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MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
1
Pediatric Feeding and Swallowing Problems: Let’s Figure it Out
Maureen A. Lefton-Greif, PhD, CCC-SLP, BRS-SAssociate Professor, Dept. of Pediatrics and Otolaryngology Head and
Neck Surgery, and Physical Medicine + RehabilitationJohns Hopkins University School of Medicine
Nationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
Disclosures and Support
Pearsons (http://www.speechandlanguage.com/) for Pediatric Videofluoroscopic Swallow Studies (1998)
NIDCD, 5R01DC011290-02, Standardization of videofluoroscopic swallow studies for bottle-fed children, p ,2011 – 2015
What is the cause of the problem?
How can it be fixed?
When will it be fixed?
Questions You Will Be AskedHow Are Feeding and Swallowing Disorders Evaluated and Treated?
By a multidisciplinary team - best means of establishing
a diagnosis and providing treatment
Team members may include but are not limited to our
colleagues from neonatology, speech-language
pathology, otolaryngology, nutrition, nursing,
gastroenterology, pulmonary, developmental
pediatrics, psychology, occupational therapy,
physical therapy, early intervention programs,
and caregivers
Post-Natal Feeding/Swallowing Development
“Normal feeding and swallowing
development is ‘biopsychosocial’ process
th t i l hild th i i dthat involves children, their caregivers, and
a host of other factors (e.g., culture,
professionals)”.
Stevenson & Allaire, 1991
F di
…linked during infancy and early
childhood
SwallowingFeeding
• Difficulty with anyaspect of eating or drinking, including swallowing.
Swallowing
• Process of deglutition that occurs after liquids or foods enter the mouth.
• Involves any or all phases of deglutition
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
2
Disruptions that ….
occur early in life may result in long-term
feeding problems or exacerbate pre-existing
swallowing problems
Some NICU Graduates:
Have an increased risk of dysphagia
(e.g., secondary to IVH/ PVL or neurologic
involvement) and /orinvolvement) and /or
decreased tolerance to sequelae associated
with dysphagia (e.g., BPD / CLD-P, increased
growth/nutrition needs)
Attainment of Oral Feeding
Most healthy premature infants attain oral feedings by median age of 34 - 38 weeks
Modifying Characteristics
Younger GA at birth (≤ 28 weeks)
Lower BW’s: ≤1000 grams
CLD and duration of ventilation/ CPAP
GER
Practice, practice, practiceAmaizu et al, 2008; Jadchurla et al, 2010; Lemmons et al, 2001; Pickler et al 2009;
Simpson et al 2002
Feeding Outcomes
After d/c infants w/ CLD with feeding challenges and increased risk for long term growth challenges1
At 1 month CA at home, infants with “mild” CLD continued to have desaturations during feeds, took longer to eat, and had less volume intake than infants w/o CLD2
Singer et al, 1992;Wood et al, 2003
NICU Graduates and Feeding Problems
Approximately 31% of w/ feeding difficulties
before 1 year of age1
Former preemies account for ≈ 40% of children Former preemies account for ≈ 40% of children
referred to out patient specialty clinic for feeding
or growth concerns1
Incidence:19% - 80%2-4
1Hawdon,2000; 2 Cerro et al, 2002; 3 Mathiesen et al, 2000; 4 Sweet et al, 2003
Persistent Feeding Difficulties: Presentation to Out Patient Clinics
38% born preterm
74% with developmental delay
Persistent feeding difficulties were likely to be Persistent feeding difficulties were likely to be
a combination of chronic respiratory
compromise and neurologic involvement ,
both of which may be more fully expressed
with maturation
Burklow et al ,2002
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
3
F di
…linked during infancy and early
childhood
SwallowingFeeding
• Difficulty with anyaspect of eating or drinking, including swallowing.
Swallowing
• Process of deglutition that occurs after liquids or foods enter the mouth.
