POSITION NAME OF ORGANIZATION/ENTITY

PARTIES AND TERMS , . .

.. ----.; I

i

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT A0/0 in Government Act of 1978 Rev. 112010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§ 101-111)

I. Person Reporting (last name, first. middle initial)

Dever, James C.

4. Title (Article ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

U.S. District Judge- Active

2. Court or Org•nlutlon

U .S, District Court, EDNC

SL Report Type (check appropriate type)

D Nomination, Date

D Initial [{] Annual

Sb. 0 Amended Report

D Final

3. D2te or Report

05/1012010

6. Reporting Period

01/0112009

to

1213112009

7. Cbamben or Office Addreu

U.S. District Court 310NewBemAve. Raleigh, NC 27601

8. On the basis of the Information contained In thi1 Report and any modifications pertainini: thereto, it ls, In my opinlo11, in compliance with applicable laws and regulations.

Revlcwin: Officer Date

IMPORTANT NOTES: The instructions accompanying thisform must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on lastpage.

J. POSITI 0 NS. (Reporting lnt!Mdual only; see pp. 9-JJ of filing lnstr11clion:r.)

D NONE (No reportable positions.)

I. Adjunct Law Professor Campbell University, N.A. Wiggins School of Law

2. Director North Wake County Baseball Association

3. Senior Lecturing Fellow Duke University School of Law

4.

5.

II. AGREEJ.\1ENTS. (Reporllng lndlvltl11a/ only; ue pp. U-1' of filing instructions.}

D NONE (No reportable agreements.)

I. 2009 Agreement to teach as an adjunct law professor at Campbell University

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2.2009 Agreement to teach as a senior lecturing fellow at Duke University

3.

Dever, James C.

SOURCE ANP TYPE

SOURCE AND TYPE

INCOME

SOURCE LOCATION PURPOSE ITEMS PAID OR PROVIDED

Dau or Report Name or PcrJOD Reportlnc FINANCIAL DISCLOSURE REPORT

Page 2of10 05/1012010Dever, James C.

III, NON-INVESTMENT IN CO l\fE, (Reporting lndMdual anJ spouse; m pp. 17-24 of filing instructiollS.)

A. Filer's Non-Investment Income

0 NONE (No reportable non-investment income.)

(ymus, not spouse's)

I. 2009 Campbell University (wages) $6,760.00

2.2009 Duke University (wages) S!0,000.00

3.

4.

B. Spouse's Non-Investment Income - lfyo11 were marriu d11ring any portion of the reporling year, compleu this section.

(Dollar amount not required except/or honoraria.)

0 NONE (Na reportable non-investment income.)

I. 2009 Teacher, Our Lady of Low-des Catholic School, Raleigh, North Carolina (wages)

2.2009 Self-employed, Silpada, Raleigh, North Carolina

3.

4.

JV, REJMBURSE.l\fENTS -transportation, lodginz.food, enlertidnmenL

(Includes 1hrue lo spouse and dep01denl children; see pp. 15-17 of filing instructions.)

D NONE (Na reportable reimbursements.)

1. North Carolina Association of Defense Attorneys

June 18·20, 2009 Hilton Head, SC Attend Annual Meeting Hotel room, meals, mileage

2.

3.

4.

5.

SOURCE DESCRIPTION

CREDITOR DESCR!PTION

VALUE

VALUE CODE

5.

Name of Person Reportln2 Date or Report FINANCIAL DISCLOSURE REPORT

Page 3of10 Dever, James C. 05/1012010

V. G JFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing lnstructionl.)

[ZJ NONE (No reportable gifts.)

I.

2.

3.

4.

VI. LIABILITIES. (Includes thost of spo11se and dependent children; see pp. J2-JJ of filing lnsrructionl.)

[Z] NONE (No reportable liabilities.)

I.

2.

3.

4.

5.

I

13.

14.

17.

Dau of Report Name of Penon Reportin2 FINANCIAL DISCLOSURE REPORT

Page 4 of IO 05/10/2010Dever, James C.

