Upload
center-for-american-progress
View
217
Download
0
Embed Size (px)
Citation preview
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
1/31 WWW.AMERICANPROGRESS.O
Designing Better AccountabilityMechanisms for the 2030 Agenda
for Sustainable DevelopmentBy Molly Elgin-Cossart and Rahul Chandran
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
2/31
Designing BetterAccountability Mechanismsfor the 2030 Agenda forSustainable Development
By Molly Elgin-Cossart and Rahul Chandran
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
3/31
1 Introduction and summary
4 Background
6 Identifying lessons from existing accountability mechan
6 Global mechanisms
9 Regional mechanisms
13 Influencing SDG implementation through accountabilit
mechanisms
13 Inspiration: collective action, champions, and the power of reputation
14 Learning deepening understanding, driving adaptation, and delivering pol
reforms
16 Findings
18 The HLPF
19 Recommendations
19 Set transitional objectives for HLPF 2016
20 Focus HLPF’s 2017-2020 on providing the building blocks for success
21 Devolve as much as possible
22 Be unafraid to be creative
23 Conclusion
26 Endnotes
Contents
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
4/31
1 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Develo
Introduction and summary
U.N. member saes have said ha he 2030 Agenda or Susainable
Developmenhe hisoric agreemen o end povery and promoe shared eco-
nomic prosperiy, social developmen, and environmenal proecionwill mos
effecively be achieved wih he aid o well-designed accounabiliy mechanisms
and “a robus, volunary, effecive, paricipaory, ransparen and inegraed ollow-
up and review ramework … operaing a he naional, regional and global levels.”1
Using accounabiliy mechanisms o suppor he implemenaion o heSusainable Developmen Goals, or SDGs, will require serious and sraegic
hinking. Accounabiliy or he SDGs will and should be led by local and naional
mechanisms. Tese mechanisms will be driven by ciizens, governmens, and heir
own specific relaionships. Regional and global accounabiliy mechanisms can,
however, ac as so-called orce mulipliers or such naional iniiaives and will
help saes and ciies achieve he 2030 agenda.
o do so, accounabiliy mechanisms and heir advocaes mus appreciae ha he
greaes influence will be ound in supporive and appreciaive mechanisms. Tere
is no room or puniive mechanisms a he global or regional levels. Te more
ha global and regional ools can enhance and complemen local and naional
accounabiliy efforsby enabling domesic legislaive processes or ciizen
engagemenhe greaer he poenial effec.
Trough an examinaion o five exising accounabiliy mechanismshe
Annual Miniserial Review, or AMR; he Developmen Cooperaion Forum,
or DCF; he Inernaional Moneary Fund, or IMF, Aricle IV consulaions;
he Organisaion or Economic Co-operaion and Developmen, or OECD,
peer reviews; and he Arican Peer Review Mechanism, or APRMhis reporidenifies wo primary pahways or developing accounabiliy mechanisms o
influence SDG implemenaion:
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
5/31
2 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Develo
• Harnessing the power of inspiration. Accounabiliy ools should ideniy
championscounries and ciies ha demonsrae significan progress oward
meeing or have achieved individual goals and argesand aciliae he shar-
ing o hese success sories; suppor collecive acion; and use he posiive power
o repuaion. Using poliical engagemen or publiciy orms a valuable par o
how accounabiliy can inspire beter implemenaion.
• Evidenced-based learning. Mechanisms should be explicily geared o deepen
an undersanding o wha works and wha does no; help drive adapaion;
and deliver policy reorms. High-qualiy analysis based on robus sandards
can help decision makers and reorm leaders o beter undersand possible
pahways o success.
In addiion, he auhors find six general characerisics ha accounabiliy mecha-
nisms should possess in order o be effecive. Tese could provide a useul yard-
sick or measuring proposals ha emerge in he uure:
• Clear objectives. Mechanisms should speciy wha hey hope o achieve and how.
• Form linked to function. Te srucure o a mechanism should reflec is objec-
ives and be realisic regarding is limiaions.
• Robust incentives. Criical or building effecive SDG accounabiliy mecha-
nisms is undersanding he need or incenives boh o drive change and o
encourage subsanive paricipaion. oo many mechanisms creae oo much o
a burden or paricipans and reduce he likelihood o serious engagemen. Te
use o cos-benefi analysis could help in his effor.
• Better balance between substance and process. Real, nonsaniized engage-
men is essenial. Te use o evidence helps makes mechanisms real. Te curren
discussion needs o shif o a greaer undersanding o he need or subsance.
• Range of stakeholders. Te evidence suggess ha member saes, wihou
civil-sociey engagemen, end oward nonsubsanive engagemen. Te
inclusive process ha gave rise o he SDGs should be mirrored by inclusivemechanisms or accounabiliy.
• Use of champions to drive learning. Te evidence rom pas mechanisms sug-
gess ha he role o champions and success sories may be he mos effecive
pahway o inspire change and influence policy.
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
6/31
3 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Develo
Te above lessons highligh he imporance o high-level inspiraion and conin-
ued learning in order o deliver effecive policy reorms. In ligh o such lessons,
we recommend ha member saes ake he ollowing our seps:
1. Set transitional objectives for the 2016 High-Level Political Forum, or HLPF.
Tis should include ideniying explici objecives or uure HLPFs; drivinginvesmen aimed a building robus mechanisms; and ensuring ha uure
HLPFs remain flexible. Member saes should also ariculae heir sraegic
expecaions or he Unied Naions.
2. Focus HLPFs 2017–2020 on providing the building blocks for future success.
Tis can be achieved by leveraging he principles o robus incenives; using
evidence and being inclusive; seeking o ideniy champions; delivering genu-
ine learning ha shapes policy; and mainaining poliical atenion, paricularly
hrough a successul 2019 HLPF.
3. Devolve as much as possible. Member saes should respec he principle o
subsidiariy and ensure ha responsibiliies wihin accounabiliy mechanisms
are as close as possible o he level o he decisions ha hey seek o influence.
Essenially, his means i any quesion or discussion could happen a a local,
regional, subnaional, or naional level, i should.
4. Be unafraid to be creative. Te HLPF offers an opporuniy o use esed
mechanisms such as prizes. For insances, member saes could hold a compei-
ion or creaive suggesions, wih he prize being atendance a he 2019 HLPF.
Tere should also be a move o experimen wih youh involvemen or perhaps
he esablishmen o a commission on lessons o be learned, which would
model bold approaches used by saes and ciies.
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
7/31
4 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Develo
Background
On Sepember 25, 2015, leaders represening 193 counries gahered a he
Unied Naions and commited o pu he world on a pah oward susain-
able and inclusive economic growh hrough he 2030 Agenda or Susainable
Developmen. Tis agenda is ariculaed hrough a se o 17 SDGs linked o 169
argesa significan increase on he eigh goals and 21 arges o he Millennium
Developmen Goals, or MDGs. Given he breadh and complexiy o he SDGs, i
will be crucial o have mechanisms o accounabiliy in place ha suppor member
saes in he successul implemenaion o he goals.
