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    Digital Modulation Lecture 02

    Digital Modulation Techniques

    Richard Harris

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    Communication Systems 143.332 - Digital Modulation Slide 2

    Objectives

    To be able to compute the bit rate and symbol rate fora given system.

    To be able to determine the bandwidth requirements

    To be able to describe the various popular forms ofdigital modulation and implement them on simple datainputs

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    Communication Systems 143.332 - Digital Modulation Slide 3

    References

    Digital and Analog Communication Systems 6

    th

    Edition, Leon W. Couch II (Prentice Hall)

    Digital Modulation in Communication Systems AnIntroduction (Hewlett Packard Application Note 1298)

    Principles of Digital Modulation, by Dr Mike Fitton,[email protected] TelecommunicationsResearch Lab Toshiba Research Europe Limited

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    Communication Systems 143.332 - Digital Modulation Slide 4

    Presentation Outline

    Bit and Symbol Rates Bandwidth requirements

    Symbol clock

    Overview of Binary Keying

    Description of the popular forms of digital modulation

    BASK (OOK)

    BPSK, QPSK

    FSK, MSK

    DPSK

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    Communication Systems 143.332 - Digital Modulation Slide 5

    Bit Rate and Symbol Rate - 1

    Symbol Rate: If symbols are generated at a rate of r

    per second to create a basebandsignal with a bandwidth of W Hz, thenNyquist has shown that r2W.

    For a double-sideband modulatedwave whose transmission bandwidthis BT Hz, BT= 2Wso that rBT.

    Bit Rate

    Bit rate is the frequency of a systembit stream.

    Take, for example, a radio with an 8

    bit sampler, sampling at 10 kHz forvoice.

    The bit rate, the basic bit streamrate in the radio, would be eight bitsmultiplied by 10K samples persecond, or 80 Kbits per second.

    To understand and compare different modulation format efficiencies, it is

    important to first understand the difference between bit rate and symbolrate. The signal bandwidth for the communications channel neededdepends on the symbol rate, not on the bit rate. (Ignore sync and error)

    Bit RateSymbol rate =

    Number of bits transmitted per symbol

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    Communication Systems 143.332 - Digital Modulation Slide 6

    Bit Rate and Symbol Rate - 2

    The state diagram opposite represents QPSK (more

    details later). Notice that for each constellation point two bits are

    transmitted. If only one bit was being transmitted per symbol, then

    in the previous example the symbol and bit rates wouldbe identical at 80Kbits per second.

    For the QPSK example, the symbol rate will be 40Kbitsper second.

    Symbol rate is sometimes called the baud rate. Notethat the baud rate is not the same as bit rate. (Theseterms are often confused.)

    If more bits can be sent with each symbol, then thesame amount of data can be sent in a narrowerspectrum.

    This is why modulation formats that are more complexand use a higher number of states can send the sameinformation over a narrower piece of the RF spectrum.

    01 00

    1011

    QPSK State Diagram

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    Communication Systems 143.332 - Digital Modulation Slide 7

    Bandwidth Requirements

    Consider the two modulation schemes depicted in thefigures below:

    BPSKOne bit per symbol

    Bit rate = Symbol rate

    8PSK3 bits per symbol

    Symbol rate = 1/3 Bit rate

    An example of how symbol rate influences spectrum requirements can be seen ineight-state Phase Shift Keying (8PSK) as shown on the right. It is a variation ofPSK. There are eight possible states that the signal can transition to at any time.

    The phase of the signal can take any of eight values at any symbol time. Since 23 =8, there are three bits per symbol. This means the symbol rate is one third of the

    bit rate.

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    Communication Systems 143.332 - Digital Modulation Slide 8

    Digital Modulation Basics

    The bit rate defines the rate at which information ispassed.

    The baud(or signalling) rate defines the number ofsymbols per second.

    Each symbol represents n bits, and has Msignalstates, where M = 2n.

    This is called M-ary signalling.

    The maximum rate of information transfer through abaseband channel is given by:

    Capacity fb = 2 W log2M bits per second

    where W = bandwidth of modulating baseband signal

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    Communication Systems 143.332 - Digital Modulation Slide 9

    The Symbol Clock

    The symbol clock represents the frequency and exacttiming of the transmission of the individual symbols.

    At the symbol clock transitions, the transmitted carrieris at the correct I/Q (or magnitude/phase) value to

    represent a specific symbol (a specific point in theconstellation).

