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SAMUEL L. SMITH III, GLADYS B. WEST, and CAROL W. MALYEVAC DETERMINATION OF OCEAN GEODETIC DATA FROM GEOSAT The major objective of the GEOSA T satellite is to collect a dense set of high-quality radar altimetry measurements over the world's oceans. The measurements are then processed to obtain ocean geodetic data, geoid heights, and vertical deflections and are combined with other data to pr"ovide operational support to Navy and Department of Defense missions. This article outlines the procedures used at the Naval Surface Weapons Center's Dahlgren Laboratory in making the transition from radar altimeter measurements to ocean geodetic data. INTRODUCTION Satellite radar altimetry for ocean geodetic purposes has reached maturity with GEOSAT. GEOS-3 ' and Seasat, 2 the predece ss or s of GEOSAT, were launched in 1975 and 1978, respectivel y. GEOS-3 pro ved the con- cept of ocean geodesy mea surements by satellite radar altimeters and acquired a significant set of data. Seasat obtained impro ve d accuracy by using newer technology and data process in g, but it experienced a complete power failure after only three month s in orbit, an inadequate length of time to acquire a sufficiently dense set of mea- surements to meet Department of Defense ocean geodetic requirements. GEOSA T was launched in March 1985 and benefited by carr ying a further improved radar al- timeter (see MacArthur' s article elsewhere in this iss ue) and impro ved orbit-determination and data-reduction procedures. The radar mea sures the distance from the radar an- tenna electrical center to the instantaneous sea surface as averaged over the footprint width (several kilometers). The size of the effective footprint depend s on sea state as well as the length of the radar pulse. In order to ob- tain a mean sea surface with respect to a reference sur- face, the orbit and man y system and environmental cor- rections must be calculated; the y are shown in Fig. 1. The Na val Surface Weapon s Center (NSWC) uses the WGS84 reference ellipsoid as the reference surface for GEOSAT . The mean sea surface thu s obtained will ap- pro ximate the geoid (equipotential surface), differing from the true geoid by measurement noise, errors in the corrections, and oceanographic effects (currents, ther- ma l- salinity gradients, etc.). The orbit error s ha ve been significantly reduced from the Seasat values as the result of impro ved gravit y models and impro vement s in the Doppler tracking network ; this will be discussed further in the next section. While most of the environmental cor- rections are made just as they were for Seasat, there have been "improvements in the tide model and data-editing pro cedur es , and the magnitude of the iono spheric cor- The auth or s are wi th the Space and Geodesy Branc h, ava l Su rface Weapon s Ce nt er , Dah lgren, VA 22448. Johns H opkins APL Tec hn ical Digest. Vo lum e 8. N um ber 2 (1987) Center-of- gravity correction Spacecraft center of gravity Radar dish; f = focal l ength Radar feed +-' 'O.!: :::Ja.> Q.'!: E. !: 0.0 u .... (altitude referel)ce point) Raw (measured) range must be corrected for 1. Radar bias at feed 2. Ionosphere 3. Dry troposphere 4. Wet troposphere o Geometr ic instantaneous sea level Radar instantaneous sea level Significant- wave- he i g ht correction __ Tide correction (± ) __ __ - Barometer correction (±) Geoid height Mean sea level geoid -L-_______ -'-__ Reference ellipsoid Figure 1-Altimeter data reduction . rection is less than it was for Seasat. We do not have enough information worldwide to make intelligent cor- rections to remove the oceanographic errors. The sec- tion entitled Computation of Geodetic Data outlines the data sources and procedures used to derive the geodetic data product s. DOPPLER ORBIT COMPUTATIONS The ephemeris of the GEOSA T satellite is computed in two-day spans using observations made by the com- bined TRANET 1 1502-DS Doppler tracking network (Fig. 2). The Magna vox 1502-DS receivers have more stable oscillators than were used in previous satellite receivers. The computed orbit s are based on Doppler measure- ments made on the continuous-wave signal generated by the spacecraft at 150 and 400 megahertz. Two frequen- cies are used to correct for first -order ionospheric effects 197

