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Dimensions of the Beck Depression Inventory-II in Clinically Depressed Outpatients ˜ Robert A. Steer, Roberta Ball, and William F. Ranieri University of Medicine and Dentistry of New Jersey ˜ Aaron T. Beck Beck Institute for Cognitive Therapy and Research To ascertain the dimensions of the Beck Depression Inventory-II (BDI-II; Beck, Steer, & Brown, 1996) in clinically depressed outpatients, explor- atory factor analyses were performed with the BDI-II responses of 210 adult ($18 years) outpatients who were diagnosed with DSM-IV depres- sive disorders. Two factors representing Somatic-Affective and Cognitive dimensions were found whose compositions were comparable to those previously reported by Beck, Steer, and Brown (1996) for psychiatric out- patients in general. A subsequent confirmatory factor analysis supported a model in which the BDI-II reflected one underlying second-order dimen- sion of self-reported depression composed of two first-order factors repre- senting cognitive and noncognitive symptoms. The clinical utility of using subscales based on these two latter first-order symptom dimensions was discussed. © 1999 John Wiley & Sons, Inc. J Clin Psychol 55: 117–128, 1999. The Beck Depression Inventory-II (BDI-II; Beck, Steer, & Brown, 1996) measures the severity of self-reported depression in adolescents and adults. It is an upgrade of the amended Beck Depression Inventory (BDI-IA; Beck & Steer, 1993a), and the symptom content of the BDI-II now reflects the diagnostic criteria for major depressive disorders (MDD) that are described in the American Psychiatric Association’s (1994) Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition (DSM-IV). Correspondence concerning this article should be addressed to Robert A. Steer, UMDNJ-SOM, Department of Psychiatry, 40 East Laurel Road, PCC Room 218, Stratford, NJ 08084–1350. JOURNAL OF CLINICAL PSYCHOLOGY, Vol. 55(1), 117–128 (1999) © 1999 John Wiley & Sons, Inc. CCC 0021-9762/99/010117-12

Dimensions of the Beck depression inventory-II in ... · The Beck Depression Inventory-II (BDI-II; Beck, Steer, & Brown, 1996) measures the severity of self-reported depression in

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Dimensions of the Beck Depression Inventory-IIin Clinically Depressed Outpatients

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Robert A. Steer, Roberta Ball, and William F. RanieriUniversity of Medicine and Dentistry of New Jersey

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Aaron T. BeckBeck Institute for Cognitive Therapy and Research

To ascertain the dimensions of the Beck Depression Inventory-II (BDI-II;Beck, Steer, & Brown, 1996) in clinically depressed outpatients, explor-atory factor analyses were performed with the BDI-II responses of 210adult ($18 years) outpatients who were diagnosed with DSM-IV depres-sive disorders. Two factors representing Somatic-Affective and Cognitivedimensions were found whose compositions were comparable to thosepreviously reported by Beck, Steer, and Brown (1996) for psychiatric out-patients in general. A subsequent confirmatory factor analysis supporteda model in which the BDI-II reflected one underlying second-order dimen-sion of self-reported depression composed of two first-order factors repre-senting cognitive and noncognitive symptoms. The clinical utility of usingsubscales based on these two latter first-order symptom dimensions wasdiscussed. © 1999 John Wiley & Sons, Inc. J Clin Psychol 55: 117–128,1999.

The Beck Depression Inventory-II (BDI-II; Beck, Steer, & Brown, 1996) measures theseverity of self-reported depression in adolescents and adults. It is an upgrade of theamended Beck Depression Inventory (BDI-IA; Beck & Steer, 1993a), and the symptomcontent of the BDI-II now reflects the diagnostic criteria for major depressive disorders(MDD) that are described in the American Psychiatric Association’s (1994)Diagnosticand Statistical Manual of Mental Disorders, Fourth Edition(DSM-IV).

Correspondence concerning this article should be addressed to Robert A. Steer, UMDNJ-SOM, Department ofPsychiatry, 40 East Laurel Road, PCC Room 218, Stratford, NJ 08084–1350.