VII. INVESTMENTS and TRUSTS -income, vatu•. transactwn• rinctudu tho .. ofspouu •nd ''P"''m• cJaudun; supp. 14-60 offiting inwuatons.J

D NONE (No reportable income, assets, or transactions.)

A. B. Description of Assets Income during

(including trust assets) reporting period

c. Gross value at end

of rcponing period

D.

Transactions during rcponing period dd/yy(I)

Place "(X)" after each asset Amount exempt from prior disclosure Code I

(A·H)

i

(2) Typc(e.g., div., rcn

or int)

(I) (2) Value Value Code2 Method

(J.P) Codc3

(Q-W)

(I)

Type(c.g., buy, sell,

redemption)

(2) Date

l mnV(3)

Value Code2 (J·P)

(4)Gain

Code I

(A-H)

(S)Identity of

buyer/seller

(if private

transaction)

l.

2.

13. 4.

5.

6.

7.

8.

9.

10.

I I.

12.

Northwes m Mutual Life Policy A IntJDiv. K T

15.

16.

1. hi.come: Gai'l Cod : A -Sl,000 or less B-Sl,001 • Sl.500 C •$2,50 l • $5 ,000 D •SS,001 • $15,000 E •$15,001 • $50,000

(See Colwnns Bl ind 0-4) F •$50,001- SI00.000 G •Sl00,001 • Sl,000,000 HI &$t,OOO.OOl • S5.000,000 H2 •More lbaa U,000,000 2. Value Codes J 1111$ I .!1,000 or less K -SI 5.00 I • $50,000 L •U0,00 I • S100,000 M -S l 00,00 I • $250,000

(So:c Columns Cl ind Dl) N-$250,001 • $500,000 0 •$500,001 • Sl,000,000 Pl -Sl,000,001 • SS,000,000 P2 K$5,000,00l • $25,000,000

Pl •$25,000,001. $50,000,000 P4 More Ihm 550,000,000

3. Vaine Metbod Codes Q •Appraisal R -<:ost (Real Estotc Ooly) S-As=rnont T <Cash Market (Sec Column C2) U•BookValuc V-other W•Estimatcd

I -

(I) (2) (I) (3) (4) (5)

i

! I

I l

I

I

19.

Date o!Rcport FINANCIAL DISCLOSURE REPORT

Page 5of10 Dever, James C. 05/10/2010

VII. INVESTlV[ENTS and TRUSTS -incomL, value, transactions (lncludu Jhost of spoust and deptndtnl children; SU pp. U-60 of filing instructlbnJ.)

0 NONE (No reportable income, assets, oi- transactions.)

A.

Description of Assets

(including trust assets)

Place "(X)" af\cr each asset

exempt Crom prior disclosure

18.

B.

Income during

reporting period

(2)

Amount Type (e.g., Code I div., rent, (A-H) or int)

c.

Gross value at end

of reporting period

(I) Value

Codc2

(J-P)

Value Method

Code3

(Q-W)

Type (e.g.,

buy,S<:l

redemption)

D.

Transactions during reporting period

(2) Date

mmfddlyy

Value Gain Identity of

Code2 Code I buyer/seller

(l-P) (A-H) (if private

mmsaction)

20.

21. 22.

23.

24. Northwestern Mutual Life Policy A lnt.IDiv. K T

25.

26.

27.

28.

29.

30.

131. 32.

33. 34. RBC Centura Bank Account A Interest K T

I

I

1. Iocomc Gain Codes: A •S 1,000 or Jes. D-Sl,001 • S2,.l00 c •S2,501 -$5,000 D -$5,001 • $15,000 E•SI 5,001 • SS0,000 (Seo Columns DI and 04) F·sso.001.s100.ooo G •SI00,001 - S 1,000,000 HI •Sl,000,001 • $5,000,000 H2 •More than $5,000,000

2. Value Coder J •SIS,000 or less K •$15,00 I • $50.000 L a$50.00I -$100,000 M sSI00,001 -$250,000

(See Columnt Cl and DJ) N-S250,00l • U00,000 o ssoo,001 • s 1,000,000 Pl s$1 ,000,00l - SS,000,000 P2 sSS,000,001 -$25,000,000

Pl s$25,000,00I - $50,000,000 P4 •More than $50,000,000

3. V1Jue Me1hod Codes Q•Apprai,.l R -Cost (Real Esi.ti: Only) S •Assessment T =-Cash Mart: et

(See Column C2) U •Book Value V-othcr W-Estimated

I

I

(Q-W)

(2)

D.