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Page 1: DETERMINATION OF OCEAN GEODETIC DATA FROM GEOSAT

SAMUEL L. SMITH III, GLADYS B. WEST, and CAROL W. MALYEVAC

DETERMINATION OF OCEAN GEODETIC DATA FROM GEOSAT

The major objective of the GEOSA T satellite is to collect a dense set of high-quality radar altimetry measurements over the world's oceans. The measurements are then processed to obtain ocean geodetic data, geoid heights, and vertical deflections and are combined with other data to pr"ovide operational support to Navy and Department of Defense missions. This article outlines the procedures used at the Naval Surface Weapons Center's Dahlgren Laboratory in making the transition from radar altimeter measurements to ocean geodetic data.

INTRODUCTION

Satellite radar altimetry for ocean geodetic purposes has reached maturity with GEOSAT. GEOS-3 ' and Seasat, 2 the predecessors of GEOSAT, were launched in 1975 and 1978, respectively. GEOS-3 proved the con­cept of ocean geodesy measurements by satellite radar altimeters and acquired a significant set of data. Seasat obtained improved accuracy by using newer technology and data processing, but it experienced a complete power failure after only three months in orbit, an inadequate length of time to acquire a sufficiently dense set of mea­surements to meet Department of Defense ocean geodetic requirements. GEOSA T was launched in March 1985 and benefited by carrying a further improved radar al­timeter (see MacArthur' s article elsewhere in this issue) and improved orbit-determination and data-reduction procedures.

The radar measures the distance from the radar an­tenna electrical center to the instantaneous sea surface as averaged over the footprint width (several kilometers). The size of the effective footprint depends on sea state as well as the length of the radar pulse. In order to ob­tain a mean sea surface with respect to a reference sur­face, the orbit and many system and environmental cor­rections must be calculated; they are shown in Fig. 1. The Naval Surface Weapons Center (NSWC) uses the WGS84 reference ellipsoid as the reference surface for GEOSAT. The mean sea surface thus obtained will ap­proximate the geoid (equipotential surface), differing from the true geoid by measurement noise, errors in the corrections, and oceanographic effects (currents, ther­mal-salinity gradients, etc .). The orbit errors have been signi ficantly reduced from the Seasat values as the result of improved gravity models and improvements in the Doppler tracking network ; this will be discussed further in the next section. While most of the environmental cor­rections are made just as they were for Seasat, there have been "improvements in the tide model and data-editing procedures , and the magnitude of the ionospheric cor-

T he authors are wi th the Space a nd Geodesy Branch , ava l Surface Weapons Center , Dah lgren , VA 22448.

Johns H opk ins APL Technica l Digest . Volum e 8. N um ber 2 (1987)

Center-of­gravity correction

-,.----+---~ Spacecraft center of gravity

Radar dish; f = focal length Radar feed

+-' 'O.!:

~.Ql :::Ja.> Q.'!:

E .!: 0.0 u ....

(altitude referel)ce point)

Raw (measured) range must be corrected for

1. Radar bias at feed 2. Ionosphere 3. Dry troposphere 4. Wet troposphere

o Geometric instantaneous sea level

Radar instantaneous sea level Significant­

wave- he i g ht --r-~i:--r.....3-w--+-correction _~--I_~ __ Tide correction ( ± )

__ --I,....~ __ - Barometer correction (±)

Geoid height Mean sea level geoid -L-_______ -'-__ Reference ellipsoid

Figure 1-Altimeter data reduction .

rection is less than it was for Seasat. We do not have enough information worldwide to make intelligent cor­rections to remove the oceanographic errors. The sec­tion entitled Computation of Geodetic Data outlines the data sources and procedures used to derive the geodetic data products.

DOPPLER ORBIT COMPUTATIONS

The ephemeris of the GEOSA T satellite is computed in two-day spans using observations made by the com­bined TRANET 11502-DS Doppler tracking network (Fig. 2). The Magnavox 1502-DS receivers have more stable oscillators than were used in previous satellite receivers.