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    Communication Systems 143.332 - Digital Modulation Slide 10

    Additional Binary BandpassSignalling Examples

    The diagram to the right shows a

    number of additional BinaryBandpass signalling examples thatwill be considered further in thecoming lectures.

    Unipolar and bipolar modulation areshown for reference.

    OOK

    On-off keying or Amplitude ShiftKeying (ASK)

    PSK and BPSK Binary Phase Shift Keying

    DSB-SC Double Side Band Suppressed

    carrier

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    Communication Systems 143.332 - Digital Modulation Slide 11

    Binary Keying

    Binary Keying definition:

    The bits in a message stream switch the modulationparameters (amplitude, frequency and phase) from one stateto another. This process is called binary keying.

    Binary keying is a process that makes the values of amplitude,phase or frequencyof the carrier signal change in sympathywith the values of the bits in the binary signal stream.

    Basic actions can be classified as:

    ASK Amplitude Shift Keying PSK Phase Shift Keying

    FSK Frequency Shift Keying

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    Communication Systems 143.332 - Digital Modulation Slide 12

    Binary Amplitude Shift Keying

    As shown in the diagram in the following slides, the transmitted

    signal for BASK is a sinusoid whose amplitude is changed by on-off keying (OOK) so that a 1 is represented by the presence of asignal and a 0 is represented by the absence of a signal.

    The modulated pulse can be described mathematically when signal

    1 is present as:

    where Tb is the bit duration (in sec). When signal 0 is present wehave

    1

    cos 2 , when 0( )

    0 otherwise

    c b f t t T p t

    < =

    0)(0 =tp

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    Communication Systems 143.332 - Digital Modulation Slide 13

    Double Side Band - SuppressedCarrier

    The Double Side Band - Suppressed Carrier (DSB-SC)signal is essentially an AM signal that has asuppressed discrete carrier.

    This signal is given by the following equation:

    where m(t) is assumed to have a zero dc level for the

    suppressed carrier case. The complex envelope for this is given by:

    ( ) ( )c

    g t A m t =

    ( ) ( )cosc cs t A m t t =

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    Communication Systems 143.332 - Digital Modulation Slide 14

    On-off Keying - OOK

    OOK

    On-off keying is also known as Amplitude Shift Keying (ASK)

    The above graph shows a time domain representation of BinaryAmplitude Shift Keying

    p1(t)

    -2.5

    -2

    -1.5

    -1-0.5

    0

    0.5

    1

    1.5

    2

    2.5

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    Communication Systems 143.332 - Digital Modulation Slide 15

    Binary or Bi-Phase Shift Keying

    One of the simplest forms of digital

    modulation is Binary or Bi-Phase ShiftKeying (BPSK).

    One application where this is used is fordeep space telemetry.

    The phase of a constant amplitude carriersignal moves between zero and 180degrees.

    On an Iand Qdiagram, the Istate has two

    different values.

    There are two possible locations in the statediagram, so a binary one or zero can besent.

    BPSKOne bit per symbol

    Bit rate = Symbol rate

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    Communication Systems 143.332 - Digital Modulation Slide 16

    Binary Phase-Shift Keying 2

    This is illustrated in the chart above. Notice the 180o phase shiftsindicated by the arrow.

    p1(t)

    -1

    -0.5

    0

    0.5

    1

    p1(t)

    1 10

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    Communication Systems 143.332 - Digital Modulation Slide 17

    Binary Phase-Shift Keying 3

    The above equations describe the waveforms forBPSK. Note that it can also be referred to as phase-reversal keying or PRK.

    Let

    Where m(t) is given in the figure below:

    )](cos[)( tmDtAts pcc +=

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    Communication Systems 143.332 - Digital Modulation Slide 18

    Binary Phase-Shift Keying - 4

    Typically, m(t) has peak values of 1 and Dp = /2 radians, thus

    BPSK is equivalent to DSB-SC with polar data waveform.

    The complex envelope is given by

    ttmAts cc sin)()( =

    )()( tmjAtg c=

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    Communication Systems 143.332 - Digital Modulation Slide 19

    Quadrature Phase Shift Keying QPSK - 1

    A more common type of phase modulation is

    Quadrature Phase Shift Keying (QPSK).

    QPSK is used extensively in applicationsincluding:

    CDMA (Code Division Multiple Access) cellular

    service, Wireless local loop,

    Iridium (a voice/data satellite system) and

    DVB-S (Digital Video Broadcasting - Satellite).