• Involves any or all phases of deglutition
Swallowing Development
Pharyngeal Swallowing
True Sucking
Efficient Swallowing Full TermSwallowing
10 - 12.5 wksSucking
18 - 24 wksSwallowing34 - 36+ wks
Full Term Infant
Fetal Swallowing
Grassi, R. et al. Am. J. Roentgenol. 2005
Attainment of oral feeding does not depend on the present of a fully mature suck-swallow pattern –suggesting that as with acquisition of other motor milestone, learning continues to occur.
Bringham. J Child Neuol, 2009
Swallowing is Critical for Survival
Swallowing is critical to lung
protection because airway because airway
and food food pathways share
the pharynx
Levels of Airway Protection
1. Swallow
Cough
Mucociliary action
Immune system
Swallow = Primary means of airway protection
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
4
Post-Natal Swallowing
Seems “simple”
requires coordination
of multiple structures in
th th th t dthe mouth, throat, and
esophagus
coordinated with
breathing
600 - 900 times daily1
1 Lear et al.,1964
Primary Functions of Post-Natal Swallowing
Direct food, liquid, & saliva from the mouth to
the stomach while keeping airway protected
Provide enough of the right types of liquids & Provide enough of the right types of liquids &
foods for:
adults to stay healthy
children to grow and develop
In other words, Feeding/Swallowing must be ….
Safe
Adequate (hydration & nutrition)
Enjoyable
Corollary- Swallowing Must Must Adapt to:
Alterations in anatomic relationships of pharyngeal structures due to Normal developmental changes, including aging
Changes in head & neck posture Changes in head & neck posture alterations in anatomic relationships of pharynx
Developmentally appropriate changes in nutritional intake e.g., Changes in liquid/food characteristics,
volume, & temperature
Four Phases of Swallowing
Oral preparatory
Oral
Pharyngeal
Esophageal
Normal Swallowing: Infant
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
5
Swallowing Dysfunction or Oropharyngeal Dysphagia
dysphagia (dǐs-fā’ jē-ă)
[G. dys, difficult + G. phagein, to eat]
Inability to swallow or difficulty swallowing
“Dysphagia is not a
disease. Rather it is a
symptom of a disease
that may be affecting
any part of theany part of the
swallowing tract from
the mouth to the
stomach.”
Donner,1986
Phases of Swallowing: Localized Disruptions
Oral preparatory
OralOral
Pharyngeal
Esophageal
Adapted from: Arvedson JC + Lefton-Greif MA, 1998
Prolonged feeding
Sucking problems - bottle
feeding
Oral / Oral Preparatory Phase:Bolus Formation/Transit Problems
feeding
Drooling
Difficulty chewing
Difficulty clearing mouth
Adapted from: Arvedson JC + Lefton-Greif MA, 1998
Pharyngeal Phase:Airway Protection Problems
Penetration / aspiration
Impaired airway clearance (e.g., silent aspiration)aspiration)
Poor pharyngeal clearance
± aspiration
Prolonged mealtimes
Adapted from: Arvedson JC + Lefton-Greif MA, 1998
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
6
Pharyngeal Phase: Aspiration Esophageal Phase: Transit & Airway Protection Problems
Incomplete or inefficient
bolus passage
Stricture or web
Disruption of peristalsis
Retrograde aspiration
Adapted from: Arvedson JC + Lefton-Greif MA, 1998
When Feeding/Swallowing Problem is Suspected…
Clinic or Bedside
Evaluation
What is a Clinic or Bedside Swallowing Evaluation?
Global feeding/swallowing evaluation without
the any instrumental swallowing assessment
Therefore, evaluation without the benefit of
direct visualization of the swallowing
mechanism
Feeding/Swallowing History: Three Key Areas to Probe
Is it safe?
Is it enough ? Is it enough ?
Is it enjoyable vs. stressful?
Is it Safe?
Are there signs of respiratory problems with
feeding?
Coughing, rapid or noisy breathing, a gurglyCoughing, rapid or noisy breathing, a gurgly
voice, or nasal congestion that increase with
meal progression?
Signs may be age/developmentally specific
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
7
Is it Safe?
