David L Russell Financial Disclosure Report for 2009

8/3/2019 David L Russell Financial Disclosure Report for 2009

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~o to ] FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b ) t h e E t h ic sin Government Act ofl978R e v . 1 / 2 0 tO I FOR CALENDAR YEAR 2009 (s u.s.c, app . tOt - I l l)I. Pel~on Reporting (last name, lirst, middle initial) 2. Co urt o r Org an izatio n 3. Date o f R ep o rtRussell, David L Western District of Oklahoma 0412912010

4. Title (Article III judges indicate active o r senior status; 5a . Report Type (check appropria te type) 6. Reporting Period~nagis~atc judges indicate l~ll- or part-time)[] Nomination, Date 0 I /01/2009

Active-U.S. DistriclJudge [] Initial [] Annual [] Final to12/31/2009[ 5b. [~ Amended Rcporl

7. Chambers or Off ice Address 8. On the basis of the informat ion contained in this Report and a n ymodificat ions pertaining thereto , i t is , in m y opinion, in compliance200 N.W. 4th, Room 3309 with applicable laws and regulations.United Sta tes CourthouseOklahoma City, OK 73102 Reviewing Officer Date

131PO RT AN T N O T ES: T he i ns t r uct i ons a c c om p a ny i ng t h i s for m m us t be f o l l ow e d C om p l e t e a l l p a r t s ,checking the NO NE box fi~r each pa rt where )~ou have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reportlng individual only; jte pp. 9-13 of filing instructions.)N O N E (No reportab& positions.)

P OSIT ION NAM~ OF O~GANIZATION~NTI~"I.

2.3.

4,

5.

I 1 . A G R E E M E N T S . ( geporting individual only; see pp. 14-16 of flnng instructlons.)NONE (No r~ortable agreements.) .....

f,, C~P A R T I E S A N D T E R M S

1.


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INamef Person Repor t ing Date o1" Repor~F I N A N C I A L D I S C L O S U R E R E P O R T] Russell, D a v i d L .

0 4 f 2 9 , ~ 2 0 1 0age 2 of 7

A. Filers Non-Investment IncomeN O N E (No reportable non-investment income.)

D A T E S O U R C E A N D T Y P E I NC QM E( y o u r s , n o t s p o u s e s )I.2.3.4.

B . S p o u s e s N o n - l n v e st m e n l I n c o m e - if you were married during anj, por~ion of the repor~ing yearo CO mplete this xectlon.(Dollar amal~nt not fc q uired except.[or honoraria)

~] NONE (No reportable non-investment income.)D A T E S O U R C E A N D T Y P E

I. 2009 Teachers Retiremen! System of Oklahoma (retirement from University of Oklahoma H ealth Science Center)2.3.4.

IV . R E I M B U R S E M E N T S - tran.~partattan, lodging, food ..... rtai .....(Includes those to ~po~e and descendent cltihtren.- see pp. 25-27 ~[fiiing i~t~tto~ )

N O N E (No reportable reimbursements.)S O U R C E D A T E S [ , O C A TI O N P U R P O S E I T E M S P A I D O R P R O V I D E D

1 .2.3.4.5.


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N a m e o f P e r so n R e p o r t in g Da~e of ReportF I N A N C I A L D I S C L O S U R E R E P O R TI R ~ s ~ el ~ , D ~ v i a L .

Page 3 o f 7 0 4 t 2 9 / 2 0 1 0

V . G I F T S . (Inludes tho,e to spo,se and dependent children; ~ee pp. 2lL 31of fillng in~tructions.~[~ N O N E (No reportable gifts.)

S O I ~RC E D ESC R IP T IO N V A LU EI. Layn R. Phil l ips Mr Phillips gave ]I m leage [or 2 roundtr p flights to $8,800.00Aust ra l ia in I1092.

3.4.5.

~] N O N E (No reportable liabilities.)C RE D I TO R DESC~IPTION , V A L UE C O D E

I.

2.3.4.

5.


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FINANCIAL D IS C L O SU R E R E P O R T r ~ i m . o f ~ .. .. .a . p o . , . ~P a g e 4 o f 7 a . s s ~ , D a v i d L . ~ 1 2 9 / 2 0 1 0

~ (No reportable income, assets, orONE transactions.)