JOURNAL OF CLINICAL PSYCHOLOGY, Vol. 55(1), 117–128 (1999)© 1999 John Wiley & Sons, Inc. CCC 0021-9762/99/010117-12

There are four new BDI-II symptoms: Agitation, Concentration Difficulty, Worth-lessness, and Loss of Energy. Weight Loss, Body Image Change, Work Difficulty, andSomatic Preoccupation symptoms from the BDI-IA were dropped. The time frame for theBDI-II ratings now corresponds to that given by the DSM-IV for MDD, and respondentsare asked to describe themselves for the “Past Two Weeks, Including Today.” The BDI-IIis scored by summing the highest ratings for each of the 21 symptoms. Each symptom israted on a 4-point scale ranging from 0 to 3, and total scores can range from 0 to 63.

Because the BDI-IA is one of the most widely used self-report instruments for assess-ing the severity of depression (Piotrowski & Keller, 1992), Beck, Steer, Ball, and Ranieri(1996) administered the BDI-IA and BDI-II to 140 outpatients who were diagnosed withvarious psychiatric disorders and found that the coefficient alphas for these instrumentswere .89 and .91, respectively. The correlations of the BDI-IA and the BDI-II total scoreswith sex, ethnicity, age, the diagnosis of a mood disorder, and the Beck Anxiety Inventory(Beck & Steer, 1993a) were within one point of each other for the same variables. How-ever, the mean BDI-II total score was approximately two points higher than it was for theBDI-IA, and approximately one more symptom was endorsed on the BDI-II than on theBDI-IA.

With respect to background characteristics, ethnicity (15 White, 05 Nonwhite)(r 5 .04) and age (years) (r 5 2.03) were not significantly correlated with the BDI-IItotal scores of the 500 psychiatric outpatients whom Beck, Steer, and Brown (1996)studied. However, the mean BDI-II total score of their 317 (63%) outpatient women wasapproximately three points higher than that of their 183 (37%) outpatient men. They alsoreported that the BDI-II was more positively correlated with the revised Hamilton Psy-chiatric Rating Scale for Depression (Riskind, Beck, Brown, & Steer, 1987) (r 5 .71)than it was with the revised Hamilton Rating Scale for Anxiety (r 5 .47; Riskind et al.,1987). Furthermore, Steer, Ball, Ranieri, and Beck (1997) investigated the BDI-II’s con-struct validity with respect to self-reported depression and anxiety as measured by theSCL-90-R (Derogatis, 1983) and reported that the BDI-II was more highly correlatedwith the SCL-90-R Depression subscale (r 5 .89) than it was with the SCL-90-R Anxietysubscale (r 5 .71) in 210 psychiatric outpatients.

Using an iterated principal-factor analysis with Promax (oblique) rotation, Beck,Steer, and Brown (1996) identified two dimensions of self-reported depression for psy-chiatric outpatients in general. The first factor was a Somatic-Affective dimension rep-resented by salient ($.35) loadings for the somatic symptoms, such as Fatigue and Lossof Energy, and affective symptoms, such as Crying and Irritability. The second factor wascomposed of psychological symptoms, such as Pessimism and Worthlessness, and rep-resented a Cognitive dimension. Moreover, they also factor-analyzed the BDI-II responsesof 120 undergraduates and found comparable Cognitive-Affective and Somatic dimen-sions, but several affective symptoms, such as Sadness and Crying, switched betweenfactors. Beck, Steer, and Brown (1996) speculated that the affective symptoms mightshift because such symptoms are more sensitive than nonaffective symptoms to the back-ground and clinical characteristics of the sample being studied.

Symptom shifts in the factor structure of the BDI-IA had been observed by Beck,Steer, and Garbin (1988) in their review of 25 years’ worth of factor analyses about thisinstrument. The total number of BDI-IA factors that was extracted and symptom compo-sitions of the resultant factors were dependent upon the types of clinical and nonclinicalsamples being studied. Nevertheless, confirmatory factor analyses by Tanaka and Huba(1984), Clark, Cavanaugh, and Gibbons (1983), and Byrne and Baron (1993) suggestedthat the BDI-IA represented one underlying second-order syndrome of self-reported depres-sion that was composed of three intercorrelated first-order factors representing Cognitive-