Patterns
Timing
Types of intake
Frequency
Are there unexplained respiratory problems in
the setting of difficult mealtimes?
Dangerous Periods for Aspiration
Brief period just before and immediately
after birth
Neonatal aspiration syndromes associated
with significant morbidity and mortality
Recurrent aspiration during first two
years of life
Thach, 2001
Potential Impact of Swallowing Problems in Children
Impairments/Consequences Associated
with Aspiration
Respiratory compromisep y p
Acute (e.g., coughing/choking) –
bedside/clinic observations
Chronic pulmonary disease
Total #
Anatomic & Physiologic Changes:Post-Natal Human Lung Growth
n = 36 males, 20 females,
6 weeks - 14 years
Total #of
Alveoli
Is it Adequate?
How long does it take to feed your child?
Longer than 30 minutes (NICU: 20 – 30 mins)
Is your child gaining weight?
NICU has guidelines
After d/c, no weight gain for 2 - 3 months is
comparable to weight loss in adults
Older children, when was the last time your
child’s clothing size changed (not only for
length)?
Inadequate Nutrition, Why?
Areas to Probe
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
8
Inadequate Intake
Food offered but child does not take enough
Dysphagia
Problems sucking
O t d f tiOromotor dysfunction
Behavioral feeding problem/refusal
Developmental / experience
Altered oromotor sensitivity
Pain and conditioned aversionAdapted from: Jaffe AC, 2001
Potential Conditions Associated with Inadequate Intake:
Dysphagia
or
Oromotor
• Prematurity + assoc. complications• Anatomic, structural, or craniofacial
abnormalities Cleft lip/palate, Pierre RobinOromotor
Dysfunction• Neurologic condition / incoordination CNS defects, cerebral palsy
• Neuromuscular disease / weakness SMA, muscular dystrophies
• Chronic lung disease• Stamina Cardiac conditions
Inadequate Nutrition
Food offered and child takes enough, and then…
Emesis
Gastroesophageal refluxGastroesophageal reflux
Malrotation
Increased intracranial pressure
Jaffe AC, 2001
Inadequate Intake: After NICU Discharge
Not offered enough or the “right types” food
Environmental/ social factors
Education / information lacking
( P fit b t d l t l kill(e.g., Poor fit between developmental skills
and foods offered)
Adapted from: Jaffe AC, 2001
Potential Impact of Swallowing Problems in Children
Impairments/Consequences Associated
with Nutrition Compromise
Inadequate growth and nutritional intake Inadequate growth and nutritional intake
Adverse development / CNS growth
Potential Impact of Fetal and Infant Malnourishment …
Behavioral and cognitive deficits
Slower language development
Slower fine motor development
Lower IQ’s
Poorer school performance
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
9
Appropriate and Enjoyable,vs. Stressful?
Are meal times stressful for child and/or
caregivers?
Neurologic based skill & safety issues?Neurologic based skill & safety issues?
Behavior and / or sensory issues?
Potential Impact of Swallowing Problems in Children
Stressful Mealtimes
Multiple levels/types of disruptions in child /
caregiver interactionscaregiver interactions
What is the cause of the problem?
How can it be fixed?
When will it be fixed?
Questions
Answer: When the dysphagia resolves
enough for the child to “tolerate” the
sequalea associated with the swallowing
dysfunction
Who Should be Referred for a Clinic / Bedside Evaluation?
Who Should be Referred? Children presenting with….
Conditions placing them at high risk for dysphagia with concomitant aspiration
Pediatric Populations at Increased Risk of Dysphagia
Anatomic or structural
anomalies
Congenital
Preterm + low birth
weights
Cardiopulmonaryg
Acquired
Neurologic conditions
Cardiopulmonary
disease
Medically fragile
Misc.
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
10
Who Should be Referred? Children presenting with….