The computed orbits are based on Doppler measure­ments made on the continuous-wave signal generated by the spacecraft at 150 and 400 megahertz. Two frequen­cies are used to correct for first -order ionospheric effects

197

Page 2: DETERMINATION OF OCEAN GEODETIC DATA FROM GEOSAT

Smith, West. Malyevac - Deterll1ination of Ocean Geodetic Data from GEOSA T

75~--~----~----~---'~---'--~~~-r--~~~~~----c===~~~

60

45

30

15

-30

- 45

- 60

-75L-~--L-----L-----L-----L---~~----LL----~--~~--~~~~~--~~~~360 o 30 60 90 120 1 50 180 210

Longitude

Figure 2-GEOSAT Doppler tracking network.

on the signal. Observations are made at 50 sites distribut­ed worldwide, resulting in about 225 station passes each day. The data observed on each pass are used to deter­mine two components of the position of the satellite at the time of its closest approach to the station; these are often called navigation errors. 3 One component is the station- satellite range (the "radial error"), and the other is along the velocity vector of the satellite (the "tangen­tial error"). While orbit computations are actually based on least-square fits made to range differences computed from the observed Doppler counts, the navigation errors provide a diagnostic that is useful in evaluating and in­terpreting the quality of the orbit fit.

Orbits are computed using the Doppler observations in the NSWC Celest Computer Program described by O'Toole. 3 The technique is an iterative one of weighted least squares where the data are edited and weighted within the program. Trajectories are formed by directly integrating the equation of motion in the inertial frame. The force equation has components resulting from the gravitational effects of the earth, sun, moon, solar radi­ation pressure, thrust, and atmospheric drag. The latest Defense Mapping Agency Earth Gravity Model is used in the orbit computation. The value used for the earth's gravitational constant is 398600.5 kilometers cubed per seconds squared. The Doppler observational data were corrected to the center of mass of the satellite with the use of the following corrections to the antenna offset from the center of mass:

Radial component Along-track component Cross-track component

- 2.9840 meters 2.2548 meters o meter

The estimated error of the height of the satellite is less than 1 meter rms, with the principal component of the error having a wavelength equivalent to the orbital period of the satellite.

198

COMPUTATION OF GEODETIC DATA

This section describes the procedure for computing the best estimated along-track geoid heights and vertical deflections. The procedure entails the computation of environmental corrections, elimination of spurious data points, separation of data over land/ ice and water, com­putation of subsatellite position and velocity, computa­tion of sea-surface heights, and application of spacecraft system and environmental corrections. In addition, it uses an adaptive Kalman smoother to obtain the best estimated along-track geoid heights and vertical deflec­tions. Figure 3 shows the procedures described below un­der the subheadings Inputs, Corrections, Preprocessor, and Adaptive Kalman Smoother.

Inputs The major inputs to the procedure are Sensor Data

Record tapes, Doppler precise orbits, climatology data, tide constants, coastline coordinates, and sunspot num­bers. The Sensor Data Record tapes provide the altimeter heights, spacecraft system corrections, and other auxili­ary information and are received from APL by messen­ger biweekly. Doppler precise orbits are used in the computation of subsatellite position and velocity and sea­surface heights. The worldwide climatology data (tem­perature, atmospheric pressure, and partial pressure of water vapor) are transmitted daily from the Fleet Nu­merical Oceanography Center, Monterey, Calif., over the Naval Oceanographic Data Distribution System. Al­gorithms for computing barotropic, wet, and dry tro­pospheric refraction corrections require the climatology data. The tide amplitudes and phases are computed using the Schwiderski model, 4 and the results are used in the determination of the tide correction.