    QPSK is effectively two independent BPSKsystems (I and Q), and therefore exhibits thesame performance but twice the bandwidthefficiency.

    01 00

    1011

    QPSK State Diagram

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    Communication Systems 143.332 - Digital Modulation Slide 20

    Quadrature Phase Shift Keying QPSK - 2

    Quadrature Phase Shift Keying can be filtered usingraised cosine filters (see later for details) to achieveexcellent out of band suppression.

    Large envelope variations occur during phase

    transitions, thus requiring linear amplification.

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    Communication Systems 143.332 - Digital Modulation Slide 21

    Nyquist & Root-Raised CosineFilters

    The Nyquist bandwidth is the

    minimum bandwidth that can beused to represent a signal.

    It is important to limit the spectraloccupancy of a signal, to improvebandwidth efficiency and removeadjacent channel interference.

    Root raised cosine filters allow an

    approximation to this minimumbandwidth. More discussion on the details of

    these filters later.

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    Communication Systems 143.332 - Digital Modulation Slide 22

    Types of Quadrature Phase ShiftKeying

    Conventional QPSK has transitions through zero (ie. 180o phasetransitions). A highly linear amplifier is required.

    In Offset QPSK, the transitions on the I and Q channels are

    staggered. Phase transitions are therefore limited to 90o. In /4-QPSK the set of constellation points are toggled for each

    symbol, so transitions through zero cannot occur. This schemeproduces the lowest envelope variations.

    All QPSK schemes require linear power amplifiers.

    (-1,1) (1,1)

    (1,-1)(-1,-1)

    Conventional QPSK

    Q

    I

    Offset QPSK

    Q

    I

    (-1,1) (1,1)

    (1,-1)(-1,-1)

    Q

    /4 QPSK

    I

    (-1,1) (1,1)

    (1,-1)(-1,-1)

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    Communication Systems 143.332 - Digital Modulation Slide 23

    QPSK Summary comments

    Quadrature means that the signal shifts between

    phase states that are separated by 90 degrees (/2radians). The signal shifts in increments of 90 degreesfrom 45 to 135, 45, or 135 degrees.

    These points are chosen as they can be easilyimplemented using an I/Q modulator.

    Only two I values and two Q values are needed andthis gives two bits per symbol.

    There are four states because 22 = 4. It is therefore amore bandwidth-efficient type of modulation thanBPSK - potentially twice as efficient.

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    Communication Systems 143.332 - Digital Modulation Slide 24

    Frequency Shift Keying

    Frequency Modulation and Phase Modulation areclosely related.

    A static frequency shift of +1 Hz means that the phaseis constantly advancing at the rate of 360 degrees per

    second (2 rad/sec), relative to the phase of theunshifted signal.

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    Communication Systems 143.332 - Digital Modulation Slide 25

    Frequency Shift Keying 1

    Frequency Shift Keying

    Discontinuous phase FSK

    Where f1 = mark frequency; f2 = space frequency

    1 1

    2 2

    cos( ) for sending a 1

    ( ) cos( ) for sending a 0

    c

    c

    A t

    s t A t

    +

    = +

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    Communication Systems 143.332 - Digital Modulation Slide 26

    Frequency Shift Keying 2

    OscillatorFreq = f

    1

    OscillatorFreq = f2

    ElectronicSwitch

    Binary data inputm(t)

    Controlline

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    Communication Systems 143.332 - Digital Modulation Slide 27

    Frequency Shift Keying 3

    Continuous phase FSK

    FrequencyModulator

    (Carrier freq = fc)

    Binary data inputm(t) FSK Output

    Where

    ( ) cos ( )

    Re{ ( ) }c

    t

    c c f

    j t

    s t A t D m d

    g t e

    = +

    =

    ( )( )

    ( ) ( )

    j t

    c

    t

    f

    g t A e

    t D m d

    =

    =

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    Communication Systems 143.332 - Digital Modulation Slide 28

    Frequency Shift Keying - 4

    In FSK, the frequency of the carrier is changed as a function of the

    modulating signal (data) being transmitted. The amplitude is unchanged. In Binary FSK (BFSK or 2FSK), a 1 is represented by one frequency

    and a 0 is represented by another frequency.

    The bandwidth occupancy of FSK depends on the spacing of the twosymbols. A frequency spacing of 0.5 times the symbol period is typicallyused.

    FSK can be expanded to a M-ary scheme, employing multiplefrequencies as different states.

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    Communication Systems 143.332 - Digital Modulation Slide 29

    Applications for FSK

    FSK (Frequency Shift Keying) is used

    in many applications includingcordless and paging systems.