Conditions placing them at high risk for
dysphagia with concomitant aspiration
Children ith s/s s ggesti e of orophar ngeal Children with s/s suggestive of oropharyngeal
dysphagia
Respiratory
Nutrition
Difficult / stressful meals
What Happens During a Feeding/Swallowing Evaluation
History
Physical examination
Observation of mealtime
Clinic or
Bedside
Response
Non-nutritive or nutritive
Evaluation
Goals of a Bedside / Clinical Evaluation …
ID nature and extent of possible dysphagia -
an accurate diagnosis is essential for
appropriate treatment
Establish baseline of mealtime behaviors
Child’s responsiveness to oral stimulation and
feeding
Child’s “ability” to protect the airway
Caregiver-child interactions
Goals of a Bedside / Clinical Evaluation …
ID the safest & most efficient liquid and food
consistencies for oral feeding, to whatever
extent possible
Introduce therapeutic modifications
ID other necessary evaluations
Goals of a Clinical Evaluation …
Formulate hypothesis re: practicality of oral
feeding and / or recommend alternative
methods for nutritional managementmethods for nutritional management
ID factors that may modify a child’s response
or ability to tolerate the consequences of any
swallowing problem
Host Characteristics
•Diagnostic condition(s)
•Co-morbidities
Age / Timing of Exposure
• Growth and development
• Susceptibility to injury
Factors that Determine / Modify the Impact of the Swallowing Dysfunction
Environmental / Social Factors
• Feeding techniques
• Health care access and management
• Exposure to environmental stressors
•Severity of dysphagia
Adapted: Lefton-Greif + McGrath-Morrow 2007
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
11
Goals of a Clinical Evaluation …
Determine if an instrumental evaluation is
needed
Phases of swallowing – which examination
Ability AND willingness of child to cooperate
…and if needed, how to increase likelihood of
cooperation and reduce risks associated with
exam
Host Characteristics
• Diagnostic condition(s)
• Co-morbidities
• Severity of dysphagia
Factors that Determine / Modify the Impact of Dysfunctional Swallowing
Severity of dysphagia
Adapted: Lefton-Greif + McGrath-Morrow 2007
Pediatric Populations at Increased Risk of Dysphagia
Anatomic or structural
anomalies
Congenital
Preterm + low birth
weights
Cardiopulmonaryg
Acquired
Neurologic conditions
Cardiopulmonary
disease
Medically fragile
Misc.
Factors Determining Impact of Anatomic / Structural Conditions on Swallowing
Location, location, location
Extent of impairment
Prognosis, treatment
Presence of other anomalies or co-morbidities
e.g., isolated palatal cleft vs. cleft associated with a craniofacial syndrome
Brown, Lefton-Greif, Ishman, 2010
Four Anatomic /Structural Sites of Associated with Dysphagia
A. Nose and nasopharynx
B. Oral cavity and oral
pharynx
C. Hypopharynx and larynx
D. Trachea and esophagus
Brown, Lefton-Greif, & Ishman, 2010
Pediatric Populations at Increased Risk of Dysphagia
Anatomic or structural
anomalies
Congenital
Preterm + low birth
weights
Cardiopulmonaryg
Acquired
Neurologic conditions
Cardiopulmonary
disease
Medically fragile
Misc.
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
12
Factors Determining Impact of Neurologic Conditions on Swallowing
Location, location, location
Extent of impairment
Prognosisg
Presence of other anomalies or co-
morbidities
e.g., seizures, CLD
Pediatric Populations at Increased Risk of Dysphagia
Anatomic or structural
anomalies
Congenital
Preterm + low birth
weights
Cardiopulmonaryg
Acquired
Neurologic conditions
Cardiopulmonary
disease
Medically fragile
Misc.
