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Maria Hybinette, UGA
CSCI 6730 / 4730 Operating Systems
Operating Systems Overview
Maria Hybinette, UGA 2
Dinosaurs? & Dinosaur Wars
No scene from prehistory is quite so vivid as that of the mortal struggles of
great beasts in the tar pits. In the mind's eye one sees dinosaurs,
mammoths, and saber toothed tigers struggling against the grip of the tar.
The fiercer the struggle, the more entangling the tar, and no beast is so
strong or so skillful but that he ultimately sinks.
Large-scale programming has over the past decade been such a tar pit, and
many great and powerful beasts have thrashed violently in it. Most have
emerged with running systems - few have met goals, schedules, and budgets.
!Frederick P. Brooks' Mythical Man-Month (1975). Description of the software
crises - likens large scale programming to a tarpit"
Maria Hybinette, UGA 3
Evolution of our Textbook
1998 2004
2008
1983
Maria Hybinette, UGA 4
Outline & Questions
!! What is an Operating Systems (OS)?
!! What does an OS do?
!! What is an OS and what is it not?
!! How do I run an OS?
!! How does an Operating System run?
!! What is the basic structure?
!! Computer System Component Architecture
C.R.Knight, Mural of La Brea Tar Pits. Los Angeles County Natural History Museum.!"
Maria Hybinette, UGA 5
Questions?
!! What are the major operating system
components?
!! What are basic computer system
organizations?
!! How do you communicate with the operating
systems?
!! What services are (need to be) provided?
Maria Hybinette, UGA 6
Poll?
!! What desktop/laptop OS do you have?
!! Which desktop/laptop OSs are you familiar
with?
!! What do you think the market share (%) is
(portion of different ODs)?
Maria Hybinette, UGA 7
Popularity: The Desktop OS Market Share
http://en.wikipedia.org/wiki/Image:Os_as_of_2008.png Maria Hybinette, UGA
8
What is an Operating System?
!! A hardware manager
!! A program that acts as an intermediary
between a user of a computer and the computer hardware.
»! Execute user programs and make solving user
problems easier.
!! Operating system goals:
»!Make the computer system convenient to use.
»!Use the computer hardware in an efficient manner.
»!Combination of the above.
»!Handhelds (convenience), Mainframes/Servers
(efficiency)
Maria Hybinette, UGA 9
Where is the OS? Computer System Layers
!! Hardware
!! Operating system
!! Application programs
!! Users System and Application Programs
compiler assembler text editor …
Operating System
Computer
Hardware
user!
1!
user!
2!
user!
n!…!
Computer system can be divided
roughly in four components:
Maria Hybinette, UGA 10
Computer System Layers
!! Hardware:
»! provides basic computer
resources:
–! CPU, Memory, I/O Devices
System and Application Programs
compiler assembler text editor …
Operating System
Computer
Hardware
user!
1!
user!
2!
user!
n!…!
Computer system can be divided
roughly in four components:
Maria Hybinette, UGA 11
Computer System Layers
!! Hardware
!! Operating system:
»! Controls and coordinates use of hardware among various applications and users.
System and Application Programs
compiler assembler text editor …
Operating System
Computer
Hardware
user!
1!
user!
2!
user!
n!…!
Computer system can be divided
roughly in four components:
Maria Hybinette, UGA 12
Computer System Layers
!! Hardware
!! Operating system
!! Application programs
»! define the ways in which the
system resources are used
to solve the computing
problems of the users
–! Word processors,
compilers, web browsers, database systems, video
games
System and Application Programs
compiler assembler text editor …
Operating System
Computer
Hardware
user!
1!
user!
2!
user!
n!…!
Computer system can be divided
roughly in four components:
Maria Hybinette, UGA 13
Computer System Layers
!! Hardware
!! Operating system
!! Application programs
!! Users
»! People, machines, other
computers
System and Application Programs
compiler assembler text editor …
Operating System
Computer
Hardware
user!
1!
user!
2!
user!
n!…!
Computer system can be divided
roughly in four components:
Maria Hybinette, UGA 14
Computer System Layers
!! Hardware
!! Operating system
!! Application programs
!! Users System and Application Programs
compiler assembler text editor …
Operating System
Computer
Hardware
user!
1!
user!
2!
user!
n!…!
Computer system can be divided
roughly in four components:
Maria Hybinette, UGA 15
What Does Operating Systems Do?
