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TH PCT Applicant’s Guide – National Phase – National Chapter – TH Page 1 (25 July 2013) DEPARTMENT OF INTELLECTUAL PROPERTY (DIP) (THAILAND) AS DESIGNATED (OR ELECTED) OFFICE CONTENTS THE ENTRY INTO THE NATIONAL PHASE – SUMMARY THE PROCEDURE IN THE NATIONAL PHASE ANNEXES Fees ............................................................... Annex TH.I Form for entering the national phase ....................................... Annex TH.II Model of power of attorney ............................................. Annex TH.III Form for restoration of the right of priority .................................. Annex TH.IV Form for the reinstatement of rights ....................................... Annex TH.V Request for earlier start of the national phase ................................. Annex TH.VI Form for amendment of the application ..................................... Annex TH.VII Form for conversion ................................................... Annex TH.VIII Statement of applicant’s right to apply for a patent/petty patent ................... Annex TH.IX Request for examination ................................................ Annex TH.X List of abbreviations: Office: Department of Intellectual Property (DIP) (Thailand)

DEPARTMENT OF INTELLECTUAL PROPERTY (DIP) (THAILAND… · DEPARTMENT OF INTELLECTUAL PROPERTY (DIP) ... Department of Intellectual Property (DIP) (Thailand) TH ... If the translation

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TH

PCT Applicant’s Guide – National Phase – National Chapter – TH Page 1

(25 July 2013)

DEPARTMENT OF INTELLECTUAL PROPERTY (DIP) (THAILAND)

AS DESIGNATED (OR ELECTED) OFFICE

CONTENTS

THE ENTRY INTO THE NATIONAL PHASE – SUMMARY

THE PROCEDURE IN THE NATIONAL PHASE

ANNEXES

Fees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Annex TH.I Form for entering the national phase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Annex TH.II Model of power of attorney . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Annex TH.III Form for restoration of the right of priority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Annex TH.IV Form for the reinstatement of rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Annex TH.V Request for earlier start of the national phase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Annex TH.VI Form for amendment of the application . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Annex TH.VII Form for conversion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Annex TH.VIII Statement of applicant’s right to apply for a patent/petty patent . . . . . . . . . . . . . . . . . . . Annex TH.IX Request for examination . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Annex TH.X

List of abbreviations:

Office: Department of Intellectual Property (DIP) (Thailand)

TH PCT Applicant’s Guide – National Phase – National Chapter – TH Page 3

(25 July 2013)

SUMMARY Designated (or elected) Office

SUMMARY

TH DEPARTMENT OF INTELLECTUAL PROPERTY (DIP) (THAILAND)

TH

Summary of requirements for entry into the national phase

Time limits applicable for entry into the national phase:

Under PCT Article 22(1): 30 months from the priority date Under PCT Article 39(1)(a): 30 months from the priority date

Translation of international application required into:1 Thai

Required contents of the translation for entry into the national phase:1

Under PCT Article 22: Request, description, claims (if amended, both as originally filed and as amended, together with any statement under PCT Article 192), any text matter of drawings, abstract Under PCT Article 39(1): Request, description, claims, any text matter of drawings, abstract (if any of those parts has been amended, both as originally filed and as amended by the annexes to the international preliminary examination report2)

Is a copy of the international application required?

Yes, a copy is required only if the Office has not received a copy of the international application from the International Bureau under PCT Article 20. This may be the case where the applicant expressly requests an earlier start of the national phase under PCT Article 23(2) or 40(2).