Potential Diagnostic Influences
Acute Chronic
Static Progressive
Anatomic
N l i
Impact of Potential Diagnostic Factors: Dysphagic Characteristics
ifest
atio
n Prognosis
Neurologic
Medical Status
Developmental + Oral-Motor Status
External to Child
Man
i
Adapted from Rogers, 1996
Host Characteristics
• Diagnostic condition(s)
• Co-morbidities
• Severity of dysphagia
Age / Timing of Exposure
• Growth and development
• Susceptibility to injury
Factors that Determine / Modify the Impact of Dysfunctional Swallowing
Environmental / Social Factors
• Feeding techniques
• Health care access and management
• Exposure to environmental stressors
Severity of dysphagia
Adapted: Lefton-Greif + McGrath-Morrow 2007
What Happens During a Feeding/Swallowing Evaluation
History
Physical examination
Observation of mealtime
Clinic or
Bedside
Response
Non-nutritive or nutritive
Instrumental assessment?
Evaluation
Bedside/Clinic Evaluation: To…
Determine need for, timing of, and type of
instrumental evaluation
Phases of swallowing
Ability AND willingness of child to
cooperate
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
13
Instrumental Evaluation?????
When? There’s a need for…
Direct visualization of structures not seen on
clinic evaluation for diagnostic or management
informationinformation
Which one? Determined on basis of….
Host characteristics - phases of swallowing?
Ability of child to cooperate?
When? Timing for when info would be most
helpful
Routes of Aspiration
Direct from swallowing
Indirect from regurgitation
Direct from swallowing
Indirect from regurgitation
Direct + indirect
Communication between Communication between
airway & GI tract (e.g., airway & GI tract (e.g.,
TEF)TEF)
Direct + indirect
Communication between Communication between
airway & GI tract (e.g., airway & GI tract (e.g.,
TEF)TEF)
Instrumental Assessment Procedures
Upper Gastrointestinal Examination (UGI)
Flexible Endoscopic Evaluation of Swallowing
(FEES)(FEES)
Videofluoroscopic Swallow Study (VFSS)
Potential Candidates for FEES Clinic: Children who …
Are NPO or taking too little to participate in
VFSS
Have structural or suspected structural p
abnormalities
Have abnormal VFSS + question re: airway /
respiratory interaction
Need repeated exams
Langmore, 2001
Aspiration of Saliva on FEES
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
14
Instrumental Assessment Procedures
Upper Gastrointestinal Examination (UGI)
Flexible Endoscopic Evaluation of Swallowing
(FEES)(FEES)
Videofluoroscopic Swallow Study (VFSS)
Modified Barium Swallow Study (MBS) orVideofluoroscopic Swallow Study
(VFSS)
The MBS is designed to assess not only whether the patient is aspirating, but also the reason for the aspiration, so appropriate treatment can be initiated
Logemann, 1983
VFSS Aims: 2013
Define physiologic swallow function
Facilitate diagnostic decision-making
“Stress” the system to delineate specific Stress the system to delineate specific
impairment(s)
Identify intervention strategies to aid in
making management decisions/plan
VFSS: Known Limitations
Involves radiation
Not a true simulation of a real meal
Not the evaluation for bolus formation
Not a chewing evaluation
Brief view of frequent + repetitive task
Not an evaluation of esophageal function
(only upper esophagus)
Follow Same Steps for AllVFSS’s
Decision to carry out exam
Planning
Carrying it out
Reading/Reviewing Findings
Interpreting Findings
Making management decisions relative to the
“whole child”
Documenting Arvedson + Lefton-Greif, 1998
VFSS Procedure
Decision: yes / no Planning
Carrying it out
Reading/Reviewing
Interpreting Findings
Management decisions re total child
Documenting
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
15
Decisions for VFSS are Based Upon….