Date or Report Name or Person Reportlni FINANCIAL DISCLOSURE REPORT

Page 6 of IO 0511012010Dever, James C.

VII. INVESTMENTS and TRUSTS -incom•, value, transactions (l11c/utfes those of spouse atrd depmdent children; SU pp. 1'-60 of ft/Ing Instructions.)

D NONE (No reportable income, assets, or transactions.)

Transactions during reporting period

c.B.A.

Gross value :al end Income during Description of Assets

of reporting periodreporting period (including trusl assets)

(I)(I) (2) (2)(I) (4) (5)(3) Place "(X)" after each asset

exempt from prior disclosure

Amount Code I

(A-H)

Type(e.g.,

div., rent,

or int)

35,

Value Code2

(J-P)

Value Type(e.g.,

Method buy, sell,

Code3 redemption)

GainDate Value Identity of

Code2 Code I buyer/sellermm/dd/yy (if private (J-P) (A-H)

transaction)

36. IRA

37. -AAETX (American Funds 2030 Target Date)

38. -TABRX (Templeton Bric Fund Class A)

39: -OIBAX (Oppenheimer Intl Bond Class A)

40. -NEWFX (New World Fund Class A)

41. -TEDIX (Mutual Series Discovery Class A)

42. -ITiiAX (Hartford Capital Appreciation Fund)

43. -FRRAX (Franklin Real Return Ft!nd Class A)

44. -RPFGX (Davis Financial Fund Class A)

45. -NYVTX (Davis New York Venture Class A)

46. -CWGIX (Capital World Growth & Income)

47. -CAIBX (Capital Income Builder Fund)

48. -AMCPX (AMCAP Fund Class A)

49. -Cash Deposit

50. Tnist No. 1

51. -Wachovia checking acct.

A Int.!Div,

A Int./Div.

A IntJDiv.

A Int.ID iv.

A lnt./Div.

A Int./Div.

A IntJDiv.

A lnt./Div.

A lnt./Div.

A lnt./Div.

A lnt./Div.

A Int.!Div.

A Interest

None

L

J

K

J

J

K

K

J

K

K

K

K

J

J

T

T

T

T

T

T

T

T

T

T

T

T

T

T

I. la.colbC Oain Codes: A -Sl,000 or letr B •Sl,001-S O C •S:Z.501 - "·000 D -Sl,001 • $15,000 E•Sll,001- SS0,000

(S.. Columos Bl and D-4) F -sso.001 • s100.ooo G•SI00,001-Sl,000,000 Hl -SI,000,001 • Sl,000,000 H2 -MoR th.an S,10001000

1. Vatue Coder J •Sll,000 or Im K-$15,001- SS0,000 L •SS0,1)()1 • Sl00,000 M -S 100,001 • $250,000

(Sec Columns Cl aod 03) N -S250,00I • SS00,000 o -ssoo,001 -s1,ooo,ooo Pt -s1,ooo.001 -ss,000,000 P2 =Sl,000,001 - $25,000,000

Pl -S25,000,00l - U0.000,000 P4 •More than $50,000,000 3. V•I"" Method Codes Q •Appraisal R -Cost (Real E!tal< Ooly) S •Assromeot T•Cub Marko!

(Sec Column Cl) U -Boole Value V>Other W =E•timaled

(Q-W) I

B.

(2)

63.

65.

(3)

(J-P)

(4)

Date of ReportName or Person ReportJnz FINANCIAL DISCLOSURE REPORT

Page 7of10 Dever, James C. 05110/2010

VII. INVES T.l\fENTS and TRUSTS - income, value, transaction• (lncluda lhos. of spouse a.nd dependent children; SU pp. J.1-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.) D A. D.c.