Tis repor hereore seeks o ideniy lessons gahered rom exising accoun-
abiliy processes, invesigaing heir implicaions, and presening opions or
building accounabiliy mechanisms ha can beter suppor he 2030 Agenda or
Susainable Developmen. Tis repor ocuses on he global and regional levels,
wih paricular atenion paid o he HLPF, which is he only mechanism ha cur-
renly exiss o review SDG progress.
Tere is consensus ha accounabiliy in he 2030 agenda should be led by local
and naional mechanisms. Te naure o naional accounabiliy mechanisms will
vary widely and will be driven by ciizens, governmens, and heir own specific
relaionships.2 Regional and global accounabiliy mechanisms can, however, ac
as so-called orce mulipliers or such naional iniiaives and play an essenial
albei supporingrole in implemening he 2030 agenda.
For cenuries, poliical scieniss have been concerned wih accounabiliy, which
we define here as a means or holding hose wih he power o make decisions o
accoun when hey ac on behal o a larger group.3 Member saes, reerring o he
2030 agenda, have noed i will be achieved hrough “a robus, volunary, effec-ive, paricipaory, ransparen and inegraed ollow-up and review ramework …
operaing a he naional, regional and global levels.”4
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
8/31
5 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Develo
Research on how o effecively suppor volunary inernaional agreemens
suggess ha domesic poliics are a he ronline o accounabiliy and here-
ore mus be he basis o effecive mechanisms a he regional and global levels.5
Inernaional agreemens such as he SDGs may seem weak because o heir
lack o hard enorcemen mechanisms. However, inernaional agreemens ha
empower domesic groups o mobilize or simulae domesic legislaive or judicialprocesses increase he likelihood o compliance. In mos cases, as noed by Dr.
Beh Simmons, a proessor a Harvard, “he real poliics o change is likely o
occur a he domesic level,”6 which is why he primary locus o accounabiliy or
he SDGs should also be localspecifically, beween ciizens and saes.
Criical o any discussion o such mechanisms is he recogniion ha here is
essenially no room or puniive regimes o global or regional accounabiliy
or he SDGs. Raher, posiive reinorcemen, hrough horizonal or social sof
oolssuch as peer review processeswill orm he core o such mechanisms.
Creaing incenives will be necessary in order o ensure ha hese are effecive.Furhermore, he more ha global and regional ools can enhance and comple-
men local and naional accounabiliy efforsby enabling domesic legislaive
processes or ciizen engagemenhe greaer effec hey migh have.
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
9/31
6 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Develo
Identifying lessons from existing
accountability mechanisms
Tis secion examines selec accounabiliy mechanisms a he global and regional
levels in order o ideniy heir srenghs and weaknesses.7 Tese lessons underpin
he recommendaions presened in he final secion o his repor.
Global mechanisms
A he global level, he iniial srucure o accounabiliy or he MDGs consisedo ollow-up and review under he auspices o he U.N. Economic and Social
Council’s, or ECOSOC, Commission on Susainable Developmen, or CSD.
Laer, he 2005 World Summi creaed he Annual Miniserial Review 8 and
Developmen Cooperaion Forum.9 In addiion o he AMR and he DCF, he
IMF’s Aricle IV consulaions process is also examined.
The Annual Ministerial Review
Te AMR was mandaed o conduc a miniserial-level review o progress oward
he MDGs and o evaluae and review implemenaion o he U.N. Developmen
Agenda. Approximaely 10 member saes presen heir naional progress, suc-
cesses, and challenges in rying o achieve he MDGs each year. Tese yearly
evaluaions build on consulaive counry-led regional reviews. A he global
level, he U.N. secreary-general presens a repor examining global progress on
he U.N. Developmen Agenda.
Te AMR has been described as having a highly scriped, consrained orma
ha lacks any independen review mechanism, hus prevening dialogue or anykind o so-called challenge uncion. Te AMR does no include ollow-up on he
review and is recommendaions. Moreover, he presening sae selecs he hree
saes ha will review is perormance and generally selecs hose ha are avor-
ably inclined. 10 Te AMR also observes he ECOSOC’s rules o procedure, which
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
10/31
7 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Develo
do no allow nongovernmen organizaions, or NGOs, ino meeings “excep by
exclusive inviaion.”11 Finally, only developing counries presen heir progress.
While donors are expeced o be responsible or developmen cooperaion and
helping counries mee he MDGs, hese componens are discussed in he sepa-
rae biennial DCF, which was also inroduced in 2005.
When i comes o esablishing an effecive mechanism, wo key lessons emerge rom
he experience and shorcomings o he AMR, specifically, ha a mechanism should be:
• Linked to clear objectives. I was never clear wha he AMR was mean o
achieve. Was i mean o be a orum or member saes o share real success
sories? I so, why were here no suppor srucures o scale posiive sories o
oher counries? Or was i an opporuniy o explore ideas ha were no work-
ing and share cauionary ales? Tis migh have been an effecive oucome, given
he lack o ouside paricipaion, bu wha incenives were in place o encourage
such disclosure? Specificiy on wha he oucomes should be, as well as whadecisions should change and how will help ensure ha any SDG mechanisms
have a chance o achieving heir goals.
• Linked to clear incentives. Te flip side is ha he lack o incenives or serious
paricipaion reduces he likelihood o a mechanism achieving is poenial. Te
AMR does no rigger addiional resources, provide clear learning opporuni-
ies, or showcase achievemens in a way ha eiher booss repuaional effecs
or provides an incenive o openly explore challenges. As a resul, presenaions
up o 2014 ocused solely on he posiive raher han on boh successes and
challenges, which lessened he poenial or learning and made i more abou
member saes blowing heir own rumpes.12
The Development Cooperation Forum
Te DCF, a biennial high-level orum o member saes:
… reviews trends in international development cooperation, promotes greater
coherence among the development activities of different development partners
and helps to promote policy integration and to strengthen the normative and
operational link in the work of the United Nations.13
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
11/31
8 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Develo
While no explicily a review procedure, a key ocus area or he DCF in recen
years has been global accounabiliy in developmen cooperaion.14 DCF mem-
bership, like ha o he AMR, is closed o nonsae acors. While is preparaory
process osensibly gives voice o a wide range o sakeholders, i largely remains
shu o meaningul inpu rom civil sociey.15
While he DCF, as a orum ha encompasses all member saes as equal mem-
bersunlike oher orums, such as he OECD Developmen Assisance
Commiteeis seen o have universal legiimacy,16 ha legiimacy is undermined
by is ineffeciveness. I does no have wide poliical buy-in, and many key develop-
men acors have shown a limied willingness o engage wih he DCF. 17 Moreover,
he DCF does no creae a plaorm or genuine eedback or engagemen abou he
limis o progress oward parnership or provide an opporuniy or learning rom
and coordinaing wih a range o acors in order o srenghen parnership.
Te experience o he DCF reinorces he lessons rom he AMRin paricular,he idea ha in order o be effecive, mechanisms mus be genuine. Mechanisms
ha allow member saes o only presen saniized versions o inormaion do no
produce engagemen or serious oucomes. I is elling ha boh he DCF and he
AMR are subsanively closed o civil sociey in his regard.