118 Journal of Clinical Psychology, January 1999

Affective, Performance, and Somatic symptoms. These three first-order factors have alsobeen confirmed as underlying the BDI-IA responses of patients who are diagnosed withmajor depression disorders (Startup, Rees, & Barkham, 1992). However, the symptomcompositions of these factors appear to vary with respect to sex, and a fourth factorreflecting Weight Loss may emerge. For example, Steer, Beck, and Brown (1989) admin-istered the BDI-IA to 174 psychiatric outpatient men and 276 psychiatric outpatient womenwho were diagnosed with mood disorders and not only found a fourth Weight Loss factor,but also reported that the affective and performance symptoms of the men loaded together,whereas the affective and cognitive symptoms of the women loaded together. Therefore,it might be hypothesized that the factor structure of the BDI-II for patients with DSM-IVdepressive disorders might also differ from that which has been found for psychiatricpatients in general.

The purpose of the present study was to ascertain what the dimensions of the BDI-IIwere for clinically depressed outpatients. We were especially interested in ascertaining(a) whether the Somatic-Affective and Cognitive dimensions that Beck, Steer, and Brown(1996) had identified for psychiatric outpatients in general would be comparable to thosefound in a sample of outpatients who were all diagnosed with principal DSM-IV depres-sive disorders and (b) whether reliable subscales reflecting dimensions of the BDI-IIcould be constructed.

METHOD

Outpatients

The sample consisted of 105 (50%) male and 105 (50%) female adult ($18 years old)outpatients who were consecutively evaluated by the Department of Psychiatry, Univer-sity of Medicine and Dentistry School of Osteopathic Medicine, located in Cherry Hill,NJ. The sample was restricted to outpatients who were diagnosed with principal DSM-IVdepressive disorders to correspond to the types of clinically depressed samples in whichthe factor structure of the BDI-IA had been previously studied by Steer et al. (1989) andStartup et al. (1992). A total of 105 outpatients was chosen to represent each sex becausewe believed that a separate factor analysis might have to be conducted for each sex andwanted to have a ratio of 5 respondents of each sex for each item. Because the presentoutpatient service had previously participated in Beck, Steer, and Brown’s (1996) nor-mative study, in Beck, Steer, Ball, and Ranieri’s (1996) comparison of the BDI-II andBDI-IA, and in Steer et al. (1997) investigation of the BDI-II’s construct validity withrespect to the SCL-90-R, it is important to state that none of the present patients hadparticipated in these three earlier studies.

There were 195 (93%) White, 10 (5%) Black, 1 (,1%) Hispanic, and 4 (2%) Asianparticipants. The mean age was 41.29 (SD5 15.25) years old. As previously indicated,the present sample was restricted to consecutive admissions who were diagnosed withprincipal DSM-IV depressive disorders. Although all of the patients were diagnosed byboarded psychiatrists who were actively involved in teaching residents and medical stu-dents how to derive DSM-IV diagnoses, no interjudge agreement study was conductedwith respect to diagnosis. Because no interjudge agreement study was conducted, wedecided to classify the outpatients into the following broad, principal diagnostic groupsfor descriptive purposes; there were 81 (39%) with single-episode major depressive dis-orders, 94 (45%) with recurrent-episode major depressive disorders, 21 (10%) with dys-thymic disorders, and 14 (7%) with depressive disorders not otherwise specified.

Dimensions of BDI-II 119

Procedure

After signing voluntary consent forms, the patients were administered the BDI-II as partof a standardized intake-evaluation battery completed by everyone seeking outpatienttreatment. The present study was conducted with the approval of our Institutional ReviewBoard.

RESULTS

Before attempting to ascertain what the dimensions of the BDI-II were for the 210 clin-ically depressed outpatients, we performed a series of statistical analyses to determine (a)whether we needed to control for any of the outpatients’ background characteristics and(b) how our sample’s background and clinical characteristics compared to those describedby Beck, Steer, and Brown (1996) for their sample of 500 psychiatric outpatients ingeneral.

Overall Severity

The mean total score of the BDI-II for the 210 outpatients was 28.64 (SD5 11.75), andits coefficient alpha was .90. This mean value indicates that the sample was severelydepressed according to the diagnostic ranges presented by Beck, Steer, and Brown (1996)and confirmed that our clinically depressed sample was indeed describing a high level ofself-reported depression. The coefficient alpha represented high internal consistency, andthe frequency distribution of the BDI-II total scores approximated a normal distribution,Kolmogorov-Smirnovz5 .75,ns.