!! A Space/Time Controller
!! It allocates resources
»!Manages all resources
»!Decides between conflicting requests for efficient
and fair resource use
!! It controls execution
»!Controls execution of programs to prevent errors
and improper use of the computer
Maria Hybinette, UGA 16
What “Makes up” the Operating System?
!! No universally accepted definition!
!! “Everything a vendor ships when you order an operating system” used to be a good approximation… But varies wildly
!! Operating System is the “Kernel”
»! the one program that runs at all times on the computer
»! everything else is either a
–! system program (ships with the operating system) or an
–! application program
Maria Hybinette, UGA 17
The Computer Startup Process
!! A bootstrap program (initial program) is loaded at power-up or reboot
»! Stored in firmware in ROM/EEROM
»! Stored on a chip on the motherboard (‘parentboard’)
!! Initializes all aspects of system
!! Loads operating system kernel (e.g., from disk) and starts execution
!! Pentium initial boot strap program is called the system Basic Input Output System or BIOS.
Maria Hybinette, UGA 18
Visual of the Time-Line of the Booting Sequence
http://duartes.org/gustavo/blog/post/how-computers-boot-up
Added Slide to aid in visualizing the booting sequence - please
read the below web page for more detail (HW).
Maria Hybinette, UGA 19
CMOS/BIOS Configuration Utility
Maria Hybinette, UGA 20
Booting from hard disk
MBR Partition Partition Partition …
i-node i-node i-node … i-node
Boot block Super Block i-list Data blocks for files, directories, etc.
Partition Table
Free Space Management
Entire Disk:
File System:
Disk is divided into 1+ partitions: one file system per partition!
Maria Hybinette, UGA 21
Entire Disk & Booting Computer
!! Master Boot Record (sector 0) - Pentium
»! used to boot computer
!! Partition Table
»! staring and ending address of each partition
!! “A program (e.g., the system Basic Input Output System or BIOS for Pentiums)” reads in and executes the MBR
»! searches for first active partition (noted in the partition table)
»! reads in its first block (the boot block) and executes it.
MBR Partition Partition Partition …
Partition Table
Maria Hybinette, UGA 22
Partition Layout
!! Boot block:
»! contains a hardware specific program that is called automatically to load “UNIX” at system startup time
!! Super block:
»! file system type, #blocks in file system
!! Free space management (two lists):
»! a chain of free data block numbers
»! a chain of free i-node numbers
!! i-list/i-node table:
»! administrative information about a file (meta-data: name, type, location, size, protection bits, … ) structured into an array: inode table or simply the i-list
»! An i-node number:
–! uniquely identifies a file in a file system
–! is an index to the i-node table
Boot block Super Block i-list Data blocks for files, directories, etc.
Free Space Management
Maria Hybinette, UGA 23
Computer System Organization
!! One or more CPUs, device controllers connect through
common bus providing access to shared memory
!! Concurrent execution of CPUs and devices competing for memory cycles
Maria Hybinette, UGA 24
Computer System Operations
!! CPU: the processor that perform the actual computation
!! I/O controll/ers:
»! take commands in registers, generate flags and interrupts
»! each device controller
–! is in charge of a particular device type
–! has a local buffer for I/O
–! Examples: audio – output device, mouse – input, disk – I/O.
!! CPU moves data from/to main memory to/from local
buffers.
!! I/O is from the device to local buffer of controller.
!! Device controller informs CPU that it has finished its
operation by causing an interrupt.
Maria Hybinette, UGA 25
!! How do devices communicate to the OS? For
example telling the OS to (when) check for user input?
Maria Hybinette, UGA 26
Communication: Interrupts
!! Occurrence of an event is signaled by
interrupts either by software or hardware
»!A trap is a software-generated interrupt caused
either by an error or a user request.
!! Modern operating systems are interrupt
driven.
!! OS Stops what it is doing, preserve the
current state and then handles the interrupt (=overhead) .
An interrupt is a signal to the processor to temporarily suspend execution because some system event needs handling (alert!).
Maria Hybinette, UGA 27
Communication: Direct Memory Access Structure
!! Used for high-speed I/O devices able to transmit information at close to memory speeds
!! Device controller transfers blocks of data from buffer storage directly to main memory without CPU intervention.
!! Only one interrupt is generated per block, rather than the one interrupt per byte.