National fee: Currency: Baht (THB) For patent: Filing fee: THB 500 For petty patent: Filing fee: THB 250

Exemptions, reductions or refunds of the national fee: None

Special requirements of the Office (PCT Rule 51bis):

Name and address of the inventor if they have not been furnished in the “Request” part of the international application3, 4 Document evidencing a change of name of the applicant4 Statement justifying the applicant’s right to the invention3

Appointment of an agent if the applicant is not resident in Thailand Power of attorney if an agent is appointed4

[Continued on next page]

______________ 1 Must be furnished or paid within the time limit applicable under PCT Article 22 or 39(1). 2 Where the translation of the international application furnished by the applicant consists only in the translation of the international

application either as originally filed or as amended, the Office will invite the applicant to furnish the missing translation of the international application; if the missing translation of the international application is still not furnished within the time limit applicable under Thai Patent Law, the international application will be considered to be withdrawn.

3 This requirement may be satisfied if the corresponding declaration has been made in accordance with PCT Rule 4.17. 4 If not already complied with within the time limit applicable under PCT Article 22 or 39(1), the Office will invite the applicant to

comply with the requirement and to pay the required fee within a time limit of 90 days from the date of receipt of the invitation.

TH Page 4 PCT Applicant’s Guide – National Phase – National Chapter – TH

(25 July 2013)

SUMMARY Designated (or elected) Office

SUMMARY

TH DEPARTMENT OF INTELLECTUAL PROPERTY (DIP) (THAILAND)

[Continued]

TH

Who can act as agent? Any patent attorney or patent agent registered before the Office5

Does the Office accept requests for restoration of the right of priority (PCT Rule 49ter.2)? Yes, the Office applies the “due care” criterion to such requests

______________ 5 A list of patent agents may be obtained from the Office.

TH

PCT Applicant’s Guide – National Phase – National Chapter – TH Page 5

(25 July 2013)

THE PROCEDURE IN THE NATIONAL PHASE

TH.01 FORM FOR ENTERING THE NATIONAL PHASE. The Office has available a special form for entering the national phase (see Annex TH.II). This form should preferably be used.

TH.02 TRANSLATION. If the translation furnished to the Office is not complete, the Office will invite the applicant to furnish the missing translation within the time limit fixed in the invitation. If the missing translation is not furnished within this time limit, the international application will be considered withdrawn (see National Phase, paragraphs 6.002 and 6.003).

TH.03 FEES (MANNER OF PAYMENT). The manner of payment of the fees indicated in the Summary and in this Chapter is outlined in Annex TH.I.

TH.04 APPOINTMENT OF AN AGENT. If the applicant is not resident in Thailand, an agent shall be appointed by submitting to the Office a power of attorney (see Annex TH.III), signed by the applicant. Any patent attorney or patent agent registered before the Office may act as agent.1

TH.05 INVENTOR. If the applicant is also the inventor, the request must be accompanied by a statement of the applicant's right to apply for a patent or petty patent (see Annex TH.IX).

TH.06 ANNUAL FEES. Annual fees for patents are payable for the fifth and each subsequent year following the date of grant of the patent. Annual fees for petty patents are payable for the fifth and each subsequent year, up to a maximum of 10 years, following the date of grant of the petty patent. The amounts of the annual fees are indicated in Annex TH.I.

TH.07 EXAMINATION. Requests for examination must be made, together with the payment of the prescribed fees, within five years from the date of publication of the patent application and within one year from the date of grant of the petty patent (see Annex TH.X).

PCT Art. 28 41

TH.08 AMENDMENT OF THE APPLICATION. The applicant may, at any time before the patent is granted, make amendments to his application (see Annex TH.VII), with the payment of the prescribed fee, provided that the amendment does not go beyond the disclosure in the initial application.

PCT Art. 25 PCT Rule 51

TH.09 REVIEW UNDER ARTICLE 25 OF THE PCT. The applicable procedure is outlined in paragraphs 6.018 to 6.021 of the National Phase. Where an international application is considered withdrawn, the applicant may request reconsideration by the Office (see Annex TH.V).

PCT Art. 24(2) 48(2) PCT Rule 49.6 82bis

TH.10 EXCUSE OF DELAYS IN MEETING TIME LIMITS. Reference is made to paragraphs 6.022 to 6.027 of the National Phase.

