of importance to engineers

and designers as improper CT connected to the primary and secondary side of power

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transformer causes mal-operation of the relay. Hence, standards associations around the

world have laid strict guidelines while selecting CTs.

CTs supplied by the manufacturer has been standardised by various countries for

protection, measurement, accuracy and errors etc. As per Australian Standard (AS), the

standard associated with CT selection and sizing is AS 1675-1986 which guides the user

to specify the key element of CTs such as:-

1. Definition for CT errors, accuracy, performance, ratings, service conditions and

terminal markings

2. CT tests : Type tests, routine tests and special tests

3. Classification of CTs : Class P, PL, PS etc

4. Application of CTs

5. Summary of service condition i.e. ambient temperature, local atmospheric and

climatic condition

IEC 60044.1 defines CTs on

1. General application, rating, application, tests

2. Definition, accuracy, tests for accuracy, name plate rating

3. Measurement of CTs

4. Protection of CTs

As per AS 6044.1 designation of a typical Class P, CT may be read as [8]

Table 2.1 CT rating plate

Item in

Designation

1

2

3

4

5

6

7

Example of

Entries

AS 1675

1986

10

P

100

F

20

Meaning of different items in Table 2.1 and CT specification is given by:-

Item 1: Australian standard to which CT complies

Item 2: Year of publication of the standard

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Item 3: Rated composite error in percent at the accuracy limit current

Item 4: CT class

Item 5: Rated secondary reference voltage

Item 6: Rated accuracy limiting factor

Item 7: Value of the accuracy limit factor

For CTs to be identified for protection or measurement it is important to know the knee-

point voltage and accuracy class parameters.

2.8.1 Accuracy Class

In electromagnetic CTs, the protection scheme suffers from phase angle and ratio errors.

Hence, it is important to limit these errors by applying standards to define the lower and

upper limit of the CT accuracy within specific tolerances for different applications [9].

Following symbols are usually marked while specifying the accuracy class of a CT:

Class P : CT is for general purpose application where transient response is not so

important (Example: for slow speed over current and earth fault relay)

Class PL : Applicable to relay requiring good transient response (Example: High

speed over current, distance and differential)

Class PS : Anything that does not fall within P and PS and is different from the

above application

2.9 FACTORS DETRMINING CT RATIO AND SELECTION

Ratio of the CT is affected by:-

Continuous primary current

Nominated continuous secondary current

Specific application in protection

The most commonly used secondary ratings are 5A, 2A, 1A.

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The ratio of CT =currentondaryContinuous

currentprimaryContinuous

sec (2.7)

Following factors are considered while specifying the relevant CT selection:-

CTs are selected based on the most conservative through fault condition

CT saturation is taken into account while determining protection response to

internal faults

Typical burdens connected to CTs are given below :

lead (phase and neutral together) 1.2 Ω

over current relay on 5A tap .055 Ω

earth-leakage relay on 1 A tap .78 Ω

instantaneous Relay .002 Ω

2.10 NEW TRENDS IN CT MANUFACTURE

There has been new trend in the manufacture of the CT in terms of materials used and

design. One such innovation is optical CTs. Optical CTs [7] are finding application in

the industries and utilities these days due to its compactness and small foot print. The

insulator structure is considerably reduced due to use of composite light weight

materials. Reduction of weight causes savings in civil foundations and structural

supports for the outdoor CTs installed in a air insulated high voltage substation. Use of

fibre optic cables on the secondary side also has economic benefit to the cutomer.

Further, the electromagnetic interference and conventional secondary wiring is

considerably minimized using these instrument transformers as the sensor and optical

fibre could carry out the task of a copper cable with higher efficiency and lesser human

effort for the installation. In recent years hybrid technology is gaining popularity.

Hybrid optical CT's combine the design of a conventional CT in conjunction with

passive optical sensing medium. The sensors used in a optical CTs are less immune to

saturation and electromagnetic interference and hence provide greater protection

features to differential protection.

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The use of optical CTs is expected to bring technical changes in the differential

protection. However, future works need to be expanded on these novel instruments to

fully understand its behaviour during transients.

2.11 TRANSIENTS AND ITS EFFECT ON PROTECTION SYSTEMS

When a power transformer is energized, there is an abrupt change in its status due to

sudden rush of current in saturating the core winding before decaying in few cycles to

stabilize and this transient inrush phenomenon could be influenced due to one or

combination of reasons like [10]:-

1. Removal of a short circuit

2. Sympathetic inrush due to transformers in parallel

3. Synchronization of multiple transformers in a generating station

The transient phenomenon causes CTs to be driven into saturation causing differential

relay to mal-function as the relay tends to misinterpret this transient phenomenon as a

short circuit thereby commanding the relay to trip. Inrush due to transients lasts few

seconds and its magnitude is typically 5-7 times the rated current of a power

transformer.

In the last decade, protection engineers had relied on blocking resistors to check this

unwanted relay operation due to inrush by pre-inserting resistors in the circuit and by

performing harmonic blocking etc. Few other methods of mitigating transients are:-

1. Removal of residual flux

2. Adjustment of phase angle voltage

3. Insertion of resistance, PWM inverters etc.

It is observed that to mitigate inrush of a single phase transformer easier than a three

phase power transformer, because it is not easy to remove the magnetic flux in a three

phase power transformer. Also, in a three phase system different phase angles do not

switch-on at the same time and it is usually due to the timing of the three phase circuit

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33

breaker which doesn't closes and opens at the same time. There is always a lead or lag

of the closing mechanism by few mili seconds of the three poles in a circuit breaker.

Large inrush current reflects a pattern similar to that which occurs during a short circuit

and this abnormal electromagnetic force stresses the winding of the transformer. If the

stress becomes a regular occurrence, it could affect the entire power transformer

winding. Elimination of inrush is of great interest to the protection engineer and can be

achieved by proper control of switching angle of the circuit breaker at the primary side

of the transformer and by elimination of residual magnetisation [11].

Based on above discussion, it is essential from power system prospective to formulate

an algorithm which is accurate and identifies short circuit from inrush taking into

consideration of the following:-

Inductance of the power transformer core

Impedance of the power transformer including the HV cable connected

Vector configuration of the power transformer i.e. Star-Star , Star-Delta etc

Fig 2.9 exhibits a typical inrush phenomenon due to incorrect switching angle of the

circuit breaker [4, 12]. In this diagram is shown an inrush current magnitude is

dependent on residual flux and the angle of energization of circuit breaker is not carried

during AC current passage through point zero resulting in an inrush.

Fig 2.10 shows no inrush occurrence, as the circuit breaker has been closed when the

current passes through zero instance which is usually an ideal case [13]. The waveforms

shown in Fig 2.9 and Fig 2.10 are system voltages in solid lines. Flux of the transformer

is shown in Y axis and Time in X axis. The combination of prospective flux and

residual flux in the transformer during energization gives rise to worst peak as shown in

Fig 2.10. The magnitude of inrush diminishes gradually [14] after short time.

Beside inrush phenomenon caused by switching of circuit breaker, harmonics also play

a role towards the unwanted operation of protection relay described in the subsequent

section.

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Flux

Flux Symmetry

0Residual

Flux

Time

Voltage

Time

Current

Flux

Figure 2.9 Incorrect switching time leads to inrush [12]

Flux

Flux Symmetry

0 Time

Voltage

Time

Current

Flux

Figure 2.10 No inrush occurrence due to correct switching time [12]

2.12 EFFECT OF HARMONICS ON POWER TRANSFORMER

In early 1960's application of electronics in industries grew rapidly leading to use of

non-linear devices which produced harmonics. Harmonics are impure or distorted

sinusoidal waves caused due to introduction of rectifiers, diodes, converters etc. termed

t I I

\ I \ ---+!,L.---\-T-7

t I I

\

T

\ I \ ~4:;zC.--VT-:7 \

i

!

\

\

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as non-linear devices. Embedded within harmonic waveforms is inrush current which

carry fundamental, second, third and higher order of harmonics but it is the second

harmonic which is most pronounced. Hence, second harmonic detection is deemed as

the one of the preferred method in identifying inrush and discriminating it from fault

currents. Percentage of second harmonic to fundamental is shown in Table 2.2.

Modern digital relays are equipped with reliable algorithms incorporated into the

software which enables differential relay to restrain during an inrush, while operating on

a faulty condition to trip.

Table 2.2 tabulates the results of the amplitude percentage of different harmonic

components present in the current waveform during initial energization of a typical

three phase power transformer [9]. It is inferred from the given table that it is of high

importance to investigate second and third harmonics by virtue of its large percentage

presence in the input signal to the transformer.

Table 2.2 Amplitude of harmonics present during inrush [9]

Harmonic component in

magnetising current

Amplitude as % of

fundamental

Second 63.0

Third 26.8

Fourth 5.1

Fifth 4.1

Sixth 3.7

Seventh 2.4

When a transformer is energised, the inductance being high compared to resistance in

the circuit, large inrush of current occurs which 5 to 7 times the rated transformer

normal current. This inrush lasts several cycle after switching instance and could be due

to one or multiple causes as enumerated below:-

Size of the transformer

Type of the magnetic material of the transformer core

Presence of residual flux in the transformer core

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Switching angle of energization are different for each phases

Configuration of transformer i.e. line voltages appearing in delta connected

transformer winding is different to that of star connected one

Saturation occurs only in some of the limbs of the transformer

The effects of harmonics on power transformers are:-

Increase in copper loss

Increase in resistance to the current flow and thereby giving rise to temperature

rise and creating hotspots in the power transformers

Increased iron loss

Reduction in transformer life

Malfunctioning of protection relays

Decreased power factor

For the protection schemes to be reliable and robust, it needs to be equipped with

suitable algorithms to face inrush and short circuit. Hence, the next chapter in this thesis

overviews some of important algorithms and its principles applicable to differential

relays based on digital technology as conventional electromagnetic technology is fading

out.

2.13 PRINCIPLE OF DIGITAL RELAYS

With the arrival of microprocessor and digital technology, protection of power

transformer has undergone tremendous changes in the recent time. Protection of

transformer has been improved to an extent that engineers and system operators expect

it to be fast acting & sensitive to discriminate inrush from fault conditions in mili

seconds without unduly causing network instability which otherwise could cause [15]:-

1. Loss of synchronization in generating station

2. Mechanical stress, fire and explosion in generators or transformer

3. Damage to other healthy plant within substation and power network

4. Injury to technical staffs within the generating substation

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Researchers have analyzed that power system network is usually thrown out of step due

to mal-operation of protection system by 30% and due to internal faults of power

transformer by 50%. Protection of large power transformers which is one of the costliest

electrical asset in the network, remains till date, a challenging problem for the relay

designers as they have to consider complex problems like mitigating magnetizing inrush

during energization of power transformer under no-load besides controlling over

excitation due to over-voltage, tap changing, CT saturation, ground faults, internal and

external faults etc. In the recent years, protection relay engineers have manufactured

relays which are compact and light in weight based on microprocessor and digital

technology. These protection relays are found to be more reliable and sensitive than its

previous ones i.e. numerical and mechanical operated relays due to its fast acting

algorithm and compact dimensions.

Algorithms used in digital protection system play a critical role in the relay operations.

It is expected to have better performance in withstanding mal-operations in power

transformer during magnetizing inrush and saturation of CT's during energization.

These modern digital relays are equipped with complex algorithms which analyses

initial current signals including DC offset, harmonics and overexcited conditions. It

restrains from mal-operations during inrush while tripping the relay at fault conditions.

Fig 2.12 gives the basic model of a current digital differential relay [7]. Usually current

imbalance takes place during an inrush condition which predominantly carries a second

harmonics component of the initial signal and is dominant during circuit breaker

switching. By applying suitable algorithms in the relay logic, it is possible to design a

robust and sensitive digital differential relay.

Some of the popular algorithms used in the protection of the power transformer by the

researchers [15] are listed below :-

Least squares method

Finite impulse response filters

Walsh functions

Harr functions

Rectangular functions

Kalman filtering technique.

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The problems associated with these algorithms are, either these are practically not

applicable in the protection of various vector groups transformer vector groups (i.e.

Star-Delta, Delta-Delta, Delta-Star, parallel operation of Transformer etc) or the

accuracy and response to isolate during a fault are found to be inconsistent across all

kinds of bus configuration i.e. single bus, double bus, breaker and half, ring type etc.

In order to mitigate such issues, this thesis relies on the combination of algorithmic and

MATLAB simulink models to analyses voltage and current data, the details of which

are explained in chapter 4 and 5 with the pre-fluxing technique and harmonic analysis

method as improved techniques respectively.

In the following section, an insight into the design of a current digital differential relay

using a functional block diagram has been described by exhibiting a hardware model in

Fig 2.11. New digital protection of power transformer so designed exhibits,

dependability (no missing operations), security (no spurious tripping) and fast

operations (short fault clearing time).

Digital relay architecture is divided into three parts [15] as shown in Fig 2.11 :-

1. Signal conditioning subsystem

2. Conversion subsystem

3. Digital processing relay subsystem

Signal conditioning subsystem has transducers in the form of CTs and VTs. CT

transducers scale down the primary current to much lower value which could be

measured, analyzed and applied to the filters before subjecting the signals to protection

relay system. Similarly VT transducers reduce high voltages to 110 volt alternating

current, which forms input signal to the digital relays. Saturation of the CT is a matter

of concern but it is adequately compensated using suitable algorithm and by considering

physical parameters of cables and power transformer impedances into the digital

protection relay logic. These digital relays compare the analogue signals against many

parameters such as switching of the circuit breaker, analogue inputs, timing etc. Digital

relays have scope for up gradation i.e. in case of any change of algorithms these

microprocessors within the digital relay system can accept the new algorithm without

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any change of its part or physical component. With digital ports available on the relay,

it is user friendly in communicating data to central control room via supervisory control

data acquisition system (SCADA). Digital relay acts as a source of information as it can

accurately record details of the faults or inrush occurrence with accurate time stamping.