IMF Article IV consultations
Since he 1970s, he IMF has conduced surveillance o is member economies
in accordance wih Aricle IV o is Aricles o Agreemen. Tese consulaions
are mean o ensure ha counries pursue policies conducive o macroeconomic
sabiliy.18 According o he IMF, counry surveillance is carried ou hrough a
counry visi o collec economic and financial inormaion, including consul-
aions wih naional auhoriies on recen economic developmens and heir
moneary, fiscal, and relevan srucural policies. Te repor is hen submited
o IMF managemen and hen o is execuive board or discussion. Te counry
is represened a he IMF board meeing, and i he individual represening he
reviewed counry a he board meeing agrees, he ull Aricle IV consulaion
repor is released o he public.19
Te Aricle IV process is sricer han a normal peer review process. Te ermsurveillance emphasizes he IMF’s role in supervision and compliance. In wealh-
ier counries ha do no require IMF resources, Aricle IV consulaions have
less power o promoe policy change. In poorer counries, however, where IMF
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
12/31
9 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Develo
resources are imporan o economic managemen and alernaives are scarce, he
consulaions are much more influenial. Te key criicism, however, is ha he
IMF as a whole is G7 dominaed and hereore represens he ineress o hese
counries raher han providing a wider and more balanced perspecive.20
Te Aricle IV consulaions demonsrae he value o high-qualiy analysis ando he link o resources. A he same ime, hey demonsrae he risks posed by
noninclusive governance o any process ha seeks o have a global reach.
Regional mechanisms
A he regional level, peer review has evolved ino a primary mechanism or coun-
ries o engage wih one anoher, as well as wih mulilaeral insiuions. Tis sec-
ion explores he peer review mechanisms o he OECD and he Arican Union.
OECD peer reviews
Peer review has been used a he OECD or more han 50 years.21 Te OECD
defines peer review as “an examinaion o one sae’s perormance or pracices in a
paricular area by oher saes.”22 Te objecive is “o help he sae under review
improve is policymaking, adop bes pracices and comply wih esablished
sandards and principles.” OECD peer review processes have evolved over ime o
include more involvemen rom civil sociey, business, and labor organizaions. 23
Analysis o he OECD peer review process suggess ha he key acors govern-
ing heir success are he echnical compeence and independence o he OECD
secrearia and examiners. In addiion, he posiion o hese reviews wihin a
wider ecosysem o policy dialogue and debae creaes room or compeing voices,
which are key in saeguarding he credibiliy o he reviews.24
Te OECD also conducs economic surveys and environmenal perormance
reviews, or EPR s, which have relevan lessons as well. Te EPR process highlighs
he need or indicaors o be boh poliically and echnically credible. Te eco-
nomic echnical communiy does no appear o have aken is effors seriously,
and high-level officials have no suppored he indicaors in public. Relaed o his,he EPR recommendaions rarely go beyond policy docrine, which undermines
heir abiliy o inorm learning or influence policy discourse in any real way.25
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
13/31
10 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
Key lessons rom he OECD peer review mechanisms include he ollowing:
• Reviews are more successful when they include a quantitative or ranking
element. For example, he OECD Jobs Sraegywhich ranks members
based upon heir unemploymen reducion26in addiion o he OECD’s
Developmen Assisance Commitee, or DAC, peer review mechanism, have become useul analysis and advocacy ools.27 Indicaor monioring mecha-
nismsand even ranking mechanismscan spur a race o he op. Conversely,
monioring also encourages behavioral changes by hreaening repuaional
coss or poorly perorming saes and providing odder or civil-sociey groups
or domesic sakeholders.28
• Credibility is key. Indicaors and policy recommendaions, i generaed, mus be
credible o he poliical communiy; he echnical communiy; and wider civil
sociey in order o generae engagemen.
• Civil-society engagement multiplies the effect of quantitative scoring when
the scoring is reliable. When civil sociey russ he mechanism or generaing
quaniaive scoring, i increases he abiliy o hese scores o be used as an advo-
cacy ool. Tis requires reliable echnical compeence on behal o he scorers.
• High-level political engagement is essential. Where peer review ails o link o
high-level engagemen in any ormal way, and i here is no media or civil-sociey
engagemenas is largely rue o he EPRhe effec is diminished.
African Pee r Review Mechanism
Te Arican Peer Review Mechanism was creaed in 2003 by he Arican Union
as a volunary sel-monioring mechanism in order o urher share poliical and
economic norms, as well as common developmen objecives wihin he New
Parnership or Arica’s Developmen, or NEPAD.29 Paricipaion is volunary, and
he organizaion’s auhoriy is he commitee o he paricipaing heads o sae
and governmen, or PHSG, which represens he various regions wihin Arica.
Te APRM is innovaive in is link o a mechanism or access o resources: I a
counry shows demonsrable will o fix is shorcomings, i will receive any avail-able assisance. I such poliical will does no exis, paricipaing saes are sup-
posed o engage leaders in dialogue and offer echnical assisance. I his ails, he
PHSG are mean o noiy he governmen ha hey will “proceed wih appropri-
ae measures by a given dae” o creae incenives or acion.30 Afer his process,
he repor is lodged wih regional and subregional insiuions. Tus he APRM
includes, in heory, boh posiive and negaive incenives or compliance.
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
14/31
11 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
Te ARPM is well designeda leas on paper. Te decision-making auhoriy in
he APRM is a he highes poliical levela orum o heads o sae and govern-
men who appoin a panel o prominen poliical and academic leaders o manage
he process. Te APRM has echnical and adminisraive suppor hrough a
cenral secrearia. A counry review eam comprised o echnical expers rom a
mix o Arican counries and accompanied by a member o he panel underakeshe reviews.31 o promoe ransparency and social accounabiliy, he counry
reviews are designed o include consulaions wih NGOs, communiy organiza-
ions, and sakeholders.32 In addiion, hese reviews are supposed o be made
public and submited o relevan regional and global bodies, such as he Arican
Union, as well as o he ECOSOC.33
However, he APRM has sruggled. While paricipaing members are supposed o
conribue o unding he secrearia, ew have been able o do so. Te secrearia
remains shor-saffed and lacks he echnical knowledge necessary o complee he
reviews.34 Moreover, he secrearia is generally over-sreched given he remen-dous breadh o APRM reviews, which cover democracy, poliical governance,
corporae governance, economic governance, as well as oher areas.35
Te reviews ha emerge may hereore no be o a sufficien echnical sandard
and conain inaccurae or oudaed inormaion, which could undermine heir
credibiliy as pracical resources or policy developmen. Furhermore, he
reviews are no always clearly linked o counries’ plans o acion nor are coun-
ries required o respond o he reviews.36 Te APRM experience also highlighs
he ac ha no all civil-sociey engagemen is equal. Analyss have argued ha
NGOs and communiy groups are eiher careully seleced by governmens o
avoid overly criical acors or are given so litle inormaion abou he process ha
hey are no able o ully engage.37 As a resul, Kenyan Presiden Uhuru Kenyata
recenly lamened ha he APRM had become a mere bureaucraic exercise and
has los high-level poliical atenion and buy-in.38
Key lessons rom he APRM process include:
• Reviews must have a clear subject and a reasonable timeframe. Te breadh o
he APRM reviews made hem very difficul o conduc. Narrowing he ocusand reducing he requency o hese reviews could help bolser heir echnical
qualiy and credibiliy.39
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
15/31
12 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
• Inadequate resources undermine reviews and the underlying mechanism.