Transactions during reporting period Gross value at endIncome duringDescription of Assets of reporting period reporting period (including trust assets)

(I) (I)(2) (I) (2) (5) Type(e.g.,V•lue Gain Identity of Date , ValueValueAmount Type(e.g.,Place '(X)" after each asset

Code I Method buy,sel Code 1 buyer/sellermm/dd/yy Code 2div., rent, Code2exempt from prior disclosure (A·H) or inL) (J-P) Code3 redemption) (A-H) (if private

transaction)

52. -Wachovia savings acct. A Interest 1 T

53. -Kincccta Federal Savings & Loan checking A Interest J T accL

54. -Kinecta Federal Savings & Loan savings A Interest J T acct.

55. -Kinecta Federal Savings & Loan CD D Interest M T

56. -Kinecta F ederal Savings & Loan CD D Interest M T

57. -Fidelity Cash Reserve acct. D Interest N T

I 58. -New York Life whole life insurance policy A Int.ID iv. K T

59. -New York Life family life insurance policy A IntJDiv. J T

60. -New York Life variable annuity A InLIDiv. J T

61. -USAA whole life insurance policy B lnL/Div. K T

62. -Citibank Bank Deposit A Interest 1 T

-AT&T Inc stock A Dividend 1 T

64. -Chevron Corp stock c Dividend TM

-Citigroup Inc stock A Dividend J T

66. -Comcast Corp Cl A stock A Dividend J T

67. -General Electric Co stock B Dividend K T

68. -News Corp Class A New stock A Dividend TK

I. Jocomc Oaio Codes: A •Sl,000 or less B-Sl,001 • $2,SOO c-s2,so1 -ss,ooo D zSS,001 • S IS,000 EMSlS,001 ·SSO.OOO

(Sec Columns Bl and 04) F •SS0,00 l • SI 00,000 O-SI00,001-Sl,000,000 Ht -Sl,000,001. U,000,000 H2 •Mo than Sl,000,000

2. Value Cod<1 J•SU,000 odcss K•Sll,001 • SS0.000 L •$50,00I - S l 00,000 M..SI00,001-SlS0,000

(Sec Columns Cl aDd DJ) N •$2.lO,OO 1 • SS00,000 o ssoo,001. s1.ooo.ooo Pl •Sl,000,001-Sl,000,000 P2 •l.l,000,001- $2.l,000,000

Pl •$2.l,000,00! - Sl0,000,000 P4 •MDl'c than SS0,000,000

3. Voluc Method Codes Q•Appraisal R -Cost (Real E:itote Ooly) S =Assesmu:ot T-CashMaik<t

(See Colwno C2) U •Book Value v -<Jtb<r W •Es1imaled

of JWng n

I

·-·-

(I)

Date or Re po rt Name of Persoa Reporting FINANCIAL DISCLOSURE REPORT

Page 8of10 05/1012010Dever, James C.

VII. INVESTMENTS and TRUSTS - income, WllMe, transactions (Includes those Df spouse and dependent children; see pp. 31-60 instrwctio s.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) rcportin g period ofreporting period

Value ValueTypc(c.g.,AmountPlace '(X)" after each asset

{I) (2) (2) (I) (2) (J) (4) (5) Value Gain

Code 2 Code 1 IDate Identity of Type (e.g., Code I buy, scidiv., ren Code 2 Method mmldd/yy buyer/sellerexempt from prior disclosure (A-HJ or int.) Codc3(J-P) redemption) (if private (J-P) (A-H)

transaction){Q-W)

69. -Northrop Grumman Corp stock B Dividend L T

70. -Raytheon Company New stock D Dividend M T

71. -3M Company stock A Dividend K T

72.