Suspicion of oropharyngeal dysphagia
AND
Diagnostic or management needs which would be clarified by VFSS findingsbe clarified by VFSS findings
AND
Child who is ready, willing, and able to participate
AND
Findings will make a differenceAdapted from Arvedson + Lefton-Greif, 1998
Criteria for VFSS Examination
Risk for aspiration by history or observation
Prior aspiration pneumonia
Suspicion of pharyngeal/laryngeal problem on Suspicion of pharyngeal/laryngeal problem on
basis of underlying condition/ presentations
Need to define oral, pharyngeal, & upper
esophageal structures/functions for
management
Ready, Willing & Able to Participate
Stable medical and health status
Cardio-pulmonary stability
Nutritional stability
Alert, calm state
Ability to tolerate bolus feeds
Non-nutritive suck (NNS)NNS is pre-requisite, NOT guarantee
of successful oral feeding
Findings Make a Difference
Benefits > Risks associated with radiation
Determined by defining which questions can
be answered by completing a VFSSbe answered by completing a VFSS
Don’t Order Tests that
.DAM Principle
Don’t Affect Management
(Huda, 2012)
Principles for Repeat VFSS
Same as for initial VFSS
Information needed for
Definition of etiology or diagnosis
Guide for management decisions
NOT some arbitrary time interval
Child should be at baseline (e.g., not ill)
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
16
VFSS Procedure
Decisions: yes / no
PlanningC Carrying it out
Reading
Interpreting
DocumentingArvedson + Lefton-Greif, 1998
As Low as Reasonably
Achievable
ALARA:
Practice mandate adhering to the principle
of keeping radiation dose to patients and
personnel as low as possible.
Tolbert D, et al, American College of Radiology 1996
Radiation Concerns in Children1
Young children are particularly sensitive to
the effects of ionizing radiation
Inherently greater radiosensitivity than Inherently greater radiosensitivity than
adults since they have a higher proportion
of dividing cells
More remaining years of life for
development of radiation-induced cancers
1Brenner and Hall, 2007
VFSS Procedure: Planning
Contrast preparation (mixed with
food/liquid)
Utensil selection
Order of liquid & food presentations
Other considerations
Suction
Monitors
Preparation of Tube Feeder: NPO
Child should demonstrate some level of oral
intake, at least for therapeutic “taste trials”
NG tube - remove in most instances
Amount per bolus: 2 to 3 cc Amount per bolus: 2 to 3 cc
(1 cc ≈ saliva swallow)
Less than 10 -15 cc., need to question validity
& reliability
Medication schedules maintained or in some
cases, adjusted as needed
VFSS Procedure
Decisions: yes / no
Planning
Carrying it outCarrying it out Reading
Interpreting
DocumentingArvedson + Lefton-Greif, 1998
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
17
General:Radiation Safety Considerations
Focus on addressing specific questions
Short AND infrequent exams - limit “fluoro” time
Careful collimation– try to avoid orbits of eyes
Appropriate shielding – all in radiology suite
Engage cooperation, to whatever extent possible
Duration of Radiation Exposure During VFSS
Source of Information
PopulationMean Range
90 childrenWeir, et al.1* x = 1.57 yrs;
.03 - 15.83 yrs2.47 ± 0.81 0.08 to 4.60
Unpublished225 bottle-fed
childrenx = 0.54 yrs
1.21 0.29 - 2.15
1 Pediatric Radiology 2007;37:283-290 * pulsed 15f /sec.
2 Unpublished 2009
Child-Specific:Radiation Safety Considerations
Remember that incomplete or poorevaluation is a waste of x-ray exposure
Use continuous (30 fps) not pulse fl (<30 f )1fluoroscopy (<30 fps)1
Failure to detect supraglottic penetration & aspiration, especially on liquids has been documented in children
Use magnification, if needed
1 Cohen, 2008
VFSS Procedure
Child-Specific:Radiation Safety Considerations
Know when to terminate VFSS
Needed information obtained
Not likely to get informationNot likely to get information
VFSS Procedure
Decisions: yes / no
Planning
Carrying it outCa y g t out
Reading = what you see Interpreting
DocumentingArvedson + Lefton-Greif, 1998
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
18
Penetration (Supraglottic)
Entry of secretions or
ingesta into the larynx
ABOVE th t lABOVE the true vocal
folds.Penetration
Laryngeal Penetration: UGI (6 wk male)
Delzell et al, Pediatr Radiolo 1999, 29:763
Aspiration
Penetration
AspirationAspiration
What is the relationship
between penetration and
aspiration?
Landmark for Deep Penetration
Deep Penetration
Friedman & Frazier: Dysphagia 2000, 15:153
Deep Penetration
What’s known about the pen-asp relationship in children?