Under-resourced secrearias lead o poor reviews. Poor reviews lead o a loss o
confidence in he mechanism and a loss o engagemen a a senior poliical level.
• Civil-society engagement requires adequate resourcing and care. Genuine
civil-sociey engagemen adds value. Fig-lea engagemen will be exposed or wha i is.
|
ABLE 1
ccountability mechanisms at global and regional levels
Key mechanisms, strengths, weaknesses, and lessons
Mechanisms Strengths Weaknesses Lessons
Global mechanisms
AMRs
• High-level political engagement
• Positive reputational benefits
• Participatory imbalance between
developed and developing countries
• Lack of incentives
• Lack of learning opportunities
• Lack of civil society engagement
Clear review of objectives and incentives
for participation are crucial.
DCF
• Donor focused
• Universal among U.N. member states
• Legitimate
• Lack of incentives
• Lack of civil society engagement
• Lack of political buy-in
• Lack of learning opportunities
Mechanisms must be inclusive and
promote genuine participation.
IMF Article IV
consultations
• Technical competence
• Good data collection
• Lack of independence
• Penalties for noncompliance
High-quality analysis should be linked
to incentives.
Regional mechanisms
OECD-country peer
reviews
• Data collection and technical
competence
• Lack of political buy-in
• Lack of inclusiveness outside the
OECD-DAC
Quantitative rankings encourage
behavioral change.
Political buy-in is key.
APRM
• Positive incentives
• Regional mechanisms that reinforce
national mechanisms
• Inclusivity
• Funding and capacity shortfalls
• Lack of buy-in
• Bureaucratic overburdening
Adequate resourcing and strong direction
enhance credibility.
ources: Authors’analysis of accountability mechanisms using reports, reviews, and studies by the U.N. Offi ce of the High Commissioner for Human Rights; the Center for Economic and Social Rights;he U.N. Department of Economic and Social Affairs; the German Development Institute; the IMF; the OECD; Politikon;Journal ofSustainable Development; DARA; Margaret E. Keck and Kathryn Sikkink,
ctivists Beyond Borders: Advocacy Networks in I nternational Politics (Ithaca, NY: Cornell University Press, 1998); the APRM; the Nordic Africa Institute; Partnership Africa Canada; and Human Rights
uarterly.
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
16/31
13 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
Influencing SDG implementation
through accountability mechanisms
Accounabiliy is no an end in isel. Te SDGs and he MDGs beore hem are
par o a volunary inernaional ramework raher han a reay or convenion
wih legal and regulaory power. Te role o accounabiliy mechanisms is o influ-
ence he achievemen o he goals. Tere are wo cenral ways in which accoun-
abiliy mechanisms can reinorce achievemen o global goals. Te pahways are
neiher muually exclusive nor equally relevan across all counries and conexs.
Inspiration: collective action, champions, and the power of reputation
As volunary commimens, he SDGs speak o a higher sandard o ambiion han
a legally binding documen would be able o secure. In doing so, he goals can ac
as norms ha provide a rallying cry or ordinary ciizens, advocaes, and govern-
mens. Such a rallying cry was already eviden, in par, wih he MDGs, which
galvanized high-level atenion and a global campaign effor.40
Campaigning and mobilizaion mater, as was seen a he 2005 Gleneagles sum-
mi. Tere, he G8 endorsed he MDGs’ underlying conceps, including is head-
line goal and an agreemen on deb relie, which represens one o he greaes
successes o he eighh MDG: “Develop a Global Parnership or Developmen.”41
Tis ollowed a global campaign, “Make Povery Hisory,” which combined
domesic pressure on G8 counries along wih inernaional atenion and engage-
men, including specific pressure on he Unied Kingdom, which held he G8
presidency in 2005.42 Tis high-level atenion spurred commimens rom wha
was hen he world’s pre-eminen economic orum. Domesic publics played a
roleor example, civil sociey in he Unied Kingdom organized massive mobili-
zaions ahead o Gleneagles.
Tis experience; he desire o member saes o proclaim heir successes in he
AMR and he DCF despie heir limied uiliy; and he abiliy o peer reviews
and quaniaive scoring o creae an incenive or change all illusrae he power
o repuaion. Saes, like people, are proud and enjoy posiive effecs on heir
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
17/31
14 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
repuaion. Smar accounabiliy mechanisms or a volunary regime mus ake
advanage o his in order o creae as many posiive effecs as possible. Te idea
o “muual accounabiliy” is a useul way o hinking abou his as a means o o
move away rom a puniive noion o sancions linked o he policing o acions
and oward co-responsibiliy or implemening a common agenda.43
Tereore, or he SDGs, a criical pahway or accounabiliy mechanisms o
mater may be hrough he idenificaion o champions: counries and ciies ha
can demonsrae significan progress or achievemen oward individual goals
and arges. Tis is refleced in our analysis o exising mechanisms, which poin
o he cenraliy o high-level poliical engagemen in meaningul accounabiliy
mechanisms. Te breadh o he SDGs will provide many opporuniies or differ-
en counries o proclaim heir successes hrough reporing mechanisms and he
poenial repuaional benefis will provide an incenive. Ideally, success sories
will provide inspiraion o ohers.
Learning: deepening understanding, driving adaptation, and delivering
policy reforms
Te challenge o implemenaion also poins o he need or learning lessons on
wha works, wha does no, and how risks o implemenaion migh manies
hemselves. A sraegic opporuniy or accounabiliy mechanisms o conribue
o implemenaion is hrough using hem o esablish space or learning. Clearly,
learning rom champions is relevanas champions can share lessons on wha
has worked. Conversely, anoher learning opporuniyone ha requires careul
houghis finding space or sories o ailure.
Te qualiy o sandards and indicaors around he SDGs will also influence he
poenial or learning. When echnical sandards are robus and indicaors are
measurable, hey become he reerence poin or dialogue around an issueno
jus wih poliicians and campaigners bu also wih he implemeners and civil
servans whose engagemen is necessary or success. When here is a common
dialogue, i is much easier o undersand wha works, as well as wha does no.
Finally, effecive learning is also a uncion o robus eedback loops. Mexico,
a high perormer in erms o MDG progress, credis is Specialized echnical
Commitee o he MDGs as “essenial o he evaluaion process and coordina-
ion wihin minisries responsible or achievemens o he MDGs.”44 Te ocus on
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
18/31
15 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
saisics helped o clariy responsibiliies a differen levels o governmen, as well
as “help civil sociey o beter engage… reinorc[ing] he viruous circle o public
acion, ransparency, assessmen and accounabiliy.”45
Indicaors and sandards also creae an incenive or implemenaion. Tey can
empower senior officials, or example, o drive perormanceas seen in he caseo Mexicoand hey can also be useul due o public obligaions o disseminae
inormaion.46 Many counries, or example, work wih he U.N. Developmen
Programme, or UNDP, o compile annual MDG achievemen repors, which have
ocused domesic and inernaional atenion on arges.47
Civil servans’ desire o improve perormance on indicaors or heir respecive
counry’s sanding can drive changes in policies and procedures. Peer review pro-
cesses in paricular, as explored above, illusrae how accounabiliy mechanisms
can creae a space o encourage policy adapaions across member saes.48
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
19/31
16 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
Findings
Te principle ha should underpin decisions on an accounabiliy archiecure
or he SDGs is ha he local should shape he inernaional. Saes and ciies
will build relaionships wih heir ciizens around he SDGs. Te inernaional
accounabiliy archiecure mus remain subsidiary o he local. Te implicaion is
ha early effors o shape he accounabiliy archiecure mus be adapable. Te
naure and diversiy o local srucures will emerge over ime, and he inerna-
ional sysem mus respond o and engage consrucively wih hese srucures.