Digital relays are protected from switching and lightning surges. Surge protection

devices located in the relay circuit which are in the form of capacitors and zener diodes.

These are connected to CTs and VTs via capacitors and zener diodes which protect the

electronic circuits against switching and lightning surges. Careful screening techniques

during the installation of surge arrestors, filters out large amplitude of surges by passing

it through filter circuit and further transmitting these signals to the processing hardware.

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transducer

surge protective circuit

LP filter

analogue multiplexer

sample hold circuit

A/D converter

digital multiplexer

D/O D/I memory CPU

SIGNAL

CONDITIONIN

G SUBSYTEM

DIGITAL

PROCESSING

RELAY

SYSTEM

LP = Low pass

A/D =analogue to digital

D/A = digital to analogue

CPU = central processor

unit

D/I = data input

D/O = data input

DIGITAL RELAY

COMPONENT LAYOUT

D/A

Trip Signal(s) Remote location data

Figure 2.11 Block diagram of a typical digital relay [15]

r I I L...

r---------,

..... _-- -----~ r--- -----, I I I I I I I I I I I I I I I I ---- ----_.

-t---r--------1-I I I I I I

-~------- -----

I -l

I I

_ .J

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Surges in power system appear due to instantaneous switching of lightning strikes and it

is characterized by sudden rise and slow decay in the waveform pattern. In Fig 2.12 is

shown a surge protection circuit where unwanted high frequency component of the

current and voltage signals originating from CTs and VTs and are screened out using a

low pass filter which is nothing but a combination of capacitor and isolating

transformer. Depending upon the digital relays data requirement, the sampling is carried

out as per Fig 2.13 (a) and (b). With low pass filter, the rise time, overshoot and settling

time is exhibited for a given output signal with clarity. Further, analogue signal

component from main CT is attenuated to avoid errors in subsequent digital processing.

Analogue low pass filters perform "anti-aliasing" function as shown in Fig 2.13 (a)

which has an ideal low pass filter characteristics.

To Filters

From main CT

and VT

a

b

c

d

Surge Capacitor Isolating

transformer

Figure 2.12 Surge protection circuit [15]

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Figure 2.13 (b) indicate a practical low pass filter which has transition between pass and

stop bands and which in practice is difficult to achieve. Understanding the dynamics of

the low pass filter and steady state characteristics is important as it gives insight into

digital relay a feature with its dynamic response like :-

Rise time

Overshoot

Settling time

Output Voltage /

Input Voltage

1

f

1

1/√2

fcf

(a)

(b)

fc

Figure 2.13 Characteristics of an (a) ideal filter response (b) practical filter response of a

low pass filter [15]

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The signals originating as an out of A/D converter as seen from the block diagram in

Fig 2.11 is next sent to output channels which is more like a rotary switch which obtains

a single input signal and converts many signals to digital processing systems.

In the final stage of processing of the signal it enters into a digital relay subsystem

which comprises of hardware and software modules like central processing units (CPU)

memory, data input (I/O) etc. The software of this digital sub system is greatly

influenced by the algorithm used, the sampling frequency and harmonics present in the

signal which is usually eliminated by applying suitable filters.

2.14 POWER TRANSFORMER PROTECTION

Traditionally tripping of power transformer was prevented by switching off power

transformer protection relay during initial energization condition [11]. With the advent

of modern technology, restraining of the differential relay has been carried out using

harmonic analysis, wave form analysis, fuzzy logic method etc.

Restraining the relay by inserting resistors and switching off the power transformer is

no longer deemed reliable for the inrush protection of large power transformers which

could seriously compromise the safety of the asset.

High voltage (HV) three phase power transformers with a rating of 10 MVA and above

normally have online tap changers. During an external fault, the ratio of primary to

secondary could be hugely affected variation of the tap changers turns ratio. Further,

mismatch between primary and secondary side of the transformer could occur due to

saturation or CT ratio error. One method of overcoming such malfunction is to restrain

the relay using harmonic retrained method. In this method, the second harmonic being

the largest harmonic component is detected in the inrush and compared to a

fundamental component thereby restraining the protection to operate.

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2.15 SHORT CIRCUIT CURRENTS AND ITS EFFECT ON POWER

TRANSFORMER

Reliable operation, maintenance and economical power system network requires a safe

and a robust system which can withstand, discriminate and clear faults quickly in the

form of short circuit. In order to achieve this, proper planning in the design,

construction and commissioning of the electrical apparatus are required [16].

Short circuit may occur due to lightning strikes on phase conductors of overhead lines

or damages to cables due to internal faults i.e. aging of insulation. Design engineers try

to mitigate short circuit by introducing switchgears and fuses that isolate the circuit in

the event of short circuit within mili-seconds. Short circuit current not only pose a risk

to electrical apparatus in which it occur, but also forms hazard to the general public who

may be unaware of the induction effect of the short circuit that may induce impressible

voltage in the neighbouring metallic pipeline, communication and power circuit. It also

simulates oscillation in generators which can have cascading effect on banks of

generators in operation and lead to instability in the network that could further escalate

to a system blackout.

Figure 2.14 exhibits a typical time course characteristics of a current wave pattern. u

and i are the RMS value of the voltage and current and ω is the angular frequency фu

and фi are the phase angle of voltage and current. The time course has been shown on a

real axis on the right hand side of the Fig 2.16 with an emphasis on following four

parameters which has been discussed in chapter 3.

1. Total time duration

2. Peak short circuit current

3. RMS value

4. Short circuit breaking current

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Figure 2.14 Time course of AC voltage [16]

2.16 EFFECTS OF SHORT CIRCUIT ON POWER SYSTEM AND OTHER

MECHANICAL APPARATUS

There are several damaging effects of short circuit currents on the power system

apparatus if not mitigated instantly at the inception and could lead to thermal and

insulation failures of the transformer.

Three phase and double phase short circuits without earth connection can cause highest

mechanical force and the duration of this short circuit effect depends on the time until it

lasts. Also, short circuit has a mechanical effect on rigid and flexible conductors

creating a dynamic force and bending stress on the conductor tubes. Particularly in air

insulated substations, this could cause disaster as a large section of HV outdoor

switchyard comprises of tubular and flexible bus conductors. IEC 60865-1 gives the

mechanical effects of the short circuit current and gives practical calculation methods

for various short circuit currents. Short circuit effect also leads to interference problems

in mechanical apparatus in the vicinity of overhead lines and cables. Interference of

short circuit causes inductive, ohmic and capacitive coupling of the short circuited path

and the circuit affected.

IT lI (r); i(r) ,". u (t) U ---T ' HI) -, / f\\ (;

"1''>" ., • ', - 2HI • I • \ 2 .:' o

, I " - ' , , "I \ I I , I 2

\ \' / ",I

-, " '. / J ., ~, -

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Permissible values of voltages induced in mechanical pipelines are governed by

standards in place by various countries. Germany allows touch voltages to be 200V to

1500V for fault duration of .5s. Brazil and Australia allow a maximum permissible

1700V and 1500V respectively. As an example, if the most severe restriction is applied

on a 50Kg body weight with fault duration being 150ms, the maximum touch voltage

shall not be greater than 350V.

2.17 CONCLUSION

This chapter gives the background transformer protection including discussions on

sizing and selection of CTs. It gives an overview of traditional differential protection

and use of ICTs in a differential scheme with explanation of various CT errors and its

limits. It discusses the use of optical CTs and its effect on differential relay. Further, it

explains the phenomenon of harmonics, inrush and short circuit in the system and

methods of mitigation. It discusses the issues related to harmonics and transients and

how it reduces the life of transformer and also causes mal-operation of the relay. It gives

various mechanical and electrical protection commonly used like, pressure relief valve,

oil, winding temperature sensors, surge arrestors, controlling the switching angle etc

which has been employed currently for the transformer protection. While there are

protections schemes like over current, restricted earth fault available and currently being

used, but this chapter focuses on large power transformer in a generating station

stepping the voltage using differential relay as the primary and back up protection.

This chapter outlines few important algorithms used in digital protection systems while

giving a broad overview of the basic digital protection relay block diagram used in a

digital protection scheme.

Further, the chapter discusses the cause and effect of inrush and short circuit on power

transformers, substation primary plants and a recommendation for its mitigation, which

is one of the key interest area of this thesis and has been dealt in chapter 4 and 5 with

novel techniques.

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Chapter 3 Algorithms for the

Protection of a Power Transformer

3.1 INTRODUCTION

In chapter two, the background of transformer protection has been discussed and the

importance of discrimination between inrush and short circuit has been emphasised.

Practically, this is achieved by restraining the relay, preventing CT saturation and

incorporating a reliable algorithm into the relay logic etc. Modern digital relays usually

have microprocessor in its hardware equipped with algorithms which performs complex

iterations and commands circuit breaker to trip in milliseconds. These algorithms

respond to inrush and fault conditions faster than the electro mechanical relays and are

finding its usefulness in the modern power system protection in light of its weight,

compactness and real estate occupied in the control room cubicles.

In the previous chapter, it has been emphasised regarding the effects of harmonics on

the transformer leading to degradation of winding insulation and CT saturation. Further,

inrush component, which is a derivative of the harmonics deteriorates the power quality

significantly. Together with decaying DC component and higher order of harmonics,

inrush causes heating, noise, short life of the transformer.

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Present chapter enumerates few mathematical models used in current based relay

protection. It highlights the limitations of a traditional differential method and suggests

improved techniques to mitigate DC component and harmonics arising out of inrush and

short circuit. Mitigation of inrush is of importance which otherwise would make relay

vulnerable to tap changing, point-of-wave switching, fluxes in the magnetising core etc.

Basic unit protection of a power transformer along with reliable algorithms, discussed in

this chapter, gives an insight in to inrush control and fault isolation.

3.2 OVERVIEW OF THE UNIT PROTECTION SCHEME

Over current scheme employed to protect transformer do not always meet the

requirement due to unsatisfactory grading and reliability in protecting the transformer in

a complex power system network. This is overcome by unit protection wherein a

section of the power system network is protected. A unit protection which is also known

as differential protection is a reliable form of protection in comparison to protection

employing fuses for over current. The fundamental principle on which unit protection

works is by comparing protection signals derived from the input and output side of the

primary plant CT and feeding them to the relay. During a healthy operational condition,

current signals on primary and secondary side of the transformer are in balanced state.

However, during a fault within the protected zone, the relay trips the circuit breaker in

the upstream. Thereby, isolating the transformer from an imminent danger of damage to

its windings. Such a differential protection forms a unit protection wherein the

boundaries of protection are defined.

Fig 3.1 shows a unit protection scheme wherein two CTs, on each side of the

transformer are shown feeding signals to a high impedance differential relay (Id>) and

defining the boundary of the protection zone [7]. These CTs are connected on to the

primary and secondary side of the power transformer forming a circulating current loop

system. The phase and ratio errors of these CTs are compensated by connecting star-

delta CT's on a delta-star connected power transformer is shown in Fig 3.2.

On a normal operating condition, current flowing into the primary side of the

transformer and the secondary current on the load side are in a balanced state. However

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49

during a fault, current imbalance occurs between primary and secondary side of the CTs

which feeds signal to the relay (Id) causing the relay to operate.

Id >High impedance relay

Delta-Star power transformer

Primary side CT Secondary side CT

Δ Y

Figure 3.1 Basic unit protection scheme of a transformer [7]

A certain degree of biasness is provided in the unit protection to prevent spurious

tripping as a result of through fault current due to tap changing operation in the

transformer. In additions to the problems encountered due to tap changing operation,

biasness is also required in the unit protection scheme due to the following reasons [7] :-

Phase shift across the transformer windings

Effects of earthing and winding arrangements

Detection of unbalance signals

Effects of inrush during energization

However, the major concern of a protection engineer has been to calculate accurately

the relay bias setting due to tap changing operations, particularly for the large power

transformer wherein, the on load tap changer (OLTC) attempts to maintain a regulated

output in the event of an unsteady source voltage. This unsteady voltage frequently

occurs due to voltage fluctuation on the source side of the transformer. OLTC is usually

located on the primary side of a transformer in order to give a regulated output, as it

easier to handle smaller current on the high voltage side. An off nominal tap position is

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50

deemed to be an internal fault and in which case unit protection trips the upstream

circuit breaker but in a practical situation, the protection relay should maintain stability

against an off nominal tap position. System engineers achieve this by resorting to a

relay setting with minimum bias adjustment which is greater than the sum of the

maximum tap of transformer and possible CT errors.

Fig 3.2 shows that CT on either side of the primary plant i.e. transformer, play a major

role in defining the unit protection. However, correct operation of the relay within the

unit protection scheme depends on the following [3] :-

1. Phase correction - primary and secondary of the voltages of the transformers

measured by the differential relay are in phase irrespective of vector

relationship.

2. Ratio correction - mismatch due to ratio of primary to secondary

transformation during tap-changing operation could result in tripping. In

electromechanical relay installation days, it was carried out by using interposing

CTs but these days all digital differential relays are equipped with suitable

algorithm to deal with this situation.

3. Zero-phase sequence current filter - applying this filter, it is easy to

discriminate external earth fault from a in zone earth fault.

4. Magnetizing inrush sensitivity during energization.

In Fig 3.2 is shown a digital unit protection scheme of a delta-star transformer, wherein

the phase compensation ratio correction of CTs and filtering of zero sequence currents

are achieved by incorporating suitable algorithms into the differential relay software.