The Central Intelligence Agency World 2 Database of coastline coordinates was used to generate a masking grid for separation of land/ ice and water data. The database

Johns H opkins APL Technical Digest , Volume 8, Number 2 (/987)

Page 3: DETERMINATION OF OCEAN GEODETIC DATA FROM GEOSAT

Smith. Wes t , Ma lyevac - Dererminorion of Ocean Geoderic Dora from GEOSA T

DMA/AC - Defense Mapping Agency/Aerospace Center DMA/HTC - Defense Mapping Agency/

Hydrographic Topographic Center FNOC - Fleet Numerical Oceanography Center GDR - Geophysical Data Record IGOR - Intermediate Geophysical Data Record NAVOCEANO - Naval Oceanographic Office NSWC - Naval Surface Weapons Center SDR - Sensor Data Record

NAVOCEANO

DMA/AC

Other DO D users

Figure 3-GEOSAT data flow.

was acquired from the Naval Oceanographic Office, Bay St. Louis, Miss. The ionospheric refraction model re­quires the predicted monthly sunspot numbers acquired from the National Oceanic and Atmospheric Administra­tion's National Geophysical Data Center, Boulder, Colo.

Corrections The altimeter height, determined by calculating the

time required to transmit the radar signal from the space­craft to the ocean surface and return, is corrected for environmental, instrument, and spacecraft system errors. Corrections for instrument and spacecraft errors are pro­vided on the Sensor Data Record tape and are described in the System Interface Control Document. 5 Environ­mental corrections include wet tropospheric refraction, dry tropospheric refraction, barotropic pressure loading, ionospheric refraction, and ocean and solid earth tides. The barotropic, wet, and dry tropospheric models em­ploy the climatology fields provided by the Fleet Numeri­cal Oceanography Center. In instances where climatology data are missing, standard values are used in the models. The ionospheric refraction correction is computed us­ing a model scaled by the monthly average sunspot numbers.

Preprocessor The altimeter heights are preprocessed, then combined

with the orbit heights and environmental corrections to give the sea-surface heights that are input to the Kalman smoother. Preprocessing involves the separation of land/ ice and water data and the elimination of spurious al-

Johns HopkillS APL Technical Digest. Volume 8. N umber 2 (1987)

timeter heights. Data separation is accomplished by us­ing the coastline coordinates masking grid derived from the Central Intelligence Agency World 2 Database, and land/ ice and water data are stored as two different data files. The land/ ice data are used for topographic studies, and the geodetic products are generated from the water or ocean data.

Four tests are used in the elimination of spurious al­timeter heights: boundary values for heights, boundary values for standard deviation of heights, status of the automatic gain control, and status of the mode word. A sliding linear least-squares fitting procedure is applied to the heights to remove any spurious heights undetected by the previous tests . The significant wave height and the automatic gain control are processed by a procedure similar to the one for the heights.

Adaptive Kalman Smoother The sea-surface heights, separated by satellite revolu­

tions and divided into time-continuous segments, are in­puts to an adaptive nonsteady-state Kalman smoother. The smoother is based on a third-order Markov pro­cess o and was adapted for the altimeter by C. J. Co­hen as given in Appendix A of Ref. 7. An adaptive algorithm 8 was used to provide improvements to the set of a-priori smoother parameters, autocorrelation dis­tances, geoid height variance, and noise standard devi­ation . The Kalman smoother produces the final geodetic products, best estimated along-track geoid heights, and vertical deflections in time-continuous segments. These are written to tape and comprise the filtered geodetic data records sent to users.