Descdplion of A~ I n c o m e d u r in g ~ Gross value al end ] T~n~ctions during re~aing(in~luding t~st asse~) re~ing ~riod of reposing period

e x e m p t f ro m p 6 o r d i s c lo s u r e C o d e I ~ d i v . . r e n t , C o d e 2 M e 0 ~ o d I b u y , s e(A-II) ~ orint.) : ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ~ ( A - H ) 0fpnvate~ ( Q -W ) ~ ~ ~ , ..... c t i o n )

I. Allegiance Credit Union f~a Federal A I n t e r e s t K TEmployees Credi~ Union2. Money Market T~t Stifel Nicolaus A I n t e r e s t K T3. Citigroup A Dividend Sold 1~30109 J A4. ONEOK Paane~ B Dividend K T~. Noahwest Natural G~ A Dividend J T6. Occidental Pe~oleum Co~. A Dividend K T7. A T ~ T A Dividend J T8. Okla. Dept. of Transportation B ond 9-1-20 A I n t e r e s t J T9. Tulsa OK 4~ 7-1-2016 Bonds A I n t e r e s t K T

I0 . Okl~oma Water Resources Bo~d 4-1-2027 A I n t e r e s t J TB o n d sI I. Oklahoma 1-1-24 Municipal Pwr. Anthori~ A I n t e r e s t J T12 . Capital Income Builder Fund Am erican D Dividend M TFunds13 . Europacific Growth Fund SBI American A Dividend K TFunds14 . Income Fund of America American Funds C Dividend L T15 . Inves tment Co. of America Am erican Fun~ B Dividend L T16 . RCB Bank f~a Bank of Nichols Hills A I n t e r e s t K T17 . Enlerpdse Prods Ptnrs. L.P. C Dividend L T


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Name of Person Reporting Dale of ReporlF I N A N C 1 A L p a g e 5 o f 7 D I S C L O S U R E R E P O R T [ Russell, David L. 0 4 ! 2 9 / 2 0 1 0

N O N E (No reportable income, assets, or transactions.)

Description of Assets In.me during Gross value at end T~nsactions during re~in~ ~ri~(including trust ~ssets) i rc~ing ~ri~ of reposing pe~d

Place(X)ag ..... h ....t A~unt T~(e.g., V a lue V alue T~(e-g., ~ Date [ Value ] Gain[ Idemityofexempt frompfiordi~loxure C~te I [ div..rent. C~c2 ] Me~ buy. sell. ]m~~ C~2 ~ Code I I buyer/seller

18 . Oklahoma I-I-2023 State TPK QU&H C Interest Red~med 1~/09 L A

1 9 . Halliburton Company A Dividend J T2 0 . Oklahoma Gas & Electric A Dividend J T B uy 1 / 2 9 / 0 92 1 . Houston Tex. Water & Sewer Bonds C Interest Red eemed 12/I/09 L A

i22. Chesapeake Energy A Dividend J T2 3 . Fundamental laws. Inc. American Funds A Dividend K T2 4 . Union Bank A Interest .l T2 5 . Focus Federal Credit Union A Dividend K "1~

2 6 . Russell Invesment Co. (Mutual Fund) C Dividend L T

2 7 . Ultra Petroleum None J2 8 . Syntroleum None J T

! 2 9 . Stillwater National Bank A Interest K T

i 0 . Oklahoma Cily Water Bond 7-39 A h ~ t e r e s t L T B uy I 1 / 2 3 / 0 9 L

3 2 ,


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N a m e o f P e r s on R e p o r ti n g D a t e of R e p o r tFI NANCI AL D IS CL O SU R E R E P O R TPage 6 of" 7 0 4 / 2 9 / 2 0 1 o

V I II . A D D IT I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .Part V, page 3, line I, Layn R. Philips is a personal friend and does n ot appear befo re me.Part VII. page 5, line 20 of 2008 report reflects that this asset was sold and is therefore not reported o n the 2009 report.


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I N AN C I AL D I S C L O SU R E R E P O R T : N . .. . ore .... R , p o a i n ~ n , t , o ta , ~ , ~ ,Page 7 of 7 a n s s c ii , D a v i d L . 0 4 / 2 9 / 2 0 1 0IX. CERTIFICATION.

I cer t ify that all information given above ( including information pertaining to my spo use and minor or dependent children, if any) isaccurate, true, and complete to the best o f my kno wledge and belief, and that any information no t reported was withheld because it met applicable sta tutoryprovisions permit t ing no n-disclosure.! further cert ify that earned income from outside employment and hono raria and the acceptance of gifts which have been reported are incompliance with the provisions ors U.S.C. app. 501 ct. seq., 5 U.S.C. 7353, aud Judicial Conference regulations.

S i g n a t u r e _ . t ~

NO TE: ANY IND IV ID U AL W IlO K NO W INGLY AND W ILFU LLY FALSIFIES O R FA LLS TO FILE THIS R EP O R T MA Y BE SU BJECT TO CIV ILAND CRIMINAl, SANCTIONS (5 U.S.C. app. 104)

FILIN G IN ST R U CT ION SMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Documents

David L Russell Financial Disclosure Report for 2009