Use of the software eliminates the requirement of ICT making it compact. Most of the

power transformer electrical faults can be taken care by differential relay using unit

protection scheme such as [3] :-

Primary winding phase fault

Primary winding phase earth fault

Secondary winding phase-phase fault

Secondary winding phase-earth fault

Inter-turn fault

Core fault

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R

Y

B

Delta Star

Id>Id>Id>

Primary CT Secondary CT

Step up power transformer

Differential relay with

bias set

Figure 3.2 Three phase delta-star transformer with bias set on the differential relay [7]

Fig 3.3 shows two section dual slope bias characteristics. The first section has a slope

which represents transformer magnetising current and prevents spurious tripping due to

inrush. In the second section, 30% slope prevents mal-operation of the relay due to off

nominal setting. Third slope is kept at 70% or higher to ensure that the relay operates

only on heavy through faults. Applying these bias settings on the differential relay, it is

possible to operate or restrain during an internal fault or inrush.

70% slope

30% slope

Operate

Restrain

1 2 3 4

1

5 6 7

1

8 9

1

2

3

4Diff Current

(Id)

Effective bias (x In)

Setting Range (0.1-

0.5 Id)

Figure 3.3 Typical dual slope bias characteristics of a differential relay [7]

~.-.-.-.-.-.-'

·1 ..

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It is observed that traditional protection schemes are not so reliable during a

combination of inrush and fault current at the time of transformer energization. The

traditional electromechanical scheme doesn't guarantee restrain in an over excitation

situation. One such traditional scheme developed by Sharp and Glassburn [17] used

harmonic blocking instead of restraining. However their method suffered from certain

limitation as it was unable to detect low harmonic content present in the operating

current which lead to further research and development [18]. Traditional relays behave

correctly when the CT's replicate the primary current in the correct ratio on the

secondary side but such ideal situation don't occur normally due to CT mismatch,

saturation and errors. In addition to the problems of CTs, traditional differential relays

suffers from inaccuracy in estimation of inrush and over excitation, inability to detect

low harmonics during over excitation, blocking of relay even while higher order

harmonics are present and taking full one cycle to analyse the inrush current. Reliable

algorithms when applied on to a microprocessor digital relay give a robust protection.

3.3 APPLICATION OF ALGORITHMS IN DIGITAL DIFFERENTIAL RELAYS

In order to mitigate the disadvantages explained in 3.1 in terms of speed, reliability,

flexibility, cost/benefit consideration, operational performance and accuracy,

microprocessor based digital differential relay processors using algorithms described in

section 3.4 considerably improves the performance over traditional protection relay

[15]. These algorithms are constantly being improved by researchers to increase the

efficiency. A basic digital differential relay block diagram has been explained with

hardware and software components involved in the section in Fig 2.13. These

algorithms have many advantages over conventional relay such as economy, reliability,

compactness in the relay size and improved performance etc. Some of the commonly

used algorithms used in the digital differential relays are [15]:-

1. Finite duration impulse response filter method

2. Fourier series method

3. Flux restrained current differential method

4. Least Square Method (LCM)

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53

3.3.1 Finite duration impulse response filter method (FIR)

In this digital signal processing technique, magnitude of fundamental and second

harmonics are estimated using four filters, two each for fundamental and second

harmonic shown in (3.1) to (3.2). Finite filters used in this technique play an important

role in the estimation of the second harmonic ratio. Using this technique the magnitude

of second harmonic ratio (SHR) to fundamental is calculated and if the ratio is

determined to be greater than the threshold value it is assumed to be inrush condition

[15].

The four filters used in these algorithms represent the harmonics for a period of one

cycle (T). The system frequency responses are given in the form of sine and cosine

function from (3.1) to (3.2) to the four filters. The input currents are in the form of

samples with values ranging from +1 to -1.

2/01

2/1)(

1

Tt

TtTtS (3.1)

TtTTt

TtTtC

4/3,4/01

4/34/1)(

1 (3.2)

The impulse response of fundamental harmonic is given by (3.1) and (3.2) while second

harmonic components are represented by (3.3) and (3.4).

4/32/,4/01

4/3,2/4/1)(

2

TtTTt

TtTTtTtS (3.3)

TtTTtTTt

TtTTtTtC

8/7,8/58/3,8/01

8/78/5,8/38/1)(

2

(3.4)

The system frequency response of the above four filters is given in sine and cosine form

from (3.5) to (3.6)

1

2cos

2/2)(

1

TTje

jF

s

(3.5)

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54

4

sin22

cos

2/2)(

1

TTTj

ejc

F

(3.6)

1

4sin2

2cos

2/2)(

2

TTTje

jF

s

(3.7)

8sin2

8sin2

2sin

2/2)(

2

TTTTje

jF

c

(3.8)

Where,

T = 2 π /ω is for period when system frequency f0

Fs1 and Fs2 are the frequency response using cosine filters of fundamental

component

Fc1 and Fc2 are the frequency response of cosine and sine parts of second

harmonics

Equation (3.1) to (3.4) are further used to extract the current inputs of the fundamental

and the second harmonic by computing the impulse response of the transformer current

and evaluating at t=T. These outputs from four filter are summed up for a period of one

cycle as shown from (3.9) to (3.12). Mathematically, four equations (3.5) to (3.8) are

expressed with N samples per cycle of current i(t) and is chosen as multiple of eight.

2/

1 2/(t)S

1

N

k Nki

ki

(3.9)

4/

1 4/32/4/(t)C

1

N

k Nki

Nki

Nki

ki (3.10)

4/

14/32/4/

(t)S2

N

kNk

iNk

iNk

ik

i (3.11)

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55

8/

1

8/74/38/5

2/8/34/8/(t)C

2

N

k

Nki

Nki

Nki

Nki

Nki

Nki

Nki

ki

(3.12)

Where,

N - Number of sample cycles in multiples of eight

∆t - Time between successive samples i.e. ∆t = 2 π / N ω0 and

i k = i (tk ) is the k th sample at any time t= k ∆t

S1(t), S2(t) , C1(t) and C2(t) - impulse responses of the four filters used i.e two for

fundamentals and two for second harmonics

During a fault within the transformer, there is a high value of fundamental component

and a low value in the second harmonic component. Alternatively, for an inrush

condition, the second harmonic component's magnitude is higher and fault is

characterized by smaller magnitude with respect to the threshold.

Typical values for inrush lies within the range:

0 ≤ ε ≤ 0.146 for X/R =5

0 ≤ ε ≤ 0.093 for X/R =10

0 ≤ ε ≤ 0.146 for X/R=20

Where, X/R is the system reactance resistance ratio.

Typical values of ε = .125. Any value greater than .125 is regarded as inrush and shall

render the relay inoperative.

Fig 3.4 exhibits a typical impulse response of the fundamental and second harmonic

filters whose output responses have a value ranging from -1 to +1 depending upon the

responses of four filters to the transformer input current.

The simplicity of digital FIR algorithm is best appreciated when the multiplication

process required for convolution is a simple sign change from +1 to -1 as shown in

Fig.3.4

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56

T

S1(t)

1

-1

0T/4

T/2

3T/4

a

0

C1(t)

T/4

T/2 Tt

T

t3T/4

T/2

T/4

0

C2(t)

-1

d

c

b

T/4

T/2

3T/4

T

t

t

3T/4

S2 (t)

Figure 3.4 Impulse responses of FIR filters [15]

In Fig 3.5 the amplitude of the ratio ω/ω0 is plotted (X axis) against frequency response

(Y-axis) which is obtained by solving (3.1) to (3.4) for one period (T) and the typical

frequency responses of fundamental and second harmonic are exhibited for the four

filters in the Fig 3.5.

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57

.5

1 3 52 4

ω / ω0

1 2 3 4 5 6

.5

1 2 3 4 5 6

.5

1 2 3 4 5 6ω / ω0

ω / ω0

ω / ω0

6

|Fs1 (ω)|

|Fc1 (ω)|

|Fs2 (ω)|

|Fc2 (ω)|

a

b

c

d

Figure 3 5 Magnitude of the frequency response of filters [15]

The main advantages of this algorithm is finite impulse response (FIR) filters :

Require no feedback

Inherently stable

Can be designed to be linear phase (used in phase sensitive applications)

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58

However, FIT suffers from the following disadvantages:

Filter requiring more time in computation

Low frequency harmonics may not get filtered

3.3.2 Fourier analysis method

This method is based on the assumption that the fault generates a waveform within

certain period of time say (t0) to (T+t0) containing fundamental, second and fifth

harmonic waveforms. Expanding a periodic function f(t) and applying Fourier series

after digitally extracting the harmonics [19] from equation (3.10)

1sin

1cos

200

0

ntnωb

ntnωa

af(t) nn (3.13)

where,

)(tf - Periodic function which varies with time

0

a , n

a , n

b - Coefficients of the periodic function

0

n - nth

order of angular frequency

0

- Angular fundamental frequency = 2πf0

Coefficients can be determined from (3.14), (3.15) and (3.16)

Tt

t dttfT

a 1

10 )(2

(3.14)

Tt

t dttntfT

an1

1 0cos)(2

(3.15)

Tt

t dttntfT

bn1

1 0sin)(2

(3.16)

The main advantages in the Fourier analysis method is that it makes no assumptions of

the faulted waveform having both voltage and current signals and can be migrated to the

frequency domain. Using the data obtained from voltage and current the impedance is

calculated of the fault.

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59

Fourier series suffers from the following limitations:

Boundary conditions need to be defined and discontinuity of the waveform

periodicity may arise if not defined clearly.

Odd and even harmonics are difficult to extract.

Specification of odd and even harmonics around the boundary conditions is

difficult to predict at times.

3.3.3 Flux based algorithm

In this method restraint function is obtained by flux-current relation of power

transformer and requires less computation than Fourier analysis. If the flux is estimated

correctly then over excitation and magnetising inrush could be dealt easily.

Fig 3.5 gives a simple two winding transformer where primary is linked to the

secondary by flux ψ. Assuming the resistance of the winding to be negligible the

relationship establishing between primary voltage and the mutual flux linkage ψ is

given by

)()()(

tvdt

td

dt

tdiL p

p

p

(3.17)

Applying trapezoidal rule after rearranging and integrating (3.14)

)]()([)]()([2

1)()(

12121212

titiLtvtvttttppppp

(3.18)

Where,

p

v - Primary applied voltage on the power transformer

p

i - Primary applied current on the power transformer

ψ - Mutual flux linkage of on the power transformer

Expressing (3.15) as the kth

sample of voltage and current waveform and calculating the

mutual flux linkage of a transformer

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60

)()(2

11,,1,,1 kpkppkpkpkk iiLvvt (3.19)

Where,

p

L

- Leakage inductance of the primary winding

kp

i,

- kth

samples of primary current

1, kpi - kth

samples of primary voltage

Equation 3.19 is normally used to calculate the mutual flux linkage ψ of the transformer

At time tk, the differential current of a power transformer is given by (3.17)

kskpkd

iii,,,

(3.20)

Where,

ks

i,

- kth

sample of the secondary current

kd

i,

- Represents the differential current in the transformer

Equation 3.20 represents the differential current of a transformer which is equal to

magnetisation current of a transformer. If kd

i,

and k

are plotted, it will be observed that

the resulting curve aligns with the open circuit magnetisation of the transformer. Using

this flux restrained method, the first step is to detect the faults within the transformer at

every sampling interval. In second phase, a check is carried out on the location of the

points kd

i,

andk

. If the sampling points lie outside the open circuit magnetising curve,

then a trip signal is issued with an assumption that an internal fault within the

transformer has occurred.

In Fig 3.6, the relationship between current and flux is shown for a two winding

transformer. The accuracy of this method depends on the correct estimation of

magnetisation fluxk

, which would discriminate inrush from fault condition, depending

on its value.

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61

vs (t)

Ip(t) Is(t)

ψ

Vp (t)

Figure 3.6 Two winding Transformer [15]

When the residual flux is close to zero, the above technique works fine, but practically

the case is different as d

i and k

characteristics varies as shown in Figure 3.7 (b) when

computed in equation (3.20). This is because estimated value is subject to an error to the

residual flux linkages value.

Equation (3.18) shows the way to mitigate the problem by using flux restrain method

which is determined by the slope di

drather than using flux ψ itself

p

kpkp

kpkp

kk

kk Lii

VVt

iidi

d

1,,

1,,

1

1

2

1 (3.21)

where,

p

L - Leakage inductance

kp

V,

- kth

sample of the primary voltage

Figure 3.7 designates a region containing fault and non-fault zones within which the

inrush current alternates in the dψ/di - id plane. Fig 3.7 (a) shows the fault within a

saturated part, while 3.7 (b) operates in an unsaturated part.

During power transformer internal fault, current samples dψ/di remains continuously in

region 1. However during inrush, they oscillate between the two regions. This

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62

phenomenon is generally used to create an index of restraint k whenever it falls in

region 1. Index is decreased whenever sample pair enters region 2

Fault

id

ψ

No fault

Fault

No Fault

(a)

Id

ψ

(b)

Figure 3.7 Transformer magnetising curve [15]

(a) Fault and non fault region

(b) effect of remanent flux

Fig 3.7 (b) exhibits the typical characteristics of an id and ψ plane with the effect of

remanent flux. It is observed practically residual core flux doesn't work close to zero.

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63

Fig 3.8 shows a dt

dplane which shows the fault and non-fault region. In the non-fault

region, flux is located in an unsaturated part i.e. region 1. However, during inrush

condition, the flux oscillates between region 1 and region 2

Region 2 : no fault region

Region 1 : Fault region

l

dψ/dt

Figure 3.8 Fault and non fault regions in dψ/di- i plane [15]

In Fig 3.8 a trip condition results when the pair

kk dt

di |, is in region 1, where

r

k is

regarded as the restraint index. The value of this index increases in region 1, while it

decreases in region 2. It is noted that, the value kr never reaches the threshold for all non

fault conditions. Threshold value actually depends upon the sampling rate and hence kr

must be determined experimentally.