    Some of the cordless systems include

    DECT (Digital Enhanced CordlessTelephone)

    and CT-2: Cordless Telephone 2

    CT-2 is a second generation cordlesstelephone system that allows users toroam away from their home basestations and receive service in publicplaces. Away from the home basestation, the service is one way outboundfrom the phone to a telepoint that iswithin range.

    DECT Phone

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    Communication Systems 143.332 - Digital Modulation Slide 30

    Binary Frequency-Shift Keying - 1

    Here the modulated wave is a sinusoid of constant amplitude

    whose presence at one frequency means a 1 is present and ifanother frequency is present then this means a 0 is present.

    When signal 1 is present, the pulse can be described as:

    When signal 0 is present, the pulse can be described as:

    1cos 2 , when 0( )

    0, otherwisem b A f t t T p t

    < =

    0cos 2 , when 0( )

    0, otherwise

    n b f t t T p t < =

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    Communication Systems 143.332 - Digital Modulation Slide 31

    Binary Frequency-Shift Keying - 2

    p1(t)

    -1

    -0.5

    0

    0.5

    1

    p1(t)

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    Communication Systems 143.332 - Digital Modulation Slide 33

    Minimum Shift Keying - 2

    The minimum frequency shift which yields

    orthogonality of Iand Qis that which results in aphase shift of /2 radians per symbol (90 degreesper symbol).

    FSK with this deviation is called MSK (MinimumShift Keying). The deviation must be accurate in

    order to generate repeatable 90 degree phaseshifts.

    MSK is used in the GSM (Global System for MobileCommunications) cellular standard.

    A phase shift of +90 degrees represents a data bitequal to 1, while 90 degrees represents a 0.

    The peak-to-peak frequency shift of an MSK signalis equal to half of the bit rate.

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    Communication Systems 143.332 - Digital Modulation Slide 34

    Comments on FSK and MSK - 1

    FSK and MSK produce constant envelope carrier

    signals, which have no amplitude variations. This is a desirable characteristic for improving the power

    efficiency of transmitters.

    Amplitude variations can exercise nonlinearities in an amplifiersamplitude-transfer function, generating spectral re-growth, a

    component of adjacent channel power.

    Therefore, more efficient amplifiers (which tend to be lesslinear) can be used with constant-envelope signals, reducing

    power consumption.

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    Communication Systems 143.332 - Digital Modulation Slide 35

    Comments on FSK and MSK - 2

    MSK has a narrower spectrum than wider deviation forms of FSK.

    The width of the spectrum is also influenced by the waveformscausing the frequency shift.

    If those waveforms have fast transitions or a high slew rate, then thespectrum of the transmitter will be broad.

    In practice, the waveforms are filtered with a Gaussian filter,resulting in a narrow spectrum.

    In addition, the Gaussian filter has no time-domain overshoot, which

    would broaden the spectrum by increasing the peak deviation.

    MSK with a Gaussian filter is termed GMSK (Gaussian MSK).

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    Communication Systems 143.332 - Digital Modulation Slide 36

    DPSK 1

    Recovery of the data stream from a PSK modulated

    wave requires synchronous demodulation The receiver must reconstruct the carrier exactlyso that it

    can detect changes in the phase of the received signal.

    Differential PSK eliminates the need for the

    synchronous carrier in the demodulation process andthis has the effect of simplifying the receiver.

    At the transmitter, we process the data stream to givea modulated wave where the phase changes by radians whenever a 1 appears in the stream.

    It remains constant whenever a 0 appears in thestream.

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    Communication Systems 143.332 - Digital Modulation Slide 38

    DPSK - 3

    Thus we see that the receiver only needs to detect

    phase changes. It does not need to search for specificphase values.

    p1(t)

    -1

    -0.5

    0

    0.5

    1

    p1(t)

    1 0 1

    180phase shifts

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    Communication Systems 143.332 - Digital Modulation Slide 39

    DPSK - 4

    A further example showing how the phase changes

    and is processed and finally demodulated.

    Original datastream

    0 1 0 0 1 1 0 0 0 1 1 1 0 0 0

    Relative Phase Angle

    0 + + + +2 +3 +3 +3 +3 +4 +5 +6 +6 +6 +6Processed datastream

    0 1 1 1 0 1 1 1 1 0 1 0 0 0 0Demodulated Datastream

    0 1 0 0 1 1 0 0 0 1 1 1 0 0 0