PCT Rule 49.6 TH.11 REINSTATEMENT OF RIGHTS. Reinstatement of rights may be requested where the applicant failed to observe a time limit set by the Office in spite of due care, which is prejudicial to his rights. A request for reinstatement must be presented in writing within two months from the removal of the cause of the failure to observe the time limit or 12 months from the date of expiration of the applicable time limit, whichever time limit expires earlier. Within the said time limit, the omitted action must be completed and a declaration or other evidence in support of the request must be furnished (see Annex TH.IV).

1 A list of patent agents may be obtained from the Office.

TH

Page 6 PCT Applicant’s Guide – National Phase – National Chapter – TH

(25 July 2013)

PCT Art. 23(2) 40(2)

TH.12 EARLY START OF NATIONAL PHASE. If the applicant wishes the examination of his application by the Office to start earlier than the expiration of the time limit applicable under PCT Article 22 or 39(1), he shall file an express request in writing therefore (see Annex TH.VI) and submit the basic national fee, a copy of the international application, a translation of the international application, an international search report, a written opinion of the International Searching Authority, the international preliminary examination report (if any) and an oath or declaration of the inventor.

PCT Art. 43 PCT Rule 49bis.1(a)

TH.13 PETTY PATENT. Subject to paragraph TH.14, if the applicant wishes to obtain a petty patent instead of a patent in Thailand, on the basis of an international application, the applicant, when entering the national phase, shall so indicate to the Office. Annual fees for petty patents are payable for the fifth and the sixth years. Extension fees are due for the seventh and eighth years (first extension) and the ninth and tenth years (second extension). The amounts of the fees are indicated in Annex TH.I.

TH.14 CONVERSION. A patent application may be converted, at the request of the applicant (see Annex TH.VIII), into an application for a petty patent prior to the date on which the decision to grant a patent is published. An application for a petty patent may be converted, at the request of the applicant, into a patent application at any time before the decision to grant a petty patent has been taken. The converted application shall have the filing date of the initial application. A fee for requesting conversion is due (see Annex TH.I).

TH

PCT Applicant’s Guide – National Phase – National Chapter – TH Annex TH.I, page 1

(20 December 2012)

FEES (Currency: Baht (THB))

Patents

Filing fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 500

Publication fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250

Request for examination fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250

Registration fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 500

Opposition fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250

Additional fee for furnishing certain documents after entry into the national phase . . . . . . . . . . . . . . . . . . . 50

Assignment recordal fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250

Licensing certificate fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 500

Appeal fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 500

Conversion fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100

Annual fees: — for the 5th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,000 — for the 6th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,200 — for the 7th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,600 — for the 8th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2,200 — for the 9th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3,000 — for the 10th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4,000 — for the 11th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5,200 — for the 12th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6,600 — for the 13th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8,200 — for the 14th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10,000 — for the 15th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12,000 — for the 16th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14,000 — for the 17th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16,600 — for the 18th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19,200 — for the 19th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22,000 — for the 20th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25,000 — for the single payment of all annual fees due for the 5th to the 20th year . . . . . . . . . . . . . . . . . . . . . 140,000

Petty Patents

Filing fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 500

Publication and registration fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 500

Request for examination fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250

Additional fee for furnishing certain documents after entry into the national phase . . . . . . . . . . . . . . . . . . . 50

Assignment recordal fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250

Licensing certificate fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 500

Appeal fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 500

Conversion fee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100

TH

Annex TH.I, page 2 PCT Applicant’s Guide – National Phase – National Chapter – TH

(20 December 2012)

Annual fees: — for the 5th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 750 — for the 6th year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,500 — for the single payment of the annual fees due for the 5th and the 6th years . . . . . . . . . . . . . . . . . . . . 2,000

Extension fees: — for the first extension (the 7th and 8th years) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6,000 — for the second extension (the 9th and 10th years) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9,000

How can payment of fees be effected?

The payment of the fees has to be effected in Baht. All payments must indicate the application number (national, if already known; international, if the national application number is not yet known), the name of the applicant and the category of fee being paid.