The above algorithm has an advantage when the residual flux circulates in the

transformer core close to zero. Practically this difficult and identification of faulted

region is difficult to determine.

3.3.4 Least Square Method

In this method, fundamental and higher order harmonic contents are extracted from

current signals by data sampling and plotting a curve as shown in Figure 3.9. The plot is

, ,

..

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64

established by extracting voltage and current waveform coordinates. Least square curve

fitting method (LSC) differentiates inrush from internal faults by comparing current

based signals with a set threshold value [15, 20].

In Fig 3. (X1,y1), (X2,y2),.....(Xn,yn) are a set of N coordinates where X represents

current and it is an independent variable taken at the ith

measurement, y represents

voltage variable and it is a dependent variable. Using many X, y coordinates, a curve is

plotted and the function of y is derived using Taylor series expansion in equation (3.22).

Unknown polynomials are solved using matrix for equation (3.23)

Least square polynomial curve (u)

Vertical displacement from

Least square polynomial curve

X1,y1

X2,y2

Y

x

X X

XX

X

X

X

X X

XX

X

X

X

X

X

X

X

Figure 3.9 Least square curve fitting method [15]

Fundamental component of current is expressed in phasor form equation (3.19) and is

given as [20]

)](sin5

1[)(

00 mmtm

mI

teIti

(3.22)

where,

τ - Time constant of any decaying DC component

m - Harmonic order

m

I - Harmonic current samples (up to 5th

order)

0

- Angular frequency

0

I - Decaying DC current

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65

Assuming that the inrush current consists of fundamental to fifth harmonic only and re-

writing (3.22) to solve for aTaylor series expansion expression (3.23)

5

1 0

5

1 000)(cossin)(sincos)(

1

m mmm mm

tmItmIt

eIIti (3.23)

The unknowns in (3.23) are0

I , teI

0

, mm

I cos , mm

I sin (where, m=1,...,5) which

can be written in matrix form

)(

.

.

.

)(

)(

cos

.

sin

cos

5cos...5sin.....1

......

......

......

5cos5sin,...cossin1

5cos5sin,...cossin1

2

1

55

11

11

00

202020202

101010101

0

0

NNNn

ti

ti

ti

I

I

I

teI

I

ttt

ttttt

ttttt

(3.24)

Rewriting matrix operation in (3.24), in general form,

1212111122111.....

xaxaxaxaa (3.25)

011

1 Ixa

/022 Ixta k

5,....,1cos

sin

05

02

ntna

tna

k

k

n

n

5....,,1cos

sin

5

2

nIx

Ix

nnn

nnn

(3.26)

To solve for unknown elements of xn (n=1,.....5), m equations can be constructed from

N current samples in a matrix form having 12 samples as shown in (3.23) in simplified

form.

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66

NmNmNN

N

N

i

i

i

i

x

x

x

X

aaa

aaa

aaa

A

.

.

.

.

.

.

...

......

......

......

...

...

2

1

2

1

21

22221

11211

(3.27)

Matrix (3.27) is solved by further simplification

A X = i

(Nx12) (12x1) (N x1)

Or X = (B) * (i) (3.28)

where,

B = A T. A)

-1 (3.29)

and A is pseudo inverse of A and AT

is the transpose of matrix A

Solving for real and imaginary parts of the fundamental and second harmonic,

N

nn

inbxI1

311

),3(cos (3.30)

N

nn

inbxI1

811

),8(sin (3.31)

N

nn

inbxI1

411

),4(cos (3.32)

N

nn

inbxI1

311

),9(sin (3.33)

where , k

x is the kth

element of vector X and b (k, n) is the kth

row and nth column of

matrix B

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67

Amplitude of fundamental and the second harmonic is calculated by

2,1)sin()cos(22

nwhereIIInnnnn

(3.34)

For 5th

harmonic, above technique may also be applied in a similar manner but it has

been neglected for higher order as it does not carry significant inrush component.

Discrimination is obtained when we compare second harmonic component 2

I with

fundamental component 1

I in 3.34. Determination of magnitude of the current is done

by 3.34 and calculated by Second Harmonic Ratio (SHR)

2

1

I

ISHR (3.35)

If the SHR is greater than a set value then inrush is assumed otherwise, if it is less is

regarded as internal fault.

Fig 3.10 gives the four filters which represent the digital filters and which has the real

part (x3 and x4) and imaginary parts ( x8 and x9). It shows the graphical output of the

filters where unwanted harmonics are filtered out.

∑B(4,n)in

∑B(9,n)in

∑B(3,n)in

∑B(8,n)in

I2

I1

In

X4

X9

X3

x8

÷SHR

2

9

2

4

xx

2

8

2

3

xx

Figure 3.10 Block diagram for determining the Second Harmonic Ratio (SHR) [15]

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In the LCM determination of sampling frequency and filtration of noise using digital

filtration is an important aspect. Sampling frequency must be greater than two times the

highest system frequency and it is not realistic to have lower sampling frequency below

600Hz and incorrect curve may occur if taken. Sampling frequency must be taken more

than 10 samples to get a correct result between 600Hz to 1300Hz. Higher order

harmonics i.e. 5th, 6th, 7th,...9th harmonics don't have major impact in the calculation

using LCM technique and can be eliminated.

3.4 REVIEW OF DIGITAL DIFFERENTIAL PROTECTION ALGORITHM

In view of the benefits which digital algorithms provide over conventional relaying, it is

of interest to review the best method to be used in the differential protection. However

no single algorithm is chosen as the best one because application of the algorithm

depends on the transformer connection, tap changing mechanism i.e. delta-star, star-

star, on-load and off load tap changing etc.[21]

Rockefeller, in 1969 was the first to propose the differential protection algorithm for

transformer by wave shape analysis with the simulation carried out on a sampling rate

of 2000Hz and having response time of 10 mili seconds (ms). Larson, Schweitzer and

Flechsig proposed Finite impulse response filters (FIR) for inrush detection having a

sampling rate of 480 Hz with a response time of 16 ms using Fortran language. He

simulated the test on a single phase transformer. Thorp and Phadke used discrete

Fourier transformer (DFT) model for simulation in 1982. They successfully simulated

in the differentially relay for a sampling window of 720Hz in a full cycle and obtained

the relay response time within 16 ms. Degens is credited with the LCM method in 1982

using least square curve fitting method to protect the transformer with a 600Hz

sampling window on a full cycle having a response time of the relay being less than

30ms, but his test was carried out on a single phase transformer in the laboratory on a

smaller rated transformer. Thorp and Phadke in 1983 are credited with establishing flux

restraint method with a sampling window of 720Hz and relay response time being

12ms.

The specific requirement of an algorithm depends on the excitation current and

harmonics produced during initial energization of the transformer. For a harmonic based

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69

algorithm, the requirement is transformer input and output currents while flux and

voltage based restrained method the requirement is more complex having not only the

requirement of transformer input and output voltage and current but also the scaling and

isolation signals, low pass filters and A/D filters. Details of the common methods for

determining inrush and faults in a three phase transformer are elaborated in the next

section.

3.5 COMMON METHODS FOR DETRMINING INRUSH AND FAULTS

When an unloaded transformer is energized it draws a non symmetrical magnetising

current known as inrush which spuriously trips protection relay [14]. The main cause of

inrush is transformers core saturation. Inrush if not checked, could cause transformer

winding to be stressed and hot spots to occur and ultimately leading to insulation

failure. Hence it is very important to mitigate the inrush right at its onset at the time of

switching. Traditionally, tripping of transformer was prevented by switching off the

transformer protection during energization. With the advancement in numerical and

digital relaying technology, restraining during inrush and tripping on fault has

undergone changes. In today's world, complex algorithms using harmonic analysis,

wave form analysis, fuzzy logic method etc. are being used to restrain the digital relay.

These algorithms are incorporated into the relay, certain boundary conditions to trip.

Restraining the relay by inserting resistors and switching off the transformer are no

longer considered reliable to control spurious tripping during inrush protection of a

large transformer. Subsection 3.4.1 to 3.3.3 describes methods commonly used for

protection against inrush and operation during faults [13].

3.5.1 Harmonic restraint method

Voltage waveform when distorted in its sinusoidal form is regarded as harmonics.

Harmonics generate inrush current which causes heating, stress on transformer

insulation ultimately leading to transformer failure. As this causes nuisance tripping of

relay, few methods have been developed to restrain at the time of inrush and harmonic

restraint is one of them. There could be multiple reasons for inrush occurrence during

the transformer energization beside transformer core saturation. Inrush currents are

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70

typically characterised by high harmonics due to several factors like presence of non-

linear devices in the circuit, switching the transformer at a non zero switching angle etc.

Presence of second order harmonics is one of the significant characteristics of inrush

and the protection relays are designed to restrain during inrush condition. However, the

same protection system shall act due to the presence of lower order harmonics i.e.

fundamental harmonics which could be laced with fault signals. Some of the methods

developed by the manufacturers are per phase method, cross blocking method,

percentage average blocking method and summing-type harmonic sharing method [22].

However, the most popular method used by relay manufacturers are second harmonic

restrain method wherein the SHR is compared to a set value. The relay logic restrains if

SHR is greater than the set value and trips if SHR is below the set value. However

harmonic restraint method suffers from few shortcomings as given below:

1. Accurate estimation of second harmonic is difficult

2. Amount of higher harmonics may drop below 10% and second harmonics could

be well below 7%. and inaccurate estimation chances are high

3. Second harmonics ratio could be well below safe 20% due to transients

4. Voltage drop across network reactance due to harmonics

3.5.2 Waveform based restraint method

As described previously, inrush currents have high peak waves and slow decays. This

high magnitude peaks and its decaying part are analysed for detecting and restraining

the relays by waveform based restraint methods. The two fundamental wave form based

methods of restraints are given in two approaches [13]:

Approach 1: Pays attention to the periods of low and flat values in the inrush current

known as dwell time. Magnetising inrush is ruled out as it does not show up every cycle

lasting atleast for 1/4th

Cycle in which the shape of the waveform is both flat and close

to zero.

Weaknesses of this method are:

Internal fault vs magnetisation takes one full cycle which is regarded slow

CT saturation may cause false tripping

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71

During CT saturation, secondary currents may show periods of low and flat

values which may cause relay to miss an operation

Approach 2: It has its peaks displaced by half cycles and does not have two

consecutives peaks of the same polarity

Weaknesses of this method are:

Not easy to detect peak values

Timing between two successive peaks may be checked

Difficulty in checking the peaking timings between two consecutive peaks

At any given period shall have all three phases inrush in uni-polar waveform and

likely to fail the operation of the relay

However approach 2 is preferred over approach 1 due to its robustness in tolerating CT

saturation.

3.5.3 Flux restraint method

In this approach the internal faults are discriminated from over excitation and inrush

based on the flux in the transformer core. Flux recognization is one of the preferred

methods and a technique to mitigate inrush using this method has been dealt in chapter

4 of this thesis as the pre-fluxing method of mitigating inrush. In this technique

saturation of the transformer core is used to detect current imbalance and the relay

commands the circuit breaker to restrain due to presence of high flux.

3.6 ANALYTICAL EXPRESSION FOR INRUSH CURRENT

Transient performance is best understood by modelling the equivalent circuit of a two

winding transformer and applying the basic equations. Consider the equivalent circuit of

power transformer given in Fig 3.11 having dual slope saturation characteristics shown

in Fig 3.12 [23].

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72

rplp lsp

rsp

Lm

Rn

Primary Secondary

i

vn

Vp Vs

is

Figure 3.11 Transformer Equivalent Circuit [23]

LS

Lm

ImIS

λ

Figure 3.12 Simplified two slope saturation curve [23]

where,

p

r - Primary resistance

p

l - Leakage reactance

m

L (i) - Non linear inductance of iron core

sp

r - Primary resistance referred to secondary

p

l - Primary side leakage reactance

p

v - Primary ground terminal voltages

p

v - Secondary ground terminal voltages

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During transformer energization the equation governing the saturated transformer core

is as given in (3.36)

dt

d

dt

diitiRrtv

pnpp

)(.)( (3.36)

Using the relationship between the flux linkages with magnetising current and rewriting

the equation (3.36)

dt

diL

dt

diitiRrtv

corepnpp

.)(.)( (3.37)

The solution to (3.37) is found by introducing non linear inductor as a linear inductor in

unsaturated “Lm” and saturated “Ls” modes of operation. During transformer

energization initial flux λ0 shall go below saturation level λs until the cores are

saturated. There is no effect of hystersis on ts i.e. saturation time.

0

0

sin. dttv

ts

ms (3.38)

)](1[cos1

)( 01

0

n

s

s

t

(3.39)

Where,

n

- Nominal peak flux linkages

0

- Initial flux

s

- Saturation flux

ω - Angular frequency

m

v - Nominal peak supply voltage

Upon reaching saturation the current equation of the transformer and its parameters

shall be written as:

s

t

ttwheretBeAti

11

/

1

sin)(

(3.40)

s

t

s

ttwheretBeAiti

22

/

2

sin).()(

(3.41)

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Where,

1

A ,2

A - Magnitude of decaying DC offset of fundamental and second harmonic

τ - Decaying DC time constant

1

B , 2

B - Amplitude of the fundamental an second harmonic

1

, 2

- Phase angle of fundamental and second harmonic

- Angular frequency

To determine the parameters A1, B1 A2, B2 , θ1 , θ2 ,is ,τ1, τ2 followings expressions are

used.