Tis does no mean ha here is no role or he inernaional archiecure. As
noed earlier, a key mechanism o influence or accounabiliy mechanisms is o
inspire. Nowihsanding he need o be adapable, he more ha early effors on
accounabiliy can inspire local acors o engage, he more likely he SDGs are o
have upake. Tis will be difficul. Decisions on he HLPF, or example, will have
o incorporae an undersanding o he credibiliy limis o a New York-based
annual inergovernmenal process run rom U.N. headquarers, as well as o he
need o be realisic: Te mechanism ha emerges mus be cos-effecive wih
respec o is objecives.
Te lessons learned are generally applicable. Tey sugges ha in order o be effecive in
supporing he implemenaion o he 2030 agenda, accounabiliy mechanisms mus:
• Clearly specify objectives. Wihou an undersanding o he paricular role o
each mechanism and is links o oher levels, mechanisms will rapidly become
pro orma.
• Recognize that form must follow function. For all levels o accounabiliy
mechanisms, i is essenial ha objecives are achievable a ha level o orum. A high-level inergovernmenal process may no be he place, or example, or
ciies o criicize policies o heir saes.
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
20/31
17 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
• Incorporate incentives. Relaed o his is he need or a cos-benefi analysis.
oo many inernaional mechanisms exis where he ransacion cos o engage-
men exceeds he poenial benefis, and he resuls are clear.
• Strike a balance between substance and process. Te experiences above high-
ligh he impor o real, nonsaniized engagemen. Processes have inrinsic valuein he inernaional sysem i hey are ed wih subsance. Te use o evidence
and, in paricular, building mechanisms ha encourage he use o evidence in
policymaking and decision-making will help mechanisms o have an effec.
• Involve a range of stakeholders. Genuine civil-sociey engagemen adds value. Te
inclusive process ha gave rise o he SDGs should be mirrored by equally inclu-
sive accounabiliy mechanisms. Moreover, a variey o accounabiliy mecha-
nisms reduces he risk ha so-called official mechanisms become he “only game
in own,” ignoring he need o innovae and adap o new developmens.49
• Create learning and identify champions. Paricularly in he iniial phases o
he 2030 agenda, finding building blocks or uure efforshrough under-
sanding wha programs and policies have worked and whywill be more
producive han accounabiliy hrough reporing. Te evidence rom pas
mechanisms suggess ha he role o champions and success sories may be he
mos effecive pahway o do so. Ideally, pahways ha also allow saes and ci-
ies o ideniy ailure will be ound, as learning wha does no work is equally as
imporan as learning wha does.
Linked o hese lessons is he sense ha here are subsanial risks posed by bad
mechanism design. A process ha is devoid o subsance, is oo prescripive, or
has no undersanding o is own purpose can easily help o ensure sraegic ail-
ure o he 2030 agenda. In addiion, he scope o he 2030 agenda will require
an accounabiliy archiecure ha can adap o mee is demands. In he early
years, accounabiliy oucomes wil l ocus on bui lding-block quesions: Wha
measures work and do no work? Wha are he righ enry poins or engage-
men wih an issue? W ha are key risks? In laer years, member saes will need
o ocus on scaling up successes rom he early years o implemenaion and
consolidaing gains. Differen oucomes may require differen processes, and hearchiecure should be able o adap.
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
21/31
18 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
The HLPF
One criical ace o he global archiecure or accounabiliy has already
been deined: he High-Level Poliical Forum. he HLPF is inended o
serve our purposes:
1. Provide guidance and leadership on susainable developmen issues
2. Provide ollow-up and review o he implemenaion o developmen policies
3. Oversee and enhance he inegraion o economic, environmenal, and social
aspecs o developmen policies and programs
4. Address emerging issues in susainable developmen50
Te HLPF will convene once a year under he auspices o ECOSOC o discuss
hemaic issues; receive inpu rom NGOs and civil sociey; coordinae develop-
men policies among counries; and share learning experiences. Once every our
years, he HLPF will use he opporuniy o he U.N. General Assembly o con- vene heads o sae and governmen or a period o eigh days in order o promoe
developmen and discuss new challenges o developmen. Tese meeings will
produce policy declaraions as high-level guidance.
On paper, he HLPF promises o be innovaive in ha i will allow unprecedened
access or NGOs and civil-sociey acors, which have received incremenally
increasing privileges in U.N. deliberaions since 1992. However, many obsacles
remain or genuine paricipaion o NGOs and civil-sociey acors in HLPF mee-
ings, and i is sill unclear as o wha degree hey will be graned access and wha
exen hey may be able o provide meaningul inpu.
Many poliical challenges remain or how he HLPF will be conduced. Counries
ha have devoed significan resources o ECOSOC are hesian o open up o all
member saes, as he HLPF calls or, and quesions remain abou wheher HLPF
rules will ollow or supersede ECOSOC rules. Tis will have implicaions or he
paricipaion o member saes and exernal sakeholders.
Te HLPF will be one imporan componen o an accounabiliy ecosysem or
he SDGs bu should no be seen as he sole ollow-up and review mechanism. I will need o work in andem wih naional and regional review processes and be
par o a coheren poliical engagemen sraegy led by he Unied Naions in order
be successul. However, given ha he HLPF is currenly he only clearly defined
porion o he accounabiliy mechanism, a number o he recommendaions in
his repor ocus on his body.
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
22/31
19 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
Recommendations
Based on hese lessons, member saes should:
Set transitional objectives for HLPF 2016
Te 2016 HLPF alls oo early o repor on significan progress. I hereore plays a
ransiional roleas boh he firs HLPF o be held and he firs move away rom
he old accounabiliy archiecure. Given he above lessons, useul criical objec-ives or 2016 migh include:
• Identifying objectives for future HLPFs. Raher han reporing on curren
achievemens, HLPF 2016 will be more useul i i can speciy wha is
expeced over he nex five years rom boh global and regional srucures. In
doing so, i should also:
– Drive invesmen in building robus mechanisms. Te iering rom local o
regional o global will require resources, atenion, and invesmen. 2016 is a
good opporuniy or member saes o commi o ensuring ha such mecha-
nisms and heir linkages are adequaely resourced. – Build flexibiliy. In speciying objecives, raher han mechanisms and pro-
cesses, he HLPF can se isel up o be adapable. Finding he righ way o
achieve he objecives raher han adhering o process migh enable some
degree o flexibiliy in a sysem ha graviaes oward rigidiy. – Ariculae he sraegic expecaions o he Unied Naions. Troughou
2016, rom he hemaic debaes o he presiden o he General Assembly
o he Quadrennial Comprehensive Policy Review, member saes will have
o speciy wha role hey wan he U.N. sysem o play in achieving he 2030agenda. Te 2016 HLPF will provide a urher opporuniy o ensure consis-
en and sraegic ariculaion.