Relationships with Background Characteristics

Sex.The mean BDI-II total scores of the 105 women (M 5 30.59,SD5 11.51) and 105men (M 5 26.70,SD5 11.73) differed significantly,t (208)5 2.43,p , .05. A stepwisediscriminant analysis employing a stepwise entry method and a Bonferroni adjustment ofalpha/21 to control for the familywise error rate indicated that just one symptom, Loss ofEnergy, contributed unique variance to differentiating women from men, PartialR2 5.10,F(1,208)5 22.28,p , .05. The women described themselves as having less energythan the men did. The mean ages (years) of the women (M 5 40.76,SD5 13.34) and men(M 5 41.81,SD5 17.01) were comparable,t(208)5 .50,ns.

Ethnicity. The BDI-II total scores were not significantly correlated with ethnicity (05Other, 15 White), r 5 .08,ns.

Age.Although age (years) was negatively correlated with the BDI-II total scores,r 52.24,p , .001, the relationship was quadratic. The severity of self-reported depressiongradually increased from 18 years old to approximately 38 years old and then decreasedto 82 years old, BDI total score5 .52 (Age)2.01 (Age)2 1 21.48, MultipleR 5 .29,F(2,207)5 9.61,p , .001. However, the mean BDI-II total scores of the outpatients#38years old and those$39 years old were, respectively, 30.10 (SD 5 10.99) and 27.19(SD5 12.35) years and comparable,t(208)5 1.80,ns.

A stepwise regression analysis using a stepwise entry method and employing a Bon-ferroni adjustment of alpha/21 to control for the familywise error rate found that just onesymptom, Self-Dislike, contributed unique variance to the explanation of age, Multiple

120 Journal of Clinical Psychology, January 1999

R2 5 .11,F(1,208)5 26.44,p , .05. Younger adults disliked themselves more than olderadults did.

Sample Comparisons

There were 317 (63%) females in Beck, Steer, and Brown’s (1996) outpatient sample,whereas our sample was constructed to be equally represented by each sex,X2 (1, N 5710)5 10.46,p , .001. Because the present sample was restricted to outpatients withDSM-IV depressive disorders, the present mean BDI-II total score was significantly higherthan the mean BDI-II total score of 22.45 (SD5 12.75) that was reported by Beck, Steer,and Brown for their 500 outpatients, of whom 264 (53%) were diagnosed with mooddisorders,t(708)5 6.04,p , .001. However, the present coefficient alpha of .90 wassimilar to their value of .92. Our sample was approximately 4 years older than Beck,Steer, and Brown’s sample because their sample contained 43 adolescents, and we restrictedour sample to adults,t(708)5 3.16,p , .01. However, both samples were comparablewith respect to ethnicity; there were 454 (91%) White participants in their sample,X2 (1,N 5 710)5 .56,ns.

Dimensions

Because the present women’s mean BDI-II total score was approximately four pointshigher than that of the men’s mean BDI-II total score and age (years) was negativelyrelated to the BDI-II total scores, we performed a two-factor MANOVA with the set of 21BDI-II symptom ratings and calculated canonical correlations to ascertain whether sex,age, or the Sex3 Age interaction (product variable) should be controlled for in evaluat-ing the interrelationships among the 21 BDI-II symptom ratings. The canonical correla-tion for sex was .33, Wilks’s lambda5 .89,F(21,186)5 1.12,ns; the canonical correlationfor age was .45, Wilks’s lambda5 .79, F(21,186)5 2.28,p , .01; and the canonicalcorrelation for the Sex3 Age interaction was .32, Wilks’s lambda5 .90, F(21,186)51.00,ns. Because the set of 21 BDI-II ratings was only significantly related to age, weconcluded that we did not have to control for sex or the Sex3 Age interaction in evalu-ating the interrelationships among the 21 BDI-II symptom ratings.

Factor Matching.The intercorrelations among the 21 BDI-II symptom ratings were nextcalculated (Table 1), and Kaiser’s Measure of Sampling Adequacy (Dziuban & Shirkey,1974) was .92, a value Kaiser (1970) considered to be “marvelous.” For comparativepurposes, we used the same type of factor analytic approach that Beck, Steer, and Brown(1996) had employed. Cattell’s (1966) scree test was used to ascertain the number offactors to extract based on the plot of the magnitudes of the consecutive principal-component eigenvalues. The first six consecutive eigenvalues were 7.33, 1.80, 1.19, 1.05,.91, and .84. The scree plot indicated that two- or three-factor solutions were feasible.