221 )]([)(

pmnp

m

lLRr

vB

(3.42)

222 )]([)(

pSnp

m

lLRr

vB

(3.43)

111

sin. BA (3.44)

)(sin.222 s

tBA (3.45)

])(

[tan1

1

np

pm

Rr

ll

(3.46)

])(

[tan1

2

np

ps

Rr

ll

(3.47)

sss

ii

/1.|0

00

(3.48)

np

pm

Rr

lL

1

(3.49)

np

ps

Rr

lL

2

(3.50)

Equation 3.40 and 3.41 are simplified further to determine the peak inrush per phase

and is given by equation

2/].[2

nnpeak

RRt (3.49)

Simplifying and rearranging (3.49)

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n

npeak

RRt 2

2/ (3.50)

Expressing the equation for inrush in general form

2

2/)(

2.)( BeARI

stpeakt

npeak

(3.51)

3.7 CONCLUSION

Digital protection is gaining ground over conventional relays by employing algorithms

described in this chapter and due to its compactness and reliability in protecting the

primary plant assets within the utility network. With the application of these algorithm

digital differential protection has become more economical, flexible and has improved

the performance considerably over traditional relays. It is observed in table 2.2 that

inrush current contains high percentage of second harmonic component. Hence, it is of

great interest to engineers and relay manufacturers to utilise SHR to discriminate inrush

from faults. Modern relay uses the some of the algorithms described in this chapter like

fundamental and second harmonics to discriminate inrush from short circuit current.

Four commonly used algorithms on harmonic determination, flux evaluation and least

square curve fitting method has been described in this chapter such as FIR, Fourier

analysis, Flux restrain method and LCM. These algorithms are used in digital protection

with due consideration given to the signal processing for relaying purpose.

Removal of DC component has been a challenging task and usually takes complex

calculations to remove the DC offset in a real time application. Estimation of DC

decaying component using simple and numerically efficient method has been proposed

in this chapter based on simplified equation and its elimination of DC components is

given in chapter 4. Presence of DC components tends to make the relay operation slow

and cause large errors. A real time solution and mitigation of inrush and fault current

has been proposed in further chapters using Fourier filters in a MATLAB model. The

performance of two of these algorithms for the protection of an unloaded three phase

power transformer has been explained with a case study, in chapter 4 and 5.

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Chapter 4 Mitigation of Inrush

Current in a Three phase Power

Transformer using Pre-Fluxing

Technique

4.1 INTRODUCTION

At the time of transformer energization under no-load, a high current is drawn due to

its core saturation known as transient inrush current. This transient inrush could rise

up to seven to eight times the nominal full load current of the transformer and this

phenomenon may last for tens of seconds. Further, these transients could produce

mechanical stress on the power transformer assembly and could lead to mal-function

of protection system. Inrush current often affects the power system quality and may

disrupt the operation of sensitive electrical loads connected to the system. The

method of mitigation of transient currents has become an important concern to the

protection specialists, as it contains rich harmonics laced with DC components [24].

Decaying DC components are produced due to inrush and faults which introduces

errors up to 15% in the protection system. Conventionally, the method to counter

these transients was to de-sensitise the relay or increase the size of the fuses or

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control the switching angle of the circuit breaker or perform a point on wave

switching, but it is observed that these methods require the knowledge of residual

flux of the transformer prior to energization and time constant τ of the system. This

is a challenging task for the relay manufacturers as the values of these parameters

depends on the system configuration, circuit breaker switching angle and fault

location. Few other known methods of transient mitigation include, placing

capacitors at the secondary side of the transformer, using distributed line on the

secondary side of a low pass filter. However, these techniques cannot guarantee the

desired outcome due to different vector groups of transformers and tap changers

operation.

As the security and stability of transformers is of great interest to the system

operations, in which three-phase transformer is a key component, it is important to

protect the primary plant reliably. The large transient current of transformer due to

flux saturation in the core, which is called inrush current, often causes the mal-function

of the protective relaying system. This transient current affects outage time of

transformer as the engineers have to examine closely the transformer and the

protective system, to check for faults. The large transient current causes serious

electromagnetic stress impact and shortens the life of transformer. It is very important

to solve the effects of inrush current [25]. Uncontrolled energization of transformer

produces high inrush currents, which can reduce the transformer life and can also lead

to the unexpected operation of protective relays and power quality reduction. This

current depends upon various operating conditions, such as the magnitude of the

voltage, the switching-on angle, the residual flux, the hysteresis-characteristics of the

core, the resistance in the primary circuit, and many other parameters which has been

described in [26]. There are three negative side-effects of inrush currents. First, the

protective devices for overloads and internal faults may falsely operate and disconnect

the transformer from the power system spuriously In order to prevent this occurrence,

number of methods has been incorporated in the relay logic to distinguish between

faults and inrush currents which could reduce these undesirable trips. Second, the

windings are exposed to mechanical stresses that can damage the transformer and third,

power-quality problems may arise like high resonant harmonic over voltages and

voltage sags [27].

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In the recent years, many digital differential protective systems for transformer have

been developed. Different techniques based on complex circuits or microcomputers

have been proposed to distinguish inrush current from fault current. However, the

protected transformer must still withstand large electromagnetic stress impact caused by

the inrush current without unduly causing the mal-operation. Further, transformer being

a sensitive component and being exposed to power system transients, must have a

robust and fast acting protection system to prevent any damage to its core as a

consequence of harmonics. It is noted that non-sinusoidal harmonics are generated from

different nonlinear sources within the power system. These harmonics flow through

transformers and have a detrimental effect on the equipment in the network. The main

factors affecting the magnetizing inrush current are point on-wave voltage at the instant

of energization, magnitude and polarity of the remnant flux. Additionally, total

resistance of the primary winding, power source inductance, air-core inductance, the

geometry of transformer core and the maximum flux carrying capability of the core

material are also affected by inrush current [27, 28]. In light of this discussion, it is of

interest to mitigate inrush while isolating the three phase transformer from further

damage due to fault.

Hence, this chapter proposes a technique to mitigate inrush current in a three phase

transformers by injecting predefined value of DC flux in the primary of the

transformer applying a process known as pre-fluxing. Using this pre-fluxing

technique, the transformer is energized by a conventional controlled switching. A

sample case is considered in which a three phase transformer is connected to a

supply source, a MATLAB simulation model is designed and developed by

considering this case and verifying the effectiveness of the proposed pre-fluxing

method. The results derived are validated using this model for its efficient inrush

current control. This chapter proposes this novel technique to mitigate inrush current of

three phase power transformer called pre-fluxing in which pre-fixed value of DC flux is

injected in primary of transformer before energization.

4.2 NATURE OF INRUSH TRANSIENTS

The saturation of the magnetic core of a transformer is the main cause of an inrush

current transient. The saturation of the core occurs due to an abrupt change in the

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system voltage which could be caused due to switching transients, out-of-phase

synchronization of a generator, external faults and faults restoration. The energization of

a transformer yields most severe case of inrush current and the flux in the core could

reach a maximum theoretical value of two to three times the rated value of peak flux.

Inrush during transformer energization causes operational problems to the power

system. It affects the transmission lines being energized after an outage or line being

loaded suddenly. Inrush characteristics are usually unidirectional which rises sharply

and decays slowly. The maximum rise of inrush current occurs after the first half cycle.

The magnitude and duration depends mainly on four factors [29] :

1. Point on the voltage wave at the time of transformer energization

2. Impedance of the circuit

3. Residual flux linkage

4. Non-linear magnetic saturation of transformer core

The first two factors, depends on the vector group and connection of the power

transformer while the second two factors, depends on the flux in the magnetic circuit

which again is dependent on the material and steel used in the transformer core. Details

of magnetic circuits are difficult to obtain, as manufacturers do not submit detailed

composition of the core materials used. Additionally, there is no direct evidence that the

energization of a transformer can cause an immediate failure due to high inrush

currents. However, insulation failures in power transformers which are frequently

energized under no load condition support the suspicion that inrush currents have a

disastrous effect. A more typical problem caused by the energization of transformers is

due to harmonics interaction with other system components that develops over-voltages

and resonant phenomenon. The study of the energization of a transformer installed in an

industrial facility carried out to address problems due to harmonics, over-voltages and

resonances. In few international conferences [30], the authors have discussed how the

harmonic distortions caused by switching on of lightly loaded or unloaded transformers

may be amplified during a power system restoration process, creating high harmonic

over-voltages. During the process of energization of large MVA transformers in EHV

substations at the end of long transmission line is observed to cause significant

temporary disturbances when harmonic resonances are reached. This phenomenon

particularly occurs, when there are transformers which are already connected to the bus

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and the disturbances caused by the energization of one more transformer have greater

duration and intensity. In [31], it is discussed how transformer inrush current can excite

resonance frequencies in inter-connected grid system.

4.3 PRE-FLUXING TECHNIQUE

In the past few years, controlled switching has been deemed as a popular technique to

mitigate inrush current. However, the key aspect of this method is to gain the

knowledge of residual flux in the transformer. Earlier, several techniques had been

suggested to obtain residual flux at the instance of transformer switch off, but it is a

lugubrious and time consuming process. In order to make a simplistic model having

minimum application of residual flux, this chapter proposes a new technique to set the

initial fluxes of transformer to a desired value, which is known as pre-fluxing [1].

The innovation behind the pre-fluxing inrush current reduction strategy lies in the pre-

fluxing device itself. The pre-fluxing device (capacitor) is charged to a user specified

voltage and then discharged into the transformer during which the circuit breaker switch

is closed. For the pre-fluxing device, it is necessary not only to set the residual flux of a

transformer as high as possible to minimize the inrush current, but also doing it

efficiently. The pre-fluxing reduction strategy is a two part process. First, the

transformer residual flux is set as close as possible to its maximum achievable residual

flux when the transformer is de-energized. The second part of process controls the

circuit breakers (CBs) to energize the transformer. There are three controlled strategies

for the control of circuit breaker switching, first is rapid closing, second is delayed

closing and third is simultaneous closing [24]. In the rapid closing method, CB closes

one phase first and the remaining two phases within a quarter cycle. Knowledge of the

residual flux prerequisite and required for all three-phases, independent pole breaker

type control, and a model of the transformers transient performance. In a delayed

closing method, first pole closes instantly and the remaining two phases after 2 − 3

cycles. However, this needs knowledge of the residual flux in one phase only of the

independent pole breaker control, but does not require any transformer parameters. In

simultaneous closing method, all three phases closes together at an optimum point of

the residual flux pattern. It does not require independent pole breaker control, but

requires knowledge of the residual flux in all three phases and the residual flux

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magnitudes in two phases which are high and follow the most traditional residual flux

pattern [27, 28]. These closing times of the circuit breaker (CB) are chosen as a part of

an inrush current reduction strategy for the three phase transformer that enable the use

of the three pole CBs.

The pre-fluxing device shown in Fig.4.1 is equipped with a capacitor, a diode, and a

switch. A charging circuit not given in this Fig 4.1 provides the initial voltage across the

capacitor. The device is used across the primary winding of the transformer but not

when the transformer is connected to the network. The reason for using high voltage

winding is to reduce the magnetizing current on this winding. However, it is to be noted

that this pre-fluxing device is used only when the transformer is isolated state and

operated at a very low voltage. The advantage lies in using relatively inexpensive

isolator switches which can connect the pre-fluxing device to the transformer.

Figure 4.1 Pre-fluxing device

The pre-fluxing device is sized to operate around the transformer’s magnetizing

current level, so the capacitor, diode and switch can be sized for a fraction of the

transformer rated current [1].

4.4 MITIGATION OF INRUSH CURRENT IN TRANSFORMERS USING PRE-

FLUXING

This section describes mitigation of inrush current in two steps. The inrush current is

mitigated using pre-fluxing device as shown in Fig.4.2

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Figure 4.2. Connection of pre-fluxing device in a three phase power transformer

4.4.1 Step-1: Pre-fluxing device

The pre-fluxing device is connected to the primary winding of an unloaded three phase

transformer. The device should be connected to the three phase transformer only during

its isolation state, because it can back feed DC flux to the core before energization of

the transformer.

During the transformer energization, it is observed that the pre-fluxing device will be

bypassed using an independent switch at the same instant[32]. Further, this pre-fluxing

device sets a known residual flux in the primary of transformer. Applying point on

wave switching [1], the transformer will be energized according to the residual flux.

The capacitor will be charged to the maximum value of the transformer voltage. Pre-

fluxing device injects DC flux till the transformer is energized. The simulation of this

model has been designed and developed using MATLAB and filters have been applied

to limit the harmonics.

4.4.2 Step II: Controlled Switching

The controlled switching of the three phase transformer has been used to mitigate

inrush current after applying the pre-fluxing device. The switching operation is

controlled by circuit breakers. Three circuit breakers (CB) are connected on each

phase which is normally open. When CBs are open, transformer is isolated from the

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system and at that instant, the pre-fluxing device is allowed to get connected to the

transformer via switch [1]. As the CB closes and power is given to the transformer,

the pre-fluxing device will be disconnected through isolator. Disconnection of pre-

fluxing device occurs instantaneously as soon as the transformer is energized. The

controlled switching is applied after the pre-fluxing. It has three strategies, described

in Section III. In this chapter, simultaneous closing strategy has been used for

controlled switching [24, 33]. Fig.4.3 shows the simultaneous closing in three phase

transformer, which uses the basic concept of controlled switching. A three-phase AC

voltage consisting of three voltage waves U, V, and W is shown in Fig. 4.3a.

Figure 4.3 Three - phase simultaneous controlled switching with phase voltage.