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
23/31
20 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
Focus HLPFs 2017–2020 on providing the building blocks for success
2017 and subsequen years will need o see a robus HLPF ha can play a useul
and sraegic role in conribuing o he 2030 agenda. Humiliy wil l be key
despie being a poenially influenial global process, he HLPF wil l also remain
an inergovernmenal discussion a he Unied Naions, wih he limiaionssuch a process beges. Te 2019 HLPF, as he firs head-o-sae-level mee-
ing, will require special atenion. Tereore, sraegic objecives or he years
2017–2020 could include:
• Identifying champions. Posiive reinorcemen is one o he ways in which a global
accounabiliy mechanism can have a posiive effec. Finding and ideniying cham-
pionsboh counries and ciiesha have been able o ackle specific challenges
wihin he 2030 agenda will help o build confidence in he agenda isel.
• Emphasizing learning. Te HLPF canno and should no be he primaryorum or exchanging lessons. Such conversaions will be beter anchored a
he regional level and beween regions, where here is more space or open
exchanges. Bu linked o he idea o ideniying champions will be o emphasize
and share lessons o success.
• Maintaining political attention. Adoping he 2030 agenda was a poliically
challenging process. HLPFs can help o ensure ha he level o member sae
commimen o he enire agenda remains consisen by providing poliical
oxygen in he orm o high-level engagemen. Ensuring ha he 2019 HLPF can
deliver enough subsance hrough he sraegic use o heads o sae o capure
public atenion is criical.
In order o implemen hese sraegic objecives, HLPFs will need o ollow
hree key principles:
1. Have a clear link to incentives. As member saes design HLPFs rom 2017–
2020, hey will need o ensure ha here are concree incenives in place or
member saes o engage. Tis means using he ools availableincluding
money and recogniionand linking hem o he HLPF in explici ways.
2. Use real evidence. Nonsubsanive discussions simply will no work. Te
HLPFs will need o ensure ha hey are able o alk abou real success as
opposed o glowing sel-reporing. Ensuring ha here are credible incenives
will be criical, as will ensuring exernal paricipaion.
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
24/31
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
25/31
22 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
• Establish a prize mechanism for policy innovations. Te X Prize and similar
iniiaives are examples o how innovaion and success can emerge rom
unexpeced quarers. Member saes should speciy a series o clear objecives
and find a way o offer subsanial prizes or new and creaive ideas. Building
an annual prize mechanism ino he HLPF will ensure ha i can atrac press
atenion. Moreover, propagaing such mechanisms o regions may ensure adeeper level o innovaion.
• Create an independent commission on lessons to be learned. Finding a sae space
or member saes o repor on difficul challenges is as essenial as sharing suc-
cesses. One challengingbu useulopion migh be o creae an independen
commission on ailure ha could anonymously collae examples rom member
saes, highlighing challenges and difficulies. Tese lessons could be synhesized
ino policy recommendaions and could be issued as par o he HLPF. Civil soci-
ey could play a criical role in his regard. I member saes were o hold an open
hearing o such a repor“Key Policy Risks or Agenda 2030: Pialls and raps,”perhapsi would help make he HLPF a credible orum.
• Involve young innovators and leaders. Te 2030 agenda seeks o benefi a
generaion ha does no hold he levers o power. Finding a subsanial way o
include young people in global and regional ora is essenial. A series o young
innovaors grans and showcaseswhich would provide people under he
age o 30 a chance o bring orward ideas and receive unding and suppor o
bring hese o scalecould also help o keep he HLPF relevan. Tis would
be an easy way o build engagemen wih social venure-capial acors and he
privae secor more broadly.
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
26/31
23 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
Conclusion
Te SDGs represen a new and ambiious agenda or global developmen. Having
well-designed accounabiliy mechanisms is key o ensuring ha counries effec-
ively implemen and rack heir progress on he 2030 agenda. Bu building a well-
designed accounabiliy sysem ha has concree objecives; incorporaes real and
subsanive discussions; is linked o incenives; is adapable; devolved; and ha
reains poliical atenion is a hard ask wih more han is share o challenges.
SDG accounabiliy mechanisms can grealy benefi rom he experience o previ-ous iniiaives. Moreover, a dose o humiliy is required in order o ensure ha
mechanisms designed oday are fi or purpose over he liespan o he SDGs. Te
earlier ha he inernaional communiy acs, in paricular by developing srong
and credible accounabiliy mechanisms, he more likely i is ha he 2030 agenda
will succeed in is aim o ensure ha no one is lef behind.
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
27/31
24 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
About the authors
Molly Elgin-Cossart is a Senior Fellow a he Cener or American Progress, where
she works on issues involving oreign policy, inernaional developmen, and global
conflic. Previously, she was a senior ellow on global developmen a New York
Universiy’s Cener on Inernaional Cooperaion. She was chie o saff o he U.N.
Secreary-General’s High-Level Panel on he Pos-2015 Developmen Agenda.
Rahul Chandran is a Senior Policy Adviser wih he Unied Naions Universiy’s
Cenre or Policy Research, where he works on peacekeeping, developmen, andhumaniarian affairs. He has previously led eams a he Unied Naions working
on U.N. reorm and humaniarian policy, as well as working on developmen policy
and reorm. He was previously he depuy direcor a New York Universiy’s Cener
on Inernaional Cooperaion.
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
28/31
25 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
Acknowledgements
Tis repor includes subsanial conribuions rom Jessica Espey, Associae
Direcor o he Susainable Developmen Soluions Nework, and David Seven,
Senior Fellow and Associae Direcor a New York Universiy’s Cener on
Inernaional Cooperaion. Tis repor also benefied rom research assisance
rom Hannah Cooper, Alexandra Ivanovic, and Lee Schrader a Unied Naions
Universiy’s Cenre on Policy Research, as well as rom Annie Malknech a he
Cener or American Progress.
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
29/31
26 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
Endnotes
1 U.N. General Assembly “Transforming our world: the2030 Agenda for Sustainable Development” (2015),available at https://sustainabledevelopment.un.org/post2015/transformingourworld.
2 This paper intentionally avoids an examination ofnational-level accountability mechanisms giventhe fact that these will vary considerably accordingto context. For a consideration of best practice fornational-level review mechanisms, see Jessica Espey,Karolina Walecik, and Martina Kuhner “Follow-up andReview of the SDGs: fulfilling our commitments” (Paris,France: Sustainable Development Solutions Network,2015), available at http://unsdsn.org/wp-content/uploads/2015/12/151130-SDSN-Follow-up-and-Review-
Paper-FINAL-WEB.pdf .