An iterated principal-factor analysis was then performed in which squared multiplecorrelations were employed for the initial communality estimates, and the common fac-tors were rotated to a Promax (oblique) criterion for two- and three-factor solutions.However, the three-factor solution displayed a complex structure with several symptomsloading saliently ($.35) on more than one factor indicating that too many factors hadbeen extracted. An alpha factor analysis was also conducted to confirm what number offactors to extract, and the estimated coefficient alphas for the factors suggested that thefirst two common factors were potentially reliable for clinical purposes; the coefficient

Dimensions of BDI-II 121

Table 1. Means, Standard Deviations, and Intercorrelations Among the Beck Depression Inventory-II Items for Clinically Depressed Outpatients

Symptom M SD 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

1. Sadness 1.38 1.02 —2. Pessimism 1.38 .85 .48 —3. Past Failure 1.40 .97 .33 .39 —4. Loss of Pleasure 1.55 .89 .50 .44 .27 —5. Guilty Feelings 1.10 .89 .34 .27 .38 .29 —6. Punishment Feelings 1.02 1.22 .37 .40 .30 .33 .27 —7. Self-Dislike 1.68 .91 .37 .30 .43 .21 .37 .21 —8. Self-Criticalness 1.46 1.00 .44 .35 .37 .31 .40 .36 .40 —9. Suicidal Thoughts .63 .63 .41 .39 .33 .34 .28 .27 .36 .38 —

10. Crying 1.37 1.13 .33 .28 .24 .38 .22 .38 .25 .33 .17 —11. Agitation 1.20 .92 .27 .24 .17 .26 .26 .11 .09 .18 .09 .28 —12. Loss of Interest 1.60 1.02 .49 .38 .27 .57 .33 .33 .20 .29 .28 .40 .24 —13. Indecisiveness 1.50 1.01 .48 .32 .21 .45 .32 .21 .26 .34 .34 .24 .27 .49 —14. Worthlessness 1.15 .97 .47 .50 .45 .50 .39 .36 .36 .40 .46 .28 .18 .45 .41 —15. Loss of Energy 1.52 .86 .53 .29 .18 .49 .18 .14 .28 .24 .33 .27 .11 .46 .46 .41 —16. Changes in Sleeping 1.76 .96 .32 .31 .16 .27 .20 .21 .18 .26 .24 .26 .22 .35 .24 .31 .27 —17. Irritability 1.31 .99 .43 .28 .23 .35 .35 .31 .22 .25 .22 .34 .32 .36 .35 .32 .38 .16 —18. Changes in Appetite 1.25 .98 .39 .18 .09 .36 .09 .13 .11 .17 .21 .19 .26 .36 .36 .25 .45 .26 .26 —19. Concentration Difficulty 1.57 .88 .50 .30 .34 .42 .31 .25 .31 .29 .33 .28 .22 .41 .50 .40 .43 .32 .46 .31 —20. Tiredness or Fatigue 1.62 1.00 .51 .26 .14 .48 .19 .23 .20 .22 .33 .27 .19 .54 .42 .39 .71 .28 .42 .48 .43 —21. Loss of Interest in Sex 1.20 1.11 .24 .22 .05 .33 .10 .14 .18 .12 .21 .22 .09 .26 .21 .26 .30 .16 .21 .26 .21 .35

N = 210.

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alphas for the three factors were .93, .74, and .52. Therefore, only two factors wereextracted, and the resultant factor pattern was compared to that given by Beck, Steer, andBrown (1996).

The mean cosine between our and Beck, Steer, and Brown’s (1996) two sets offactors for psychiatric outpatients was .99 according to Kaiser, Hunka, and Bianchini’s(1971) factor matching procedure, and we concluded that both sets matched. Recently,ten Berge (1996) has cautioned against the use of this factor matching technique. How-ever, this approach had been previously used by Beck, Steer, and Brown, and Wiseman’s(1993) correction for achieving symmetry and positive diagonals in the matrices wasunnecessary because both sets of factors were based upon the same set of 21 symptoms.