TH

PCT Applicant’s Guide – National Phase – National Chapter – TH Annex TH.II

(20 December 2012)

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FORM FOR ENTERING THE NATIONAL PHASE

TH

PCT Applicant’s Guide – National Phase – National Chapter – TH Annex TH.III

(20 December 2012)

POWER OF ATTORNEY

*I/We the undersigned,

Name : ……………………………………...……………………..……………………… Address : …………………...……………………………………………………………….. ..…………………...………………………………………………………………..

Appoint

Name : ……………………..………………………Patent Agent Number: …………….. Address : …………………...……………………………………………………………….. ..…………………...………………………………………………………………..

to act on *my/our behalf with an application based on PCT application in the Kingdom of Thailand, and to handle in the procedure before the Department of Intellectual Property of Thailand in connection with the following matter(s) : ………………………..………………………..………………………..……………………………………………..………………………..………………………..……………………………………………..………………………..………………………..……………………

ratify all acts done by the agent on *my/our behalf in connection with that/those matter(s), and request that all notices, requisitions and communications relating thereto be sent to the agent at the abovementioned said address.

**SIGNATURE ………………………………… …………………….….

(Date)

* Delete whichever does not apply ** Type name under signature and delete whichever does not apply

MODEL OF POWER OF ATTORNEY

TH

PCT Applicant’s Guide – National Phase – National Chapter – TH Annex TH.IV

(20 December 2012)

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FORM FOR RESTORATION OF THE RIGHT OF PRIORITY

TH

PCT Applicant’s Guide – National Phase – National Chapter – TH Annex TH.V

(20 December 2012)

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REQUEST FOR EARLIER START OF THE NATIONAL PHASE

TH

PCT Applicant’s Guide – National Phase – National Chapter – TH Annex TH.VII

(20 December 2012)

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FORM FOR AMENDMENT OF THE APPLICATION

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PCT Applicant’s Guide – National Phase – National Chapter – TH Annex TH.VIII

(20 December 2012)

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FORM FOR CONVERSION

(25 July 2013) 

TH

PCT Applicant’s Guide – National Phase – National Chapter – TH Annex TH.IX, page 1

STATEMENT OF APPLICANT’S RIGHT

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(25 July 2013) 

TH

PCT Applicant’s Guide – National Phase – National Chapter – TH Annex TH.IX, page 2

Form PI/PD/PP/001 - A (Add)

Statement of Applicant’s Right to Apply For a Patent/Petty Patent Place……………………………….……………………… Date……….…………..............…...……..………………

To : The Director-General, Department of Intellectual Property I (We) ………………………………………………………………………….……………………………….

(name) of…………………………………………………………………………………..…………….……………………and

(address) …………………………………………………………………………………………………………………………....

(name) of…………………………………………………………………………………..…………….……………………and

(address) …………………………………………………………………………………………………………………………....

(name) of…………………………………………………………………………………..…………….……………………and

(address) ………………………………………………………………………………………………………………………….... do hereby state and confirm my (our) rights in the invention/design entitled : …………………………..… ………………………………………………………………………………………………………………………….... of which I (we) apply for a Patent/Petty Patent as follows :

1. That I (we) am (are) the true inventor (s) /creator (s) of the invention/design. 2. That no other person or body has any rights to the invention/design. 3. That the right to the invention/design has not been assigned to any other person. 4. That all the statements contained above and the facts contained in the application are to the

best of my knowledge true and accurate.

Signature (S)……………...............................……………. (…………..............................………………) …………................................………………. (…………..............................………………) …………................................………………. (…………..............................………………)

Notes : 1. This form must be used in case where the applicant is the inventor/creator 2. This form must be filed together with the application

STATEMENT OF APPLICANT’S RIGHT

(25 July 2013) 

TH

PCT Applicant’s Guide – National Phase – National Chapter – TH Annex TH.X