Relationship bet. depth of penetration &
aspiration1
85% children (n = 125, 7 days -19 yrs) w/ deep
laryngeal pen → asp
Temporal relationship2
Asp. occurs later than laryngeal pen. on VFSS
1st pen = 50.77 sec
1st asp = 65.41sec.1Friedman & Frazier, 20002 Newman et al, 2001
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
19
MYTH
Swallowing is “ safe” because infant had penetration without any obvious aspiration
Consider:
Frame rate
Whether a “representative” feeding was imaged
Child’s ability to tolerate aspiration
Levels of Airway Protection
1. Swallow
Cough
Mucociliary action
Immune system
Swallow = Primary means of airway protection
Silent Aspiration
Aspiration without any
external behavioral
signs such as
coughing or choking.
If aspiration is “silent” by is it a problem?
Primary airway response to aspiration is
absent – lack of airway clearance
Caregivers keep feeding children because
primary “signal” of feeding difficulty is absent
How common is silent aspiration?
Population Age Range(Years)
% pts. with aspiration
Young peds 0 - 5 89 - 100
Older peds + adults
5 - 55 71 - 94
Varied Median 65 51 - 58
Very old > 90 73 - 88
“Normal” Aspiration
Health adults - asleep and patients with
depressed levels consciousness1
Volume: 0.1- 0.2 mL2
1 Huxley et al, 1978, 2Gleeson et al,1997
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
20
Myth: Aspiration Can Be Ruled Out
ASK:
Why? – Why is aspiration/swallowing dysfunction suspected?
Wh ? Wh t t f th t lik lWhere? What parts of the system are likely to be involved?
What? What action will be taken if aspiration is present
How much? Frequency? Amount?
Assumptions about Aspiration: Oropharyngeal Dysphagia vs. Normal
Occurs more frequently - chronicity
Occurs in greater amounts
Occurs with a wider variety of “materials”
Liquids + foods vs. saliva
GER?
Aspiration on VFSS Findings
PassPass FailFail
Image of aspiration does not tell:
• Reasons for aspiration
• Presence of related swallowing impairments that
• Increase the likelihood of other aspiration events –regardless of capturing or not capturing an aspiration event
• Interfere with meeting nutrition goals
• Whether or what a person can eat or drink safely
• Ability of person to tolerate aspiration
Image of aspiration does not tell:
• The meaning or significance of aspiration – on future exams or from other institutions
• “If” and “when” a VFSS should be repeated
Current State of Art
• No objective measures for biomarkers of status or change
• No consistency in how examinations are conducted or reported – hinders interpretation and probably contributes to increased x-ray exposure for many children
Standardization of VideofluoroscopicSwallow Studies in Bottle-Fed Children
Goals of this project are to develop and test
a standardized measurement tool and
scoring schema for the quantification of
swallowing impairment in bottle-fed
children
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
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Standardization of Interpretation of VFSS Images: Why?
Enable objective characterization and
tracking of the natural history of swallowing
impairments
Provide outcome measures for interventions
in dysphagia
Serve as biomarker for clinical trials for
children with diagnostic conditions associated
with dysphagia
Standardization of Interpretation of VFSS Images is Essential for….
Decreasing variability in exchange of
patient information
Standardizing VFSS practices
Potentially reducing unnecessary
exposure to radiation
0
1
2
3
Aim1: Develop Peds Tool
Empirically reduce components for the tool into a reliable, parsimonious, and clinically relevant set based on measures of rater
li bilit d f t l i f ll ireliability and factor analysis following examination and scoring of 300 VFSS exams by trained SLPs at two clinical sites
Synchronized VFSS + 3-D Animation
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
22
iVFSS Tool: Number of Sucks to Form Bolus for Swallowing
Old
0 = Sucking 1 - 3 times
1 = Sucking 4 - 6 times
2 = Sucking 6+ times
New
1 = Sucking 1 time
2 = Sucking 2 times
3 = Sucking 3 times
3 = Sucking without liquid flow from nipple
4 = Sucking 4 times
5 = Sucking 5 times
6 = Sucking 6 or more times
7 = Sucking without liquid flow from nipple
Differences for domain component scores of swallowing impairment between thin and thick liquid consistencies (n = 25)
Domain Selected Components
ConsistencyRelated
Differences in Impairment s
Lower impairment scores*
(No. of pts.)