To ascertain whether age would influence the compositions of the obtained BDI-IIfactors, age (years) was partialled out of the intercorrelations among the 21 BDI-II symp-tom ratings. An iterated principal-factor analysis with Promax rotation was again per-formed with this partial intercorrelation matrix. The Spearman rank-order correlationsbetween the rankings of the standardized regression coefficients in the factor patternmatrices for the first and second factors composed of the same salient symptoms beforeand after controlling for age were .98 and .96, respectively,ps , .001. Consequently, weconcluded that age did not have to be controlled for, and we did not compare the factorstructures of the BDI-II with respect to ethnicity because only 7% of our sample wascomposed of minorities.

Exploratory.To test whether the BDI-II symptom ratings represented one underlyingsecond-order dimension of self-reported depression composed of correlated first-orderfactors, such as Tanaka and Huba (1984), Clark, Cavanaugh, and Gibbons (1983), andByrne and Baron (1993) had demonstrated with the BDI-IA, we first performed an explor-atory maximum-likelihood factor analysis (EPA) with the 21 symptom ratings’ covari-ance matrix to ascertain the unrestricted EPA factor pattern. Although the goodness of fittest indicated that three factors were statistically sufficient,X2(150,N 5 210)5 154.48,ns, the resultant three factors displayed the same type of factorial complexity that hadbeen observed in the iterated-principal factor analysis. The two-factor solution was againchosen for its clarity of interpretation,X2 (169,N 5 210)5 207.22,p , .05.

The pattern matrix of the standardized regression coefficients loading on the twoPromax-rotated maximum-likelihood factors is presented in Table 2. The salient ($.35)standardized-regression coefficients for the first factor in Table 2 are for Sadness, Loss ofPleasure, Loss of Interest, Indecisiveness, Loss of Energy, Irritability, Change in Appe-tite, Concentration Difficulty, Tiredness & Fatigue, and Loss of Interest in Sex. Sadnesswas also salient with respect to the second factor. However, Tiredness and Fatigue andLoss of Energy had the highest loadings, and these symptoms also had the highest load-ings on Beck, Steer, and Brown’s (1996) Somatic-Affective dimension.

The second factor’s salient symptoms in Table 2 were for Sadness, Pessimism, PastFailure, Guilty Feelings, Punishment Feelings, Self-Dislike, Self-Criticalness, SuicidalThoughts or Wishes, Crying, and Worthlessness. With the exceptions of Sadness, whichwas bivocal, and Crying, which just achieved saliency, the other eight salient symptomswere cognitive or psychological in nature. Past Failure had the highest loading on thissecond factor as it had on Beck, Steer, and Brown’s (1996) second factor. Therefore, thisfactor was interpreted as reflecting the Cognitive dimension that they had identified. It isimportant to note that the pattern of salient maximum-likelihood standardized-regressioncoefficients was almost identical to that which had been found in the present sample withthe iterated principal-factor analysis. However, in the former analysis Crying was notsalient on either factor.

Dimensions of BDI-II 123

As Table 2 shows, the Somatic-Affective and Cognitive factors were moderatelycorrelated at .57,p , .001. This correlation was comparable to the correlation of .66between these same-named factors that was found by Beck, Steer, and Brown (1996),z5 1.76,ns.

Confirmatory.Because 8 of the 10 salient symptoms composing the Cognitive factorwere for psychological symptoms, we hypothesized that the BDI-II might be conceptu-alized as reflecting one second-order factor that reflected two first-order factors repre-senting intrinsically cognitive and noncognitive symptom domains. We focused on testingfor cognitive vs. noncognitive first-order factors in a confirmatory factor analysis (CFA)because we wished to ascertain whether the construction of BDI-II subscales based onthese two distinct types of symptom domains were plausible.