199

Page 4: DETERMINATION OF OCEAN GEODETIC DATA FROM GEOSAT

Smith. West , Malyevac - DeterJl1 ination of Ocean Geodetic Data /rO Jl1 GEOSA T

ACCURACY

NSWC analyzes selected geodetic data derived from GEOSAT both as a means of quality control for data sent to users and to determine the nature, magnitude, and source of residual errors in the geodetic data. The methods used in these analyses are (a) self-consistency at intersections and along repeat or near-repeat tracks and (b) comparisons with independent data such as those derived from shipboard gravimetry, where available. The spectral content receives particular attention, since many of the potential error sources have characteristic wave­lengths. The numerical results of these analyses are clas­sified and cannot be presented here, but a few general statements may be of interest. The orbit error (long wavelength), although much improved over the orbit er­ror in Seasat, continues to be the largest. Techniques based on intersection analysis will minimize that error in the final geodetic products. The lower solar activity during GEOSA T results in smaller ionospheric errors, and the large database acquired over the 1 Yz -year time span allows all atmospheric errors to be reduced in the final products by averaging. The magnitudes of oceano­graphic effects (such as current systems) have become a larger part of the total error budget. Since we do not have enough information worldwide to correct for them, the GEOSA T geoid will have strong oceanographic sig­nals aliased into it. To start attacking the aliasing, the worldwide dynamic-anomaly heights were computed us­ing the Levitus9 model for each GEOSAT data point and included on the along-track data file. Figures 4 and 5 (with all numbers removed for classification reasons) are examples of small-area geoid height contours and three-dimensional surface projections of the GEOSA T geoid.

SUMMARY

Observations from over 6000 revolutions of GEOSA T (over 360 million observations) have been reduced to along-track geodetic data (geoid heights and vertical de­flections) using the system of computer programs des­cribed above. These data have been examined graphically and distributed to the Defense Mapping Agency Aero­space Centet , St. Louis, Mo. ; the Naval Oceanographic Office, Bay St. Louis, Miss .; and other specified Depart­ment of Defense users. Analysis has shown the quality of the geodetic data to be outstanding. The oceanograph­ic effects aliased into the geoid are now the predominant uncorrectable error sources, but GEOSAT may give re­searchers the data that could lead to accurate modeling (and therefore allow removal from the GEOSA T geoid) o f the oceanographic signals. At the end of the geodetic mission , an orbit change is planned , and GEOSA T will commence the Oceanographic Exact Repeat Mission (see the article by McConathy and Kilgus elsewhere in this issue).

REFE RE CES

I GEOS 3 Project i sue, J. Geophys. Res. 84 (1979). ~Seasat is ue , 1. Geophys. Res. 87 (1982).

200

Latitude

Figure 4-Geoi d heig ht co ntours .

Figure 5-Sample geoid surface.

:1 J. W . O'Toole, Celest Compllter Program jar Compll ting Satellite Orbits, Technical Report o . 3565, Naval Surface Weapo ns Center, Dah lgren, Va. (1976) .

-I E. \ \ ' . Sch\\'iderski, Global Ocean Tides Part 1/: The Semidiuf'I1al Pril1cipal LlIl1ar Tide ( .\12 )' A tlas oj Tidal Charts .v/aps, TR- 9-414, ava l Surface Weapons Center , Da hl gren , Va. (1979); a lso Parts III to X.

ST. D. Co le, "GEOSAT-A Data sers / Ground System Interface Contro l Document ," JH I APL 7292-9510 (1985).

oS . K. Jordan, J. Geophys. Res. 77, 3660-3670 ( 1972) . -G. B. West , T. l. Hi cks, and R . B. Manrique, NSWC/ DL Filtering oj

G£OS-J Radar A ltilllet ry Data, Appendix A , T R-3686, ava l Surface Weapon Center TR -3686, Dah lgren, Va (1977) P Uglnclus, " Adapt)\e FIl tering of GEOS-1l 1 Allimetry Data," 1977 Spring American Geophysica l Uni o n Meetin g, Washington , D.C. (May 1977) .

I) . Le\'itu\, "Clim a to logica l Atla\ of the Wor ld Ocea n, " National Ocea no­grap hi c and Atmospheric Admini stra ti o n Profess io na l Paper 13 (1982).

ACK OWLEDGME TS-The Defense i\l apping Agency in Washington pro\'ided the support for processing and analysis of the GEOSAT data. Many people a t SWC have contributed over the past several years to the develop­ment of the GEOSAT system. The authors want to thank H. Seay for produc­ing the precise orbital ephemeride and the many members of both the Space and Ocean Geodesy and the Physical Sciences Software Branche a t SWC who have made extensive contribution in developing and using the GEOSA T com­puter program .

John H opkins APL Technica l Digesc, Volume 8, Number 2 (1987)