1. Income Gain Codes: A •S 1,000 or leu B •Sl,001 • $2,500 C •$2,SOl • SS,000 D •SS,001 • SIS,000 E-SIS,001 • Sl0,000

(Seo Columns Bl ind 04) F •SS0.001 • SI00,000 G •SI00,001 • St.000,000 111 •SI ,000,001 • SS,000,000 IU •More 1han SS.000.000

2. Value Code• l •SIS,000 or les• K •SI S,00 I • SS0,000 L -sso.001. s100.ooo M •SI 00,00I • $250,000

($.>e Columns Cl •nd DJ) N •S2SO,OO I • SS00,000 0 -SS00,001 • Sl,000,000 Pl -Sl,000,001 • SS,000,000 P2 -SS,000,001- SlS,000,000

Pl -S25.ooo.001. sso.000.000 re •More than ssn.000,000

3. Value Melhod Codes Q •AppraiSAl R -cost (Real Ewtc Only) S ·Asse=eo! T -C..h Market (See ColWTlll C2) U •Book Value V-Qtbc:r W•Estimakd

ofa--i

Name of Pcnoa Reportlni: Date of Report FINANCIAL DISCLOSURE REPORT

Page 9of10 Dever, James C. 05/1012010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicateparto/RqJorL)

As reflected on my 2008 report, I closed my retirement account that was in the Maupin Taylor, P.A. Profit Sharing Plan in 2008. In closing the account, I sold the various funds that were in the account. I then took: the cash proceeds, established an IRA through Northwestern Mutual [nvestmcnt Services, and rolled the cash proceeds into the [RA. The IRA investments are reflected in the 2008 report and the 2009 report. During 2009, I no longer had any investment in the Maupin Taylor, P.A. Profit Sharing Plan. Thus, the Maupin Taylor, P.A. Profit Sharing Plan information from the 2008 report has dropped out of the 2009 report.

As for the two whole life policies from Northwestern Mutual reflected in my 2008 report, I convened those policies to fixed paid up on November 30,2008. Thus, although I still own the policies, my insurance agent advises me that the money is no longer invested in the portfolios described in my 2007 report and in my letter to the Committee dated July 11, 2008. Instead, my insurance agent advises me that the money in the paid up whole life insurance policies is invested in the Nortwestem Mutual general account, but is not invested in the portfolios listed in the 2007 report. Thus, as with the 2008 report, the 2009 report lists tne two paid up whole life insurance policies.

I became the co-trustee trust in January 2008. I added infonnation concerning that trust in the 2008 report. The report lists the trust as "Trust No. I." I remain the co-trustee and have reported the infonnation in the 2009 report.

Name of Person ReportlnK Date ol Report FINANCIAL DISCLOSURE REPORT

Page 10of10 Dever, James C. 05/10/2010

IX. CERTIFICATION.

I certify that all Information given above (including Information pertaining to my spouse and minor or dependent children, If any) Is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned Income from outside employment and honorarla and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

' . .

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I . ·-i into the marriage.

=:l

George D-:R:eynolds, Esq.

Please note that the report that I am filing is for me alone and not

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The reason is that this was a second marriage for both of us. . . I were married on December 7, 1991. Both of us had substantial assets coming

' " I keep our assets and tax returns

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. . . Jjuoge's <!Ifptmhrrs

11itd1 tntes istrid illnurt Jlf' or tqe outqern istrid of ®qin

J&usnn 3J. 8l!ott 227 t;Totter tefunrf · - <!Inurtlynuse (513) 56·1-7630 C[J1irf istrid JJubgr <fincimmti, ®I7io 4 5 2 02

VIA FEDERAL EXPRESS·

May 10, 2010

Committee on Financial Disclosure CJ--· ;a

f11 Judicial Conference of the United States 0 One Columbus Circle, NE Washington, D.C. 20544

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Re: 2009 Financial Disclosure Report CJ

Dear Committee Members:

There is a prenuptial agreement between us. separate, and I do not have access to any of his financial information.

Enclosed you will find an original and three copies of my Financial Disclosure Report for January 1, 2009 through December 31, 2009.

If the Committee needs any further information, please do not hesitate to contact me at (513) 564-7630.

Sincerely,

Enclosures