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The magnitudes of the residual magnetic fluxes, which depend on the phase angle at

which the circuit breaker opened, are plotted in Fig. 4.3b. In this example, the

maximum residual magnetic flux is in magnetic phase U. The sum of the residual

magnetic fluxes in the three iron cores in a three-phase transformer with delta

windings is zero. Consequently, when the residual magnetic flux is a maximum in a

certain core, the residual magnetic fluxes in the other two cores have the reverse

polarity and smaller absolute values. The magnetic flux magnitudes that would be

induced by the voltage waves, as functions of the phase angle at which the voltages

are applied is plotted in Fig. 4.3b.

4.5 MODELLING OF TRANSFORMER FOR INRUSH CURRENT STUDY

A 3-phase, unloaded, step up power transformer, having a rating of 250 MVA, 25

kV/400 kV, star-star, 50 Hz, is connected to a 3-phase 25 kV source is shown in Fig.4.4.

The core magnetizing resistance and inductance is 450Ω and 1.4325 H of three phase

transformer respectively. Using the reference model formed by [1] where the magnetic

modelling of core is carried out and transformed into an electric model, which is

developed in MATLAB for simulation study.

Figure 4.4 MATLAB model to determine inrush current in an unloaded transformer

The transformer is energized with appropriate initial flux and saturated core in each

phase to get the value of inrush current. When the transformer is energized, the flux of

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all three-phase increases until it reaches its maximum value. After attaining the

maximum value, this flux will become saturated and draw more current from the source,

which will be 7 to 8 times greater than rated current. The main reason of saturation of

flux is residual flux is certain amount of flux which remains in the transformer core at

the time of switching off of the transformer. Residual flux depends on the rating of

transformer and de-energization instant. It will have different values for different ratings

of transformer [32]

4.6 SIMULATION RESULTS

4.6.1 Inrush current in power transformer without using pre-fluxing device

The results of the model explained in Section 4.3, the inrush current in each phase is

determined without pr-fluxing device. Fig 4.4a,4.4b,4.4c shows the inrush current in

phase A, B and C and Fig. 4.5(d) show the fluxes in all three phases. The value of

current in phase A, Fig 4.5 (a) is 1650 A and reaches a steady state condition in 8000

ms (8 s)

(a) Inrush current in phase A

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(b) Inrush current in phase B

(c) Inrush current in phase C

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(d) Fluxes in all three phases.

Figure 4.5 Inrush current and fluxes in individual phase and collectively

In Fig 4.5 (b) the value of this inrush current is found to be 670 A and it reaches in

steady state condition in 7500 ms (7.5 s) in phase B which is less compare to phase A

current. Fig. 4.5(c) shows the inrush current in phase C where the value of the inrush

current is 630 A and it goes in to steady state condition in 7400 ms (7.4s). The inrush

current in phase C is lowest current compared to other two phase currents. Fig. 4.5(d)

describes the variation of flux in each phase. The maximum flux in phase A is 1300

Wb, in phase B is 1200 Wb and in phase C is 1200 Wb.

4.6.2 Harmonic analysis without filters

In section 4.1 of this chapter, it is seen that inrush current is a harmonic rich current and

hence the results support that the total harmonic distortion (THD) in each phase are

much high. Harmonic analysis of inrush currents with residual flux in phases A, B and

C is shown in Fig 4.6. Now in Fig. 4.6 (a) THD is 70.22%. The DC component in this

phase is 58% and second harmonics is 62 %. In Fig 4.6 (b) THD indicates to be

106.16% and the DC component in this phase is 52% which is slightly less in

comparison to phase A and second harmonic is greater than phase A which is 78%. Fig.

4.6(c) shows harmonics in phase C. Highest THD generated in this phase which is

107.51%. The DC component in this phase is 50% which is lesser compared to phase A

and phase B. Second harmonic is 79% which is highest among all three phases.

0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5-1500

-1000

-500

0

500

1000

1500

Time (s)

Flu

x (

wb)

Flux in three phase without Pre-flux device

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(a). Harmonics in phase A

(b). Harmonics in phase B

(c). Harmonics in phase C

Figure 4.6 Magnitude of harmonics without filters

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Summarizing the results in a tabular format:

Table 4. 1: Summarizing the comparative results for harmonic analysis for three phases

without applying pre-fluxing

Parameters Phase A Phase B Phase C

THD (%) 70.22 106.16 107.51

DC Component (%) 58 52 49

Second Harmonic (%) 62 78 79

4.6.3 Inrush current in transformer using pre-fluxing

Now, using a pre-fluxing device by connecting it to a three phase power transformer

having the parameters given in section 4.5 and MATLAB model in Fig 4.4 and injecting

some amount of DC flux in the primary side by removing it at the instant when a power

transformer is energized results in a wave pattern as shown in Fig.4.7 with inrush

current in phase A, B and C. Fig. 4.8 shows fluxes of all three phases. Fig. 4.7(a) shows

the inrush current in phase A in power transformer currents using pre-fluxing technique,

the magnitude of current is 19A. On comparing with Fig. 4.5(a), the inrush current is

mitigated from 1600A to 19A.

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(a) Mitigated current in phase A

(b) Mitigated current in phase B

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(c) Mitigated current in phase C

(d) Fluxes in all three phases

Figure 4.7 (a), (b) and (c) Inrush current in Phase A, B and C,

(d) Fluxes in all three phases

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Fig.4.7 (b) shows the inrush current in phase B of the power transformer using pre-

fluxing. The magnitude of current is 17A. There is momentary shoot up to 150A at

100ms but later it decays to 17A for phase B and same for phase C. Comparing with

Fig.4.5 (b), the inrush current is mitigated from 650A to 17A. Fig. 4.7 (c) showed the

inrush current in phase C in power transformer using pre-fluxing. The magnitude of

current in this phase is reduced to 16A from 630A. Fig. 4.8 shows the fluxes in each

phase. The maximum flux in phase A is 1200Wb, in phase B is 1000Wb and in phase C

is 990Wb. Summarizing the above in a tabular form in Table 4.2 and tabulating:-

Table 4 2 Comparison of inrush current before and after mitigation

Phases Inrush current before mitigation (A) Inrush current after mitigation (A)

A 1651 19

B 651 17

C 629 16

4.6.4 Inrush current using pre-fluxing in transformer with filter

It is observed that when filter is connected to the 3 phase power transformer, the

percentage of DC component and THD will decrease drastically in magnitude which

is shown in Fig.4.8. After connecting filters, THD in phase A is 2.05%. The and DC

component is 14 % in Fig. 4.8(a). In phase B, THD is 4.98 % and DC component in

this phase is 11%. In phase C, THD is 5.38 % and DC component in this phase is 6%.

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(a) Harmonic in phase A

(b) Harmonic in phase B

(c) Harmonics in phase C

Figure 4. 8 (a), (b), (c) Harmonics in different phases with pre-fluxing

Table 4.3 Harmonics in different phases of an unloaded transformer after applying

filters and pre-fluxing device

Phases DC component (%) THD (%)

A 14 2.05

B 11 4.98

C 6 5.38

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4.7 CONCLUSION

Inrush phenomenon has been regarded as an unwanted activity during transformer

energization which is characterized by high magnitude and harmonic-rich currents.

Harmonic currents cause saturation of the transformer core leading to mal-operation of

the protection scheme, reduced power quality, reduced life of the transformer.

This chapter details a technique to mitigate inrush current by setting the residual flux of

a three-phase power transformer of a large magnitude and with a specific polarity using

a method known as pre-fluxing. The tested three phase power transformer is energized

at a specified system voltage angle based on the flux polarity. Among the three strategy

described to mitigate the inrush in this chapter, the preferred method of pre-fluxing

applying simultaneous closing of individual breakers, where all three poles of the

circuit breaker are energised at an optimum flux pattern is regarded most suitable. The

advantage with simultaneous method is it doesn't require the knowledge of independent

breaker control of its poles.

Further, this strategy using pre-fluxing has an advantage over some of the presently

suggested reduction strategies on three phase transformers, including the need of

residual flux measurement during transformer de-energization. The pre-fluxing device

that sets the flux of the transformer is in simple form and flexible to apply to higher

rating of transformer sizes. In addition, the device can operate at low-voltage levels,

such as the substation AC or DC supply, regardless of the voltage rating of the power

transformer.

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Chapter 5 Elimination of DC

Component and Discrimination of

Inrush and Fault based on Harmonic

Analysis method

5.1 INTRODUCTION

In the previous chapter, inrush phenomenon has been discussed extensively and a pre-

fluxing technique has been proposed for three phase power transformer. Beside inrush,

we have few other issues during energization of a three phase power transformers like

appearance of DC component and harmonics. Inrush current contains decaying DC

component and dominant second harmonic components which may cause undesirable

effects like poor power quality and reduced mean lifetime of the transformer. Adding to

this complexity during power transformer energization is, if a fault occurs during initial

start up when the transformer is un-loaded, the protection system fails to discriminate

between inrush and the fault. This chapter provides a method to eliminate this

undesirable DC component and discriminate inrush from fault condition for the purpose

of three phase power transformer protection. Exponentially decaying DC component

causes large errors and mal-operation of the relay due to its effect on the algorithm

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embedded in the software of digital differential relay.

The proposed algorithm based on least square method (LSM) in this chapter, not only

handles the undesired decaying DC component but also discriminates fault from inrush

which is provided by a MATLAB platform. Earlier research studies based on wavelet,

Kalman filtering and discrete Fourier algorithm has successfully eliminated the DC

component but these algorithms suffered from complexity and difficulty in practical

utilization related to all vector groups of power transformers as original signals require

more calculation time, power system bus configuration, fault resistance and fault

location [2]. Further, DC component if not eliminated, could cause undesirable

oscillation and abnormal operation in the differential digital relaying system.

In this chapter, applying LSM technique, estimation of DC component has been

achieved and the effect of the unwanted DC component is eliminated to a large extent.

This model when tested, produces accurate results with minimal time delay as compared

to other conventional algorithms based on Fourier, finite, flux based algorithms. The

present chapter gives a technique involving estimation of DC component time constant,

magnitude of DC component, Taylor series expansion for inrush current and subjecting

the DC components to suitable filters in a MATLAB environment. Once the DC

components have been mitigated, inrush is discriminated versus fault and decision is

taken. As second harmonic component is dominant in the inrush current, discrimination

is carried out by comparing SHR to a pre-set value. The decision to trip or restrain the

differential relay is based on whether the SHR is greater than this pre-set value or not.

5.2 BACKGROUND OF DC COMPONENT

When a circuit breaker is switched on in an AC circuit consisting of resistance and

inductance, it results in an input signal which is regarded as a noise. This noise must be

rejected at all cost otherwise it shall have detrimental effect on the DC component and

AC component of the current as shown Fig 5.1. The magnitude of this DC component

current depends on the voltage at the instant of switching. DC component is zero when

the voltage is maximum and vice versa as shown in Fig 5.1 (a) and (b) [9]. These

decaying DC components are generated during transient inrush and fault conditions and

depend upon the X/R ratios (inductive reactance to resistance ratio) of the system. The

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97

bigger is the ratio, slower is the decay which has an effect on the algorithm and relay

operation. Benmouyal [34] has predicted that the error of decaying DC component

could reach up to 15.1% in the phasor estimation. Hence it is preferable to eliminate at

the time of occurrence. Further, it is observed the presence of DC component will

postpone the speed of the relay and reduce its accuracy and response time in the relay

algorithm [35] and is generally pronounced in current signals than in the voltage

signals. The motivation to eliminate the DC component is significant as it affects high

performance relay due to its unpredictable nature and random factors linked such as

fault resistance, fault location and fault inception angle.

A doubling effect is said to have occurred when the DC component is maximum [9].

DC component depends on the switching instance of the breaker and it occurs during

transient condition like inrush or short circuit. The transient recovery voltage which

appears across circuit breaker poles at the instant of closing and during arc interruptions

gives rise to AC and DC component and is used for specifying the circuit breaker at the

time of design and application. In Fig 5.1 (a) AA' envelopes the current wave. Due to

transients, the DC component (Idc) deviates from axis CC' when circuit breaker contact

separates and its at maximum during voltage zero. The RMS value of AC component is

denoted Iac. RMS value of AC component is always denoted in kilo Amperes (kA) and

manufacturers usually rate the materials used in transformers and circuit breakers

according to peak short circuit breaking and making capacity. The RMS value of AC

component is given by expression Iac/√2 while, DC component (Idc) is given at the

instant of contact separation as Idc x100/ Iac in percentage

DC component estimation cannot be made as a parameter of equipment. It is usually

deemed as a noise which is best estimated by deterministic and probabilistic methods.

In this chapter we have chosen LSM method and its performance during a transient

condition is simulated on a software platform applying filters. The filters are designed

such that it closely suits the properties of input signals. The algorithm presented in this

chapter considers the time constant (τ) and magnitude of the transient current (I0) at the

instant of breaker closing [36] and eliminates its effect before impressing the signal to

discriminate inrush from short circuit.

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98

DC Component

T in mS

a) DC Component is maximum at the instance of voltage zero

Current waveform

T in mS

b) DC Component is zero at the instance of voltage maximum

Current waveform

0

Idc

Iac

A

A’

C

C’

B

B’

E

E’

Figure 5.1 Status of DC component during closing of an inductive circuit[36]

5.3 DISCRIMINATION OF INRUSH FROM SHORT CIRCUIT AND

ELIMINATION OF DC COMPONENT

Three phase power transformer is one of the costliest equipments in the power system

network which needs to be isolated quickly in the event of a fault. Network operators

have a responsibility towards the consumers, in providing reliable and continuous

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99

power without causing extensive blackouts in the network. Hence, it is of paramount

interest to protect the power transformer from being subjected to inrush and faults

during initial energization and short circuit. Differential protection is one of the most

preferred schemes used for the protection of power transformers. However, the main

problem encountered while using differential protection is its limited ability to

discriminate between inrush and fault current. While it is observed that magnetizing

current of transformer may be only 1-2 percent of rated current at steady state operation,

it could reach 10-20 percent of rated current during energization of transformer [37].