Instructions &
Data
CPU
device
DMA
instruction execution cycle & data movement
I/O request & data
& interrupt
Maria Hybinette, UGA 28
Multi-programming
!! Single user cannot keep CPU and I/O
devices busy at all times
!! Multiprogramming organizes jobs (code and data) so CPU always has
one to execute
!! A subset of total jobs in system is kept
in memory
!! One job selected and run via job
scheduling
!! When it has to wait (for I/O for
example), OS switches to another job
Multiprogramming needed for efficiency
memory layout
Maria Hybinette, UGA 29
User View: Timesharing (Multitasking)
!! Response time should be < 1 second
!! Each user has at least one program executing in memory !process
!! If several jobs ready to run at the same time ! CPU scheduling
!! If processes don’t fit in memory, swapping moves them in and out to run
!! Virtual memory allows execution of processes not completely in memory
Timesharing (multitasking) is logical extension in which CPU switches jobs
so frequently that users can interact with each job while it is running, creating
interactive computing
Maria Hybinette, UGA 30
Definition of Terms
!! Uniprogramming
»! one process at the time.
!! Multiprogramming »! multiple processes (with separate address spaces) concurrently on a
machine (more on this later)
!! Multiprocessing
»! running programs on a machine with multiple processors.
!! Multithreading
»! multiple threads per address space (later).
!! Multitasking
»! a single user can run multiple processes.
Maria Hybinette, UGA 31
Storage Structure
!! Main memory – only large storage media that the CPU
can access directly.
!! Secondary storage – extension of main memory that provides large nonvolatile storage capacity.
!! Magnetic disks – rigid metal or glass platters covered
with magnetic recording material
»! Disk surface is logically divided into tracks, which are
subdivided into sectors.
»! The disk controller determines the logical interaction
between the device and the computer.
Maria Hybinette, UGA 32
Storage Hierarchy
!! Storage systems
organized in hierarchy.
»! Speed
»! Cost
»! Volatility
!! Caching – copying
information into faster
storage system; main
memory can be viewed as a last cache for
secondary
Maria Hybinette, UGA 33
Performance of Various Levels of Storage
!! Putting this in perspective: Mac Book Pro 2007
!! L2 Cache – 6MB
!! Memory – 4GB (667 MHz)
!! Bus speed 800 MHz, CPU 2.6 GHz
!! Disk – 233 GB (1.5 Gigabit) Maria Hybinette, UGA
34
Caching
!! Use of high-speed memory to hold recently-accessed data.
!! Performed at many levels in a computer (in hardware, operating system, software)
!! Information in use copied from slower to faster storage temporarily
!! Faster storage (cache) checked first to determine if information is there
»! If it is, information used directly from the cache (fast)
»! If not, data copied to cache and used there
!! Cache smaller than storage being cached
»! Cache management important design problem
»! Cache size and replacement policy
Maria Hybinette, UGA 35
Migration of Integer A from Disk to Register
!! Multitasking environments must be careful to use most recent value, no matter where it is stored in the storage hierarchy
!! Multiprocessor environment must provide cache coherency in hardware such that all CPUs have the most recent value in their cache
!! Distributed environment situation even more complex
»! Several copies of a datum can exist
»! Various solutions covered in Chapter 17
Maria Hybinette, UGA 36
An Operating System’s Core Tasks
!! Process Managements
!! Memory Managements
!! File Managements
!! I/O System Managements
!! Protection System
Maria Hybinette, UGA 37
Process Management
!! A process is a program in execution (an active entity, i.e. a running program )
»! Basic unit of work on a computer
»! Examples: compilation process, word processing process
»! A process needs certain resources:
–! e.g. CPU time, memory, files, I/O devices to accomplish its task
!! Each user can run many processes at once (e.g. using &)
»! One process:
–! cat file1 file2 &
»! Two processes:
–! ls | wc -l
!! A time sharing system (such as UNIX) run several processes by multiplexing between them
Maria Hybinette, UGA 38
Process Management Activities
!! Creating and deleting both user and system
processes
!! Suspending and resuming processes
!! Providing mechanisms for process synchronization
!! Providing mechanisms for process communication
!! Providing mechanisms for deadlock handling
The operating system is responsible for the following
activities in connection with process management:
Maria Hybinette, UGA 39
Memory Management
!! Programs become processes when they are loaded into memory and start executing.