3 See Ruth W. Grant and Robert O. Keohane “Account-ability and Abuses of Power in World Politics,” AmericanPolitical Science Review 99 (1) (2005); Staffan I. Lindberg,“Accountability: the core concept and its subtypes”(London, United Kingdom: Africa Power and Politics,2009) ; E.L. Normanton, The Accountability and Audit ofGovernments: A Comparative Study (Manchester, UnitedKingdom: Manchester University Press, 1966); Allan D.Barton, “Public Sector Accountability and Commercial-in-Confidence Outsourcing Contracts,” Accounting,Auditing & Accountability Journal 19 (2) (2006). Aworking definition might be, “Accountability… impliesthat some actors have the right to hold other actors toa set of standards, to judge whether they have fulfilledtheir responsibilities in light of those standards, and toimpose sanctions if they determine that those respon-sibilities have not been met.” See Grant and Keohane
“Accountability and Abuses of Power in World Politics.”
4 U.N. General Assembly, “Transforming our world: the2030 Agenda for Sustainable Development” (2015).
5 See, José Antonio Ocampo, “A Post-2015 Monitoringand Accountability Framework” (New York, NY: Depart-ment of Economic & Social Affairs, 2015). In particular,regarding the limitations of accountability at theinternational level, “… inter-governmental organiza-tions lack the equivalent to the national modalitiesof both vertical and h orizontal accountability for theinternational agreements that have been signed byMember States. The ultimate mechanism of national ac-countability, enforcement, is almost generally absent atthe international level. Additionally, most internationalcommitments by Member States are voluntary andthus non-binding. Finally, also in contrast to nationalgovernance, the responsibilities of different actors are
not always clear at the international level.”
6 Beth A. Simmons, Mobilizing for Human Rights: Inter-national Law in Domestic Politics (Cambridge, UnitedKingdom: Cambridge University Press, 2009).
7 See the contents of Table 1 for a comparison of thesestrengths and weaknesses.
8 See the website of the AMR, U.N. Economic and SocialCouncil, “Annual Ministerial Review,” available at http://www.un.org/en/ecosoc/amr/ (last accessed November2015).
9 U.N. General Assembly “2005 World Summit Outcome”(2005).
10 U.N. OHCHR and the Centre for Economic and SocialRights, “Who will be accountable? – Human Rig hts andthe Post-2015 Development Agenda” (2013).
11 Jan-Gustav Strandenaes “Participatory democracy - HLPFlaying the basis for sustainable development gover-nance in the 21st Century: Modalities for major groups,
Non-Governmental Organisations and other stakehold-ers engagement with the high level political forum onsustainable development” (New York, NY: UNDESA andDSD, 2014), available at https://sustainabledevelopment.un.org/content/documents/3682The%20High%20Level%20Political%20Forum,%20major%20groups%20and%20modalities.pdf .
12 The guidelines for the 2014 AMR now call upon theparticipating states to also discuss challenges andobstacles. See, U.N. DESA, “Guidance Note for the 2014National Voluntary Presentations” (2013), available athttp://www.un.org/en/ecosoc/newfunct/pdf13/guide-lines_for_2014_nvps.pdf.
13 See DCF website, U.N. Economic and Social Council,“Development Cooperation Forum,” available at http://www.un.org/en/ecosoc/dcf/ (last accessed November2015).
14 Heiner Janus, Stephan Klingebiel, and Timo Mahn,“How to Shape Development Cooperation? The GlobalPartnership and the Development Cooperation Forum”(Bonn, Germany: German Development Institute, 2014).
15 Strandenaes, “Participatory democracy.”
16 U.N. Economic and Social Council, “Development Coop-eration Forum,” available at https://www.un.org/ecosoc/en/development-cooperation-forum(last accessedMarch 2016).
17 Ibid.
18 International Monetary Fund, “IMF Surveillance,” avail-able at http://www.imf.org/external/np/exr/facts/surv.htm (last accessed December 2015).
19 International Monetary Fund, “Annual Report 2001”(Washington: International Monetary Fund, 2001).
20 Stephany Griffiths-Jones and Jenny Kimmis, ‘TheReform of Global Financial Governance Arrangements”(Brighton, U.K.: Institute of Development Studies at theUniversity of Sussex, 2001), available at https://www.ids.ac.uk/ids/global/finance/pdfs/GovernanceFirstDraft.pdf; Rakesh Moahn and Muneesh Kapur, “Emerging Powers
https://sustainabledevelopment.un.org/post2015/transformingourworldhttps://sustainabledevelopment.un.org/post2015/transformingourworldhttp://unsdsn.org/wp-content/uploads/2015/12/151130-SDSN-Follow-up-and-Review-Paper-FINAL-WEB.pdfhttp://unsdsn.org/wp-content/uploads/2015/12/151130-SDSN-Follow-up-and-Review-Paper-FINAL-WEB.pdfhttp://unsdsn.org/wp-content/uploads/2015/12/151130-SDSN-Follow-up-and-Review-Paper-FINAL-WEB.pdfhttps://sustainabledevelopment.un.org/content/documents/3682The%20High%20Level%20Political%20Forum,%20major%20groups%20and%20modalities.pdfhttps://sustainabledevelopment.un.org/content/documents/3682The%20High%20Level%20Political%20Forum,%20major%20groups%20and%20modalities.pdfhttps://sustainabledevelopment.un.org/content/documents/3682The%20High%20Level%20Political%20Forum,%20major%20groups%20and%20modalities.pdfhttps://sustainabledevelopment.un.org/content/documents/3682The%20High%20Level%20Political%20Forum,%20major%20groups%20and%20modalities.pdfhttps://www.un.org/ecosoc/en/development-cooperation-forumhttps://www.un.org/ecosoc/en/development-cooperation-forumhttps://www.ids.ac.uk/ids/global/finance/pdfs/GovernanceFirstDraft.pdfhttps://www.ids.ac.uk/ids/global/finance/pdfs/GovernanceFirstDraft.pdfhttps://www.ids.ac.uk/ids/global/finance/pdfs/GovernanceFirstDraft.pdfhttps://www.ids.ac.uk/ids/global/finance/pdfs/GovernanceFirstDraft.pdfhttps://www.un.org/ecosoc/en/development-cooperation-forumhttps://www.un.org/ecosoc/en/development-cooperation-forumhttps://sustainabledevelopment.un.org/content/documents/3682The%20High%20Level%20Political%20Forum,%20major%20groups%20and%20modalities.pdfhttps://sustainabledevelopment.un.org/content/documents/3682The%20High%20Level%20Political%20Forum,%20major%20groups%20and%20modalities.pdfhttps://sustainabledevelopment.un.org/content/documents/3682The%20High%20Level%20Political%20Forum,%20major%20groups%20and%20modalities.pdfhttps://sustainabledevelopment.un.org/content/documents/3682The%20High%20Level%20Political%20Forum,%20major%20groups%20and%20modalities.pdfhttp://unsdsn.org/wp-content/uploads/2015/12/151130-SDSN-Follow-up-and-Review-Paper-FINAL-WEB.pdfhttp://unsdsn.org/wp-content/uploads/2015/12/151130-SDSN-Follow-up-and-Review-Paper-FINAL-WEB.pdfhttp://unsdsn.org/wp-content/uploads/2015/12/151130-SDSN-Follow-up-and-Review-Paper-FINAL-WEB.pdfhttps://sustainabledevelopment.un.org/post2015/transformingourworldhttps://sustainabledevelopment.un.org/post2015/transformingourworld
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
30/31
27 Center for American Progress | Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Devel
and Global Governance: Whither the IMF?” (Washington:International Monetary Fund, 2015), available at http://www.imf.org/external/pubs/ft/wp/2015/wp15219.pdf .