Twenty years ago, Plumb and Holland (1977) suggested that different sets of the 21BDI-IA symptoms might be useful to differentiate among psychiatric, medical, and nor-mal samples, and Shaw, Steer, Beck, and Schut (1979) were concerned that some of thesomatic BDI-IA symptoms that heroin addicts complained about were also shared (trans-diagnostic) with depression. Eventually, Beck and Steer (1993b) provided detailed psy-

Table 2. Promax-Rotated Maximum-Likelihood Factor Standardized RegressionCoefficients of the Beck Depression Inventory-II for Clinically Depressed Outpatients

I(Somatic-Affective)

II(Cognitive) h2

SymptomSadness .46 .39 .56Pessimism .10 .58 .40Past Failure −.15 .71 .41Loss of Pleasure .50 .28 .48Guilty Feelings −.03 .60 .33Punishment Feelings .02 .52 .29Self-Dislike .00 .55 .30Self-Criticalness −.01 .64 .40Suicidal Thoughts .18 .44 .31Crying .20 .35 .24Agitation .15 .24 .12Loss of Interest .53 .24 .48Indecisiveness .46 .25 .40Worthlessness .23 .56 .50Loss of Energy .85 −.09 .64Changes in Sleeping .25 .25 .19Irritability .38 .24 .31Changes in Appetite .63 −.10 .34Concentration Difficulty .41 .30 .40Tiredness or Fatigue .91 −.15 .71Loss of Interest in Sex .40 .01 .17

Eigenvalue 4.06 3.60 7.66

Factors Correlation Between Factors

I. Somatic-Affective —II. Cognitive .57 —

Note.—N = 210 Salient regression coefficients $ .35 are in italic.

124 Journal of Clinical Psychology, January 1999

chometric information about using the BDI-IA’s Cognitive-Affective subscale with patientswhose somatic symptoms might yield spuriously high BDI-IA total scores. The Cognitive-Affective subscale has been found to be effective for detecting and measuring the sever-ity of depression in both medical patients (Clark & Steer, 1994) and heroin addicts (Steer,Iguchi, & Platt, 1992).

In the CFA, the first-order Cognitive and Noncognitive factors were permitted to becorrelated only with the second-order factor and not with each other. Furthermore, thePessimism, Past Failure, Guilty Feelings, Punishment Feelings, Self-Dislike, Self-Criticalness, Suicidal Thoughts or Wishes, and Worthlessness symptoms were restrictedto load on the Cognitive factor, whereas the remaining 13 symptoms were restricted toload on the Noncognitive factor. The eight Cognitive factor symptoms were thus con-strained to have zero loadings on the Noncognitive factor, and the 13 Noncognitive factorsymptoms were set to have zero loadings on the Cognitive factor. All of the error anduniqueness terms for the two first- and one second-order factors and 21 symptoms wereassumed to be random. The CFA was performed with PROC CALIS (SAS Institute,1989).

With respect to overall indices of fit, the chi-square test for the CFA model wassignificant,x 2 (187,N 5 210)5 299.32,p , .001, and indicated that residual variancestill needed to be explained; the EPA had already established that another factor wouldhave to be extracted to explain the residual variance. However, other measures of fitindicated that the present CFA model was plausible according to Hatcher’s (1994) criteriafor acceptability of fit. The fit criterion (x2/df ) was 1.43 and,2.0; the root-mean-squareresidual (RMR) was .06 and,.10; the comparative fit index (CFI) was .92 and..90; andthe nonnormed fit index (NNFI) was .91 and..90. Furthermore, all of the standardizedpath coefficients of the symptoms for the two hypothesized first-order factors were salient($.35). The standardized regression path coefficients of the first-order Cognitive andNoncognitive factors for the second-order factor were, respectively, .89 and .85. There-fore, we concluded that it was reasonable to conceptualize of the BDI-II as reflecting twofirst-order Cognitive and Noncognitive factors that, in turn, represented one underlyingsecond-order dimension of self-reported depression.

Subscales

A Cognitive subscale was next constructed by summing the ratings for the eight cognitivesymptoms that had been used in the CFA, and a Noncognitive subscale was developed bysumming the ratings for the 13 noncognitive symptoms. The coefficient alphas for thesubscales were, respectively, .81 and .87, and these coefficients are within the range thatCicchetti (1994) has described as acceptable for clinical purposes. The mean Cognitiveand Noncognitive subscale total scores were, respectively, 9.82 (SD5 4.95) and 18.82(SD5 8.00). The Cognitive subscale scores displayed no relationship with sex (05 Men,1 5 Women) (r 5 0.0), whereas the Noncognitive subscale scores were positively asso-ciated with being female (r 5 .24, p , .001). In contrast, the correlation of age (years)with the Cognitive subscale scores (r 5 2.34,p , .001) was stronger than that with theNoncognitive subscale scores (r 5 2.14,p , .05), Hotellingt (207)5 3.58,p , .001; thecorrelation between the Cognitive and Noncognitive subscale scores was .63,p , .001.