This causes not only spurious tripping of differential protective relay but also leads to

mal-operation of other associated protective schemes. Researchers and engineers are

constantly developing new methods in the past decades to discriminate between inrush

and fault current like the second harmonic restraint [38], dead-angle restraint [39],

voltage restraint [40] and the flux-based inrush restraint [41].

As the inrush current has dominant second harmonic component as compared to fault

current, second harmonic restraint (SHR) using LSM algorithm method is one of the

popular technique widely used in practice till date. In this paper, the proposed strategy

for discriminating the inrush current from fault current is based on the SHR method and

phasor equations. Furthermore, as the inrush and fault current contains decaying DC as

well as harmonic components it is of great importance to increase the accuracy and

precision of the protection relay while discriminating the inrush from fault current.

Hence, using fundamental algorithm and applying filters in a MATLAB model

decaying DC component is eliminated. The reason for eliminating DC component is of

high importance as it is observed that it is a non-periodic signal which contains odd and

even harmonics, causing an increased reactive power absorption. This further results in

increased power loss and consequently overheating and stressing of the power

transformer insulation [42]. Thus, it has become necessary to establish methods to

eliminate the DC component from inrush current. Several algorithms to eliminate the

decaying DC component have been developed [34, 38, 43, 44] and some of the most

commonly used methods are least error square (LES) algorithm, digital mimic filter

[34], Kalman filter [44] and Fourier filter algorithm [38]. In this chapter a strategy

encompassing the fundamentals of fourier filter algorithm to remove the decaying DC

components from inrush current is proposed [2].

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100

5.4 MODELLING OF THE INRUSH CURRENT

In general, when a power transformer is energized, a transient current which is much

larger than the rated transformer current in magnitude than the nominal current flows

for several cycles. This is caused due to the residual magnetism of the power

transformer. When the power transformer is re-energized, the incoming flux will add to

the already existing residual flux which will cause the power transformer to peak into

saturation and produce transient current [37]. The effect of this inrush current on the

differential relay is a false tripping of the power transformer without having

encountered any actual fault. According to the principle of operation of the differential

protection scheme, the relay compares the currents coming from both sides i.e. primary

and secondary side of the power transformer during a healthy operation and maintains a

balance. However in an inrush condition, the current flows in the primary side of the

power transformer, giving rise to significant differential current. The protection system

now has to restrain itself and prohibit spurious mis-operation. The relay algorithm

proposed in this chapter recognizes that this inrush current is a normal phenomenon and

the relay must not trip due to this abnormal rise in current. Furthermore, the inrush

current is not only rich with DC offset component but also carries higher order

harmonics which lessens the life of transformer. It is noted, DC offset current has a

significant effect on the signals which contain large errors [42] and is observed that the

calculated value of the DC offset amplitude could vary by up to 10-15 percent from the

actual value, which causes increased power loss and consequently overheating of

windings [2].

5.4.1 Estimation of DC component from inrush current

For the consideration of the given signal model the equation for magnetizing inrush

current up to 5th harmonic is given in (5.1). Higher order harmonics are treated

negligible beyond fifth harmonic.

)sin()( 0

5

1

/0 m

m

mt tmieiti

(5.1)

Magnitude of the intial value of DC component i0e-t/τ

in (5.1) is maximum at the time

of closing of switch or voltage maximum.

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101

Where,

)(ti - Instantaneous differential sampling current at time‘t’

m - Harmonic order i.e fundamental to fifth harmonic

mi - Maximum component of the mth

harmonic differential current

0i - Magnitude of dc decaying component current

τ - Decaying time constant of dc offset component

m - Initial angle of the mth

harmonic component

/te - DC decaying component

ω - Frequency of fundamental component

To extract only DC component from the inrush current, integrating (5.1) on both side

for period (T)

t

Tt

m

m

m

t

t

Tt

dttmidteidtti )sin()(0

5

1

/

0

(5.2)

Simplifying (5.2) further,

)()1(.)( //

0tZeeidtti tt

t

Tt

(5.3)

Where,

Z(t) represents integral of DC component for one period at time (t) and

Z (t+ΔT) is the integral of DC component after a small time step

By integrating (5.3) in one period (T) with small step of t

)1(.)( //)(0

Ttt eeittZ (5.4)

Rearranging and substituting the value of Z(t) from (5.3)

/).()( tetZttZ (5.5)

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102

From (5.5) determining the faults currents for one period and use it to calculate time

constant (τ) and magnitude (i0) in (5.6) and (5.7) for the decaying DC component

/

)(

)( tetZ

ttZ

(5.6)

Magnitude of τ can be determined by solving (5.7)

)(

)(ln

tZ

ttZ

t

(5.7)

Magnitude of i0 can be determined by solving (5.4)

)1(.

)(//0 Tt ee

tZi

(5.8)

DC component is extracted from inrush current using (5.7) and (5.8)

5.4.2 Estimation of DC component from fault current

The voltage supplied by generator in a power system network as shown in Fig.5.2 is

given by ,

No Load CB

Transformer

E

Generator

Figure 5.2 Single line diagram of the network simulated

)sin( tVE m (5.9)

where,

E- AC source voltage

Vm - maximum value of the voltage having an amplitude

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103

When the circuit breaker (CB) is closed expression (5.9) results,

)sin()(

)( tVdt

tLditRi m (5.10)

)sincoscos(sin)(

)( ttVdt

tdiLtRi

m

(5.11)

Where, R- Resistance of the transformer winding

L - Inductance of the transformer winding

By taking Laplace transform on both sides of (5.11)

(5.12)

Further, taking Laplace inverse of (5.12) and substituting the value of R/L = α

(5.13)

Where, = R

L1tan

Fault current cannot achieve its steady state value instantaneously due to presence of

inductance in the circuit and presence of exponential component in (5.13) which shows

that fault current consists of DC decaying component as well as AC component.

DC Component (5.14)

AC Component (5.15)

2222

sincos)0()()(

s

s

sVmLIsLsisRi

tm e

LR

V

)sin(

)( 21

222

)sin(

)( 21

222

t

LR

Vm

)sin()sin()(222

teLR

Vmti t

/

/

/

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104

Thus, DC component can be extracted from fault current by using (5.14). A detailed

calculation to obtain (5.14) and (5.15) has been exhibited in Appendix A.

5.4.3 Discrimination between inrush and fault current

Transformer differential protection scheme is based on the comparison of the balanced

currents flowing into an energizing winding with those flowing through loads. During

normal condition, there is an ampere turns balance, which results in differential current

is insufficient to cause a trip [45]. However, unbalance currents are produced in the case

of transformer inrush condition as it is flowing only in primary side of transformer.

There is significant probability that the differential relay could mistake this as fault

current and thereby isolating the transformer. To avoid this problem, differential

protection technique needs to be improved in order to detect transformer inrush current

and prevent spurious tripping. In this paper, proposed algorithm is based on the Taylor

series expansion of inrush current.

By using Taylor series equation in (5.1)

kmm

m

kmm

mkk

tmi

tmitiiti

0

5

1

0

5

100

cos)sin(

sin)cos()/()(

(5.16)

Where,

i0 -(i0/τ) tk - First two terms in decaying DC current

tk - Time at which current sample i(tk ) is measured

Writing the sampling current i(tk ) (5.16) in a matrix form,

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105

22221111

sincossincos iiii

)(

.

.

.

)(

)(

cos

.

sin

cos

/

5cos5sin..1

..

..

......

5cos5sincossin1

5cos5sin..cossin1

0

20

10

55

11

11

0

0

00

202020202

101010101

NNNN ti

ti

ti

ti

i

i

i

i

ttt

ttttt

ttttt

(5.17)

A X i

(Nx12) (12x1) (N x 1)

Unknowns in (5.17) are

)5,...1(sin,cos),/(, 0000 kiiii kk

To solve the unknowns Xn (n=1,.....,12), m equations are constructed from N samples

X=B*i (5.18)

Where,

B = AT A

-1 (5.19)

and is the pseudo inverse of A and AT is the transpose of matrix A

There are 12 unknown elements in X matrix and as a result, at least 12 current samples

are required, hence, vector X can be solved if N≥12. Further, for calculation of SHR, the

four important unknowns to calculate the fundamental and second harmonic component

are:

Xunknown=

(5.20)

Above unknowns can be calculated by segregating real and imaginary part of

fundamental and second harmonic. In general, magnitude of current is given as

22 )sin()cos( nnnnn iiI Where, n= 1, 2, 3.. (5.21)

~----~.-------- L-,--J L-,--J

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106

Solving (5.20) for I1 and I2 , SHR can be found by

SHR (Second Harmonic Ratio) = 2I / 1I (5.22)

If SHR is greater than the set value, then it is considered to be inrush condition occurs

while, below the set value is assumed to be a fault condition.

5.5 SIMULATION RESULTS

5.5.1 Case I : Discrimination between inrush and fault current

The inrush current phenomenon and its discrimination from fault current is tested for a

three phase step up power transformer rated 22kV/220kV, 250 MVA, star-star

connected using MATLAB as shown in Fig 5.3.

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107

Angleon time

of f time

pulse generatorDiscrete,

Ts = 5e-005 s.

powergui

A

B

C

Three-Phase Source

A

B

C

A

B

C

Three-Phase Fault

com

A

B

C

a

b

c

Three-Phase Breaker2

A

B

C

a

b

c

Three-PhaseV-I Measurement

A

B

C

a

b

c

Three-PhaseTransformer

(Two Windings)

Ia

Subsystem4

Ia

Subsystem3

Ic Out1

Subsystem2

Ib Out1

Subsystem1

Ia Out1

Subsystem

Ic2

Ic

Ib3

Ib2

Ib

Ia2

Ia

[C]

Goto2

[B]Goto1

[A]Goto

[A]

From4

[A]

From3

[C]

From2

[B]

From1

[A]

From

Display3

Display2

Display1

i+

-

Current Measurement2

i+

-

Current Measurement1

i+

-

Current Measurement

150

Continuous

RMS

CRMS2

Continuous

RMS

CRMS1

Continuous

RMS

CRMS

Figure 5.3 MATLAB model for harmonic analysis of inrush and fault current

As explained in Section 5.3, when an unloaded transformer is energized at zero degree,

the inrush current appears as shown in Fig 5.4. It is seen that, the peak value of inrush

current is very high as compared to normal magnetizing current and it is unsymmetrical

because of non linear magnetizing characteristic of transformer. In addition to this, the

magnetizing inrush current is found to rise up to 10-15 times of the steady state current

value, which flows only in one side of the transformer and tends to operate the

differential relay unless some form of restraint is not provided. The harmonic content of

the transformer inrush current with time has been calculated by Bronzeado et al. [46]. It

was shown that the peak value of any individual harmonic component during one cycle

is generally different from its peak during another cycle. Because of the non-

symmetrical wave shape, the transformer inrush current contains harmonics and DC

components. The harmonic content of the phase ‘A’ inrush current is calculated using a

discrete Fourier transform (DFT).

CJ

~:[J_2 ~.~~t;t!=====OO:

~,~ ~ D 'I

D-1 f--B

D-1 f--B

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108

Figure 5.4 Magnitude of inrush current at zero degree energization

As shown in Fig 5.5, the most significant components are the fundamental, which is

initially 1.78 kA peak, and the second harmonic is initially 620 A peak.

In proposed strategy, second harmonic restraint is used to differentiate transformer

inrush and fault current. The fifth harmonic current reaches a peak value of

approximately 50 A peak, twelve times smaller than the second harmonic and 35 times

smaller than the fundamental component. Generally, the harmonic components decay as

the inrush current decays toward normal steady-state operating conditions. From Fig

5.5, it is also seen that harmonics of order three and above are discontinuous, with their

peak values decreasing to zero and then increasing again.

uto

"to 1410

.-3210 Q.

!,m ~ 860

" ~ C (lifO

'" :l1l ...

lt~ .

• ·'210 • '.1 '.l 004 '.So lUi '.7 '.8 ••• Time (sec)

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109

Figure 5.5 Harmonic contents present in phase ‘A’ inrush current

Further, higher the harmonic order, smaller is the magnitude of corresponding current

component in the inrush current. The DC component present in inrush current is as

shown in Fig 5.6.

Figure 5.6 DC component in inrush current

In Fig 5.6, it is seen that DC component is exponentially decaying and non-periodic

signal, which affects the fundamental component of magnetizing current, therefore it

necessary to minimize with the help of filters. A digital filter whose parameters are

determined using equation (5.7) and (5.8) is used to filter out the DC components

present in the magnetizing inrush current. Further, in this method, Taylor series

1aOOr-~--r----'-----'-----'-----.-----'-----'-----'-----.----.

1600

1400

1200 .. ~ 1000 :t:: c ~ 800

:IE 600

400

- DC Component - fundamenlal Component - SKOnd Harmonic Componenl - Third Harmonic Componenl - Fifth HarmMlc Component - Seventh Harmonic Component

200~~~~~. 00 O.OS D.' 0.15 0.2 0.25 0.3 0.35 0.4 DA5 0.5

Time Isec)

5o0r-----,-----,-----,-----,-----,-----,-----,-----,------,----,

450

400

_350 a. ~ 300

.:: 250

" '" i200I

::IE 1S0r

tOOl

50

~~--~OL.',----~0~.2-,~~0~,'::::~O~,4=====O~,5~===O~,6~~=0~,~7 ====~O,~8 ====~O,~9----J1 Time (secl

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110

expansion of inrush current is used to model the decaying DC component. The digital

filter whose output is shown in Fig 5.7, designed so that its output is exactly opposite to

that of DC component.