21 See the peer review page on the OECD website, OECD,“The OECD’s peer review process.” available at http://www.oecd.org/site/peerreview/ (last accessed Novem-ber 2015).
22 Ibid.
23 For an in-depth analysis of the OECD’s peer review work-
ing methods, see Fabrizio Pagani, “Peer Review as a Toolfor Cooperation and Change – An Analysis of the OECDWorking Method” (Paris, France: OECD, 2002).
24 Ravi Kanbur, “The African Peer Review Mechanism(APRM): An Assessment of Concept and Design,”Politikon: South African Journal of Political Studies 31 (2)(2004).
25 For an examination of the use of sustainable develop-ment indicators in the OECD economic survey and envi-ronmental performance reviews, see Markku Lehtonen,“Mainstreaming Sustainable Development in the OECDthrough Indicators and Peer Reviews,” Sustainable Devel-opment 16 (2008).
26 OECD, “Peer Review: An OECD Tool for Co-operation andChange” (2003).
27 See OECD, “Managing Aid: Practices of DAC MemberCountries” (2009); DARA, The Humanitarian ResponseIndex 2008: Donor Accountability in Humanitarian Ac-tion (Hampshire, United Kingdom: Palgrave MacMillan,2008).
28 Margaret E. Keck and Kathryn Sikkink , Activists BeyondBorders: Advocacy Networks in International Politics(Ithaca, NY: Cornell University Press, 1999).
29 NEPAD, “African Peer Review Mechanism,” available athttp://www.nepad.org/economicandcorporategov-ernance/african-peer-review-mechanism/about (lastaccessed March 2016).
30 Kanbur, “The African Peer Review Mechanism (APRM).”
31 Open Society Foundations, “The African Peer ReviewMechanism: A compilation of studies of the process in
nine African countries” (2010), available at https://www.opensocietyfoundations.org/sites/default/files/aprm-english-20100720.pdf.
32 APRM, “Memorandum of Understanding on the AfricanPeer Review Mechanism” (2003).
33 Ibid.
34 Zein Kebonang and Charles Manga Fombad, “The Afri-can Peer Review Mechanism: Challenges and Prospects.”In Henning Melber ed., AU, NEPAD and the APRM: De-mocratisation Efforts Explored (Uppsala, Sweden: NordicAfrica Institute, 2006). See also, Adotey Bing-Pappoe,“Reviewing Africa’s Peer Review Mechanism: A SevenCountry Survey” (Ottawa, Canada: Partnership AfricaCanada, 2010).
35 Ibid.
36 Magnus Killander, “The African Peer Review Mechanismand Human Rights: The First Reviews and the WayForward,” Human Rights Quarterly 30 (2008).
37 Kebonang and Fombad, “The African Peer ReviewMechanism.”
38 Official Website of the President, “Statement byPresident Uhuru Kenyatta During African Peer ReviewForum in Johannesburg, South Africa, 13 June 2015,”
available at http://ww w.president.go.ke/2015/06/13/statement-by-president-uhuru-kenyatta-during-african-peer-review-forum-in-johannesburg-south-africa-13th-
june-2015/ (last accessed November 2015).
39 Kanbur, “The African Peer Review Mechanism (APRM).”
40 Claire Melamed and Lucy Scott, “After 2015: Progress andchallenges for development” (London, U.K.: OverseasDevelopment Institute, 2011), available at http://www.odi.org/sites/odi.org.uk/files/odi-assets/publications-opinion-files/7061.pdf.
41 United Nations, “Millennium Development Goals and Be-yond,” available at http://www.un.org/millenniumgoals/global.shtml (last accessed March 2016).
42 Perthshire G8 Summit, “Home,” available at http://www.perthshireg8.com/ (last accessed March 2016).
43 See Espey, Walecik, and Kuhner “Follow-up and Reviewof the SDGs.”
44 Gabriel Rivera Conde y Castaneda, head of strategicprojects Unit of the Executive Office of the President,telephone interview with author, July 2015.
45 Ibid.
46 Ibid.
47 See, U.N. Development Programme, “MDG progressreports,” available at http://www.undp.org/content/undp/en/home/librarypage/mdg/mdg-reports.html (lastaccessed November 2015).
48 Simmons, Mobilizing for Human Rights.
49 Kanburm “The African Peer Review Mechanism (APRM).”
50 See High-Level Political Forum on Sustainable Develop-ment, “Home,” available at https://sustainabledevel-opment.un.org/hlpf (last accessed November 2015);Strandenaes, “Participatory democracy”; U.N. GeneralAssembly, “Format and organizational aspects of thehigh-level political forum on sustainable development”(2013).
http://www.imf.org/external/pubs/ft/wp/2015/wp15219.pdfhttp://www.imf.org/external/pubs/ft/wp/2015/wp15219.pdfhttp://www.nepad.org/economicandcorporategovernance/african-peer-review-mechanism/abouthttp://www.nepad.org/economicandcorporategovernance/african-peer-review-mechanism/abouthttp://www.un.org/millenniumgoals/global.shtmlhttp://www.un.org/millenniumgoals/global.shtmlhttp://www.perthshireg8.com/http://www.perthshireg8.com/http://www.perthshireg8.com/http://www.perthshireg8.com/http://www.un.org/millenniumgoals/global.shtmlhttp://www.un.org/millenniumgoals/global.shtmlhttp://www.nepad.org/economicandcorporategovernance/african-peer-review-mechanism/abouthttp://www.nepad.org/economicandcorporategovernance/african-peer-review-mechanism/abouthttp://www.imf.org/external/pubs/ft/wp/2015/wp15219.pdfhttp://www.imf.org/external/pubs/ft/wp/2015/wp15219.pdf
8/19/2019 Designing Better Accountability Mechanisms for the 2030 Agenda for Sustainable Development
31/31
Our Mission
The Center for American
Progress is an independent,
nonpartisan policy institute
that is dedicated to improving
the lives of all Americans,
through bold, progressive
ideas, as well as strongleadership and concerted
action. Our aim is not just to
change the conversation, but
to change the country.
Our Values
As progressives, we believe
America should be a land of
boundless opportunity, where
people can climb the ladder
of economic mobility. We
believe we owe it to future
generations to protect theplanet and promote peace
and shared global prosperity.
And we believe an effective
government can earn the
trust of the American people,
champion the common
good over narrow self-interest,
and harness the strength ofour diversity.
Our Approach
We develop new policy ideas
challenge the media to cover
the issues that truly matter,
and shape the national debat
With policy teams in major
issue areas, American Progres
can think creatively at thecross-section of traditional
boundaries to develop ideas
for policymakers that lead to
real change. By employing an
extensive communications
and outreach effort that we
adapt to a rapidly changing
media landscape, we move
our ideas aggressively in thenational policy debate.