Description (No. of pts.) Thin Thick
OralNo. of sucks to form bolus 2 2 0Oral residue after each suck/swallow burst
4 2 2
O lOral-Pharyngeal
TransitLocation of bolus initiation 5 0 5
PharyngealPalatal-Pharyngeal Approximation/palatal integrity
2 0 2
Tongue base retraction 4 2 2
Bolus/Airway Relationships
Timing of airway entry 6 0 6Penetration-aspiration 12 1 11Amount of aspiration 6 0 6Frequency of aspiration 6 0 6
* Lower score = better function
Re: The Airway, the Real Question:
How much aspiration istoo much?
Follow Same Steps for AllVFSS’s
Decision to carry out exam – yes or no
Planning
Carrying it out
Reading images
Interpreting findings
Making management decisions
re: “whole child”
Arvedson + Lefton-Greif, 1998
Host Characteristics
• Diagnostic condition(s)
• Co-morbidities
• Severity of dysphagia
Age / Timing of Exposure
• Growth and development
• Susceptibility to injury
Factors that Determine / Modify the Impact of Dysfunctional Swallowing
Environmental / Social Factors
• Feeding techniques
• Health care access and management
• Exposure to environmental stressors
Severity of dysphagia
Adapted: Lefton-Greif + McGrath-Morrow 2007
VFSS: Interpretation & Recommendations for Each Child
Underlying diagnostic conditions (history)
Clinical examination
Physical examination
Clinical findings – observation of feeding
Phase of swallowing (structure & function)
Physiologic reasons for findings
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
23
VFSS: Interpretation & Recommendations for Each Child
Summary of swallowing function
Risk of aspiration
Risk of nutrition / hydration compromiseRisk of nutrition / hydration compromise
Ability to tolerate impact of dysphagia
(prognosis statement needed)
Short term
Long term
Recommendations After VFSS
Changes in route of nutrition/hydration
Nutrition guidelines
Position & posture changes
Alterations of food textures, temperatures
Utensil changes
Changes in feeding schedule & pacing
Oral sensorimotor program with food
Nonnutritive oral sensorimotor program
VFSS Procedure
Decisions: yes / no
Planning
Carrying it out
Reading
Interpreting
Documenting
Arvedson + Lefton-Greif, 1998
Documenting VFSS Findings
Findings & interpretations are discussed with
other team members to develop a plan that
addresses child’s global & specific oraladdresses child s global & specific oral
feeding deficits as well as caregiver goals
Case Presentations
Standardization of Videofluoroscopic Swallow Studies in Bottle-Fed Children, Thanks to….
Johns HopkinsMarilee C. Allen, M.D.Karla AuYeung, MDKathryn A. Carson, ScMJ. Michael Collaco, MD
MUSC
Bonnie Martin-Harris, PhD.Diane Andrews, MSJulie Blair, MSLucinda Halstead, MDJ. Michael Collaco, MD
Elizabeth Cristafalo, MDRenee Flax-Goldenberg, MDStacey L. Ishman, MDSharon McGrath-Morrow, MDJenny Wright, B.S.
uc da a s ead,Jeanne G. Hill, MDThomas C. Hulsey, MSPH, ScDMichelle M. Macias, MDJohn Sandidge, MADavid R. White, MD
MA Lefton-Greif, Ph.D., CCC-SLP, BRS-SNationwide Children's Hospital Annual Neonatal Conference
May 24, 2013
24
The Standardization of Videofluoroscopic Swallow Studies in Bottle-Fed Children is funded by Grant 5R01DC011290-02 from the National Institute on Deafness and Other Communication Disorders.