»! All data in memory before and after processing
»! All instructions in memory in order to execute
!! Memory management determines what is in
memory when
»! Optimizing CPU utilization and computer response to users
!! Memory management activities
»! Keeping track of which parts of memory are
currently being used and by whom
»! Deciding which processes (or parts thereof) and
data to move into and out of memory
»! Allocating and deallocating memory space as
needed
Memory Partitions
Job 1
Job 2
Job 3
Operating System
Maria Hybinette, UGA 40
File Management
!! OS provides uniform, logical view of information storage
»! Abstracts physical properties to logical storage unit
–! A File : OS maps logical files to physical devices
»! Each medium is controlled by device (i.e., disk drive, tape drive)
–! Varying properties include access speed, capacity, data-transfer rate, access method (sequential or random)
!! File-System management
»! Files usually organized into directories
»! Access control on most systems to determine who can access what
»! OS activities include
–! Creating and deleting files and directories
–! Primitives to manipulate files and dirs
–! Mapping files onto secondary storage
–! Backup files onto stable (non-volatile) storage media
home
maria tucker
uga gtech
Maria Hybinette, UGA 41
Mass-Storage Management
!! Main memory is volatile and limited in size
»! Use disks to store ‘overflow’ and data that needs to be persistent.
!! Disks are slower than main memory and processors
»! Entire speed of computer operation hinges on disk subsystem and its algorithms
!! OS mass storage management activities:
»! Free-space management
»! Storage allocation
»! Disk scheduling
!! Some storage need not be fast
»! Tertiary storage includes optical storage, magnetic tape
»! Still must be managed
»! Varies between WORM (write-once, read-many-times) and RW (read-write)
Maria Hybinette, UGA 42
I/O Subsystem Management
!! One purpose of OS is to hide peculiarities of hardware
devices from the user
!! I/O subsystem responsible for
»! Memory management of I/O including
–! buffering (storing data temporarily while it is being
transferred),
–! caching (storing parts of data in faster storage for
performance),
–! spooling (the overlapping of output of one job with input of
other jobs)
»! General device-driver interface
»! Drivers for specific hardware devices
Maria Hybinette, UGA 43
Protection and Security
!! Protection – any mechanism for controlling access of processes or users to resources defined by the OS
!! Security – defense of the system against internal and external attacks
»! Huge range, including denial-of-service, worms, viruses, identity theft, theft of service
!! Systems generally first distinguish among users, to determine who can do what
»! User identities (user IDs, security IDs) include name and associated number, one per user
»! User ID then associated with all files, processes of that user to determine access control
»! Group identifier (group ID) allows set of users to be defined and controls managed, then also associated with each process, file
»! Privilege escalation allows user to change to effective ID with more rights
Maria Hybinette, UGA 44
Computing Environments
!! Traditional computer
»! Blurring over time
»! Office environment
–! PCs connected to a network, terminals attached to mainframe or minicomputers providing batch and
timesharing
–! Now portals allowing networked and remote systems
access to same resources
»! Home networks
–! Used to be single system, then modems
–! Now firewalled, networked
Maria Hybinette, UGA 45
Computing Environments (Cont.)
!! Client-Server Computing
»!Dumb terminals supplanted by smart PCs
»!Many systems now servers, responding to requests
generated by clients
–! Compute-server provides an interface to client to
request services (i.e. database)
–! File-server provides interface for clients to store and
retrieve files
Maria Hybinette, UGA 46
Peer-to-Peer Computing
!! Another model of distributed system
!! P2P does not distinguish clients and servers
»! Instead all nodes are considered peers
»!May each act as client, server or both
!! Node must join P2P network
»!Registers its service with central lookup service on
network, or
»!Broadcast request for service and respond to
requests for service via discovery protocol
!! Examples include Napster and Gnutella
Maria Hybinette, UGA 47
Web-Based Computing
!! Web has become ubiquitous
!! PCs most prevalent devices
!! More devices becoming networked to allow web
access
!! New category of devices to manage web traffic among
similar servers: load balancers
!! Use of operating systems like Windows 95, client-side,
have evolved into Linux and Windows XP, which can
be clients and servers
Maria Hybinette, UGA 48
Summary
!! An Operating System (from here on OS) is a
software (a program) that performs two functions:
»! it extends the “use” of the computer hardware and
»! it manage the computer system resources