DISCUSSION

The overall pattern of results supported the existence of the Somatic-Affective and theCognitive dimensions in clinically depressed, adult outpatients that had been previously

Dimensions of BDI-II 125

identified by Beck, Steer, and Brown (1996) to be underlying the BDI-II responses ofpsychiatric outpatients in general. Contrary to previous findings for the BDI-IA withclinically depressed samples, the number and symptom compositions of the BDI-II fac-tors for our outpatients with DSM-IV depressive disorders did not differ from thosefound for psychiatric outpatients in general. The set of 21 BDI-II symptom ratings wasnot significantly related to sex, and the symptom compositions of the two BDI-II dimen-sions were not affected by age. The identity of these two dimensions was also found to berobust with respect to method of factor extraction. Furthermore, there was support forBeck, Steer, and Brown’s contention that affective symptoms, such as Sadness and Cry-ing, would be the symptoms most likely to shift from one dimension to another depend-ing on the background and diagnostic compositions of samples being studied. Sadnessloaded saliently ($.35) on both dimensions, whereas Crying loaded on the Cognitivefactor, instead of on the Somatic-Affective factor as it had in Beck, Steer, and Brown’sanalysis.

Because the BDI-II symptoms of Pessimism, Past Failure, Guilty Feelings, Punish-ment Feelings, Self-Dislike, Self-Criticalness, Suicidal Thoughts or Wishes, and Worth-lessness loaded saliently in both the present and in Beck, Steer, and Brown’s (1996)exploratory factor analyses on the Cognitive factor, we employed a CFA to test the plau-sibility of considering the BDI-II as constituting one second-order factor representingoverall self-reported depression that was, in turn, composed of two first-order factors. ACognitive factor was hypothesized to be composed of the aforementioned eight cognitivesymptoms, and a Noncognitive factor was proposed that represented the remaining 13affective and somatic symptoms. All of the standardized path coefficients for the symp-toms hypothesized to constitute these two first-order factors were salient ($.35). Fur-thermore, the Cognitive subscale scores that were derived by summing the ratings for thecognitive symptom ratings were not correlated with sex, whereas the Noncognitive sub-scale scores were positively correlated with being female. The 8-item Cognitive and13-item Noncognitive subscales displayed adequate internal consistencies for clinicalpurposes (coefficient alphas. .80). Therefore, we recommend the scoring of the BDI-IIfor these two subscales and believe that the Cognitive subscale will be especially usefulfor measuring self-reported depression in medical and psychiatric populations in whichsomatic symptom complaints are known or suspected to be attributable to medical orother conditions rather than depression per se.

With respect to the outpatients’background characteristics, we supported Beck, Steer,and Brown’s findings (1996) that (a) the BDI-II was not significantly correlated withethnicity categorized as White vs. Other and (b) men described less severe self-reporteddepression on the BDI-II than the women did. Women again scored approximately fourpoints higher than men. However, our findings indicated that one symptom, Loss ofEnergy, accounted for much of sexual differentiation with the women complaining ofhaving less energy than the men did.

Age displayed a quadratic relationship with respect to the BDI-II total scores; theseverity of self-reported depression gradually increased during young adulthood untilapproximately 38 years of age when it decreased into late adulthood. Self-Dislike was theonly symptom that was inversely associated with age, and the younger clinically depressedoutpatients described less self-esteem than the older clinically depressed outpatients did.

With respect to future research, the factor structure of the BDI-II needs be studied ina variety of different clinical populations. We did not ascertain whether the BDI-II dis-criminated among specific depressive disorders, such as single-episode vs. recurrent-episode MDD, because the accuracy of the specific diagnoses was suspect given that nostructured clinical interviews had been used. The factor structure of the BDI-II must also

126 Journal of Clinical Psychology, January 1999

be evaluated in clinical samples representing higher proportions of minorities and differ-ent socioeconomic backgrounds than the predominately White, middle-class samples thathave been studied to date.

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