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Department of Surgery
Who’s Covering Our Loved Ones: Surprising Barriers in the Sign-Out
Process
Mara Antonoff MDElizabeth Berdan MD, Varvara Kirchner MD, Tara Krosch MD,
Christopher Holley MD, Michael Maddaus MD,
Jonathan D’Cunha MD PhD
Department of Surgery
Duty Hour Limitations
• Intended consequences:
–Minimize ill effects of trainee sleep deprivation
–Optimize patient safety
–Resident well-being
Department of Surgery
Duty Hour Limitations
• Unintended consequences:
–Challenges in providing comprehensive training experience
– Increased handoffs, more frequent transitions of care
Horwitz, Arch Int Med 2006
Department of Surgery
Duty Hour Limitations
• Unintended consequences:
–Challenges in providing comprehensive training experience
– Increased handoffs, more frequent transitions of care
Horwitz, Arch Int Med 2006
Department of Surgery
More Frequent Handoffs
• Decreased familiarity
• Break in continuity of care
• Risk of communication errors
• Increased errors/omissions may lead to serious adverse outcomes
Arora, J Gen Intern Med. 2007
Department of Surgery
Aims
• Characterize obstacles affecting current sign-out practices
• Evaluate potential impact of standardized sign-out guidelines
Department of Surgery
Methods: Guidelines
• Developed by committee of residents with faculty supervision
• Based on literature review and ACGME requirements
• 5-page document with detailed policies/guidelines for transitions of care
Department of Surgery
Methods: Guidelines
• Goals:–Develop set of expected behaviors
–Establish list of required data points for written sign-out lists
–Establish list of required elements of verbal exchange
Department of Surgery
Methods: Guidelines
• Implemented June 2011• Program-wide use• 1-hour kickoff presentation for current
trainees• New trainees provided with workshop
at orientation
Department of Surgery
Methods: Survey
• Designed to assess:–Practices–Attitudes–Barriers to effective communication
• 29 multiple-choice items• Dichotomous and 5-point Likert-type
responses
Department of Surgery
Methods: Survey
• 2 time points– Immediately prior to guideline
implementation–3-month follow-up
• Comparison pre/post implementation• T-tests & chi-squared analyses, α=0.05
Department of Surgery
Methods: Survey
• Mini-survey for nurses
• Subset of questions from resident survey
• Goal: to assess perceptions of physician familiarity with patients, patient safety
• Same time points
Department of Surgery
Results: Resident Survey
• Baseline:–Moderate satisfaction with sign-out
process
–Concerns regarding communication and patient safety
Department of Surgery
Results: Resident Survey
Pre Guidelines
Post Guidelines
PGY-1 satisfaction with signout process 3.33 3.67
N = 37
Department of Surgery
Results: Resident Survey
Pre Guidelines
Post Guidelines
PGY-1 satisfaction with signout process 3.33 3.67
Perceptions of patient safety via continuity of care 3.61 3.68
N = 37
Department of Surgery
Results: Resident Survey
Pre Guidelines
Post Guidelines
PGY-1 satisfaction with signout process 3.33 3.67
Perceptions of patient safety via continuity of care 3.61 3.68
Adequacy of patient information provided to on-call resident 3.42 3.89
N = 37
Department of Surgery
Results: Resident Survey
Pre Guidelines
Post Guidelines
PGY-1 satisfaction with signout process 3.33 3.67
Perceptions of patient safety via continuity of care 3.61 3.68
Adequacy of patient information provided to on-call resident 3.42 3.89
Adequacy of patient knowledge by on-call resident 3.53 3.57
N = 37
Department of Surgery
Results: Resident Survey
• All trends
• None of these gains reached statistical significance
Department of Surgery
Results: Resident Survey
• During study period, duty-hours also changed
• Reports of double-signouts increased
• New concerns:– Failure to report major events due to
double-signouts– Less complete signouts due to 16-hour
restrictions
Department of Surgery
Results: Nursing Survey
Pre Guidelines
Post Guidelines
ICU nurses 3.59 3.90
Ward nurses 3.38 3.50
All nurses 3.46 3.66
To what extent does the current signout process provide patient safety
via continuity of care?
N = 46
Department of Surgery
Results: Nursing Survey
Pre Guidelines
Post Guidelines
ICU nurses 3.53 3.81
Ward nurses 3.34 3.43
All nurses 3.41 3.59
To what extent are residents given adequate information about the
patients whom they cover?
N = 46
Department of Surgery
Results: Nursing Survey
Pre Guidelines
Post Guidelines
ICU nurses 3.71 4.00
Ward nurses 3.48 3.36
All nurses 3.57 3.63
To what extent does the resident on call at night know your patients?
N = 46
Department of Surgery
Summary
• Mild improvement in perceptions of patient safety and adequacy
• Improvements reported by–Nurses–Residents
Department of Surgery
Summary
• Persistent barriers remain
• Additional obstacles have surfaced in setting of further restrictions on duty hours
Department of Surgery
Conclusions
• Standardized signout guidelines: –May improve continuity of care –Should be universally employed–Do not solve all issues