Figure 5.7 Digital filter used to compensate DC component

Figure 5.8 Signal for compensation of DC component

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111

5.5.2 Case II: Three phase power transformer under fault condition

Figure 5.9 Inrush and fault current

Fig 5.9 exhibits the inrush current when an external fault occurs, where L-G fault is

considered with terminating resistance 3.5 ohms, which occurs during 0.2 to 0.4 sec. It

is seen that significant increase in the primary current take place due to the occurrence

of fault. From Table 5.1 it can be seen that SHR is more for inrush current as compared

to fault current. Thus, SHR can be used to discriminate inrush from fault current such

that, if SHR is less than threshold value then that condition can be considered as fault

otherwise it is inrush condition. Table 5.1 shows the values of SHR for various

switching conditions of CB which is shown in Fig 5.1 in two different scenarios of fault

and without fault operating conditions.

Table 5.1 RMS value of inrush currents for various switching instants (with and without

fault conditions) of one phase A

Angle

(degree)

Without Fault With Fault

Inrush current

(RMS Value) SHR

Inrush current (RMS

Value) SHR

0 379.25 0.48 714.11 0.14

30 268.6 0.58 670.41 0.13

45 205.93 0.65 653.1 0.13

60 133.75 0.7 640.65 0.14

90 18.479 0.007 635.61 0.16

120 57.15 0.63 649 0.18

135 108.44 0.71 661.41 0.2

150 150.29 0.69 662.85 0.2

180 184.72 0.66 661.75 0.2

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112

5.6 CONCLUSION

From system security and transformer protection view, it is important to have a robust

and reliable protection system. However, during the transformer enerzization beside

inrush, if the transformer encounters a fault, it could spell disaster for the relay

operation due to presence of DC component embedded within inrush and fault wave.

DC component could cause 20% overshoot if appropriate algorithm is not used and

lead the protection engineer to set the relay value to a comparatively large setting.

This chapter presents a reliable algorithm for the estimation of DC component and

measurement of time constant as these are unwanted noise in the system which adversly

affect on the relaying application. Elimination of DC component signals is achieved by

passing it through smoothing filters in a software model. Further, these signals after

passing through filters are examined for its magnitude at various switching angles

during breaker closing for detection of inrush and fault. Results obtained are tabulated

and analysed applying SHR criterion to discriminate inrush and fault current for the

differential protection of a three phase power transformer based on harmonic analysis

and elimination of DC decaying component using digital filters.

To examine the robustness of the proposed algorithm, different scenarios are simulated

using MATLAB within one full cycle and results tabulated align with the theoretical

value. It is inferred from the results obtained that the proposed algorithm has better

convergence and accuracy as compared to DFT method in a static and dynamic model.

Detailed analysis of harmonic contents of the magnetizing inrush current has been

found to be important while designing the harmonic restraint and has been elaborated

in this chapter. The domination of second harmonic component in the inrush current is

an important factor for discrimination.

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113

Chapter 6 Conclusions and Future

Work

6.1 CONCLUSIONS

In this thesis, the author presents a practical method to mitigate inrush current using pre-

fluxing technique as detailed in chapter 4 and discriminates inrush from fault current

after eliminating DC component in Chapter 5 of a three phase transformer. Applying

pre-fluxing technique, a residual flux in a transformer can be actively set-in which can

easily control the sudden inrush at the time of transformer energization. Inrush

occurrence is an undesirable phenomenon and occurs mainly due to:

Incorrect behavior of inrush during transformer saturation

Materials of the core used by the manufacturer does not accurately model

hysteresis and core loss component in the transformer

Amount of core flux present

Tap changing operation and parallel operation of large MVA three phase power

transformers

The block diagram on pre-fluxing circuit presented in Fig 4.1, chapter 4 is a simple

circuit consisting of capacitor and diode which when connected across primary side of a

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114

three phase power transformer as shown in Fig 4.2, injects a DC flux which is set to a

maximum flux in the transformer. This pre-fluxing apparatus on the primary side of the

transformer controls the switching of the circuit breaker poles by rapid, delayed and

simultaneous closing of the circuit breaker. Designing of the components of pre-fluxing

apparatus like capacitor, diode and fuse is easy as these components carry fraction of

three phase power transformers rated current. Further, this pre-fluxing device proposed

in this thesis, does not require the knowledge of transformer flux or any additional

device to measure such flux within the transformer as this device shall set the

transformer to a desired flux. The second part of inrush reduction strategy highlighted

by the author is about controlling the switching of the circuit breaker by closing rapidly

or delayed or by simultaneously of the circuit breaker poles on the incomer side of the

three phase power transformer.

Results are validated using a computer model and the end results recorded shows

considerable reduction in inrush and effectiveness of pre-fluxing technique in mitigating

inrush of a three phase transformer during energization. Conditions of minimum inrush

current are shown graphically for all three phases in chapter 4 and results are

interpreted. Application of pre-fluxing device greatly helps in the smooth start of power

transformer and uses considerably lower voltages either in AC and DC regardless of

power rating of the three phase power transformer. Controlled switching of the circuit

breaker at the incomer side of three phase power transformer side prevents improper

operation of protection relays, reduction in power quality and mechanical damage to

three phase windings of these large power transformers. It also prevents failures of the

power transformers due to harmonic over voltages, sympathetic inrushes in the

neighboring power transformer. The inrush phenomenon mitigation method could find

useful application while switching on the transformer using circuit breaker.

In addition to inrush phenomenon and mitigation method proposed in thesis by applying

pre-fluxing method, the author also has proposed a technique to extract and eliminate

DC component which is an undesirable phenomenon during an inrush or short circuit.

The nature of DC components and issues related to have been dealt in chapter 5. DC

component have characteristics of exponentially decaying DC offset components having

unpredictable magnitudes and unknown time constants. DC components embedded in

inrush and fault could postpone the convergence speed of the relay algorithm, thereby

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115

reducing the accuracy and operational time of the digital differential relay. It has been

observed that, presence of decaying DC component has been determined to cause

phasor estimation errors. Decaying DC components are usually non-periodic signals

which seriously affects the accuracy of digital filters like Fourier, Walsh, Cosine etc .

In light of the issues attributed to DC component, an investigation was carried out in

this thesis and the algorithm proposed, eliminated this unwanted noise i.e, DC

component which affected the protection system. The author, estimated DC components

which was not affected by system and fault conditions and the output signal did not

have the oscillatory signals in comparison to other algorithms. Applying this estimated

DC components to a series of digital filters within a MATLAB model these unwanted

DC components are filtered out discriminating inrush against short circuit using least

square method (LSM) and second harmonic ratio (SHR) algorithm. The performance of

time constant (τ) and DC decaying is found to be satisfactory within one cycle or

multiples of fundamentals frequency as outlined in chapter 5. The proposed algorithm

can be used in the estimation of DC component from inrush and fault for a range of time

constants (τ) is satisfactory in the midst of high frequency noises. The proposed method

of DC component extraction and elimination is characterized by its simplicity of phasor

algorithm formulation and computer simulation. Further, this technique of DC

component elimination after applying filters offer reasonable immunity in the event of

non-harmonic production and can be accomplished within one cycle. The principle of

this technique has practical utility and can be implemented in a digital microprocessor

based differential relays with immediate convergence being achievable.

6.2 FUTURE WORK

The author intends to progress his future research work on the following items listed as

under which will complement the existing thesis on inrush and fault current

identification and provide robust protection to transformer:-

1. Performance of DC component in light of heavy noise in the circuit needs further

study and future work related to suppression of noise in a dynamic environment needs

to be researched. DC component performance within half a cycle during energization of

multiple banks of transformers operated in parallel on a high voltage system at 220kV

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116

or 330kV needs to be investigated and tested through comprehensive software

modelling platform.

2. Real power system network consists of different vector configuration of a three phase

power transformers. Energization of large MVA three phase power transformers in

parallel not only causes sympathetic inrush but significantly affects the relay

performance in the event of a fault. Mitigation of inrush and fault, if occurring

simultaneously, becomes a challenging task for the system engineers. Investigation of

fault elimination and inrush restraining method in light of a complex network

havingtransformer banks need more examination.

3. Investigation of phasor measurement of current in digital form require the application

of phasor measurement units (PMU) which may find application in the relay circuit and

tests may be carried out to validate its application on different magnetization condition

i.e. inrush, over excitation etc.

4. With the requirement of economy in some countries demanding ultra high voltage

(UHV) A.C network at 1200kV with parallel line transmission circuits cannot be

achieved by extrapolating high voltage results to UHV systems and a great deal of effort

in investigation and simulation needs to be carried out to unwanted DC component,

short circuit phenomenon and inrush restrain technology encompassing digital

protection relay in the circuit.

5. UHV AC to DC converter transformers in some countries, where UHV transmission

lines are operated in DC, provide additional challenges to mitigate transients, slow

frequency response and high resonance in transmission lines and power transformers.

Investigation and simulation needs to be carried out to mitigate transient issues during

its operation. [3]

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118

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121

Appendix A: Determination of DC

and AC Components during

transients of an unloaded Transformer

A 1 Algorithm formulation for DC decaying component

The detailed algorithmic expression for the transients occurring in an unloaded

transformer takes place during its initial energization. Laplace transform has been used

to determine the mathematical expression .

In the given mathematical expression, is assumed that the source is having negligible

impedance compared to the load.

(A1)

where,

- Arbitrary phase angle which can be closed at any instant voltage cycle

R- Resistance of the Transformer

L - Inductance of the Transformer

)()(

)( tVmSindt

tdILtRI

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122

In the expression (A1) current lags voltage by an angle ф and attains steady state after

few cycles but not instantaneously due to circuit inductance which requires current to

start at zero.

Rewriting (A1),

(A2)

On taking Laplace transforms on both sides of (A2)

(A3)

In (A3) the values of Sin and Cos are constant. Initial current at the time of closing

the circuit breaker is 0 i.e. when =0 , I(0)=0 as the current in an inductive circuit cannot

change to zero instantaneously.

(A4)

(A5)

Rearranging (A5),

(A6)

(A7)

If L

R= ,

(A8)

Taking partial fractions of (A8)

(A9)

SintCosCostSinVmdt

tdILtRI

)()(

2222)0()()(

s

Sins

s

CosVmLIsLsisRi

2222)()(

s

Sins

s

CosVmsLsisRi

2222)(

s

sSin

s

CosVmLsRsi

2222

1)(

s

sSin

s

CosVm

LsRsi

2222

)(

1)(

s

sSin

s

CosVm

L

RsL

si

))(())((

1)(

2222

ss

sSin

L

V

ssCos

L

Vsi mm

22222222

1

)(

1

))((

1

ss

s

sss

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123

(A10)

(A11)

(A12)

On taking inverse Laplace of (A12)

(A13)

(A14)

(A15)

(A16)

22

2

222222 )(

1

))((

ss

s

sss

s

22

2

2222

222222

1

11)(

ss

s

sL

VmSin

ss

s

sL

CosVmsi

22

2

22222222

1

)()(

ss

s

sSin

ss

s

sCos

L

Vmsi

tSintCoseSin

tSintCoseCos

L

VmtI

t

t

)()(

22

tCosSinCos

tSinSinCos

eSinCos

L

VmtI

t

)(

)(

)(

)()(

22

tCosSinCos

tSinSinCos

eCosSin

L

VmtI

t

)(

)(

)(

)()(

22

tCosSinCos

tSinSinCos

eCosSin

L

Vm

t

)(

)(

)(

2222

2222

2222

22

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124

If,

(A17)

(A18)

(A19)

(A20)

Substituting the value of = R/L, expression (A20) becomes

(A21)

Differentiating the DC and AC component from (A21),

Decaying DC Component (A22)

AC Component (A23)

tan and Sin ,

2222Cos

tCosSinCosCosSin

tSinSinSinCosCos

eCosSinSinCos

L

VmtI

t

)(

)(

)(

)(22

tCosSintSinCoseSinL

VmtI

t

)()()(()(22

)()(()(22

tSineSinL

VmtI

t

)()()(222

tSineSinLR

VmtI

t

tm eSin

LR

V

)()( 2

1222

)()( 2

1222

tSinLR

Vm

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125

Expressing (A22) for DC component graphically in figure (A1).

Figure A.1 DC Component characteristics

Expressing (A23) for AC component graphically in figure (A2).

Figure A.2 AC component characteristics

t

I(t)dc= 1 pu

I(t)=1pu ac

ωt

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126

Appendix:B Publications

1. S.Kumar , K.Kant, D.Tiwari, S.K.Bhil, and S.R.Wagh, "Pre-fluxing Technique to

Mitigate Inrush Current of Three-Phase Power Transformer", IEEE symposium,

APEMC-2013, Melbourne, Australia, April, 2013.

2. S.Kumar, V.Sreeram, "Elimination of DC Component of Identification of Inrush

Current using Harmonic Analysis for Power Transformer protection", IEEE

TENCON spring 2013 conference, Sydney, Australia, April,2013.

3. S.Kumar, S.R.Wagh and V.Sreeram, "Extraction of DC component and harmonic

analysis for protection of power transformer", 8th International conference on

Industrial Electronics and Applications , ICIEA , Melbourne, Australia, June, 2013.

4. S.S.Wamane, J.R.Baviskar , S.R.Wagh and S.Kumar, "Performance-based

comparison of UPQC compensating signal generation algorithms under

distorted supply and non-linear load conditions", 8th International conference on

Industrial Electronics and Applications, ICIEA, Melbourne, Australia, June, 2013.

5. S.Kumar, V.Sreeram, S.R.Wagh, "Differential Protection of a Power Transformer

using Harmonic Analysis Method." IEEE ECCE Asia Down Under, Melbourne,

Australia, June, 2013.